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Chapter 17: Alcohols and
Phenols
Based on McMurry’s Organic Chemistry, 7th edition
2
Alcohols and Phenols
 Alcohols contain an OH group connected to a a saturated C (sp3)
 They are important solvents and synthesis intermediates
 Phenols contain an OH group connected to a carbon in a benzene ring
 Methanol, CH3OH, called methyl alcohol, is a common solvent, a fuel
additive, produced in large quantities
 Ethanol, CH3CH2OH, called ethyl alcohol, is a solvent, fuel, beverage
 Phenol, C6H5OH (“phenyl alcohol”) has diverse uses - it gives its name
to the general class of compounds
 OH groups bonded to vinylic, sp2-hybridized carbons are called enols
3
Why this Chapter?
 To begin to study oxygen-containing
functional groups
 These groups lie at the heart of biological
chemistry
4
17.1 Naming Alcohols and Phenols
 General classifications of alcohols based on
substitution on C to which OH is attached
 Methyl (C has 3 H’s), Primary (1°) (C has two
H’s, one R), secondary (2°) (C has one H,
two R’s), tertiary (3°) (C has no H, 3 R’s),
5
IUPAC Rules for Naming Alcohols
 Select the longest carbon chain containing the hydroxyl
group, and derive the parent name by replacing the -e
ending of the corresponding alkane with -ol
 Number the chain from the end nearer the hydroxyl group
 Number substituents according to position on chain, listing
the substituents in alphabetical order
6
Naming Phenols
 Use “phenol” (the French name for benzene)
as the parent hydrocarbon name, not
benzene
 Name substituents on aromatic ring by their
position from OH
7
17.2 Properties of Alcohols and
Phenols
 The structure around O of the alcohol or phenol is similar to that in
water, sp3 hybridized
 Alcohols and phenols have much higher boiling points than similar
alkanes and alkyl halides
 A positively polarized OH hydrogen atom from one molecule is
attracted to a lone pair of electrons on a negatively polarized oxygen
atom of another molecule
 This produces a force that holds the two molecules together
 These intermolecular attractions are present in solution but not in the
gas phase, thus elevating the boiling point of the solution
8
Properties of Alcohols and
Phenols: Acidity and Basicity
 Weakly basic and weakly acidic
 Alcohols are weak Brønsted bases
 Protonated by strong acids to yield oxonium ions,
ROH2
+
9
Alcohols and Phenols are Weak
Brønsted Acids
 Can transfer a proton to water to a very small
extent
 Produces H3O+ and an alkoxide ion, RO, or
a phenoxide ion, ArO
10
Acidity Measurements
 The acidity constant, Ka, measures the extent to
which a Brønsted acid transfers a proton to water
[A] [H3O+]
Ka = ————— and pKa = log Ka
[HA]
 Relative acidities are more conveniently presented on
a logarithmic scale, pKa, which is directly proportional
to the free energy of the equilibrium
 Differences in pKa correspond to differences in free
energy
 Table 17.1 presents a range of acids and their pKa
values
11
pKa Values for Typical OH Compounds
12
Relative Acidities of Alcohols
 Simple alcohols are about as acidic as water
 Alkyl groups make an alcohol a weaker acid
 The more easily the alkoxide ion is solvated by water
the more its formation is energetically favored
 Steric effects are important
13
Inductive Effects
 Electron-withdrawing groups make an alcohol a
stronger acid by stabilizing the conjugate base
(alkoxide)
14
Generating Alkoxides from Alcohols
 Alcohols are weak acids – requires a strong base to
form an alkoxide such as NaH, sodium amide
NaNH2, and Grignard reagents (RMgX)
 Alkoxides are bases used as reagents in organic
chemistry
15
Phenol Acidity
 Phenols (pKa ~10) are much more acidic than
alcohols (pKa ~ 16) due to resonance stabilization of
the phenoxide ion
 Phenols react with NaOH solutions (but alcohols do
not), forming salts that are soluble in dilute aqueous
solution
 A phenolic component can be separated from an
organic solution by extraction into basic aqueous
solution and is isolated after acid is added to the
solution
16
Nitro-Phenols
 Phenols with nitro groups at the ortho and para
positions are much stronger acids
17
17.3 Preparation of Alcohols: A
Review
 Alcohols are derived from many types of compounds
 The alcohol hydroxyl can be converted to many other
functional groups
 This makes alcohols useful in synthesis
18
Review: Preparation of Alcohols by
Regiospecific Hydration of Alkenes
 Hydroboration/oxidation: syn, non-Markovnikov
hydration
 Oxymercuration/reduction: Markovnikov hydration
19
1,2-Diols
 Review: Cis-1,2-diols from hydroxylation of an alkene
with OsO4 followed by reduction with NaHSO3
 Trans-1,2-diols from acid-catalyzed hydrolysis of
epoxides
20
17.4 Alcohols from Reduction of
Carbonyl Compounds
 Reduction of a carbonyl compound in general gives
an alcohol
 Note that organic reduction reactions add the
equivalent of H2 to a molecule
21
Reduction of Aldehydes and Ketones
 Aldehydes gives primary alcohols
 Ketones gives secondary alcohols
22
Reduction Reagent: Sodium
Borohydride
 NaBH4 is not sensitive to moisture and it does not
reduce other common functional groups
 Lithium aluminum hydride (LiAlH4) is more powerful,
less specific, and very reactive with water
 Both add the equivalent of “H-”
23
Mechanism of Reduction
 The reagent adds the equivalent of hydride to the
carbon of C=O and polarizes the group as well
24
Reduction of Carboxylic Acids and
Esters
 Carboxylic acids and esters are reduced to give
primary alcohols
 LiAlH4 is used because NaBH4 is not effective
25
17.5 Alcohols from Reaction of Carbonyl
Compounds with Grignard Reagents
 Alkyl, aryl, and vinylic halides react with magnesium
in ether or tetrahydrofuran to generate Grignard
reagents, RMgX
 Grignard reagents react with carbonyl compounds to
yield alcohols
26
Reactions of Grignard Reagents with
Carbonyl Compounds
27
Reactions of Esters and Grignard
Reagents
 Yields tertiary alcohols in which two of the
substituents carbon come from the Grignard reagent
 Grignard reagents do not add to carboxylic acids –
they undergo an acid-base reaction, generating the
hydrocarbon of the Grignard reagent
28
Mechanism of the Addition of a
Grignard Reagent
 Grignard reagents act as nucleophilic carbon anions
(carbanions, : R) in adding to a carbonyl group
 The intermediate alkoxide is then protonated to
produce the alcohol
29
17.6 Reactions of Alcohols
 Conversion of alcohols into alkyl halides:
- 3˚ alcohols react with HCl or HBr by SN1 through
carbocation intermediate
- 1˚ and 2˚ alcohols converted into halides by treatment with
SOCl2 or PBr3 via SN2 mechanism
30
31
Conversion of Alcohols into Tosylates
 Reaction with p-toluenesulfonyl chloride (tosyl
chloride, p-TosCl) in pyridine yields alkyl tosylates,
ROTos
 Formation of the tosylate does not involve the C–O
bond so configuration at a chirality center is
maintained
 Alkyl tosylates react like alkyl halides
32
Stereochemical Uses of Tosylates
 The SN2 reaction of an alcohol via a tosylate,
produces inversion at the chirality center
 The SN2 reaction of an alcohol via an alkyl halide
proceeds with two inversions, giving product with
same arrangement as starting alcohol
33
Dehydration of Alcohols to Yield
Alkenes
 The general reaction: forming an alkene from an
alcohol through loss of O-H and H (hence
dehydration) of the neighboring C–H to give  bond
 Specific reagents are needed
34
Acid- Catalyzed Dehydration
 Tertiary alcohols are readily dehydrated with acid
 Secondary alcohols require severe conditions (75%
H2SO4, 100°C) - sensitive molecules don't survive
 Primary alcohols require very harsh conditions –
impractical
 Reactivity is the result of the nature of the
carbocation intermediate
35
Dehydration with POCl3
 Phosphorus oxychloride in the amine solvent pyridine
can lead to dehydration of secondary and tertiary
alcohols at low temperatures
 An E2 via an intermediate ester of POCl2 (see Figure
17.7)
36
Conversion of Alcohols into
Esters
37
17.7 Oxidation of Alcohols
 Can be accomplished by inorganic reagents, such as
KMnO4, CrO3, and Na2Cr2O7 or by more selective,
expensive reagents
38
Oxidation of Primary Alcohols
 To aldehyde: pyridinium chlorochromate (PCC,
C5H6NCrO3Cl) in dichloromethane
 Other reagents produce carboxylic acids
39
Oxidation of Secondary Alcohols
 Effective with inexpensive reagents such as
Na2Cr2O7 in acetic acid
 PCC is used for sensitive alcohols at lower
temperatures
40
Mechanism of Chromic Acid
Oxidation
 Alcohol forms a chromate ester followed by
elimination with electron transfer to give ketone
 The mechanism was determined by observing the
effects of isotopes on rates
41
17.8 Protection of Alcohols
 Hydroxyl groups can easily transfer their proton to a
basic reagent
 This can prevent desired reactions
 Converting the hydroxyl to a (removable) functional
group without an acidic proton protects the alcohol
42
Methods to Protect Alcohols
 Reaction with chlorotrimethylsilane in the presence of
base yields an unreactive trimethylsilyl (TMS) ether
 The ether can be cleaved with acid or with fluoride
ion to regenerate the alcohol
43
17.9 Phenols and Their Uses
 Industrial process from readily available cumene
 Forms cumene hydroperoxide with oxygen at high
temperature
 Converted into phenol and acetone by acid
44
17.10 Reactions of Phenols
 The hydroxyl group is a strongly activating, making
phenols substrates for electrophilic halogenation,
nitration, sulfonation, and Friedel–Crafts reactions
 Reaction of a phenol with strong oxidizing agents
yields a quinone
 Fremy's salt [(KSO3)2NO] works under mild
conditions through a radical mechanism

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chapter17 (1).ppt

  • 1. Chapter 17: Alcohols and Phenols Based on McMurry’s Organic Chemistry, 7th edition
  • 2. 2 Alcohols and Phenols  Alcohols contain an OH group connected to a a saturated C (sp3)  They are important solvents and synthesis intermediates  Phenols contain an OH group connected to a carbon in a benzene ring  Methanol, CH3OH, called methyl alcohol, is a common solvent, a fuel additive, produced in large quantities  Ethanol, CH3CH2OH, called ethyl alcohol, is a solvent, fuel, beverage  Phenol, C6H5OH (“phenyl alcohol”) has diverse uses - it gives its name to the general class of compounds  OH groups bonded to vinylic, sp2-hybridized carbons are called enols
  • 3. 3 Why this Chapter?  To begin to study oxygen-containing functional groups  These groups lie at the heart of biological chemistry
  • 4. 4 17.1 Naming Alcohols and Phenols  General classifications of alcohols based on substitution on C to which OH is attached  Methyl (C has 3 H’s), Primary (1°) (C has two H’s, one R), secondary (2°) (C has one H, two R’s), tertiary (3°) (C has no H, 3 R’s),
  • 5. 5 IUPAC Rules for Naming Alcohols  Select the longest carbon chain containing the hydroxyl group, and derive the parent name by replacing the -e ending of the corresponding alkane with -ol  Number the chain from the end nearer the hydroxyl group  Number substituents according to position on chain, listing the substituents in alphabetical order
  • 6. 6 Naming Phenols  Use “phenol” (the French name for benzene) as the parent hydrocarbon name, not benzene  Name substituents on aromatic ring by their position from OH
  • 7. 7 17.2 Properties of Alcohols and Phenols  The structure around O of the alcohol or phenol is similar to that in water, sp3 hybridized  Alcohols and phenols have much higher boiling points than similar alkanes and alkyl halides  A positively polarized OH hydrogen atom from one molecule is attracted to a lone pair of electrons on a negatively polarized oxygen atom of another molecule  This produces a force that holds the two molecules together  These intermolecular attractions are present in solution but not in the gas phase, thus elevating the boiling point of the solution
  • 8. 8 Properties of Alcohols and Phenols: Acidity and Basicity  Weakly basic and weakly acidic  Alcohols are weak Brønsted bases  Protonated by strong acids to yield oxonium ions, ROH2 +
  • 9. 9 Alcohols and Phenols are Weak Brønsted Acids  Can transfer a proton to water to a very small extent  Produces H3O+ and an alkoxide ion, RO, or a phenoxide ion, ArO
  • 10. 10 Acidity Measurements  The acidity constant, Ka, measures the extent to which a Brønsted acid transfers a proton to water [A] [H3O+] Ka = ————— and pKa = log Ka [HA]  Relative acidities are more conveniently presented on a logarithmic scale, pKa, which is directly proportional to the free energy of the equilibrium  Differences in pKa correspond to differences in free energy  Table 17.1 presents a range of acids and their pKa values
  • 11. 11 pKa Values for Typical OH Compounds
  • 12. 12 Relative Acidities of Alcohols  Simple alcohols are about as acidic as water  Alkyl groups make an alcohol a weaker acid  The more easily the alkoxide ion is solvated by water the more its formation is energetically favored  Steric effects are important
  • 13. 13 Inductive Effects  Electron-withdrawing groups make an alcohol a stronger acid by stabilizing the conjugate base (alkoxide)
  • 14. 14 Generating Alkoxides from Alcohols  Alcohols are weak acids – requires a strong base to form an alkoxide such as NaH, sodium amide NaNH2, and Grignard reagents (RMgX)  Alkoxides are bases used as reagents in organic chemistry
  • 15. 15 Phenol Acidity  Phenols (pKa ~10) are much more acidic than alcohols (pKa ~ 16) due to resonance stabilization of the phenoxide ion  Phenols react with NaOH solutions (but alcohols do not), forming salts that are soluble in dilute aqueous solution  A phenolic component can be separated from an organic solution by extraction into basic aqueous solution and is isolated after acid is added to the solution
  • 16. 16 Nitro-Phenols  Phenols with nitro groups at the ortho and para positions are much stronger acids
  • 17. 17 17.3 Preparation of Alcohols: A Review  Alcohols are derived from many types of compounds  The alcohol hydroxyl can be converted to many other functional groups  This makes alcohols useful in synthesis
  • 18. 18 Review: Preparation of Alcohols by Regiospecific Hydration of Alkenes  Hydroboration/oxidation: syn, non-Markovnikov hydration  Oxymercuration/reduction: Markovnikov hydration
  • 19. 19 1,2-Diols  Review: Cis-1,2-diols from hydroxylation of an alkene with OsO4 followed by reduction with NaHSO3  Trans-1,2-diols from acid-catalyzed hydrolysis of epoxides
  • 20. 20 17.4 Alcohols from Reduction of Carbonyl Compounds  Reduction of a carbonyl compound in general gives an alcohol  Note that organic reduction reactions add the equivalent of H2 to a molecule
  • 21. 21 Reduction of Aldehydes and Ketones  Aldehydes gives primary alcohols  Ketones gives secondary alcohols
  • 22. 22 Reduction Reagent: Sodium Borohydride  NaBH4 is not sensitive to moisture and it does not reduce other common functional groups  Lithium aluminum hydride (LiAlH4) is more powerful, less specific, and very reactive with water  Both add the equivalent of “H-”
  • 23. 23 Mechanism of Reduction  The reagent adds the equivalent of hydride to the carbon of C=O and polarizes the group as well
  • 24. 24 Reduction of Carboxylic Acids and Esters  Carboxylic acids and esters are reduced to give primary alcohols  LiAlH4 is used because NaBH4 is not effective
  • 25. 25 17.5 Alcohols from Reaction of Carbonyl Compounds with Grignard Reagents  Alkyl, aryl, and vinylic halides react with magnesium in ether or tetrahydrofuran to generate Grignard reagents, RMgX  Grignard reagents react with carbonyl compounds to yield alcohols
  • 26. 26 Reactions of Grignard Reagents with Carbonyl Compounds
  • 27. 27 Reactions of Esters and Grignard Reagents  Yields tertiary alcohols in which two of the substituents carbon come from the Grignard reagent  Grignard reagents do not add to carboxylic acids – they undergo an acid-base reaction, generating the hydrocarbon of the Grignard reagent
  • 28. 28 Mechanism of the Addition of a Grignard Reagent  Grignard reagents act as nucleophilic carbon anions (carbanions, : R) in adding to a carbonyl group  The intermediate alkoxide is then protonated to produce the alcohol
  • 29. 29 17.6 Reactions of Alcohols  Conversion of alcohols into alkyl halides: - 3˚ alcohols react with HCl or HBr by SN1 through carbocation intermediate - 1˚ and 2˚ alcohols converted into halides by treatment with SOCl2 or PBr3 via SN2 mechanism
  • 30. 30
  • 31. 31 Conversion of Alcohols into Tosylates  Reaction with p-toluenesulfonyl chloride (tosyl chloride, p-TosCl) in pyridine yields alkyl tosylates, ROTos  Formation of the tosylate does not involve the C–O bond so configuration at a chirality center is maintained  Alkyl tosylates react like alkyl halides
  • 32. 32 Stereochemical Uses of Tosylates  The SN2 reaction of an alcohol via a tosylate, produces inversion at the chirality center  The SN2 reaction of an alcohol via an alkyl halide proceeds with two inversions, giving product with same arrangement as starting alcohol
  • 33. 33 Dehydration of Alcohols to Yield Alkenes  The general reaction: forming an alkene from an alcohol through loss of O-H and H (hence dehydration) of the neighboring C–H to give  bond  Specific reagents are needed
  • 34. 34 Acid- Catalyzed Dehydration  Tertiary alcohols are readily dehydrated with acid  Secondary alcohols require severe conditions (75% H2SO4, 100°C) - sensitive molecules don't survive  Primary alcohols require very harsh conditions – impractical  Reactivity is the result of the nature of the carbocation intermediate
  • 35. 35 Dehydration with POCl3  Phosphorus oxychloride in the amine solvent pyridine can lead to dehydration of secondary and tertiary alcohols at low temperatures  An E2 via an intermediate ester of POCl2 (see Figure 17.7)
  • 37. 37 17.7 Oxidation of Alcohols  Can be accomplished by inorganic reagents, such as KMnO4, CrO3, and Na2Cr2O7 or by more selective, expensive reagents
  • 38. 38 Oxidation of Primary Alcohols  To aldehyde: pyridinium chlorochromate (PCC, C5H6NCrO3Cl) in dichloromethane  Other reagents produce carboxylic acids
  • 39. 39 Oxidation of Secondary Alcohols  Effective with inexpensive reagents such as Na2Cr2O7 in acetic acid  PCC is used for sensitive alcohols at lower temperatures
  • 40. 40 Mechanism of Chromic Acid Oxidation  Alcohol forms a chromate ester followed by elimination with electron transfer to give ketone  The mechanism was determined by observing the effects of isotopes on rates
  • 41. 41 17.8 Protection of Alcohols  Hydroxyl groups can easily transfer their proton to a basic reagent  This can prevent desired reactions  Converting the hydroxyl to a (removable) functional group without an acidic proton protects the alcohol
  • 42. 42 Methods to Protect Alcohols  Reaction with chlorotrimethylsilane in the presence of base yields an unreactive trimethylsilyl (TMS) ether  The ether can be cleaved with acid or with fluoride ion to regenerate the alcohol
  • 43. 43 17.9 Phenols and Their Uses  Industrial process from readily available cumene  Forms cumene hydroperoxide with oxygen at high temperature  Converted into phenol and acetone by acid
  • 44. 44 17.10 Reactions of Phenols  The hydroxyl group is a strongly activating, making phenols substrates for electrophilic halogenation, nitration, sulfonation, and Friedel–Crafts reactions  Reaction of a phenol with strong oxidizing agents yields a quinone  Fremy's salt [(KSO3)2NO] works under mild conditions through a radical mechanism