Managing records center
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The document outlines procedures for managing records in a records center, including transferring records, accessioning records, retrieving records, and disposing of records according to disposal schedules. Key steps include liaising with records offices, preparing boxes and labels, updating registers, filling out request forms, and attaching issue stickers when retrieving records for use. The goal is to efficiently store and provide access to records based on disposal instructions.
Managing records center
- 1. IMD 452 Managing Records Center
- 2. The procedures to be followed in the records centre: liaising with records offices transferring records to the records centre and accessioning records retrieving and using records held by the records centre disposing of records, including destruction or transfer of records to the archival institution compiling statistical controls measuring performance
- 3. Liaising With Records Offices Active liaison between creating agency and records center is necessary, so that records are removed from records office and are deposited in the records centre, transferred to the archival institution or destroyed as required by the schedules.
- 4. Disposal Schedules Disposal schedules are the means by which the records and archives institution documents decisions about the disposal of files. Records offices should be issued with the specific schedule relating to their own agency
- 5. Disposal Schedules They are responsible for seeing that closed files are transferred to the records centre at the proper time. The records office supervisor will notify the records centre if there are specific reasons why records should be retained for periods other than those identified in the schedule.
- 6. Destruction of Records in Offices Some records may be scheduled for destruction within one year or less of their creation. These records should not be transferred to the records centre. Instead, they should be destroyed by the records office under secure conditions.
- 8. Emergency Planning and Vital Records Care The creator agencies and the records centre need to collaborate in drawing up and implementing an emergency plan, in order to ensure the best possible recovery in the event of a disaster involving the loss of records, or damage to records, in any office.
- 9. Emergency Planning and Vital Records Care Vital records are often duplicated, with the second copy kept in a building separate from the one where the original is held.
- 10. TRANSFERRING RECORDS TO THE RECORDS CENTRE All records transferred to the records centre must be easily accessible and must be managed according to the disposal instructions outlined in the records schedules.
- 11. Accessioning Records in the Records Centre Following are the steps involved in accessioning records in the records centre :- Identification of the Originating Government or Corporate Office A good way to ensure that agencies keep track of their transferred records, and that the records centre can keep track of which agencies have transferred records to it, is for the records centre to allocate a code number to each records office.
- 12. Example of Register of Record Office Codes
- 13. Accessioning Records in the Records Centre Communications and Transport Good communications and transport services are essential to the success of the records centre and its services. If client agencies do not feel that they can communicate easily with the records centre and can request their records and get them delivered rapidly and reliably, the records management service will not succeed.
- 14. Accessioning Records in the Records Centre Transferring Records to the Records Centre When an office asks to transfer records to the records centre, the records centre will send it an appropriate number of empty boxes and a supply of records centre transfer lists. The records centre should keep a record of the number of boxes and lists supplied, for purposes of stock control.
- 15. •To be filled by creating agency staff according to instructions by record center. •Action date must be left blank. Location number is being entered by record center. •Covering date is being entered by creating agency.
- 16. Accessioning Records in the Records Centre Records centre staff place the boxes that make up the consignment in order, and deal with them in sequence. For each box they undertake the following steps: 1. Check the records 2. Prepare the boxes 3. Determine the action category 4. Distribute the transfer list 5. Label the boxes 6. Store the records 7. Update the location register and accessions register.
- 17. Label the box It is also useful to attach a label to each box. This label should indicate the :- originating office code number box number location code.
- 18. Example of box label For security reasons, it is important that these should be the only marks on the outside of boxes, so that unauthorized people cannot easily identify records, particularly sensitive or confidential files.
- 19. Agency statistical report detailing Information about records transferred from specific creating agency
- 20. Retrieving and using records held by the records centre It is critical to the success of the records centre that information and files held there are easily and quickly retrieved. Only the office that created the record, or its successor office, may borrow a record from the records centre. Requests to borrow records may be made by post, by telephone or in person.
- 21. Retrieval Procedures Issue forms are used to control the replacement of the records and to compile statistics of use. Using the issue form as a guide, identify the relevant box and the files or records to be taken out of it.
- 22. Retrieval Procedures A records centre issue sticker or red marker can be attached to the front cover of the record, with the box number written on it. If there are no stickers, it may be best to use a stamp or write the box number on the front of the file.
- 23. Retrieval Procedures The purpose of the issue sticker is to :- identify the record as having been issued by the records centre remind officers to return it at the proper time help records centre staff replace it in the proper place identify the record as a returned issue and not as a new transfer be a ready reference marker in checking how often records are used.
- 24. Example of Records Center Request Form
- 25. Example of Issue Sticker