2. CONTENTS
Introduction
History
Scanning and digitization
Records, diagnosis and treatment
planning for clear aligner treatment
Clincheck—an overview
Movement of tooth in aligner treatment
Staging of tooth movement in clincheck
Attachment design in the invisalign
system
Power ridges and pressure areas in the
invisalign system
Root control ,rotation correction,
extrusion In the invisalign system
Deep bite, ectopically positioned teeth ,
crossbites
Auxiliaries and the invisalign system
Invisalign teen
Others
2
3. The very need for orthodontic treatment by a majority of adult
patients is derived with a desire for enhancement of dental
alignment and facial aesthetics.
Although buccal fixed metallic appliances are efficient
treatment systems, the reluctance of their use is mainly due to
metal look, poor aesthetics and fear of pain.
Clear plastic aligners offer an excellent alternative to
unaesthetic orthodontic treatment with labial fixed appliances.
INTRODUCTION
3
4. The concept on which treatment with clear aligners is based
has been around since the 1940s.
In 1945, H. D. Kesling suggested that a series of tooth
positioners be used to produce the types of movements that
are needed for orthodontic treatment.
HISTORY
4
5. Nahoum described a method to change tooth contours using
thermoformed plastic.
In 1971, Pontiz introduced a thermoformed plastic appliance
called the “invisible retainer” made on a master model that
repositioned teeth with base-plate wax.
5
6. Sheridan and colleagues later developed a technique involving
interproximal tooth reduction and progressive alignment using
clear Essix appliances, and those techniques were further
developed by Hilliard and Sheridan with a series of special
thermoforming pliers designed to enhance specific
movements.
6
7. In 1998, Align Technology, Inc. introduced Invisalign to the
orthodontic market. It used computerized 3D technology to
visualize and move the teeth in a virtual model.
7
8. Clear aligners can be categorized
into four basic categories.
First category are commonly
known as positioners or guide.
This category includes the original
Allesee Orthodontic Appliances
(AOA) positioner described by
Kesling.
Product Name
Orthodontics Positioner
Nite-Guide; Occlus-o-
Guide;Preformed positioner
Myobrace i-3, i-2, Myobrace
8
9. The second category consists of
those thermoformed appliances,
sometimes known as Essix Retainers
and removable appliances referred
to as spring aligners.
The Essix appliance can be
fabricated in the orthodontist’s
office or sent to a commercial
laboratory, and it uses the
techniques of Sheridan and Hilliard
Aligners Currently Available:
Activation Aligners and Appliances
MTM Clear Aligner
Straight ‘N’ Clear Cosmetic
Correctors
Inman Aligner
Clear Aligner
9
10. The third category consist of aligners
that are fabricated from models that
have had teeth cut out and manually
moved to the correct position. If done
in a series of models, an aligner can
be fabricated from each model. These
appliances can be used for minor
movement of upper and lower
anterior teeth and usually consist of
three to five aligners.
Aligners Currently Available: Teeth
Manually Reset
Clear Image Aligners
Red White Blue Simpli
Originator Clear Aligner System
Dual Laminate
10
11. The last category, aligners fabricated from digitally
manipulated models, is the largest growing area in aligner
treatment. Using digital technology to control tooth
movement, intricate and precise tooth movements can be
staged for each sequential aligner.
11
12. Invisalign treatment has a terminology that differs from
traditional fixed appliances.
A midcourse correction involves a temporary pause in
treatment while a new scan is taken or impressions are made;
treatment is then continued once new aligners are fabricated.
12
13. Another term unique to aligner treatment is refinement. Refinement is
similar to midcourse correction in that it generally involves pausing
treatment and taking new impressions and ordering a new series of
aligners.
The only difference is that refinement takes place near the end of
treatment when one or more teeth are apparently not positioned
exactly as desired.
The final term unique to aligner treatment is attachment. Attachments
are small composite additions to the tooth surface that enhance areas
of undercut either for retention or to facilitate specific movements. 13
14. An instant virtual model from an intraoral scanner, in
combination with multiple software platforms, now allows the
orthodontist to manipulate teeth with or without the
assistance of a technician.
That, along with a three-dimensional printer, allows the
orthodontist to make aligners easily in his or her office once
the cost of the three components (scanner, software, and three
dimensional printer) becomes more affordable.
SCANNING AND DIGITIZATION
14
15. Every current scanner has a hand-held wand containing a camera
that is connected to a computer for data collection and
manipulation.
The wand may project either laser or white light onto the tooth
surface where it is reflected back to the camera, after which
hundreds of thousands of measurements per inch are performed to
recreate the three-dimensional representation of the teeth.
The technology engineered into the wand, which captures the
surface data, determines the measurement speed, resolution, and
accuracy of the scanner.
15
16. Four types of imaging technologies are currently used
Triangulation
Parallel
confocal
imaging
Accordion
fringe
interferometr
y
Three-
dimensional
in-motion
video
16
17. CEREC (Chairside Economical Restoration of Esthetic Ceramics or
CEramic REConstruction) was the first in-office intraoral scanner
introduced to dentistry in the early 1980s.CEREC works using
triangulation.
This technique measures the angles and distances from known
points (laser source and sensor) with projected laser light.
The CEREC system determines the angle of reflection and the
distance from the laser source to the object’s surface as light
reflects off the object.
TRIANGULATION
17
18. Parallel confocal imaging projects laser light through a pinhole
to the target.
The sensor is placed at the imaging plane where it is in focus
(confocal).
A small opening in front of the sensor blocks any light from
above or below. Only the focused light reflecting off the target
tissue will reach the sensor for processing.
This type of system creates thousands of tomographic slices and
stitches them together to form the three-dimensional picture.
PARALLEL CONFOCAL IMAGING
18
19. Two sources of light are used with accordion fringe
interferometry (AFI) to project three patterns of light, called
“fringe patterns,” onto the teeth and tissue.
Based on the shape of the object, the fringe pattern distorts
and takes on a new pattern.
Surface data points of the fringe curvature are recorded by a
high-definition video camera that is offset from the projector
by approximately 30 degrees.
ACCORDION FRINGE INTERFEROMETRY
19
20. Three-dimensional, in-motion video uses three tiny high-definition
video cameras at the lens to capture three precise views of the target.
A sensor behind the cameras converts the light energy into electrical
signals, which allows the distances between two data points to be
calculated simultaneously from two perspectives to create the three-
dimensional data.
The data points are captured in a video sequence and modeled in real
time.
THREE-DIMENSIONAL IN-MOTION VIDEO
20
21. The second part of the process is integrating the software that
provides the ability for the technician or orthodontist to
manipulate teeth in preparation for manufacturing aligners.
If the aligners are manufactured by a vendor, then the
orthodontist simply orders them once the setup is complete,
and the rest is taken care of by the vendor of his or her choice.
21
22. If the orthodontist should decide that he or she wants to
manufacture his or her own aligners, then a three-dimensional
printer is required to produce the models on which the
aligners will be formed.
22
25. Four-dimensional printing involves using three-dimensional
printing and special geometric properties along with material
characteristics to print objects that can change their
configuration based on outside influences, such as motion or
pressure.
25
26. Orthodontic records routinely include study casts, intraoral
and extraoral photographs, and panoramic and lateral
cephalometric radiographs.
Additional diagnostic records may include a three-dimensional
(3D) cone beam computed tomography (CBCT) scan, periapical
radiographs, posteroanterior cephalometric radiographs and
any other diagnostic records as deemed necessary to the case.
RECORDS, DIAGNOSIS AND TREATMENT PLANNING FOR
CLEAR ALIGNER TREATMENT
26
27. Clear aligner therapy provides a specifically controlled force
system that primarily affects the maxillary and mandibular
dentition in all three planes of space.
Growing patients wearing aligners have the potential to have
a small effect on the maxilla and the mandible, whereas in
adults, the effect will be negligible.
27
29. First, the determination should be made that clear aligner
treatment is the appropriate force system, based on the treatment
goals derived from the prioritized treatment objectives.
More to the point, clear aligners are tooth-moving appliances that
have very minimal impact on skeletal structures.
Therefore clear aligners would not be the appropriate force
system for transverse skeletal problems or for severe sagittal
problems attributable to poorly aligned skeletal structures.
29
30. Clear aligners are well suited and appropriate when the
treatment goals can be achieved by tooth movement in all
three planes of space.
Examples are numerous and include all sagittal Angle molar
classifications, with mild to moderate corrections in the
transverse and vertical planes.
30
31. The virtual setup for Invisalign-branded clear aligner treatment
is viewed by the orthodontist in a software program called
ClinCheck.
The goal of the virtual setup, when modified and completed by
the orthodontist, is to make the individual tooth movements
shown in the ClinCheck depict the actual individual tooth
movements required to correct the malocclusion.
CLINCHECK—AN OVERVIEW
31
32. The technician’s responsibility is to provide a virtual set-up that
Follows the instructions on the prescription form and
Delivers tooth movements that fall within the predetermined
defaults of Invisalign’s Treat software.
32
33. The technician uses a very robust proprietary software called
Treat, and the orthodontist’s interface with that program is a
scaled-down version called ClinCheck.
Once the orthodontist has completed the virtual setup, the
true power of the Treat program is exhibited by the application
of SmartForce enhancements.
33
34. SmartForce features are patented engineered solutions
designed to create precise biomechanical forces on selected
teeth or groups of teeth.
Research and development of the SmartForce features,
combined with the proprietary plastic, are unique to Invisalign.
34
35. ClinCheck Pro, with its ability to control tooth and arch
movement, is a paradigm shift in the way orthodontists now
achieve the desired virtual setup.
With the introduction of ClinCheck Pro (v3.1) and subsequent
updates in ClinCheck Pro (v4.1), the value of tooth movement
measured to within hundredths of a millimeter are displayed on
the bottom of the screen .
Orthodontists can now couple the proposed tooth movements in
their treatment plans to the virtual setup and verify that all tooth
movements are accurate in all three planes of space.
35
38. When an archwire is engaged onto a lingually
erupted tooth, the elasticity in the archwire causes
the archwire to return to its original arch form. As
the archwire returns to its original shape, it pulls on
the lingually erupted tooth to move it into the arch
In contrast, clear aligners move teeth by exerting a push
force. The aligner deforms over the teeth, and the elasticity
in the aligner material pushes the teeth into position.
38
39. Clear aligners engage teeth by having aligner material wrapped
around teeth.
The more aligner material wrapped around a tooth, the better the
engagement.
For effective tooth movement to take place, even in simple
situations, aligners must be worn 22 hours a day, essentially the
same as for fixed appliances.
In teeth with long clinical crowns and larger surface area, there is
better engagement and therefore better expression of tooth
movement.
39
40. An important aspect of controlling tooth movement with
aligners is staging.
Staging is the sequence in which and the speed at which teeth
are moved with aligners.
STAGING OF TOOTH MOVEMENT IN
CLINCHECK
40
41. As in the collision table, the
numbers across the top
represent different teeth, and the
vertical axis represents an aligner
number. The vertical black bars in
the diagram indicate the timing
and rate of tooth movement.
Each aligner number then
represents one stage. 41
42. An alternative to segmented staging that more closely mimics
fixed appliance treatment is simultaneous staging.
This standard simultaneous staging pattern is also referred to
as X staging pattern.
The basis for simultaneous movement is that all of the teeth
within each arch are moved together from the initial stage
through the final stage.
42
43. Distalization of the maxillary dentition, starting with the
molars, followed by the bicuspids, and ending with the
retraction of the anterior teeth, is a type of staging known as V
staging pattern and typically applies only to the upper arch.
The opposite of V staging pattern, in which the anterior teeth
move anteriorly, followed by posterior teeth moving anteriorly,
is known as A staging pattern.
43
44. This pattern could be used in either arch to open previously
closed extraction spaces or to attempt to mesialize an entire
arch in a segmental fashion.
M staging pattern is solely used for bicuspid extraction
treatment. In this staging pattern, movement starts by first
closing the extraction spaces, followed by the alignment of
anterior teeth, and finishing with molar movement.
44
45. This three-dimensional simulation attempts to mimic
maximum anchorage of the molars by showing no movement
as the remainder of the arch changes.
45
46. Attachments can be used for the retention of the aligner, as
well as to enhance or facilitate specific tooth movements.
Optimized attachments allow the proprietary aligner material
(SmartTrack) to produce the required force, which creates the
moment required to move the tooth as shown in the
ClinCheck.
ATTACHMENT DESIGN IN THE INVISALIGN SYSTEM
46
47. Some optimized attachments will have excess space opposite
the active surface to allow the tooth to move unimpeded in the
correct direction.
Although, clinically, this may give the appearance that the
attachment is not fully seated in the aligner, this excess space
is intentional by design.
Manually placed or physician-prescribed attachments, are
those which are placed by the orthodontist when modifying a
virtual treatment plan.
47
48. The first of the manually placed
attachments was the ellipsoid attachment.
The beveled attachment was developed by
rotating a portion of the rectangular
attachment virtually into the tooth surface.
The orthodontist can now make one
rectangular attachment be any type of
rectangular attachment he or she prefers
—horizontal or vertical, bevel incisal or
gingival.
48
49. 49
Rectangular attachments
Beveled
attachment
Vertical rectangular attachments- Vertical rectangular attachments are useful for root control. If
there is significant root tip to correct root inclinations on the mandibular incisors, then a vertical
rectangular attachment should be placed.
Horizontal rectangular attachments-Horizontal rectangular attachments may also be used for root
control, particularly in the buccolingual dimension to effect buccal root torque on molars. They
may also be used where a short clinical crown or occlusal interference does not allow placement of
a vertical rectangular attachment
Both the vertical and horizontal attachments may also be beveled. The bevel provides a flat surface
for the aligner to push against to effect the desired tooth movement. For extrusive tooth
movements on posterior molars, a horizontal attachment that is beveled on the gingival will be
effective. For intrusion, use a horizontal attachment beveled on the occlusal.
50. A net force of 40g (base level
force of an aligner after 48
hours) intended to move the
tooth lingually would require a
moment of 320 to 400g/mm
(moment-to-force [M/F] ratio 8
to 10) for bodily movement or
greater than 400g/mm (force-
to-moment [F/M] ratio less than
10) for lingual root movement.
50
51. Improper attachment design or
placement allows the delivery of
only 280g/mm moment in
conjunction with 40g force,
resulting in controlled lingual
crown tipping. Although the
forces may be in opposite
directions, the aligner provides
the same level of force on both
sides of the teeth.
51
52. An alternative to attachments that
help facilitate torque control is the
SmartForce feature known as a power
ridge
Power ridges are engineered
corrugations placed at specific
locations to enhance the undercut
near the labial gingival margin of
teeth undergoing torquing
movements.
POWER RIDGES AND PRESSURE AREAS IN THE INVISALIGN
SYSTEM
52
53. The power ridges function in two ways:
To stiffen the gingival third of the aligner to make it more
resilient
To provide additional force as close to the gingival margin as
possible to increase the effective moment arm of the aligner.
The obvious advantage to power ridges is that attachments
need not be placed or removed, and they are more
aesthetically acceptable to the patient. 53
54. Another aspect of biomechanics, especially pertinent to
extraction treatment, is to control tipping to achieve root
parallelism.
When a force is applied in an attempt to move a canine distally,
the tooth will rotate around the center of resistance.
A sufficient moment is required to oppose the tipping
movement.
ROOT CONTROL IN THE INVISALIGN SYSTEM
54
55. In clear aligner therapy, this issue may be overcome by
requesting root control attachments on teeth adjacent to the
extraction site.
Unfortunately, canines often remain upright during retraction
into premolar spaces, whereas the clinical crowns of molars,
especially maxillary molars, tend to tip mesially, which is
frequently referred to as “dumping”.
55
56. G6, the latest release of SmartForce features, has antitipping
attachments and pressure areas built into the molars to limit
dumping of the clinical crowns in extraction cases.
TADS can also be used as anchorage to avoid placing forces on
teeth that could cause unnecessary tipping.
56
57. Before the addition of SmartForce
attachments, many of which are specifically
designed to correct rotated teeth, using
auxiliaries before, during, or after aligner
treatment was needed to accomplish the
rotational correction.
Optimized attachments are now available for
all bicuspids and cuspids. The default for the
bicuspids and cuspids is rotation correction
greater than 5 degrees in either direction.
ROTATION CORRECTION IN THE INVISALIGN SYSTEM
57
58. Align Technology subsequently released an engineered solution to
assist extrusion of maxillary and mandibular incisors and cuspids.
The default that causes the attachment to be added to the virtual
plan is extrusion of more than 0.50 mm down the long axis of the
tooth.
An additional SmartForce feature improves the tracking of anterior
teeth extrusion when all four upper incisors are individually
extruding more than 0.50 mm.
EXTRUSION CORRECTION IN THE INVISALIGN SYSTEM
58
59. This pressure area produces a higher force on the optimized
attachment to keep the teeth fully engaged in the aligner.
Even with extrusion of anterior teeth, an advantage of using
aligners for treatment is the posterior intrusive affect that the
aligners will have on the posterior teeth which also facilitates
closure of the anterior openbite.
59
60. In particularly challenging situations, a button bonded to the
tooth, together with an elastic, will assist with the extrusion
and it can be a very useful technique to finish treatment when
only minor extrusion of a single tooth is required.
60
61. Deepbites are generally treated by anterior intrusion which can
be difficult with aligners.
Invisalign uses attachments on the premolars for anchorage
while an active intrusive force is placed on the incisors as well
as bite ramps built into the lingual of the aligner of the upper
anterior teeth that act as a bite plane.
DEEPBITE
61
62. Another difficult type of tooth movement to achieve with this
appliance initially was in the movement of severely, ectopically
positioned teeth.
The use of more flexible materials and extension of material
further gingivally was necessary to complete this type of
treatment.
ECTOPICALLY POSITIONED TEETH
62
63. Minor anterior or posterior crossbites with a bite depth up to
about 10% are usually not difficult to treat with just the usual
aligner treatment.
Anterior or posterior crossbites with a bite depth greater than
approximately 10% usually requires some other considerations
to open the vertical to allow the tooth in crossbite to clear the
opposing teeth such as anterior bite ramps that are available
on the Invisalign aligners or placing cold-cure acrylic on the
occlusal surface of the aligners while the crossbite is being
jumped.
CROSSBITES
63
64. In order to avoid occlusal trauma to the teeth as the crossbite
is correcting, the aligners may need to be worn full-time
including while eating until the crossbite is jumped.
64
65. Other auxiliaries can be used to facilitate specific movements.
Class II and Class III elastics are frequently needed.
One can directly attach the elastics either to the aligner or to
the buttons bonded to the teeth.
If the elastics are directly attached to the aligner, then
attachments are generally required to prevent displacement of
the aligner.
AUXILIARIES AND THE INVISALIGN SYSTEM
65
66. Miniscrews can also be effectively used with aligners.
The two most common uses of miniscrews with aligners are for
vertical and sagittal movements. One such example is the
extrusion of an upper canine.
Another vertical movement that is easily enhanced with
miniscrews is the intrusion of molars that have supererupted
into an edentulous space.
66
67. A miniscrew in the lower arch and then running a rubber band
from a clear button near the gingival on the upper canine to the
miniscrew as the aligner guides the tooth into the correct
position.
67
68. Another application of miniscrews with aligners is correcting
an arch asymmetry by enhancing the distalization of one side.
This correction can be accomplished by placing a miniscrew in
the retromolar area, bonding buttons on the facial and lingual
aspects of the upper first or second molar, and then
connecting an elastic chain from the buttons to the miniscrew.
68
69. Originally, Invisalign was anticipated for use with adults for
those individuals with a fully erupted permanent dentition.
It soon became apparent, however, that being able to treat the
late mixed dentition with aligners provided certain benefits as
well.
INVISALIGN TEEN
69
70. The shortcomings to overcome were
anticipating tooth eruption of one or more
permanent teeth, being able to monitor patient
compliance to discuss the progress (or lack
thereof) with parents, proper control of torque
without the need for attachments when crowns
were not yet fully exposed, and, finally, avoiding
practice management issues over lost aligners.
Eruption tabs are used to prevent
supereruption of unerupted second molars. 70
71. Wear indicators are placed on the facial
surfaces of the first molars .
Two different types of chemical indicators
are available that turn from dark blue to
clear as the aligners are worn.
These indicators are designed so that
creative teenagers cannot realistically
figure out a method to have both
indicators change without actually wearing
the aligners.
71
72. The clear smile system- Clear Smile corrector system is
predominantly suitable for mild malocclusions.
As a general rule, any non-extraction treatment case that could
be treated with fixed appliance without inter-arch mechanics is
likely to be suitable.
ClearPath- ClearPath is a USFDA approved technology that
fabricates series of clear wafer-thin transparent plastic
removable aligners that gently guide the teeth from their
present to the desired position.
OTHERS
72
73. The system aims to address most dental malocclusions,
ranging from crowding, spacing, cross-bites, open bites, deep
bites, proclinations and rotations.
ClearPath has made several advancements over classic aligner
systems almost eliminating the use of attachments, buttons,
engagers and elastics.
73
74. This system, however, is not indicated for any mixed dentition
or skeletal cases and does not aim to correct complex
malocclusions in the anterior– posteriors relationship. It is
used in mild to moderate cases.
ClearPath aligner does not cover gingiva at all and finishes just
short at the gingival margin, enhancing the comfort of the
aligner trays.
74
75. Orthodontics current principles and techniques- Graber vanarsdall
Timothy T. Wheeler, Orthodontic clear aligner treatment, Seminars in Orthodontics 2016.
Boyd RL, Vlaskalic V. Three-Dimensional Diagnosis and Orthodontic Treatment of Complex
Maloccluslons With the Invlsalign Appliance. Semin Orthod. 2001;7:274-283.
Clear aligner technique
Wong BH. Invisalign A to Z. Am J Orthod Dentofacial Orthop 2002;121:540-1
Orthodontics: diagnosis and management of malocclusion and dentofacial deformities- OP
Kharbanda
Kesling HD. The philosophy of the tooth positioning appliance. Am J Orthod 1945;31:297-304.
REFERNCES
75