BioStorage Laborator y Ser vices
             and
    BioStorage Repositor y

  Protecting Your Valuable Research
MD Route 43 at Crossroads Circle –
    Just two miles east of I-95
Comprehensive Security for Primary and
         Backup Facilities


                        •Campuses under overnight police and video surveillance with adequate exterior
                        lighting
        Facilities &    •External doors locked; Front door kept open only when main entry area is occupied
      Infrastructure    •Live-monitored ADT alarm system with keypad code activation & deactivation
                        •External door sensors and internal motion, heat & smoke detectors
                        •CMS-monitored facility environmental conditions




                       •Freezers have individual locks with dedicated internal alarm sensors
                       •Authorized clients are escorted through storage warehouse and have access restricted
       Equipment        to their own samples
                       •Reserve UPS power, CO2 & liquid N2, and freezer units available at all times




                       •Spyware/Viral internet & intranet security and update patches
                       •Computer terminals and servers are ID/password controlled
                       •Client database login/password changed every 60 days
       IT & Records    •Confidentiality, protection, and handling of client data & information maintained
                        according to Federal guidance
                       •Databases & files regularly backed up to on-site and off-site servers
Bioprocessing Laboratory with
  Class II Biosafety Cabinet
Process Workflow


SAMPLE RECEIPT                     PROCESSING                       STORAGE                 DISTRIBUTION


     RECEIPT                                                YES      Immediate                REQUEST
                                  Priority (Prefrozen)
 Examine incoming                                                    transfer to          Receive written request
                                       Sample?
samples/packaging                                                      Storage           from Project Manager, PI
 Review paperwork                                                                        or Designee (with written
Scan papers for vital
                                       NO                                                     authorization)
      records
                               LAB PROCESSING                        FREEZER
                             Isolation / Sample aliquoting           STORAGE
                           Client or BSL-generated SOPs (if       (Client-specified or
                                                                      BioStorage-            RETREIVAL
                                      applicable)
                                                                                         Maintain sample integrity
   INVENTORY                   Cell culturing & banking             recommended
                                                                                           throughout retrieval
 Upload data sheet or                                                environment)
                                Production of proteins                                           process
enter sample data into
 FreezerPro database
                                                                     Daily CMS              Update database &
                                                                   monitoring of                inventory
 Generate Barcode if         TESTING & ANALYSIS
        needed                                                     temperature &
                                                                   freezer status
 Identify priority (pre-       Performed at BioStorage
  frozen) samples for            Laboratory Services
   immediate freezer                                                                           SHIPPING
                           Mycoplasma, Entotoxin, & Sterility
        storage                                                   Regular freezer &         Obtain packaging &
                                       testing
                                                                     equipment               shipping supplies
                           Outsourced to University of MD at        maintenance          Ship specimens packed in
                           Baltimore Translational Research                               dry ice unless otherwise
                                           Lab                                                    requested
                           Proliferation & cytotoxicity assays       FreezerPro          Maintain compliance with
                                    PD & PK analysis               Database alerts        DOT & IOTA regulations
                                       Genotyping                 for low inventory
Quality Assurance & Controls


               •Specimen tracking
 Inventory     •Zebra barcode labeling
               •Primary & backup database files




               •ISO 9001 & ISO 17025 compliant
               •Mycoplasma / contamination testing
Specimen &     •ISBER & NCI Biorepository best
Laboratory     practices
Processing     •Aseptic & Sterile Techniques
               •Follow DOT, IOTA, & other Federal
               shipping regulations

                                                        Processes                 Quality
                                                                     SOPs &
                                                            &                   Management
                                                                     Policies
               •User access-controlled servers &        Operations               Program
               databases
    IT &
               •Primary & backup database files
Information    •Vital records stored by hard copy and
               electronically




               •Continuous freezer monitoring &
               maintenance
               •24/7 Central Monitoring System (CMS)
Facilities &
               HVAC / Environmental Tracking
Equipment      •Documentation & status tracking
               •Automatic phone notification
               •Regular equipment calibration
Quality Management Program


                         QM Planning Team
•Equipment and/or
  facility testing   Identify Lessons Learned
•Sample Integrity

•Disaster Recovery   Identify Deficiencies
 & Continuity Plan
                                                                 BioStorage
    Response                                       Quality
                                                                 Executive
                     Identify Needed Resources     Manager
  •Memoranda of                                                     Team
  Understanding
 (MOUs) with Key
     Partners        Identify Major Updates

  •BioStorage        Corrective action plan with
 Reorganization        recommendations for
                          implementation




                                                    Implement
                                                                   Approve
  Incorporate changes into revised SOPs,           and monitor
                                                                  corrective
            Policies, and MOUs                      corrective
                                                                   actions
                                                      actions
Repository Warehouse has
over 1950 square feet of floor space
Storage and maintenance of
  BioStorage-owned and
   Client-owned Freezers
Storage Capabilities:
Ambient, +4, -20, -80, & -196 degrees
               Celcius
Facility and Equipment have 24-Hour
Monitored Security and Alarm Systems
-80 degree Freezers have CO2 backup
               capability
Stand-by -80 degree Freezers available
           for emergencies
+4 and -20 degree Celsius
   Walk-in Cold Rooms
FreezerPro Biospecimen Inventory
        Tracking System


      Data Importing

     • Easily import sample data spreadsheets
     • Quickly change location of individual or boxed specimens

      Searching

     • Search by field or keyword
     • Graphic display of sample location
     • Live querying & “Smart Folders”

      Administration & Auditing

     • Maintains live audit trails
     • Role-based, multi-layered access to audit reports

      Sample Identification

     • Incorporates barcode labeling, scanning, & verification
     • Compatible with Zebra barcoding system

      Regulatory Compliance

     • Conforms to FDA’s CFR Part 11 regulations for electronic documentation and electronic signatures
Shipping and Receiving Area
Rear 9’ X 10’ Exterior Loading Dock
Capacity for Large-Scale Delivery and
      24-Hour Reserve Power
Business Continuity Program Aligns with
          Federal Guidance

    EVENT NOTIFICATION              ACTIVATION                      OPERATIONS               RECONSTITUTION


       SURVEILLANCE                    Monitor &                 HUMAN CAPITAL-               KEY FUNCTIONS
                                   re-evaluate impact               RELATED
     • Communications                                                                           Impact to BioStorage
                                                              • Order of Succession                    resolved
     • Human Capital                    NO                    • Critical Hiring & other HR     Facility, equipment, IT,
     • Specimen inventory                                       Flexibilities                 and Human Capital able
     • Database/file integrity                                • Telework                           to support full
                                       Incident               • Social Distancing                     operations
     • Contamination
                                  impacts BioStorage
     • Equipment status              operations?                FACILITY-RELATED
     • Primary & backup                                       • Security / Access control
       resources                                              • HVAC / Utility maintenance
                                                              • Equipment maintenance &
     • Capability to implement         YES
       continuity plan
                                                                repair                          RETURN TO
                                                              • Decontamination/
     • All-Hazards event                                        Housekeeping
                                                                                                 NORMAL
       planning
                                       DEPLOY                                                   OPERATIONS
                                 Specimens & equipment            FUNCTIONALLY-                  Return functions &
                                 to backup unit or facility                                   operations to primary site
                                                                    RELATED                    Document incident and
                                          and/or              • Delegation of Authority
                                                                                                      response
                                                              • Crisis communications
                                                                                               Review lessons learned
          INCIDENT                   TRANSFER                   (internal & external)
                                 Functions to telework or     • IT / Disaster Recovery          Implement Correction
                                       distant sites          • Specimen Recovery                       Plan
                                                              • Database & Vital Records
                                                              • Documentation & Lessons
                                                                Learned
Backup Facility – Arbutus, MD
10,000-Gallon Liquid Nitrogen Reserve
Backup Facility Warehouse has
over 2000 square feet of floor space
Backup Facility has standby
-80 and Liquid Nitrogen Freezers
“All-Hazards” Disaster Plan Aligns with
           Federal Guidance


             Human- or Infrastructure-Related   Natural



                                                  Flood



                                                  Severe Weather



                                                  Hurricane



                                                  Winter Weather



                                                  Earthquake



                                                  Tornado
Key Disaster Scenario:
Freezer Malfunction or Breakdown

         Monitor
         situation
                                                             SensaPhone Report:
               Impact Assessment:                               FREEZER
 NO
            Will malfunction affect                           MALFUNCTION
                  samples?                                     DETECTED

                     YES

                                      TRANSFER                   RESOLVE DAMAGE
                                      SAMPLES                     Initiate repairs & plan for
                                                                return to permanent storage:    Incident Report to
                              Preserve & relocate samples:
                                                                                                      Client:
     ACTIVATE                 Control spread of impact to         Assess cause of problem         SAMPLES
 CONTINGENCY PLAN                unaffected samples               Repair or replace freezer     SUCCESSFULLY
   For affected samples         Isolate affected samples        Prepare & implement plan for     PRESERVED
                              Relocate affected samples to         restoration of samples       Disposition details
                              backup freezer shelf or unit         Plan to mitigate future          attached
                              Create temporary relocation        problems of similar nature
                                   file in FreezerPro             Generate incident report



                                                                                Decision-Making & Communication
    EQUIPMENT                       PERSONNEL
  Backup freezer space:           Prepared to respond:
 All units—at least 1 shelf     Primary—initial response                        Emergency Operations
            empty                   within 30 minutes
Reserve units—stand-by to      Alternates—two methods to                        Preparation
        fully activate                   contact
Bio Storage  Labs & Repository Overview
LABORATORY SERVICES                 REPOSITORY SERVICES
 Tanya Y. Ray, MM – President     Richard A. Blood – Vice President
    Tel: 410-247-2500, x203            Tel: 410-247-2500, x202
Email: tanya.ray@biostorage.net     Email: rblood@biostorage.net

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Bio Storage Labs & Repository Overview

  • 1. BioStorage Laborator y Ser vices and BioStorage Repositor y Protecting Your Valuable Research
  • 2. MD Route 43 at Crossroads Circle – Just two miles east of I-95
  • 3. Comprehensive Security for Primary and Backup Facilities •Campuses under overnight police and video surveillance with adequate exterior lighting Facilities & •External doors locked; Front door kept open only when main entry area is occupied Infrastructure •Live-monitored ADT alarm system with keypad code activation & deactivation •External door sensors and internal motion, heat & smoke detectors •CMS-monitored facility environmental conditions •Freezers have individual locks with dedicated internal alarm sensors •Authorized clients are escorted through storage warehouse and have access restricted Equipment to their own samples •Reserve UPS power, CO2 & liquid N2, and freezer units available at all times •Spyware/Viral internet & intranet security and update patches •Computer terminals and servers are ID/password controlled •Client database login/password changed every 60 days IT & Records •Confidentiality, protection, and handling of client data & information maintained according to Federal guidance •Databases & files regularly backed up to on-site and off-site servers
  • 4. Bioprocessing Laboratory with Class II Biosafety Cabinet
  • 5. Process Workflow SAMPLE RECEIPT PROCESSING STORAGE DISTRIBUTION RECEIPT YES Immediate REQUEST Priority (Prefrozen) Examine incoming transfer to Receive written request Sample? samples/packaging Storage from Project Manager, PI Review paperwork or Designee (with written Scan papers for vital NO authorization) records LAB PROCESSING FREEZER Isolation / Sample aliquoting STORAGE Client or BSL-generated SOPs (if (Client-specified or BioStorage- RETREIVAL applicable) Maintain sample integrity INVENTORY Cell culturing & banking recommended throughout retrieval Upload data sheet or environment) Production of proteins process enter sample data into FreezerPro database Daily CMS Update database & monitoring of inventory Generate Barcode if TESTING & ANALYSIS needed temperature & freezer status Identify priority (pre- Performed at BioStorage frozen) samples for Laboratory Services immediate freezer SHIPPING Mycoplasma, Entotoxin, & Sterility storage Regular freezer & Obtain packaging & testing equipment shipping supplies Outsourced to University of MD at maintenance Ship specimens packed in Baltimore Translational Research dry ice unless otherwise Lab requested Proliferation & cytotoxicity assays FreezerPro Maintain compliance with PD & PK analysis Database alerts DOT & IOTA regulations Genotyping for low inventory
  • 6. Quality Assurance & Controls •Specimen tracking Inventory •Zebra barcode labeling •Primary & backup database files •ISO 9001 & ISO 17025 compliant •Mycoplasma / contamination testing Specimen & •ISBER & NCI Biorepository best Laboratory practices Processing •Aseptic & Sterile Techniques •Follow DOT, IOTA, & other Federal shipping regulations Processes Quality SOPs & & Management Policies •User access-controlled servers & Operations Program databases IT & •Primary & backup database files Information •Vital records stored by hard copy and electronically •Continuous freezer monitoring & maintenance •24/7 Central Monitoring System (CMS) Facilities & HVAC / Environmental Tracking Equipment •Documentation & status tracking •Automatic phone notification •Regular equipment calibration
  • 7. Quality Management Program QM Planning Team •Equipment and/or facility testing Identify Lessons Learned •Sample Integrity •Disaster Recovery Identify Deficiencies & Continuity Plan BioStorage Response Quality Executive Identify Needed Resources Manager •Memoranda of Team Understanding (MOUs) with Key Partners Identify Major Updates •BioStorage Corrective action plan with Reorganization recommendations for implementation Implement Approve Incorporate changes into revised SOPs, and monitor corrective Policies, and MOUs corrective actions actions
  • 8. Repository Warehouse has over 1950 square feet of floor space
  • 9. Storage and maintenance of BioStorage-owned and Client-owned Freezers
  • 10. Storage Capabilities: Ambient, +4, -20, -80, & -196 degrees Celcius
  • 11. Facility and Equipment have 24-Hour Monitored Security and Alarm Systems
  • 12. -80 degree Freezers have CO2 backup capability Stand-by -80 degree Freezers available for emergencies
  • 13. +4 and -20 degree Celsius Walk-in Cold Rooms
  • 14. FreezerPro Biospecimen Inventory Tracking System Data Importing • Easily import sample data spreadsheets • Quickly change location of individual or boxed specimens Searching • Search by field or keyword • Graphic display of sample location • Live querying & “Smart Folders” Administration & Auditing • Maintains live audit trails • Role-based, multi-layered access to audit reports Sample Identification • Incorporates barcode labeling, scanning, & verification • Compatible with Zebra barcoding system Regulatory Compliance • Conforms to FDA’s CFR Part 11 regulations for electronic documentation and electronic signatures
  • 16. Rear 9’ X 10’ Exterior Loading Dock
  • 17. Capacity for Large-Scale Delivery and 24-Hour Reserve Power
  • 18. Business Continuity Program Aligns with Federal Guidance EVENT NOTIFICATION ACTIVATION OPERATIONS RECONSTITUTION SURVEILLANCE Monitor & HUMAN CAPITAL- KEY FUNCTIONS re-evaluate impact RELATED • Communications Impact to BioStorage • Order of Succession resolved • Human Capital NO • Critical Hiring & other HR Facility, equipment, IT, • Specimen inventory Flexibilities and Human Capital able • Database/file integrity • Telework to support full Incident • Social Distancing operations • Contamination impacts BioStorage • Equipment status operations? FACILITY-RELATED • Primary & backup • Security / Access control resources • HVAC / Utility maintenance • Equipment maintenance & • Capability to implement YES continuity plan repair RETURN TO • Decontamination/ • All-Hazards event Housekeeping NORMAL planning DEPLOY OPERATIONS Specimens & equipment FUNCTIONALLY- Return functions & to backup unit or facility operations to primary site RELATED Document incident and and/or • Delegation of Authority response • Crisis communications Review lessons learned INCIDENT TRANSFER (internal & external) Functions to telework or • IT / Disaster Recovery Implement Correction distant sites • Specimen Recovery Plan • Database & Vital Records • Documentation & Lessons Learned
  • 19. Backup Facility – Arbutus, MD 10,000-Gallon Liquid Nitrogen Reserve
  • 20. Backup Facility Warehouse has over 2000 square feet of floor space
  • 21. Backup Facility has standby -80 and Liquid Nitrogen Freezers
  • 22. “All-Hazards” Disaster Plan Aligns with Federal Guidance Human- or Infrastructure-Related Natural Flood Severe Weather Hurricane Winter Weather Earthquake Tornado
  • 23. Key Disaster Scenario: Freezer Malfunction or Breakdown Monitor situation SensaPhone Report: Impact Assessment: FREEZER NO Will malfunction affect MALFUNCTION samples? DETECTED YES TRANSFER RESOLVE DAMAGE SAMPLES Initiate repairs & plan for return to permanent storage: Incident Report to Preserve & relocate samples: Client: ACTIVATE Control spread of impact to Assess cause of problem SAMPLES CONTINGENCY PLAN unaffected samples Repair or replace freezer SUCCESSFULLY For affected samples Isolate affected samples Prepare & implement plan for PRESERVED Relocate affected samples to restoration of samples Disposition details backup freezer shelf or unit Plan to mitigate future attached Create temporary relocation problems of similar nature file in FreezerPro Generate incident report Decision-Making & Communication EQUIPMENT PERSONNEL Backup freezer space: Prepared to respond: All units—at least 1 shelf Primary—initial response Emergency Operations empty within 30 minutes Reserve units—stand-by to Alternates—two methods to Preparation fully activate contact
  • 25. LABORATORY SERVICES REPOSITORY SERVICES Tanya Y. Ray, MM – President Richard A. Blood – Vice President Tel: 410-247-2500, x203 Tel: 410-247-2500, x202 Email: tanya.ray@biostorage.net Email: rblood@biostorage.net