A Novel Control Method for Unified Power Quality Conditioner Using Nine-Switch Power Conditioner

B.Narendra et al.Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -6) May 2015, pp.18-33
www.ijera.com 18 | P a g e
A Novel Control Method for Unified Power Quality Conditioner
Using Nine-Switch Power Conditioner
B.Narendra, B.Hariprasad ,G.N.S.Vaibhav, D.Sandeep kashyap
Abstract—
A nine-switch power converter having two sets of out-put terminals was recently proposed in place of the
traditional back-to-back power converter that uses 12 switches in total. The nine-switch converter has already
been proven to have certain advantages, in addition to its component saving topological feature. Despite these
advantages, the nine-switch converter has so far found limited applications due to its many perceived
performance tradeoffs like requiring an oversized dc-link capacitor, limited amplitude sharing, and constrained
phase shift between its two sets of output terminals. Instead of accepting these tradeoffs as limitations, a nine-
switch power conditioner is proposed here that virtually “converts” most of these topological short comings into
interesting performance advantages. Aiming further to reduce its switching losses, an appropriate discontinuous
modulation scheme is proposed and studied here in detail to doubly ensure that maxi-mal reduction of
commutations is achieved. With an appropriately designed control scheme then incorporated, the nine-switch
converter is shown to favorably raise the overall power quality in experiment, hence justifying its role as a
power conditioner at a reduced semiconductor cost.
I. INTRODUCTION
SINCE its first introduction, static power
converter development has grown rapidly with many
converter topologies now readily found in the open
literature. Accompanying this development is the
equally rapid identification of application areas,
where power converters can contribute positively
toward raising the overall system quality [1], [2]. In
most cases, the identified applications would require
the power converters to be connected in series [3] or
shunt [4], depending on the operating scenarios
under consideration. In addition, they need to be
programmed with voltage, current, and/or power
regulation schemes so that they can smoothly
compensate for harmonics, reactive power flow,
unbalance, and voltage variations. For even more
stringent regulation of supply quality, both a shunt
and a series converter are added with one of them
tasked to perform voltage regulation, while the other
performs current regulation. Almost always, these
two converters are connected in a back-to-back
configuration [5], using 12 switches in total and
sharing a common dc-link capacitor, as reflected by
the configuration drawn in Fig. 1(a). Where
available, a micro source can also be inserted to the
common dc link, if the intention is to provide for
distributed generation in a micro grid [6], without
significantly impacting on the long proven proper
functioning of the back-to-back configuration.
Even though facing no major operating concerns at
present, improvements through topological
modification or replacement of the back-to-back
configuration to reduce its losses, component count,
and complexity would still be favored, if there is no
or only slight expected tradeoff in performance. A
classical alternative that can immediately be brought
out for consideration is the direct or indirect matrix
converter, where 18 switches are used in total. That
represents six switches more than the back-to-back
configuration, but has the advantage of
removing the intermediate electrolytic capacitor for
compactness and lifespan extension. If the heavy
switch count is still of concern, those indirect sparse
matrix converters proposed in [7], [8] can be
considered, where the minimum switch count attain-
able is nine, but at the expense of supporting only
unidirectional power flow. Neither storage capacitor
nor dc micro source is again needed, which thus
renders the normal and sparse matrix converters as
not the preferred choice, if ride-through is a
requirement. Matrix converters are also not
preferred, if volt-age buck and boost operations are
both needed for a specified direction of power flow
Yet another reduced semiconductor topology can be
found in [9], where the B4 converter is introduced
for dc–ac or ac–dc energy conversion.
The B4 converter uses four switches to form two
phase legs with its third phase drawn from the
midpoint of a split dc capacitive link. For tying two
ac systems together, two B4 converters are needed
with their split dc link shared [10]. The total number
of switches needed is thus 8, which probably is the
minimum achievable for interfacing two ac systems.
The resulting ac–dc–ac converter should then be
more rightfully referred to as the B8 converter. The
B8 converter is, however, known to suffer from
RESEARCH ARTICLE OPEN ACCESS

large dc-link voltage variation, unless both systems
are of the same frequency and synchronized so that
no fundamental current flows through the dc link.
That certainly is a constraint, in addition to the lower
ac voltage that can be produced by each B4
converter from its given dc-link voltage.
Overcoming some limitations of the B8 converter is
the five-leg converter introduced in [11], which
conceptually can be viewed as adding a fifth phase
leg to the B8 converter. The added phase leg is
shared by the two interfaced ac systems with now no
large fundamental voltage variation observed across
its dc link. The only constraint here is the imposition
of common frequency operation on the two
interfaced ac systems, which then makes it
unsuitable for applications like utility powered
adjustable speed drives and series-shunt power
conditioners. Presenting a better reduced
semiconductor alternative for high quality series–
shunt compensation, this paper proposes a single-
stage integrated nine-switch power conditioner,
whose circuit connection is shown in Fig. 1(b). As
its name roughly inferred, the proposed conditioner
uses a nine-switch converter with two sets of output
terminals, instead of the usual 12 switch back-to-
back converter. The nine-switch converter was
earlier proposed in [12] and [13] at about the same
time, and was recommended for dual motor drives
[14], rectifier–inverter systems, and uninterruptible
power supplies [15]. Despite functioning as
intended, these applications are burdened by the
limited phase shift and strict amplitude sharing
enforced between the two terminal sets of the nine-
switch converter. More importantly, a much larger
dc-link capacitance and volt-age need to be
maintained, in order to produce the same ac voltage
amplitudes as for the back-to-back converter.
Needless to say, the larger dc-link voltage would
overstress the semi-conductor switches
unnecessarily, and might to some extent overshadow
the saving of three semiconductor switches made
possible by the nine-switch topology. The
attractiveness of the nine-switch converter, if indeed
any, is therefore not yet fully brought out by those
existing applications discussed in [13]–[15].
Although follow-up topological extensions can
subsequently be found in [16], where a Z-source
network and alternative modulation schemes are
introduced, they did not fully address those critical
limitations faced by the nine-switch converter, and
not its traditional back-to-back counterpart.
Investigating further by taking a closer view at those
existing applications described earlier, a general note
observed is that they commonly use the nine-switch
converter to replace two shunt converters connected
back-to-back. Such replacement will limit the full
functionalities of the nine-switch converter, as
explained in Section II. In the same section, an
alternative concept is discussed, where the nine-
switch converter is chosen to replace a shunt and a
series converter found in an integrated power
conditioner, instead of two shunt converters.
Underlying operating principles are discussed
comprehensively to demonstrate how such “series–
shunt” replacement can bring forth the full
advantages of the nine-switch converter, while yet
avoiding those limitations faced by existing
applications. Details explaining smooth transitions
between normal and sag operating modes are also
provided to clarify that the more restricted nine-
switch converter will not underperform the more
independent back-to-back converter even for sag
mitigation.
Section III then proceeds to compare the ratings and
losses of the back-to-back and nine-switch
conditioners, before an appropriate modulation
scheme is evaluated in Section IV for reducing the
nine-switch converter commutation count, and hence
its switching losses. Also presented in Section IV is
two sets of higher level control schemes with the
first used for controlling one set of three-phase
outputs so as to compensate for harmonic currents,
reactive power flow and three-phase unbalance
caused by nonlinear loads. The grid currents drawn
from the utility are then sinusoidal, having only
fundamental component. In synchronism, the second
set of outputs is controlled to compensate for any
detected grid voltage harmonics and unbalance, so
that only a set of balanced three-phase voltages
appears across the loads under normal operating
conditions [17]. During voltage sags, the second set
of control schemes also has the ability to
continuously keep the load voltages within tolerable
range. This sag mitigation ability, together with
other conceptual findings discussed in this paper but
not in the open literature, has already been verified
in experiment with favorable results observed.
II. SYSTEM DESCRIPTION AND
OPERATING PRINCIPLES OF A
NINE-SWITCH POWER CONDITIONER
A. Back-to-Back Converter Limitations and
Recommendation
Fig. 1(a) shows the per-phase representation of the
common back-to-back unified power quality
conditioner (UPQC), where a shunt converter is
connected in parallel at the point-of-common-
coupling (PCC), and a series converter is connected
in series with the distribution feeder through an
isolation trans-former. The shunt converter is usually
controlled to compensate for load harmonics,
reactive power flow, and unbalance, so that a
sinusoidal fundamental current is always drawn from
the utility grid, regardless of the extent of load

nonlinearity. Complementing, the series converter is
controlled to block grid harmonics, so that a set of
three-phase fundamental voltages always appears
across the load terminals [18]. Rather than the
described, the inverse assignment of functionalities
with the shunt converter regulating voltage and
series converter regulating current is also possible,
as demonstrated in [19]. Being so flexible, the
UPQC is indeed an excellent “isolator,” capable of
promptly blocking disturbances from propagating
throughout the system.
Despite its popularity, the back-to-back UPQC is
none the-less still complex and quite underutilized,
even though it offers independent control of two
decoupled converters. Its underutilization is mainly
attributed to the series converter, whose output
voltages are usually small, since only small amount
of grid harmonics need to be compensated by it
under normal steady-state conditions, especially
strong grids
Some typical numbers for illustration can be found
in [17], where it is stated that the converter
modulation ratio can be as low as 0.05 × 1.15 with
triplen offset included, if the converter is sized to
inject a series voltage of 1.15 p.u. during sag
occurrence. Such a low modulation ratio gives rise
to computational problems, which fortunately have
already been addressed in [18], but not its
topological underutilization aspect. Resolving the
topological aspect is, however, not so easy,
especially for cases where the dc-link voltage must
be shared and no new component can be added.
Tradeoffs would certainly surface, meaning that the
more reachable goal is to aim for an appreciable
reduction in component count, while yet not
compromising the overall utilization level by too
much. Offering one possible solution then, this paper
presents an integrated power conditioner,
implemented using the nine-switch converter
documented in [12], [13], rather than the traditional
back-to-back converter. Before the nine-switch
converter can be inserted though, its impact should
be thoroughly investigated to verify that there would
not be any overburdening of system implementation
cost and performance. This recommendation is
advised as important, since earlier usages of the
nine-switch converter for motor drives and rectifier–
inverter systems have so far resulted in some serious
limitations, which would be brought up for
discussion shortly to highlight certain insightful
concepts.
B. Nine-Switch Converter Operating Principles and
Existing Constraints
As illustrated in Fig. 1(b), the nine-switch converter
is formed by tying three semiconductor switches per
phase, giving a to-tal of nine for all three phases.
The nine switches are powered by a common dc
link, which can either be a micro source or a
capacitor depending on the system requirements
under consideration. Like most reduced component
topologies, the nine-switch converter faces
limitations imposed on its assumable switching
states, unlike the fully decoupled back-to-back
converter that uses 12 switches. Those allowable
switching states can conveniently be found in Table
I, from which, it is clear that the nine-switch
converter can only connect its two output terminals
per phase to either Vd c or 0 V, or its upper terminal
to the upper dc rail P and lower terminal to the lower
dc rail N . The last combination of connecting its
upper terminal to N and lower terminal to P is not
realizable, hence constituting the first limitation
faced by the nine-switch converter. That
limitation is none the less not practically
detrimental, and can be resolved by coordinating the
two modulating references per phase, so that the
reference for the upper terminal is always placed
above that of the lower terminal, as per the two
diagrams drawn in Fig. 2.
Imposing this basic rule of thumb on reference
placement then results in those gating signals drawn
in Fig. 2 for the three switches of S1 , S2 , and S3
per phase. Equations for producing them can also be
explicitly stated as
 1
,
arg,
!
,
arg,
!
'
3
'
12
'
33
'
11
SSS
SS
SS
wiseotherOFF
carrierthanerlisreferencelowerifON
wiseotherOFF
carrierthanerlisreferenceupperifON









TABLE I
SWITCH STATES AND OUTPUT VOLTAGES
PER PHASE

Fig. 2. Arrangements of references having (a) the
same frequency but different amplitudes, and (b)
different frequencies but the same amplitude.
those output voltage transitional diagrams drawn in
Fig. 2 for representing VAN and VRN per phase.
Together, these voltage transitions show that the
forbidden state of VAN = 0 V and VRN = Vdc is
effectively blocked off. The blocking is, however,
attained at the incurrence of additional constraints
limiting the reference amplitudes and phase shift.
These limitations are especially prominent for
references having sizable amplitudes and/or different
frequencies, as exemplified by the illustrative cases
shown in Fig. 2(a) and (b). In particular, Fig. 2(a)
shows two references of common frequency limited
in their phase displacement, while Fig. 2(b) shows
two references of different frequencies limited to a
maximum modulation ratio of 0.5 each, extendible
by 1.15 times if triplen offset is added, in order to
avoid crossover.
Fig. 3. Transitions of modulating references and control schemes between normal (left) and sag mitigation (right)
modes
and hence would also support a maximum
modulation ratio of unity. Quite clearly then,
doubling of dc-link voltage is attributed to the
halving of modulation ratios imposed by the nine-
switch converter, and is therefore equally
experienced by the ac–dc–ac adjustable speed motor
drives recommended in [14], where the nine-switch
converter is again operating at different frequencies.
Judging from these examples, the general
impression formed is that the nine-switch converter
is not too attractive, since its semiconductor saving
advantage is easily shadowed by trade-offs,
especially for cases of different terminal frequencies.
Such unattractiveness is however not universal, but
noted here to link only with those existing
applications reported to date, where the nine-switch
converter is used to replace two shunt-connected
converters. References demanded by these shunt
converters are usually both sizable, inferring that the
carrier band must be shared equally between them,
and hence giving rise to those tradeoffs identified
earlier. Therefore, instead of “shunt–shunt”
replacement, it is recommended here that the nine-
switch converter should more appropriately be used
for replacing a series and a shunt converter like
those found in a power quality conditioner or any
other “series–shunt” topological applications.

Explanation for justifying that recommendation is
provided in Section II-C with all relevant advantages
and residual tradeoffs identified.
C. Proposed Nine-Switch Power Conditioner
Under normal operating conditions, the output
voltage amplitude of the shunt converter is
comparatively much larger than the voltage drop
introduced by the series converter along the
distribution feeder. That indirectly means the
modulating reference needed by the shunt converter
is much larger than that associated with the series
converter, which might simply consist of only the
inverse harmonic components for grid voltage
compensating purposes. Drawing these details in the
carrier range would then result in a much wider
vertical range h1 in the left diagram of Fig. 3 for
controlling the upper shunt terminal, and narrower h2
for controlling the lower series terminal (h1 >> h2).
Other operating details like logical equations used
for generating gating signals for the three switches
per phase would remain unchanged, as per (1).
For h2 , a comment raised here is that it can be set
to zero, if an ideal grid with no distortion and rated
sinusoidal voltage is considered. In that case, the
lowest three switches, labeled as S3 for each phase in
Fig. 1(b), should always be kept ON to short out the
series coupling transformer, and to avoid
unnecessary switching losses. If desired, the series
transformer can also be bypassed at the grid side to
remove unwanted leakage voltage drop without
affecting the compensating ability of the shunt
converter. Tailored operation with an ideal grid is
there-fore possible, as described, but for modern
grids with abundant distributed nonlinear loads,
voltage distortion is relatively common, since any
amount of harmonic load current flowing through a
finite line or transformer impedance would have
caused volt-age at the PCC to be distorted. Series
harmonic compensation of the grid or PCC voltage
is therefore technically needed, and hence included
here for discussion, if a smoother load voltage is
demanded.
Referring back to the h1 and h2 carrier band division
shown in the left illustration of Fig. 3, it would still
need a higher dc-link voltage as a tradeoff in the
UPQC, but the increase is much reduced, and
definitely not anywhere close to doubling. Quoting
[17] as an example, where a modulation ratio of the
series converter can be as low as 0.05 × 1.15 with
triplen off-set included, the increase in dc-link
voltage is merely about 5%, before the same
maximum shunt voltage amplitude, like in a back-to-
back converter, can be produced by the nine-switch
converter. This maximum is however arrived at a
reduced maximum modulation ratio of 0.95 × 1.15,
instead of 1.15 with triplen offset considered. The
scenario would somehow be improved slightly, if an
ideal grid is considered instead, in which case, h2 is
set to zero, as explained in an earlier paragraph. No
increase in dc-link voltage is then needed, and the
maximum shunt voltage amplitude can be produced
at a modulation ratio of 1.15. Replacing of “series–
shunt” converter by the nine-switch converter is,
therefore, an acceptable option with its saving of
three semiconductor switches viewed here as more
profound, since they represent heavily underutilized
switches found in the back-to-back converter for
series compensation purposes.
Yet another issue to address, before the nine-switch
converter can be confirmed as a favorable topology
for the “series–shunt”
power conditioner, is to study its compensating
ability under voltage sag condition. For that purpose,
the PCC voltage in Fig. 1(b) is assumed to dip by
some amount, which would then subject the higher
shunt terminal of the nine-switch converter to a
reduced voltage level. In contrast, the lower series
terminal must respond immediately by injecting a
sizable series voltage at fundamental frequency








SUPPLYLOADSERIES VVV * Where LOADV

*
is
demanded load voltage reference),so as to keep the
load voltage close to its pre-fault value.
Updating this sag operating scenario to the carrier
domain then results in the shunt terminal using a
reduced reference, and the series terminal widening
its reference range to include a sizable fundamental
component, regardless of whether h2 is initially zero
for an ideal grid or taking a small value for a
distorted grid. Since both references are now
predominantly fundamental with sizable amplitudes,
their placement can ended up like the example
drawn on the right of Fig. 3 with the same earlier
mentioned phase-shift limitation imposed.
Fortunately, this limitation will not hinder the
operation of the nine-switch conditioner, since large
injected series voltage with a demanding phase shift
is usually accompanied by a severe sag at the PCC,
and hence a much reduced shunt modulating
reference. The compressed shunt reference would
then free up more carrier space below it for the
series reference to vary within, as easily perceived
from the example drawn on the right of Fig. 3.
In conclusion, the proposed nine-switch power
conditioner can indeed operate well under both
normal and sag operating conditions, owing to its
auto complementary tuning of shunt and series
references within the single common carrier band.
Suitability of the nine-switch converter for “series–
shunt” re-placement is therefore established without

any stringent practical limitations encountered,
unlike those existing “shunt–shunt” replacements.
III. PER UNIT COMPARATIVE
DETAILS
Section II-C provides a qualitative justification for
using the nine-switch converter as a UPQC or other
series–shunt conditioners. This justification is now
reinforced here by some numerical values calculated
for determining the semiconductor losses and
component ratings of the back-to-back and nine-
switch power conditioners. For the latter, it is further
divided into three subcategories without modifying
the context of series– shunt power conditioning. The
following now describes each of the four cases in
detail, before summarizing their features in Table II.
A. Back-To-Back UPQC
Back-to-back UPQC allows independent control
of its shunt and series converters, and hence does not
need to divide its carrier band into two, like in Fig.
3. That means h2 is zero, and its dc-link voltage can
be set to the minimum of Vdc-BB =
2 √2/1.15 p.u. (subscript BB stands for “back-to-
back”), if the nominal RMS grid voltage is chosen as
the base. Voltage ratings of the dc-link capacitor,
series and shunt switches would thus have to be higher
than this value, after adding some safety margin.
Current rating of the series switches also has to be
higher than (1 + k) p.u., after adding some safety
margin, and treating the nominal sinusoidal RMS
load current as the base. The term k then represents
the amount of load current “polluted” by low-order
harmonic and reactive components, whose negation
−k represents the current flowing through the shunt
switches, while performing load current
compensation. Rating of the shunt switches must
however be larger than k p.u., so as to allow the
shunt converter to channel enough energy to the
series converter for onward transferring to the load
during period of sag compensation, as would also be
shown later through experimental testing. For that,
the raised shunt value can be set equal to the series
value of (1 + k) p.u. for uniformity, or any other
higher value that is deemed appropriate. Using these
identified values, the overall losses of the back-to-
back conditioner are determined using the same
simulation approach and parameters for the 600
V/50 A insulated gate bipolar transistor (IGBT)
presented in [12]. Other IGBT parameters can
certainly be used, but by using the same parameters
as in [12], a firm foundation for result verification is
formed without compromising generality. Results
obtained are subsequently tabulated in Table II for
later comparison purposes.
B. Proposed Nine-Switch UPQC
As shown in Fig. 3, the proposed nine-switch
UPQC operates with its carrier band divided into h1
and h2. The latter, being much narrower, is for
blocking small grid harmonic voltages from
propagating to the load, which from the example
described in [17], is only about 5% of the full carrier
band. The minimum dc-link voltage, and hence
voltage ratings of components, must then be chosen
based on Vd c-N S = 1.05 Vd c-B B , where subscript NS
is used to represent “nine-switch.” Current rating
wise, analysis of the nine-switch UPQC is slightly
different, because of its merging of functionalities to
gain a reduction of three switches.
Focusing first at the upper S1 switch, maximum
current flowing through it would be the sum of shunt
(−k) and series (1 + k) currents per phase when S1
and S2 are turned ON, and hence giving a final value
of 1 p.u. Being slightly higher, the common
maximum current flowing through S2 and S3 is (1 +
k) p.u., which flows when S1 and S2 are turned ON
for the former, and S1 and S3 are turned ON for the
latter. Note, however that these maximum currents
are only for sizing the switches, and should not be
exclusively used for computing losses. The reason
would be clear after considering S1 as an example,
where it is noted that the maximum current of 1 p.u.
does not always flow. In fact, when S1 and S3 are
turned ON, the current flowing through S1 is smaller
at –k p.u., whose duration depends on a number of
operating parameters like modulation ratio, phase
displacement, and others. Analytical computation of
losses is therefore nontrivial, as also mentioned in
[12], whose simulation approach is now practiced
here for computing the UPQC losses. Obtained
results for both normal and sag operating modes are
subsequently summarized in Table II for easier
referencing.

TABLE II
P.U. COMPONENT RATINGS AND LOSSES NORMALIZED TO NOMINAL GRID VOLTAGE AND
LOAD CURRENT
C. Nine-Switch UPQC with Only Common
Frequency Control
Nine-switch UPQC, constrained to operate with
the same common frequency (CF) at its shunt and
series terminals, is not able to compensate for
harmonic grid voltages. Parameter h2 in Fig. 3 is
therefore redundant, and can be set to zero, whose
effect is a minimum dc-link voltage that is no
different from that of the back-to-back UPQC. The
series transformer, being no longer used, can also be
bypassed to avoid unnecessary leak-age voltage
drop, and to divert the large load current away from
the UPQC, leaving the three switches per phase to
condition only the –k shunt current. Among the
switches, the lowest S3 switch behaves differently in
the sense that it is always turned ON, as explained in
Section II-C, and therefore produces only
conduction losses. It will only start to commutate
when a sag occurs, and the transformer exists its
bypassed state. When that happens, the load current
again flows through the switches, inferring that their
current rating must still be chosen above (1 + k) p.u.,
as reflected in Table II, together with some
calculated loss values.
D. Nine-Switch UPQC with Equal Division of
Carrier Band
Although not encouraged, the nine-switch UPQC
can also be implemented with its carrier band
divided into two equal halves, like the different
frequency mode studied previously in [12]–[14]. The
maximum modulation ratio per reference is then 0.5
× 1.15, whose accompanied effect is the doubling of
dc-link voltage and switch voltage rating without
affecting their corresponding current rating. Such
doubling is of course undesirable, which fortunately
can be resolved for UPQC and other series–shunt
applications, by simply dividing the carrier band
appropriately with h1 being much wider than h2 ,
instead of making them equal. Results for the latter,
although not recommended, are still added to Table
II for comprehensiveness
.E. Comparative Findings
Analyzing all results tabulated in Table II, it is clear
that the higher voltage requirement of the nine-
switch UPQC can be as much as doubled, if not
implemented correctly. This doubling can
fortunately be reduced by narrowing the half, labeled
as h2 in Fig. 3, to only 5% of the full carrier band.
Another observation with equal carrier division. The
latter in fact causes losses to more than doubled,
because of the doubled dc-link voltage and higher
rated IGBT used for implementation.
The same calculation can again be performed with
no series compensation included. For the nine-
switch UPQC, it just means the CF mode discussed
in Section III-C with h2 set to zero and the
transformer bypassed. The former leads to a smaller
dc-link voltage, while the latter causes losses to be
smaller, since large load current now does not flow
through the nine-switch UPQC. For comparison,
values calculated for the back-to-back UPQC
operating without series compensation are also
included, which clearly show it having slightly lower
losses under nor-mal operating condition. The lower
losses here are attributed to the back-to-back UPQC
using only six modulated switches for shunt
compensation, while the nine-switch UPQC uses six
up-per modulated switches (S1 and S2 per phase) and
three lower conducting switches (S3 ). This finding
would reverse when sag occurs, during which the
back-to-back UPQC uses 12 modulated switches,
while the nine-switch UPQC uses only nine, and
hence producing lower losses.
IV. MODULATION AND CONTROL
Upon verifying its appropriateness, suitable
modulation and control schemes are now presented
for controlling the nine-switch UPQC with reduced

switching losses and roughly the same performance
standards as its back-to-back counterpart. Relevant
details for attaining these goals are presented shortly
in Section IV-A–C.
A. Modulation Principles
Because of its independency, modulation of
traditional back-to-back converter can be performed
with its two sets of three-phase references centrally
placed within the vertical carrier span. Performance
quality obtained would then be comparable to the
optimal space vector modulation (SVM) scheme.
Such central placement is, however, not realizable
with the nine-switch power conditioner, whose
references must be placed one above the other, as
explained in Section II-B. Obtaining optimal
waveform quality at both terminals of the nine-
switch converter is, there-fore, not possible, but is
not a serious limitation, since modern semiconductor
devices and power conversion techniques would
have greatly diluted the spectral gains introduced
anyway.
Being unrealizable and insignificant, the objective
set for modulating the nine-switch converter should
rightfully not be spectral gain, but rather a reduction
in switching losses. With the latter objective in
mind, the immediate modulation choices for
consideration would likely be from those traditional
discontinuous modulation schemes, like the popular
60
◦
- and 30
◦
-discontinuous schemes [20]. Upon
evaluation though, these schemes (60
◦
- and 30
◦
-
discontinuous) are found to be not suit-able for the
nine-switch converter, since they require both upper
and lower dc-rail clamping per set of output
terminals, which technically cannot be met by the
nine-switch converter. Instead, the nine-switch
converter only allows upper dc-rail clamping for its
upper terminals, and lower dc-rail clamping for its
lower terminals, which so far can only be met by
the less commonly
Fig. 4. 120◦
-discontinuous references with (a) MS H =
MS E = 0.5, ω S H = ω S E , and (b) MS H = 1× 1.15, MS
E = 0.8 × 1.15, ω S H = ω S E .
adopted 120
◦
-discontinuous modulation scheme.
To formally demonstrate its suitability, relevant
offset and modified reference expressions for the
120
◦
-discontinuous modulation scheme are derived,
and listed in (2), before plotting them in Fig. 4 for
illustration of one phase.
Where {MS H , ωS H , θS H } are the modulation
ratio, angular frequency, and initial phase of the
shunt terminals, and {MS E , ωS E , θS E } are the
corresponding quantities for the series terminals
Sinusoidal References
 
 
 
 
 
 
 
 
WorYRj
CorBA
ferenceModifiedousDiscontinu
tCOS
tCOS
tCOS
tCOS
tCOS
tCOS
VVVVVVV
VVVVVVV
MV
MV
MV
MV
MV
MV
WYRSeSejj
CBASHSH
SESESEW
SESESEY
SESESER
SHSHSHC
SHSHSHB
SHSHSHA
,,
,,min1,
,,
,,max1,
Re
'
'
0
0
0
0
0
120
120
120
120
120
































Using (2), the modulation plots obtained in Fig. 4
clearly show the upper reference tied to only the
upper dc-rail and lower reference tied to only the
lower dc-rail for a continuous duration of 120
◦
per
fundamental cycle. No crossover of references is
observed, implying that the basic modulation rule-
of-thumb of the nine-switch converter is not
breached, and the 120
◦
-discontinuous scheme is
indeed a suitable scheme for reducing its
commutation count by 33%. Lower commutation
count would then lead to lower switching losses,
whose values depend on the current amplitudes and
phases at the two terminals per phase, like all other
converters modulated discontinuously.
Before proceeding on to Sections IV-A and IV-B
on higher level control, it is fair to comment here
that a similar modulation scheme can be found in
[21], whose derivation is oriented more toward the
space vector approach. Surely, the space vector
domain can be insightful, but it also needlessly
complicates the modulation process, and does not
bring out the clamping patterns between the two
references per phase as clearly as the carrier-based
approach. The latter is therefore preferred, and has
independently been used by the authors to develop
the 120
◦
-discontinuous scheme, first presented in
[22].
B. Series Control Principles
The series terminals of the nine-switch UPQC are
given two control functions that can raise the quality
of power supplied to the load under normal and sag
operating conditions. For the former, the series
terminals of the conditioner are tasked to
compensate for any harmonic distortions that might
have originated at the PCC. Where necessary, they
should also help to regulate the load voltage to
compensate for any slight fundamental voltage
variation. This second functionality is, however,
more relevant under voltage sag condition, where a
sizable series voltage








SUPPLYLOADSERIES VVV * needs to
be injected
Fig. 5.Series control blocks representation. Fig. 6. Bode representation of the selective harmonic
regulators found in the series control scheme
to keep the load voltage nearly constant. The overall
control block representation realized is shown in Fig.
5, where the subsystem responsible for voltage
harmonic compensation is distinctly identified
within the rectangular enclosure. As seen, the
harmonic compensation subsystem is realized by
including multiple resonant regulators in the
stationary frame for singling out those prominent
low-order load voltage harmonics, including the 5th,
7th, 11th, and 13th components, for elimination.
Transfer functions representing these resonant
regulators Hn (s) and their illustration in the Bode
diagram are given in (3) and Fig. 6, respectively [23]
   3
2
2 2221


cnn
c
cn
ss
s
ksH



Where KI , ωn , and ωc represent the gain parameter,
chosen harmonic resonant frequency, and cutoff
frequency introduced for raising stability,
respectively, but at the expense of slight transient
sluggishness. From Fig. 6, it is certainly verified that
the regulators intro-duce multiple high gain resonant
peaks only at those chosen harmonic frequencies, with
gains at the other frequencies close to zero. Selective
harmonic compensation is therefore realizable, and has
the advantage of reducing the burden shouldered by the
power conditioner, given also that not all harmonics in
the load voltage error need to be eliminated in the first
place [17], [24]. Another advantage gained by realizing
the regulators in the stationary frame is linked to the
internal model concept, which hints that a single
resonant regulator tuned at a certain frequency can
process both positive- and negative-sequence

components located at that frequency [25]. In contrast,
if realized in the synchronous frame, two control paths
per harmonic would generally be needed for processing
positive- and negative-sequence components
separately. Depending on the number of harmonics
considered, such separate paths might end up
overstressing the control circuit or microcontroller
unnecessarily. To avoid these unwarranted
complications, implementation in the stationary frame
is therefore preferred, and would in fact suit the carrier-
based modulation scheme presented in Section III-A
better.
Upon next detecting the occurrence of voltage
sag, the series control focus should rightfully switch
from harmonic compensation to fundamental voltage
restoration. Spontaneously, the series modulating
reference fed to the pulse-width modulator would
change from a small harmonic wave pattern to one
with fundamental frequency and much larger
amplitude, determined solely by the extent of
voltage sag. This “normal-to-sag” reference
transition has earlier been shown in Section II-C
to be smooth, so long as the proper higher level
control scheme for producing the demanded series
modulating reference is in place.
Moving forward to explain the higher level
control operation during sag, Fig. 5 is referred to
again, where those sag compensating blocks shown
above the harmonic regulators are now discussed.
Upon analyzing those blocks, the sag compensator is
noted to have two degrees of control freedom with
the first primary degree formed by subtracting the
PCC voltage from the demanded load voltage along
the feed forward path to give
SUPPLYLOAD VV

*
. Feeding forward of
control signal is however not capable of
compensating for voltage drops appearing across the
filter and transformer. Because of that, a secondary
feedback loop is added to act on the load voltage
error, derived by subtracting the load voltage from
its reference )( *
LOADLOAD VV

 . The computed
voltage error is then
fed through a PI regulator in the synchronous frame,
whose effect is to force the steady-state error to zero,
and hence compensating for those unaccounted
voltage drops appearing across the inductive
elements. Note that for the control presented here,
the synchronous frame is chosen simply because the
load voltage reference can then be represented by a
single dc constant. If frame trans-formation is not
preferred, resonant regulator in the stationary frame
[26] can be used instead, so long as three-phase
sinusoids are also used as the load voltage references
The filter blocks fundamental d-axis active
component, and passes forward the harmonics and q-
axis reactive component for further processing. In
parallel, a PI regulator is also added to act on the dc-
link voltage error, forcing it to zero by generating a
small d-axis control reference for compensating
losses,
TABLE III
LOAD VOLTAGE COMPENSATION RESULTS
and hence maintaining the dc-link voltage constant.
The sum of outputs from the filter and PI regulator
then forms the control reference for the measured
shunt current to track. Upon tracked properly, the
source current would be sinusoidal, and the load
harmonics and reactive power would be solely taken
care of by the proposed power conditioner.
Fig. 7. Shunt control block representation
V. EXPERIMENTAL VERIFICATION
To validate its performance, a nine-switch power
conditioner was implemented in the laboratory, and
controlled using a dSPACE DS1103 controller card.
The dSPACE card was also used for the final
acquisition of data from multiple channels
simultaneously, while a 4-channel Lecoy digital
scope was simply used for the initial debugging and
verification of the dSPACE recorded data, but only
four channels at a time. The final hard-ware setup is
shown in Fig. 8, where parametric values used are
also indicated. Other features noted from the figure
include the shunt connection of the upper UPQC
terminals to the sup-ply side, and the series
connection of the lower terminals to the load side

through three single-phase transformers. Reversal
of terminal connections for the setup, like
upper→series and lower→shunt, was also affected,
but was observed to produce no significant
differences, as anticipated. For flexible testing
purposes, the setup was also not directly connected
to the grid, but was directed to a programmable ac
source, whose purpose was to emulate a controllable
grid, where harmonics and sags were conveniently
added.
With such flexibility built-in, two distorted cases
were programmed with the first having a lower total
harmonic distortion (THD) of around 4.18%. This
first case, being less severe, rep-resents most modern
grids, regulated by grid codes, better. The second
case with a higher THD of around 11.43% was
included mainly to show that the nine-switch UPQC
can still function well in a heavily distorted grid,
which might not be common in practice. Equipped
with these two test cases, experiments were
conducted with the shunt compensation scheme
shown in Fig. 7 always activated, so as to produce
the regulated dc-link voltage needed for overall
UPQC operation. The series compensation scheme
shown in Fig. 5, on the other hand, was first
deactivated, and then activated to produce the two
sets of comparative load voltage data tabulated in
Table III. The data obviously show that the proposed
nine-switch UPQC is effective in smoothing the
load voltage, regardless of the extent of low order
grid harmonic distortion introduced.
To strengthen this observation, Fig. 9 shows the
supply, series injection, and load voltages for the
second test case with a higher grid THD, and with
both series and shunt compensation activated. The
supply voltage is indeed distorted, and would appear
across the load if series compensation is deactivated
and the transformer is bypassed. The distortion
would, however, be largely blocked from
propagating to the load, upon activating the series
compensation scheme with the shunt compensation
scheme still kept executing. Example load voltage
waveform illustrating this effectiveness can be found
at the bottom of Fig. 9.
Roughly, the same results were also obtained
when the nine-switch converter was replaced by its
back-to-back precedence with all other system
parameters and control schemes kept unchanged.
This finding is certainly expected, since both
converters differ only by their high frequency
switching harmonics produced, which will not be
prominent in those filtered quantities of interest,
shown in Table III and Fig. 9. Producing the same
results is however still an advantage for the nine-
switch converter, since it achieves that with three
lesser semiconductor switches, and hence a lower
system cost. To next verify its shunt compensating
ability, Fig. 10 shows the source, shunt injection and
load currents conditioned by the nine-switch UPQC.
Although the load current is heavily distorted, the
shunt control scheme in Fig. 7 is capable of
compensating it, so that
the grid current drawn is always sinusoidal, as
intended.
With the programmable source now configured to
introduce 20% sag, Fig. 11 shows the
correspondingly sagged grid volt-age, series
injection voltage, and compensated load voltage
during the normal to sag transition and its inverse
recovery. These waveforms collectively prove that
the sag has been blocked from propagating to the
load, while yet using lesser semiconductor switches.
Fig. 8. Experimental setup and parameters used for testing.

Fig. 9. Experimental supply, series injection, and load
voltages captured during normal power conditioning
mode.
Fig. 10. Experimental source, shunt injection, and
load currents captured during normal power
conditioning mode.
Complementing, Fig. 12 shows the grid, shunt
injection, and load currents during the same normal
to sag transition and its recovery. The grid current is
obviously sinusoidal throughout the whole
transitional process with an increase in amplitude
noted during the period of grid sag. This increase in
grid current is transferred to the shunt terminal of the
nine-switch power conditioner, whose absorbed
(negative of injected) current now has a prominent
fundamental component, as also reflected by the
second row of waveforms plotted in Fig. 12. Upon
processed by the nine-switch power stage, the
incremental power associated with the higher shunt
current is eventually forced out of the series terminal
as an injected voltage, needed for keeping the load
voltage and power unchanged.

Fig. 11. Experimental supply, series injection, and load voltages during (a) normal-to-sag and (b) sag-to-
normal transitions.
Yet another feature verified through the testing is the dc-link voltage needed by the nine-switch power
conditioner, whose value is always higher than that of the back-to-back conditioner, if series compensation is
demanded. This increase can, however, be kept small by adopting the carrier division scheme shown in Fig. 3.
To confirm that, Fig. 13 shows the conditioner dc-link voltage regulated at only 270 V throughout the whole sag
and recovery process. This dc-link voltage is merely 8% higher than that of the back-to-back case, hence
verifying those theoretical reasoning discussed in Sections II-C and III.

Fig. 12. Experimental grid, shunts injection, and load currents during (a) normal-to-sag and (b) sag-to-
normal transitions.
Fig. 13. Experimental dc-link voltage during (a) normal-to-sag and (b) sag-to-normal transitions.

VI. CONCLUSION
This paper evaluates shortcomings experienced
by previous applications of the newly proposed nine-
switch converter. With a better understanding
developed, the conclusion drawn is that the nine-
switch converter is not an attractive alternative for
re-placing back-to-back converter with two shunt
bridges. Instead, the nine-switch converter is more
suitable for replacing back-to-back converter in
“series–shunt” systems, where one good example is
the UPQC. As a further performance booster, a
modified 120◦-discontinuous modulation scheme is
presented for reducing the overall commutation
count by 33%. Followed up next with proper shunt
and series control, harmonics, reactive power, and
voltage sags are compensated promptly with no
appreciable degradation in performance. The nine-
switch conditioner is therefore proved to be
effective, while yet using lesser semiconductor
switches. Experimental results for confirming its
anticipated smooth performance have already been
obtained through intensive laboratory testing.
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Lei Zhang received the Bachelor’s
degree in electrical engineering in 2007 from Wuhan
University, Wuhan, China. From 2007 to 2008, he stud-ied
in Power Engineering in Chalmers University of
Technology, Gothenburg, Sweden. Currently, he is
working toward the Ph.D. degree from the School of
Electrical and Electronic Engineering, Nanyang
Technological University, Singapore.
From July to October in 2009, he was a Visiting Scholar in
the Institute of Energy Technology, Aalborg University,
Denmark, where he worked on the HVdc system in RTDS
simulator. His research field includes distributed control of
multiple converters, renewable technology, and converter
design.
Poh Chiang Loh (S’01–M’04) received
the B.Eng. (Hons.) and M.Eng. degrees from the National
University of Singapore in 1998 and 2000, respectively,
and the Ph.D. degree from Monash University, Australia,
in 2002, all in electrical engineering.
During the summer of 2001, he was a Visiting Scholar
with the Wisconsin Electric Machine and Power
Electronics Consortium, University of Wisconsin-
Madison, Madison, where he worked on the synchronized
implementation of cascaded multi-level inverters, and
reduced common mode carrier-based and hysteresis
control strategies for multilevel inverters. From 2002 to
2003, he was a Project Engineer with the Defense Science
and Technology Agency, Singapore, managing major
defense infrastructure projects and exploring new
technology for defense applications. From 2003 to 2009,
he was an Assistant Professor with the Nanyang
Technological University, Singapore, and since 2009, he
has been an Associate Professor at the same university. In
2005, he has been a Visiting Staff first at the University of
Hong Kong, and then at Aalborg University, Denmark. In
2007 and 2009, he again returned to Aalborg University
first as a Visiting Staff working on matrix converters and
the control of grid-interfaced inverters, and then as a Guest
Member of the Vestas Power Program.
Dr. Loh has received two-third paper prizes from the
IEEE-IAS IPCC committee in 2003 and 2006, and he is
now serving as an Associate Editor of the IEEE
TRANSACTIONS ON POWER ELECTRONICS.
Feng Gao (S’07–M’09) received the
B.Eng. and M.Eng. degrees in electrical engineering from
Shandong University, Jinan, China, in 2002 and 2005,
respectively, and the Ph.D. degree from the School of
Electrical and Electronics Engineering, Nanyang
Technological University, Singapore, in 2009.
From 2008 to 2009, he was a Research Fellow in Nanyang
Technological University. Since 2010, he joined the
School of Electrical Engineering, Shandong University,
where he is currently a Professor. From September 2006 to
February 2007, he was
a Visiting Scholar at the Institute of Energy Technology,
Aalborg University, Aalborg, Denmark.
Dr. Gao was the recipient of the IEEE Industry
Applications Society Indus-trial Power Converter
Committee Prize for a paper published in 2006.

A Novel Control Method for Unified Power Quality Conditioner Using Nine-Switch Power Conditioner

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A Novel Control Method for Unified Power Quality Conditioner Using Nine-Switch Power Conditioner