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Implementing pro-poor universal health coverage
Universal health coverage (UHC)—the availability
of quality, affordable health services for all when
needed without financial impoverishment—can be a
vehicle for improving equity, health outcomes, and
financial wellbeing. It can also contribute to economic
development. In its Global Health 2035 report, the Lancet
Commission on Investing in Health (CIH) set forth an
ambitious investment framework for transforming
global health through UHC.1
The CIH endorsed pro-poor
pathways to UHC that provide access to services and
financial protection to poor people from the beginning
and that include people with low income in the design
and development of UHC health financing and service
provision mechanisms. The CIH argued that pro-poor
UHC offers the most efficient way to provide health and
financial protection, and proposed pathways through
which pro-poor UHC could be achieved.
Countries worldwide are embarking on health system
reforms that move them closer to UHC, in many cases
with a clear pro-poor focus. Along the way, there
is a wealth of guidance on the technical aspects of
UHC, such as designing health service packages and
developing health financing systems. However, there
is very little practical guidance on how to implement
these policies.
Motivated by a shared interest in helping to close
this gap, in July, 2015, we convened a workshop on
implementation of pro-poor UHC, hosted by the CIH
and held at the Rockefeller Foundation’s Bellagio
Center, with additional support from the US Agency
for International Development’s Health Finance and
Governance Project. The following statement arises
from deliberations at the workshop, which were
informed by country experiences in implementation of
UHC with pro-poor outcomes and empirical evidence.
There is strong and increasing national and global
support for UHC, for which effective health system
development is the key foundation. Achieving UHC
means assuring that health systems make available
the services—prevention, promotion, treatment,
rehabilitation, and palliation—that people might need
to use over their lifetimes, and that these services are
also of good quality, responsive, and affordable.
WHO’s 2010 World Health Report (WHR 2010), Health
Financing:The PathtoUniversalCoverage,2
was a landmark
in the global movement towards UHC. The increasing
support for UHC can be noted in the accumulation
of important meetings, statements, resolutions, and
publications since WHR 2010. Examples from the past
3 years include Global Health 2035;1
a special collection
of 19 papers in PLOS Medicine on monitoring UHC;3
a 2014 World Health Assembly resolution on health
intervention and technology assessment in support of
UHC;4
the June, 2015, publication byWHO and theWorld
Bank of the first UHC global monitoring report, Tracking
Universal Health Coverage;5
and a guide for policy makers
on delivering UHC, published by the World Innovation
Summit for Health.6
All 194 WHO member countries endorsed UHC
as a guiding principle in 2011 and more than 100
are actively seeking this goal. Many are also trying
to ensure that they do not move backwards as a
result of recent financial and economic crises. Many
countries have made great progress in expanding
services to reach the poor, mobilising additional
domestic funding for health, reducing direct out-of-
pocket payments to ensure affordability and financial
protection, and using funds more efficiently to get
more health for the money.
Attention has increased to varied health system
developments that need to accompany health financing
reforms, including service delivery models adapted
to specific contexts, development and appropriate
deployment of a health workforce, assurance of the
availability of essential medicines, improvements in
governance and transparency, including processes and
methods for deciding what services and interventions to
cover under UHC, and collection and reporting of crucial
information for policy decisions.
Countries have many opportunities to share their
experiences and lessons on the journey to UHC—through
the Joint Learning Network for UHC, the International
Decision Support Initiative, the P4H Leadership for
UHC Programme, the ASEAN Plus Three UHC Network
Programme, the Disease Control Priorities Network,
other bilateral learning and sharing platforms, and
through organisations such as WHO, the World Bank,
and the Regional Development Banks.
Many countries, however, remain challenged by
financial constraints, increasing citizen demands,
For more on the Joint Learning
Network see http://www.
jointlearningnetwork.org/
For more on the International
Decision Support Initiative
see www.idsihealth.org
For more on the P4H Leadership
for UHC Programme see http://
p4h-network.net/global/cpd/
For more on the ASEAN Plus
Three UHC Network
Programme see http://www.
aseanplus3uhc.net/
For more on the DiseaseControl
Priorities Network atthe
University ofWashington’s
Department ofGlobal Health
see http://dcp-3.org/
LANGLH-D-15-00818
S2214-109X(15)00274-0
Gold Open Access XXX
Comment
2	 www.thelancet.com/lancetgh
political obstacles, the surge in non-communicable
diseases on top of the unfinished agenda of infectious,
maternal, and child deaths, and by the complexity of
moving towards UHC.
Two common challenges that need concerted
cross-sectoral action are how to ensure that poor
and vulnerable people are protected on the path
to realisation of UHC, and how to provide financial
protection mechanisms to people in the informal
sector. A key lesson from research evidence and country
experience is that the public budget plays a crucial role
in financing the poor and informal sector, whereas a
payroll tax can be an important source of financing for
the formal sector.
We call on national governments committed to
UHC to adopt three key principles as the foundation
of UHC: aim for pro-poor universalism from the start
(ie, ensure that poor people are covered as the first
priority on the road to covering the entire population),
provide adequate financial protection, and strengthen
the health service delivery system to be accessible by
all, especially poor and vulnerable individuals. National
governments should provide vocal political leadership
to implement pro-poor policy reforms; successful
reforms will result in greater use of needed services by
the poor, which is the foundation for pro-poor UHC
outcomes. Governments should also show political
commitment by ensuring that, as the economy grows,
there is a corresponding rise in domestic resources
dedicated to health (with financial risk protection) and
high priority health-related investments (eg, water
and sanitation, education). Governments also need
to ensure that the political leadership of the health
sector has adequate capacity and technical skills, and
to establish explicit, transparent national decision-
making mechanisms and processes for deciding how
best to allocate resources to UHC. Adequate resources
should be directed to the development of strong health
systems; in particular, functioning primary health care
is a cornerstone of UHC. Governments should actively
work with citizens in designing UHC and they should
ensure that they are responsive to public demands
through participatory multistakeholder governance.
Finally, they should monitor progress towards and
achievement of UHC goals, and document and publish
experiences of successes and setbacks on the pro-poor
path to UHC.
We also call on donors and international agencies
to meet their pledges for international development
assistance, particularly for low-income countries,
adhere to the Busan Partnership agreement for
effective development cooperation,7
and commit
to investment in the global functions of health
aid.8
This commitment should include fostering
of leadership and stewardship both globally and
nationally, and provision of global public goods, such
as the generation and sharing of knowledge about
technical aspects of UHC and the political economy
of its implementation, and facilitation of cross-
country exchange of experience. They should support
countries to achieve UHC through health systems
strengthening—eg, by helping to build national
capacity in management, monitoring and assessment,
information management, and evidence-based health
priority setting, and through analytical and managerial
training in both technical and political areas. Lastly,
donors and international agencies should support
monitoring of progress towards UHC in the post-2015
agenda, including coverage of key health services and
financial protection.
Participants at the BellagioWorkshop on Implementing
Pro-Poor Universal Health Coverage
Duke Global Health Institute, Durham, NC 27710, USA
gavin.yamey@duke.edu
Participants at the BellagioWorkshop on Implementing Pro-Poor Universal
Health Coverage: Jesse Bump (HarvardTH Chan School of Public Health, USA),
Cheryl Cashin (Results for Development Institute and Joint Learning Network,
USA), Kalipso Chalkidou (NICE International, UK), David Evans (SwissTropical
and Public Health Institute, Switzerland), Eduardo González-Pier (Ministry of
Health, Mexico),Yan Guo (Peking University School of Public Health, China),
Jeanna Holtz (Abt Associates, USA), DawTheinThein Htay (Ministry of Health,
Myanmar), Carol Levin (Disease Control Priorities Network, USA), Robert Marten
(Rockefeller Foundation, USA), Sylvester Mensah (Office of the President,
Ghana), Ariel Pablos-Méndez (USAID, USA), Ravindra Rannan-Eliya (Institute for
Health Policy, Sri Lanka), Martín Sabignoso (Plan Nacer and Programa SUMAR,
Argentina), Helen Saxenian (independent consultant, USA),
Neelam Sekhri Feachem (University of California, San Francisco, USA), Agnes
Soucat (WHO, Switzerland),VirojTangcharoensathien (Ministry of Public Health,
Thailand), HongWang (Bill & Melinda Gates Foundation, USA),
AddisTamireWoldemariam (Ministry of Health, Ethiopia), GavinYamey (Duke
University, USA)
We declare no competing interests.
Copyright ©Yamey. Open access article published under the terms of CC BY.
1	 Jamison DT, Summers LH, Alleyne G, et al. Global Health 2035: a world
converging within a generation. Lancet 2013; 382: 1898–955.
2	 WHO. Health systems financing: the path to universal coverage.World
health report 2010. Geneva:World Health Organization, 2010. http://www.
who.int/whr/2010/en (accessed Oct 28, 2015).
3	 PLOS Collections. Monitoring universal health coverage. http://www.
ploscollections.org/article/browse/issue/info:doi/10.1371/issue.pcol.v07.
i22 (accessed Oct 28, 2015).
Comment
www.thelancet.com/lancetgh	 3
4	 Sixty-SeventhWorld Health Assembly. Health intervention and technology
assessment in support of universal health coverage. May 24, 2014.
http://apps.who.int/medicinedocs/documents/s21463en/s21463en.pdf
(accessed Oct 28, 2015).
5	 WHO.Trackinguniversal health coverage: first global monitoring report. Joint
WHO/World BankGroup report, June 2015. http://www.who.int/healthinfo/
universal_health_coverage/report/2015/en (accessedOct 28, 2015).
6	 WISH Universal Health Coverage Forum 2015. Delivering universal health
coverage: a guide for policymakers. http://dpnfts5nbrdps.cloudfront.net/
app/media/1431 (accessed Oct 28, 2015).
7	 Organisation for Economic Co-operation and Development.The Busan
Partnership for effective development co-operation. http://www.oecd.org/
development/effectiveness/busanpartnership.htm (accessed Oct 28, 2015).
8	 Schäferhoff M, Fewer S, Kraus J, et al. How much donor financing for health
is channelled to global versus country-specific aid functions? Lancet 2015;
published online July 13. http://dx.doi.org/10.1016/S0140-
6736(15)61161-8.

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Implementing Pro-Poor Universal Health Coverage

  • 1. Comment www.thelancet.com/lancetgh 1 Implementing pro-poor universal health coverage Universal health coverage (UHC)—the availability of quality, affordable health services for all when needed without financial impoverishment—can be a vehicle for improving equity, health outcomes, and financial wellbeing. It can also contribute to economic development. In its Global Health 2035 report, the Lancet Commission on Investing in Health (CIH) set forth an ambitious investment framework for transforming global health through UHC.1 The CIH endorsed pro-poor pathways to UHC that provide access to services and financial protection to poor people from the beginning and that include people with low income in the design and development of UHC health financing and service provision mechanisms. The CIH argued that pro-poor UHC offers the most efficient way to provide health and financial protection, and proposed pathways through which pro-poor UHC could be achieved. Countries worldwide are embarking on health system reforms that move them closer to UHC, in many cases with a clear pro-poor focus. Along the way, there is a wealth of guidance on the technical aspects of UHC, such as designing health service packages and developing health financing systems. However, there is very little practical guidance on how to implement these policies. Motivated by a shared interest in helping to close this gap, in July, 2015, we convened a workshop on implementation of pro-poor UHC, hosted by the CIH and held at the Rockefeller Foundation’s Bellagio Center, with additional support from the US Agency for International Development’s Health Finance and Governance Project. The following statement arises from deliberations at the workshop, which were informed by country experiences in implementation of UHC with pro-poor outcomes and empirical evidence. There is strong and increasing national and global support for UHC, for which effective health system development is the key foundation. Achieving UHC means assuring that health systems make available the services—prevention, promotion, treatment, rehabilitation, and palliation—that people might need to use over their lifetimes, and that these services are also of good quality, responsive, and affordable. WHO’s 2010 World Health Report (WHR 2010), Health Financing:The PathtoUniversalCoverage,2 was a landmark in the global movement towards UHC. The increasing support for UHC can be noted in the accumulation of important meetings, statements, resolutions, and publications since WHR 2010. Examples from the past 3 years include Global Health 2035;1 a special collection of 19 papers in PLOS Medicine on monitoring UHC;3 a 2014 World Health Assembly resolution on health intervention and technology assessment in support of UHC;4 the June, 2015, publication byWHO and theWorld Bank of the first UHC global monitoring report, Tracking Universal Health Coverage;5 and a guide for policy makers on delivering UHC, published by the World Innovation Summit for Health.6 All 194 WHO member countries endorsed UHC as a guiding principle in 2011 and more than 100 are actively seeking this goal. Many are also trying to ensure that they do not move backwards as a result of recent financial and economic crises. Many countries have made great progress in expanding services to reach the poor, mobilising additional domestic funding for health, reducing direct out-of- pocket payments to ensure affordability and financial protection, and using funds more efficiently to get more health for the money. Attention has increased to varied health system developments that need to accompany health financing reforms, including service delivery models adapted to specific contexts, development and appropriate deployment of a health workforce, assurance of the availability of essential medicines, improvements in governance and transparency, including processes and methods for deciding what services and interventions to cover under UHC, and collection and reporting of crucial information for policy decisions. Countries have many opportunities to share their experiences and lessons on the journey to UHC—through the Joint Learning Network for UHC, the International Decision Support Initiative, the P4H Leadership for UHC Programme, the ASEAN Plus Three UHC Network Programme, the Disease Control Priorities Network, other bilateral learning and sharing platforms, and through organisations such as WHO, the World Bank, and the Regional Development Banks. Many countries, however, remain challenged by financial constraints, increasing citizen demands, For more on the Joint Learning Network see http://www. jointlearningnetwork.org/ For more on the International Decision Support Initiative see www.idsihealth.org For more on the P4H Leadership for UHC Programme see http:// p4h-network.net/global/cpd/ For more on the ASEAN Plus Three UHC Network Programme see http://www. aseanplus3uhc.net/ For more on the DiseaseControl Priorities Network atthe University ofWashington’s Department ofGlobal Health see http://dcp-3.org/ LANGLH-D-15-00818 S2214-109X(15)00274-0 Gold Open Access XXX
  • 2. Comment 2 www.thelancet.com/lancetgh political obstacles, the surge in non-communicable diseases on top of the unfinished agenda of infectious, maternal, and child deaths, and by the complexity of moving towards UHC. Two common challenges that need concerted cross-sectoral action are how to ensure that poor and vulnerable people are protected on the path to realisation of UHC, and how to provide financial protection mechanisms to people in the informal sector. A key lesson from research evidence and country experience is that the public budget plays a crucial role in financing the poor and informal sector, whereas a payroll tax can be an important source of financing for the formal sector. We call on national governments committed to UHC to adopt three key principles as the foundation of UHC: aim for pro-poor universalism from the start (ie, ensure that poor people are covered as the first priority on the road to covering the entire population), provide adequate financial protection, and strengthen the health service delivery system to be accessible by all, especially poor and vulnerable individuals. National governments should provide vocal political leadership to implement pro-poor policy reforms; successful reforms will result in greater use of needed services by the poor, which is the foundation for pro-poor UHC outcomes. Governments should also show political commitment by ensuring that, as the economy grows, there is a corresponding rise in domestic resources dedicated to health (with financial risk protection) and high priority health-related investments (eg, water and sanitation, education). Governments also need to ensure that the political leadership of the health sector has adequate capacity and technical skills, and to establish explicit, transparent national decision- making mechanisms and processes for deciding how best to allocate resources to UHC. Adequate resources should be directed to the development of strong health systems; in particular, functioning primary health care is a cornerstone of UHC. Governments should actively work with citizens in designing UHC and they should ensure that they are responsive to public demands through participatory multistakeholder governance. Finally, they should monitor progress towards and achievement of UHC goals, and document and publish experiences of successes and setbacks on the pro-poor path to UHC. We also call on donors and international agencies to meet their pledges for international development assistance, particularly for low-income countries, adhere to the Busan Partnership agreement for effective development cooperation,7 and commit to investment in the global functions of health aid.8 This commitment should include fostering of leadership and stewardship both globally and nationally, and provision of global public goods, such as the generation and sharing of knowledge about technical aspects of UHC and the political economy of its implementation, and facilitation of cross- country exchange of experience. They should support countries to achieve UHC through health systems strengthening—eg, by helping to build national capacity in management, monitoring and assessment, information management, and evidence-based health priority setting, and through analytical and managerial training in both technical and political areas. Lastly, donors and international agencies should support monitoring of progress towards UHC in the post-2015 agenda, including coverage of key health services and financial protection. Participants at the BellagioWorkshop on Implementing Pro-Poor Universal Health Coverage Duke Global Health Institute, Durham, NC 27710, USA gavin.yamey@duke.edu Participants at the BellagioWorkshop on Implementing Pro-Poor Universal Health Coverage: Jesse Bump (HarvardTH Chan School of Public Health, USA), Cheryl Cashin (Results for Development Institute and Joint Learning Network, USA), Kalipso Chalkidou (NICE International, UK), David Evans (SwissTropical and Public Health Institute, Switzerland), Eduardo González-Pier (Ministry of Health, Mexico),Yan Guo (Peking University School of Public Health, China), Jeanna Holtz (Abt Associates, USA), DawTheinThein Htay (Ministry of Health, Myanmar), Carol Levin (Disease Control Priorities Network, USA), Robert Marten (Rockefeller Foundation, USA), Sylvester Mensah (Office of the President, Ghana), Ariel Pablos-Méndez (USAID, USA), Ravindra Rannan-Eliya (Institute for Health Policy, Sri Lanka), Martín Sabignoso (Plan Nacer and Programa SUMAR, Argentina), Helen Saxenian (independent consultant, USA), Neelam Sekhri Feachem (University of California, San Francisco, USA), Agnes Soucat (WHO, Switzerland),VirojTangcharoensathien (Ministry of Public Health, Thailand), HongWang (Bill & Melinda Gates Foundation, USA), AddisTamireWoldemariam (Ministry of Health, Ethiopia), GavinYamey (Duke University, USA) We declare no competing interests. Copyright ©Yamey. Open access article published under the terms of CC BY. 1 Jamison DT, Summers LH, Alleyne G, et al. Global Health 2035: a world converging within a generation. Lancet 2013; 382: 1898–955. 2 WHO. Health systems financing: the path to universal coverage.World health report 2010. Geneva:World Health Organization, 2010. http://www. who.int/whr/2010/en (accessed Oct 28, 2015). 3 PLOS Collections. Monitoring universal health coverage. http://www. ploscollections.org/article/browse/issue/info:doi/10.1371/issue.pcol.v07. i22 (accessed Oct 28, 2015).
  • 3. Comment www.thelancet.com/lancetgh 3 4 Sixty-SeventhWorld Health Assembly. Health intervention and technology assessment in support of universal health coverage. May 24, 2014. http://apps.who.int/medicinedocs/documents/s21463en/s21463en.pdf (accessed Oct 28, 2015). 5 WHO.Trackinguniversal health coverage: first global monitoring report. Joint WHO/World BankGroup report, June 2015. http://www.who.int/healthinfo/ universal_health_coverage/report/2015/en (accessedOct 28, 2015). 6 WISH Universal Health Coverage Forum 2015. Delivering universal health coverage: a guide for policymakers. http://dpnfts5nbrdps.cloudfront.net/ app/media/1431 (accessed Oct 28, 2015). 7 Organisation for Economic Co-operation and Development.The Busan Partnership for effective development co-operation. http://www.oecd.org/ development/effectiveness/busanpartnership.htm (accessed Oct 28, 2015). 8 Schäferhoff M, Fewer S, Kraus J, et al. How much donor financing for health is channelled to global versus country-specific aid functions? Lancet 2015; published online July 13. http://dx.doi.org/10.1016/S0140- 6736(15)61161-8.