Structural Impediments to  Community Participation in  Komodo National Park, Indonesia Henning Borchers
Argument One of the potential shortcomings of co-management is the inherent conflict between expert- and local knowledge, values and discursive power Expert scientific knowledge is prioritised.  Subsequently, local values and experiences are devalued and marginalised
Case Study The Komodo Collaborative Management Initiative falls short of involving local communities in a substantial way.  Community input is marginal, while scientific expertise prevails and determines decision-making Planning and management remains top-down
Topics of Discussion Principles of communicative/ collaborative planning and co-management Problems of implementation under a conventional conservation paradigm Case Study: Planning and implementation of the Komodo Collaborative Management Initiative (KCMI)
Planning  Conventional planning theory and practice guided by Western-scientific rational discourse Yet,  successful planning is more than simply producing a product: Learning Mutual respect Interaction and relationship-building Ownership Improved social and political responsibility
Communication As a transmission process: information is conveyed and received Communication refers to an end state As an ongoing process: dialogue Negotiating and interpreting diverse meanings Dealing with a variety of responses and multiple frames of reference This requires adaptation and adjustment
Communicative/ Collaborative Planning Communicative rationality: An effort at mutual understanding in a particular context. Consensus by dialogue Recognition of plurality and difference Cross-cultural practice ‘ Social learning’ through active participatory dialogue “ Planning as a democratic enterprise, aimed to promote social justice and environmental sustainability”  (Healey 1992:141)
Social Justice Social justice incorporates the three broad principles of  equal participation in the policymaking process self-representation and autonomy  political, economic and cultural self-determination
Co-Management Partnership development through: Decentralised and shared decision making Active participation Shared responsibility  Empowerment Consensus-building and dialogue
Can Dialogue be ‘Value-Free’? In the public discourse, scientists and non-scientists act as a result of two primary influences: Tacit interests and knowledge Ideas, agreements and conflicts that emerge during interactions with others Power and knowledge determine the process: Hierarchies and inequalities may maintain top-down structures
Case Study: Komodo National Park
Conservation and Development ‘ Best practice’: Reconcile conservation goals with human needs Sustainable Development paradigm & Convention on Biological Diversity Conservation Sustainable use Benefit sharing
The Co-Management of Komodo National Park According to project documents, the KCMI pursues: ‘ Community participation’ ‘ Active involvement of local communities as managers and beneficiaries’ ‘ Focused dialogue with specific problem groups or communities’  ‘ Consensus-building’
Level of Community Participation  and Empowerment Communities not formally included  yet . Instead, consultation mechanisms for community inputs and participation Consultation: Low- to medium level of participation Modified top-down interventionist approach Results may or may not be taken into account Overall, planning remains top-down
Consultation in KNP Gaps in consultations:  Women, youth, ethnic and social groups not systematically identified Most decisions made by male elders TNC & PKA tend to direct activities in villages themselves Promotion of ‘persuasion techniques’ for awareness staff Stated goal of consultations:  “ To explain to […] local communities how they will be involved in long-term management planning of the Park” (Mous et al. 2004:18).
TNC’s Stakeholder Analysis Framework for stakeholder announcement; attributes: Power: Groups who can influence decisions that are being made Legitimacy: Groups who have a moral or legal claim over an area or an issue Urgency: Whose claim needs immediate attention? ‘ Height’ of stakeholders according to the number of attributes: (3) definite (2) expectant (1) latent (0) public – a group of people who do not have any of these attributes
Power-sharing in TNK according to TNC In TNK: Co-management board: Putri Naga Komodo (TNC and P.T. JPU) Advisory committee: 11 members (incl. 3 members of C.C.) Consultative committee: +/- 30 members Consultation     Consultation session    Consultative committee   Advisory committee  Co-management board public latent expectant definitive
Consequences of  Mismanagement of KNP Customary resource use restricted or prohibited, though long-standing customary use patterns may not adversely impact KNP’s resources Provision of alternative livelihoods largely limited to buffer zones Tourism development limited within the park Livelihoods of poor residents curtailed Local communities not sufficiently informed; ‘socialisation’ of management plan and regulations ongoing  Alienation of local communities - distrust and lasting conflict
Approaching the Problem I “ We tend to work on making management more inclusive ” Tri Soekirman, TNC (2005) “ To listen, and then hear, is an incredible challenge. To hear and then act is a strenuous exercise fraught with pitfalls endemic to the highly politicized settings characteristic of natural resource planning ” Lapachelle et al. (2003:488)
Approaching the problem II We cannot solve the problems  we have created with the same  thinking that created them.

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Impediments (Nus 2005)

  • 1. Structural Impediments to Community Participation in Komodo National Park, Indonesia Henning Borchers
  • 2. Argument One of the potential shortcomings of co-management is the inherent conflict between expert- and local knowledge, values and discursive power Expert scientific knowledge is prioritised. Subsequently, local values and experiences are devalued and marginalised
  • 3. Case Study The Komodo Collaborative Management Initiative falls short of involving local communities in a substantial way. Community input is marginal, while scientific expertise prevails and determines decision-making Planning and management remains top-down
  • 4. Topics of Discussion Principles of communicative/ collaborative planning and co-management Problems of implementation under a conventional conservation paradigm Case Study: Planning and implementation of the Komodo Collaborative Management Initiative (KCMI)
  • 5. Planning Conventional planning theory and practice guided by Western-scientific rational discourse Yet, successful planning is more than simply producing a product: Learning Mutual respect Interaction and relationship-building Ownership Improved social and political responsibility
  • 6. Communication As a transmission process: information is conveyed and received Communication refers to an end state As an ongoing process: dialogue Negotiating and interpreting diverse meanings Dealing with a variety of responses and multiple frames of reference This requires adaptation and adjustment
  • 7. Communicative/ Collaborative Planning Communicative rationality: An effort at mutual understanding in a particular context. Consensus by dialogue Recognition of plurality and difference Cross-cultural practice ‘ Social learning’ through active participatory dialogue “ Planning as a democratic enterprise, aimed to promote social justice and environmental sustainability” (Healey 1992:141)
  • 8. Social Justice Social justice incorporates the three broad principles of equal participation in the policymaking process self-representation and autonomy political, economic and cultural self-determination
  • 9. Co-Management Partnership development through: Decentralised and shared decision making Active participation Shared responsibility Empowerment Consensus-building and dialogue
  • 10. Can Dialogue be ‘Value-Free’? In the public discourse, scientists and non-scientists act as a result of two primary influences: Tacit interests and knowledge Ideas, agreements and conflicts that emerge during interactions with others Power and knowledge determine the process: Hierarchies and inequalities may maintain top-down structures
  • 11. Case Study: Komodo National Park
  • 12. Conservation and Development ‘ Best practice’: Reconcile conservation goals with human needs Sustainable Development paradigm & Convention on Biological Diversity Conservation Sustainable use Benefit sharing
  • 13. The Co-Management of Komodo National Park According to project documents, the KCMI pursues: ‘ Community participation’ ‘ Active involvement of local communities as managers and beneficiaries’ ‘ Focused dialogue with specific problem groups or communities’ ‘ Consensus-building’
  • 14. Level of Community Participation and Empowerment Communities not formally included yet . Instead, consultation mechanisms for community inputs and participation Consultation: Low- to medium level of participation Modified top-down interventionist approach Results may or may not be taken into account Overall, planning remains top-down
  • 15. Consultation in KNP Gaps in consultations: Women, youth, ethnic and social groups not systematically identified Most decisions made by male elders TNC & PKA tend to direct activities in villages themselves Promotion of ‘persuasion techniques’ for awareness staff Stated goal of consultations: “ To explain to […] local communities how they will be involved in long-term management planning of the Park” (Mous et al. 2004:18).
  • 16. TNC’s Stakeholder Analysis Framework for stakeholder announcement; attributes: Power: Groups who can influence decisions that are being made Legitimacy: Groups who have a moral or legal claim over an area or an issue Urgency: Whose claim needs immediate attention? ‘ Height’ of stakeholders according to the number of attributes: (3) definite (2) expectant (1) latent (0) public – a group of people who do not have any of these attributes
  • 17. Power-sharing in TNK according to TNC In TNK: Co-management board: Putri Naga Komodo (TNC and P.T. JPU) Advisory committee: 11 members (incl. 3 members of C.C.) Consultative committee: +/- 30 members Consultation     Consultation session    Consultative committee   Advisory committee  Co-management board public latent expectant definitive
  • 18. Consequences of Mismanagement of KNP Customary resource use restricted or prohibited, though long-standing customary use patterns may not adversely impact KNP’s resources Provision of alternative livelihoods largely limited to buffer zones Tourism development limited within the park Livelihoods of poor residents curtailed Local communities not sufficiently informed; ‘socialisation’ of management plan and regulations ongoing Alienation of local communities - distrust and lasting conflict
  • 19. Approaching the Problem I “ We tend to work on making management more inclusive ” Tri Soekirman, TNC (2005) “ To listen, and then hear, is an incredible challenge. To hear and then act is a strenuous exercise fraught with pitfalls endemic to the highly politicized settings characteristic of natural resource planning ” Lapachelle et al. (2003:488)
  • 20. Approaching the problem II We cannot solve the problems we have created with the same thinking that created them.

Editor's Notes

  • #2: Multidisciplinary forum >>>> no single discipline can do justice to the complexity of NRM That’s the problem in KNP: how a quite limited approach has caused lasting conflict by prioritising ecological ahead of socio-economic objectives Concept of co-management and some of the principles it implies