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Research openness and its impact in
              and beyond academia




                                              Pedro Parraguez Ruiz
                                               29th November 2012
                                              Open by Default, DTU
http://www.meetingpoint4.net/openbydefault/
Road map

Introduction

                 The different flavours
                 of openness
      Examples
                         What can we
                         do?



                        Wrap up
Introduction


About Open by Default
         Openness right here, right now




                                    About me
                                    http://about.me/pedro.parraguez
                                    www.openinnovate.eu
Introduction – about you

   Have you ever
 published in an OA
      journal?          24 vs 8




 Do you maintain a
research blog or any
other non traditional
 way of sharing your
                                  28 vs 4
      results?
Introduction – Openness enablers and criticality

  Enablers: • Decreasing transactional
              costs
            • Increasing complexity /
              interconnectedness

  Criticality: • Urgent global challenges to
                 complex to afford closeness
               • Huge needs but limited
                 resources
From Closed by Default
The Impact of Openness in and Beyond Academia- Open By Default
Don Tapscott’s four principles of an open
       world applied to Science

  Collaboration
      Sharing
  Transparency
  Empowerment
But first we need to bash some of the old paradigms…
Key Barriers for Openness in Science




                                             Intellectual Property as the key strategy to bring
Old School Academic Career and Incentives
                                            research results/ technology to the market/society
The different flavours of openness




Science/Academia        Both          Technology/Industry/Society
*
Open Science Examples




                                     http://usefulchem.wikispaces.com/


http://www.greenxchange.cc/
Open Science Examples




                              Open Peer review
http://www.scivee.tv/         http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3389610/figure/F1/
Open Innovation and Openness in Science
The traditional tech transfer pipeline


                        Generation                                       Evaluation and Selection                                                       Technology Push                                   Transaction

                                                                       Evaluation of the                                                    Technology is
                                                                  discovery/invention and                                               “packed” to be offered
                                                                  its potential applications                                                in the market


                                                                                                If it has                                                             If there is
                                                                                              commercial                                                            an interested
                                                                                                  value                                                                  party



                                                                                                                  Application for a
                                                                         If it doesn’t                                                                                              Negotiations to
                                                                                                                   patent or other                                                                        Final transaction and
                                                                  have commercial prospects                                                                                     licence, sell or create
                                                                                                                      IP rights                                                                              exchange of IP
                       Research centre                                                                                                    If there is no interest                     an spin-off
Research Funding      infrastructure and   Scientific Discovery                                                                                 in the offer
                   accumulated knowledge
                                                                                                              Once IP is cleared
                                                                                                            it is possible to publish       Patent becomes part
                                                                  Scientific Publication                                                   of the passive portfolio
                                                                                                                                                    of IP



                   TTO usually does not                                       TTO offers support and expertise                                                                 Usually TTO is fully
                      get involved                                            in commercial evaluation and IP                                                              responsible for this process
Tech Transfer meets Open Innovation


        Classic university technology transfer model                                                    Open innovation through innov. intermediaries



                Technology Push                                                                                      Technology Pull
                                                           Technology is
                                                           “packed” to be       Final transaction and
                                                            offered in the         exchange of IP
Researchers                                                     market

                                    If it has
                                  commercial
                                      value



                 If it doesn’t
                                                      If there is no interest
          have commercial prospects
                                                            in the offer                                                    Open innovation networks
                                                                                                                                                       Company
                            Scientific Publications
                                                                                                                                                       with a need
                                                        Passive patents
Unfortunately this doesn’t flow well

               Technology Push                                      Technology Pull
                                               Final transactions
Researchers                                    and exchanges of
                                                        IP



                                                                                             Company
                                                                                             with a need



                   Researchers

                                                                                                           Company
                                                                                                           with a need




              Researchers                                                 Open innovation networks
                                                                                                           Company
                                                                                                           with a need




                                                                                                     Company
                                 Researchers
                                                                               Company               with a need
                                                                               with a need
From R to D and from D to R
      offers
                                                              Successful product/services reach
         needs                                                   the market as innovations


Development:
Increasingly in high tech
                                                  i
                                                Market
                                                                                                  needs
SMEs (ex spin offs).
Sometimes in big
corporations and
universities.                        D
                                  Engineering
                                                                                  Research: usually in
                                                                                  Universities and
                                    & design                                      Research Centres.

                                                           R
                                                      Science + Eng
                                                                                  Motivated by scientific
                                                                                  curiosity and
                                                                                  disruptive discoveries.

                    needs
                  offers
                                  The full R&D potential is highly distributed
                            and requires collaboration and co-creation to be exploit
Open innovation examples
Quick Intellectual Property Discussion
DTU owns roughly 200 patents
source: dtu.dk

“The 20-year lifetime costs of a patent
family consisting of US and Japanese patents
and a European patent extending to
Germany, France and the UK will amount
between 100.000 to 200.000 USD”
Source: http://www.dyoung.com/patentnewsletter-aug09

Total cost of DTU patent portfolio could easily
be 30 million USD

2011 total DTU income-expenses = 14 Million USD
Open Design and Openness in Science




Fjeldsted, A., & Adalsteinsdottir, G. (2012). Open Design Consulting. Technical
University of Denmark. Retrieved from http://www.opendesignconsulting.org/
Open Design and Openness in Science




         http://opensourceecology.org/
Open Design and Openness in Science




         http://www.thingiverse.com/
Examples of Tools and Resources


http://www.opensciencedirectory.net/   http://www.wikispaces.com/




http://www.gapminder.org/




http://www.mendeley.com/                 http://www.wolframalpha.com/
Wrap up
Open to connect!

                          Pedro Parraguez Ruiz

                                   ppru@dtu.dk

                         Blog: openinnovate.eu

                 www.about.me/pedro.parraguez
              www.linkedin.com/in/pedroparraguez
                    https://twitter.com/parraguezr

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The Impact of Openness in and Beyond Academia- Open By Default

  • 1. Research openness and its impact in and beyond academia Pedro Parraguez Ruiz 29th November 2012 Open by Default, DTU http://www.meetingpoint4.net/openbydefault/
  • 2. Road map Introduction The different flavours of openness Examples What can we do? Wrap up
  • 3. Introduction About Open by Default Openness right here, right now About me http://about.me/pedro.parraguez www.openinnovate.eu
  • 4. Introduction – about you Have you ever published in an OA journal? 24 vs 8 Do you maintain a research blog or any other non traditional way of sharing your 28 vs 4 results?
  • 5. Introduction – Openness enablers and criticality Enablers: • Decreasing transactional costs • Increasing complexity / interconnectedness Criticality: • Urgent global challenges to complex to afford closeness • Huge needs but limited resources
  • 6. From Closed by Default
  • 8. Don Tapscott’s four principles of an open world applied to Science Collaboration Sharing Transparency Empowerment
  • 9. But first we need to bash some of the old paradigms…
  • 10. Key Barriers for Openness in Science Intellectual Property as the key strategy to bring Old School Academic Career and Incentives research results/ technology to the market/society
  • 11. The different flavours of openness Science/Academia Both Technology/Industry/Society
  • 12. *
  • 13. Open Science Examples http://usefulchem.wikispaces.com/ http://www.greenxchange.cc/
  • 14. Open Science Examples Open Peer review http://www.scivee.tv/ http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3389610/figure/F1/
  • 15. Open Innovation and Openness in Science
  • 16. The traditional tech transfer pipeline Generation Evaluation and Selection Technology Push Transaction Evaluation of the Technology is discovery/invention and “packed” to be offered its potential applications in the market If it has If there is commercial an interested value party Application for a If it doesn’t Negotiations to patent or other Final transaction and have commercial prospects licence, sell or create IP rights exchange of IP Research centre If there is no interest an spin-off Research Funding infrastructure and Scientific Discovery in the offer accumulated knowledge Once IP is cleared it is possible to publish Patent becomes part Scientific Publication of the passive portfolio of IP TTO usually does not TTO offers support and expertise Usually TTO is fully get involved in commercial evaluation and IP responsible for this process
  • 17. Tech Transfer meets Open Innovation Classic university technology transfer model Open innovation through innov. intermediaries Technology Push Technology Pull Technology is “packed” to be Final transaction and offered in the exchange of IP Researchers market If it has commercial value If it doesn’t If there is no interest have commercial prospects in the offer Open innovation networks Company Scientific Publications with a need Passive patents
  • 18. Unfortunately this doesn’t flow well Technology Push Technology Pull Final transactions Researchers and exchanges of IP Company with a need Researchers Company with a need Researchers Open innovation networks Company with a need Company Researchers Company with a need with a need
  • 19. From R to D and from D to R offers Successful product/services reach needs the market as innovations Development: Increasingly in high tech i Market needs SMEs (ex spin offs). Sometimes in big corporations and universities. D Engineering Research: usually in Universities and & design Research Centres. R Science + Eng Motivated by scientific curiosity and disruptive discoveries. needs offers The full R&D potential is highly distributed and requires collaboration and co-creation to be exploit
  • 21. Quick Intellectual Property Discussion DTU owns roughly 200 patents source: dtu.dk “The 20-year lifetime costs of a patent family consisting of US and Japanese patents and a European patent extending to Germany, France and the UK will amount between 100.000 to 200.000 USD” Source: http://www.dyoung.com/patentnewsletter-aug09 Total cost of DTU patent portfolio could easily be 30 million USD 2011 total DTU income-expenses = 14 Million USD
  • 22. Open Design and Openness in Science Fjeldsted, A., & Adalsteinsdottir, G. (2012). Open Design Consulting. Technical University of Denmark. Retrieved from http://www.opendesignconsulting.org/
  • 23. Open Design and Openness in Science http://opensourceecology.org/
  • 24. Open Design and Openness in Science http://www.thingiverse.com/
  • 25. Examples of Tools and Resources http://www.opensciencedirectory.net/ http://www.wikispaces.com/ http://www.gapminder.org/ http://www.mendeley.com/ http://www.wolframalpha.com/
  • 27. Open to connect! Pedro Parraguez Ruiz ppru@dtu.dk Blog: openinnovate.eu www.about.me/pedro.parraguez www.linkedin.com/in/pedroparraguez https://twitter.com/parraguezr

Editor's Notes

  • #8: Ponder the costs versus the benefits of openness in an holistic mannerThe advantages of the not invented here syndrom
  • #11: Metrics… units of knowledgeSelf reinforcing system