1. Barnett/Ziegler/Byleen Business Calculus 11e 1
Learning Objectives for
Section 15.3 Maxima and Minima
The student will be able to
identify critical points and
maxima and minima of
functions.
2. Barnett/Ziegler/Byleen Business Calculus 11e 2
Local Maxima and Minima
We want to examine local maxima and minima for functions
of the form z = f (x, y). We are going to extend the second-
derivative test previously developed for y = f (x).
Definition: f (a, b) is a local maximum if there exists a
circular region about (a, b) such that f (a, b) f (x, y) for all
(x, y) in the region.
f (a, b) is a local minimum if there exists a circular region
about (a, b) such that f (a, b) f (x, y) for all (x, y) in the
region.
3. Barnett/Ziegler/Byleen Business Calculus 11e 3
First Test for Local Extremum
Theorem:
Let f (a, b) be a local extremum for the function f. If both fx
and fy exist at (a, b), then
fx (a, b) = 0 and f y (a, b) = 0.
Example: z = x2
+ y2
. This is a paraboloid with vertex at the
origin and opening upward. Consider the vertex (0, 0).
f x(x, y) = 2x and f x(0, 0) = 0,
f y(x, y) = 2y and f y(0, 0) = 0.
4. Barnett/Ziegler/Byleen Business Calculus 11e 4
First Test
(continued)
Unfortunately the converse of Theorem 1 is not true. That is, if
fx(a, b) = 0 and fy(a, b) = 0,
it does not necessarily follow that there is a local extrema at
f (a, b). For example, the above equations are true for the saddle
point indicated in the figure, which is not a local extremum.
Theorem 1 gives us necessary (but not sufficient) conditions for
f(a, b) to be a local extremum. Saddle point
5. Barnett/Ziegler/Byleen Business Calculus 11e 5
Second Test for Local Extremum
The following theorem, using second derivatives, gives us
sufficient conditions for a critical point to produce a local
extremum or a saddle point.
Theorem: Assume that
1. z = f (x, y)
2. f x(a, b) = 0 and f y(a, b) = 0
3. All second-order partial derivatives of f exist in some
circular region containing (a, b) as a center
4. A = fxx(a, b), B = fxy(a, b), C = fyy(a, b)
(continued)
6. Barnett/Ziegler/Byleen Business Calculus 11e 6
Second Test
(continued)
Then
Case 1. If AC - B2
> 0 and A < 0, then f (a, b) is a local
maximum.
Case 2. If AC - B2
> 0 and A > 0, then f (a, b) is a local
minimum.
Case 3. If AC - B2
< 0, then f (a, b) is a saddle point.
Case 4. If AC - B2
= 0, the test is inconclusive.
7. Barnett/Ziegler/Byleen Business Calculus 11e 7
Procedure
There exists a three step procedure to assist you in finding
extrema.
Step 1. Find the critical point: Find (a, b) such that
f x(a, b) = 0 and f y(a, b) = 0 simultaneously.
Step 2. Compute A = fxx(a, b), B = fxy(a, b), C = fyy(a, b).
Step 3. Evaluate AC – B2
and classify the critical point using
theorem 2.
9. Barnett/Ziegler/Byleen Business Calculus 11e 9
Example 1
Find local extrema for f (x, y) = 3 – x2
– y2
+ 6y
Step 1. Find the critical point:
f x(x, y) = – 2x = 0 when x = 0
f y(x, y) = – 2y + 6 = 0 when y = 3.
There is a critical point at (0, 3).
Step 2. Compute A = fxx(a, b), B = fxy(a, b), C = fyy(a, b).
10. Barnett/Ziegler/Byleen Business Calculus 11e 10
Example 1
Find local extrema for f (x, y) = 3 – x2
– y2
+ 6y
Step 1. Find the critical point:
f x(x, y) = – 2x = 0 when x = 0
f y(x, y) = – 2y + 6 = 0 when y = 3.
There is a critical point at (0, 3).
Step 2. Compute A = fxx(a, b), B = fxy(a, b), C = fyy(a, b).
A = – 2, B = 0, and C = – 2
Step 3. Evaluate AC – B2
and classify the critical point
11. Barnett/Ziegler/Byleen Business Calculus 11e 11
Example 1
Find local extrema for f (x, y) = 3 – x2
– y2
+ 6y
Step 1. Find the critical point:
f x(x, y) = – 2x = 0 when x = 0
f y(x, y) = – 2y + 6 = 0 when y = 3.
There is a critical point at (0, 3).
Step 2. Compute A = fxx(a, b), B = fxy(a, b), C = fyy(a, b).
A = – 2, B = 0, and C = – 2
Step 3. Evaluate AC – B2
and classify the critical point
AC – B2
= 4, A < 0. (0, 3) is a local maximum.
12. Barnett/Ziegler/Byleen Business Calculus 11e 12
Example 2
The annual labor and automated equipment cost (in millions
of dollars) for producing TV sets is given by
C (x, y) = 2x2
+ 2xy + 3y2
– 16x – 18y + 54,
where x is the amount spent per year on labor, and y is the
amount spent per year on automated equipment (both in
millions of dollars).
Minimize the cost.
13. Barnett/Ziegler/Byleen Business Calculus 11e 13
Example 2
(continued)
C (x, y) = 2x2
+ 2xy + 3y2
– 16x – 18y + 54
Step 1. Find the critical point:
C x( x, y) = 4x + 2y – 16 = 0
C y( x, y) = 2x + 6y – 18 = 0
Solving these equations simultaneously gives the
critical point (3, 2).
14. Barnett/Ziegler/Byleen Business Calculus 11e 14
Example 2
(continued)
Step 2. Compute A = Cxx(3, 2), B = Cxy(3, 2), C = Cyy(3, 2).
A = 4, B = 2, and C = 6
Step 3. Evaluate AC – B2
and classify the critical point.
AC – B2
= 20, A > 0. (3, 2) is a local minimum.
C x(x, y) = 4x + 2y – 16 = 0
C y(x, y) = 2x + 6y – 18 = 0
15. Barnett/Ziegler/Byleen Business Calculus 11e 15
Example 2
(continued)
We found the critical value of the point (3, 2) yielded a
minimum cost so we need to calculate
C (3, 2) = 2 · 32
+ 2 · 3 · 2 + 3 · 22
- 16 · 3 - 18 · 2 + 54
= 12.
The minimum cost is 12 million dollars, when we spend
3 million dollars on labor and 2 million dollars on
automated equipment each year.
16. Barnett/Ziegler/Byleen Business Calculus 11e 16
Summary
■ We learned how to use partial derivatives and the second-
derivative test to find local extrema.
■ We saw an application of this process in action.