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ICH E6 (R3) guidelines
Rutuja Arlekar
CONTENTS
01
Introduction to
ICH E6 (R3)
05
Implementation
and Compliance
02
Key Updates in
ICH E6 (R3)
06
Data Governance
03
Roles and
Responsibilities
04
Informed
Consent
Process
PART ONE
Introduction to ICH E6
(R3)
01
Provides detailed instructions for
conducting clinical trials in compliance
with regulatory standards.
Comprehensive Guidance 02
Emphasizes the importance of patient
rights, safety and well-being
throughout the clinical trial process.
Strengthened Patient Protections
Overview of the
Guidelines
03
Aims to align clinical trial practices across
different regions and regulatory authorities.
Harmonized Global Standards 04
Aims to proactively designing quality
into clinical trials.
Fostering a quality culture
Overview of the
Guidelines
PRINCIPLES OF ICH GCP
1. Clinical trials should be conducted in accordance with the ethical principles that have their origin in
the Declaration of Helsinki and that are consistent with GCP and applicable regulatory
requirement(s). Clinical trials should be designed and conducted in ways that ensure the rights,
safety and well-being of participants.
2. Informed consent is an integral feature of the ethical conduct of a trial. Clinical trial participation
should be voluntary and based on a consent process that ensures participants (or their legally
acceptable representatives, where applicable) are well-informed.
3. Clinical trials should be subject to an independent review by an IRB/IEC.
4. Clinical trials should be scientifically sound for their intended purpose and based on adequate and
current scientific knowledge and approaches.
5. Quality should be built into the scientific and operational design and conduct of clinical trials.
6. Clinical trial processes, measures and approaches should be implemented in a way that is
proportionate to the risks to participants and to the importance of the data collected and that avoids
unnecessary burden on participants and investigators.
7. Clinical trial processes, measures and approaches should be implemented in a way that is
proportionate to the risks to participants and to the importance of the data collected and that avoids
unnecessary burden on participants and investigators.
8. Clinical trials should be described in a clear, concise, scientifically sound and operationally feasible
protocol.
9. Clinical trials should generate reliable results.
10.Roles and responsibilities in clinical trials should be clear and documented appropriately.
11.Investigational products used in a clinical trial should be manufactured in accordance with applicable
Good Manufacturing Practice (GMP) standards and be managed in accordance with the product
specifications and the trial protocol.
PART TWO
Key Updates in ICH E6 (R3)
Design and implementation of
efficient clinical trial protocols,
including tools and procedures
for trial conduct.
Emphasizes risk
assessment
Focuses on identifying, evaluating,
and mitigating risks to data
integrity and patient safety.
Quality Management
Performing audits and monitoring Clinical
Trials.
Quality Assurance and Quality
Control
Quality By Design
(QbD)
Risk Assessment
Brief Introduction to ICH E6 (R3) guidelines
PART THREE
Roles and Responsibilities
• Collaborate with
investigators to
create a robust
study protocol.
• Ensure proper
monitoring and
auditing of clinical
trials.
• Obtains and documents
informed consent from
each participant.
• Ensures proper conduct
of the clinical trial and
protection of
participants.
• Ensures proper storage,
handling, and
administration of the
investigational product.
• Review and approve
study protocols,
informed consent,
and other study-
related documents.
• Monitor ongoing
studies for
compliance with
ethical standards
PART FOUR
Informed Consent Process
Requirements
1. Comply with regulatory
requirements and Good Clinical
Practice (GCP).
2. Institutional Review Board
(IRB)/Independent Ethics Committee
(IEC) approved.
3. Clear, concise language and varied
approaches (text, images, videos).
4. Ensuring participants understand
trial objectives, risks, benefits, and
any alternatives available .
Elements of Informed Consent
Clearly explain the purpose and
objectives of the research.
Purpose of study
Disclose potential risks and
anticipated benefits of
participation.
Risks and benefits
Outline the expected
commitments and activities for
participants.
Participant responsibilities
Informed Consent Process
â—Ź Continuous Evaluation
â—Ź Assess participant's ongoing willingness to continue in the study.
â—Ź Voluntary Withdrawal
â—Ź Ensure participants can withdraw consent at any time without penalty.
â—Ź Revised Information
â—Ź Provide updated study information to participants as it becomes available.
Ongoing Consent
PART FIVE
Data Governance
Accuracy, completeness, and
consistency of trial data.
Data Integrity
Protect trial data from
unauthorized access, alteration,
or loss
Data Security
Implement procedures for data
capture, verification, validation,
and review.
Data Management
Data Governance
Computerized Systems
1. Validation: Ensure computerized systems are fit for purpose, validated,
and maintained.
2. Security: Implement security controls, including user management,
access controls, and backup procedures.
3. Training: Provide training for users of computerized systems.
4. Technical Support: Establish mechanisms for documenting, evaluating,
and managing system issues.
Data Life
Cycle
PART SIX
Implementation and
Compliance
Expanded requirements for risk-based approaches
and quality management.
Key Updates
Emphasis on electronic data capture and management.
Increased Focus on Data Integrity
Reduced redundant documentation requirements.
Streamlined Documentation
Transition from ICH E6 (R2)
â—Ź Alignment with Regulations
â—Ź Ensuring ICH E6 (R3) guidelines are fully integrated into organizational processes.
â—Ź Demonstrating Compliance
â—Ź Implementing robust quality management systems to meet regulatory requirements.
â—Ź Regulatory Oversight
â—Ź Preparing for inspections and audits to validate adherence to guidelines.
Regulatory Acceptance
Thank You

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Brief Introduction to ICH E6 (R3) guidelines

  • 1. ICH E6 (R3) guidelines Rutuja Arlekar
  • 2. CONTENTS 01 Introduction to ICH E6 (R3) 05 Implementation and Compliance 02 Key Updates in ICH E6 (R3) 06 Data Governance 03 Roles and Responsibilities 04 Informed Consent Process
  • 4. 01 Provides detailed instructions for conducting clinical trials in compliance with regulatory standards. Comprehensive Guidance 02 Emphasizes the importance of patient rights, safety and well-being throughout the clinical trial process. Strengthened Patient Protections Overview of the Guidelines
  • 5. 03 Aims to align clinical trial practices across different regions and regulatory authorities. Harmonized Global Standards 04 Aims to proactively designing quality into clinical trials. Fostering a quality culture Overview of the Guidelines
  • 6. PRINCIPLES OF ICH GCP 1. Clinical trials should be conducted in accordance with the ethical principles that have their origin in the Declaration of Helsinki and that are consistent with GCP and applicable regulatory requirement(s). Clinical trials should be designed and conducted in ways that ensure the rights, safety and well-being of participants. 2. Informed consent is an integral feature of the ethical conduct of a trial. Clinical trial participation should be voluntary and based on a consent process that ensures participants (or their legally acceptable representatives, where applicable) are well-informed. 3. Clinical trials should be subject to an independent review by an IRB/IEC. 4. Clinical trials should be scientifically sound for their intended purpose and based on adequate and current scientific knowledge and approaches. 5. Quality should be built into the scientific and operational design and conduct of clinical trials.
  • 7. 6. Clinical trial processes, measures and approaches should be implemented in a way that is proportionate to the risks to participants and to the importance of the data collected and that avoids unnecessary burden on participants and investigators. 7. Clinical trial processes, measures and approaches should be implemented in a way that is proportionate to the risks to participants and to the importance of the data collected and that avoids unnecessary burden on participants and investigators. 8. Clinical trials should be described in a clear, concise, scientifically sound and operationally feasible protocol. 9. Clinical trials should generate reliable results. 10.Roles and responsibilities in clinical trials should be clear and documented appropriately. 11.Investigational products used in a clinical trial should be manufactured in accordance with applicable Good Manufacturing Practice (GMP) standards and be managed in accordance with the product specifications and the trial protocol.
  • 8. PART TWO Key Updates in ICH E6 (R3)
  • 9. Design and implementation of efficient clinical trial protocols, including tools and procedures for trial conduct. Emphasizes risk assessment Focuses on identifying, evaluating, and mitigating risks to data integrity and patient safety. Quality Management Performing audits and monitoring Clinical Trials. Quality Assurance and Quality Control Quality By Design (QbD)
  • 12. PART THREE Roles and Responsibilities
  • 13. • Collaborate with investigators to create a robust study protocol. • Ensure proper monitoring and auditing of clinical trials. • Obtains and documents informed consent from each participant. • Ensures proper conduct of the clinical trial and protection of participants. • Ensures proper storage, handling, and administration of the investigational product. • Review and approve study protocols, informed consent, and other study- related documents. • Monitor ongoing studies for compliance with ethical standards
  • 15. Requirements 1. Comply with regulatory requirements and Good Clinical Practice (GCP). 2. Institutional Review Board (IRB)/Independent Ethics Committee (IEC) approved. 3. Clear, concise language and varied approaches (text, images, videos). 4. Ensuring participants understand trial objectives, risks, benefits, and any alternatives available .
  • 16. Elements of Informed Consent Clearly explain the purpose and objectives of the research. Purpose of study Disclose potential risks and anticipated benefits of participation. Risks and benefits Outline the expected commitments and activities for participants. Participant responsibilities
  • 18. â—Ź Continuous Evaluation â—Ź Assess participant's ongoing willingness to continue in the study. â—Ź Voluntary Withdrawal â—Ź Ensure participants can withdraw consent at any time without penalty. â—Ź Revised Information â—Ź Provide updated study information to participants as it becomes available. Ongoing Consent
  • 20. Accuracy, completeness, and consistency of trial data. Data Integrity Protect trial data from unauthorized access, alteration, or loss Data Security Implement procedures for data capture, verification, validation, and review. Data Management Data Governance
  • 21. Computerized Systems 1. Validation: Ensure computerized systems are fit for purpose, validated, and maintained. 2. Security: Implement security controls, including user management, access controls, and backup procedures. 3. Training: Provide training for users of computerized systems. 4. Technical Support: Establish mechanisms for documenting, evaluating, and managing system issues.
  • 24. Expanded requirements for risk-based approaches and quality management. Key Updates Emphasis on electronic data capture and management. Increased Focus on Data Integrity Reduced redundant documentation requirements. Streamlined Documentation Transition from ICH E6 (R2)
  • 25. â—Ź Alignment with Regulations â—Ź Ensuring ICH E6 (R3) guidelines are fully integrated into organizational processes. â—Ź Demonstrating Compliance â—Ź Implementing robust quality management systems to meet regulatory requirements. â—Ź Regulatory Oversight â—Ź Preparing for inspections and audits to validate adherence to guidelines. Regulatory Acceptance