2012 SEC Regulatory Filing Calendar
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This document provides the 2012 SEC regulatory filing calendar. It lists the federal holidays and SEC weekday holidays for which no EDGAR filings can be submitted. It also provides the filing deadlines for various SEC forms like 10-K, 10-Q, 13F, and 13G for large, accelerated, and non-accelerated filers. Additional EDGAR filing dates are also included for public companies filing forms like 3, 4, 5, 13D, and proxy statements. International filing deadlines are listed as well.
2012 SEC Regulatory Filing Calendar
- 1. 2012 seC regulatory Filing Calendar FEDEral holiDaY January FeBruary MarCH aPril Filing DEaDlinEF s M t W t F s s M t W t F s s M t W t F s s M t W t F s 1 2 3 4 5 6 7 1 2 3 4 1 2 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 5 6 7 8 9 10 11 4 5 6 7 8 9 10 8 9 10 11 12 13 14 seC WeekDay HoliDays 15 16 17 18 19 20 21 12 13 14 15 16 17 18 11 12 13 14 15 16 17 15 16 17 18 19 20 21 (no EDGAR Filings) 22 23 24 25 26 27 28 19 20 21 22 23 24 25 18 19 20 21 22 23 24 22 23 24 25 26 27 28 Monday, Jan 2 29 30 31 26 27 28 29 25 26 27 28 29 30 31 29 30 New Year’s Day Monday, Jan 16 May June July august MLK Jr. Day s M t W t F s s M t W t F s s M t W t F s s M t W t F s Monday, Feb 20 1 2 3 4 5 1 2 1 2 3 4 5 6 7 1 2 3 4 Presidents’ Day 6 7 8 9 10 11 12 3 4 5 6 7 8 9 8 9 10 11 12 13 14 5 6 7 8 9 10 11 Monday, May 28 Memorial Day 13 14 15 16 17 18 19 10 11 12 13 14 15 16 15 16 17 18 19 20 21 12 13 14 15 16 17 18 20 21 22 23 24 25 26 17 18 19 20 21 22 23 22 23 24 25 26 27 28 19 20 21 22 23 24 25 Wednesday, Jul 4 Independence Day 27 28 29 30 31 24 25 26 27 28 29 30 29 30 31 26 27 28 29 30 31 Monday, Sep 3 Labor Day sePteMBer oCtoBer noveMBer DeCeMBer Monday, Oct 8 Columbus Day s M t W t F s s M t W t F s s M t W t F s s M t W t F s Monday, Nov 12 1 1 2 3 4 5 6 1 2 3 1 Veterans Day 2 3 4 5 6 7 8 7 8 9 10 11 12 13 4 5 6 7 8 9 10 2 3 4 5 6 7 8 Thursday, Nov 22 9 10 11 12 13 14 15 14 15 16 17 18 19 20 11 12 13 14 15 16 17 9 10 11 12 13 14 15 Thanksgiving Day 16 17 18 19 20 21 22 18 19 20 21 22 23 24 16 17 18 19 20 21 22 21 22 23 24 25 26 27 Tuesday, Dec 25 23 24 25 26 27 28 29 28 29 30 31 25 26 27 28 29 30 23 24 25 26 27 28 29 Christmas Day 30 30 31 2012 Filing Dates (December 31 Fiscal Year End) Whether the SEC is open or closed, Vintage Filings is always available – 24/7, 365 days a year. large non- aCCelerateD aCCelerateD aCCelerateD Foreign Private issuers (INTERNATIONAL FILERS) Filers Filers Filers Monday, april 30: NEW Deadline for filing Form 20-F for fiscal year ending schedule 13g Feb 14 Feb 14 Feb 14 December 31, 2011 (within four months of fiscal year end) Form 13F Feb 14 Feb 14 Feb 14 aDDitional eDgar Filing Dates – PuBliC CoMPanies 10-k Feb 29 Mar 15 Mar 30 Form 3: 10 days after individual Schedule 13D: 10 days after the becomes a reporting person acquisition of more than 5% beneficial nt 10-k Mar 1 Mar 16 Apr 2 ownership Form 4: 2nd business day after a late 10-k Mar 15 Mar 30 Apr 16 company insider trades registered Form 13F: 45 days after calendar year securities in the company end and 45 days after each of the first 10-Q May 10 May 10 May 15 Form 5: 45 calendar days after three calendar quarters nt 10-Q May 11 May 11 May 16 issuer’s fiscal year end Schedule 13g: 45 days after calendar notice & Proxy: If Part III of your year end late 10-Q May 15 May 15 May 21 10-K incorporates information from Form 11-K: 90 days after fiscal year end 10-Q Aug 9 Aug 9 Aug 14 your (DEF 14A) proxy statement, (not subject to ERISA) you are required to file the proxy Form 11-K: 180 days after fiscal year end nt 10-Q Aug 10 Aug 10 Aug 15 statement no later than 120 days (subject to ERISA) after the fiscal year end. If you late 10-Q Aug 14 Aug 14 Aug 20 are unable to file within the 120 nT Filings: Within 24 hours of original day limit for the proxy statement filing deadline (Form 12b-25) 10-Q Nov 9 Nov 9 Nov 14 expressly indicated in your 10-K, file late 10-K, late 11-K, late 20-F: Up to 15 nt 10-Q Nov 13 Nov 13 Nov 15 an amended 10-K to include the calendar days of original filing deadline Part III information. This amended late 10-Q Nov 14 Nov 14 Nov 19 10-K must be filed no later than 120 late 10-Q: Up to 5 calendar days of days after the fiscal year end. original filing deadline Copyright © 2011-2012 PR Newswire Association LLC. All Rights Reserved. (866) 683-5252 | info@vfilings.com