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Condition Monitoring Architecture
 To Reduce Total Cost of Ownership

Eric Bechhoefer, NRG Systems
Brogan Morton, NRG Systems
Barriers to Sales of PHM Systems
• CBM/PHM System are Proven to Work
  – Low Penetration into Commercial Markets
  – Example: 3% of Wind Turbines
• Why? - Business Case is Hard to Make
  – Safety not the primary concern, cost avoidance is
  – Hard to Quantify Benefit
• Change Architecture to Improve Value
  – Lower “Costs” and Better Information
Current System Architecture
• System Hardware
   – 6 to 8 PZT Accelerometers
      • 5% Accuracy, .5 to 10,000 Hz
   – Tachometer
   – Signal Conditioning
      • 6 to 12 channels
      • Sample Rate: 60 to 80 KSPS
• Support/Monitoring Services
   – Human in the loop to turn data into a diagnosis
   – $1,000 to $1,500 per year per turbine
• IT Infrastructure
   – Data hosting on local server
   – Data also shipped to centralized analysis center
System Layout: Wind Turbines
From a System Perspective…
• How to Lower Total Ownership Cost
  – Hardware Considerations
     • Costs driven by accelerometer
  – Software/Support Considerations
     • Costs driven by knowledge creation (data to diagnosis)
  – IT Infrastructure Considerations
     • Cost driven by local data storage and associated
       maintenance
Accelerometers – MEMS vs. PZT
MEMS Advantages                   MEMS Disadvantages
• Cost                            • Needs to be Packaged
   – $6 to $30 vs. $100’s            – No Trivial Task
• Bandwidth                       • Noisier
   – 0 to 32,000 Hz vs. 0.5 to       – PDS is 2 to 40x higher
     10,000 Hz                    System Issues
• Accuracy                        • 4 Wire?
   – Typically 1% vs. 5% or 10%
                                     – Power/Signal
     Error
                                  • Local Conversion?
• Self Test
                                     – ADC, then Microcontroller
   – Can Enable BIT vs. No BIT
                                       and RT
Sensor System Considerations
• Low cost target – move to MEMS
   – Analog vs. Digital Sensing
• If Digital
   – Local ADC,
       • EMI is Reduced
   – Microcontroller, RAM, Receiver/Transmitter
       • If Multi-Drop: RS-485
   – If Microcontroller: Local Processing?
       • Many Smaller, Cheap Processors vs. One Larger Processor
• Low cost packaging
   – Alternative to Stainless Steel or Titanium
   – Transfer Function – Has to Be Stiff/Light
MEMS: A Sensor Solutions
• Noise Was Not An Issue
   – After Signal Processing,
     Noise was Negligible
• Conductive Plastic
  Package
   –   40% Mass of Stainless
   –   Similar Stiffness
                                  1000 mv/g vs. 70 mv/g
   –   12% of Cost of Stainless   MEMS Accel, 0.25 Hz
   –   6.5KHz Resonance, Flat     Within 2% of Low G Accel
       Response to 17 KHz
Embedded PHM
• Micro with FPU Support
   –   32MB RAM
   –   24 Bit ADC
   –   Sample @ 300-100,000 kbps
   –   R/T > 500 KB/S
• Local Vibe Processing
   – Time Synchronous Average
     (TSA)
   – FFT/IFFT
   – Hilbert Transform
• Total Cost: Similar to
  PZT Accel
Software & Support Considerations
• Algorithmic
  – Digital signal processing of the vibration signals for
    fault detection
• Knowledge Creation
  – Goal: Actionable information requiring little
    interpretation
Typical Drivetrain Configuration
                                                          Generator


                                    High Speed Shaft

               3-stage Gearbox
 Main
Bearing                            Int. Speed Shaft




  Main Shaft                     Low Speed Shaft       •17 Bearings
                                                       •9 Gears
                                                       •8 Shaft
Algorithmic
• Process vibration signal into indications of
  faults
  – Data reduction without loss of information
• No Spectrums/Order Analysis
  – Configurable Analysis for Shafts, Gears and
    Bearings,
  – Several Condition Indicators for Each Component
• Use Time Synchronous Average (TSA)
Why This Approach
• Large Variation in Wind
  Speeds Cause Large
  Changes in Rotor Speed
• 3/Rev Torque/Speed
  Ripple From Tower
  Shadow/Wind Shear
• Gearbox has many gear
  meshes; isolate gears of
  interest
Example of Spectrum Vs. TSA
• Due to Changes
  in Rotor Speed,
  Order Analysis
  or the PSD
  Cause Smearing
  of Frequency
  Content
• Example Main
  Rotor Shaft
                    1st, 2nd, and 3rd Harmonics of Ring Gear
                    Frequency
The TSA




•Use Tachometer as Phase Reference on Shaft
•Reduces Non-Synchronous Noise 1/sqrt(revolutions)
•For Each Revolution (From Tach)
•Resample length m = 2^Ceiling(log2(number of points in Rev))
Gear Fault Indicators
• No Single CI Works With All Fault Modes
  – Surface Disturbance, Scuffing, Deformation,
    Surface Fatigue, Cracks, Tooth Breakage,
    Eccentricity
• Use a Number of Analysis to Cover All Fault
  Modes
  – Residual Analysis, Energy Operator, Narrow Band
    Analysis, Amplitude Modulation Analysis,
    Frequency Modulation Analysis.
Gear Analysis
Knowledge Creation

• Recall Goal: Create actionable
  information requiring little
  interpretation
   – Convey what to fix and when
• Single Health Indicator for Each
  Component
   – Fusion of different condition
     indicators
   – Common scale for every
     component (0-1)
Health as a Function of Distributions
• HI Paradigm: Map the CIs into an HI
  – HI Ranges from 0 to 1, Where the Probability of
    the HI exceeding 0.5 is the PFA
  – HI in Warning when between 0.75 and 1
  – HI is Alarm when Greater than 1.0
  – Continued Operations with HI > 1 could Cause
    Collateral Damage
Controlling Correlation Between CIs
• All CIs have PDFs
                                                  CI 1   CI 2   CI 3   CI 4   CI 5   CI 6
• Any Operation on the CI to
                                            ij


                                           CI 1   1      0.84 0.79 0.66 -0.47        0.74
  form an HI is a Function of              CI 2          1      0.46 0.27 -0.59      0.36
  Distributions                            CI 3                 1      0.96 -0.03    0.97
   – Max of n CI (an Order Statistics)     CI 4                        1      0.11   0.98
   – Sum of n CI                           CI 5                               1      0.05
   – Norm of n CI                          CI 6                                      1
• Function of Distribution
   – PFA Correct if Distribution are IID
   – Need to Whiten
CI to HI Mapping
• Six CIs used in HI
  Calculation
   –   Residual RMS
   –   Energy Operator RMS
   –   FM0
   –   Narrowband Kurtosis
   –   AM Kurtosis
   –   FM RMS
• Statistics Generated from
  4 test articles: 100
  samples prior to fault
  propagation
IT Infrastructure
 Alternate to Local Server: Cloud Computing
For Owner/Operator               For CMS Developer
• No Seat License of the CMS     • Simplifies Software Maintenance
  Database                         Cost
• No Local Servers to Host           – Only one Platform to Develop
                                       and Test to,
  Data
                                     – Only one Platform to Deploy
• Management of Software               Software Updates/Patches to,
  Maintenance.                   • Reduces the Cost of Certification
• Allows Pooling of Dataset of       – Configuration Management is
  Similar Type/Model                   Greatly Simplified
  Turbines without Risk of       • Scalability
  Exposing Proprietary
  Information
Conclusion
• Significant value can be created by redesigning
  system architecture
  – Vibration sensing
     • Non-traditional sensor, new packaging and design methods
  – Advanced signal processing techniques
     • Increased sensitivity to faults under dynamic conditions
  – Knowledge Creation
     • Automated fusion of fault modes
     • Actionable information with diagnostic support
  – IT Infrastructure
     • Economy of scale using cloud services

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Condition Monitoring Architecture To Reduce Total Cost of Ownership

  • 1. Condition Monitoring Architecture To Reduce Total Cost of Ownership Eric Bechhoefer, NRG Systems Brogan Morton, NRG Systems
  • 2. Barriers to Sales of PHM Systems • CBM/PHM System are Proven to Work – Low Penetration into Commercial Markets – Example: 3% of Wind Turbines • Why? - Business Case is Hard to Make – Safety not the primary concern, cost avoidance is – Hard to Quantify Benefit • Change Architecture to Improve Value – Lower “Costs” and Better Information
  • 3. Current System Architecture • System Hardware – 6 to 8 PZT Accelerometers • 5% Accuracy, .5 to 10,000 Hz – Tachometer – Signal Conditioning • 6 to 12 channels • Sample Rate: 60 to 80 KSPS • Support/Monitoring Services – Human in the loop to turn data into a diagnosis – $1,000 to $1,500 per year per turbine • IT Infrastructure – Data hosting on local server – Data also shipped to centralized analysis center
  • 5. From a System Perspective… • How to Lower Total Ownership Cost – Hardware Considerations • Costs driven by accelerometer – Software/Support Considerations • Costs driven by knowledge creation (data to diagnosis) – IT Infrastructure Considerations • Cost driven by local data storage and associated maintenance
  • 6. Accelerometers – MEMS vs. PZT MEMS Advantages MEMS Disadvantages • Cost • Needs to be Packaged – $6 to $30 vs. $100’s – No Trivial Task • Bandwidth • Noisier – 0 to 32,000 Hz vs. 0.5 to – PDS is 2 to 40x higher 10,000 Hz System Issues • Accuracy • 4 Wire? – Typically 1% vs. 5% or 10% – Power/Signal Error • Local Conversion? • Self Test – ADC, then Microcontroller – Can Enable BIT vs. No BIT and RT
  • 7. Sensor System Considerations • Low cost target – move to MEMS – Analog vs. Digital Sensing • If Digital – Local ADC, • EMI is Reduced – Microcontroller, RAM, Receiver/Transmitter • If Multi-Drop: RS-485 – If Microcontroller: Local Processing? • Many Smaller, Cheap Processors vs. One Larger Processor • Low cost packaging – Alternative to Stainless Steel or Titanium – Transfer Function – Has to Be Stiff/Light
  • 8. MEMS: A Sensor Solutions • Noise Was Not An Issue – After Signal Processing, Noise was Negligible • Conductive Plastic Package – 40% Mass of Stainless – Similar Stiffness 1000 mv/g vs. 70 mv/g – 12% of Cost of Stainless MEMS Accel, 0.25 Hz – 6.5KHz Resonance, Flat Within 2% of Low G Accel Response to 17 KHz
  • 9. Embedded PHM • Micro with FPU Support – 32MB RAM – 24 Bit ADC – Sample @ 300-100,000 kbps – R/T > 500 KB/S • Local Vibe Processing – Time Synchronous Average (TSA) – FFT/IFFT – Hilbert Transform • Total Cost: Similar to PZT Accel
  • 10. Software & Support Considerations • Algorithmic – Digital signal processing of the vibration signals for fault detection • Knowledge Creation – Goal: Actionable information requiring little interpretation
  • 11. Typical Drivetrain Configuration Generator High Speed Shaft 3-stage Gearbox Main Bearing Int. Speed Shaft Main Shaft Low Speed Shaft •17 Bearings •9 Gears •8 Shaft
  • 12. Algorithmic • Process vibration signal into indications of faults – Data reduction without loss of information • No Spectrums/Order Analysis – Configurable Analysis for Shafts, Gears and Bearings, – Several Condition Indicators for Each Component • Use Time Synchronous Average (TSA)
  • 13. Why This Approach • Large Variation in Wind Speeds Cause Large Changes in Rotor Speed • 3/Rev Torque/Speed Ripple From Tower Shadow/Wind Shear • Gearbox has many gear meshes; isolate gears of interest
  • 14. Example of Spectrum Vs. TSA • Due to Changes in Rotor Speed, Order Analysis or the PSD Cause Smearing of Frequency Content • Example Main Rotor Shaft 1st, 2nd, and 3rd Harmonics of Ring Gear Frequency
  • 15. The TSA •Use Tachometer as Phase Reference on Shaft •Reduces Non-Synchronous Noise 1/sqrt(revolutions) •For Each Revolution (From Tach) •Resample length m = 2^Ceiling(log2(number of points in Rev))
  • 16. Gear Fault Indicators • No Single CI Works With All Fault Modes – Surface Disturbance, Scuffing, Deformation, Surface Fatigue, Cracks, Tooth Breakage, Eccentricity • Use a Number of Analysis to Cover All Fault Modes – Residual Analysis, Energy Operator, Narrow Band Analysis, Amplitude Modulation Analysis, Frequency Modulation Analysis.
  • 18. Knowledge Creation • Recall Goal: Create actionable information requiring little interpretation – Convey what to fix and when • Single Health Indicator for Each Component – Fusion of different condition indicators – Common scale for every component (0-1)
  • 19. Health as a Function of Distributions • HI Paradigm: Map the CIs into an HI – HI Ranges from 0 to 1, Where the Probability of the HI exceeding 0.5 is the PFA – HI in Warning when between 0.75 and 1 – HI is Alarm when Greater than 1.0 – Continued Operations with HI > 1 could Cause Collateral Damage
  • 20. Controlling Correlation Between CIs • All CIs have PDFs CI 1 CI 2 CI 3 CI 4 CI 5 CI 6 • Any Operation on the CI to ij CI 1 1 0.84 0.79 0.66 -0.47 0.74 form an HI is a Function of CI 2 1 0.46 0.27 -0.59 0.36 Distributions CI 3 1 0.96 -0.03 0.97 – Max of n CI (an Order Statistics) CI 4 1 0.11 0.98 – Sum of n CI CI 5 1 0.05 – Norm of n CI CI 6 1 • Function of Distribution – PFA Correct if Distribution are IID – Need to Whiten
  • 21. CI to HI Mapping • Six CIs used in HI Calculation – Residual RMS – Energy Operator RMS – FM0 – Narrowband Kurtosis – AM Kurtosis – FM RMS • Statistics Generated from 4 test articles: 100 samples prior to fault propagation
  • 22. IT Infrastructure Alternate to Local Server: Cloud Computing For Owner/Operator For CMS Developer • No Seat License of the CMS • Simplifies Software Maintenance Database Cost • No Local Servers to Host – Only one Platform to Develop and Test to, Data – Only one Platform to Deploy • Management of Software Software Updates/Patches to, Maintenance. • Reduces the Cost of Certification • Allows Pooling of Dataset of – Configuration Management is Similar Type/Model Greatly Simplified Turbines without Risk of • Scalability Exposing Proprietary Information
  • 23. Conclusion • Significant value can be created by redesigning system architecture – Vibration sensing • Non-traditional sensor, new packaging and design methods – Advanced signal processing techniques • Increased sensitivity to faults under dynamic conditions – Knowledge Creation • Automated fusion of fault modes • Actionable information with diagnostic support – IT Infrastructure • Economy of scale using cloud services