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MODERNIZATION THEORY
"MODERNITY"?
A crude view would hold that
"modernity" is the endpoint
of a process called
"modernization."
• "modernity" is measured by
"urbanization," "industrialization,"
"literacy," and so on
• "image of the modern" has been one of
"literate people living in cities making a
living by manufacturing
• First, why are these specific "markers"
of "modernity" (e.g., urbanization,
literacy, industrial output) particularly
privileged?
• Second, what, exactly, is being
measured?
Such a crude perspective provokes (at
least) four objections.
• if "industry" is the critical category, what
percentage of output must be "industrial"
for a society to be counted as "modern"?
• What constitutes "industrial" production
these days? Are transgenetic crops
"agricultural" or "industrial"? Does a large
"industrial" sector always matter? What
about "services"?
• Does "urban" mean "an
agglomeration of settlements with
more than 100,000 people"? Why
that number?
• Finally, history is conceived as a process
toward a predetermined goal. All societies, in
this view, move toward an "end-point" of
"modernity," which very closely resembles the
current society of the United States or Western
Europe.
• All humanity marches toward the same shining
goal, the End of History.
• Since the inception of modernization theory,
many have wondered who the agents of this
process were, what they themselves wanted,
how they saw their situation, and whether it
could really be true that differences would,
inevitably, be replaced by sameness.
• Modernization theory is the historical
product of three main events in the
post-World War Two era: 
1) the rise of the United States as a
superpower to contain the growth
of the international communist
movement. For this,the United
States financed the
industrialization of Western Europe
( Marshall plan), the
industrialization of South Korea
and Taiwan, and the
reconstruction of Japan.
2) the growth of a united worldwide
communist movement led from Moscow
and later on also from Beijing (with
Soviet Union, People's Republic of
China, Vietnam and Cuba as hot
points). 
3) the process of de-colonisation
in Africa and Asia as an outcome
of the disintegration of the former
European colonial empires.
…the new nation-states were in
a search for a model of
development
• Thus, the United Sates political and
economic elites encouraged their social
scientist to study the new nation-states, to
devise ways of promoting capitalist
economic development and political
stability, defined as "social order", SO
AS TO AVOID LOSING THE OLD
AND NEW STATES TO THE
SOVIET COMMUNIST BLOC.
United States political scientists,
economists, sociologists,psychologists,
anthropologists, and demographers
teamed up and started publishing since
the early 1950s. They adopted
a) EVOLUTIONARY THEORY
b) FUNCTIONALIST THEORY
EVOLUTIONARY THEORY
The classical evolutionary theory stated
the following: 
1) social change is unidirectional, from a
primitive to an advanced state, thus the
fate of human evolution is
predetermined. 
EVOLUTIONARY THEORY
2) it imposed a value judgement on the
evolutionary process: the movement
toward the final phase is GOOD
because it represents PROGRESS,
HUMANITY, and CIVILIZATION, the
latter three concepts defined in
accordance with Western
European cultural parameters. 
3) it assumed that the rate of SOCIAL
CHANGE is slow, gradual, and
piecemeal. Most importantly, social
change, in accordance with Charles
Darwin approach to biological
development, was VOLUTIONARY, not
EVOLUTIONARY.
4) the process (from primitive to
complex modern societies) will
take centuries to complete.
FUNCTIONALIST THEORY
Functionalist theory, as presented by
Talcott Parsons, 1951, had the
following tenets: 
1) human society is like a biological
organism, with different parts
corresponding to the different
institutions that make up a society
a) adaptation to the environment
– performed by the economy, but not any
economic system, only capitalism can
adapt to the
environment 
b) goal attainment
– performed by the government, pursuing
liberal aims as defined by English
and French thinkers.
2) each institution performs a specific function for the
good of the whole, thus there are FOUR CRUCIAL
FUNCTIONS that every institution must perform to
maintain the social fabric:
c) integration ( linking the institutions
together)
– performed by the legal institutions and
religion. But not any religion. Branches of
the judeo-christian religions were the right
ones. 
d) latency ( pattern maintenance of values
from generation to generation )
– performed by the family as an a historical
basic human organization, and education.
• Functionalist theory stated that societies
tend to harmony, stability, equilibrium and
the status quo.
• Any behaviour jeopardizing these
conditions will be considered anti-social
and therefore punishable, etc.
• Modernization theory characterised
societies as follows:
TRADITIONAL SOCIETIES
social relationships tend to have an
affective component-personal, emotional,
and face-to-face, which is a constraint in
the process of developing efficient
relations of production via a market. 
MODERN SOCIETIES
social relationships are NEUTRAL
-impersonal, detached and
indirect, which make possible
efficient market relationships, etc.
• Much of its origins depends on
analogies with biological systems, and
in just the way that a biologist might
study the role of some physiological
aspect,some set of cells, in the
maintenance of life, functionalists have
tried to understand what are the
necessary "functions" that must be
carried out in any political system if it is
to cope with its environment and
achieve its goals, and to locate the
"structures"(political parties,
socializing agencies like churches,
family,etc) which facilitate
• One very important structure for modernization
theory, the family institution, have been
conceptualized as follows:
• THE TRADITIONAL FAMILY is multifunctional
was responsible for:
1. reproduction
2. emotional support
3. production (the family
farm)
4. education ( informal
parental socialization)
5. welfare ( care of the
elderly )
• THE MODERN FAMILY is small and
nuclear, the state take over the
education, welfare and religion
functions and the individual takes over
production. Reproduction becomes
ambiguous, etc

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A Presentation on Modernization theory

  • 2. "MODERNITY"? A crude view would hold that "modernity" is the endpoint of a process called "modernization."
  • 3. • "modernity" is measured by "urbanization," "industrialization," "literacy," and so on • "image of the modern" has been one of "literate people living in cities making a living by manufacturing
  • 4. • First, why are these specific "markers" of "modernity" (e.g., urbanization, literacy, industrial output) particularly privileged? • Second, what, exactly, is being measured? Such a crude perspective provokes (at least) four objections.
  • 5. • if "industry" is the critical category, what percentage of output must be "industrial" for a society to be counted as "modern"? • What constitutes "industrial" production these days? Are transgenetic crops "agricultural" or "industrial"? Does a large "industrial" sector always matter? What about "services"? • Does "urban" mean "an agglomeration of settlements with more than 100,000 people"? Why that number?
  • 6. • Finally, history is conceived as a process toward a predetermined goal. All societies, in this view, move toward an "end-point" of "modernity," which very closely resembles the current society of the United States or Western Europe. • All humanity marches toward the same shining goal, the End of History. • Since the inception of modernization theory, many have wondered who the agents of this process were, what they themselves wanted, how they saw their situation, and whether it could really be true that differences would, inevitably, be replaced by sameness.
  • 7. • Modernization theory is the historical product of three main events in the post-World War Two era:  1) the rise of the United States as a superpower to contain the growth of the international communist movement. For this,the United States financed the industrialization of Western Europe ( Marshall plan), the industrialization of South Korea and Taiwan, and the reconstruction of Japan.
  • 8. 2) the growth of a united worldwide communist movement led from Moscow and later on also from Beijing (with Soviet Union, People's Republic of China, Vietnam and Cuba as hot points).  3) the process of de-colonisation in Africa and Asia as an outcome of the disintegration of the former European colonial empires. …the new nation-states were in a search for a model of development
  • 9. • Thus, the United Sates political and economic elites encouraged their social scientist to study the new nation-states, to devise ways of promoting capitalist economic development and political stability, defined as "social order", SO AS TO AVOID LOSING THE OLD AND NEW STATES TO THE SOVIET COMMUNIST BLOC.
  • 10. United States political scientists, economists, sociologists,psychologists, anthropologists, and demographers teamed up and started publishing since the early 1950s. They adopted a) EVOLUTIONARY THEORY b) FUNCTIONALIST THEORY
  • 11. EVOLUTIONARY THEORY The classical evolutionary theory stated the following:  1) social change is unidirectional, from a primitive to an advanced state, thus the fate of human evolution is predetermined. 
  • 12. EVOLUTIONARY THEORY 2) it imposed a value judgement on the evolutionary process: the movement toward the final phase is GOOD because it represents PROGRESS, HUMANITY, and CIVILIZATION, the latter three concepts defined in accordance with Western European cultural parameters. 
  • 13. 3) it assumed that the rate of SOCIAL CHANGE is slow, gradual, and piecemeal. Most importantly, social change, in accordance with Charles Darwin approach to biological development, was VOLUTIONARY, not EVOLUTIONARY. 4) the process (from primitive to complex modern societies) will take centuries to complete.
  • 14. FUNCTIONALIST THEORY Functionalist theory, as presented by Talcott Parsons, 1951, had the following tenets:  1) human society is like a biological organism, with different parts corresponding to the different institutions that make up a society
  • 15. a) adaptation to the environment – performed by the economy, but not any economic system, only capitalism can adapt to the environment  b) goal attainment – performed by the government, pursuing liberal aims as defined by English and French thinkers. 2) each institution performs a specific function for the good of the whole, thus there are FOUR CRUCIAL FUNCTIONS that every institution must perform to maintain the social fabric:
  • 16. c) integration ( linking the institutions together) – performed by the legal institutions and religion. But not any religion. Branches of the judeo-christian religions were the right ones.  d) latency ( pattern maintenance of values from generation to generation ) – performed by the family as an a historical basic human organization, and education.
  • 17. • Functionalist theory stated that societies tend to harmony, stability, equilibrium and the status quo. • Any behaviour jeopardizing these conditions will be considered anti-social and therefore punishable, etc. • Modernization theory characterised societies as follows:
  • 18. TRADITIONAL SOCIETIES social relationships tend to have an affective component-personal, emotional, and face-to-face, which is a constraint in the process of developing efficient relations of production via a market.  MODERN SOCIETIES social relationships are NEUTRAL -impersonal, detached and indirect, which make possible efficient market relationships, etc.
  • 19. • Much of its origins depends on analogies with biological systems, and in just the way that a biologist might study the role of some physiological aspect,some set of cells, in the maintenance of life, functionalists have tried to understand what are the necessary "functions" that must be carried out in any political system if it is to cope with its environment and achieve its goals, and to locate the "structures"(political parties, socializing agencies like churches, family,etc) which facilitate
  • 20. • One very important structure for modernization theory, the family institution, have been conceptualized as follows: • THE TRADITIONAL FAMILY is multifunctional was responsible for: 1. reproduction 2. emotional support 3. production (the family farm) 4. education ( informal parental socialization) 5. welfare ( care of the elderly )
  • 21. • THE MODERN FAMILY is small and nuclear, the state take over the education, welfare and religion functions and the individual takes over production. Reproduction becomes ambiguous, etc