Cleanrooms Slide 1 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Cleanrooms 
Classification, Design and Testing 
Ahmadreza Barazesh 
Under the supervision of Dr. Vatanara
Cleanrooms Slide 2 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
References 
 ISO 14644 
– Part 1: Classification of air cleanliness 
– Part 2: Continued compliance with 
– Part 3: Metrology and test methods 
– Part 4: Design, construction and start-up 
 WHO Technical Report Series, No. 902, 2002 
– Annex 6: Good manufacturing practices for sterile pharmaceutical products 
 WHO Technical Report Series, No. 961, 2011 
– Annex 5: WHO guidelines on good manufacturing practices for heating, ventilation and air-conditioning systems for 
non-sterile pharmaceutical dosage forms 
– Annex 6: WHO good manufacturing practices for sterile pharmaceutical products 
 PIC/S GMP Guide (Part I: Basic Requirements For Medicinal Products) 
 PIC/S Guide To Good Manufacturing Practice For Medicinal Products - Annexes 
Disclaimer: The TUMS logo included, neither indicates that the lecturer is an official lecturer of TUMS nor the content 
is approved by TUMS. It is just indicative of the department in which the lecture was prepared and presented.
Cleanrooms Slide 3 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Scope 
 What will be covered during this presentation: 
 A Brief review on cleanroom classification 
 Introduction of Design Concepts and Considerations based on ISO 
14644 Series Standards, PIC/S and WHO Guidelines. 
 Testing Methods and Procedures According to
Cleanrooms Slide 4 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Introduction 
 Cleanrooms provide for the control of airborne contamination 
to levels appropriate for accomplishing contamination-sensitive 
activities. 
– Aerospace, 
– Microelectronics, 
– Pharmaceuticals, 
– Medical devices, 
– Healthcare (Hospitals) 
– Food.
Cleanrooms Slide 5 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Definitions 
 Cleanroom: room in which: 
– The concentration of airborne particles is controlled, 
– Constructed and used in a manner to minimize the introduction, generation, 
and retention of particles inside the room, 
– Other parameters (temperature, humidity, and pressure) are controlled 
 Installation: cleanroom or one or more clean zones, together with all 
associated structures, air-treatment systems, services, and utilities. 
 Classification: level of airborne particulate cleanliness, 
represents maximum allowable concentrations (in particles per 
cubic metre of air) for considered sizes of particles
Cleanrooms Slide 6 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Definitions 
 Particle: Solid or liquid object which, for purposes of classification of air 
cleanliness, falls within a threshold size in the range from 0.1 to 5μm 
 Occupancy states 
 As-built: installation is complete, all services functioning, no 
production equipment, materials, or personnel present 
 At-rest: no personnel present 
 Operational: the installation is functioning in the specified 
manner, specified number of personnel present and working
Cleanrooms Slide 7 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
 The particulate cleanliness of air shall be defined in one or 
more of three occupancy states, viz. “as-built”, “at-rest”, or 
“operational” 
 The maximum permitted concentration of particles, Cn, for 
each considered particle size, D, 
 In which, N is the ISO classification number, which shall not 
exceed a value of 9. (ISO Class 1 to 9)
Cleanrooms Slide 8 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification
Cleanrooms Slide 9 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
Graphical representation of ISO-class concentration limits for selected ISO classes
Cleanrooms Slide 10 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
 PIC/S Guide To GMP For Medicinal Products Annex 1
Cleanrooms Slide 11 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
 WHO Technical Report Series, No. 902, 2002 Annex 6
Cleanrooms Slide 12 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
 WHO Technical Report Series, No. 902, 2002 Annex 6 
This comparison is defined based on at-rest limitations.
Cleanrooms Slide 13 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
Class 
maximum particles/m3 
FED STD 
209E 
equivalent 
EU GMP 
≥0.1 μm ≥0.2 μm ≥0.3 μm ≥0.5 μm ≥1 μm ≥5 μm Classification 
ISO 1 10 2.37 1.02 0.35 0.083 0.0029 
ISO 2 100 23.7 10.2 3.5 0.83 0.029 
ISO 3 1,000 237 102 35 8.3 0.29 Class 1 
ISO 4 10,000 2,370 1,020 352 83 2.9 Class 10 
ISO 5 100,000 23,700 10,200 3,520 832 29 Class 100 
Grade A and 
Grade B 
ISO 6 1.0×106 237,000 102,000 35,200 8,320 293 Class 1,000 
ISO 7 1.0×107 2.37×106 1,020,000 352,000 83,200 2,930 Class 10,000 Grade C 
ISO 8 1.0×108 2.37×107 1.02×107 3,520,000 832,000 29,300 Class 100,000 Grade D 
ISO 9 1.0×109 2.37×108 1.02×108 35,200,000 8,320,000 293,000 Room air
Cleanrooms Slide 14 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification 
 PIC/S Guide To GMP For Medicinal Products Annex 1
Classification: Designation 
 The designation of airborne particulate cleanliness for clean rooms and 
clean zones shall include: 
– the classification number, expressed as “ISO Class N”; 
– the occupancy state 
– the considered particle size(s), and the concentration(s), 0,1μm through 5 μm. 
Cleanrooms Slide 15 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Example designation: 
– ISO Class 4; operational state; considered sizes: 0,2μm (2 370 particles/m3), 1 μm 
(83 particles/m3)
Cleanrooms Slide 16 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Airborne particle physical control: 
– Filtration (HEPA) 
– Dilution (Higher Airchange Rate) 
– Isolation HEPA 
class 
retention (total) retention (local) 
E10 > 85% --- 
E11 > 95% --- 
E12 > 99.5% --- 
H13 > 99.95% > 99.75% 
H14 > 99.995% > 99.975% 
U15 > 99.9995% > 99.9975% 
U16 > 99.99995% > 99.99975% 
U17 > 99.999995% > 99.9999%
Cleanrooms Slide 17 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Classification: PIC/S 
 Grade A: The local zone for high risk operations: 
– Filling zone, open ampoules and vials, making aseptic connections. 
– Provided by a LAF work station with a homogeneous air speed in a 
range of 0.36 – 0.54 m/s (guidance value) 
– A unidirectional air flow and lower velocities may be used in closed 
isolators and glove boxes. 
 Grade B: For aseptic preparation and filling, this is the background 
environment for the grade A zone. 
 Grade C and D: Clean areas for carrying out less critical stages in the 
manufacture of sterile products.
PIC/S General Paragraphs 
Cleanrooms Slide 18 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Clean Areas: 
– Entry through airlocks for personnel and/or for equipment and materials. 
– Supplied with air has passed through filters of an appropriate efficiency. 
 The various operations of component preparation, product preparation 
and filling  in separate areas within the clean area 
 Manufacturing operations: 
– Product is terminally sterilized, 
– Conducted aseptically at some or all stages. 
 In order to meet “in operation” conditions, areas should be designed to 
reach certain air-cleanliness levels in the “at rest” occupancy state.
PIC/S General Paragraphs 
 “In operation” classification may be demonstrated during normal 
operations, simulated operations or during media fills (worst-case) 
 Clean rooms and clean air devices should be routinely monitored 
– Monitoring locations based on risk analysis and the results of classification 
– Grade A: full duration of critical processing 
– Grade A: Such a frequency and sample size that all interventions, transient 
Cleanrooms Slide 19 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
events is captured and alarms triggered 
– Grade B: The same as grade A; the sample frequency may be decreased. 
– Grade C and D: in accordance with the principles of quality risk management.
PIC/S General Paragraphs 
Cleanrooms Slide 20 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Terminally Sterilized Products 
– Preparation of components and most products should be done in at 
least a grade D environment 
• Where the product is at a high or unusual risk of microbial contamination  
Grade C 
– Filling of products for terminal sterilization  Grade C 
• Where the product is at unusual risk of contamination from the environment, 
filling  Grade A with Grade C background. 
– Preparation and filling of ointments, creams, suspensions and 
emulsions should  grade C before terminal sterilization
PIC/S General Paragraphs 
Cleanrooms Slide 21 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Aseptic Preparation 
– Components after washing  Grade D 
– Handling of sterile starting materials, unless subjected to 
sterilization or filtration  Grade A with Grade B background. 
– Otherwise  Grade C 
– Handling and filling of aseptically prepared products  Grade A 
– Transfer of partially closed containers, as used in freeze drying, 
 either in a Grade A environment with grade B background or in 
sealed transfer trays in a grade B environment
PIC/S Paragraphs on Premises 
 All exposed surfaces should be smooth, impervious and unbroken 
 To reduce accumulation of dust and to facilitate cleaning there should 
be no uncleanable recesses and a minimum of projecting ledges, 
shelves, cupboards and equipment. 
Cleanrooms Slide 22 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 False ceilings should be sealed. 
 Sinks and drains should be prohibited in grade A/B areas 
 Changing rooms should be designed as airlocks, The final stage of the 
changing room should, in the at-rest state, be the same grade as the 
area into which it leads.
PIC/S Paragraphs on Premises 
 Both airlock doors should not be opened simultaneously; interlocking 
system or a visual and/or audible warning system should be operated. 
 A filtered air supply should maintain a positive pressure and an air flow 
relative to surrounding areas of a lower grade. a pressure differential of 
10-15 pascals 
 It should be demonstrated that air-flow patterns do not present a 
Cleanrooms Slide 23 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
contamination risk. 
 A warning system should be provided to indicate failure in the air 
supply.
Cleanrooms Slide 24 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Planning and Design 
 A project plan shall be developed to define the requirements of the 
products, the processes and the scope of the installation. 
 A process equipment list shall be compiled, and shall include the critical 
requirements for each piece of process equipment. 
 Diversity factors shall be defined, considering peak and average 
demand for each utility and environmental control system. 
 A contamination control concept shall be developed for each zone of an 
installation.
Design: Control and segregation concepts 
 For economic, technical and operational reasons, clean zones are often 
enclosed or surrounded by further zones of lower cleanliness. 
 The zones with the highest cleanliness demands is reduced to the 
Cleanrooms Slide 25 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
minimum size. 
 Movement of material and personnel between adjacent clean zones 
gives rise to the risk of contamination transfer, 
 management of material and personnel flow
Design: Control and segregation concepts 
Cleanrooms Slide 26 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Design: Personnel flow and Material flow 
Cleanrooms Slide 27 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Personnel flows considered: 
– Manufacturing personnel 
– Maintenance personnel 
– Quality control personnel 
 Material flows considered: 
– Raw materials 
– Finished goods 
– Waste 
– Product (In-process, Intermediate & Final) 
– Equipment 
• Clean and dirty components 
• Portable equipment 
• Product containers
Design: Personnel flow and Material flow 
Cleanrooms Slide 28 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Design: Personnel flow and Material flow 
Desirable Layout Less Desirable Layout 
Cleanrooms Slide 29 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Cleanrooms Slide 30 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Design: Air Flow Patterns 
 Air flow patterns: 
– Cleanroom airflow patterns can be categorized as either 
unidirectional or non-unidirectional (or mixed) 
 Unidirectional airflow 
– ISO Class 5 and cleaner 
– may be either vertical or horizontal 
– airflow rely upon a final filtered air supply and 
– return inlets are nearly opposite air supplies to maintain the 
airstream straight
Cleanrooms Slide 31 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Design: Air Flow Patterns 
 non-unidirectional airflow cleanrooms 
– Air flow outlets located in multiple positions. Filter outlets may be 
distributed at equal intervals or grouped over the core process. 
– The final filter location may be remote, (avoid contamination ingress 
between filters and cleanroom) 
– Return air locations in non-unidirectional airflows are not as critical 
– Distribute the returns to minimize dead zones within the cleanroom
Cleanrooms Slide 32 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Disturbance of unidirectional airflow 
Cleanrooms Slide 33 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Contamination Control Concepts 
Cleanrooms Slide 34 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Cleanrooms Slide 35 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Design: Segregation Concepts 
 In order to protect cleanrooms from contamination from adjacent less 
Cleanrooms Slide 36 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
clean spaces 
 Displacement concept (low pressure differential, high airflow) 
– by means of a low turbulent "displacement" airflow, >0,2 m/s 
 Pressure differential concept (high pressure differential, low airflow) 
– The pressure differential in the range of 
5 - 20 Pa, to allow doors to be opened 
and to avoid unintended turbulence. 
 Physical barrier concept 
– Use of an impervious barrier to prevent contamination transfer to a 
clean zone from a less clean zone.
Design: Layout of an installation 
Cleanrooms Slide 37 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 General Considerations: 
 Size: of cleanroom should be minimum. if a large space is required, it 
should be divided, with or without physical barriers. 
 Workstation siting and organization: critical workstations away from, 
major traffic pathways. 
less clean operations site downstream of cleaner operations. 
 Ancillary areas and adjacent cleanrooms: 
– Pressure or flow differentials, 
– Access and communication arrangements 
(such as airlocks, speech panels and intercoms 
cross-contamination from less 
clean zones does not 
compromise the cleaner zones.
Design: Layout of an installation 
Cleanrooms Slide 38 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 General Considerations (contd.) 
 Utility services and ancillary equipment 
– General: Utility services should be designed and installed such that 
the cleanroom is not compromised by contamination. 
– exposed piping, tubing and cable runs should be minimized, 
– Vacuum-cleaning equipment 
– Sprinkler systems 
– Communication systems: to reduce personnel movement 
– Glazing: Avoid heat loss and solar gain, non-opening double glaze
Design: Layout of an installation 
Cleanrooms Slide 39 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Access: 
 General: The number of openings should be minimized. 
Normal (non-emergency) access should be through airlocks for both 
personnel and material. 
 Airlocks: In order to maintain pressure differential and integrity of 
during entry and exit, airlocks or transfer hatches (pass-throughs) are 
normally required. 
 Emergency exits: Emergency exits should be provided with means 
to show that they have been opened.
Design: Layout of an installation 
Cleanrooms Slide 40 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Access (contd.) 
 Changing rooms: Have three functional zones: 
– Entry: access from ancillary. appropriate for removal, storage, 
disposal and/or redonnning of garments not permitted within the 
cleanroom; 
– Transition zone: where garments or personal equipment dedicated 
to the cleanroom are stored, donned or removed. 
– Inspection/access zone: where inspection of the completed 
gowning is accomplished and provides access to cleanroom. 
 The three functional zones may be separated by a physical barrier (e.g. 
a stepover bench or airlock)
Cleanrooms Slide 41 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Changing Rooms
Design: Layout of an installation 
Cleanrooms Slide 42 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 The following requirements should be defined: 
– number of people passing through the gowning procedure 
– the gowning procedure (i.e. what garments are to be taken off and put on) 
– the frequency of garment replacement. 
 Consideration should be given to the following provisions: 
– Storage and disposal of garments; 
– Storage before use and disposal of consumable items 
– Storage of personal items; 
– Hand-washing and drying or other decontamination processes; 
– Display or posting of gowning sequence, with clear instructions; 
– full-length mirrors to check effective fit.
Design: Construction and materials 
 The materials used should be selected to meet the requirements of the 
Cleanrooms Slide 43 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
installation, and should take into account the following: 
a) the cleanliness class; 
b) effects of abrasion and impact; 
c) cleaning and disinfection methods and frequencies; 
d) chemical/microbiological attack and corrosion. 
 Surface cleanliness and cleanability of materials of construction 
 Fittings in airlocks: Minimum horizontal surfaces
Design: Construction and materials 
 Ceilings: Ceilings should be sealed, penetration points should be kept 
Cleanrooms Slide 44 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
minimum. 
 Walls: Materials and surface finishes should meet all general requirements. 
–Particular consideration to impact and abrasion. (rubbing strips, protective bars) 
–Cover strips or seals between panels should be smooth, with rounded edges 
–Use double glazing, with airtight seal, which can enable flush mounting 
–Doors should present as few horizontal surfaces as possible, thresholds avoided. 
–Consider use of push plates, automatic openings, or appropriate door-swing 
 Floors: Floors or floor coverings should be non-porous, slip-resistant, abrasion-resistant, 
conductive if necessary.
Design: Construction and materials 
Cleanrooms Slide 45 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Design: Control of air Cleanliness 
Cleanrooms Slide 46 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Air filtration systems 
– Air filtration systems including filter elements, mounting frames, 
housings, gaskets, sealants and clamping systems should be 
selected to suit both the cleanliness and using condition. 
– Three basic stages of air filtration are recommended: 
• prefiltering of the outside air to ensure adequate quality of air 
supply 
• secondary filtering in the air conditioning plant to protect the 
final filters; 
• final filtering before cleanroom supply. 
– “Sacrificial" filters or temporary filters: considered to protect the air 
cleanliness of air-handling systems during construction and 
commissioning.
Cleanrooms Slide 47 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
HVAC Systems
Cleanrooms Slide 48 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
HVAC Systems
Cleanrooms Slide 49 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
HVAC Systems
Cleanrooms Slide 50 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Tests Methods 
 Cleanroom tests: 
– Required Tests: An airborne particle count test shall be carried out 
in order to classify an installation 
– Optional Tests: 
• Airborne particle count for ultrafine and/or Micro-particles 
• Airflow test 
• Air pressure difference tests 
• Installed filter system leakage test 
• Air flow direction tests and visualization 
• Temperature, Humidity and Electrostatic tests 
• Particle deposition tests 
• Recovery tests 
• Containment leak tests
Cleanrooms Slide 51 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Tests Methods 
Airborne particle count for classification and test measurement: 
 Measurement of airborne particle concentrations with size 0.1 - 5 μm. 
 A discrete-particle-counting, light-scattering instrument is used to 
determine the concentration of airborne particles. 
 Prior to testing, verify that all aspects of the cleanroom and functioning 
in accordance with specifications. 
– Airflow rate or velocity tests; 
– Pressure difference test; 
– Containment leakage test; 
– Filter leakage test.
Tests Methods 
Airborne particle count for classification and test measurement: 
Cleanrooms Slide 52 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Sampling 
– Minimum number of sampling point locations: 
– Sampling locations evenly distributed, at the height of the work activity. 
– Sample a sufficient volume of air that a minimum of 20 particles would be 
detected if the particle concentration for the largest considered 
particle size were at the class limit for the designated ISO class. 
– The volume sampled at each location shall be at least 2 litres, with a minimum 
sampling time at each location of 1 min. 
– Compute the overall mean of the averages, standard deviation, and 95% upper 
confidence limit from the average particle concentrations for all locations.
Cleanrooms Slide 53 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Tests Methods 
 Airborne particle count for ultrafine particles 
– Smaller than 0,1μm 
– DPC, with a capability for accurate particle size definition up to at least 1μm. 
– Condensation nucleus counter (CNC) 
– Small sampling flow & long sampling tube  diffusion loss. 
 Airborne particle count for macro-particles 
– Larger than 5 μm. 
– There are two general categories of macroparticle measurement methods. 
• collection by filtration or inertial effects, followed by microscopic 
measurement 
• in situ measurement of the concentration and size of macroparticles with a 
time-of-flight particle counter or DPC
Cleanrooms Slide 54 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Tests Methods 
 Two general categories of macroparticle measurement methods: 
– collection by filtration or inertial effects, followed by microscopic measurement of 
the number and size, or measurement of the mass of collected particles: 
• filter collection and microscopic measurement will report macroparticles 
using particle size based upon the agreed diameter; 
• cascade impactor collection and microscopic measurement will report 
macroparticles using particle size based upon the microscopist's choice of 
reported particle diameter; 
• cascade impactor collection and weight measurement will report 
macroparticles using particle size based upon an aerodynamic diameter; 
– In situ measurement of the concentration and size of macroparticles with a time-of- 
flight particle counter or a DPC: 
• DPC measurement of particle size based upon an equivalent optical 
diameter; 
• Time-of-flight particle size measurement based upon an aerodynamic 
diameter.
Cleanrooms Slide 55 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Tests Methods 
Airflow Test 
 To measure airflow velocity and uniformity, and supply airflow rate 
 Measurement of velocity distribution is necessary in unidirectional airflow 
cleanrooms, and supply airflow rate in non-unidirectional cleanrooms. 
 Supply airflow rate (air volume supplied to the clean installation per unit 
of time) can also be used to determine the air changes. 
 Airflow rate is measured either downstream of final filters or in air 
supply ducts; both methods rely upon measurement of velocity of air 
passing through a known area.
Tests Methods: Air Flow Test 
Procedure for unidirectional airflow installation test 
 Supply airflow velocity 
– Measured at approximately 150-300 mm from the filter face. 
– Number of measuring points should be the square root of 10 times 
of area in m2 but no less than 4. At least 1 point for each filter outlet 
Cleanrooms Slide 56 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
 Uniformity of velocity within the cleanroom 
– measured at approximately 150-300 mm from the filter face and the 
subdivision into grid cells should be defined 
 Supply airflow rate measured by filter face velocity 
– The results of the airflow velocity test can be used to calculate the 
total supply airflow rate. 
 Supply airflow rate in air ducts 
– by volumetric flowmeters (orifice meters, Venturi meters and anemometers)
Tests Methods: Air Flow Test 
Procedure for non-unidirectional airflow installation test 
 Air volume supply rate and air-change rate are the most important 
Cleanrooms Slide 57 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
parameters. 
 Supply airflow rate measured at the inlet 
– Because of local turbulence, use of a flowhood that captures all of the air 
issuing from each supply diffuser is recommended. 
 Supply airflow rate calculated from filter face velocity 
– Evaluation of the supply airflow rate without a flowhood may be done with 
an anemometer downstream of each final filter. The supply airflow rate is 
determined from the airflow velocity multiplied by the area of exit.
Cleanrooms Slide 58 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
Air pressure difference test 
 Verify the capability of the complete installation to maintain the 
specified pressure difference between separate spaces 
 With all doors closed, the pressure difference between the cleanroom 
and any surrounding should be measured and recorded. 
 The following should be considered: 
– installation of permanent measuring points; 
– take measurements near the middle of the cleanroom 
away from any supply air inlets or return air outlet.
Cleanrooms Slide 59 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
Installed filter system leakage test 
 To confirm that the filter system is properly installed and that leaks have 
not developed 
 Introducing an aerosol challenge upstream of the filters and scanning 
immediately downstream of the filters and support frame or by sampling 
in a downstream duct. 
 Applied to cleanrooms in “as-built” or in “at-rest” occupational states, 
and when commissioning new cleanrooms, or existing installations 
require re-testing, or after the final filters have been replaced 
 Detection of leakage by Scanning / Stationary remeasuring
Test Methods: Filter Leakage Test 
Cleanrooms Slide 60 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Cleanrooms Slide 61 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Apparatus and materials for installed filter system leakage tests 
– Aerosol photometer 
– Discrete-particle counter (DPC) 
– Suitable pneumatic or thermal aerosol generator(s) 
– Suitable aerosol dilution system. 
– Suitable aerosol source substances
Cleanrooms Slide 62 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
Airflow direction test and visualization 
 To confirm that the airflow direction and its uniformity conform to the 
design and performance specifications 
 can be performed by the following four methods: 
1. Tracer thread method; 
silk threads, single nylon fibers, flags or thin film tapes and effective lighting 
2. Tracer injection method; 
tracer particles illuminated by high intensity light sources (DI Water , 
alcohol/glycol) 
3. Airflow visualization method by image processing techniques; (Quantitative) 
4. Airflow visualization method by the measurement of velocity distribution.
Test Methods: Air Flow Visualization 
Cleanrooms Slide 63 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy
Cleanrooms Slide 64 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Temperature test 
– Capability to maintain the air temperature level within the control 
– Measured at a minimum of one location for each temperature-controlled 
zone. 
– Measurement time should be at least 5 min with one value 
recorded at least every minute. 
– Comprehensive temperature test: 
• At least 1 h after the air-conditioning system has been operated 
• The number of measuring locations should be at least two. 
• Probe should be positioned at work-level height and at a 
distance of no less than 300 mm from the ceiling, walls, or floor 
of the installation
Cleanrooms Slide 65 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Humidity test 
– Capability to maintain the air humidity level 
– Expressed as relative humidity or dew point 
– The sensor should be located at least at one location for each 
humidity control zone, and sufficient time should be allowed for the 
sensor to stabilize. 
– The measurement time should be at least 5 min.
Cleanrooms Slide 66 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Particle deposition test 
– Sizing and counting particles that can be deposited from the air 
onto product or work surfaces in the installation. 
– Particles are collected on witness plates with surface 
characteristics similar to those of the at-risk surface 
– Are sized and counted using optical microscopes, electron 
microscopes, or surface scanning apparatus. 
– The witness plate should be placed in the same plane as the at-risk 
surface. And at the same electrical potential as the test surface.
Cleanrooms Slide 67 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Recovery test 
– Ability of the installation to eliminate airborne particles. 
– Only important and recommended for non-unidirectional airflow 
systems 
– This test is not recommended for ISO Classes 8 and 9. 
– 100:1 recovery time is defined as the time required for decreasing 
the initial concentration by a factor of 0,01
Cleanrooms Slide 68 of 68 
November 2014 
Tehran University of 
Medical Sciences 
School of Pharmacy 
Test Methods 
 Containment leak test 
– Determine if there is intrusion of contaminated air into the clean 
zones from non-controlled areas 
– Particle concentration outside should be greater than the 
cleanroom concentration by a factor of 103. If the concentration is 
less, generate an aerosol. 
– To check for leakage through construction joints, cracks or service 
conduits, scan inside the enclosure at a distance of not more than 5 
cm from the joint, at a scan rate of approximately 5 cm/s.

More Related Content

PPTX
pharmaceutical clean room
PDF
Clean room
PPTX
Clean Room
PPT
Clean Room_Presentation
PPTX
Cleanroom rules and practices
PPTX
Clean Rooms-Classification-by Amna Saeed
PPT
Control on Cleanroom Environmental Monitoring (Pharmaceutical)
PDF
Introduction to cleanrooms
pharmaceutical clean room
Clean room
Clean Room
Clean Room_Presentation
Cleanroom rules and practices
Clean Rooms-Classification-by Amna Saeed
Control on Cleanroom Environmental Monitoring (Pharmaceutical)
Introduction to cleanrooms

What's hot (20)

PPTX
Air handling systems new
PPT
Environmental Control in Pharma industry
PDF
Design of aseptic area plant layout
PPTX
Types of closure and closure liners
PPTX
HVAC SYSTEM by Pratik
PPT
Asepting procesing
PPTX
Design and operation of clean room PPT MANIK
PPTX
Qualification Of Autoclave
PPTX
Pharmaceutical HVAC (Heating, ventilating, and air conditioning; also heating...
PPTX
Qualification of Tray Dryer.pptx
PPTX
Sterile area
PPTX
validation of Sterilization process
PPTX
Cleaning validation
PPTX
Basic concepts of QA and QC
PPTX
BMR (Batch Manufacturing Record)
PPTX
Gmp premises 112070804006
PPT
Water system validation
PPT
STERILE PROCESS OF VALIDATION
PPT
Purified Water System in Pharmaceuticals
Air handling systems new
Environmental Control in Pharma industry
Design of aseptic area plant layout
Types of closure and closure liners
HVAC SYSTEM by Pratik
Asepting procesing
Design and operation of clean room PPT MANIK
Qualification Of Autoclave
Pharmaceutical HVAC (Heating, ventilating, and air conditioning; also heating...
Qualification of Tray Dryer.pptx
Sterile area
validation of Sterilization process
Cleaning validation
Basic concepts of QA and QC
BMR (Batch Manufacturing Record)
Gmp premises 112070804006
Water system validation
STERILE PROCESS OF VALIDATION
Purified Water System in Pharmaceuticals
Ad

Viewers also liked (20)

PPT
Validation of hvac
PPT
HVAC SYSTEM IN PHARMACEUTICAL INDUSTRY
PPTX
Basic Cleanroom Protocol
PPTX
Environmental Characterization of Controlled Rooms
PPTX
PPTX
Cleanroom sop slides
PPT
Aseptic processing
PPTX
Cleaning validation a complete know how
PPTX
Validation of Heat ventilation air conditioning
DOC
Hvac validation protocol
PPT
Microbial limit test 112070804013
PDF
Validation Master Plan
PDF
Sterile area
PDF
Challenges & Emerging Solutions through Micro Molding
PPSX
Micro molding milling
PPTX
Classifications: The 4 Elements of Cleanroom Construction Part 3
PDF
Cost Comparison of Cleanroom Designs
PPT
What is insert molding?
PPTX
Filters: The 4 Elements of Cleanroom Construction Part 1
Validation of hvac
HVAC SYSTEM IN PHARMACEUTICAL INDUSTRY
Basic Cleanroom Protocol
Environmental Characterization of Controlled Rooms
Cleanroom sop slides
Aseptic processing
Cleaning validation a complete know how
Validation of Heat ventilation air conditioning
Hvac validation protocol
Microbial limit test 112070804013
Validation Master Plan
Sterile area
Challenges & Emerging Solutions through Micro Molding
Micro molding milling
Classifications: The 4 Elements of Cleanroom Construction Part 3
Cost Comparison of Cleanroom Designs
What is insert molding?
Filters: The 4 Elements of Cleanroom Construction Part 1
Ad

Similar to Cleanroom, Classification, Design and (20)

PDF
cle2.pdf
PDF
2008 11 25_gmp-an1_en
PPTX
Clean Room - A compendium according to approved guidelines.
PPTX
GOOD MANUFACTURING PRAC.pptx microbiology for pharm d
DOCX
Phụ lục 6. Tiêu chuẩn GMP WHO cho chế phẩm vô trùng
PDF
Trs 961 (2011) annex 6 - who gmp for sterile pharmaceutical products
PPTX
Sterile Products Manufacturing-EU GMP Annex-1.pptx
PDF
PPTX
Cleaning Validation in the Pharmaceutical Industry.pptx
PPTX
Sterile products manufacturing
PPTX
Advanced sterile product manufacturing technology
PDF
EU GMP Revise.pdf
PDF
Contamination Control in Cleanrooms_Dr.A. Amsavel
PPTX
Gmp premicses
PPTX
Aseptic Technique for sterile area .pptx
PPTX
Aseptic Media Fill or Process simulation.
PPTX
Air Based Hazards, M.pharm, sem 2,Bhumi Suratiya,.pptx
PPTX
HVAC system
cle2.pdf
2008 11 25_gmp-an1_en
Clean Room - A compendium according to approved guidelines.
GOOD MANUFACTURING PRAC.pptx microbiology for pharm d
Phụ lục 6. Tiêu chuẩn GMP WHO cho chế phẩm vô trùng
Trs 961 (2011) annex 6 - who gmp for sterile pharmaceutical products
Sterile Products Manufacturing-EU GMP Annex-1.pptx
Cleaning Validation in the Pharmaceutical Industry.pptx
Sterile products manufacturing
Advanced sterile product manufacturing technology
EU GMP Revise.pdf
Contamination Control in Cleanrooms_Dr.A. Amsavel
Gmp premicses
Aseptic Technique for sterile area .pptx
Aseptic Media Fill or Process simulation.
Air Based Hazards, M.pharm, sem 2,Bhumi Suratiya,.pptx
HVAC system

Recently uploaded (20)

PPTX
NRP and care of Newborn.pptx- APPT presentation about neonatal resuscitation ...
PPTX
Reading between the Rings: Imaging in Brain Infections
PPT
Rheumatology Member of Royal College of Physicians.ppt
PPTX
Post Op complications in general surgery
PDF
Lecture 8- Cornea and Sclera .pdf 5tg year
PPTX
Approach to chest pain, SOB, palpitation and prolonged fever
PPT
Opthalmology presentation MRCP preparation.ppt
PPTX
4. Abdominal Trauma 2020.jiuiwhewh2udwepptx
PPTX
@K. CLINICAL TRIAL(NEW DRUG DISCOVERY)- KIRTI BHALALA.pptx
PDF
Glaucoma Definition, Introduction, Etiology, Epidemiology, Clinical Presentat...
PPTX
Introduction to Medical Microbiology for 400L Medical Students
PPTX
NUCLEAR-MEDICINE-Copy.pptxbabaabahahahaahha
PDF
OSCE SERIES ( Questions & Answers ) - Set 3.pdf
PDF
Nursing manual for conscious sedation.pdf
PPTX
Vaccines and immunization including cold chain , Open vial policy.pptx
PDF
SEMEN PREPARATION TECHNIGUES FOR INTRAUTERINE INSEMINATION.pdf
PPT
nephrology MRCP - Member of Royal College of Physicians ppt
PDF
OSCE Series Set 1 ( Questions & Answers ).pdf
PDF
Forensic Psychology and Its Impact on the Legal System.pdf
PDF
04 dr. Rahajeng - dr.rahajeng-KOGI XIX 2025-ed1.pdf
NRP and care of Newborn.pptx- APPT presentation about neonatal resuscitation ...
Reading between the Rings: Imaging in Brain Infections
Rheumatology Member of Royal College of Physicians.ppt
Post Op complications in general surgery
Lecture 8- Cornea and Sclera .pdf 5tg year
Approach to chest pain, SOB, palpitation and prolonged fever
Opthalmology presentation MRCP preparation.ppt
4. Abdominal Trauma 2020.jiuiwhewh2udwepptx
@K. CLINICAL TRIAL(NEW DRUG DISCOVERY)- KIRTI BHALALA.pptx
Glaucoma Definition, Introduction, Etiology, Epidemiology, Clinical Presentat...
Introduction to Medical Microbiology for 400L Medical Students
NUCLEAR-MEDICINE-Copy.pptxbabaabahahahaahha
OSCE SERIES ( Questions & Answers ) - Set 3.pdf
Nursing manual for conscious sedation.pdf
Vaccines and immunization including cold chain , Open vial policy.pptx
SEMEN PREPARATION TECHNIGUES FOR INTRAUTERINE INSEMINATION.pdf
nephrology MRCP - Member of Royal College of Physicians ppt
OSCE Series Set 1 ( Questions & Answers ).pdf
Forensic Psychology and Its Impact on the Legal System.pdf
04 dr. Rahajeng - dr.rahajeng-KOGI XIX 2025-ed1.pdf

Cleanroom, Classification, Design and

  • 1. Cleanrooms Slide 1 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Cleanrooms Classification, Design and Testing Ahmadreza Barazesh Under the supervision of Dr. Vatanara
  • 2. Cleanrooms Slide 2 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy References  ISO 14644 – Part 1: Classification of air cleanliness – Part 2: Continued compliance with – Part 3: Metrology and test methods – Part 4: Design, construction and start-up  WHO Technical Report Series, No. 902, 2002 – Annex 6: Good manufacturing practices for sterile pharmaceutical products  WHO Technical Report Series, No. 961, 2011 – Annex 5: WHO guidelines on good manufacturing practices for heating, ventilation and air-conditioning systems for non-sterile pharmaceutical dosage forms – Annex 6: WHO good manufacturing practices for sterile pharmaceutical products  PIC/S GMP Guide (Part I: Basic Requirements For Medicinal Products)  PIC/S Guide To Good Manufacturing Practice For Medicinal Products - Annexes Disclaimer: The TUMS logo included, neither indicates that the lecturer is an official lecturer of TUMS nor the content is approved by TUMS. It is just indicative of the department in which the lecture was prepared and presented.
  • 3. Cleanrooms Slide 3 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Scope  What will be covered during this presentation:  A Brief review on cleanroom classification  Introduction of Design Concepts and Considerations based on ISO 14644 Series Standards, PIC/S and WHO Guidelines.  Testing Methods and Procedures According to
  • 4. Cleanrooms Slide 4 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Introduction  Cleanrooms provide for the control of airborne contamination to levels appropriate for accomplishing contamination-sensitive activities. – Aerospace, – Microelectronics, – Pharmaceuticals, – Medical devices, – Healthcare (Hospitals) – Food.
  • 5. Cleanrooms Slide 5 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Definitions  Cleanroom: room in which: – The concentration of airborne particles is controlled, – Constructed and used in a manner to minimize the introduction, generation, and retention of particles inside the room, – Other parameters (temperature, humidity, and pressure) are controlled  Installation: cleanroom or one or more clean zones, together with all associated structures, air-treatment systems, services, and utilities.  Classification: level of airborne particulate cleanliness, represents maximum allowable concentrations (in particles per cubic metre of air) for considered sizes of particles
  • 6. Cleanrooms Slide 6 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Definitions  Particle: Solid or liquid object which, for purposes of classification of air cleanliness, falls within a threshold size in the range from 0.1 to 5μm  Occupancy states  As-built: installation is complete, all services functioning, no production equipment, materials, or personnel present  At-rest: no personnel present  Operational: the installation is functioning in the specified manner, specified number of personnel present and working
  • 7. Cleanrooms Slide 7 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification  The particulate cleanliness of air shall be defined in one or more of three occupancy states, viz. “as-built”, “at-rest”, or “operational”  The maximum permitted concentration of particles, Cn, for each considered particle size, D,  In which, N is the ISO classification number, which shall not exceed a value of 9. (ISO Class 1 to 9)
  • 8. Cleanrooms Slide 8 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification
  • 9. Cleanrooms Slide 9 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification Graphical representation of ISO-class concentration limits for selected ISO classes
  • 10. Cleanrooms Slide 10 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification  PIC/S Guide To GMP For Medicinal Products Annex 1
  • 11. Cleanrooms Slide 11 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification  WHO Technical Report Series, No. 902, 2002 Annex 6
  • 12. Cleanrooms Slide 12 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification  WHO Technical Report Series, No. 902, 2002 Annex 6 This comparison is defined based on at-rest limitations.
  • 13. Cleanrooms Slide 13 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification Class maximum particles/m3 FED STD 209E equivalent EU GMP ≥0.1 μm ≥0.2 μm ≥0.3 μm ≥0.5 μm ≥1 μm ≥5 μm Classification ISO 1 10 2.37 1.02 0.35 0.083 0.0029 ISO 2 100 23.7 10.2 3.5 0.83 0.029 ISO 3 1,000 237 102 35 8.3 0.29 Class 1 ISO 4 10,000 2,370 1,020 352 83 2.9 Class 10 ISO 5 100,000 23,700 10,200 3,520 832 29 Class 100 Grade A and Grade B ISO 6 1.0×106 237,000 102,000 35,200 8,320 293 Class 1,000 ISO 7 1.0×107 2.37×106 1,020,000 352,000 83,200 2,930 Class 10,000 Grade C ISO 8 1.0×108 2.37×107 1.02×107 3,520,000 832,000 29,300 Class 100,000 Grade D ISO 9 1.0×109 2.37×108 1.02×108 35,200,000 8,320,000 293,000 Room air
  • 14. Cleanrooms Slide 14 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification  PIC/S Guide To GMP For Medicinal Products Annex 1
  • 15. Classification: Designation  The designation of airborne particulate cleanliness for clean rooms and clean zones shall include: – the classification number, expressed as “ISO Class N”; – the occupancy state – the considered particle size(s), and the concentration(s), 0,1μm through 5 μm. Cleanrooms Slide 15 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Example designation: – ISO Class 4; operational state; considered sizes: 0,2μm (2 370 particles/m3), 1 μm (83 particles/m3)
  • 16. Cleanrooms Slide 16 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Airborne particle physical control: – Filtration (HEPA) – Dilution (Higher Airchange Rate) – Isolation HEPA class retention (total) retention (local) E10 > 85% --- E11 > 95% --- E12 > 99.5% --- H13 > 99.95% > 99.75% H14 > 99.995% > 99.975% U15 > 99.9995% > 99.9975% U16 > 99.99995% > 99.99975% U17 > 99.999995% > 99.9999%
  • 17. Cleanrooms Slide 17 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Classification: PIC/S  Grade A: The local zone for high risk operations: – Filling zone, open ampoules and vials, making aseptic connections. – Provided by a LAF work station with a homogeneous air speed in a range of 0.36 – 0.54 m/s (guidance value) – A unidirectional air flow and lower velocities may be used in closed isolators and glove boxes.  Grade B: For aseptic preparation and filling, this is the background environment for the grade A zone.  Grade C and D: Clean areas for carrying out less critical stages in the manufacture of sterile products.
  • 18. PIC/S General Paragraphs Cleanrooms Slide 18 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Clean Areas: – Entry through airlocks for personnel and/or for equipment and materials. – Supplied with air has passed through filters of an appropriate efficiency.  The various operations of component preparation, product preparation and filling  in separate areas within the clean area  Manufacturing operations: – Product is terminally sterilized, – Conducted aseptically at some or all stages.  In order to meet “in operation” conditions, areas should be designed to reach certain air-cleanliness levels in the “at rest” occupancy state.
  • 19. PIC/S General Paragraphs  “In operation” classification may be demonstrated during normal operations, simulated operations or during media fills (worst-case)  Clean rooms and clean air devices should be routinely monitored – Monitoring locations based on risk analysis and the results of classification – Grade A: full duration of critical processing – Grade A: Such a frequency and sample size that all interventions, transient Cleanrooms Slide 19 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy events is captured and alarms triggered – Grade B: The same as grade A; the sample frequency may be decreased. – Grade C and D: in accordance with the principles of quality risk management.
  • 20. PIC/S General Paragraphs Cleanrooms Slide 20 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Terminally Sterilized Products – Preparation of components and most products should be done in at least a grade D environment • Where the product is at a high or unusual risk of microbial contamination  Grade C – Filling of products for terminal sterilization  Grade C • Where the product is at unusual risk of contamination from the environment, filling  Grade A with Grade C background. – Preparation and filling of ointments, creams, suspensions and emulsions should  grade C before terminal sterilization
  • 21. PIC/S General Paragraphs Cleanrooms Slide 21 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Aseptic Preparation – Components after washing  Grade D – Handling of sterile starting materials, unless subjected to sterilization or filtration  Grade A with Grade B background. – Otherwise  Grade C – Handling and filling of aseptically prepared products  Grade A – Transfer of partially closed containers, as used in freeze drying,  either in a Grade A environment with grade B background or in sealed transfer trays in a grade B environment
  • 22. PIC/S Paragraphs on Premises  All exposed surfaces should be smooth, impervious and unbroken  To reduce accumulation of dust and to facilitate cleaning there should be no uncleanable recesses and a minimum of projecting ledges, shelves, cupboards and equipment. Cleanrooms Slide 22 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  False ceilings should be sealed.  Sinks and drains should be prohibited in grade A/B areas  Changing rooms should be designed as airlocks, The final stage of the changing room should, in the at-rest state, be the same grade as the area into which it leads.
  • 23. PIC/S Paragraphs on Premises  Both airlock doors should not be opened simultaneously; interlocking system or a visual and/or audible warning system should be operated.  A filtered air supply should maintain a positive pressure and an air flow relative to surrounding areas of a lower grade. a pressure differential of 10-15 pascals  It should be demonstrated that air-flow patterns do not present a Cleanrooms Slide 23 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy contamination risk.  A warning system should be provided to indicate failure in the air supply.
  • 24. Cleanrooms Slide 24 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Planning and Design  A project plan shall be developed to define the requirements of the products, the processes and the scope of the installation.  A process equipment list shall be compiled, and shall include the critical requirements for each piece of process equipment.  Diversity factors shall be defined, considering peak and average demand for each utility and environmental control system.  A contamination control concept shall be developed for each zone of an installation.
  • 25. Design: Control and segregation concepts  For economic, technical and operational reasons, clean zones are often enclosed or surrounded by further zones of lower cleanliness.  The zones with the highest cleanliness demands is reduced to the Cleanrooms Slide 25 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy minimum size.  Movement of material and personnel between adjacent clean zones gives rise to the risk of contamination transfer,  management of material and personnel flow
  • 26. Design: Control and segregation concepts Cleanrooms Slide 26 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 27. Design: Personnel flow and Material flow Cleanrooms Slide 27 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Personnel flows considered: – Manufacturing personnel – Maintenance personnel – Quality control personnel  Material flows considered: – Raw materials – Finished goods – Waste – Product (In-process, Intermediate & Final) – Equipment • Clean and dirty components • Portable equipment • Product containers
  • 28. Design: Personnel flow and Material flow Cleanrooms Slide 28 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 29. Design: Personnel flow and Material flow Desirable Layout Less Desirable Layout Cleanrooms Slide 29 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 30. Cleanrooms Slide 30 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Design: Air Flow Patterns  Air flow patterns: – Cleanroom airflow patterns can be categorized as either unidirectional or non-unidirectional (or mixed)  Unidirectional airflow – ISO Class 5 and cleaner – may be either vertical or horizontal – airflow rely upon a final filtered air supply and – return inlets are nearly opposite air supplies to maintain the airstream straight
  • 31. Cleanrooms Slide 31 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Design: Air Flow Patterns  non-unidirectional airflow cleanrooms – Air flow outlets located in multiple positions. Filter outlets may be distributed at equal intervals or grouped over the core process. – The final filter location may be remote, (avoid contamination ingress between filters and cleanroom) – Return air locations in non-unidirectional airflows are not as critical – Distribute the returns to minimize dead zones within the cleanroom
  • 32. Cleanrooms Slide 32 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 33. Disturbance of unidirectional airflow Cleanrooms Slide 33 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 34. Contamination Control Concepts Cleanrooms Slide 34 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 35. Cleanrooms Slide 35 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 36. Design: Segregation Concepts  In order to protect cleanrooms from contamination from adjacent less Cleanrooms Slide 36 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy clean spaces  Displacement concept (low pressure differential, high airflow) – by means of a low turbulent "displacement" airflow, >0,2 m/s  Pressure differential concept (high pressure differential, low airflow) – The pressure differential in the range of 5 - 20 Pa, to allow doors to be opened and to avoid unintended turbulence.  Physical barrier concept – Use of an impervious barrier to prevent contamination transfer to a clean zone from a less clean zone.
  • 37. Design: Layout of an installation Cleanrooms Slide 37 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  General Considerations:  Size: of cleanroom should be minimum. if a large space is required, it should be divided, with or without physical barriers.  Workstation siting and organization: critical workstations away from, major traffic pathways. less clean operations site downstream of cleaner operations.  Ancillary areas and adjacent cleanrooms: – Pressure or flow differentials, – Access and communication arrangements (such as airlocks, speech panels and intercoms cross-contamination from less clean zones does not compromise the cleaner zones.
  • 38. Design: Layout of an installation Cleanrooms Slide 38 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  General Considerations (contd.)  Utility services and ancillary equipment – General: Utility services should be designed and installed such that the cleanroom is not compromised by contamination. – exposed piping, tubing and cable runs should be minimized, – Vacuum-cleaning equipment – Sprinkler systems – Communication systems: to reduce personnel movement – Glazing: Avoid heat loss and solar gain, non-opening double glaze
  • 39. Design: Layout of an installation Cleanrooms Slide 39 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Access:  General: The number of openings should be minimized. Normal (non-emergency) access should be through airlocks for both personnel and material.  Airlocks: In order to maintain pressure differential and integrity of during entry and exit, airlocks or transfer hatches (pass-throughs) are normally required.  Emergency exits: Emergency exits should be provided with means to show that they have been opened.
  • 40. Design: Layout of an installation Cleanrooms Slide 40 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Access (contd.)  Changing rooms: Have three functional zones: – Entry: access from ancillary. appropriate for removal, storage, disposal and/or redonnning of garments not permitted within the cleanroom; – Transition zone: where garments or personal equipment dedicated to the cleanroom are stored, donned or removed. – Inspection/access zone: where inspection of the completed gowning is accomplished and provides access to cleanroom.  The three functional zones may be separated by a physical barrier (e.g. a stepover bench or airlock)
  • 41. Cleanrooms Slide 41 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Changing Rooms
  • 42. Design: Layout of an installation Cleanrooms Slide 42 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  The following requirements should be defined: – number of people passing through the gowning procedure – the gowning procedure (i.e. what garments are to be taken off and put on) – the frequency of garment replacement.  Consideration should be given to the following provisions: – Storage and disposal of garments; – Storage before use and disposal of consumable items – Storage of personal items; – Hand-washing and drying or other decontamination processes; – Display or posting of gowning sequence, with clear instructions; – full-length mirrors to check effective fit.
  • 43. Design: Construction and materials  The materials used should be selected to meet the requirements of the Cleanrooms Slide 43 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy installation, and should take into account the following: a) the cleanliness class; b) effects of abrasion and impact; c) cleaning and disinfection methods and frequencies; d) chemical/microbiological attack and corrosion.  Surface cleanliness and cleanability of materials of construction  Fittings in airlocks: Minimum horizontal surfaces
  • 44. Design: Construction and materials  Ceilings: Ceilings should be sealed, penetration points should be kept Cleanrooms Slide 44 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy minimum.  Walls: Materials and surface finishes should meet all general requirements. –Particular consideration to impact and abrasion. (rubbing strips, protective bars) –Cover strips or seals between panels should be smooth, with rounded edges –Use double glazing, with airtight seal, which can enable flush mounting –Doors should present as few horizontal surfaces as possible, thresholds avoided. –Consider use of push plates, automatic openings, or appropriate door-swing  Floors: Floors or floor coverings should be non-porous, slip-resistant, abrasion-resistant, conductive if necessary.
  • 45. Design: Construction and materials Cleanrooms Slide 45 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 46. Design: Control of air Cleanliness Cleanrooms Slide 46 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Air filtration systems – Air filtration systems including filter elements, mounting frames, housings, gaskets, sealants and clamping systems should be selected to suit both the cleanliness and using condition. – Three basic stages of air filtration are recommended: • prefiltering of the outside air to ensure adequate quality of air supply • secondary filtering in the air conditioning plant to protect the final filters; • final filtering before cleanroom supply. – “Sacrificial" filters or temporary filters: considered to protect the air cleanliness of air-handling systems during construction and commissioning.
  • 47. Cleanrooms Slide 47 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy HVAC Systems
  • 48. Cleanrooms Slide 48 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy HVAC Systems
  • 49. Cleanrooms Slide 49 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy HVAC Systems
  • 50. Cleanrooms Slide 50 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Tests Methods  Cleanroom tests: – Required Tests: An airborne particle count test shall be carried out in order to classify an installation – Optional Tests: • Airborne particle count for ultrafine and/or Micro-particles • Airflow test • Air pressure difference tests • Installed filter system leakage test • Air flow direction tests and visualization • Temperature, Humidity and Electrostatic tests • Particle deposition tests • Recovery tests • Containment leak tests
  • 51. Cleanrooms Slide 51 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Tests Methods Airborne particle count for classification and test measurement:  Measurement of airborne particle concentrations with size 0.1 - 5 μm.  A discrete-particle-counting, light-scattering instrument is used to determine the concentration of airborne particles.  Prior to testing, verify that all aspects of the cleanroom and functioning in accordance with specifications. – Airflow rate or velocity tests; – Pressure difference test; – Containment leakage test; – Filter leakage test.
  • 52. Tests Methods Airborne particle count for classification and test measurement: Cleanrooms Slide 52 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Sampling – Minimum number of sampling point locations: – Sampling locations evenly distributed, at the height of the work activity. – Sample a sufficient volume of air that a minimum of 20 particles would be detected if the particle concentration for the largest considered particle size were at the class limit for the designated ISO class. – The volume sampled at each location shall be at least 2 litres, with a minimum sampling time at each location of 1 min. – Compute the overall mean of the averages, standard deviation, and 95% upper confidence limit from the average particle concentrations for all locations.
  • 53. Cleanrooms Slide 53 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Tests Methods  Airborne particle count for ultrafine particles – Smaller than 0,1μm – DPC, with a capability for accurate particle size definition up to at least 1μm. – Condensation nucleus counter (CNC) – Small sampling flow & long sampling tube  diffusion loss.  Airborne particle count for macro-particles – Larger than 5 μm. – There are two general categories of macroparticle measurement methods. • collection by filtration or inertial effects, followed by microscopic measurement • in situ measurement of the concentration and size of macroparticles with a time-of-flight particle counter or DPC
  • 54. Cleanrooms Slide 54 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Tests Methods  Two general categories of macroparticle measurement methods: – collection by filtration or inertial effects, followed by microscopic measurement of the number and size, or measurement of the mass of collected particles: • filter collection and microscopic measurement will report macroparticles using particle size based upon the agreed diameter; • cascade impactor collection and microscopic measurement will report macroparticles using particle size based upon the microscopist's choice of reported particle diameter; • cascade impactor collection and weight measurement will report macroparticles using particle size based upon an aerodynamic diameter; – In situ measurement of the concentration and size of macroparticles with a time-of- flight particle counter or a DPC: • DPC measurement of particle size based upon an equivalent optical diameter; • Time-of-flight particle size measurement based upon an aerodynamic diameter.
  • 55. Cleanrooms Slide 55 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Tests Methods Airflow Test  To measure airflow velocity and uniformity, and supply airflow rate  Measurement of velocity distribution is necessary in unidirectional airflow cleanrooms, and supply airflow rate in non-unidirectional cleanrooms.  Supply airflow rate (air volume supplied to the clean installation per unit of time) can also be used to determine the air changes.  Airflow rate is measured either downstream of final filters or in air supply ducts; both methods rely upon measurement of velocity of air passing through a known area.
  • 56. Tests Methods: Air Flow Test Procedure for unidirectional airflow installation test  Supply airflow velocity – Measured at approximately 150-300 mm from the filter face. – Number of measuring points should be the square root of 10 times of area in m2 but no less than 4. At least 1 point for each filter outlet Cleanrooms Slide 56 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy  Uniformity of velocity within the cleanroom – measured at approximately 150-300 mm from the filter face and the subdivision into grid cells should be defined  Supply airflow rate measured by filter face velocity – The results of the airflow velocity test can be used to calculate the total supply airflow rate.  Supply airflow rate in air ducts – by volumetric flowmeters (orifice meters, Venturi meters and anemometers)
  • 57. Tests Methods: Air Flow Test Procedure for non-unidirectional airflow installation test  Air volume supply rate and air-change rate are the most important Cleanrooms Slide 57 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy parameters.  Supply airflow rate measured at the inlet – Because of local turbulence, use of a flowhood that captures all of the air issuing from each supply diffuser is recommended.  Supply airflow rate calculated from filter face velocity – Evaluation of the supply airflow rate without a flowhood may be done with an anemometer downstream of each final filter. The supply airflow rate is determined from the airflow velocity multiplied by the area of exit.
  • 58. Cleanrooms Slide 58 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods Air pressure difference test  Verify the capability of the complete installation to maintain the specified pressure difference between separate spaces  With all doors closed, the pressure difference between the cleanroom and any surrounding should be measured and recorded.  The following should be considered: – installation of permanent measuring points; – take measurements near the middle of the cleanroom away from any supply air inlets or return air outlet.
  • 59. Cleanrooms Slide 59 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods Installed filter system leakage test  To confirm that the filter system is properly installed and that leaks have not developed  Introducing an aerosol challenge upstream of the filters and scanning immediately downstream of the filters and support frame or by sampling in a downstream duct.  Applied to cleanrooms in “as-built” or in “at-rest” occupational states, and when commissioning new cleanrooms, or existing installations require re-testing, or after the final filters have been replaced  Detection of leakage by Scanning / Stationary remeasuring
  • 60. Test Methods: Filter Leakage Test Cleanrooms Slide 60 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 61. Cleanrooms Slide 61 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Apparatus and materials for installed filter system leakage tests – Aerosol photometer – Discrete-particle counter (DPC) – Suitable pneumatic or thermal aerosol generator(s) – Suitable aerosol dilution system. – Suitable aerosol source substances
  • 62. Cleanrooms Slide 62 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods Airflow direction test and visualization  To confirm that the airflow direction and its uniformity conform to the design and performance specifications  can be performed by the following four methods: 1. Tracer thread method; silk threads, single nylon fibers, flags or thin film tapes and effective lighting 2. Tracer injection method; tracer particles illuminated by high intensity light sources (DI Water , alcohol/glycol) 3. Airflow visualization method by image processing techniques; (Quantitative) 4. Airflow visualization method by the measurement of velocity distribution.
  • 63. Test Methods: Air Flow Visualization Cleanrooms Slide 63 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy
  • 64. Cleanrooms Slide 64 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Temperature test – Capability to maintain the air temperature level within the control – Measured at a minimum of one location for each temperature-controlled zone. – Measurement time should be at least 5 min with one value recorded at least every minute. – Comprehensive temperature test: • At least 1 h after the air-conditioning system has been operated • The number of measuring locations should be at least two. • Probe should be positioned at work-level height and at a distance of no less than 300 mm from the ceiling, walls, or floor of the installation
  • 65. Cleanrooms Slide 65 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Humidity test – Capability to maintain the air humidity level – Expressed as relative humidity or dew point – The sensor should be located at least at one location for each humidity control zone, and sufficient time should be allowed for the sensor to stabilize. – The measurement time should be at least 5 min.
  • 66. Cleanrooms Slide 66 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Particle deposition test – Sizing and counting particles that can be deposited from the air onto product or work surfaces in the installation. – Particles are collected on witness plates with surface characteristics similar to those of the at-risk surface – Are sized and counted using optical microscopes, electron microscopes, or surface scanning apparatus. – The witness plate should be placed in the same plane as the at-risk surface. And at the same electrical potential as the test surface.
  • 67. Cleanrooms Slide 67 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Recovery test – Ability of the installation to eliminate airborne particles. – Only important and recommended for non-unidirectional airflow systems – This test is not recommended for ISO Classes 8 and 9. – 100:1 recovery time is defined as the time required for decreasing the initial concentration by a factor of 0,01
  • 68. Cleanrooms Slide 68 of 68 November 2014 Tehran University of Medical Sciences School of Pharmacy Test Methods  Containment leak test – Determine if there is intrusion of contaminated air into the clean zones from non-controlled areas – Particle concentration outside should be greater than the cleanroom concentration by a factor of 103. If the concentration is less, generate an aerosol. – To check for leakage through construction joints, cracks or service conduits, scan inside the enclosure at a distance of not more than 5 cm from the joint, at a scan rate of approximately 5 cm/s.

Editor's Notes

  • #10: The classification lines shown on the graph may not be extrapolated beyond the solid circle symbols, which indicate the minimum and maximum particle size limits acceptable for each of the ISO classes shown.
  • #13: For Grade A the airborne particle classification is ISO 4.8 dictated by the limit for particles ≥5.0 μm. For Grade B (at rest) the airborne particle classification is ISO 5 for both considered particle sizes. For Grade C (at rest & in operation) the airborne particle classification is ISO 7 and ISO 8 respectively. For Grade D (at rest) the airborne particle classification is ISO 8.
  • #16: If measurements are to be made at more than one considered particle size, each larger particle diameter (e.g., D2) shall be atleast 1,5 times the next smaller particle diameter (e.g., D1)
  • #19: Air lock An enclosed space with two or more doors, and which is interposed between two or more rooms, e.g. of differing class of cleanliness, for the purpose of controlling the air-flow between those rooms when they need to be entered. An air-lock is designed for and used by either people or goods.
  • #21: High Risk of microbial contamination: (for example, because the product actively supports microbial growth or must be held for a long period before sterilisation or is necessarily processed not mainly in closed vessels) High Risk of Contamination from environment: for example because the filling operation is slow or the containers are wide-necked or are necessarily exposed for more than a few seconds before sealing,
  • #35: First Picture Aerodynamic Control, Second Pic Physical Control. The transfer of contaminants into a zone protecting a process and/or personnel can be prevented by using aerodynamic measures, i.e. by arrangement and flow direction (Figure A.4), or by physical barriers, i.e. by both active and passive isolation (Figure A.5), if any contact between product and operator/environment is to be prevented.
  • #39: Where windows to the outside are a requirement, care should be taken, in design and fitting, to avoid undue heat loss, solar gain and condensation. The use of windows to adjoining inside spaces should be considered, to allow observation of activity within the room, without entry. Windows should be non-opening and sealed. Double glazing can be used to achieve flush fitting, and also enables provision of interstitial shutters or blinds. The use of exposed blinds within a cleanroom should be avoided.
  • #51: ISO 14644-3
  • #53: In the case of unidirectional horizontal airflow, the area Amay be considered as the cross section of the moving air perpendicular to the direction of the airflow.
  • #54: CNC: counts all droplets formed by condensation of supersaturated vapour on sampled nuclei particles.
  • #58: For airflow velocity measurements, ultrasonic anemometers, thermal anemometers, vane-type anemometers, or their equivalent can be used. For supply airflow rate measurements, orifice meters, Venturi meters, Pitot static tubes, averaging Pitot static tubes and manometers, or their equivalent, can be used
  • #59: An electronic micromanometer inclined manometer, or mechanical differential pressure gauge can be used.
  • #67: Witness plate material: micro-porous membrane filters, double-sided adhesive tape, Petri dishes Petri dishes containing a contrasting colour (black) polymer, such as polyester resin; photographic film (sheet), microscope slides (plain or with evaporated metal film coating), glass or metal mirror plates; semiconductor wafer blanks; glass photo mask substrates