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CLEANING VALIDATION IN
PHARMACEUTICAL INDUSTRIES
Guided by : Dr.S.S.Mahajan
Prepared by : Shweta Sambhaji Shelke
Quality Assuranace(3rd sem)
1
DEFINITION
 Cleaning validation – It is a documented evidence
which provides high degree of assurance that an
approved cleaning procedure will provide
equipment that is suitable for processing of
pharmaceutical products for API.
2
IMPORTANCE OF CLEANING VALIDATION
 Cleaning validation is heart of pharmaceutical
activity .
 Related to safety and purity of the product
 Level of cleanliness is achieved by cleaning
procedure which depend upon its cleaning
validation method if performed confidently ,method
produces reproducible results .
3
Planning
phase
Execution
phase
Analytical
testing
phase
Reporting
phase
4
PLANNING PHASE
CLEANING
VALIDATION
TEAM
CLEANING
VALIDATION
PROGRAM
PERSONNEL
TRAINING
CLEANING
PROCESS
PLAN
5
Validation
team
members
:
Validation
officer
Production
department
officer
Packaging
department
officer
Maintance
department
officer
(utilities/calib
ration/HVAC
)
Quality
control
department
officer
Quality
assurance
department
officer
Product
development
laboratory
officer
6
RESPONSIBILITIES OF TEAM MEMBERS
7
• Coordinating entire team
• Monitoring process
• Compiling data
• Preparing final reports
Validation
officer
• Prepare SOP’s for new
process or equipment
• Assist in collection of
validation data
Production
department
officer
• Prepare SOP’s for the
cleaning of new packaging
• Assist in the collection of
validation data
Packaging
department
CLEANINGVALIDATIONTEAM
8
• Defining requirements.
• Training
• Informing relevant departments
Maintenance
department
• Perform microbiological testing
• Provide data for active ingredient and
cleaning agent
Quality control
department
• Reviewing & approving the validation
• Assessment in case of deviations
Quality
assurance
department
• Defining the process to be validated
• Provide technical assistance
Product
development
laboratory
CLEANINGVALIDATIONTEAM
9
CLEANING
VALIDATION
PROGRAM
1.
PRODUCT
GROUPING
2.
EQUIPMENT
GROUPING
3.
CLEANING
AGENT
GROUPING
4.
CLEANING
METHOD
GROUPING
10
PRODUCT GROUPING
Worst case product
Least soluble Most toxic
Highest
cocentration
Others
Subdivide it
Formulation Process
Selection of product
Low & high risk
drugs
Solid & liquid
dosage
Soluble & insoluble
ingredients
Sterile & nonsterile
facilities
11
EQUIPMENT GROUPING
Can implement C V procedure
Small scale Large scale
Subdivide into
Dedicated &
Non dedicated
Minor & Major
Noncritical &
Critical site
Non product &
product contact
Equipment train
:single &
complex
Equipment selection
Design function
12
Cleaning
agent
grouping
Equipment
grouping
Product
formulation
Select type
such as acid &
base
cleaning
method
grouping
Automated
and manual
cleaning
Clean in place
and clean out
of place
13
PERSONNEL TRAINING
 Why it is required ?
 To understand selection of cleaning parameters
such as time , temperature , cleaning agent
concentration ,sheeting , rinsing .
 To evaluate step for removal of residue by
following /understanding SOP’s
 Therefore in cleaning validation this is also adds
the same value as other considerations 14
Cleaning
process
Solvent
cleaning
Ultrasonic
Vapor
degreasing
Hot water
extraction
Aqueous
cleaning
Manual
15
ULTRASONIC CLEANING
 A process that uses
ultrasound(20-
400kHz)& appropriate
cleaning solvent or
water
 Time require for
cleaning generally3-
6nmin & may exeed to
20 min depend upon
object to be clean.
Principle Image
16
ULTRASONIC CLEANING
Separates the liq and microscopic
void
Creates compression wave in liq
U.S.Waves fluid changing size &
Ultrasound generating transducer built
into chamber
In a ultrasound chamber
17
VAPOR DIGRESSING
 Surface finishing
process .
 Uses the solvent in the
form of vapor to clean
work piece.
 Used where water
based cleaning is
impracticable .
 After boiling of solvent
it enters the fill line &
uses spray technique
to clean eupment .
18
HOT WATER EXTRACTION
 It is a typical
cleaning
method that
uses a
combination of
high water
pressure for
agitation, and
hot water to
increase
reaction rate.
surface is dried to avoid surface saturation
lower the pH of the fibers to a neutral state.
use an acetic acid solution
surface is thoroughly rinse out the preconditioner
light agitation with a grooming brush
preconditioning of the soiled surface with an alkaline agent
19
Execution
phase
Sampling
Swab
sampling
Rinse
sampling
20
SWAB SAMPLING
The extract examined by a suitable analytical
method
By adding it to dilution solvent
The swab is extracted
A small area of the cleaned equipment is swabbed
21
SWAB SAMPLING
 Dissolves & physically
remove sample
 Adaptable to wide
variety of surfaces
 May allow sampling of
defined area
 Applicable to active ,
microbial & cleaning
agent residue
 An invasive technique
that introduce fiber
 Complex & hard to
reach complex areas
Advantages Disadvantages
22
RINSE SAMPLING
 In rinse sampling API
equipment will be
cleaned by several
washing cycles (runs )
OR cycles/runs
 Outline - amount of
residue remaining in the
equipment after cleaning
based on the amount of
residue in the last run of
the routinely used
cleaning procedure.
23
RINSE SAMPLING
 Allow the sampling of
large surface area
 Allow the sampling of
unique (porous)
surfaces
 Applicable for actives
,cleaning agent &
exipients
 Inability to detect
location of residue
 Usually use for rinsing
an entire piece of
equipment
 Excess of rinsing
sample is required
Advantages Disadvantages
24
ANALYTICAL TESTING PHASE
 Accuracy
 Precision
Repeatability
Intermediate
 Specificity
 LOD
 LOQ
 Linearity
 Range
25
ACCEPTANCE CRITERIA
Establishing acceptance limit
Samples should be practical , achievable ,and
verifiable
NMT 10ppm of any product will appear in other
product
NMT 0.1% therapeutic dose of any product will appear
in maximum daily dose of the following product
No quantity of residue should be visible on the
equipment after cleaning procedure are performed
26
REPORTS
 A validation report is necessary to present the results &
conclusions with approval page duly signed off by
corresponding signatories depicting the approval of
validation study.
 It should include :
• Summary of procedures used to clean , sample ,test
• Physical & analytical test results
• Conclusion regarding acceptability of results
• Recommendations based on result
• Review of protocol deviation
• Interim reports till complete study 27
DOCUMENTATION
 The cleaning process should be documented n an SOP
 Documentation should be in such a way that following
information is readily available:
 The area or piece of equipment cleaning
 The person who carried out the cleaning
 When the cleaning was carried out
 The SOP defining the cleaning process
 The product which was previously processed on the
equipment being cleaned . 28
REVALIDATION
 It is done if :
• Cleaning procedure is changed
• Raw material are changed
• Change in formulation
• New detergents
• Modification of equipment
 To avoid this regular checking is done.
 The production manager ,QC manager , QA manager &
whole validation team decide revalidation is necessary or not
.
29
CONCLUSION
 Cleaning validation is heart of pharmaceutical
industry .
 If the proper cleaning is not contamination may
occur in the product & whole process of formulation
hampered by this.
 Whole team distribute their work for attending the
cleaning validation process to which QA officer
gives approval based on the overall documented
evidances.
30
REFERENCES
 S.I.Haider ,E.S .Asif , “Cleaning validation manual
,a comprehensive guide for pharmaceutical
&biotechnogy industries:”,CRC Press
publication,page no -1-30.
 Active pharmaceutical ingredients committee
,“Guidance on aspects of cleaning validation in
active pharmaceutical ingredient plants”,december
2008
 Andrew walsh , “cleaning validation for 21st
century :the overview of new ISPE cleaning guide
31
REFERENCES
 S.W.Harder , “validation of cleaning processes”
pharmaceutical technology.(1984)
 Sudha T., Krishana Kanth , Nukala Poorana
Chandra Sainath1, Mishal1, Saloman Raja ,
Ganesan , “Method Development and Validation-
A Review”, Journal of Advanced Pharmacy
Education & Research (2012)
32
THANK YOU
33

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Cleaning validation

  • 1. CLEANING VALIDATION IN PHARMACEUTICAL INDUSTRIES Guided by : Dr.S.S.Mahajan Prepared by : Shweta Sambhaji Shelke Quality Assuranace(3rd sem) 1
  • 2. DEFINITION  Cleaning validation – It is a documented evidence which provides high degree of assurance that an approved cleaning procedure will provide equipment that is suitable for processing of pharmaceutical products for API. 2
  • 3. IMPORTANCE OF CLEANING VALIDATION  Cleaning validation is heart of pharmaceutical activity .  Related to safety and purity of the product  Level of cleanliness is achieved by cleaning procedure which depend upon its cleaning validation method if performed confidently ,method produces reproducible results . 3
  • 8. • Coordinating entire team • Monitoring process • Compiling data • Preparing final reports Validation officer • Prepare SOP’s for new process or equipment • Assist in collection of validation data Production department officer • Prepare SOP’s for the cleaning of new packaging • Assist in the collection of validation data Packaging department CLEANINGVALIDATIONTEAM 8
  • 9. • Defining requirements. • Training • Informing relevant departments Maintenance department • Perform microbiological testing • Provide data for active ingredient and cleaning agent Quality control department • Reviewing & approving the validation • Assessment in case of deviations Quality assurance department • Defining the process to be validated • Provide technical assistance Product development laboratory CLEANINGVALIDATIONTEAM 9
  • 11. PRODUCT GROUPING Worst case product Least soluble Most toxic Highest cocentration Others Subdivide it Formulation Process Selection of product Low & high risk drugs Solid & liquid dosage Soluble & insoluble ingredients Sterile & nonsterile facilities 11
  • 12. EQUIPMENT GROUPING Can implement C V procedure Small scale Large scale Subdivide into Dedicated & Non dedicated Minor & Major Noncritical & Critical site Non product & product contact Equipment train :single & complex Equipment selection Design function 12
  • 13. Cleaning agent grouping Equipment grouping Product formulation Select type such as acid & base cleaning method grouping Automated and manual cleaning Clean in place and clean out of place 13
  • 14. PERSONNEL TRAINING  Why it is required ?  To understand selection of cleaning parameters such as time , temperature , cleaning agent concentration ,sheeting , rinsing .  To evaluate step for removal of residue by following /understanding SOP’s  Therefore in cleaning validation this is also adds the same value as other considerations 14
  • 16. ULTRASONIC CLEANING  A process that uses ultrasound(20- 400kHz)& appropriate cleaning solvent or water  Time require for cleaning generally3- 6nmin & may exeed to 20 min depend upon object to be clean. Principle Image 16
  • 17. ULTRASONIC CLEANING Separates the liq and microscopic void Creates compression wave in liq U.S.Waves fluid changing size & Ultrasound generating transducer built into chamber In a ultrasound chamber 17
  • 18. VAPOR DIGRESSING  Surface finishing process .  Uses the solvent in the form of vapor to clean work piece.  Used where water based cleaning is impracticable .  After boiling of solvent it enters the fill line & uses spray technique to clean eupment . 18
  • 19. HOT WATER EXTRACTION  It is a typical cleaning method that uses a combination of high water pressure for agitation, and hot water to increase reaction rate. surface is dried to avoid surface saturation lower the pH of the fibers to a neutral state. use an acetic acid solution surface is thoroughly rinse out the preconditioner light agitation with a grooming brush preconditioning of the soiled surface with an alkaline agent 19
  • 21. SWAB SAMPLING The extract examined by a suitable analytical method By adding it to dilution solvent The swab is extracted A small area of the cleaned equipment is swabbed 21
  • 22. SWAB SAMPLING  Dissolves & physically remove sample  Adaptable to wide variety of surfaces  May allow sampling of defined area  Applicable to active , microbial & cleaning agent residue  An invasive technique that introduce fiber  Complex & hard to reach complex areas Advantages Disadvantages 22
  • 23. RINSE SAMPLING  In rinse sampling API equipment will be cleaned by several washing cycles (runs ) OR cycles/runs  Outline - amount of residue remaining in the equipment after cleaning based on the amount of residue in the last run of the routinely used cleaning procedure. 23
  • 24. RINSE SAMPLING  Allow the sampling of large surface area  Allow the sampling of unique (porous) surfaces  Applicable for actives ,cleaning agent & exipients  Inability to detect location of residue  Usually use for rinsing an entire piece of equipment  Excess of rinsing sample is required Advantages Disadvantages 24
  • 25. ANALYTICAL TESTING PHASE  Accuracy  Precision Repeatability Intermediate  Specificity  LOD  LOQ  Linearity  Range 25
  • 26. ACCEPTANCE CRITERIA Establishing acceptance limit Samples should be practical , achievable ,and verifiable NMT 10ppm of any product will appear in other product NMT 0.1% therapeutic dose of any product will appear in maximum daily dose of the following product No quantity of residue should be visible on the equipment after cleaning procedure are performed 26
  • 27. REPORTS  A validation report is necessary to present the results & conclusions with approval page duly signed off by corresponding signatories depicting the approval of validation study.  It should include : • Summary of procedures used to clean , sample ,test • Physical & analytical test results • Conclusion regarding acceptability of results • Recommendations based on result • Review of protocol deviation • Interim reports till complete study 27
  • 28. DOCUMENTATION  The cleaning process should be documented n an SOP  Documentation should be in such a way that following information is readily available:  The area or piece of equipment cleaning  The person who carried out the cleaning  When the cleaning was carried out  The SOP defining the cleaning process  The product which was previously processed on the equipment being cleaned . 28
  • 29. REVALIDATION  It is done if : • Cleaning procedure is changed • Raw material are changed • Change in formulation • New detergents • Modification of equipment  To avoid this regular checking is done.  The production manager ,QC manager , QA manager & whole validation team decide revalidation is necessary or not . 29
  • 30. CONCLUSION  Cleaning validation is heart of pharmaceutical industry .  If the proper cleaning is not contamination may occur in the product & whole process of formulation hampered by this.  Whole team distribute their work for attending the cleaning validation process to which QA officer gives approval based on the overall documented evidances. 30
  • 31. REFERENCES  S.I.Haider ,E.S .Asif , “Cleaning validation manual ,a comprehensive guide for pharmaceutical &biotechnogy industries:”,CRC Press publication,page no -1-30.  Active pharmaceutical ingredients committee ,“Guidance on aspects of cleaning validation in active pharmaceutical ingredient plants”,december 2008  Andrew walsh , “cleaning validation for 21st century :the overview of new ISPE cleaning guide 31
  • 32. REFERENCES  S.W.Harder , “validation of cleaning processes” pharmaceutical technology.(1984)  Sudha T., Krishana Kanth , Nukala Poorana Chandra Sainath1, Mishal1, Saloman Raja , Ganesan , “Method Development and Validation- A Review”, Journal of Advanced Pharmacy Education & Research (2012) 32