1. Ecosystems Of The Deep Oceans Paul A Tyler
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7. ECOSYSTEMS OF THE WORLD
Editor in Chief:
David W. Goodall
Centre for Ecosystem Studies, Edith Cowan University, Joondalup, W.A. (Australia)
I. TERRESTRIAL ECOSYSTEMS
A. Natural Terrestrial Ecosystems
1. Wet Coastal Ecosystems
2. Dry Coastal Ecosystems
3. Polar and Alpine Tundra
4. Mires: Swamp, Bog, Fen and Moor
5. Temperate Deserts and Semi-Deserts
6. Coniferous Forests
7. Temperate Deciduous Forests
8. Natural Grasslands
9. Heathlands and Related Shrublands
10. Temperate Broad-Leaved Evergreen Forests
11. Mediterranean-Type Shrublands
12. Hot Deserts and Arid Shrublands
13. Tropical Savannas
14. Tropical Rain Forest Ecosystems
15. Wetland Forests
16. Ecosystems of Disturbed Ground
B. Managed Terrestrial Ecosystems
17. Managed Grasslands
18. Field Crop Ecosystems
19. Tree Crop Ecosystems
20. Greenhouse Ecosystems
21. Bioindustrial Ecosystems
II. AQUATIC ECOSYSTEMS
A. Inland Aquatic Ecosystems
22. River and Stream Ecosystems
23. Lakes and Reservoirs
B. Marine Ecosystems
24. Intertidal and Littoral Ecosystems
25. Coral Reefs
26. Estuaries and Enclosed Seas
27. Ecosystems of the Continental Shelves
28. Ecosystems of the Deep Ocean
C. Managed Aquatic Ecosystems
29. Managed Aquatic Ecosystems
III. UNDERGROUND ECOSYSTEMS
30. Subterranean Ecosystems
8. ECOSYSTEMS OF THE WORLD 28
ECOSYSTEMS OF THE DEEP OCEANS
Edited by
P.A. Tyler
School of Ocean and Earth Science,
Southampton Oceanography Centre,
European Way,
Southampton SO14 3ZH,
United Kingdom
2003
ELSEVIER
Amsterdam – Boston – London – New York – Oxford – Paris
San Diego – San Francisco – Singapore – Sydney – Tokyo
10. PREFACE
The deep ocean floor covers over 50% of the surface
of the earth. It is often said that we know more
about the surface of the moon than we do about
the deep ocean floor and the water column above it.
While this is not strictly true, we do know remarkably
little, as a proportion of the total, of the deep ocean
environment. Paradigms are continually changing, and
we know now that the deep sea is an ecosystem of
high species diversity, that it may have seasons as
seen in temperate land ecosystems, and that in certain
areas turbulence can be a great as anything seen in
coastal shallow waters. Last, but by no means least,
the originally perceived idea that the deep sea was an
oligotrophic environment in which all environmental
processes were gentle and physiological processes slow
is no longer valid. We know now that the deep sea is
essentially a heterotrophic system fuelled by organic
carbon from surface waters, with the notable exception
of hydrothermal vents and cold seeps where substantial
ecosystems are fuelled by chemosynthetic processes.
The continuing theme of this volume is how this energy
input affects the deep-sea ecosystem.
All science has its eras of exploration, observation
and experimentation. Exploration in deep-sea biology
is often considered to have come to a finale with
the Galathea cruise of 1950 to 1952. Subsequent
discoveries of hydrothermal vents and cold seeps
show that the deep-sea age of exploration is still
with us and will continue. The 1960s saw the first
change in our perception of the deep-sea with the
introduction of more sophisticated sampling gear. This
has been used from then and still continues to be
used for much observation work. The introduction
of submersibles, and, more recently, remote operated
vehicles and landers, has allowed us to conduct
manipulative experimentation on the deep sea bed and
in the water column.
This volume is a review of where our knowledge
stands at this point. All the chapters are written by
authorities on their respective subjects, all of whom
are still practicing deep-sea biologists. The volume is
divided into sections covering the environment of the
deep sea, specific deep-water seas and oceans, and
lastly a review of the processes that occur there. All
the chapters have been peer-reviewed by other experts
in deep-sea biology, to all of whom I extend my thanks
for their care and advice.
I wish to say a special thank you to all the authors.
As I have said above, all are active research scientists,
often working for extended periods at sea. I know
their scientific lives are full, and I am delighted they
were willing to write chapters and put up with my
impatient prodding. I would also like to thank the
series editor David Goodall for his advice, enthusiasm,
patience and his unremitting courtesy when I failed to
answer his requests! Lastly, I would like to express my
sincere thanks to Lida de Maaijer Hoek of Isys Prepress
Services for her patience, good humour and exceptional
care in the desk editing of this volume.
Paul A. Tyler
Editor
v
12. LIST OF CONTRIBUTORS
M.V. ANGEL
Southampton Oceanography Centre
University of Southampton
Southampton SO14 3ZH
United Kingdom
A. CLARKE
Biological Sciences Division
British Antarctic Survey
High Cross
Madingley Road
Cambridge CB3 0ET
United Kingdom
A.W.J. DEMOPOULOS
Department of Oceanography
University of Hawaii at Manoa
1000 Pope Road
Honolulu, HI 96822
USA
R.J. ETTER
Department of Biology
University of Massachusetts
100 Morrissey Boulevard
Boston, MA 02125
USA
J.D. GAGE
Scottish Association for Marine Science
PO Box 3
Oban Argyll PA37 1QA
United Kingdom
A.J. GOODAY
DEEPSEAS Benthic Biology Group
George Deacon Division for Ocean Processes
Southampton Oceanography Centre
European Way
Southampton SO14 3ZH
United Kingdom
S.K. JUNIPER
GEOTOP
Université de Québec á Montréal
Montreal, Quebec H2X 3Y7
Canada
L.A. LEVIN
Integrative Oceanography Division
Scripps Institution of Oceanography
La Jolla, CA 92093-0218
USA
M.A. REX
Department of Biology
University of Massachusetts
100 Morrissey Boulevard
Boston, MA 02125
USA
M. SIBUET
DERO/EP
IFREMER Centre de Brest
29280 Plouzane
France
C.R. SMITH
Department of Oceanography
University of Hawaii at Manoa
1000 Pope Road
Honolulu, HI 96822
USA
C.T. STUART
Department of Biology
University of Massachusetts
100 Morrissey Boulevard
Boston, MA 02125
USA
vii
13. viii LIST OF CONTRIBUTORS
H. THIEL
Poppenbuettler Markt 8A
Hamburg, 22399
Germany
D. THISTLE
Department of Oceanography
Florida State University
Tallahassee, FL 32306-4320
USA
V. TUNNICLIFFE
Department of Biology
University of Victoria
Victoria, BC V8W 2Y2
Canada
P.A. TYLER
School of Ocean and Earth Science
and DEEPSEAS Benthic Biology Group
Southampton Oceanography Centre
University of Southampton
Southampton SO14 3ZH
United Kingdom
C.M. YOUNG
Oregon Institute of Marine Biology
University of Oregon,
PO Box 5389
Charleston, OR 97420
USA
14. CONTENTS
PREFACE . . . . . . . . . . . . . . . . . . . . . . . v
LIST OF CONTRIBUTORS . . . . . . . . . . . . . . vii
Chapter 1. INTRODUCTION
by P.A. TYLER . . . . . . . . . . . . . . 1
Chapter 2. THE DEEP-SEA FLOOR: AN OVERVIEW
by D. THISTLE . . . . . . . . . . . . . . 5
Chapter 3. THE PELAGIC ENVIRONMENT OF THE
OPEN OCEAN
by M.V
. ANGEL . . . . . . . . . . . . . . 39
Chapter 4. REDUCING ENVIRONMENTS OF THE
DEEP-SEA FLOOR
by V
. TUNNICLIFFE, S.K. JUNIPER and
M. SIBUET . . . . . . . . . . . . . . . . 81
Chapter 5. THE DEEP ATLANTIC OCEAN
by L.A. LEVIN and A.J. GOODAY . . . . 111
Chapter 6. THE DEEP PACIFIC OCEAN FLOOR
by C.R. SMITH and A.W.J. DEMOPOULOS 179
Chapter 7. THE DEEP INDIAN OCEAN FLOOR
by A.W.J. DEMOPOULOS, C.R. SMITH and
P.A. TYLER . . . . . . . . . . . . . . . . 219
Chapter 8. THE POLAR DEEP SEAS
by A. CLARKE . . . . . . . . . . . . . . 239
Chapter 9. THE PERIPHERAL DEEP SEAS
by P.A. TYLER . . . . . . . . . . . . . . 261
Chapter 10. LARGE-SCALE SPATIAL AND TEMPORAL
PATTERNS OF DEEP-SEA BENTHIC
SPECIES DIVERSITY
by C.T. STUART, M.A. REX and R.J. ETTER
. . . . . . . . . . . . . . . . . . . . . . . . 295
Chapter 11. FOOD INPUTS, UTILIZATION, CARBON
FLOW AND ENERGETICS
by J.D. GAGE . . . . . . . . . . . . . . . 313
Chapter 12. REPRODUCTION, DEVELOPMENT AND
LIFE-HISTORY TRAITS
by C.M. YOUNG . . . . . . . . . . . . . 381
Chapter 13. ANTHROPOGENIC IMPACTS ON THE
DEEP SEA
by H. THIEL . . . . . . . . . . . . . . . 427
Chapter 14. EPILOGUE: EXPLORATION,
OBSERVATION AND EXPERIMENTATION
by P.A. TYLER . . . . . . . . . . . . . . 473
GLOSSARY . . . . . . . . . . . . . . . . . . . . . . 477
SYSTEMATIC LIST OF GENERA . . . . . . . . . . 479
AUTHOR INDEX . . . . . . . . . . . . . . . . . . . 483
SYSTEMATIC INDEX . . . . . . . . . . . . . . . . 507
GENERAL INDEX . . . . . . . . . . . . . . . . . . 517
ix
15. To my wife Amanda for her love and support over the years, and
her patience with the amount of time I spent at sea!
16. Chapter 1
INTRODUCTION
Paul A. TYLER
The largest single ecosystem on earth is the deep
sea. The sea surface occupies ~70% of the surface
of the earth, and 50% of the surface of the earth
is covered by more than 3000 m of ocean, with a
mean depth of ~3800 m. It is the very remoteness
of the deep sea and the difficulties encountered in
its exploration that have resulted in it being one of
the least understood environments on earth. At the
present time there is detailed information about specific
areas of the deep sea, but these are mere pinpricks in
the vastness of this environment. The understanding
of the deep-sea ecosystem is entwined with some of
the most exciting aspects of scientific exploration and
with the development of technologies for sampling
and penetrating this environment. This volume is a
status report, at the beginning of the 21st century, on
current knowledge of the deep sea, on how perceptions
of it have changed and where the exciting scientific
discoveries will be made in the future.
CHANGING PARADIGMS
Explorers and commercial interests have used the sea
as a means of transport for millennia. However, they
always looked to the horizon, and it was only in the
latter part of the 19th century that scientists went to
sea with the specific aim of looking downwards into
the impenetrable depths.
One of the first was Forbes (1844), who sampled
down to a depth of 600 m in the Aegean. Today
one would consider this choice of sampling station
as unfortunate, since this region of the Mediterranean
deep sea is faunistically very poor, and the lack
of animals in Forbes’s samples led to the ‘azoic
theory’ that little or no life existed below 600 m.
The establishment of such a paradigm was in direct
opposition to observations of the ophiuroid Astrophyton
being brought up on a sounding line from a depth of
1800 m in Baffin Bay (Tyler, 1980), and the pioneering
work of Michael and G.O. Sars in Norwegian fjords
(Sars, 1864, 1868).
Establishing the presence of a fauna in the deep sea
presented irresistible challenges to a small group of
scientists led by Charles Wyville Thomson. Wyville-
Thomson used HMS Porcupine to sample the ocean
to the northwest of Scotland and to the west of
Ireland in the late 1860s, and found a fauna at depths
exceeding 4000 m (Thomson, 1873). This series of
cruises established the first ecological observation in
the deep sea by showing that there was a marked
temperature difference associated with faunal change
as one moved across what is now called the Scotland–
Faroes–Iceland Ridge from the warm deep North At-
lantic to the cold deep Norwegian Sea (see Chapter 6).
The results of the Porcupine sampling programme
led directly to the HMS Challenger expedition of
1872 to 1876. This expedition traversed the oceans of
the globe and demonstrated a widespread and varied
fauna in the deep sea, as well as taking numerous
physical and chemical measurements. The results of
this cruise, now considered the forerunner of modern
oceanography, were published in a series of detailed
volumes edited by, and at the expense of, John Murray.
A readable account of the Challenger expedition has
been published by Linklater (1972).
The Challenger expedition led directly to the
‘heroic’ age of deep-sea exploration, with expeditions
sampling many areas of the world’s oceans (Menzies
et al., 1973; Mills, 1983). The heroic age culminated
in the Danish Galathea expedition of 1950 to 1952,
which demonstrated that life could be found in the
deepest of all the oceans, in the ocean trenches. One
of the main outcomes of this age of exploration was
1
17. 2 Paul A. TYLER
the publication of descriptions of the fauna collected
on these voyages.
Taking stock of deep-sea ecology at this point in time
would have led to the establishment of the following
paradigms:
• The deep sea was species-poor.
• It was a tranquil quiescent environment.
• There was a slow rain of material from surface to
the deep (although see Moseley, 1880).
• No primary production occurred within the deep
sea.
The 1960s heralded a new approach to deep-sea
ecology, driven by technology. Quantification became
the name of the game, and to get accurate data it
was necessary to replace the coarse-meshed qualitative
sampling gear of the heroic age with more refined
quantitative gear. This was initially achieved by Howard
Sanders and Robert Hessler from the Woods Hole
Oceanographic Institution, who used an anchor dredge
(later an anchor box dredge: Gage and Tyler, 1991) to
sample a series of stations down to a depth of 5000 m
between Gay Head, Massachusetts and Bermuda. The
fine mesh of the anchor dredge collected a wide variety
of species, many new to science, which had been
missed by the coarse dredges of the heroic age. Thus
the concept of high biodiversity in the deep sea was
established, although the absolute diversity is still very
much subject to debate (see Chapter 10); but it is now
believed that the deep oceans are as diverse as tropical
rain forests.
Although known to be diverse, it was assumed
that the deep-sea system was heterotrophic, relying on
the slow sinking of material from surface waters to
provide an energy source for the inhabitants. The 1970s
and 1980s provided evidence that this environment
was more dynamic than originally thought. The first
example was the discovery of hydrothermal vents
along the Galapagos Ridge in 1977 (see Chapter 4).
For the first time there was evidence that primary
production could take place within the deep sea,
and an ecosystem independent of sunlight had been
discovered. This discovery led to one of the most active
programmes in deep-sea biology, and the discovery of
hydrothermal vents continues to this day. There can be
few people interested in the natural environment who
have not seen photos or videos of these spectacular
environments. Subsequently, a second type of primary-
production environment was observed in the form of
cold seeps (see Chapter 4). Both hydrothermal vents
and cold seeps are driven by the availability of reduced
chemicals such as hydrogen sulphide and methane, the
main difference being the temperature of emission.
In terms of energy availability a parallel, but no less
important, revolution was occurring in understanding
the input of material from surface primary production.
The concept of the slow rain of surface primary pro-
duction to the seabed was challenged by technological
advances, particularly in the use of sediment traps
to collect the sinking material. Such sediment traps,
together with other techniques (see Chapters 2 and 11)
showed that, particularly at temperate latitudes, surface
production sank rapidly to the seabed – on average, at
a rate of ~100 m d−1
. As a result, the signal of seasonal
surface production was transmitted to the seabed, and it
is now known that a number of organisms on the deep-
sea bed respond seasonally to this input. This theme is
explored in many chapters in this volume.
This seasonal perturbation is mild in comparison to
the last major shift in paradigms. Over certain areas
of the seabed, especially under areas of high surface-
eddy kinetic energy, benthic storms are created by
the input of energy to the seabed. These storms are
analogous to the blizzards of Antarctica. They create
strong currents transporting sediment, which is then
deposited in drifts on the seabed, smothering the local
fauna (see Chapter 2).
Lastly, technology has allowed humans to penetrate
this ‘remote’ environment. SCUBA diving is limited to
the top 30 m of the water column; but the development
of submersibles has allowed scientists to dive to the
deep-sea bed and conduct manipulative experiments
as though they were working at the laboratory bench.
Current knowledge of hydrothermal vents and cold
seeps would be insignificant if it were not for the
submersible. Submersibles are still used today; but the
Remote Operated Vehicle (ROV) allows similar access
from the comfort of the surface tender without the
potential dangers of manned submersibles.
Today one may summarize the paradigms for the
deep-sea environment as:
• High species diversity.
• Periods of benthic storms perturbing an apparently
gentle environment.
• Seasonal input of surface-derived energy for het-
erotrophic organisms.
• Primary production at vents and cold seeps.
The change in understanding of the deep sea has
been a function of an increase in the ability of scientists
to gain knowledge from this environment. Despite
recent recognition of the above paradigms, all of them
18. INTRODUCTION 3
are natural phenomena. As yet the deep sea is exploited
only to a very limited extent, but this may change in
the future. Disposal of waste has become prominent on
the political agenda, particularly as land-based disposal
areas become saturated. The deep sea has already been
used for the disposal of low-level radioactive waste,
pharmaceuticals and dredge spoil (see Chapter 13).
Possibly more insidious is the use of the deep sea
in relation to climate change. There is evidence of
‘natural’ decadal-scale changes in the fauna of the
northeast Atlantic, possibly related to climate change.
The deep sea has also been suggested as a repository
for the excess carbon dioxide causing the so-called
‘greenhouse effect’. The vastness of the deep ocean
aids its very stability, but in localized areas this is
already being challenged. The public outcry over the
‘Brent Spar’ (see Chapter 13) demonstrates that public
awareness of this environment is increasing rapidly.
Finally, with the decline of continental-shelf fisheries,
fishing fleets are moving into deeper and deeper water,
and there is evidence that at least one deep-sea fish,
the orange roughy (Hoplostethus atlanticus), is already
overexploited.
THE DEEP SEA TODAY
What is the deep-sea? Ask virtually any deep-sea
biologist and you get a slightly different answer.
For most, it is the region below 200 m, representing
the transition from the continental shelves to the
continental slope. This is the boundary that has been
selected for this volume (see Chapter 2). Definitions
based on light penetration, depth of the mixed surface
layer, or temperature may be just as valid (see Gage
and Tyler, 1991).
The approach to this volume has been to examine
the deep sea from a number of facets, and differs
from the approach of most previous volumes in this
series. The linking theme between all the chapters is
the availability of energy for organisms in the water
column and at the deep-sea floor. Chapters 2, 3 and
4 examine environmental aspects of the deep sea –
specifically the deep-sea floor, the water column and
reducing environments. Chapters 5, 6, 7, 8, and 9
examine the ecology of the major oceans and those
seas peripheral to the main ocean that have waters of
oceanic depth. Chapters 10, 11 and 12 examine some
of the specific processes that occur within the deep-sea
ecosystem; and Chapter 13 explores the anthropogenic
impact that has taken place or that may occur in the
future.
ACKNOWLEDGEMENTS
I would like to take this opportunity to thank all the
authors who have contributed to this volume. I may
be editor but it has been a collective enterprise by a
series of world-class scientists whose passion is for
the marine environment and the deep sea in particular.
I would also like to thank David Goodall for his
forbearance throughout its production.
REFERENCES
Forbes, E., 1844. Report on the Mollusca and Radiata of the Aegean
Sea, and their distribution, considered as bearing on geology.
Report (1843) to the 13th meeting of the British Association for
the Advancement of Science, pp. 30–193.
Gage, J.D. and Tyler, P.A., 1991. Deep-Sea Biology: A Natural History
of Organisms at the Deep Sea Floor. Cambridge University Press,
Cambridge, 504 pp.
Linklater, E., 1972. The Voyage of the Challenger. Murray, London.
Menzies, R.J., George, R.Y. and Rowe, G.T., 1973. Abyssal Ecology
and Environment of the World Ocean. Wiley Interscience, New
York.
Mills, E.L., 1983. Problems of deep-sea biology: an historical
perspective. In: G.T. Rowe (Editor), The Sea, Vol. 8. Wiley
Interscience, New York, pp. 1–79.
Moseley, H.N., 1880. Deep-sea dredging and life in the deep sea.
Nature, 21: 543−547, 569−572, 591−593.
Sars, M., 1864. Bemaerkninger Over det Dyriske Livs Udbredning
I Havets Dybder, Christiana. Videnskabs-Selskabs Forhandlinger
for 1864.
Sars, M., 1868. Fortsatte Bemaerkninger Over det Dyriske Livs
Udbredning I Havets Dybder, Christiana. Videnskabs-Selskabs
Forhandlinger for 1868.
Thomson, C.W., 1873. The Depths of the Sea. MacMillan, London,
527 pp.
Tyler, P.A., 1980. Deep-sea ophiuroids. Oceanogr. Mar. Biol. Ann.
Rev., 18: 125−153.
20. Chapter 2
THE DEEP-SEA FLOOR: AN OVERVIEW
David THISTLE
INTRODUCTION
This chapter provides a general introduction to the
ecosystem of the deep-sea floor, beginning with a
description of the physical environment of the deep sea.
A section on how information is obtained about the
deep-sea-floor ecosystem follows, because knowledge
of this ecosystem is greatly influenced by the effective-
ness of the available technology. Introductions to the
fauna of the deep sea where the substratum is sediment
(soft bottoms) and where it is not (hard bottoms) follow.
The chapter concludes with a section on the pace of life
in the deep sea.
The geographic extent of the deep-sea-floor
ecosystem
The deep sea is usually defined as beginning at the
shelf break (Fig. 2.1), because this physiographic
feature coincides with the transition from the basically
shallow-water fauna of the shelf to the deep-sea fauna
(Sanders et al., 1965; Hessler, 1974; Merrett, 1989).
The shelf break is at about 200 m depth in many parts
of the ocean, so the deep sea is said to begin at 200 m.
The deep-sea floor is therefore a vast habitat, cov-
ering more than 65% of the Earth’s surface (Sverdrup
et al., 1942). Much of it is covered by sediment, but
in some regions (e.g., mid-ocean ridges, seamounts)
bare rock is exposed. In the overview of environmental
conditions that follows, the information applies to both
hard and soft bottoms unless differences are noted. The
ecosystems of hydrothermal vents and cold seeps are
special cases and are described in Chapter 4.
Environmental setting
The deep-sea floor is an extreme environment; pressure
is high, temperature is low, and food input is small.
It has been characterized as a physically stable envi-
ronment (Sanders, 1968). Below I review the major
environmental variables and indicate circumstances
under which these environmental variables constitute
a biological challenge. I also show that the image
of the deep-sea floor as monotonous and stable
0
1
2
3
4
5
6
Distance from shore
Depth
(km)
Continental shelf
Continental
rise Abyssal plain
Shelf break
Continental
slope
Bathyal
zone
Abyssal
zone
Fig. 2.1. Diagrammatic cross section of the ocean showing the major physiographic features and major depth zones. The sublittoral zone
(0–200 m) is not labeled, and the hadal zone (6000–10 000+ m) is not shown. Modified from Gage and Tyler (1991). Copyright: Cambridge
University Press 1991. Reprinted with the permission of Cambridge University Press.
5
21. 6 David THISTLE
must be tempered for some variables and some
locations.
Pressure
Pressure increases by one atmosphere (105
Pascals)
for every 10-m increase in water depth, so pres-
sure varies from 20 atm at the shelf-slope break to
1000 atm in the deepest parts of the trenches. Pressure
can affect organisms physiologically. For example, high
deep-sea pressures oppose the secretion of gas. Many
bottom-associated deep-sea fishes that use a gas-filled
swim bladder to regulate their buoyancy (Merrett,
1989) overcome this problem, in part, by increasing
the length of the retia mirabilia (Marshall, 1979), a
component of the system that secretes gas into the swim
bladder.
Pressure also affects an organism biochemically
because the performance of proteins (e.g., enzymes)
and lipid structures (e.g., membranes) changes with
pressure. For example, any biochemical reaction that
involves an increase in volume at any step in the
transition from reactants to products will proceed
more slowly as pressure increases (Hochachka and
Somero, 1984). A species that lives in the deep sea
must have adaptations that reduce or eliminate the
pressure effects on reaction rates. Such adaptations
include modifications of the enzymatic machinery (e.g.,
changes to the amino-acid sequence of an enzyme) to
reduce or eliminate volume changes during catalysis
(Siebenaller and Somero, 1978). These adaptations
come with a cost; pressure-insensitive enzymes are not
as efficient at shallow-water pressures as are those of
shallow-water species (Hochachka and Somero, 1984).
This requirement for molecular-level adaptations has
been postulated to constitute an evolutionary barrier
that must have been overcome by those species that
successfully entered the deep sea.
Bottom-water temperature
Bottom-water temperatures generally decrease with
increasing depth, reaching ~2ºC on the abyssal plain,
but the pattern varies with latitude and region (Mantyla
and Reid, 1983; Fig. 2.2). Above about 500 m in mid-
latitude, temperature varies seasonally, but with dimin-
ishing amplitude with increasing depth (Figs. 2.2, 2.3).
It should be noted that, at high latitudes, the vertical
gradient in bottom-water temperature is small (Sver-
drup et al., 1942). A small vertical temperature gradient
also occurs in regions where the bottom water is warm
(e.g., the Mediterranean Sea and the Red Sea).
Fig. 2.2. Typical profiles of mean temperature versus depth for the
open ocean. Modified from Pickard and Emery (1990). Reproduced
by permission of Butterworth Heinemann.
0
200
400
600
800
1000
1200
1400
24
22
20
18
16
14
12
10
8
6
4
2
0
-2
Temperature ( C)
o
Depth
(m)
Minimum
temperature
Maximum
temperature
Fig. 2.3. Annual temperature variation in the western North Atlantic
illustrating the diminishing amplitude of seasonal variation with
depth. Modified from Sanders (1968). Reproduced by permission of
the University of Chicago Press. Copyright 1968 by the University
of Chicago.
In summary, most of the water overlying the deep-
sea floor is cold compared to that over most shallow-
water habitats. At depths below ~800 m, temperature is
remarkably constant (Fig. 2.3). In the abyss, temporal
variation is measured in the second decimal place
and occurs, for example, because internal tides and
waves cause the oscillation of isothermal surfaces.
Hydrothermal vents are exceptions; they occur in the
cold deep sea, but temperatures near them are elevated
and variable (see Chapter 4).
The low temperatures have consequences for deep-
sea-floor organisms because the cold reduces chemical
reaction rates and shifts reaction equilibria toward
reactants and away from products (Hochachka and
Somero, 1984). To metabolize at reasonable rates,
deep-sea species must have biochemical machinery that
compensates. For example, low temperatures decrease
22. THE DEEP-SEA FLOOR: AN OVERVIEW 7
enzyme flexibility and, therefore, catalytic rates. This
effect can be offset over evolutionary time by changes
in the amino-acid sequence of an enzyme to reduce the
number of weak interactions (e.g., hydrogen bonds) that
stabilize its three-dimensional structure (Hochachka
and Somero, 1984). The necessity for such adaptation
to low temperatures, like that to high pressure, may
constitute a barrier which a warm-water shallow-water
lineage must overcome evolutionarily to colonize the
cold deep sea.
Salinity
In shallow, coastal waters, salinity can affect benthic
species. For example, in estuaries, the organisms must
be adapted physiologically to live in water that changes
salinity with the tides. In most of the deep sea, on the
other hand, the salinity of the bottom water is fully
marine (c. 35‰). Exceptions include the Mediterranean
and Red Sea (39‰) and hypersaline basins such as
the Orca Basin in the Gulf of Mexico (c. 300‰: Shokes
et al., 1976). At most locations in the deep sea, salinity
varies little with time, and that variation appears to be
irrelevant to the ecology of deep-sea organisms.
Oxygen
Oxygen enters the ocean by exchange with the
atmosphere and as a by-product of photosynthesis by
marine plants in the euphotic zone. The dissolved
gas is carried to the deep-sea floor by the descent of
surface waters. The water overlying most of the deep-
sea floor is saturated with oxygen or nearly so (5–
6 ml °−1
), and the variation in space and time of oxygen
concentration on the scale of an individual organism
is small in absolute terms and does not constitute an
environmental challenge for organisms living in the
near-bottom water or on the seabed.
Two major conditions reduce oxygen concentration
to levels that are problematic for organisms. First,
organic material (e.g., fecal pellets) that falls from
the euphotic zone is decomposed by aerobic bac-
teria and is consumed by zooplankton as it sinks.
The decomposition and animal respiration reduce the
oxygen concentration, producing an oxygen-minimum
layer in mid-water, usually between 300 m and 1000 m
depth (Fig. 2.4). Where this layer intersects the
deep-sea floor, the bottom fauna can be reduced or
eliminated (Sanders, 1969). For example, the water
bathing Volcano 7 (in the eastern tropical Pacific)
above 750 m has an oxygen concentration of 0.08–
1000
2000
3000
4000
0.25
0.20
0.15
0.10
0.05
7
6
5
4
3
2
1
0
A B C
Oxygen (ml l )
-1
Oxygen (mol m )
-3
Depth
(m)
Fig. 2.4. The vertical distribution of dissolved oxygen illustrating the
oxygen minimum zones in different regions: (A) south of California,
(B) the eastern part of the South Atlantic, and (C) the Gulf Stream.
Modified from Anonymous (1989). Reproduced by permission of
Butterworth Heinemann.
0.09 ml °−1
, and the mean abundance of sediment-
dwelling animals caught on a 0.300-mm mesh sieve
is 1854 individuals m−2
. Just below 750 m, the oxygen
concentration is slightly higher (0.11–0.16 ml °−1
), and
the mean abundance quadruples to 8457 m−2
. The
pattern for the hard-bottom fauna on Volcano 7 is
similar (Wishner et al., 1990).
The second circumstance concerns basins where the
bottom water does not freely exchange with that of
the surrounding region, for example, because of a
topographic barrier. The reduced exchange decreases
the oxygen-supply rate to the bottom waters of the
basin. Organic material settles into the basin and is
decomposed by microbes. Depending on the balance
between the rate at which oxygen is supplied and the
rate at which it is consumed, the oxygen concentration
in the bottom waters can be much less than that of
the surrounding region, or even zero. Such conditions
can reduce or eliminate the aerobic benthic fauna. It
should be noted that oxygen conditions need not be
constant; for instance, the Santa Barbara Basin has
alternated between oxic and reduced-oxygen conditions
many times in the last 60 000 years (Behl and Kennett,
1996; Cannariato et al., 1999).
The ecological effects of low oxygen concentra-
tion in the overlying water are complex. For the
macrofauna1
, diversity begins to decline at oxy-
1 Macrofauna, meiofauna: see Table 2.1, p. 11.
23. 8 David THISTLE
gen concentrations of ~0.45 ml °−1
(Levin and Gage,
1998).
In terms of abundance, standing stocks at some
low-oxygen sites are very low (Sanders, 1969; Levin
et al., 1991), whereas at others they are remarkably
high (Levin et al., 2000). Sites of high abundance
seem to occur where oxygen concentration exceeds
~0.16 ml °−1
(Levin et al., 2000) and the flux of organic
carbon is high (Sanders, 1969). Where abundances
are high, the number of species that constitute the
fauna tends to be low relative to that at comparable,
high-oxygen sites, suggesting that only a few species
have solved the physiological problems presented by
the low oxygen concentration and that the ecological
reward for those that have is substantial. Interestingly,
the identity of the successful species varies from
site to site, suggesting that adaptation to low oxygen
concentrations has occurred many times. In general,
tolerance of reduced oxygen increases from crustaceans
to molluscs to polychaetes, but some exceptions are
known (Levin et al., 2000).
Meiofauna1
are also sensitive to reduced oxygen.
In oxygen-minimum zones, the diversity of benthic
foraminiferan faunas tends to be reduced, and most
individuals belong to a small number of species
(Sen Gupta and Machain-Castillo, 1993). Experimental
evidence from shallow water reveals that tolerance
to oxygen stress generally decreases from benthic
copepods to nematodes and soft-shelled foraminifers to
hard-shell foraminifers (Moodley et al., 1997). These
taxon-specific differences in tolerance imply that as
oxygen-stress increases the meiofauna will change in
composition.
Oxygen concentration also varies with depth in
the sediment. Oxygen enters the pore water of deep-
sea sediments by diffusion and by the activities of
organisms that pump or mix water into the sediment.
Oxygen is consumed by animal and microbial res-
piration and by chemical reactions in the sediment.
Where the deposition rate of labile organic matter is
relatively high and the oxygen concentration in the
bottom water is low, as in the basins of the California
Continental Borderland, free oxygen disappears within
the first centimeter (Reimers, 1987). Where organic-
matter deposition rates are low and the bottom water
is well oxygenated, as beneath the oligotrophic waters
of the central North Pacific, abundant free oxygen is
present several centimeters into the seabed (Reimers,
1987). The depth of oxygen penetration into the
sediment limits the vertical distribution of organisms
that require it, such as most metazoans.
Light
Light intensity decreases exponentially with depth
in the water column because incident photons are
absorbed or scattered. Particles suspended in the water
(sediment particles, phytoplankton cells) increase both
absorption and scattering, but even in the clearest ocean
water no photosynthetically useful light reaches the
sea floor below about 250 m (Fig. 2.5). Therefore,
the deep-sea floor (except the shallowest 50 m) differs
from more familiar ecosystems in that plant primary
production does not occur. Except for hydrothermal-
vent and cold-seep communities, the food of deep-sea-
floor organisms must be imported (see Chapter 11).
The paucity of food reaching the deep-sea floor has
profound consequences for the ecology of organisms
living there.
The decrease of light intensity with increasing depth
has other consequences for deep-sea species. For
example, in shallow water most isopods have eyes.
As depth increases, the proportion of isopod species
without eyes increases until, at abyssal depths, eyes
are absent (Hessler and Thistle, 1975; see Thurston
and Bett, 1993, for amphipods). The implication of
this pattern is that vision is of decreasing importance
for some animal groups as depth increases. Its role in
the ecology of these species (in prey location, in mate
location, in movement) must be taken over by other
senses such as chemoreception and mechanoreception.
Also, the blindness suggests that they do not use
bioluminescence, which is important to many animals
of the deep water column (Chapter 3). Demersal fishes
(e.g., Macrouridae) show a parallel pattern. They can
have eyes, even at great depth, but eyes are smaller in
deeper-living species (Marshall, 1979).
Near-bottom flow
In much of the deep sea, the near-bottom water
moves slowly compared to that in shallow-water
environments. Speeds in the bathyal zone tend to be
less than 10 cm s−1
at 1 m above the bottom, those in
the abyssal zone less than 4 cm s−1
. Speeds in both
environments vary little from day to day at a location
(Eckman and Thistle, 1991). Because the horizontal
flow speed must decrease to zero at a solid boundary
(Vogel, 1981), the horizonal speeds just above the
seabed will be much less than those 1 m above. These
flows are benign in that they are too slow to erode
sediment or benthic organisms. The flow does move
24. THE DEEP-SEA FLOOR: AN OVERVIEW 9
0
200
400
600
800
1000
1200
10-11 10-9 10-7 10-5 10-3 10-1 101 103 105
Light intensity ( W cm )
m -2
Limit of
phytoplankton
growth
Clear coastal water
Depth
(m)
Clearest ocean water
Euphotic
Aphotic Disphotic
Limit of crustacean
phototaxis
Detection limit for deep-sea fishes
Fig. 2.5. The attenuation of light under different conditions of water clarity. Modified from Parsons et al. (1977). Reproduced by permission
of Butterworth Heinemann.
some material, in particular phytodetritus (flocculent
material of low specific density consisting of phyto-
plankton cells in an organic matrix, Billett et al., 1983),
which accumulates in depressions (Lampitt, 1985). The
water is never still, because tidal forces move water
at all ocean depths. As a result, the water bathing
all sessile sea-bed organisms slowly changes, bringing
food and removing wastes.
Near-bottom velocities are not slow everywhere in
the deep sea. At a site at the base of the Scotian
Rise (North Atlantic), near-bottom flows 5 m above the
bottom can approach 30 cm s−1
(Gross and Williams,
1991). During periods of fast flow, the sediment can
be eroded. These “benthic storms” occur several times
each year and have consequences for the fauna. The
fast flows can have positive effects. For example, the
increase in the horizontal food flux benefits some
species (Nowell et al., 1984). In contrast, surface-living
crustaceans can be significantly less abundant than at
quiescent deep-sea sites (Thistle and Wilson, 1996).
Many soft-bottom regions experience erosive flows (see
Fig. 1 of Hollister and Nowell, 1991). Such flows also
prevent sediment settling from above from covering the
horizontal surfaces of some deep-sea hard bottoms.
The soft-bottom seafloor
Deep-sea sediments consist, in part, of particles
derived from the weathering of rock on land (= ter-
rigenous particles), which are transported to the sea
by wind and in rivers. In consequence, the supply of
terrigenous particles is highest near the continents. The
rate of supply and the size of the particles decrease with
distance from land.
Deep-sea sediments also contain particles produced
by planktonic organisms in the overlying water. Di-
atoms, radiolarians, and silicoflagellates make silica
shells; foraminifers, coccolithophores, and pteropods
make calcium carbonate shells. As depth increases,
the rate of silica and calcium carbonate dissolution
increases, but at a given depth, calcium carbonate
dissolves more rapidly. The contribution of shells to
the sediment depends on the rate at which they are
produced in the overlying water and the rate at which
they dissolve in the water column and at the seafloor.
If shells constitute more than 30% by volume of the
deposit, the sediment is called a biological ooze (Gage
and Tyler, 1991).
The balance between the rates of supply of terrestrial
and biological particles and the rate of dissolution
of biological particles controls the local sediment
composition. For example, only a small amount of
terrigenous material reaches the areas farthest from
land, but the productivity of the overlying waters in
these areas (oceanic central gyres) is so small that the
25. 10 David THISTLE
few shells that are produced and fall to the seafloor are
dissolved away. As a result, the sediment (abyssal red
clay) consists of terrigenous particles. Accumulation
rates are low, c. 0.5 mm per thousand years.
Where productivity is high, the production rate of
both siliceous and calcium carbonate shells is high.
If the water is deep, the calcium carbonate shells
that reach the seafloor dissolve. The sediment will
be composed of terrigenous and siliceous particles, a
diatomaceous or a radiolarian ooze. For example, a
radiolarian ooze occurs under the band of high produc-
tivity along the equator in the Pacific. Some productive
regions occur where the underlying water is relatively
shallow. In these regions, the rate of calcium carbonate
dissolution is much reduced, and foraminiferan and
coccolithophorid oozes occur (e.g., along most of
the Mid-Atlantic Ridge) because production by these
plankters is greater than that by those producing silica
shells. Biological oozes accumulate at a relatively rapid
rate of centimeters per thousand years. Near continents,
the supply of terrestrial particles overwhelms that of
biological particles, and biological oozes do not form.
Accumulation rates vary, but they are higher than for
biological oozes.
A substantial portion of the surface area of soft
bottoms can be occupied by pebble- to cobble-sized
manganese nodules. Manganese nodules are accretions
of metals (mostly iron and manganese) that grow
slowly (~1 mm per 10 000 y). They occur in a few
regions of the deep Atlantic, but widely in the deep
Pacific, particularly beneath the central gyres. At their
most abundant, nodules can almost completely cover
the surface of the seabed.
Large-scale processes control sediment composition,
so it tends to be uniform over hundreds of square kilo-
meters. At the spatial scale at which most individual
organisms experience their environment (millimeters
to meters), the seafloor is made heterogeneous by
two processes. The organisms themselves structure the
seafloor by building tubes, tests, and mudballs in which
to live (Fig. 2.6). These structures are used by other
organisms as habitat (Thistle and Eckman, 1990). The
second process is small-scale disturbance that creates
patchiness in the deep-sea floor – in, for example,
species composition, sediment texture, and food con-
tent (Grassle and Sanders, 1973; Grassle and Morse-
Porteous, 1987). Where they occur, manganese nodules
Fig. 2.6. Some representative organism-constructed structures from
deep-sea soft-bottom habitats. A. Empty test of the foraminiferan
Oryctoderma sp., which is inhabited by a polychaete. B. and
C. Foraminifers (the dashed line indicates the surface of the
sediment). Scale lines equal 1.0 mm. Modified from Thistle (1979).
Reproduced with permission of Plenum Press.
impose a third type of small-scale heterogeneity on the
surrounding soft bottom.
Environmental variation in geologic time
The preceding description of physical conditions in
the deep sea applies to the modern ocean, but an
understanding of modern deep-sea communities cannot
be achieved without the incorporation of a historical
perspective, because environmental changes at many
time scales have helped to shape the present fauna. For
example, since the early Eocene (~54 Ma BP)2
, deep-
water temperatures have decreased from about 12ºC
to their present values (Flower and Kennett, 1994) in
four major cooling phases, in the early Middle Eocene,
Late Eocene, Late Miocene, and Plio-Pleistocene
(Lear et al., 2000). These abrupt temperature changes
have been correlated with changes in the deep-sea
fauna. For example, the sharp drop at the Eocene–
Oligocene boundary (~38 Ma BP) is correlated with
large changes in the benthic foraminifer (Kennett,
1982) and ostracod (Benson et al., 1984) assemblages.
Within the Pliocene (2.85–2.40 Ma BP), bottom-water
temperatures varied by 2ºC on a 40 000-yr time
scale in the North Atlantic, as glaciers advanced and
2 1 Ma = 106 years.
26. THE DEEP-SEA FLOOR: AN OVERVIEW 11
retreated because of variation in the Earth’s axis of
rotation. These temperature changes are correlated with
changes in ostracod diversity (Cronin and Raymo,
1997). In the last 60 000 years, global warming
and cooling cycles on a 1000-yr time scale are
correlated with changes in foraminifer assemblages
in the deep sea off California (Behl and Kennett,
1996).
Summarizing, in much of the deep sea the variability
in temperature, salinity, and oxygen over ecological
time at a location is not important, and current
velocities are nonerosive. In this sense, the deep-sea-
floor environment is physically stable (Sanders, 1968).
Even in regions with these physical characteristics,
the sediment is heterogeneous at the millimeter-to-
meter scale because of the modifications made by the
organisms, small-scale disturbances, and manganese
nodules. In contrast to these physically quiescent
areas, some deep-sea locations experience erosive
currents (Hollister and Nowell, 1991; Levin et al.,
1994).
OBTAINING INFORMATION ABOUT THE
DEEP-SEA-FLOOR ECOSYSTEM
By definition, 200 m or more of seawater separates
deep-sea ecologists from the environment that they
study. They, therefore, depend totally on technology
to obtain information. Any shortcomings of their
sampling devices must be understood, because defects
can distort perceptions of the deep-sea-floor ecosystem.
For example, the deep-sea floor was thought to be a
species-poor environment until Hessler and Sanders
(1967) showed that this erroneous view resulted from
the inadequacies of older samplers.
No single device can sample the entire size range
of deep-sea organisms (from bacteria ~1 mm to fish
50 cm) quantitatively and efficiently. Fortunately, the
sizes of deep-sea organisms are not spread evenly over
this range but tend to fall into a small number of size
classes (Mare, 1942; Schwinghamer, 1985; Table 2.1,
Fig. 2.7). Sampling techniques have been developed for
each. The size classes have the additional advantage
that major taxa tend to occur primarily in a single
size class, at least as adults. For example, polychaetes,
bivalves, and isopods are macrofauna; nematodes and
copepods are meiofauna. The technologies in current
use differ in their suitability for the study of the various
size classes.
Table 2.1
Published size categories of deep-sea benthic organisms
Category Lower size
limit
Sampler Representative
taxa
Megafauna centimeters trawls,
photographs
fishes,
sea urchins
Macrofauna 250–500 mm corers polychaetes,
bivalves
Meiofauna 32–62 mm corers nematodes,
harpacticoids
Microbiota microns corers protists
Fig. 2.7. Size–abundance relationships in the benthos showing the
gaps in the distribution that underlie the use of size classes.
Equivalent spherical diameter is the diameter of a hypothetical sphere
having a volume equal to that of the organism. Gray regions indicate
the variability in the size-class boundaries used by different workers.
Megafauna are those organisms that are visible in photographs of the
seabed taken at more than about one meter off the bottom. Modified
from Jumars (1993). Copyright 1993 by Oxford University Press, Inc.
Used by permission of Oxford University Press, Inc.
Cameras
Cameras, mobile or stationary, are used to study the
deep-sea-floor megafauna (Owen et al., 1967). Most
deep-sea cameras use film, although video cameras and
recorders are becoming more common. Because the
deep sea is dark, a light source is paired with the
camera. Circuitry to control the camera and light source
and a source of power (batteries) complete the system.
All components are housed in pressure-resistant cases.
Megafaunal organisms (e.g., demersal fishes, brittle
stars) are sparse, and some are highly mobile and can
avoid capture by mechanical sampling devices (see
below). Because mobile cameras can be used to survey
kilometer-scale transects relatively unobtrusively (but
27. 12 David THISTLE
see Koslow et al., 1995), they have been crucial in es-
timating the abundance and biomass of such organisms
and in discerning their distribution patterns (Hecker,
1994). For surveys, vertically oriented cameras have
been suspended above the seabed from a ship’s trawl
wire to photograph the seabed as the ship moves (Rowe
and Menzies, 1969; Huggett, 1987). Cameras have
also been mounted obliquely on towed sleds (Thiel,
1970; Rice et al., 1982; Hecker, 1990) and on research
submarines (Grassle et al., 1975).
Cameras have also been important in documenting
the behavior of deep-sea megafauna, and in the dis-
covery of rates of some deep-sea processes. For these
purposes, cameras are mounted in frames (vertically
or obliquely) and left for times ranging from hours to
months, taking photographs at preset intervals (Paul
et al., 1978). At the appropriate time, ballast weights
are released, and the buoyant instrument package
rises to the surface for recovery. This “free-vehicle”
approach (Rowe and Sibuet, 1983) has been used,
for example, to document the date of appearance of
phytodetritus on the seafloor (Lampitt, 1985), the rates
of mound-building by an echiurid (Smith et al., 1986),
and megafaunal activity rates (Smith et al., 1993).
Stationary cameras with bait placed in the field of view
have been crucial to the discovery and study of food-
parcel-attending species in the deep sea (Hessler et al.,
1972).
Cameras cannot provide information about smaller
epibenthic organisms or organisms of any size that
are inconspicuous or evasive or that live below the
sediment-water interface and make no conspicuous
indications of their presence on the sediment surface.
Further, cameras return no specimens, so they are not
useful for work that requires biological material such as
physiological or taxonomic studies (but see Lauerman
et al., 1996).
Trawls, sledges, and sleds
Some devices (trawls and sledges) have been used to
collect megafauna. They consist of a mesh collecting
bag and a means of keeping the mouth of the bag
open (Fig. 2.8). A sledge has runners upon which
the device rides; a trawl does not. Both are pulled
along the seabed, collecting megafaunal invertebrates
and fishes living on or very near the seabed. Smaller
organisms are lost through the openings in the mesh.
For some purposes, these devices have an advantage
over cameras because they collect specimens, but they
Fig. 2.8. Some deep-sea trawls (drawn roughly to scale). A, 3-m-
wide Agassiz trawl; B, 6-m-wide beam trawl; C, a semiballoon otter
trawl. Modified from Gage and Tyler (1991). Copyright: Cambridge
University Press 1991. Reprinted with the permission of Cambridge
University Press.
sample much less area per unit time than cameras and
fail to collect agile species that detect the approach of
the device and escape. Much effort has been expended
toward improving these samplers (Rice et al., 1982;
Christiansen and Nuppenau, 1997), but the best that has
been achieved is a device that collects all individuals of
a few species, a constant proportion of others, and none
or a varying proportion of others. The simultaneous use
of camera and trawl or sledge surveys may be the best
approach to quantification of the megafauna.
The epibenthic sled (Hessler and Sanders, 1967)
is a type of sledge designed to collect macrofauna
from the sediment surface and from the top few
centimeters of seabed (Fig. 2.9). The collecting bag
has a smaller mesh than that used in a trawl or sledge.
As a sled is towed along the seabed, an (adjustable)
cutting blade slices under the upper layer of sediment,
Fig. 2.9. The epibenthic sled used to collect large, non-quantitative
samples of deep-sea infauna and epifauna. For scale, each runner
is 2.3 m long by 0.3 m wide. The right-hand figure illustrates the
operation of the sled. Modified from Hessler and Sanders (1967).
Copyright: Elsevier Science.
28. THE DEEP-SEA FLOOR: AN OVERVIEW 13
which moves into the collecting bag. Sleds collect
macrofauna in large numbers, supplying specimens for
research in which properties of each individual must
be determined – for example, studies of reproductive
biology, biomass distribution, and taxonomy. Sleds do
not collect every individual in their path in the layer
to be sampled because the mouth of the bag clogs
with sediment as the sled moves along the seabed
(Gage, 1975), so sleds are inappropriate for quantitative
studies. They can also damage delicate specimens (e.g.,
the legs of isopods tend to be broken off) and cannot
sample macrofauna living at greater depths than 1–
2 cm.
The deep-sea-floor ecosystem extends into the near-
bottom water because some animals living in or on
the seabed make excursions into the near-bottom water,
and some animals living in the water just above the
seabed interact with the seafloor. Hyperbenthic sledges
(see also Rice et al., 1982) have been developed to
sample the near-bottom water. Such sledges consist
of runners and a frame supporting a vertical array of
opening–closing nets (Dauvin et al., 1995; Fig. 2.10).
A
B
C
D E
F
Fig. 2.10. The hyperbenthic sled, a device for collecting deep-sea
animals in the waters just above the seabed. The device is 1.51 m
tall. A, Attachment point for the cable to the ship; B, frame; C, mouth
of a sampler; D, net; E, sample container; F, runner. Modified from
Dauvin et al. (1995). Copyright: Elsevier Science.
The usual limitations of plankton nets apply to these
samplers (e.g., bias in collections owing to differences
in avoidance behavior among species, variable filtering
efficiency resulting from net clogging). In addition, the
frame may put animals from the seabed into suspension
and thus cause them to be caught, particularly in the
lowest net. Despite their limitations, these samplers
provide access to an understudied component of the
deep-sea fauna (see also Wishner, 1980).
Despite their limitations, most of the taxonomic,
systematic, and biogeographic research on the deep-
sea fauna has been based on the large collections
that trawls, sledges, and sleds provide (Hessler, 1970).
This research has resulted in discoveries regarding, for
example, the high diversity of the deep-sea-floor fauna
(Hessler and Sanders, 1967) and the systematics and
phylogeny of major invertebrate groups (Wilson, 1987).
Also, such samples taken repeatedly from the same area
have provided information on temporal phenomena,
in particular reproductive periodicity in the deep sea
(Rokop, 1974; Tyler et al., 1982).
Corers
Corers are used to sample macrofauna, meiofauna, and
microbiota. Two types are presently in common use.
Box corers, in particular the USNEL-Sandia 0.25-m2
box corer (Hessler and Jumars, 1974; Fig. 2.11), are
Fig. 2.11. An advanced version (Hessler–Sandia) of the USNEL
box corer (shown in the closed position), a device for collecting
quantitative samples of deep-sea macrofauna. The width of the
sample box is 0.5 m. A, The detachable spade; B, vent flaps in the
open position for descent; C, vent flaps in the closed position for
ascent; D, cable to the ship. Some details omitted. Modified from
Fleeger et al. (1988).
lowered on a ship’s trawl wire. About 100 m above
bottom, the rate of descent is slowed to 15 m min−1
until the corer penetrates the bottom. This relatively
high entry speed is necessary to minimize multiple
touches and pretripping. As the corer is pulled out
of the seabed, the top and bottom of the sample box
are closed. The advantages of a box corer are that it
takes a sample of known area to a depth (20 cm) that
encompasses the bulk of the vertical distribution of
deep-sea organisms.
Box corers are not strictly quantitative. They occa-
sionally collect megafaunal individuals, but megafauna
are too rare to be effectively sampled. Further, the
29. 14 David THISTLE
pressure wave that precedes the corer (even in the
most advanced designs only about 50% of the area
above the sample box is open) displaces material of low
mass (e.g., the flocculent layer, phytodetritus; Jumars,
1975; Smith et al., 1996), if any is present (Thistle and
Sherman, 1985). Therefore, box-corer samples usually
underestimate abundances of organisms that live at the
sediment surface or in the upper millimeters. The bias
becomes worse as animals decrease in size and mass
(see Bett et al., 1994).
Deliberate corers (Craib, 1965; Fig. 2.12) are alter-
Fig. 2.12. Scottish Marine Biological Laboratory multiple corer, a
device for collecting quantitative samples of deep-sea meiofauna,
phytodetritus, and other materials that would be displaced by
the pressure wave preceding a box corer. A, Sampling tubes;
B, supporting frame; C, hydraulic damper; D, cable to the ship.
Some details omitted. Modified from Barnett et al. (1984). Copyright:
Elsevier Science.
natives to box corers. These devices consist of a frame,
one or more samplers carried on a weighted coring
head hanging from a water-filled hydraulic damper,
and mechanisms to close the top and bottom of the
sampler(s) during recovery (Soutar and Crill, 1977;
Barnett et al., 1984). The corer is lowered on the
ship’s trawl wire. At the seabed, the frame takes the
weight of the coring head. When the wire slackens, the
hydraulic damper allows the coring head to descend
slowly, which forces the sampler(s) into the seabed. As
a consequence, the pressure wave is minimal. When
the trawl wire begins to wind in, the coring head
rises, allowing the top and bottom closures to seal the
sampler(s).
The advantage of deliberate corers is that they can
sample quantitatively material that would be displaced
by the bow wave of a box corer (Barnett et al., 1984).
The disadvantage is that the surface area sampled tends
to be smaller; also, stiff sediments are not penetrated
as well as when box corers are used. Thus, despite
the superior sampling properties of deliberate corers
(Bett et al., 1994; Shirayama and Fukushima, 1995),
box corers are still used because, for some taxa (e.g.,
polychaetes) in some environments (e.g., areas of the
abyss with low standing stocks), deliberate corers
collect too few individuals to be useful.
Corers have also been developed for use with
research submarines and remotely operated vehi-
cles (ROVs). Tube corers are plastic cylinders (~34 cm2
in cross section), each fitted with a removable head
that carries a flapper valve and a handle by which the
sampler is gripped. To sample, the mechanical arm
of the research submarine or ROV presses the corer
into the seabed. The corer is then removed from the
seabed and transferred to a carrier that seals its bottom.
With this method of coring, samples can be taken
from precisely predetermined locations, allowing the
sampling of particular features or previously emplaced
experimental treatments (Thistle and Eckman, 1990).
Even though these corers enter the seabed slowly, the
water in the corer tube must be displaced for the
sediment to enter, so that there is a bow wave, but its
effect has not yet been measured. Also, because the
bottom of the corer is not sealed during the transfer
to the carrier, these cores can only be used in deposits
where the subsurface sediment seals the corer, i.e.,
cohesive muds.
Modified Ekman corers are also commonly used by
research submarines and ROVs. These corers consist of
a metal box of surface area typically between 225 cm2
and 400 cm2
, with a handle for a mechanical arm to
grasp and with mechanisms to close the top and bottom
after a sample has been taken. These corers have the
advantages that they can be deliberately positioned;
they take larger samples than do tube corers; and,
because they are sealed at the bottom as the sample
is taken, they can be used in fluid muds or in sands.
A disadvantage is that they sample a much smaller
area than a box corer because of handling and payload
constraints on their size. Also, despite the low speed at
which they are inserted into the seabed, light surface
30. THE DEEP-SEA FLOOR: AN OVERVIEW 15
material can be displaced from the periphery of the
sample (Eckman and Thistle, 1988).
A variety of corers have been used historically
to sample macrofauna, meiofauna, and microbiota
(gravity corers, Smith–McIntyre grabs). The sampling
properties of these devices were not as good as those
of the box corer, deliberate corers, or submarine/ROV
samplers (see below). In particular, the bow wave was
more severe. Therefore, the data obtained with such
samplers must be interpreted with caution. Finally,
the collection of subsurface megafauna remains an
unsolved problem, but acoustical approaches (Jumars
et al., 1996) seem likely to be useful for some types of
measurements.
Research submarines and remotely operated
vehicles (ROVs)
A research submarine is comparable in size to a
delivery truck. Those in service typically carry a
pilot and one or two scientists in a pressure sphere
about 2 m in diameter. Surrounding the sphere is
equipment for life support, propulsion, ascent and
descent, and scientific purposes (manipulator arms,
cameras, specialized payload in a carrying basket)
(Heirtzler and Grassle, 1976). Research submarines
bring the ecologist into the deep sea and thereby
confer large benefits by correcting the tunnel vision
that deep-sea scientists acquire from the study of deep-
sea photographs. Further, research submarines permit
a wide range of ecological experiments. For example,
trays of defaunated sediment have been placed on
the seabed for study of colonization rates (Snelgrove
et al., 1992), and dyed sediment has been spread and
subsequently sampled for estimates of sediment mixing
rates (Levin et al., 1994).
Research submarines have limitations. For example,
positioning the vehicle and then removing the device
to be used (e.g., a corer) from its carrier, performing
the task, and returning the device to its carrier require
a substantial amount of time, so relatively few tasks
can be done during a dive. Also, because the vehicle is
large, maneuvering can be awkward, and experiments
are occasionally run over and ruined. Because of their
cost, few research submarines are in service, so dives
are rare. Much more research needs to be done than
can be accommodated.
Remotely operated vehicles (ROVs) are self-propelled
instrument packages. Some operate at the end of
a cable that provides power and hosts a two-way
communications link; others are untethered, carrying
their own power and recording images and data. The
instrument package consists of a propulsion unit,
sensors (particularly television), and, in some cases,
manipulator arms. Some ROVs are designed to “fly”
over the seabed. These ROVs tend to be used for
large-scale surveys, but some can be maneuvered with
precision and can inspect or sample centimeter-scale
targets (e.g., the MBARI ROV: Etchemendy and Davis,
1991). Other ROVs are bottom crawlers (e.g., the
Remote Underwater Manipulator: Thiel and Hessler,
1974) and are more suitable for seabed sampling and
experimentation.
The great advantage that ROVs have over research
submarines is endurance. Because the investigators are
on the support ship rather than in the vehicle, the ROV
does not have to be recovered each day to change crew
as does a research submarine. The time savings result
in far more ROV bottom time than research submarine
bottom time for each day at sea. Limitations of ROVs
include slow sampling and cumbersome maneuvering.
Also, there are substantial benefits to allowing deep-sea
scientists to come as close as possible to experiencing
the deep-sea environment. Scientists who have made
dives relate how their conception of the deep sea was
substantially changed by the experience, improving
their science.
Sensors
Knowledge of the chemical milieu in which deep-
sea-floor organisms live has increased markedly since
the introduction of microelectrode sensors. These
devices measure chemical parameters (oxygen, pH)
with a vertical resolution measured in millimeters.
Early measurements were made on recovered cores,
but free-vehicle technologies have been developed so
that measurements can be made in situ (see Reimers,
1987).
Other technologies
The devices discussed above are those that are in
common use. Many other devices have resulted in
important work but have not become common (see
Rowe and Sibuet, 1983). It is beyond the scope
of this chapter to present all these devices, but
two are conspicuous. The free-vehicle respirometer
(Smith et al., 1976), which measures oxygen utilization
by the benthic community, has been important in
31. 16 David THISTLE
studies of deep-sea community energetics, which have
implications for global carbon cycling. Free-vehicle
traps have been crucial to the study of food-parcel-
attending species in the deep sea (Hessler et al., 1978).
Costs and benefits
Good techniques are available with which to sample,
and reasonable techniques are available with which
to do experiments in the deep sea, but the expense
is substantial. Both sampling and experimentation
require the use of large, and therefore expensive, ships.
Research submarines and ROV’s add additional costs.
For soft bottoms, separating the animals from the
sediment and identifying the diverse fauna (Grassle
and Maciolek, 1992) are time-consuming, so sample
processing is costly. These expenses are among the
reasons why relatively few data have been collected
from this vast ecosystem and why few ecological
experiments have been performed.
Despite these costs, scientists persist in the study
of the deep sea, and their research provides a va-
riety benefits for society. For example, research on
hydrothermal-vent animals led to the discovery of DNA
polymerases that work at high temperatures, which are
crucial tools in pure and applied molecular biology.
Safe repositories for human waste, such as dredge
spoils, sewage sludge, industrial waste, and radioactive
materials, are needed. Ongoing ecological work will
help determine whether wastes dumped in the deep sea
make their way back into contact with humans, and the
effects of these wastes on the functioning of natural
ecosystems in the ocean (Van Dover et al., 1992). The
deep-sea floor contains mineral resources; for example,
economically important amounts of cobalt and nickel
occur in manganese nodules. The work of deep-sea
ecologists is helping to determine the environmental
consequences of deep-ocean mining (Ozturgut et al.,
1981). More generally, the deep-sea benthos provides
critical ecological services (e.g., recycling of organic
matter to nutrients: Snelgrove et al., 1997).
THE SOFT-BOTTOM FAUNA OF THE DEEP-SEA
FLOOR
Taxonomic composition
At high taxonomic levels (i.e., phylum, class, and
order), the soft-bottom, deep-sea fauna is similar to that
of shallow-water soft bottoms (Hessler, 1974; Gage,
1978). For example, the megafauna consists primarily
of demersal fishes, sea cucumbers, star fishes, brittle
stars, and sea anemones. The macrofauna consists
primarily of polychaetes, bivalve mollusks, and isopod,
amphipod, and tanaid crustaceans. The meiofauna
consists of primarily of foraminifers, nematodes, and
harpacticoid copepods. At lower taxonomic levels
(family and below), however, the similarities disappear.
In particular, the species that live in the deep sea are
not, in general, found in shallow water. Gage and Tyler
(1991) have reviewed the natural history of deep-sea
taxa.
Many taxa that have large numbers of species in
shallow water have a few members that penetrate into
the deep sea. For example, of 300 stomatopod (mantis
shrimp) species, only 14 occur below 300 m (Manning
and Struhsaker, 1976). The decapod crustacean fauna
in shallow water (200 m) consists of more than
200 species, predominantly brachyuran crabs. Below
a depth of 1500 m, there are fewer than 40 species
of decapods, and brachyurans make up ~10% of
this total. The proportion of the bivalve mollusks
that are eulamellibranchs decreases as well (Sanders
et al., 1965). In contrast, the proportion of isopod
species that are asellotes (Hessler and Wilson, 1983)
and of bivalve mollusk species that are protobranchs
increases with depth. Finally, some taxa inhabit the
deep sea exclusively; for instance, the protist group
of xenophyophores have not been found above ~500 m
(Tendal, 1996).
Variation of biomass and numbers with depth
The general pattern of the distribution of the biomass
of organisms on the deep-sea floor is known (Fig. 2.13)
and appears to be controlled by the rate at which
food is supplied to the seabed (Rowe, 1971). The
basic pattern is set by the productivity of the surface
waters. For example, primary productivity is highest
nearest the continents, and the deep-sea floor near
continents tends to have the highest biomass. The
depth of the overlying water modifies this pattern. As
food particles sink, a portion of each particle is lost
to decay, and some particles are consumed by mid-
water organisms. The deeper the water, the longer it
takes particles to reach the seabed, and the greater
the loss from these processes. Given two regions with
identical primary productivities in the overlying water,
the deeper location will have the lesser food input
32. THE DEEP-SEA FLOOR: AN OVERVIEW 17
Fig. 2.13. The correspondence between water-column primary production and deep-sea benthic biomass. A, Distribution of benthic biomass
(g wet weight m−2) in the Pacific; B, zones of primary productivity in the Pacific. Values 1–4 are 100, 100–150, 150–250, and 250–
650 mg C m−2 d−1, respectively. Modified from Hessler (1974). Reproduced by permission of the Oregon State University Press.
Fig. 2.14. Biomass from 709 deep-sea quantitative samples plotted
against depth showing the logarithmic decline in biomass with
increasing depth. Modified from Rowe (1983), who gives the sources
of the data. Numerals in the figure indicate the number of co-
occurring points. Copyright: 1983, John Wiley and Sons. Reprinted
by permission of John Wiley and Sons, Inc.
and, therefore, the smaller benthic biomass. Food is
also supplied to the deep-sea benthos as organic debris
(e.g., pieces of seagrass and macroalgae) that moves
across the seabed from shallow to deep water (Carey,
1981). This phenomenon appears to explain why those
trenches that are near continents have higher biomasses
than would be expected for their depths (Belyaev,
1989). The trench traps and concentrates the organic
debris that would otherwise be spread over a wider area
(Rowe, 1983).
Because shallow water is adjacent to the continents
in most regions, higher productivity, shorter food-
particle settling times, and larger seabed fluxes of
organic debris are all correlated, resulting in the
generalization that the abundance of life in the deep sea
decreases with depth and distance from a major land
mass (Murray, 1895). More simply, the biomasses of
megafauna (Lampitt et al., 1986), macrofauna (Rowe,
1983; Fig. 2.14), and meiofauna (Shirayama, 1984;
Tietjen, 1992) decrease as depth increases.
The number of animals per unit area of sea
floor also decreases with depth (Hessler, 1974; Thiel,
1979). For example, macrofaunal abundance decreases
significantly with depth in the Gulf of Mexico (Rowe
and Menzel, 1971) and in the northwest Atlantic
(Rowe et al., 1982), as does that of meiofauna in the
western Pacific (Shirayama, 1984) and Mediterranean
(de Bovée et al., 1990; see also Thiel, 1979).
Trophic composition of the deep-sea-floor fauna
Ecologists often find it useful to combine species
into groups whose members are similar in selected
attributes, to facilitate the search for generalizations
33. 18 David THISTLE
(Jumars and Fauchald, 1977; Sokolova, 1997). Deep-
sea workers have frequently grouped species by feeding
mode. This approach has led to interesting results,
but few direct observations of the feeding of deep-
sea species have been made. Although some gut-
content studies have been done (Sokolova, 1994), most
inferences about how a deep-sea species feeds have
been based on knowledge of the feeding of its shallow-
water relatives.
Deposit feeders
A deposit feeder ingests sediment. During gut
passage, the animal converts a portion of the organic
material contained in the sediment into a form that can
be assimilated. Deposit feeding is the dominant feeding
mode in the deep sea (Thiel, 1979). For example, at
an oligotrophic site in the abyssal Pacific, 93% of the
macrofauna were deposit feeders (Hessler and Jumars,
1974; see also Flach and Heip, 1996). The dominance
of deposit feeding may arise because the rain of organic
material into the deep sea consists primarily of small
particles of little food value. Deposit feeders apparently
can collect and process this material profitably despite
the costs of manipulating the mineral grains that they
simultaneously ingest.
Adaptations to deep-sea deposit feeding include an
increase in gut volume (Allen and Sanders, 1966).
The larger volume is thought to allow the rate of
sediment processing to increase without a decrease in
gut residence time or to allow gut residence time to
increase without a decrease in the rate of sediment
processing (Jumars and Wheatcroft, 1989). Either
adjustment would increase the rate of food assimilation
by organisms feeding on the relatively food-poor deep-
sea sediment as compared with that which could be
achieved with the gut morphology of a closely related
shallow-water species.
Deposit feeders can be grouped by the sediment
horizon at which they feed and by their mobility
(Jumars and Fauchald, 1977). Sessile surface-deposit
feeders remain in a fixed location and feed from
the sediment surface. Discretely motile surface-deposit
feeders move infrequently but must be stationary to
feed efficiently (echiuran worms: Ohta, 1984; Bett and
Rice, 1993). Both sessile and discretely motile surface
deposit feeders extend structures (a proboscis, palps,
tentacles) over the sediment surface to collect material.
Motile surface-deposit feeders (holothurians such as
Scotoplanes globosa) ingest sediment as they move
over the sediment surface. Subsurface deposit feeders
tend to be motile and feed as they burrow through the
sediment.
Among deposit feeders, some ecologically inter-
esting patterns have been observed. The decrease in
the average size of macrofaunal deposit feeders as
depth increases (and the rate at which food reaches
the deep-sea floor decreases) was described above.
In addition, as depth increases from about 400 m to
that of the abyss, the proportion of sessile forms
among deposit-feeding polychaetes decreases (Jumars
and Fauchald, 1977; see also Rowe et al., 1982).
Jumars and Fauchald (1977) suggested that this pattern
could arise if the maximum feeding radius of sessile
surface-deposit feeders were fixed (e.g., because of
mechanical limitations to the length of polychaete
tentacles). Therefore, as food flux decreases, fewer
sessile deposit feeders are able to reach a large enough
area to survive. Because the foraging areas of motile
polychaete deposit feeders do not have such mechanical
limits, they would not be as much affected by the
decrease in food flux.
The rules can be different in areas that experience
strong near-bottom flows. For example, at such a site
at a depth at which sessile deposit-feeding polychaetes
should be rare, the dominant polychaete is a sessile
deposit feeder (Thistle et al., 1985). This species digs
a pit around itself approximately 1 cm deep and 4 cm
in diameter. As the near-bottom flow encounters the
pit, the streamlines of the flow expand and its speed
decreases (by the principle of continuity: Vogel, 1981).
When the speed of the flow decreases, its capacity to
transport particles (including food particles) is reduced,
which increases the flux of food particles to the bed.
The worm harvests these particles (Nowell et al., 1984)
and thus can occur in large numbers at a depth where
sessile feeding on deposits would not be expected to
function well.
Exploiters of large food parcels
Not all of the food that enters the deep sea does
so as small particles of little food value. For example,
the carcasses of fishes and whales reach the sea
floor. These high-quality food parcels are rare (Smith
et al., 1989) but attract a subset of the fauna. These
“parcel-attending species” include necrophages, which
consume the carcass directly, and species that benefit
indirectly from the food fall. The parcel attenders
include certain species of demersal fishes (Dayton and
Hessler, 1972; Smith, 1985), amphipods of the family
Lysianassidae (Hessler et al., 1978; Thurston, 1979),
34. THE DEEP-SEA FLOOR: AN OVERVIEW 19
decapod shrimps (Thurston et al., 1995), gastropods
(Tamburri and Barry, 1999), and brittle stars (Smith,
1985). Whether any species depends exclusively on car-
casses has not yet been shown (Jumars and Gallagher,
1982; Ingram and Hessler, 1983), but some omnivorous
species include carcasses adventitiously in their diets
(Smith, 1985; Priede et al., 1991).
The response of the parcel attenders to carcasses
placed on the seafloor has revealed much about their
ecology. Minutes to hours after a bait parcel is
placed on the seafloor, swimming parcel attenders
begin to arrive; nonswimmers arrive more slowly. Both
approach predominantly from down current (Dayton
and Hessler, 1972; Thurston, 1979; Smith, 1985),
attracted by a current-borne cue, probably odor (Sainte-
Marie, 1992). These animals feed voraciously until
their guts are full. Satiated individuals leave the carcass
but remain in the vicinity, perhaps to optimize digestive
efficiency (Smith and Baldwin, 1982) or to return to
the carcass after the gut is partially emptied (Smith,
1985). At peak abundance around a fish carcass, tens
of fishes, hundreds of amphipods, and hundreds of
brittle stars may be present (although these peaks are
not simultaneous) (Smith, 1985). These abundances are
many times greater than abundances in the background
community, so carcasses cause local concentrations
of individuals. As the amount of flesh decreases, the
parcel attenders disperse. Some species depart while
some flesh remains; others remain weeks after the
flesh has been consumed (Smith, 1985). Dispersal
distances may be a few meters for walkers, such as
brittle stars; but Priede et al. (1990) have shown that
food-parcel-attending fishes disperse more than 500 m.
Of the parcel attenders, amphipods are best known
biologically (but see Tamburri and Barry, 1999, for
other taxa). According to Smith and Baldwin (1982),
these crustaceans survive the long periods between
food parcels by greatly reducing their metabolic rate
while retaining an acute sensitivity to the arrival of
carcasses at the seafloor. When they detect the odor
from a carcass, they rapidly increase their metabolic
rate and begin a period of sustained swimming toward
the bait. To maximize consumption at the food parcel,
they feed rapidly, filling their extensible guts. At
satiation, the gut fills most of the exoskeleton, which
can be greatly distended (Shulenberger and Hessler,
1974; Dahl, 1979). The ingested material is rapidly
digested (95% in 1–10 days), making space in the gut
for more food and increasing the flexibility of the body
for swimming (Hargrave et al., 1995). Younger stages
need to feed more frequently than adults, but all can
survive for months between meals (Hargrave et al.,
1994).
Differences in behavior and morphology suggest that
groups of parcel attenders have different strategies.
For example, some parcel-attending amphipods have
shearing mandibles. They consume bait rapidly and
probably combine scavenging and carnivory in their
feeding strategy. Other parcel-attending amphipods
have triturating mandibles and combine scavenging
with detritivory (Sainte-Marie, 1992). Jones et al.
(1998) have reported that the former arrive first at the
carcass and are replaced by the latter over time. Ingram
and Hessler (1983) found that the populations of three
species of small-bodied, parcel-attending amphipods
were concentrated about 1 m above the bottom and
that the population of a larger-bodied species was
concentrated about 50 m above the bottom. Turbulent
mixing in the bottom boundary layer causes the
chemical signal from a carcass to widen and to
increase in vertical extent with increasing distance
from a carcass, while it simultaneously decreases in
concentration. Ingram and Hessler (1983) therefore
suggested that the two groups of species exploited
the carcass resource differently. The high-hovering
species surveys a wide area and detects primarily
large carcasses. The low-hovering species detect the
full range of carcass sizes but from a smaller area.
These ideas are suggestive, but depend on the untested
assumptions that carcasses produce chemical signals
in proportion to their sizes, and that the threshold
concentrations at which a signal can be detected are
approximately the same for the two guilds (Jumars and
Gallagher, 1982). Also, differences between guilds in
swimming speed and ability to sequester food are likely
to be necessary to explain why the optimal foraging
height for the small-bodied species is lower than that
for the large-bodied species (see also Sainte-Marie,
1992).
After leaving the carcass, necrophages transfer
calories and nutrients to other deep-sea soft-bottom
organisms by defecating (Dayton and Hessler, 1972).
Smith (1985) estimated that about 3% of the energy
required by a bathyal benthic community can be
provided in this way (see also Stockton and DeLaca,
1982).
The concentration of potential prey that a carcass
attracts may itself be a resource. Jones et al. (1998)
reported that none of the fish species attending cetacean
carcasses that they placed in the abyssal Atlantic
35. 20 David THISTLE
consumed the carcass. Rather, they preyed on the
parcel-attending amphipods.
Suspension feeders
Suspension feeders (Fig. 2.15) feed on material they
collect from the water column, intercepting epibenthic
plankton, particles raining from above, and particles
that have been resuspended from the seabed. The
food particles captured vary in size from microns to
millimeters, depending on the suspension feeder. The
smaller particles include bacteria, pieces of organic
matter, microalgae, and silt- and clay-sized sediment
particles with microbial colonies. Larger particles
include invertebrate larvae and the organic aggregates
known as “marine snow” (Shimeta and Jumars, 1991).
Examples of suspension feeders on deep-sea soft
bottoms are sea anemones (Aldred et al., 1979), sea
pens (Rice et al., 1992), sponges (Rice et al., 1990),
and stalked barnacles (personal observation).
Fig. 2.15. Representative suspension feeders. A, Glass sponge;
B, horny coral. Modified from Gage and Tyler (1991). Cambridge
University Press 1991. Reprinted with the permission of Cambridge
University Press.
Particles can be collected from seawater in five basic
ways (Levinton, 1982). In mucous-sheet feeding, an
animal secretes a mucous sheet that particles encounter
and stick to, which the animal (e.g., members of the
polychaete genus Chaetopterus) collects and consumes.
In ciliary-mucus feeding, the feeding current passes
over rows of mucus-covered cilia. The mucus and
the embedded particles are moved by the cilia to the
mouth. This approach to suspension feeding is used
by ascidians (Monniot, 1979), sabellid polychaetes,
brachiopods, bryozoans, and some bivalve mollusks
(Levinton, 1982). In setose suspension feeding, a limb
is drawn through the water, and suspended particles
are captured by setae on the limb. The collected
particles are scraped from the limb and transferred
to the mouth. Suspension-feeding crustaceans feed in
this manner, in particular barnacles and suspension-
feeding amphipods. In sponges, water enters through
pores and is drawn along internal canals to flagellated
chambers by the pumping action of the flagellated cells.
The entrained particles encounter the collars of the
flagellated cells. Particles that are retained are phago-
cytized or transferred to phagocytic amebocytes, where
digestion also occurs (Barnes, 1987). In suspension-
feeding by foraminifers (e.g., Rupertina stabilis: Lutze
and Altenbach, 1988), suspended particles encounter
and stick to pseudopodia extended into the near-bottom
water.
Active suspension feeders expend energy to cause
water to flow over their feeding structures; for example,
barnacles move their cirri through the water, and
sponges pump water over the collars of their flagellated
cells. Passive suspension feeders – for example,
some foraminifers, crinoids, some ophiuroids, some
holothurians, some octocorals, and some ascidians –
depend on external flows to move water over their
feeding structures. For both active and passive suspen-
sion feeders, the rate of particle capture (and to a first
approximation their rate of energy acquisition) depends
on the product of the flow rate over their feeding
apparatus and the concentration of food particles in the
filtered water (= the particle flux). Passive suspension
feeders depend on the local particle flux, whereas
active suspension feeders depend only on the local
particle concentration because they control the speed
of the flow over their feeding apparatus (Cahalan et al.,
1989).
For a passive suspension feeder to survive at a
location, the particle flux must be sufficient to meet
its metabolic requirements; thus, not all locations in
the deep sea are suitable. Rather, the interaction of
local flow with topography will create a finite number
of appropriate sites. Because both average particle
concentration and average flow velocity decrease with
depth, the number of sites suitable for passive suspen-
sion feeders decreases with depth. Similarly, suspended
particle concentration varies locally, so only a finite
number of sites will be suitable for active suspension
feeders, and this number will decrease with depth as the
suspended-particle concentration decreases. For passive
suspension feeders, the minimum particle concentra-
tion for survival can be lower than for active suspension
feeders because the animal expends no energy filtering;
and, up to some limit, more rapid ambient flow
can increase the effective concentration for passive
36. THE DEEP-SEA FLOOR: AN OVERVIEW 21
but not for active suspension feeders. Therefore, the
number of suitable locations (and therefore abundance)
should decrease more rapidly with depth for active
suspension feeders than for passive suspension feeders.
This pattern has been observed (Jumars and Gallagher,
1982).
Given the low suspended-particle concentrations in
the deep sea, maximizing the particle-capture rate may
be particularly important. In particular, passive suspen-
sion feeders should orient their collecting surfaces to
maximize the flux of particles that they intercept. Data
from the deep sea with which to test this prediction
are sparse, but some types of behavior are suggestive.
For example, the sea anemone Sicyonis tuberculata
bends its body in such a way that its feeding surface
faces into the current as the current direction rotates
with the tide (Lampitt and Paterson, 1987). Also, under
the West-African upwelling, the vertical flux of food
particles is large and near-bottom currents are slow, so
the vertical flux of food particles greatly exceeds the
horizontal flux. There, the passive suspension-feeding
sea anemone Actinoscyphia aurelia orients its collector
upwards, as expected (Aldred et al., 1979).
Some passive suspension feeders increase particle
capture rates by exploiting the increase in horizontal
speed of the near-bottom water as distance from
the seabed increases. For example, the deep-sea
foraminifer Miliolinella subrotunda builds a pedestal
1–6 mm tall on which it perches to suspension-feed
(Altenbach et al., 1993). Other passive suspension
feeders occur on topographic features or the stalks of
other organisms, such as glass sponges, thus placing
their feeding apparatus in regions of more rapid flow.
A sea anemone moved ~30 cm up the side of an
experimental cage in ~5 days to perch at the highest
point (personal observation).
Some shallow-water polychaetes can switch feeding
modes (Taghon et al., 1980; Dauer et al., 1981).
When the flux of suspended particles is large enough,
these species suspension-feed. When it is not, they
deposit-feed. Many deep-sea polychaetes are thought to
have this capability (G. Paterson, personal communica-
tion, 1997).
Carnivores/predators
Carnivores select and consume living prey. For
example, in the deep sea, kinorhynchs have been found
with their heads embedded in the sides of nematodes
(personal observation). Such direct evidence of feeding
on live prey is difficult to obtain from the deep sea.
Gut-content analysis, both by visual inspection (Langer
et al., 1995) and by immunological methods (Feller
et al., 1985), has been used; but this approach cannot
always distinguish carnivores from scavengers. As a
result, feeding mode is often inferred from the feeding
patterns of similar, shallow-water species. For example,
a group of deep-sea nematodes with teeth in their
buccal cavities (Fig. 2.16) are thought to be carnivores
because shallow-water species with such armature are
carnivorous (Jensen, 1992). The proportion of the
deep-sea fauna that is carnivorous is not well known.
Jumars and Gallagher (1982) estimated that carnivores
constituted between 2% and 13% of the polychaetes
at four Pacific sites. Tselepides and Eleftheriou (1992)
reported that 49–52% of the polychaetes between 700
and 1000 m depth off Crete were carnivorous.
Fig. 2.16. Examples of deep-sea nematodes that are thought to be
carnivores because their buccal cavities have teeth as do carnivorous
nematodes in shallow water. Only the anterior portion of each worm
is shown. Modified from Jensen (1992). Reproduced by permission
of the Station Biologique de Roscoff.
In the food-poor deep sea, prey are rare, so the time
between encounters with prey will be long compared
to that needed to subdue and ingest a prey item
once encountered. Under these circumstances, optimal-
foraging theory predicts that diets should be gener-
alized to shorten the time between prey encounters,
increasing the food-acquisition rate (MacArthur, 1972).
The step from feeding on live prey to including carrion
in the diet is a small one, so organisms that might be
predators in shallow water are likely to consume both
37. 22 David THISTLE
Fig. 2.17. The proportion of asteroid feeding types at increasing
depth, showing the shift to omnivory as depth increases. Modified
from Carey (1972). Reproduced by permission of Ophelia
Publications.
living and dead material in the deep sea. For example,
Carey (1972) reports a trend for the proportion of
predaceous asteroids to decrease and the proportion of
omnivorous asteroids to increase with increasing depth
in the deep sea (Fig. 2.17).
Although prey are rare, they may be more detectable
in the deep sea than in shallow water. Flow in the
benthic boundary layer is slower and more orderly
in the deep sea than in shallow water, so chemical
gradients should be more persistent and provide better
information for prey location. Also, pressure waves
produced by prey (Ockelmann and Vahl, 1970) should
be more easily detected in the deep-sea benthic bound-
ary layer because of its lower turbulence. Background
acoustic noise is also lower in the deep sea, making
weak acoustic signals produced by prey relatively easy
to detect. These physical attributes of the deep sea
also facilitate the transmission of information to the
prey about the approach of a predator, so that sensory
capabilities of the prey may be evolving in parallel with
those of the predators (Jumars and Gallagher, 1982).
The general decrease in food input with increasing
depth in the deep sea appears to affect predators dis-
proportionately. For example, Rex et al. (1990) found
that abundance of predaceous gastropods decreased at a
greater rate with depth than did that of deposit-feeding
gastropods (Fig. 2.18). One possible explanation for
this pattern is that, as the distances between prey
increase with depth, the energy spent in searching
0
1
2
3
0 1000 2000 3000 4000
Depth (m)
Number
per
0.09
m
2
Neogastropoda
Opisthobranchia
Mesogastropoda
Archaeogastropoda
Fig. 2.18. Logarithm of abundance of major taxonomic groups
of gastropods at different depths in the North Atlantic, showing
that predators decline more rapidly than do deposit feeders.
Neogastropoda and Opisthobranchia are predators. Modified from
Rex et al. (1990). Copyright: Elsevier Science.
increases, but the energetic return per prey item found
remains the same. Therefore, as depth increases, fewer
gastropod species (and perhaps fewer species of other
taxa) can make an energetic profit as predators.
Croppers
In the food-poor deep sea, there should be strong
selection to digest and assimilate any organic material
encountered, living or dead. Dayton and Hessler (1972)
proposed the term “cropper” for an animal that ingests
live prey, whether exclusively or in combination with
dead prey or inorganic materials. Deep-sea croppers
include species of holothurians, echinoids, ophiuroids,
asteroids, cephalopods, and some polychaetes, de-
capods, and demersal fishes. Most deposit feeders
in the deep sea are croppers because they feed on
living and dead material. Given the large proportion of
deposit feeders among deep-sea-floor animals, much of
the living prey may be consumed by deposit feeders
(Dayton and Hessler, 1972).
There are several corollaries of this view. Deposit
feeders vary in size from fishes to nematodes. Given
that food is in short supply, the size of the prey ingested
should be limited only by the size of the deposit feeder’s
mouth. Therefore, the smaller the prey organism, the
greater its predation risk because the number of mouths
large enough to ingest it increases as its size decreases.
Thus larvae, juveniles, and meiofauna of all life stages
should experience more intense predation than do
macrofaunal and megafaunal adults. This increase in
predation pressure with decreasing size should decrease
the probability of competitive exclusion among smaller
animals, and allow larger overlaps in their utilization of
resources. In particular, as an animal’s size decreases,
38. THE DEEP-SEA FLOOR: AN OVERVIEW 23
its diet should become increasingly broad (Dayton and
Hessler, 1972).
Finally, the environment of the deep sea is less
physically variable than that in shallow water and is
likely to impose less mortality on deep-sea organisms
than the physical environment of shallow water imposes
on shallow-water organisms. As a consequence, the
mortality imposed by croppers may be crucial to the
organization of deep-sea communities (Jumars and
Gallagher, 1982).
Size structure
The size of the average macrofaunal individual de-
creases with increasing depth in the deep sea (Fig. 2.19).
0
20
40
0
20
40
60
80
0
40
60
80
0
1.00 0.50 0.25 0.13 0.06
20
40
Mesh size (mm)
Percent
of
total
biomass
A. 3 m
B. 295 m
C. 2000 m
Fig. 2.19. Macrofaunal biomass of different size groups in three
depth zones, showing the decrease in average size with depth. Note
that size decreases from left to right. Modified from Shirayama and
Horikoshi (1989). Reproduced with the permission of Wiley-VCH
Verlag.
An early indication of this pattern was that workers
who wished to retain the individuals of macrofaunal
taxa from deep-sea samples quantitatively had to
use sieves with smaller mesh openings than would
be necessary to collect those taxa in shallow water
(Sanders et al., 1965; see Table II in Rowe, 1983).
More formally, Rowe and Menzel (1971) showed that
the proportional decrease in macrofaunal biomass with
depth was greater than the proportional decrease in
macrofaunal numbers in the Gulf of Mexico, a result
that has been found in other areas (Shirayama and
Horikoshi, 1989; but see Polloni et al., 1979) and
for the meiofauna (Soetaert and Heip, 1989). Direct
measurements of animal sizes along depth gradients
reinforce these conclusions. For example, Soltwedel
et al. (1996) reported that the length of nematodes
declined with depth; Vanaverbeke et al. (1997) found
that nematode biomass per individual decreased with
depth. For macrofauna, the miniaturization appears to
occur by species replacement rather than by decreases
in the average body size within species (Gage, 1978).
Hessler and Jumars (1974) have presented a hypoth-
esis to explain the decrease in the size of macrofauna
with depth (see also Thiel, 1975; Gage, 1977). Food
arrives at the deep-sea floor from above. As food
supply decreases with increasing depth, fewer animals
are present per unit area, so food should not be
mixed as deeply by bioturbation. Therefore, the layer
in which the food is concentrated at the sediment
surface becomes increasingly thin. For organisms that
feed by ingesting sediment, Hessler and Jumars (1974)
argued that those with small mouths should be best
at restricting their ingestion to the food-rich layer,
minimizing the costs of feeding by reducing the
amount of food-poor sediment inadvertently ingested.
On the assumption that mouth size and body size are
correlated, the size of successful deposit feeders should
decrease as food supply decreases with depth. Because
the bulk of the macrofauna in the deep sea are deposit
feeders, this explanation could account for the decrease
in their average size.
Suspension feeders also decrease in size with
increasing depth. Ascidians (sea squirts) decrease from
1 cm to 2.5 mm in size and by a factor of 25 in mass
from the upper slope to the abyssal plain (Monniot,
1979). Monniot (1979) argued that the dwarfing of
these active suspension feeders is an adaptation to the
decrease in food for suspension feeders with increasing
depth. That is, an individual ascidian uses energy
to pump water through its filtering apparatus and
gains energy by ingesting the particles it collects. The
energy harvested must exceed the energetic costs of
the pumping and the energetic costs of maintaining the
individual. The amount of energy harvested decreases
as food-particle concentration decreases with depth, but
the energetic costs of pumping a unit of water remain
constant. As a consequence, Monniot (1979) suggested
that the maximum mass that can be supported decreases
with depth, resulting in dwarfing.
In contrast to the trend toward miniaturization,
gigantism (= species many times the size of their near
39. 24 David THISTLE
relatives) occurs in the deep sea. Among the giants
are species of scavenging amphipods (Hessler et al.,
1972), surface-deposit-feeding holothurians (Gage and
Tyler, 1991), and isopods (Wolff, 1956). The giants are
not closely related evolutionarily and have different life
styles, so it is unlikely that gigantism arises for a single
reason.
Some abyssal ascidians are three to ten times larger
than other abyssal members of their families. These
giants have greatly modified filtering structures and
appear to have abandoned active suspension feeding
for passive suspension feeding. Monniot (1979) argued
that the elimination of the energetic costs of pumping
allowed individuals of greater mass to be supported
from a given concentration of suspended particles than
could be supported by active suspension feeding; but
these giants can occur only in locations where the flux
of food particles is relatively high.
The changes in size with depth reported above were
for entities that contained many species, such as macro-
fauna and nematodes. Rex and Etter (1998) argued that
such patterns should be investigated within individual
species, because only within species will it be possible
to understand the ecological and evolutionary forces
that created the patterns. When they did so for several
gastropod species, they found that the trend was for
individuals to increase rather than decrease in size with
depth (see also Wilson, 1983, and Macpherson and
Duarte, 1991).
Biogeography
Introduction
Geographical patterns in the distribution of species
(or higher taxa) and the causes of those patterns are
not well known for animals of the deep-sea floor.
This situation arises, in part, because of the great
mismatch between the vastness of the habitat and the
small amount of sampling that has been done. In
addition, large numbers of species are present in the
deep sea, most of which are undescribed. Further, the
number of specialists who can provide identifications
or taxonomic descriptions is small and is decreasing.
The shape of the ocean floor sets the stage for deep-
sea biogeography. Briefly, within major ocean basins
at slope depths, the habitat is more or less continuous
along isobaths, interrupted by relatively small features,
such as submarine canyons. The major oceans and
most of the secondary seas are connected at these
depths. Below about 2500 m, the mid-ocean ridges and
submarine mountain ranges divide the major oceans
into regions, for instance, the eastern Atlantic. Below
about 3500 m, the deep-sea floor consists of isolated
basins (Fig. 2.20).
Fig. 2.20. The Atlantic Ocean showing the location of the deep-
ocean (3500 m) basins (black) and the mid-Atlantic Ridge (dashes).
Modified from Allen and Sanders (1996). Copyright: Elsevier
Science.
Patterns along isobaths
The distribution of higher taxa is unusually homoge-
neous in the deep sea. For example, of the 143 genera
of asellote isopods known from the World Ocean,
all but nine are found in the Atlantic. This level of
similarity is much greater than expected on the basis of
shallow-water isopods (Hessler and Wilson, 1983).
Some deep-sea species are widespread, but many
more have restricted distributions. For example, along
180 km of the 2100-m isobath off the northeastern coast
of the United States, 10 abundant macrofaunal species
occurred at all stations (Grassle and Maciolek, 1992),
but 43% of the peracarid crustacean species, 34% of
the polychaete species, and 21% of the bivalve species
occurred at only one. The constraints (ecological or
historical) that cause large numbers of species to
be endemics in this environment are unknown, but
the differences among higher taxa in the proportion
of species with localized distributions may provide
a point of departure for further research. Because
the widespread species constitute the bulk of the
individuals at each station, the faunas at either end
40. THE DEEP-SEA FLOOR: AN OVERVIEW 25
of the 180-km transect are relatively similar (of the
species expected in a random sample of 200 individuals
at each of the two localities, 79% were shared)
(Grassle and Maciolek, 1992). Despite this similarity,
the endemics are a source of faunal heterogeneity
among stations.
The pattern of a few widespread species and many
endemics also occurs in the ocean basins. For example,
at the scale of the Atlantic, 11 of 109 species and
subspecies of protobranch bivalves have been found
in six or more of the 15 deep basins, but 48 have
been found in only one, and the remaining species tend
to occur in two adjacent basins (Allen and Sanders,
1996). At least for protobranchs, the distributions of
most species tend to be much smaller than pan-Atlantic,
and the protobranch faunas of adjacent basins tend to
be similar – for instance, the Sierra Leone and Angola
Basins share 20 of a total of 40 species. The Norwegian
Basin is an exception. It shares no protobranch species
with any other Atlantic basin. The reason for this
difference is not known, but the Norwegian Basin
became anoxic during the last glaciation (Schnitker,
1979) and lost most of its metazoan fauna. It is unclear
why some species occur in several basins and others
occur in only one, but ecological differences among the
basins, dispersal limitations, and history are all likely
to play a role.
Patterns with depth
The faunal break at the shelf/slope transition has
been confirmed repeatedly (Sanders and Hessler, 1969;
Haedrich et al., 1975; Rex, 1977; Carney and Carey,
1982). Below that depth, regions of relatively slow
faunal change (= zones) are separated by bands of more
rapid faunal change. The depths of zone boundaries
vary among taxa and locations, but in the North
Atlantic appear to be at about 0.5, 1, 1.5, and 2 km
(Gage and Tyler, 1991). Below 2 km, the rate of change
of the fauna slows, and zonation does not appear to
be as marked, perhaps in part because of the smaller
sampling effort at these depths.
Although the depth range of an individual species
does not often extend from 200 m into the trenches or
even from 200 m to the abyssal plain, some species
have extensive ranges. For example, the brittle star
Ophiomusium lymani off North Carolina has been
found from 1372 to 3987 m (Grassle et al., 1975).
Species are not equally abundant throughout their
ranges, tending to be rare at the extremes as expected,
if conditions become less suitable as their range
boundaries are approached (Grassle et al.: their table 6).
The depth range of a species may vary along isobaths.
For example, in contrast to its depth range off North
Carolina, O. lymani was found only between 1705 and
2170 m on a transect from Massachusetts to Bermuda
(Schoener, 1969). Many species appear to have very
small depth ranges, having been collected at only one
station along a transect. Because many transects have
had stations at depth increments of a few hundreds of
meters, the depth ranges of such species must be less.
Contrary to expectation, representatives of deep-sea
taxa are found on the shelf in the Arctic, Antarctic,
and Mediterranean seas and in Scandinavian fjords.
For example, species of asellote isopods of deep-
sea genera have been found at shelf depths in the
Bay of Naples (Schiecke and Fresi, 1969) and off
Sweden (Hessler and Strömberg, 1989); foraminifer
species of deep-sea genera have been found at SCUBA-
diving depths in Antarctica (Gooday et al., 1996);
and a sponge from a bathyal–abyssal subphylum has
been found in a cave at 18 m in the Mediterranean
Sea (Vacelet et al., 1994). This pattern could arise if
representatives of taxa that had evolved in the deep
sea entered shallow water. Alternatively, the shallow-
water representatives of these taxa could be relics in the
original environment of groups that invaded the deep
sea. At least for the shelf representatives of asellote
isopods, the former appears to be the case (Hessler and
Thistle, 1975). The environments where representatives
of deep-sea taxa are found in shallow water have deep-
sea temperatures at shelf depths (cold at the poles but
warm in the Mediterranean), suggesting that ordinarily
the temperature gradient (or a correlate) separates the
deep-sea fauna from that of the shelf.
Combined along- and across-isobath patterns
Relatively few deep-sea studies have had sample
coverage adequate to address along- and across-isobath
patterns in the distribution of species. For protobranchs
at the scale of the Atlantic, Allen and Sanders (1996)
found that the similarity of the fauna among stations
was much greater along isobaths than across isobaths.
In particular, the faunas of stations separated by
16 500 km along an isobath were as similar as those
of stations separated by 0.8 km across isobaths. The
pattern of greater similarity along than across isobaths
has also been found at the 100-km, within-ocean-
basin scale (Carney et al., 1983; Grassle and Maciolek,
1992). At the 100-km scale, recent work on benthic
decapods from the Mediterranean slope has revealed
41. 26 David THISTLE
discrete regions of high abundance within the range of
a species which extend both along and across isobaths
(Maynou et al., 1996). Therefore, the distribution of
a species within its depth range may be a series of
patches (see Blake and Hilbig, 1994).
These results have been based on the distribution
of macrofauna. Theory suggests (Fenchel, 1993) that
animals of smaller size (meiofauna, microfauna) may
have larger species ranges, so many species may be
cosmopolitan. Relatively little information is available
with which to evaluate this idea in the deep sea, but
many common deep-sea formaminiferal species appear
to be cosmopolitan (Gooday et al., 1998).
Finally, deep-sea biogeography is based almost en-
tirely on morphological species, which is not surprising
given the difficulty of working in this environment.
Substantial genetic variation has been discovered
within some nominal species (Etter et al., 1999), raising
the possibility that some morphological species may
be complexes of cryptic species, a situation that would
make deep-sea biogeography even more difficult.
Factors controlling the depth range of a species
The physiological limits of a species set the ultimate
bounds of its range; shallow-water species could there-
fore be excluded from the deep sea and vice versa, and
the ranges of deep-sea species restricted. For example,
mitosis is inhibited when shallow-water sea urchins
are exposed to deep-sea pressures (Marsland, 1938,
1950). Also, larvae of a bathyal sea urchin require
bathyal temperatures to develop properly, setting a
physiological limit to the minimum and maximum
depths at which the larvae can develop (Young and
Cameron, 1989). Similarly, when eggs of an asteroid
that lives between 1000 and 2500 m were exposed to
pressures corresponding to 0 and 3000 m, virtually no
normal development occurred (Young et al., 1996).
Ecological limitations could be imposed in a variety
of ways. As depth increases, sediment composition
can change. Because some species are restricted to
particular sediment types, sediment changes can limit
their ranges. For example, on a depth transect off
North Carolina, sands give way to sandy silts and
then to clayey silts. Nematode species were restricted
to these sediment-defined depth bands – 17, 5, and
49 species, respectively (Tietjen, 1976). The depth
distribution of a species may also be controlled by food
availability. For example, the decrease in suspended
food concentration with depth limits the penetration of
certain suspension-feeding species into the deep sea
(see above, pp. 20–21). In contrast, on the Carolina
slope unusual conditions occur such that food is
supplied to the slope at rates comparable to those on
the shelf, and some species ordinarily confined to the
shelf are present on the slope in large numbers (Blake
and Hilbig, 1994). Examples of other environmental
variables that can affect the ranges of species include
low oxygen concentration in the near-bottom water
(Wishner et al., 1990), strong near-bottom flows (Rice
et al., 1990; Paterson and Lambshead, 1995), and
correlates of the permanent thermocline (Gage, 1986).
The depth distribution of a species may also be
controlled by ecological interactions with other species.
For example, Rex (1977) found that groups made up
largely of croppers and predators such as the epibenthic
macrofauna and gastropods had smaller species ranges
on average than did infaunal deposit feeders. To explain
the difference, he noted that the former were at a higher
trophic level than the latter and that studies in other
environments have found that the higher the trophic
level the greater the competitive interactions among
species. He suggested that the increased probability of
competition among species of epibenthic macrofauna
and gastropods resulted in lower average range sizes
than in the infauna, whose populations were much less
likely to interact competitively because of the intense
predation upon them (but see Carney et al., 1983).
THE HARD-BOTTOM HABITAT
Examples of deep-sea hard-bottom habitats include the
exposed portions of rocks and manganese nodules,
mollusk shells, new oceanic crust, regions of steep
topography where sediment does not accumulate, and
locations where the sediment has been washed away
by currents (e.g., portions of some seamounts). Despite
this variety, two generalizations can be made. The hard-
bottom fauna differs in taxonomic composition and
life-style from that of deep-sea soft bottoms (Table 2.2),
and near-bottom flow tends to be more important to this
fauna than to that of the deep-sea soft bottoms.
The fauna
Soft bottoms are three-dimensional, and although the
sediment surface has great ecological importance to
many of the species present, few animals live on it.
Hard bottoms are two-dimensional. Most of the animals
live on the surface of the substratum, and infaunal
42. THE DEEP-SEA FLOOR: AN OVERVIEW 27
Table 2.2
Comparison of soft-bottom and hard-bottom faunas in the deep sea
Feature Soft-bottom
habitat
Manganese-
nodule
habitat
Other
hard-bottom
habitats
Dominant taxa polychaetes,
nematodes
foraminifers sponges,
black corals,
horny corals
Dominant size macrofaunal
and
meiofaunal
macrofaunal and
meiofaunal
megafaunal
Dominant
mobility mode
mobile sessile sessile
Dominant
feeding mode
deposit suspension and
surface deposit
suspension
organisms are essentially absent. One exception to
this generalization is “cauliflower”-type manganese
nodules, where sediment accumulates in the crevices
and harbors a more or less conventional infauna (Thiel
et al., 1993).
The dominant taxa of deep-sea soft bottoms are
polychaetes, nematodes, and foraminifers. The domi-
nant taxon on manganese nodules is the agglutinating
foraminifers (Mullineaux, 1987). On other hard bot-
toms, sponges, horny corals (gorgonians), and black
corals (antipatharians) dominate (Genin et al., 1986,
1992; Tyler and Zibrowius, 1992), and xenophyophores
may be present (Levin and Thomas, 1988). Soft
bottoms are dominated by macrofauna and meiofauna.
The dominant hard-bottom taxa on manganese nodules
and mollusk shells are macrofauna and meiofauna, but
on other hard bottoms megafauna appear to dominate.
Soft-bottom animals tend to be mobile and to deposit-
feed; whereas on manganese nodules and mollusk
shells, most organisms are sessile (Mullineaux, 1987;
Voight and Walker, 1995). They suspension-feed or
collect particles from the surface of the substratum
(Mullineaux, 1987, 1989), a process analogous to
surface-deposit feeding in soft bottoms. On other hard-
bottom habitats, the dominant animals are sessile or
sedentary, and they suspension-feed (Genin et al., 1986,
1992; Tyler and Zibrowius, 1992).
Distribution
Regularities in the distribution of hard-bottom organ-
isms are apparent at several scales. For example, on
the Bahamian slope, sponges occur in greater numbers
on vertically oriented surfaces than on horizontal
surfaces, creating marked patchiness on scales of
meters. The difference in exposure to siltation, which
adversely affects sponges, may underlie the difference
(Maldonado and Young, 1996).
At scales of hundreds of meters along a depth
transect, there are changes in species composition, and
there may be changes in the general characteristics
of the fauna. For example, sponge species diversity is
high on the shelf and upper slope of the Bahamas. As
depth increases, the diversity decreases as the species
of the lower reefs disappear. Deeper on the slope, deep-
sea sponges occur, resulting in a secondary peak in
diversity and abundance. Branched erect sponges are
common in shallow but not in deep water, so there is
also a change in the morphological composition of the
fauna with depth (Maldonado and Young, 1996).
The importance of near-bottom flow
The hard-bottom fauna includes many sessile suspen-
sion feeders. These animals depend on near-bottom
flow to transport their propagules to settlement sites.
To a first approximation, the flux (flow velocity x
propagule concentration) of propagules determines the
initial distribution of these species. These animals
also depend on the near-bottom flow to supply them
with food. To a first approximation, the flux of food
determines survivorship.
Evidence of such effects on the hard-bottom fauna
has been found at several scales. For example, on a
wide peak on the summit of Jaspar Seamount (Pacific
Ocean), individuals of a species of black coral are
more abundant on the edges of the peak than in the
center. This pattern matches that of variation in the
velocity field (Genin et al., 1986). Also, where the
Western Boundary Undercurrent encounters the Blake
Spur (Atlantic Ocean), the cliffs are bathed by flows of
⩾ 30 cm s−1
(much faster than the 3 cm s−1
of typical
deep-sea flows). There, massive sponges and horny
corals are unusually abundant (Genin et al., 1992).
In these examples, Genin et al. assumed that the
concentration of propagules (or food) was the same
in the water that impinged on the high- and low-
flow environments. This assumption may not always
be valid, particularly near the seabed. For example,
Mullineaux (1988) compared the settlement rate of
sessile organisms (predominantly foraminifers) on
manganese nodules suspended 20 cm above the seabed
to the rate on nodules at the seabed. She found that the
43. 28 David THISTLE
rate of settlement was significantly greater on the lower
nodules despite their exposure to much slower flows.
A complete understanding of such flow effects will
require simultaneous measurements of velocity and the
concentration of propagules (or food).
Flow effects also arise because of the vertical
gradient in horizontal velocity adjacent to the seabed
(Fig. 2.21). At the seabed, the horizontal velocity is
Fig. 2.21. An illustration of the decrease in horizontal speed in the
bottom boundary layer as the seabed is approached.
zero (Vogel, 1981). In the layer immediately above
the seabed, molecular viscosity suppresses turbulent
motions, and horizontal velocity increases slowly and
linearly with height. In the deep sea, this region of
slow flow (the viscous sublayer) may be a centimeter
thick (Jumars and Gallagher, 1982). Above the viscous
sublayer, turbulence is present and horizontal velocity
increases logarithmically with height. This “log” layer
can be 1–10 m thick in the deep sea (Jumars and
Gallagher, 1982). As the horizontal velocity in the
log layer increases, the viscous sublayer becomes
thinner, and turbulent eddies collide with the seabed
more frequently, disrupting or destroying the viscous
sublayer.
This vertical gradient in horizontal velocity can
be expected to influence the settlement location of
sessile suspension feeders, because most hard-bottom
suspension feeders extend a collecting apparatus into
the flow and depend on water motion to bring particles
to it. Assuming that there is no vertical gradient in
food concentration, the flux of food increases with
height above the bottom (and the rate of increase
rises rapidly with height as the viscous sublayer gives
way to the log layer). Therefore, there should be
strong selection for passive suspension feeders on hard
bottoms to extend their feeding apparatus as far from
the seabed as possible, and there is a large premium
on extension above the viscous sublayer. Accordingly,
the propagules of passive suspension feeders that are
small as adults may be expected to settle at locations
where the local horizontal velocity is great enough to
disrupt the viscous sublayer or reduce its thickness
(Jumars and Gallagher, 1982). For example, a variety
of foraminifers attach in such a way that they are
millimeters to centimeters above the seabed (Lutze and
Altenbach, 1988; Lutze and Thiel, 1989). This selection
pressure should also apply to passive suspension
feeders that are large as adults, because their juveniles
should benefit from extending out of the viscous
sublayer (Jumars and Gallagher, 1982). For example,
passive suspension feeders tend to be found on the
edges of rocks, where the flow can be expected to be
locally accelerated and the viscous sublayer thinned.
Also, the feeding polyps of horny corals (gorgonians)
and sea pens (pennatularians) are absent near the base
of the animal, where the flow is slowest, and feather
stars (comatulid crinoids) perch on other animals
well above the seabed (Tyler and Zibrowius, 1992).
Although the flux of propagules and the flux of food
may increase monotonically with increasing velocity,
the rate of larval settlement and the rate of food
capture by a suspension feeder may not. In particular,
as near-bottom velocity (more correctly, the vertical
gradient of horizontal velocity) increases, the shear
(horizontal) force exerted on the seabed increases. To
settle, a larva must attach with sufficient strength to
resist that force. At some velocity, the frequency of
successful settlement will begin to decrease, raising
the possibility that settlement success could be greatest
at intermediate-velocity locations (Crisp, 1955). Also,
when velocity exceeds some limit, the feeding rate
of some suspension feeders will begin to decline
because their feeding apparatus will be deformed by
the flow (Koehl, 1977) and become less effective.
The distribution of suspension feeders (predominantly
sessile foraminifers) on manganese nodules may reflect
such effects. They were more abundant in a band below
the summits of manganese nodules than on the tops of
the nodules, where the velocity (and shear stress) was
greatest (Mullineaux, 1989; see also Mullineaux and
Butman, 1990).
Flow is not the only variable that influences the
settlement location of propagules on hard substrata.
Mullineaux and Butman (1990) found that some
species would settle on plates coated with ferroman-
ganese but would not settle on smooth control plates,
indicating that some propagules seek specific substrata
or textures (see also Mullineaux, 1988; Bertram and
Cowen, 1994, 1999).
44. THE DEEP-SEA FLOOR: AN OVERVIEW 29
Fig. 2.22. Weight-specific respiration rate of benthopelagic organisms living in shallow water (dashed regression line) and in the deep sea
(solid regression line) as a function of individual organic carbon weight (W), illustrating the lower metabolic rates in the deep sea. Modified
from Mahaut et al. (1995). Copyright: Elsevier Science.
THE PACE OF LIFE IN THE DEEP SEA
Because the rate of input of food to the deep sea
is small, it has been assumed that energy-conserving
strategies (low movement rates, low metabolic rates,
long life, late maturity, and small reproductive output)
have been selected for, giving rise to the expectation
that the pace of life is slower in the deep sea than
in shallow water. The results of some early deep-sea
rate measurements (Jannasch et al., 1971; Smith and
Hessler, 1974; Turekian et al., 1975) reinforced this
impression, but some rates in the deep sea may be
similar to or only marginally lower than rates in shallow
water (Gage, 1991).
Locomotion
Movement rates of epibenthic megafauna and demersal
fishes have been measured, but comparable shallow-
water data are not always available. Most individuals
most of the time are stationary or are moving slowly.
For example, demersal deep-sea fishes swam slowly
(8 cm s−1
) over the seabed in a nomadic search for food
(Bagley and Priede, 1997). Deep-sea brittle stars moved
at 1–3 cm min−1
(LaFond, 1967), whereas shallow-
water brittle stars moved at 15–45 cm min−1
(Broom,
1975). Deep-sea holothurians moved at 1–2 cm min−1
(Gage, 1991), whereas shallow-water holothurians
moved at 7 cm min−1
(Parker, 1921).
Although ordinary movement is slow, when stimu-
lated, many deep-sea animals can move at rates com-
parable to those of similar shallow-water animals. For
example, when approached by a research submarine,
demersal fishes swam away rapidly enough to stir up a
cloud of sediment (Grassle et al., 1975). Brittle stars are
ordinarily still, and parcel-attending amphipods are still
or drift with the currents. When these animals detect a
food parcel, they move rapidly toward it (Smith, 1985).
Speeds of 7 cm s−1
have been measured for amphipods,
which are comparable to speeds measured on shallow-
water confamilials (Laver et al., 1985).
Metabolic rates
To investigate the relative metabolic rates of deep-
sea and shallow-water animals, Mahaut et al. (1995)
calculated regression lines of metabolic rate (as weight-
specific respiration) against mass from published data
(Fig. 2.22). The regression line for deep-sea animals
fell below that for shallow-water animals, so on the
average, weight-specific metabolic rates are lower in
the deep sea. The difference decreased with the size of
the animal, suggesting that rates for macrofauna and
meiofauna in the deep sea are lower but not markedly
lower than in shallow water (see also Gage, 1991).
The data for the larger deep-sea animals came from
measurements on fishes. The metabolism of demersal
fishes, even those that swim constantly, appears to be
slower than that of shallow-water species. For example,
the resting oxygen consumptions for individuals of
two fish species from 1230 m were significantly lower
45. 30 David THISTLE
than rates measured on similar shallow-water, low-
temperature fishes (Smith and Hessler, 1974). These
low rates appear to be necessary because of low
food availability and are achieved by minimization
of locomotion and accompanying economies at the
cellular level, e.g., lower enzyme concentrations in
muscles than in comparable, shallow-water species
(Siebenaller and Somero, 1982). In contrast, the
weight-specific oxygen consumption of bathyal brittle
stars (three species) and a bathyal holothuroid (Scoto-
planes globosa) were similar to those in shallow water
(Smith, 1983).
The collective metabolism of the organisms (bacte-
ria, protozoa, meiofauna, and macrofauna) resident in
the sediment has been estimated by measurements of
sediment-community oxygen consumption (SCOC) per
unit area. Smith and Teal (1973) found that the SCOC
at a station at 1850 m was two orders of magnitude
less than that at several shallow-water stations. Further
work (Smith, 1987) has shown that SCOC decreases
with increasing depth in the deep sea. On a unit-
biomass basis, the 1850-m station had a tenth the
SCOC of the shallow-water stations (Smith and Teal,
1973). In contrast, there was no trend in SCOC per
unit biomass with depth among the deep-sea stations
(Smith and Hinga, 1983; Smith, 1987). If one assumes
that the relative metabolic rate among the component
groups of organisms does not change markedly as depth
increases, these results imply that the metabolic rate of
the sediment-dwelling organisms is lower in the deep
sea than in shallow water, but within the deep sea, there
is no trend with depth.
Bioturbation
Bioturbation occurs when organisms (primarily the
infauna) move sediment. Bioturbation rates decrease
with increasing depth in the deep sea, but when
bioturbation rates are normalized by the number of
animals per unit area, which also decreases with
increasing depth, the rate does not change with depth
(Gage, 1991). Individual deep-sea animals mix the
sediment at about the same rate as shallow-water
animals, suggesting that movement rates and metabolic
rates of infauna may not be too dissimilar to such rates
in shallow water.
Growth
The growth of demersal fishes appears to be slow in the
deep sea (Beamish and Chilton, 1982; Merrett, 1989),
as might be expected from their low metabolic rate.
The rate of growth of the deep-sea infauna is less clear.
Turekian et al. (1975) used a radioisotope technique to
study the growth rate of a deep-sea clam. Their best
estimate was that the largest size class (8 mm) was
about 100 years old and that reproductive maturity was
reached in 50–60 years. Although the confidence limits
around these estimates were large, the report has been
very influential because it supported preconceptions
that growth rates would be low and life spans long in
the deep sea.
The disparity between the results of Turekian et al.
(1975) and those from shallow water are not as great
as originally thought. For example, the growth rates of
some deep-sea bivalve species are comparable to those
of shallow-water bivalves (Gage, 1991). Following the
work of Turekian et al. (1975), the growth rates of deep-
sea benthic organisms have been estimated by other
indirect methods. If the assumptions made are correct,
the growth rates of deep-sea invertebrates are lower
than, but not markedly different from, growth rates
of shallow-water species (Gage, 1991). Direct mea-
surements from time-lapse photographs have shown
that the growth of a deep-sea hard-bottom barnacle
was almost as rapid as that of similar, shallow-water
barnacles (Lampitt, 1990) and that the volume of three
xenophyophore individuals increased by a factor of 3–
10 in 8 months; during these 8 months, periods of rapid
growth were interspersed with periods of no growth
(Gooday et al., 1993) (Fig. 2.23). Colonization studies
suggest that an aplacophoran mollusk can reach adult
size in two months (Scheltema, 1987).
Food availability appears to be a leading variable
in the control of the growth rate of deep-sea animals;
where food is abundant, growth is rapid compared
to that where food is scarce. For example, food is
abundant for tube worms (Vestimentifera) at hydrother-
mal vents, and their length can increase by tens of
centimeters per year (Lutz et al., 1994). Similarly,
pieces of wood (e.g., tree trunks) that wash offshore
and sink are a rich source of food for wood-boring
bivalves (Xylophaginidae), which reach adult size
within months of settlement (Turner, 1973). The growth
rate of a gooseneck barnacle increased several-fold
when phytodetritus, a likely source of food for this
suspension feeder, was present (Lampitt, 1990). It
appears that growth rates in the deep sea are limited,
not by the physiological challenges of the physical
46. THE DEEP-SEA FLOOR: AN OVERVIEW 31
0
10
50
2
4
6
8
10
12
14
16
18
20
8
10
12
A
B
C
14
16
18
20
22
0
2
4
6
Time (days)
Test
volume
(cm
3
)
150 200 250 300
0
Fig. 2.23. Growth (as test volume) of three abyssal xenophyophore
individuals illustrating that growth can be rapid for deep-sea
organisms. Outer scale refers to individuals B and C. Inner scale
refers to individual A. Modified from Gooday et al. (1993).
Copyright: Elsevier Science.
environment (high pressure, low temperature), but by
the meager supply of food.
ACKNOWLEDGEMENTS
The following people answered queries: W. Burnett,
J. Eckman, A. Gooday, P. Jumars, W. Landing,
P. LaRock, G. Paterson, G. Weatherly and G. Wilson.
L. Bouck, S. Ertman, R. Hessler, K. Suderman,
A. Thistle, G. Wilson, and an anonymous reviewer
commented on the manuscript. I am grateful for this
kind help. The chapter was written while the author
was partially supported by ONR grant N00014-95-1-
0750 and NSF grant OCE-9616676.
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54. Chapter 3
THE PELAGIC ENVIRONMENT OF THE OPEN OCEAN
Martin V. ANGEL
INTRODUCTION
The waters of the ocean provide the most voluminous
habitat on the planet, since 71% of the Earth’s surface
is covered by sea to an average depth of 3800 m. The
water in the oceans is estimated to have a volume of
1.368×109
km3
, and to be equivalent to about 0.24%
of the Earth’s total mass. The shelf seas 0–200 m deep,
that fringe the continental landmasses, extend over
about 5% of the Earth’s area. At the outer edge of
most shelf seas is the shelf-break where the seabed falls
quite steeply to depths of around 3000 m, forming the
continental slope and rise; these continental margins
account for a further 13% of the Earth’s area. Beyond
that, abyssal depths 3000 to 6000 m deep cover about
51% of the Earth’s surface, and the deepest or hadal
depths (including many of the ocean trenches) where
depths are 6000 m cover less than 2%. The volume
of the living space provided by the water of the oceans
is 168 times that of terrestrial habitats (Cohen, 1994;
see Table 3.1). The oceans have a major influence on
climate, since they transfer substantial amounts of heat
from equatorial zones to the polar regions. Beneath
the clearest of oceanic waters sunlight is detectable
only to depths of 1000 to 1250 m. In consequence,
the major part of this, the most extensive environment
on Earth, is virtually completely dark, lit only by
brief flashes of bioluminescence, the light the animals
themselves produce. It is a very cool environment;
the waters at depths of 1000 m and below have
temperatures that range mostly between −0.9º and 5ºC.
Their physical and chemical environments hardly vary,
and the very limited variation is at scales that are much
coarser than those of terrestrial and freshwater habitats.
Since uniformity of habitat is unfavourable for the
evolution of new species, the total inventory of species
inhabiting the waters of the oceans is surprisingly
small considering their vast volume. Certainly there
are generally far fewer pelagic species in the oceans
than occur in terrestrial environments, but estimates of
the numbers of benthic species, based on very meagre
sampling, range from 0.5 to 2000 million depending on
the assumptions made.
Table 3.1
Biophysical characteristics of oceans compared to those of
continents1
Oceans Continents
Surface area (108 km2) 3.6 1.5
Surface area as % Earth’s surface 71% 29%
Mean depth of life zone (km) 3.8 0.05
Volume of life zone (109 km3) 1.37 0.0075
Volume % of total 99.5 0.5
Standing crop of plants (1027 kg C)1 ~2 560
Biomass per unit area
(103 kg C km−2)
5.6 3700
Biomass per unit volume
(103 kg C km−3)
1.5 75.000
Dead matter (1015 kg C) ~2 1.5
Dead organic matter per unit area
(106 kg C km2)
5.5 10
Net primary productivity (NPP) y−1 25–44 ~501
NPP per unit area
(103 kg C km−2 y−1)
69 330
Carbon residence time in living
biomass (years)2
0.08 11.2
1 Adapted from Cohen (1994).
2 Based on Harte (1988).
Despite the relative uniformity of the chemical and
physical conditions, the oceanic water column is an
environment that is physiologically highly challenging
to life because of resource limitations. However, before
discussing the oceanic water column as a habitat, some
39
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all his company but one man whom he could fully trust; and this was
Tonty. He and Hennepin were on indifferent terms. Men thrown
together in a rugged enterprise like this quickly learn to know each
other; and the vain and assuming friar was not likely to commend
himself to La Salle's brave and loyal lieutenant. Hennepin says that it
was La Salle's policy to govern through the dissensions of his
followers; and, from whatever cause, it is certain that those beneath
him were rarely in perfect harmony.
FOOTNOTES:
Hennepin, Description de la Louisiane (1683), 19; Ibid., Voyage Curieux
(1704), 66. Ribourde had lately arrived.
Lettre de La Motte de la Lussière, sans date; Relation de Henri de
Tonty écrite de Québec, le 14 Novembre, 1684 (Margry, i. 573). This
paper, apparently addressed to Abbé Renaudot, is entirely distinct
from Tonty's memoir of 1693, addressed to the minister
Ponchartrain.
Hennepin, Nouvelle Découverte (1697), 8.
Ibid., Avant Propos, 5.
Ibid., Voyage Curieux (1704), 12.
Hennepin, Voyage Curieux (1704), 18.
Ibid. Avis au Lecteur. He elsewhere represents
himself as on excellent terms with La Salle; with
whom, he says, he used to read histories of travels
at Fort Frontenac, after which they discussed
together their plans of discovery.
This was the Racines Agnières of Bruyas. It was published by Mr. Shea
in 1862. Hennepin seems to have studied it carefully; for on several
occasions he makes use of words evidently borrowed from it, putting
them into the mouths of Indians speaking a dialect different from that of
the Agniers, or Mohawks.
Compare Brodhead in Hist. Mag., x. 268.
57. 1
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Une enterprise capable d'épouvanter tout autre que moi.—
Hennepin, Voyage Curieux, Avant Propos (1704).
Je vous proteste ici devant Dieu, que ma Relation est fidèle
et sincère, etc.—Ibid., Avis au Lecteur.
The nature of these fabrications will be shown
hereafter. They occur, not in the early editions of
Hennepin's narrative, which are comparatively truthful,
but in the edition of 1697 and those which followed. La
Salle was dead at the time of their publication.
This place is laid down on a manuscript map sent to France by the
Intendant Duchesneau, and now preserved in the Archives de la Marine,
and also on several other contemporary maps.
Hennepin's account of the falls and river of Niagara—especially his
second account, on his return from the West—is very minute, and
on the whole very accurate. He indulges in gross exaggeration as to
the height of the cataract, which, in the edition of 1683, he states at
five hundred feet, and raises to six hundred in that of 1697. He also says that
there was room for four carriages to pass abreast under the American Fall
without being wet. This is, of course, an exaggeration at the best; but it is
extremely probable that a great change has taken place since his time. He
speaks of a small lateral fall at the west side of the Horse Shoe Fall which does
not now exist. Table Rock, now destroyed, is distinctly figured in his picture. He
says that he descended the cliffs on the west side to the foot of the cataract,
but that no human being can get down on the east side.
The name of Niagara, written Onguiaahra by Lalemant in 1641,
and Ongiara by Sanson, on his map of 1657, is used by Hennepin
in its present form. His description of the falls is the earliest
known to exist. They are clearly indicated on the map of
Champlain, 1632. For early references to them, see The Jesuits in
North America, 235, note. A brief but curious notice of them is
given by Gendron, Quelques Particularitez du Pays des Hurons,
1659. The indefatigable Dr. O'Callaghan has discovered thirty-nine
distinct forms of the name Niagara. Index to Colonial Documents
of New York, 465. It is of Iroquois origin, and in the Mohawk
dialect is pronounced Nyàgarah.
Tonty, Relation, 1684 (Margry, i. 573).
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Near the town of Victor. It is laid down on the map of Galinée,
and other unpublished maps. Compare Marshall, Historical Sketches
of the Niagara Frontier, 14.
Lettre de La Salle à un de ses associés (Margry, ii. 32).
Description de la Louisiane (1683), 41. It is
characteristic of Hennepin that, in the editions of his
book published after La Salle's death, he substitutes, for
anybody but him, anybody but those who had formed
so generous a design,—meaning to include himself, though he lost nothing by
the disaster, and had not formed the design.
On these incidents, compare the two narratives of Tonty, of
1684 and 1693. The book bearing Tonty's name is a compilation
full of errors. He disowned its authorship.
Lettre de La Salle, 22 Août, 1682 (Margry, ii. 212).
Lettre de La Motte, sans date.
59. THE NIAGARA
PORTAGE.
CHAPTER X.
1679.
THE LAUNCH OF THE GRIFFIN.
The Niagara Portage.—A Vessel on the Stocks.—Suffering and Discontent.
—La Salle's Winter Journey.—The Vessel launched.—Fresh Disasters.
A more important work than that of the
warehouse at the mouth of the river was now to be
begun. This was the building of a vessel above the
cataract. The small craft which had brought La Motte and Hennepin
with their advance party had been hauled to the foot of the rapids at
Lewiston, and drawn ashore with a capstan, to save her from the
drifting ice. Her lading was taken out, and must now be carried
beyond the cataract to the calm water above. The distance to the
destined point was at least twelve miles, and the steep heights
above Lewiston must first be climbed. This heavy task was
accomplished on the twenty-second of January. The level of the
plateau was reached, and the file of burdened men, some thirty in
number, toiled slowly on its way over the snowy plains and through
the gloomy forests of spruce and naked oak-trees; while Hennepin
plodded through the drifts with his portable altar lashed fast to his
back. They came at last to the mouth of a stream which entered the
Niagara two leagues above the cataract, and which was undoubtedly
that now called Cayuga Creek.[124]
Trees were felled, the place cleared, and the master-carpenter set
his ship-builders at work. Meanwhile, two Mohegan hunters,
attached to the party, made bark wigwams to lodge the men.
Hennepin had his chapel, apparently of the same material, where he
placed his altar, and on Sundays and saints' days said mass,
60. SUFFERING AND
DISCONTENT.
preached, and exhorted; while some of the men, who knew the
Gregorian chant, lent their aid at the service. When the carpenters
were ready to lay the keel of the vessel, La Salle asked the friar to
drive the first bolt; but the modesty of my religious profession, he
says, compelled me to decline this honor.
Fortunately, it was the hunting-season of the Iroquois, and most
of the Seneca warriors were in the forests south of Lake Erie; yet
enough remained to cause serious uneasiness. They loitered sullenly
about the place, expressing their displeasure at the proceedings of
the French. One of them, pretending to be drunk, attacked the
blacksmith and tried to kill him; but the Frenchman, brandishing a
red-hot bar of iron, held him at bay till Hennepin ran to the rescue,
when, as he declares, the severity of his rebuke caused the savage
to desist.[125] The work of the ship-builders advanced rapidly; and
when the Indian visitors beheld the vast ribs of the wooden monster,
their jealousy was redoubled. A squaw told the French that they
meant to burn the vessel on the stocks. All now stood anxiously on
the watch. Cold, hunger, and discontent found imperfect antidotes in
Tonty's energy and Hennepin's sermons.
La Salle was absent, and his lieutenant
commanded in his place. Hennepin says that Tonty
was jealous because he, the friar, kept a journal,
and that he was forced to use all manner of just precautions to
prevent the Italian from seizing it. The men, being half-starved, in
consequence of the loss of their provisions on Lake Ontario, were
restless and moody; and their discontent was fomented by one of
their number, who had very probably been tampered with by La
Salle's enemies.[126] The Senecas refused to supply them with corn,
and the frequent exhortations of the Récollet father proved an
insufficient substitute. In this extremity, the two Mohegans did
excellent service,—bringing deer and other game, which relieved the
most pressing wants of the party, and went far to restore their
cheerfulness.
61. THE SHIP
FINISHED.
La Salle, meanwhile, had gone down to the mouth of the river,
with a sergeant and a number of men; and here, on the high point
of land where Fort Niagara now stands, he marked out the
foundations of two blockhouses.[127] Then, leaving his men to build
them, he set out on foot for Fort Frontenac, where the condition of
his affairs demanded his presence, and where he hoped to procure
supplies to replace those lost in the wreck of his vessel. It was
February, and the distance was some two hundred and fifty miles,
through the snow-encumbered forests of the Iroquois and over the
ice of Lake Ontario. Two men attended him, and a dog dragged his
baggage on a sledge. For food, they had only a bag of parched corn,
which failed them two days before they reached the fort; and they
made the rest of the journey fasting.
During his absence, Tonty finished the vessel,
which was of about forty-five tons' burden.[128] As
spring opened, she was ready for launching. The
friar pronounced his blessing on her; the assembled company sang
Te Deum; cannon were fired; and French and Indians, warmed alike
by a generous gift of brandy, shouted and yelped in chorus as she
glided into the Niagara. Her builders towed her out and anchored
her in the stream, safe at last from incendiary hands; and then,
swinging their hammocks under her deck, slept in peace, beyond
reach of the tomahawk. The Indians gazed on her with amazement.
Five small cannon looked out from her portholes; and on her prow
was carved a portentous monster, the Griffin, whose name she bore,
in honor of the armorial bearings of Frontenac. La Salle had often
been heard to say that he would make the griffin fly above the
crows, or, in other words, make Frontenac triumph over the Jesuits.
They now took her up the river, and made her fast below the swift
current at Black Rock. Here they finished her equipment, and waited
for La Salle's return; but the absent commander did not appear. The
spring and more than half of the summer had passed before they
saw him again. At length, early in August, he arrived at the mouth of
the Niagara, bringing three more friars; for, though no friend of the
62. [
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Jesuits, he was zealous for the Faith, and was rarely without a
missionary in his journeyings. Like Hennepin, the three friars were
all Flemings. One of them, Melithon Watteau, was to remain at
Niagara; the others, Zenobe Membré and Gabriel Ribourde, were to
preach the Faith among the tribes of the West. Ribourde was a hale
and cheerful old man of sixty-four. He went four times up and down
the Lewiston heights, while the men were climbing the steep
pathway with their loads. It required four of them, well stimulated
with brandy, to carry up the principal anchor destined for the
Griffin.
La Salle brought a tale of disaster. His enemies, bent on ruining
the enterprise, had given out that he was embarked on a
harebrained venture, from which he would never return. His
creditors, excited by rumors set afloat to that end, had seized on all
his property in the settled parts of Canada, though his seigniory of
Fort Frontenac alone would have more than sufficed to pay all his
debts. There was no remedy. To defer the enterprise would have
been to give his adversaries the triumph that they sought; and he
hardened himself against the blow with his usual stoicism.[129]
FOOTNOTES:
It has been a matter of debate on which side of the Niagara the first
vessel on the Upper Lakes was built. A close study of Hennepin, and a
careful examination of the localities, have convinced me that the spot was
that indicated above. Hennepin repeatedly alludes to a large detached
rock, rising out of the water at the foot of the rapids above Lewiston, on the
west side of the river. This rock may still be seen immediately under the
western end of the Lewiston suspension-bridge. Persons living in the
neighborhood remember that a ferry-boat used to pass between it and the cliffs
of the western shore; but it has since been undermined by the current and has
inclined in that direction, so that a considerable part of it is submerged, while
the gravel and earth thrown down from the cliff during the building of the
bridge has filled the intervening channel. Opposite to this rock, and on the east
side of the river, says Hennepin, are three mountains, about two leagues below
the cataract. (Nouveau Voyage (1704), 462, 466.) To these three mountains,
63. [
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as well as to the rock, he frequently alludes. They are also spoken of by La
Hontan, who clearly indicates their position. They consist in the three
successive grades of the acclivity: first, that which rises from the level of the
water, forming the steep and lofty river-bank; next, an intermediate ascent,
crowned by a sort of terrace, where the tired men could find a second resting-
place and lay down their burdens, whence a third effort carried them with
difficulty to the level top of the plateau. That this was the actual portage, or
carrying place of the travellers, is shown by Hennepin (1704), 114, who
describes the carrying of anchors and other heavy articles up these heights in
August, 1679. La Hontan also passed the Falls by way of the three mountains
eight years later. La Hontan (1703), 106. It is clear, then, that the portage was
on the east side, whence it would be safe to conclude that the vessel was built
on the same side. Hennepin says that she was built at the mouth of a stream
(rivière) entering the Niagara two leagues above the Falls. Excepting one or two
small brooks, there is no stream on the west side but Chippewa Creek, which
Hennepin had visited and correctly placed at about a league from the cataract.
His distances on the Niagara are usually correct. On the east side there is a
stream which perfectly answers the conditions. This is Cayuga Creek, two
leagues above the Falls. Immediately in front of it is an island about a mile
long, separated from the shore by a narrow and deep arm of the Niagara, into
which Cayuga Creek discharges itself. The place is so obviously suited to
building and launching a vessel, that, in the early part of this century, the
government of the United States chose it for the construction of a schooner to
carry supplies to the garrisons of the Upper Lakes. The neighboring village now
bears the name of La Salle.
In examining this and other localities on the Niagara, I have
been greatly aided by my friend O. H. Marshall, Esq., of Buffalo,
who is unrivalled in his knowledge of the history and traditions of
the Niagara frontier.
Hennepin (1704), 97. On a paper drawn up at the instance of the
Intendant Duchesneau, the names of the greater number of La Salle's
men are preserved. These agree with those given by Hennepin: thus, the
master-carpenter, whom he calls Maître Moyse, appears as Moïse Hillaret;
and the blacksmith, whom he calls La Forge, is mentioned as—(illegible) dit la
Forge.
This bad man, says Hennepin, would infallibly have debauched our
workmen, if I had not reassured them by the exhortations which I made
them on fête-days and Sundays, after divine service. (1704), 98.
64. [
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Lettre de La Salle, 22 Août, 1682 (Margry, ii. 197); Relation de Tonty,
1684 (Ibid., i. 577). He called this new post Fort Conti. It was burned
some months after, by the carelessness of the sergeant in command, and
was the first of a succession of forts on this historic spot.
Hennepin (1683), 46. In the edition of 1697, he says that it was of sixty
tons. I prefer to follow the earlier and more trustworthy narrative.
La Salle's embarrassment at this time was so great that he
purposed to send Tonty up the lakes in the Griffin, while he went
back to the colony to look after his affairs; but suspecting that the
pilot, who had already wrecked one of his vessels, was in the pay of
his enemies, he resolved at last to take charge of the expedition himself, to
prevent a second disaster. (Lettre de La Salle, 22 Août, 1682; Margry, ii. 214.)
Among the creditors who bore hard upon him were Migeon, Charon, Giton, and
Peloquin, of Montreal, in whose name his furs at Fort Frontenac had been
seized. The intendant also placed under seal all his furs at Quebec, among
which is set down the not very precious item of two hundred and eighty-four
skins of enfants du diable, or skunks.
65. CHAPTER XI.
1679.
LA SALLE ON THE UPPER LAKES.
The Voyage of the Griffin.—Detroit.—A Storm.—St. Ignace of
Michilimackinac.—Rivals and Enemies.—Lake Michigan.—Hardships.—A
Threatened Fight.—Fort Miami.—Tonty's Misfortunes.—Forebodings.
The Griffin had lain moored by the shore, so near that Hennepin
could preach on Sundays from the deck to the men encamped along
the bank. She was now forced up against the current with tow-ropes
and sails, till she reached the calm entrance of Lake Erie. On the
seventh of August, La Salle and his followers embarked, sang Te
Deum, and fired their cannon. A fresh breeze sprang up; and with
swelling canvas the Griffin ploughed the virgin waves of Lake Erie,
where sail was never seen before. For three days they held their
course over these unknown waters, and on the fourth turned
northward into the Strait of Detroit. Here, on the right hand and on
the left, lay verdant prairies, dotted with groves and bordered with
lofty forests. They saw walnut, chestnut, and wild plum trees, and
oaks festooned with grape-vines; herds of deer, and flocks of swans
and wild turkeys. The bulwarks of the Griffin were plentifully hung
with game which the men killed on shore, and among the rest with a
number of bears, much commended by Hennepin for their want of
ferocity and the excellence of their flesh. Those, he says, who will
one day have the happiness to possess this fertile and pleasant
strait, will be very much obliged to those who have shown them the
way. They crossed Lake St. Clair,[130] and still sailed northward
against the current, till now, sparkling in the sun, Lake Huron spread
before them like a sea.
66. ST. IGNACE.
For a time they bore on prosperously. Then the
wind died to a calm, then freshened to a gale, then
rose to a furious tempest; and the vessel tossed
wildly among the short, steep, perilous waves of the raging lake.
Even La Salle called on his followers to commend themselves to
Heaven. All fell to their prayers but the godless pilot, who was loud
in complaint against his commander for having brought him, after
the honor he had won on the ocean, to drown at last ignominiously
in fresh water. The rest clamored to the saints. St. Anthony of Padua
was promised a chapel to be built in his honor, if he would but save
them from their jeopardy; while in the same breath La Salle and the
friars declared him patron of their great enterprise.[131] The saint
heard their prayers. The obedient winds were tamed; and the
Griffin plunged on her way through foaming surges that still grew
calmer as she advanced. Now the sun shone forth on woody islands,
Bois Blanc and Mackinaw and the distant Manitoulins,—on the forest
wastes of Michigan and the vast blue bosom of the angry lake; and
now her port was won, and she found her rest behind the point of
St. Ignace of Michilimackinac, floating in that tranquil cove where
crystal waters cover but cannot hide the pebbly depths beneath.
Before her rose the house and chapel of the Jesuits, enclosed with
palisades; on the right, the Huron village, with its bark cabins and its
fence of tall pickets; on the left, the square compact houses of the
French traders; and, not far off, the clustered wigwams of an Ottawa
village.[132] Here was a centre of the Jesuit missions, and a centre
of the Indian trade; and here, under the shadow of the cross, was
much sharp practice in the service of Mammon. Keen traders, with
or without a license, and lawless coureurs de bois, whom a few
years of forest life had weaned from civilization, made St. Ignace
their resort; and here there were many of them when the Griffin
came. They and their employers hated and feared La Salle, who,
sustained as he was by the governor, might set at nought the
prohibition of the King, debarring him from traffic with these tribes.
Yet, while plotting against him, they took pains to allay his distrust
by a show of welcome.
67. RIVALS AND
ENEMIES.
The Griffin fired her cannon, and the Indians yelped in wonder
and amazement. The adventurers landed in state, and marched
under arms to the bark chapel of the Ottawa village, where they
heard mass. La Salle knelt before the altar, in a mantle of scarlet
bordered with gold. Soldiers, sailors, and artisans knelt around him,
—black Jesuits, gray Récollets, swarthy voyageurs, and painted
savages; a devout but motley concourse.
As they left the chapel, the Ottawa chiefs came to bid them
welcome, and the Hurons saluted them with a volley of musketry.
They saw the Griffin at her anchorage, surrounded by more than a
hundred bark canoes, like a Triton among minnows. Yet it was with
more wonder than good-will that the Indians of the mission gazed
on the floating fort, for so they called the vessel. A deep jealousy
of La Salle's designs had been infused into them. His own followers,
too, had been tampered with. In the autumn before, it may be
remembered, he had sent fifteen men up the lakes to trade for him,
with orders to go thence to the Illinois and make preparation against
his coming. Early in the summer, Tonty had been despatched in a
canoe from Niagara to look after them.[133] It was high time. Most
of the men had been seduced from their duty, and had disobeyed
their orders, squandered the goods intrusted to them, or used them
in trading on their own account. La Salle found four of them at
Michilimackinac. These he arrested, and sent Tonty to the Falls of
Ste. Marie, where two others were captured, with their plunder. The
rest were in the woods, and it was useless to pursue them.
Anxious and troubled as to the condition of his
affairs in Canada. La Salle had meant, after seeing
his party safe at Michilimackinac, to leave Tonty to
conduct it to the Illinois, while he himself returned to the colony. But
Tonty was still at Ste. Marie, and he had none to trust but himself.
Therefore, he resolved at all risks to remain with his men; for, he
says, I judged my presence absolutely necessary to retain such of
them as were left me, and prevent them from being enticed away
during the winter. Moreover, he thought that he had detected an
68. POTTAWATTAMIE
S.
intrigue of his enemies to hound on the Iroquois against the Illinois,
in order to defeat his plan by involving him in the war.
Early in September he set sail again, and passing westward into
Lake Michigan,[134] cast anchor near one of the islands at the
entrance of Green Bay. Here, for once, he found a friend in the
person of a Pottawattamie chief, who had been so wrought upon by
the politic kindness of Frontenac that he declared himself ready to
die for the children of Onontio.[135] Here, too, he found several of
his advance party, who had remained faithful and collected a large
store of furs. It would have been better had they proved false, like
the rest. La Salle, who asked counsel of no man, resolved, in spite of
his followers, to send back the Griffin laden with these furs, and
others collected on the way, to satisfy his creditors.[136] It was a
rash resolution, for it involved trusting her to the pilot, who had
already proved either incompetent or treacherous. She fired a
parting shot, and on the eighteenth of September set sail for
Niagara, with orders to return to the head of Lake Michigan as soon
as she had discharged her cargo. La Salle, with the fourteen men
who remained, in four canoes deeply laden with a forge, tools,
merchandise, and arms, put out from the island and resumed his
voyage.
The parting was not auspicious. The lake, glassy
and calm in the afternoon, was convulsed at night
with a sudden storm, when the canoes were
midway between the island and the main shore. It was with difficulty
that they could keep together, the men shouting to each other
through the darkness. Hennepin, who was in the smallest canoe with
a heavy load, and a carpenter for a companion who was awkward at
the paddle, found himself in jeopardy which demanded all his nerve.
The voyagers thought themselves happy when they gained at last
the shelter of a little sandy cove, where they dragged up their
canoes, and made their cheerless bivouac in the drenched and
dripping forest. Here they spent five days, living on pumpkins and
Indian corn, the gift of their Pottawattamie friends, and on a Canada
69. porcupine brought in by La Salle's Mohegan hunter. The gale raged
meanwhile with relentless fury. They trembled when they thought of
the Griffin. When at length the tempest lulled, they re-embarked,
and steered southward along the shore of Wisconsin; but again the
storm fell upon them, and drove them for safety to a bare, rocky
islet. Here they made a fire of drift-wood, crouched around it, drew
their blankets over their heads, and in this miserable plight, pelted
with sleet and rain, remained for two days.
At length they were afloat again; but their prosperity was brief. On
the twenty-eighth, a fierce squall drove them to a point of rocks
covered with bushes, where they consumed the little that remained
of their provisions. On the first of October they paddled about thirty
miles, without food, when they came to a village of Pottawattamies,
who ran down to the shore to help them to land; but La Salle,
fearing that some of his men would steal the merchandise and
desert to the Indians, insisted on going three leagues farther, to the
great indignation of his followers. The lake, swept by an easterly
gale, was rolling its waves against the beach, like the ocean in a
storm. In the attempt to land, La Salle's canoe was nearly swamped.
He and his three canoe-men leaped into the water, and in spite of
the surf, which nearly drowned them, dragged their vessel ashore
with all its load. He then went to the rescue of Hennepin, who with
his awkward companion was in woful need of succor. Father Gabriel,
with his sixty-four years, was no match for the surf and the violent
undertow. Hennepin, finding himself safe, waded to his relief, and
carried him ashore on his sturdy shoulders; while the old friar,
though drenched to the skin, laughed gayly under his cowl as his
brother missionary staggered with him up the beach.[137]
When all were safe ashore, La Salle, who distrusted the Indians
they had passed, took post on a hill, and ordered his followers to
prepare their guns for action. Nevertheless, as they were starving,
an effort must be risked to gain a supply of food; and he sent three
men back to the village to purchase it. Well armed, but faint with toil
and famine, they made their way through the stormy forest bearing
70. HARDSHIPS.
a pipe of peace, but on arriving saw that the scared inhabitants had
fled. They found, however, a stock of corn, of which they took a
portion, leaving goods in exchange, and then set out on their return.
Meanwhile, about twenty of the warriors, armed with bows and
arrows, approached the camp of the French to reconnoitre. La Salle
went to meet them with some of his men, opened a parley with
them, and kept them seated at the foot of the hill till his three
messengers returned, when on seeing the peace-pipe the warriors
set up a cry of joy. In the morning they brought more corn to the
camp, with a supply of fresh venison, not a little cheering to the
exhausted Frenchmen, who, in dread of treachery, had stood under
arms all night.
This was no journey of pleasure. The lake was
ruffled with almost ceaseless storms; clouds big
with rain above, a turmoil of gray and gloomy
waves beneath. Every night the canoes must be shouldered through
the breakers and dragged up the steep banks, which, as they neared
the site of Milwaukee, became almost insurmountable. The men
paddled all day, with no other food than a handful of Indian corn.
They were spent with toil, sick with the haws and wild berries which
they ravenously devoured, and dejected at the prospect before
them. Father Gabriel's good spirits began to fail. He fainted several
times from famine and fatigue, but was revived by a certain
confection of Hyacinth administered by Hennepin, who had a small
box of this precious specific.
At length they descried at a distance, on the stormy shore, two or
three eagles among a busy congregation of crows or turkey
buzzards. They paddled in all haste to the spot. The feasters took
flight; and the starved travellers found the mangled body of a deer,
lately killed by the wolves. This good luck proved the inauguration of
plenty. As they approached the head of the lake, game grew
abundant; and, with the aid of the Mohegan, there was no lack of
bear's meat and venison. They found wild grapes, too, in the woods,
71. ENCOUNTER
WITH INDIANS.
and gathered them by cutting down the trees to which the vines
clung.
While thus employed, they were startled by a
sight often so fearful in the waste and the
wilderness,—the print of a human foot. It was clear
that Indians were not far off. A strict watch was kept, not, as it
proved, without cause; for that night, while the sentry thought of
little but screening himself and his gun from the floods of rain, a
party of Outagamies crept under the bank, where they lurked for
some time before he discovered them. Being challenged, they came
forward, professing great friendship, and pretending to have
mistaken the French for Iroquois. In the morning, however, there
was an outcry from La Salle's servant, who declared that the visitors
had stolen his coat from under the inverted canoe where he had
placed it; while some of the carpenters also complained of being
robbed. La Salle well knew that if the theft were left unpunished,
worse would come of it. First, he posted his men at the woody point
of a peninsula, whose sandy neck was interposed between them and
the main forest. Then he went forth, pistol in hand, met a young
Outagami, seized him, and led him prisoner to his camp. This done,
he again set out, and soon found an Outagami chief,—for the
wigwams were not far distant,—to whom he told what he had done,
adding that unless the stolen goods were restored, the prisoner
should be killed. The Indians were in perplexity, for they had cut the
coat to pieces and divided it. In this dilemma they resolved, being
strong in numbers, to rescue their comrade by force. Accordingly,
they came down to the edge of the forest, or posted themselves
behind fallen trees on the banks, while La Salle's men in their
stronghold braced their nerves for the fight. Here three Flemish
friars with their rosaries, and eleven Frenchmen with their guns,
confronted a hundred and twenty screeching Outagamies. Hennepin,
who had seen service, and who had always an exhortation at his
tongue's end, busied himself to inspire the rest with a courage equal
to his own. Neither party, however, had an appetite for the fray. A
parley ensued: full compensation was made for the stolen goods,
72. and the aggrieved Frenchmen were farther propitiated with a gift of
beaver-skins.
Their late enemies, now become friends, spent the next day in
dances, feasts, and speeches. They entreated La Salle not to
advance farther, since the Illinois, through whose country he must
pass, would be sure to kill him; for, added these friendly counsellors,
they hated the French because they had been instigating the
Iroquois to invade their country, Here was another subject of
anxiety. La Salle was confirmed in his belief that his busy and
unscrupulous enemies were intriguing for his destruction.
He pushed on, however, circling around the southern shore of
Lake Michigan, till he reached the mouth of the St. Joseph, called by
him the Miamis. Here Tonty was to have rejoined him with twenty
men, making his way from Michilimackinac along the eastern shore
of the lake; but the rendezvous was a solitude,—Tonty was nowhere
to be seen. It was the first of November; winter was at hand, and
the streams would soon be frozen. The men clamored to go forward,
urging that they should starve if they could not reach the villages of
the Illinois before the tribe scattered for the winter hunt. La Salle
was inexorable. If they should all desert, he said, he, with his
Mohegan hunter and the three friars, would still remain and wait for
Tonty. The men grumbled, but obeyed; and, to divert their thoughts,
he set them at building a fort of timber on a rising ground at the
mouth of the river.
They had spent twenty days at this task, and their work was well
advanced, when at length Tonty appeared. He brought with him only
half of his men. Provisions had failed; and the rest of his party had
been left thirty leagues behind, to sustain themselves by hunting. La
Salle told him to return and hasten them forward. He set out with
two men. A violent north wind arose. He tried to run his canoe
ashore through the breakers. The two men could not manage their
vessel, and he with his one hand could not help them. She
swamped, rolling over in the surf. Guns, baggage, and provisions
were lost; and the three voyagers returned to the Miamis, subsisting
73. FOREBODINGS.
[
1
3
0]
[
1
3
1]
[
1
3
2]
[
1
3
3] [
1
3
4]
[
1
3
5] [
1
3
6]
on acorns by the way. Happily, the men left behind, excepting two
deserters, succeeded, a few days after, in rejoining the party.[138]
Thus was one heavy load lifted from the heart of
La Salle. But where was the Griffin? Time
enough, and more than enough, had passed for
her voyage to Niagara and back again. He scanned the dreary
horizon with an anxious eye. No returning sail gladdened the watery
solitude, and a dark foreboding gathered on his heart. Yet further
delay was impossible. He sent back two men to Michilimackinac to
meet her, if she still existed, and pilot her to his new fort of the
Miamis, and then prepared to ascend the river, whose weedy edges
were already glassed with thin flakes of ice.[139]
FOOTNOTES:
They named it Sainte Claire, of which the present name is a perversion.
Hennepin (1683), 58.
There is a rude plan of the establishment in La Hontan,
though in several editions its value is destroyed by the reversal
of the plate.
Relation de Tonty, 1684; Ibid., 1693. He was overtaken
at the Detroit by the Griffin.
Then usually known as Lac des Illinois, because
it gave access to the country of the tribes so called.
Three years before, Allouez gave it the name of Lac
St. Joseph, by which it is often designated by the
early writers. Membré, Douay, and others, call it Lac Dauphin.
The Great Mountain, the Iroquois name for the governor of Canada.
It was borrowed by other tribes also.
In the license of discovery granted to La Salle, he is expressly
prohibited from trading with the Ottawas and others who brought
furs to Montreal. This traffic on the lakes was, therefore, illicit. His
74. [
1
3
7]
[
1
3
8]
[
1
3
9]
enemy, the Intendant Duchesneau, afterwards used this against him. Lettre de
Duchesneau au Ministre, 10 Nov., 1680.
Hennepin (1683), 79.
Hennepin (1683), 112; Relation de Tonty, 1693.
The official account of this journey is given at length in the
Relation des Découvertes et des Voyages du Sieur de la Salle,
1679-1681. This valuable document, compiled from letters and
diaries of La Salle, early in the year 1682, was known to
Hennepin, who evidently had a copy of it before him when he wrote his book,
in which he incorporated many passages from it.
75. LA SALLE'S
ADVENTURE.
CHAPTER XII.
1679, 1680.
LA SALLE ON THE ILLINOIS.
The St. Joseph.—Adventure of La Salle.—The Prairies.—Famine.—The
Great Town of the Illinois.—Indians.—Intrigues.—Difficulties.—Policy
of la Salle.—Desertion.—Another Attempt to poison La Salle.
On the third of December the party re-embarked,
thirty-three in all, in eight canoes,[140] and
ascended the chill current of the St. Joseph,
bordered with dreary meadows and bare gray forests. When they
approached the site of the present village of South Bend, they
looked anxiously along the shore on their right to find the portage or
path leading to the headquarters of the Illinois. The Mohegan was
absent, hunting; and, unaided by his practised eye, they passed the
path without seeing it. La Salle landed to search the woods. Hours
passed, and he did not return. Hennepin and Tonty grew uneasy,
disembarked, bivouacked, ordered guns to be fired, and sent out
men to scour the country. Night came, but not their lost leader.
Muffled in their blankets and powdered by the thick-falling snow-
flakes, they sat ruefully speculating as to what had befallen him; nor
was it till four o'clock of the next afternoon that they saw him
approaching along the margin of the river. His face and hands were
besmirched with charcoal; and he was further decorated with two
opossums which hung from his belt, and which he had killed with a
stick as they were swinging head downwards from the bough of a
tree, after the fashion of that singular beast. He had missed his way
in the forest, and had been forced to make a wide circuit around the
edge of a swamp; while the snow, of which the air was full, added to
his perplexities. Thus he pushed on through the rest of the day and
76. THE KANKAKEE.
the greater part of the night, till, about two o'clock in the morning,
he reached the river again, and fired his gun as a signal to his party.
Hearing no answering shot, he pursued his way along the bank,
when he presently saw the gleam of a fire among the dense thickets
close at hand. Not doubting that he had found the bivouac of his
party, he hastened to the spot. To his surprise, no human being was
to be seen. Under a tree beside the fire was a heap of dry grass
impressed with the form of a man who must have fled but a moment
before, for his couch was still warm. It was no doubt an Indian,
ambushed on the bank, watching to kill some passing enemy. La
Salle called out in several Indian languages; but there was dead
silence all around. He then, with admirable coolness, took
possession of the quarters he had found, shouting to their invisible
proprietor that he was about to sleep in his bed; piled a barricade of
bushes around the spot, rekindled the dying fire, warmed his
benumbed hands, stretched himself on the dried grass, and slept
undisturbed till morning.
The Mohegan had rejoined the party before La Salle's return, and
with his aid the portage was soon found. Here the party encamped.
La Salle, who was excessively fatigued, occupied, together with
Hennepin, a wigwam covered in the Indian manner with mats of
reeds. The cold forced them to kindle a fire, which before daybreak
set the mats in a blaze; and the two sleepers narrowly escaped
being burned along with their hut.
In the morning, the party shouldered their
canoes and baggage and began their march for the
sources of the river Illinois, some five miles distant.
Around them stretched a desolate plain, half-covered with snow and
strewn with the skulls and bones of buffalo; while, on its farthest
verge, they could see the lodges of the Miami Indians, who had
made this place their abode. As they filed on their way, a man
named Duplessis, bearing a grudge against La Salle, who walked
just before him, raised his gun to shoot him through the back, but
was prevented by one of his comrades. They soon reached a spot
77. where the oozy, saturated soil quaked beneath their tread. All
around were clumps of alder-bushes, tufts of rank grass, and pools
of glistening water. In the midst a dark and lazy current, which a tall
man might bestride, crept twisting like a snake among the weeds
and rushes. Here were the sources of the Kankakee, one of the
heads of the Illinois.[141] They set their canoes on this thread of
water, embarked their baggage and themselves, and pushed down
the sluggish streamlet, looking, at a little distance, like men who
sailed on land. Fed by an unceasing tribute of the spongy soil, it
quickly widened to a river; and they floated on their way through a
voiceless, lifeless solitude of dreary oak barrens, or boundless
marshes overgrown with reeds. At night, they built their fire on
ground made firm by frost, and bivouacked among the rushes. A few
days brought them to a more favored region. On the right hand and
on the left stretched the boundless prairie, dotted with leafless
groves and bordered by gray wintry forests, scorched by the fires
kindled in the dried grass by Indian hunters, and strewn with the
carcasses and the bleached skulls of innumerable buffalo. The plains
were scored with their pathways, and the muddy edges of the river
were full of their hoof-prints. Yet not one was to be seen. At night,
the horizon glowed with distant fires; and by day the savage hunters
could be descried at times roaming on the verge of the prairie. The
men, discontented and half-starved, would have deserted to them
had they dared. La Salle's Mohegan could kill no game except two
lean deer, with a few wild geese and swans. At length, in their
straits, they made a happy discovery. It was a buffalo bull, fast
mired in a slough. They killed him, lashed a cable about him, and
then twelve men dragged out the shaggy monster, whose ponderous
carcass demanded their utmost efforts.
The scene changed again as they descended. On either hand ran
ranges of woody hills, following the course of the river; and when
they mounted to their tops, they saw beyond them a rolling sea of
dull green prairie, a boundless pasture of the buffalo and the deer, in
our own day strangely transformed,—yellow in harvest-time with
78. THE ILLINOIS
TOWN.
HUNGER
RELIEVED.
ripened wheat, and dotted with the roofs of a hardy and valiant
yeomanry.[142]
They passed the site of the future town of
Ottawa, and saw on their right the high plateau of
Buffalo Rock, long a favorite dwelling-place of
Indians. A league below, the river glided among islands bordered
with stately woods. Close on their left towered a lofty cliff,[143]
crested with trees that overhung the rippling current; while before
them spread the valley of the Illinois, in broad low meadows,
bordered on the right by the graceful hills at whose foot now lies the
village of Utica. A population far more numerous then tenanted the
valley. Along the right bank of the river were clustered the lodges of
a great Indian town. Hennepin counted four hundred and sixty of
them.[144] In shape, they were somewhat like the arched top of a
baggage-wagon. They were built of a framework of poles, covered
with mats of rushes closely interwoven; and each contained three or
four fires, of which the greater part served for two families.
Here, then, was the town; but where were the
inhabitants? All was silent as the desert. The
lodges were empty, the fires dead, and the ashes
cold. La Salle had expected this; for he knew that in the autumn the
Illinois always left their towns for their winter hunting, and that the
time of their return had not yet come. Yet he was not the less
embarrassed, for he would fain have bought a supply of food to
relieve his famished followers. Some of them, searching the deserted
town, presently found the caches, or covered pits, in which the
Indians hid their stock of corn. This was precious beyond measure in
their eyes, and to touch it would be a deep offence. La Salle shrank
from provoking their anger, which might prove the ruin of his plans;
but his necessity overcame his prudence, and he took thirty minots
of corn, hoping to appease the owners by presents. Thus provided,
the party embarked again, and resumed their downward voyage.
79. On New Year's Day, 1680, they landed and heard mass. Then
Hennepin wished a happy new year to La Salle first, and afterwards
to all the men, making them a speech, which, as he tells us, was
most touching.[145] He and his two brethren next embraced the
whole company in turn, in a manner, writes the father, most
tender and affectionate, exhorting them, at the same time, to
patience, faith, and constancy. Four days after these solemnities,
they reached the long expansion of the river then called Pimitoui,
and now known as Peoria Lake, and leisurely made their way
downward to the site of the city of Peoria.[146] Here, as evening
drew near, they saw a faint spire of smoke curling above the gray
forest, betokening that Indians were at hand. La Salle, as we have
seen, had been warned that these tribes had been taught to regard
him as their enemy; and when, in the morning, he resumed his
course, he was prepared alike for peace or war.
The shores now approached each other; and the Illinois was once
more a river, bordered on either hand with overhanging woods.[147]
At nine o'clock, doubling a point, he saw about eighty Illinois
wigwams, on both sides of the river. He instantly ordered the eight
canoes to be ranged in line, abreast, across the stream,—Tonty on
the right, and he himself on the left. The men laid down their
paddles and seized their weapons; while, in this warlike guise, the
current bore them swiftly into the midst of the surprised and
astounded savages. The camps were in a panic. Warriors whooped
and howled; squaws and children screeched in chorus. Some
snatched their bows and war-clubs; some ran in terror; and, in the
midst of the hubbub, La Salle leaped ashore, followed by his men.
None knew better how to deal with Indians; and he made no sign of
friendship, knowing that it might be construed as a token of fear. His
little knot of Frenchmen stood, gun in hand, passive, yet prepared
for battle. The Indians, on their part, rallying a little from their fright,
made all haste to proffer peace. Two of their chiefs came forward,
holding out the calumet; while another began a loud harangue, to
check the young warriors who were aiming their arrows from the
80. ILLINOIS
HOSPITALITY.
farther bank. La Salle, responding to these friendly overtures,
displayed another calumet; while Hennepin caught several scared
children and soothed them with winning blandishments.[148] The
uproar was quelled; and the strangers were presently seated in the
midst of the camp, beset by a throng of wild and swarthy figures.
Food was placed before them; and, as the Illinois
code of courtesy enjoined, their entertainers
conveyed the morsels with their own hands to the
lips of these unenviable victims of their hospitality, while others
rubbed their feet with bear's grease. La Salle, on his part, made
them a gift of tobacco and hatchets; and when he had escaped from
their caresses, rose and harangued them. He told them that he had
been forced to take corn from their granaries, lest his men should
die of hunger; but he prayed them not to be offended, promising full
restitution or ample payment. He had come, he said, to protect them
against their enemies, and teach them to pray to the true God. As
for the Iroquois, they were subjects of the Great King, and therefore
brethren of the French; yet, nevertheless, should they begin a war
and invade the country of the Illinois, he would stand by them, give
them guns, and fight in their defence, if they would permit him to
build a fort among them for the security of his men. It was also, he
added, his purpose to build a great wooden canoe, in which to
descend the Mississippi to the sea, and then return, bringing them
the goods of which they stood in need; but if they would not
consent to his plans and sell provisions to his men, he would pass on
to the Osages, who would then reap all the benefits of intercourse
with the French, while they were left destitute, at the mercy of the
Iroquois.[149]
This threat had its effect, for it touched their deep-rooted jealousy
of the Osages. They were lavish of promises, and feasts and dances
consumed the day. Yet La Salle soon learned that the intrigues of his
enemies were still pursuing him. That evening, unknown to him, a
stranger appeared in the Illinois camp. He was a Mascoutin chief,
named Monso, attended by five or six Miamis, and bringing a gift of
81. FRESH
INTRIGUES.
knives, hatchets, and kettles to the Illinois.[150] The chiefs
assembled in a secret nocturnal session, where, smoking their pipes,
they listened with open ears to the harangue of the envoys. Monso
told them that he had come in behalf of certain Frenchmen, whom
he named, to warn his hearers against the designs of La Salle,
whom he denounced as a partisan and spy of the Iroquois, affirming
that he was now on his way to stir up the tribes beyond the
Mississippi to join in a war against the Illinois, who, thus assailed
from the east and from the west, would be utterly destroyed. There
was no hope for them, he added, but in checking the farther
progress of La Salle, or, at least, retarding it, thus causing his men to
desert him. Having thrown his fire-brand, Monso and his party left
the camp in haste, dreading to be confronted with the object of their
aspersions.[151]
In the morning, La Salle saw a change in the
behavior of his hosts. They looked on him askance,
cold, sullen, and suspicious. There was one
Omawha, a chief, whose favor he had won the day before by the
politic gift of two hatchets and three knives, and who now came to
him in secret to tell him what had taken place at the nocturnal
council. La Salle at once saw in it a device of his enemies; and this
belief was confirmed, when, in the afternoon, Nicanopé, brother of
the head chief, sent to invite the Frenchmen to a feast. They
repaired to his lodge; but before dinner was served,—that is to say,
while the guests, white and red, were seated on mats, each with his
hunting-knife in his hand, and the wooden bowl before him which
was to receive his share of the bear's or buffalo's meat, or the corn
boiled in fat, with which he was to be regaled,—while such was the
posture of the company, their host arose and began a long speech.
He told the Frenchmen that he had invited them to his lodge less to
refresh their bodies with good cheer than to cure their minds of the
dangerous purpose which possessed them, of descending the
Mississippi. Its shores, he said, were beset by savage tribes, against
whose numbers and ferocity their valor would avail nothing; its
82. LA SALLE AND
THE INDIANS.
waters were infested by serpents, alligators, and unnatural
monsters; while the river itself, after raging among rocks and
whirlpools, plunged headlong at last into a fathomless gulf, which
would swallow them and their vessel forever.
La Salle's men were for the most part raw hands,
knowing nothing of the wilderness, and easily
alarmed at its dangers; but there were two among
them, old coureurs de bois, who unfortunately knew too much; for
they understood the Indian orator, and explained his speech to the
rest. As La Salle looked around on the circle of his followers, he read
an augury of fresh trouble in their disturbed and rueful visages. He
waited patiently, however, till the speaker had ended, and then
answered him, through his interpreter, with great composure. First,
he thanked him for the friendly warning which his affection had
impelled him to utter; but, he continued, the greater the danger, the
greater the honor; and even if the danger were real, Frenchmen
would never flinch from it. But were not the Illinois jealous? Had
they not been deluded by lies? We were not asleep, my brother,
when Monso came to tell you, under cover of night, that we were
spies of the Iroquois. The presents he gave you, that you might
believe his falsehoods, are at this moment buried in the earth under
this lodge. If he told the truth, why did he skulk away in the dark?
Why did he not show himself by day? Do you not see that when we
first came among you, and your camp was all in confusion, we could
have killed you without needing help from the Iroquois? And now,
while I am speaking, could we not put your old men to death, while
your young warriors are all gone away to hunt? If we meant to make
war on you, we should need no help from the Iroquois, who have so
often felt the force of our arms. Look at what we have brought you.
It is not weapons to destroy you, but merchandise and tools for your
good. If you still harbor evil thoughts of us, be frank as we are, and
speak them boldly. Go after this impostor Monso, and bring him
back, that we may answer him face to face; for he never saw either
us or the Iroquois, and what can he know of the plots that he
pretends to reveal?[152] Nicanopé had nothing to reply, and,
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