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1.6 PROBABILITY SAMPLING
    TECHNIQUES
             Outcome 1:
   Use a variety of sources for the
collection of data, both primary and
               secondary

1.2 Describe and justify the survey
   methodology and frame used
SAMPLING
PROBABILITY SAMPLING TECHNIQUES
1.    Simple Random Sampling (SRS)
• Assure that each element in the population has
  an equal chance of being selected.
• Selection is free from bias
• Can calculate the probability –
   sample size (n) and population size (N) Therefore,
  the probability is = n/N
• can be done with or without replacement
                                 More convenience,
  Possibility of selecting the
                                 more precise result
same item as a sample twice
1.      Simple Random Sampling (SRS)
• Several ways of selecting a simple random sample:

Humans have long practiced various forms of
  random selection, such as picking a name out of a
  hat, or choosing the short straw.

     i. Lottery draw: The name or identifying
        number of each item in the population is
        recorded on a slip of paper and placed in a
        box - shuffled – randomly choose required
        sample size from the box.
1.      Simple Random Sampling (SRS)
     Techniques of selecting a simple random sample:

     ii. Each item is numbered and a table of
          random numbers is used to select the
          members of the sample.
     iii. There are many software programs, such as
          MINITAB and Excel that have routines that will
          randomly select a given number of items from
          the population.
Example 1: Simple Random Sampling (SRS)
Imagine that you own a movie theatre and you are offering a
special horror movie film festival next month. To decide which
horror movies to show, you survey moviegoers asking them
which of the listed movies are their favourites. To create the list
of movies needed for your survey, you decide to sample 100 of
the 1,000 best horror movies of all time.
a. Horror movie population is divided evenly into classic
   movies (those filmed in or before 1969) and modern movies
   (those filmed in or later than 1970).
b. Write out all of the movie titles on slips of paper and place
   them in an empty box.
c. Draw out 100 titles and you will have your sample.
By using this approach, you will have ensured that each movie
   had an equal chance of selection.
Example 2: Simple Random Sampling (SRS)
Suppose your college has 500 students (population)
and you need to conduct a short survey on the
quality of the food served in the cafeteria. You
decide that a sample of 70 students (sample) should
be sufficient for your purposes.
                      In order to get your sample, you;

                      a.Assign a number from 001 to
                      500 to each students,
                      b.use a table of randomly
                      generated numbers (Random
                      Number Tables)
Example 2: Simple Random Sampling (SRS)
Eg: solution
                 No.    Students   ID   Gender
                         Name
      3 digits
                 001   Aaaab              F
                 002   Aabbb              F
                 003   Abbbc              M
                 004   Baaaa              M
                 005   Bbbaa              M
                 006   Bcaab              F
                 …     …
                 …     …
                 499   Mmnnr              M
                 500   Zzwrnn             M
Example 2: Simple Random Sampling (SRS)
c. Randomly pick a starting point in the table, and look at
   the random number appear there.
d. (In this case) The data run into three digits (500), the
   random number would need to contain three digits as
   well.
e. Ignore all random numbers greater than 500 because
   they do not correspond to any of the students in the
   college.
f. Remember !! Sample is without replacement, so if the
   number recurs, skip over it and use the next random
   number.
g. The first 70 different numbers between 001 to 500 make
   up your sample.
Example 2: Simple Random Sampling (SRS)

Random Number
Tables




            Prepared by: Mdm. Nor Azian Abu Asan
                            Dept. of Maths & Stats   Unit 6: Business Decision Making
2.     Systematic (Random) Sampling
• there is a gap, or interval, between each selected unit
  in the sample.
• Selection of units is based on sample interval, k starting
  from a determined point, where k = N/n
Steps:
i. Number the units on your frame from 1 to N and the
     population are arranged in some way
ii. First sample drawn between 1 and k randomly
     (determine point/ the random start ).
iii. Afterwards, every k th must be drawn until the
     total sample has been drawn.
Example 3: Systematic (Random) Sampling
• Using the same survey problem from Example (1): SRS
a. Number the units on      No. Students   ID   Gender
                                 Name
   your frame
                            001 Aaaab             F
   (students) from 1 to
   N (population). In       002 Aabbb             F
   this case, N = 500.      003 Abbbc             M
                            …     …               …
b. Determine the            008 Dddbb             M
   sample interval, k =     …                     F
   N/n, k = 500/70,         016 Fffaaa            M
   k = 7.1, k = 8           …     …               …
   (rounding up) .          499 Mmnnr             M
                            500 Zzwrnn            M
Example 3: Systematic (Random) Sampling
                No. Students   ID   Gender
                     Name                      **You will need to
                001 Aaaab             F        select one unit
Select 1 of 8
 randomly




                002 Aabbb             F
                                               (student) of every
                                               8th units to end up
                003 Abbbc             M
                                               with a total of 70
                …     …               …
                                               students as your
                008 Dddbb             M
                                               sample.
                …                     F
                016 Fffaaa            M      c. Select a number
                …     …               …         between 1 and 8 at
                499 Mmnnr             M         random (random
                500 Zzwrnn            M         start)
Example 3: Systematic (Random) Sampling
         No.    Students   ID   Gender   Example, if you choose
                 Name                    number 5, then the 5th
         001   Aaaab              F      student on your frame
         002   Aabbb              F      would be the first unit
         …     …                  …      included in your sample.
 1st     005   Ddaac              F
         …     …                  …      Select every kth unit after
         008   Dddbb              M
                                         that first number.
         …     …                  …
                                         Eg: 5 (the random start),
2nd      013   Eaaaf              F
                                         13 (5+8), 21 (13+8), 29
         …     …                  …
                                         (21+8),… up to 500,
3rd      021   Hhaat              F
                                         (where the total sample
         …     …                  …
                                         needed are obtain).
         500   Zzwrnn             M
Example 4: Systematic (Random) Sampling
                  • The surveyor may
• The market        interview the
  researcher        occupants of every
  might select      fifth house on a
  every 5th         street, after
  person who        randomly selecting
  enters a          one of the first five
  particular        houses.
  store, after
  selecting the
  first person at
  random.
Systematic (Random) Sampling

Suppose you run a large grocery store and have a list of the
employees in each section.

• The grocery store is divided into the following 10 sections:
  deli counter, bakery, cashiers, stock, meat counter,
  produce, pharmacy, photo shop, flower shop and dry
  cleaning.
• Each section has 10 employees, including a manager
  (making 100 employees in total).
• Your list is ordered by section, with the manager listed first
  and then, the other employees by descending order of
  seniority.
Systematic (Random) Sampling
You wanted to survey your employees about their thoughts
on their work environment.

     Would you used Systematic Sampling Techniques?

If you use a systematic sampling approach and your sampling
interval, k = 10, then you could end up selecting only
managers or the newest employees in each section.

Possible error:
This type of sample would not give you a complete or
appropriate picture of your employees' thoughts.
3.    Stratified (Random) Sampling
• A population is divided into homogenous, mutually
  exclusive subgroups, called strata and a sample is selected
  from each stratum.
• Goal: To guarantee that all groups in the population are
  adequately represented.
• Within stratum - uniformity (homogenous),
  Between strata – differences (heterogeneous).
Stratified (Random) Sampling
• can be stratified by any variable that is available
  e.g Gender (Male & Female), edu. Level (SPM, diploma, 1st
  degree,…),etc.

• Number of sample from each stratum – select randomly
  = no. of element in the stratum x no. samples
            no. of population           require
Example 5: Stratified (Random) Sampling
Using the same survey problem from Example (1): SRS

If you were select a simple random sample of 70 students
   from the frame, you might be end up with just a little over
   350 female students in your college, since they account for
   more than half of a % of the whole college students
   population).

a. Stratifying the population by gender. (Male and Female)
b. Calculate the exact sample size from each strata;
   Male = (150/500)*70 = 21 male students
   Female = (350/500)*70 = 49 female students
   Give the total sample = 21 + 49 = 70 students
Example 5: Stratified (Random) Sampling
Using the same survey problem from Example (1): SRS

c. Each units (students) from each strata will be numbered,
   then the sample from each strata will be selected at
   random (as in SRS).
Example 5: Stratified (Random) Sampling
                        Strata (by Gender)
          Female = 49                               Male = 21
No.   Students   ID     Gender     No.   Students    ID   Gender
       Name                               Name
001   Aaaa                 F       001   Aabb                   M
002   Bbbb                 F       002   Bbcc                   M
003   Cccc                 F       003   Ccdd                   M
004   Dddd                 F       004   Ddee                   M
005   Eeee                 F       005   Eeff                   M
006   Ffff                 F       006   Ffgg                   M
…     …                    F       …                            M
350   Yyyy                 F       150   Zzzz                   M
Extra Easy Sudoku Puzzle #3
4.    Cluster (Random) Sampling
• To reduce the cost of sampling a population scattered over
  a large geographic area.
• To gather data quickly and cheaply at the expense of
  possible over – or under representing certain groups of
  people.
  - By the luck of the draw you will wind up with
    respondents who come from all over the state
Cluster (Random) Sampling
Steps:
• divides the population into groups or clusters
  - Within cluster- differences (heterogeneous)
  - Between cluster– uniformity (homogenous)

• select clusters at random
  - all units within selected clusters are included in the
  sample
  - No units from non-selected clusters are included in the
  sample
Example 5: Cluster (Random) Sampling
Imagine that the municipal council of Perak Tengah wants
to investigate the use of health care services by residents.

a. Council requests for electoral subdivision maps that
   identify and label each area block.
b. From this maps, the council creates a list of all area
   blocks (e.g: Bota, Parit, Kg.Gajah, Manong,…). This area
will serve as the survey sampling frame.
c. Every household in that area belongs to a area block.
d. Each area block represents a cluster of households.
Example 5: Cluster (Random) Sampling


e. Council randomly picks a
   number of area blocks
   (cluster)
   using SRS approach.
c. List all households in the
   selected area blocks; these
   households make up the
   survey sample.
5.      Multi-stage Sampling
•     Combination of all the methods described above.
•     Involves selecting a sample in at least two stages.
e.g: i. Stage 1: Stratified Sampling
   Stage 2: Systematic Sampling
     e.g: ii. Stage 1: Cluster Sampling
        Stage 2: Stratified Sampling
        Stage 3: Simple Random Sampling
Advantages & Disadvantages
   Sampling            Advantages               Disadvantages
  Techniques
Simple Random   i. Easiest method &         i. Make no use of
   Sampling        commonly used.                auxiliary info.
                ii. Not require any         ii. Can be
                  additional info. on the        expensive and
                  frame (such as                 unfeasible for
                  gender, geographical           large population
                  area etc), other than          (to identified and
                  complete list of               reach) or if the
                  members along with            personal interview
                  contact info.                 required.
                iii. Analysis of data is    iii. not be
                     reasonably easy            representative of
                     and has a sound            the whole
                     mathematical basis.        population
Advantages & Disadvantages
  Sampling        Advantages           Disadvantages
 Techniques
 Systematic   i. Easier to draw,     i. If list has
 (Random)         without mistakes.     periodic
  Sampling    ii. More precise than     arrangement
                  SRS as more           then sample
                  evenly spread over    collected
                  population.           may not be an
                                        accurate
                                        representation
                                        of the entire
                                        population.
Advantages & Disadvantages
  Sampling             Advantages               Disadvantages
 Techniques
  Stratified   i. Ensure an adequate        i. Problem if strata
 (Random)         sample size for sub-          not clearly defined.
  Sampling        groups in the             ii. Analysis is (or can
                  population of interest.        be) quite
               ii. Almost certainly             complicated.
                  produce a gain in
                  precision in the
                  estimates of the
                  whole population,
                  because a
                  heterogeneous
                  population is split
                  into fairly
                  homogeneous strata.
Advantages & Disadvantages
  Sampling           Advantages              Disadvantages
 Techniques
  Cluster     i. Reduced field costs      i. Clusters may not
 Sampling     ii. Applicable where no         be representative
                 complete list of units       of whole
                 is available (special        population but
                 lists only need be           may be too alike.
                 formed for clusters).    ii. Analysis more
                                              complicated than
                                              for SRS.

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PROBABILITY SAMPLING TECHNIQUES

  • 1. 1.6 PROBABILITY SAMPLING TECHNIQUES Outcome 1: Use a variety of sources for the collection of data, both primary and secondary 1.2 Describe and justify the survey methodology and frame used
  • 4. 1. Simple Random Sampling (SRS) • Assure that each element in the population has an equal chance of being selected. • Selection is free from bias • Can calculate the probability – sample size (n) and population size (N) Therefore, the probability is = n/N • can be done with or without replacement More convenience, Possibility of selecting the more precise result same item as a sample twice
  • 5. 1. Simple Random Sampling (SRS) • Several ways of selecting a simple random sample: Humans have long practiced various forms of random selection, such as picking a name out of a hat, or choosing the short straw. i. Lottery draw: The name or identifying number of each item in the population is recorded on a slip of paper and placed in a box - shuffled – randomly choose required sample size from the box.
  • 6. 1. Simple Random Sampling (SRS) Techniques of selecting a simple random sample: ii. Each item is numbered and a table of random numbers is used to select the members of the sample. iii. There are many software programs, such as MINITAB and Excel that have routines that will randomly select a given number of items from the population.
  • 7. Example 1: Simple Random Sampling (SRS) Imagine that you own a movie theatre and you are offering a special horror movie film festival next month. To decide which horror movies to show, you survey moviegoers asking them which of the listed movies are their favourites. To create the list of movies needed for your survey, you decide to sample 100 of the 1,000 best horror movies of all time. a. Horror movie population is divided evenly into classic movies (those filmed in or before 1969) and modern movies (those filmed in or later than 1970). b. Write out all of the movie titles on slips of paper and place them in an empty box. c. Draw out 100 titles and you will have your sample. By using this approach, you will have ensured that each movie had an equal chance of selection.
  • 8. Example 2: Simple Random Sampling (SRS) Suppose your college has 500 students (population) and you need to conduct a short survey on the quality of the food served in the cafeteria. You decide that a sample of 70 students (sample) should be sufficient for your purposes. In order to get your sample, you; a.Assign a number from 001 to 500 to each students, b.use a table of randomly generated numbers (Random Number Tables)
  • 9. Example 2: Simple Random Sampling (SRS) Eg: solution No. Students ID Gender Name 3 digits 001 Aaaab F 002 Aabbb F 003 Abbbc M 004 Baaaa M 005 Bbbaa M 006 Bcaab F … … … … 499 Mmnnr M 500 Zzwrnn M
  • 10. Example 2: Simple Random Sampling (SRS) c. Randomly pick a starting point in the table, and look at the random number appear there. d. (In this case) The data run into three digits (500), the random number would need to contain three digits as well. e. Ignore all random numbers greater than 500 because they do not correspond to any of the students in the college. f. Remember !! Sample is without replacement, so if the number recurs, skip over it and use the next random number. g. The first 70 different numbers between 001 to 500 make up your sample.
  • 11. Example 2: Simple Random Sampling (SRS) Random Number Tables Prepared by: Mdm. Nor Azian Abu Asan Dept. of Maths & Stats Unit 6: Business Decision Making
  • 12. 2. Systematic (Random) Sampling • there is a gap, or interval, between each selected unit in the sample. • Selection of units is based on sample interval, k starting from a determined point, where k = N/n Steps: i. Number the units on your frame from 1 to N and the population are arranged in some way ii. First sample drawn between 1 and k randomly (determine point/ the random start ). iii. Afterwards, every k th must be drawn until the total sample has been drawn.
  • 13. Example 3: Systematic (Random) Sampling • Using the same survey problem from Example (1): SRS a. Number the units on No. Students ID Gender Name your frame 001 Aaaab F (students) from 1 to N (population). In 002 Aabbb F this case, N = 500. 003 Abbbc M … … … b. Determine the 008 Dddbb M sample interval, k = … F N/n, k = 500/70, 016 Fffaaa M k = 7.1, k = 8 … … … (rounding up) . 499 Mmnnr M 500 Zzwrnn M
  • 14. Example 3: Systematic (Random) Sampling No. Students ID Gender Name **You will need to 001 Aaaab F select one unit Select 1 of 8 randomly 002 Aabbb F (student) of every 8th units to end up 003 Abbbc M with a total of 70 … … … students as your 008 Dddbb M sample. … F 016 Fffaaa M c. Select a number … … … between 1 and 8 at 499 Mmnnr M random (random 500 Zzwrnn M start)
  • 15. Example 3: Systematic (Random) Sampling No. Students ID Gender Example, if you choose Name number 5, then the 5th 001 Aaaab F student on your frame 002 Aabbb F would be the first unit … … … included in your sample. 1st 005 Ddaac F … … … Select every kth unit after 008 Dddbb M that first number. … … … Eg: 5 (the random start), 2nd 013 Eaaaf F 13 (5+8), 21 (13+8), 29 … … … (21+8),… up to 500, 3rd 021 Hhaat F (where the total sample … … … needed are obtain). 500 Zzwrnn M
  • 16. Example 4: Systematic (Random) Sampling • The surveyor may • The market interview the researcher occupants of every might select fifth house on a every 5th street, after person who randomly selecting enters a one of the first five particular houses. store, after selecting the first person at random.
  • 17. Systematic (Random) Sampling Suppose you run a large grocery store and have a list of the employees in each section. • The grocery store is divided into the following 10 sections: deli counter, bakery, cashiers, stock, meat counter, produce, pharmacy, photo shop, flower shop and dry cleaning. • Each section has 10 employees, including a manager (making 100 employees in total). • Your list is ordered by section, with the manager listed first and then, the other employees by descending order of seniority.
  • 18. Systematic (Random) Sampling You wanted to survey your employees about their thoughts on their work environment. Would you used Systematic Sampling Techniques? If you use a systematic sampling approach and your sampling interval, k = 10, then you could end up selecting only managers or the newest employees in each section. Possible error: This type of sample would not give you a complete or appropriate picture of your employees' thoughts.
  • 19. 3. Stratified (Random) Sampling • A population is divided into homogenous, mutually exclusive subgroups, called strata and a sample is selected from each stratum. • Goal: To guarantee that all groups in the population are adequately represented. • Within stratum - uniformity (homogenous), Between strata – differences (heterogeneous).
  • 20. Stratified (Random) Sampling • can be stratified by any variable that is available e.g Gender (Male & Female), edu. Level (SPM, diploma, 1st degree,…),etc. • Number of sample from each stratum – select randomly = no. of element in the stratum x no. samples no. of population require
  • 21. Example 5: Stratified (Random) Sampling Using the same survey problem from Example (1): SRS If you were select a simple random sample of 70 students from the frame, you might be end up with just a little over 350 female students in your college, since they account for more than half of a % of the whole college students population). a. Stratifying the population by gender. (Male and Female) b. Calculate the exact sample size from each strata; Male = (150/500)*70 = 21 male students Female = (350/500)*70 = 49 female students Give the total sample = 21 + 49 = 70 students
  • 22. Example 5: Stratified (Random) Sampling Using the same survey problem from Example (1): SRS c. Each units (students) from each strata will be numbered, then the sample from each strata will be selected at random (as in SRS).
  • 23. Example 5: Stratified (Random) Sampling Strata (by Gender) Female = 49 Male = 21 No. Students ID Gender No. Students ID Gender Name Name 001 Aaaa F 001 Aabb M 002 Bbbb F 002 Bbcc M 003 Cccc F 003 Ccdd M 004 Dddd F 004 Ddee M 005 Eeee F 005 Eeff M 006 Ffff F 006 Ffgg M … … F … M 350 Yyyy F 150 Zzzz M
  • 24. Extra Easy Sudoku Puzzle #3
  • 25. 4. Cluster (Random) Sampling • To reduce the cost of sampling a population scattered over a large geographic area. • To gather data quickly and cheaply at the expense of possible over – or under representing certain groups of people. - By the luck of the draw you will wind up with respondents who come from all over the state
  • 26. Cluster (Random) Sampling Steps: • divides the population into groups or clusters - Within cluster- differences (heterogeneous) - Between cluster– uniformity (homogenous) • select clusters at random - all units within selected clusters are included in the sample - No units from non-selected clusters are included in the sample
  • 27. Example 5: Cluster (Random) Sampling Imagine that the municipal council of Perak Tengah wants to investigate the use of health care services by residents. a. Council requests for electoral subdivision maps that identify and label each area block. b. From this maps, the council creates a list of all area blocks (e.g: Bota, Parit, Kg.Gajah, Manong,…). This area will serve as the survey sampling frame. c. Every household in that area belongs to a area block. d. Each area block represents a cluster of households.
  • 28. Example 5: Cluster (Random) Sampling e. Council randomly picks a number of area blocks (cluster) using SRS approach. c. List all households in the selected area blocks; these households make up the survey sample.
  • 29. 5. Multi-stage Sampling • Combination of all the methods described above. • Involves selecting a sample in at least two stages. e.g: i. Stage 1: Stratified Sampling Stage 2: Systematic Sampling e.g: ii. Stage 1: Cluster Sampling Stage 2: Stratified Sampling Stage 3: Simple Random Sampling
  • 30. Advantages & Disadvantages Sampling Advantages Disadvantages Techniques Simple Random i. Easiest method & i. Make no use of Sampling commonly used. auxiliary info. ii. Not require any ii. Can be additional info. on the expensive and frame (such as unfeasible for gender, geographical large population area etc), other than (to identified and complete list of reach) or if the members along with personal interview contact info. required. iii. Analysis of data is iii. not be reasonably easy representative of and has a sound the whole mathematical basis. population
  • 31. Advantages & Disadvantages Sampling Advantages Disadvantages Techniques Systematic i. Easier to draw, i. If list has (Random) without mistakes. periodic Sampling ii. More precise than arrangement SRS as more then sample evenly spread over collected population. may not be an accurate representation of the entire population.
  • 32. Advantages & Disadvantages Sampling Advantages Disadvantages Techniques Stratified i. Ensure an adequate i. Problem if strata (Random) sample size for sub- not clearly defined. Sampling groups in the ii. Analysis is (or can population of interest. be) quite ii. Almost certainly complicated. produce a gain in precision in the estimates of the whole population, because a heterogeneous population is split into fairly homogeneous strata.
  • 33. Advantages & Disadvantages Sampling Advantages Disadvantages Techniques Cluster i. Reduced field costs i. Clusters may not Sampling ii. Applicable where no be representative complete list of units of whole is available (special population but lists only need be may be too alike. formed for clusters). ii. Analysis more complicated than for SRS.