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Dashboard & Reflective Review 2019
Clarifications & Updates
Roohi B. Obaid & Obaid Ali
22 Dec 2019, Technology Park, ICCBS, University of Karachi
2  - Dashboard (Clarifications & Updates)
It reflects the views and understanding of presenter
& may not be construed to represent the views or
policies of organization or association to which
speaker has ties
Documents of US-FDA & Review Scientific
Articles are used to construct presentation
2  - Dashboard (Clarifications & Updates)
We Know
Assay of API is a mandatory test
before release of product.
Preservatives are added to save
formulation from microbial growth
Some microbes degrade some APIs in
formulation
If
Preservative is used in your
formulation, would it be required to
test for its effectiveness every time
before release of every batch?
Remember
Parametric Release
Periodic Testing
Real time Testing1
2
3
Remember
Parametric Release
Periodic Testing
Real time Testing1
2
3
Remember
Parametric Release
Periodic Testing
Real time Testing1
2
3
Remember
Parametric Release
Periodic Testing
Real time Testing1
2
3
Remember
Antimicrobial preservatives should not be
used as a substitute for GMP, solely to
reduce the viable microbial population or
control the pre-sterilization bio-burden of a
multi dose formulation during
manufacturing.
If
An oral formulation that was out of
specification initially in terms of
microbial count.
However,
It came within specifications after two
weeks
Can it be released?
If
An oral formulation that was out of
specification initially in terms of
microbial count.
However,
It came within specifications after two
weeks
Can it be released?
No
2  - Dashboard (Clarifications & Updates)
18 Dec 2019
Recall
18 Dec 2019
Recall
Don’t miss the opportunity to recall.
We are dealing with life
Be vigilant please
Objectionable
What it means?
Objectionable
Known human pathogen
Adversely affect product stability
Interfere with analytical
method/bioavailability
Potentially damage the integrity of
container
Objectionable
Microbial specie, its count
Dosage form and its intended use
Patient population & route of
administration
Potential to affect product safety
Second Part of Lecture
Validation
Number of Batches
3
Validation
Sound rationale is expected for process
validation
Minimum number of conformance
batches necessary to validate is no
longer specified
Validation
Successful completion of initial
conformance batches would normally
be expected before commencement of
commercial distribution with few
exceptions.
Exceptions include short supply
situations, orphan drugs
Validation
Large sample size & testing of
additional attributes are required for
exceptions
2  - Dashboard (Clarifications & Updates)
Is it enough
You test rinse solution to support
residue determination in performing
cleaning validation.
Is it enough
• Use direct method
• Solvent and solubility matters
• Assess risk
How do you ensure process is not losing its
ability to clean
No
Is it enough
The purpose of cleaning validation is to
demonstrate that a particular cleaning
process will consistently clean the
equipment to a predetermined standard
Remember
Is it enough
Both sampling method & analytical test
method should be scientifically sound
enough to provide adequate rationale to
support the validation.
Remember
2  - Dashboard (Clarifications & Updates)
API Testing
Analytical testing of API to
ensure its compliance with their
specifications
(approved for the purpose by the Regulatory
Authority or referring any compendial
specifications)
Who is Responsible?
API Testing
Lets Resolve
All applicable specifications
established for release
All established specifications
are complied
API
FG
API Testing
Lets Resolve
All applicable specifications
established for release
All established specifications
are complied
API
FG
API Testing
Lets Resolve
All applicable specifications
established for release
All established specifications
are complied
API
FG
API Testing Validate the reliability of
API supplier
2  - Dashboard (Clarifications & Updates)
Analytical Procedure
Is it necessary to use compendial
method/procedure as it is, while testing
API or product?
Analytical Procedure
Alternate method, fully validated,
suitable for use and giving equivalent
result or better result than the
compendia may be used
No
API
If API is found compliant with all
specifications approved for the purpose
either in pharmacopeia or …. While
manufactured in non-GMP compliant
facility
Can it be used?
2  - Dashboard (Clarifications & Updates)
Quality Defects
If drug has been recalled due to any
quality defect, and discarded.
Would it be necessary to investigate?
Can this investigation expand to other
batches that are not available in
market?
2  - Dashboard (Clarifications & Updates)
Dedicated
Cleaning procedures and
environmental controls may not be
used to manufacture penicillin with
other products in multidrug
manufacturing facility?
Why?
Dedicated
There is no established safe level of
penicillin residue in non-penicillin drug
product.
There is no qualified trace levels that is
proven safe and cannot sensitize
anaphylactic reactions
Because
2  - Dashboard (Clarifications & Updates)
Bulk Hold
In process material, Sustained release
pellets, Tablet core, may be stored?
How long?
Bulk Hold Lets think
Bulk Hold
A Risk & Science based
ASSESSMENT process can help
identify
which material attributes &
process parameters might affect the
critical quality attributes of the finished
drug product
Chemically & Physically Stable
In-process
Bulk Hold
Assessment should be designed to
ensure that material stored under
controlled conditions for a specified
period are appropriate for use in
manufacturing the finished product
without having formal stability study to
verify the holding period.
Remember
Bulk Hold
This assessment may include sampling
and testing the material being held to
verify the manufacturing holding
period.
Risk ….
Bulk Hold
You cannot hold more than period
established in the risk assessment. One
needs to conduct stability studies
according to approved stability
protocol to verify holding period.
Unstable Material
Bulk Hold
The stability studies should include
evaluation of in-process materials up to
the time of their use in manufacturing a
finished drug product
Batch will be monitored long term if
the same in-process material is used
Unstable Material
2  - Dashboard (Clarifications & Updates)
Sampling
Be opened, sampled and
sealed in a manner designed to
prevent contamination
of their content
Warehouse
Sampling
Is there any harm to sample
from warehouse?
Container Closure
Sampling
What about sterile or
depyrogenated?
Container Closure
Sampling
Sampling should be under conditions
equivalent to the purported quality of
material.
This is to preserve the fitness for use of
remaining units as well as to ensure
sample integrity if they are to be
examined for microbial contamination
Container Closure
2  - Dashboard (Clarifications & Updates)
Blend
Proper sampling of powder blend is a
matter of concern?
Why?
Blend
Demonstration of adequacy of mixing
is the requirement
Scientifically sound
Blend
Between & within location variability
in the powder blend is a critical
component of finished product quality
and therefore should be evaluated.
Scientifically sound
Blend
Adequacy of blend mixing and that
sampling of the blend is done at the
suitable juncture in the manufacturing
process
Science and Risk based
Sampling Approach to ensure
Blend
No difference exist between locations
in a blend that could aversely affect
finished product quality
Need to ensure
Blend
Is a reliable & most widely used
sampling tool but
It may have draw backs & limitations
causing disturbance to the powder bed,
powder segregation ..
Towards PAT
Traditional Powder Thief
Blend
Reliability of the sampling method
should be evaluated as a part of
analytical method development
Traditional Powder Thief
Blend
PAT, Real time monitoring
Statistical Process Control tools
Sample size of powder, number of
probes, their justification of locations.
(variability across locations, over time of one
location and potential correlation b/w sample
and unit dosage form)
Innovative Approaches
2  - Dashboard (Clarifications & Updates)
7 Steps – EMA Guidance
Sep 2019
Oct 2019
Evaluate possibility of nitrosamines
being present in every concerned
medicine within 6 months by
26 March 2020
EMA & Nitrosamines
1
Oct 2019
Prioritize evaluation starting with
medicine more likely to be at risk of
containing nitrosamine
EMA & Nitrosamines
2
Oct 2019
Prior knowledge: take into account
finding from EMA Committee
(CHMP)
EMA & Nitrosamines
3
Oct 2019
Notify authorities of the outcome of
risk evaluation
EMA & Nitrosamines
4
Oct 2019
Immediately report reduction of
nitrosamine to authorities
EMA & Nitrosamines
5
Oct 2019
Apply necessary change to market
authorization to address
nitrosamine risk by
26 Sep 2022
EMA & Nitrosamines
6
Oct 2019
Complete all steps within 3 years,
prioritizing high risk products
EMA & Nitrosamines
7
2  - Dashboard (Clarifications & Updates)
2  - Dashboard (Clarifications & Updates)
Nov 2019
ICH Q12
Approved and in queue of
implementation
Q12 –Lifecycle Management
Dec 2019
on effective Change Management
Some changes do not require
regulatory approval due to movement
towards established conditions.
Inspections will be of more importance
PIC/S Draft Recommendation
Dec 2019
How to Evaluate/ Demonstrate the
Effectiveness of Pharmaceutical
Quality System in relation
to risk based change
management
PIC/S Draft Recommendation
Dec 2019
6 months trial on GMP inspections
1. Change proposal
2. Risk assessment of change
3. Planning & implementation of change
4. Review & effectiveness of change
PIC/S Draft Recommendation
2  - Dashboard (Clarifications & Updates)
July 2019
Improve collaboration & knowledge
sharing
Exchange program
MoU b/w BP & USP
Thanks

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2 - Dashboard (Clarifications & Updates)

  • 1. Dashboard & Reflective Review 2019 Clarifications & Updates Roohi B. Obaid & Obaid Ali 22 Dec 2019, Technology Park, ICCBS, University of Karachi
  • 3. It reflects the views and understanding of presenter & may not be construed to represent the views or policies of organization or association to which speaker has ties Documents of US-FDA & Review Scientific Articles are used to construct presentation
  • 5. We Know Assay of API is a mandatory test before release of product. Preservatives are added to save formulation from microbial growth Some microbes degrade some APIs in formulation
  • 6. If Preservative is used in your formulation, would it be required to test for its effectiveness every time before release of every batch?
  • 11. Remember Antimicrobial preservatives should not be used as a substitute for GMP, solely to reduce the viable microbial population or control the pre-sterilization bio-burden of a multi dose formulation during manufacturing.
  • 12. If An oral formulation that was out of specification initially in terms of microbial count. However, It came within specifications after two weeks Can it be released?
  • 13. If An oral formulation that was out of specification initially in terms of microbial count. However, It came within specifications after two weeks Can it be released? No
  • 16. 18 Dec 2019 Recall Don’t miss the opportunity to recall. We are dealing with life Be vigilant please
  • 18. Objectionable Known human pathogen Adversely affect product stability Interfere with analytical method/bioavailability Potentially damage the integrity of container
  • 19. Objectionable Microbial specie, its count Dosage form and its intended use Patient population & route of administration Potential to affect product safety
  • 20. Second Part of Lecture
  • 22. Validation Sound rationale is expected for process validation Minimum number of conformance batches necessary to validate is no longer specified
  • 23. Validation Successful completion of initial conformance batches would normally be expected before commencement of commercial distribution with few exceptions. Exceptions include short supply situations, orphan drugs
  • 24. Validation Large sample size & testing of additional attributes are required for exceptions
  • 26. Is it enough You test rinse solution to support residue determination in performing cleaning validation.
  • 27. Is it enough • Use direct method • Solvent and solubility matters • Assess risk How do you ensure process is not losing its ability to clean No
  • 28. Is it enough The purpose of cleaning validation is to demonstrate that a particular cleaning process will consistently clean the equipment to a predetermined standard Remember
  • 29. Is it enough Both sampling method & analytical test method should be scientifically sound enough to provide adequate rationale to support the validation. Remember
  • 31. API Testing Analytical testing of API to ensure its compliance with their specifications (approved for the purpose by the Regulatory Authority or referring any compendial specifications) Who is Responsible?
  • 32. API Testing Lets Resolve All applicable specifications established for release All established specifications are complied API FG
  • 33. API Testing Lets Resolve All applicable specifications established for release All established specifications are complied API FG
  • 34. API Testing Lets Resolve All applicable specifications established for release All established specifications are complied API FG
  • 35. API Testing Validate the reliability of API supplier
  • 37. Analytical Procedure Is it necessary to use compendial method/procedure as it is, while testing API or product?
  • 38. Analytical Procedure Alternate method, fully validated, suitable for use and giving equivalent result or better result than the compendia may be used No
  • 39. API If API is found compliant with all specifications approved for the purpose either in pharmacopeia or …. While manufactured in non-GMP compliant facility Can it be used?
  • 41. Quality Defects If drug has been recalled due to any quality defect, and discarded. Would it be necessary to investigate? Can this investigation expand to other batches that are not available in market?
  • 43. Dedicated Cleaning procedures and environmental controls may not be used to manufacture penicillin with other products in multidrug manufacturing facility? Why?
  • 44. Dedicated There is no established safe level of penicillin residue in non-penicillin drug product. There is no qualified trace levels that is proven safe and cannot sensitize anaphylactic reactions Because
  • 46. Bulk Hold In process material, Sustained release pellets, Tablet core, may be stored? How long?
  • 47. Bulk Hold Lets think
  • 48. Bulk Hold A Risk & Science based ASSESSMENT process can help identify which material attributes & process parameters might affect the critical quality attributes of the finished drug product Chemically & Physically Stable In-process
  • 49. Bulk Hold Assessment should be designed to ensure that material stored under controlled conditions for a specified period are appropriate for use in manufacturing the finished product without having formal stability study to verify the holding period. Remember
  • 50. Bulk Hold This assessment may include sampling and testing the material being held to verify the manufacturing holding period. Risk ….
  • 51. Bulk Hold You cannot hold more than period established in the risk assessment. One needs to conduct stability studies according to approved stability protocol to verify holding period. Unstable Material
  • 52. Bulk Hold The stability studies should include evaluation of in-process materials up to the time of their use in manufacturing a finished drug product Batch will be monitored long term if the same in-process material is used Unstable Material
  • 54. Sampling Be opened, sampled and sealed in a manner designed to prevent contamination of their content Warehouse
  • 55. Sampling Is there any harm to sample from warehouse? Container Closure
  • 56. Sampling What about sterile or depyrogenated? Container Closure
  • 57. Sampling Sampling should be under conditions equivalent to the purported quality of material. This is to preserve the fitness for use of remaining units as well as to ensure sample integrity if they are to be examined for microbial contamination Container Closure
  • 59. Blend Proper sampling of powder blend is a matter of concern? Why?
  • 60. Blend Demonstration of adequacy of mixing is the requirement Scientifically sound
  • 61. Blend Between & within location variability in the powder blend is a critical component of finished product quality and therefore should be evaluated. Scientifically sound
  • 62. Blend Adequacy of blend mixing and that sampling of the blend is done at the suitable juncture in the manufacturing process Science and Risk based Sampling Approach to ensure
  • 63. Blend No difference exist between locations in a blend that could aversely affect finished product quality Need to ensure
  • 64. Blend Is a reliable & most widely used sampling tool but It may have draw backs & limitations causing disturbance to the powder bed, powder segregation .. Towards PAT Traditional Powder Thief
  • 65. Blend Reliability of the sampling method should be evaluated as a part of analytical method development Traditional Powder Thief
  • 66. Blend PAT, Real time monitoring Statistical Process Control tools Sample size of powder, number of probes, their justification of locations. (variability across locations, over time of one location and potential correlation b/w sample and unit dosage form) Innovative Approaches
  • 68. 7 Steps – EMA Guidance Sep 2019
  • 69. Oct 2019 Evaluate possibility of nitrosamines being present in every concerned medicine within 6 months by 26 March 2020 EMA & Nitrosamines 1
  • 70. Oct 2019 Prioritize evaluation starting with medicine more likely to be at risk of containing nitrosamine EMA & Nitrosamines 2
  • 71. Oct 2019 Prior knowledge: take into account finding from EMA Committee (CHMP) EMA & Nitrosamines 3
  • 72. Oct 2019 Notify authorities of the outcome of risk evaluation EMA & Nitrosamines 4
  • 73. Oct 2019 Immediately report reduction of nitrosamine to authorities EMA & Nitrosamines 5
  • 74. Oct 2019 Apply necessary change to market authorization to address nitrosamine risk by 26 Sep 2022 EMA & Nitrosamines 6
  • 75. Oct 2019 Complete all steps within 3 years, prioritizing high risk products EMA & Nitrosamines 7
  • 78. Nov 2019 ICH Q12 Approved and in queue of implementation Q12 –Lifecycle Management
  • 79. Dec 2019 on effective Change Management Some changes do not require regulatory approval due to movement towards established conditions. Inspections will be of more importance PIC/S Draft Recommendation
  • 80. Dec 2019 How to Evaluate/ Demonstrate the Effectiveness of Pharmaceutical Quality System in relation to risk based change management PIC/S Draft Recommendation
  • 81. Dec 2019 6 months trial on GMP inspections 1. Change proposal 2. Risk assessment of change 3. Planning & implementation of change 4. Review & effectiveness of change PIC/S Draft Recommendation
  • 83. July 2019 Improve collaboration & knowledge sharing Exchange program MoU b/w BP & USP