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IP Basics
Tomas Isakowitz
Center for Technology Transfer
University of Pennsylvania
tomas@ctt.upenn.edu
From inventor…
•Jay Sorensen
invented a coffee cup
sleeve
•Cardboard sleeve
around coffee cup
•Conceived of idea in
1991
•Began working on
idea and marketing
•Filed for a patent in
1993
To entrepreneur
•$15,000 in 1993 for product
development and a production
run of 100,000 units
•Aggressively marketed
•Filed for and defended
intellectual property
protection
•Sold over 1 billion units to
date
Trademarks
Copyright
And This
Next year, he'll make more
than twice as much as all
of our past presidents for
all of their terms combined.
And Jordan will only have
to have this income for 270
more years to have a net
worth equivalent to that of
Bill Gates.
PATENT
•

•

7

Pateo: to lie
open, exposed,
accessible

'litterae
patentes',
meaning an
open letter.
Guilds

• Early Middle Ages, Roman craft
•
•
•

8

organizations: stonecutters,
glassmakers
Mid-13th century: paris has 100 guilds
14th century: 450
farriers, knife-makers, locksmiths,
chain-forgers, nail-makers
Guild Priviledges

• letters patent
• usually issued by the king or state and

•

9

overseen by local town business
authorities
predecessors of the modern patent and
trademark system.
A bit of History
English patent, granted in
1449 by King Henry VI.

•
•
•
•

•

John of Utynam
master glass-maker from
Flanders
came to England to make the
windows for Eton College.
a 20-year monopoly on the
making of stained glass.
required to teach his process
to native Englishmen
Design Patens Letter
US Constitution:
Article I Section 8
•
•
•

The Congress shall have Power To lay and collect Taxes, Duties, Imposts
and Excises, to pay the Debts and provide for the common Defense and
general Welfare of the United States; but all Duties, Imposts and Excises
shall be uniform throughout the United States;
To borrow Money on the credit of the United States;
…

• To promote the Progress of Science and

useful Arts, by securing for limited Times
to Authors and Inventors the exclusive
Right to their respective Writings and
Discoveries;
•

To define and punish Piracies and Felonies committed on the high Seas,
and Offences against the Law of Nations;
Patents
 The right to exclude others from
 making, using, selling, offering to sell or
importing the invention
 for the active term of the patent
 20 years from earliest filing date

 The right is not automatic - you must actively

assert your right by putting the infringer on notice
that you own the invention and will sue them for
infringement if they do not cease their activities
Criteria for Patentability:
The Invetion
Useful
There must be a demonstrated utility, or an
assertion of utility believable by one of skill in the
art
Novel
What is disclosed must be different from what
is already known
Non-obvious
• Others have tried and failed
• Unexpected results
Patent Rights
Are limited
 geographically
 A U.S. patent is limited to the U.S. and its
territories
 A U.S. patent cannot be enforced outside
the U.S.

 Time-wise: 20 years from earliest
filing data
Patentable Subject Matter




Compositions
Devices/Machines
Methods
 of using: e.g. new uses of known compositions
 of making: e.g., New methods of making known
compositions



Not patentable
 Laws of nature
 physical phenomena
 abstract ideas (formulas)
Issued Patent versus Patent
Application


Application









Filing
Review
Publication (within 18 months)
Prosecution
…
Issue

Patent applications do not confer the rights of an
issued patent even if published
18

How to read a patent
A patent has several sections
Front Page
Drawings

Specification

Claims
Utility patent #
Issue date

INID Codes

19

B2 =
previously
published
20
21

USPTO has its Guide for
Preparation of Patent
Drawings
Specification









Title of the invention
Cross-reference to related applications
Statement regarding federally sponsored research or
development
Background of the invention
Brief summary of the invention
Brief description of the drawings
Detailed description of the invention
A claim or claims
Intellectual Property Basics
Intellectual Property Basics
Claims
Independent claim
 stands alone
 includes
 preamble (A method of treating…)
 transitional phrase (comprising, consisting of)
 body (describes features defining the scope and
limits)

Dependent claim



includes all the features of the claim from which it
depends
adds at least one additional feature to the claim from
which it depends
Intellectual Property Basics
27
Determining “Novelty”
It is not known prior to this disclosure

• not published (journal, newspaper,
•
•

patent)
Not presented orally, or in video, etc.
Not in common use
Patent Search Tools
Novelty

It is not known prior to this
disclosure
• not published
(journal, newspaper, pate
nt)
• Not presented orally, or in
video, etc.
• Not in common use

29

Tools

•
•
•
•

Patent Lens
Free Patents Online
Google Patents
WIPO
Tech Transfers and IP

• From the lab to the benefit of society
• Revenue producing
• IP has significant Value
• Think about protection
• tomas@ctt.upenn.edu
30

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Intellectual Property Basics

  • 1. IP Basics Tomas Isakowitz Center for Technology Transfer University of Pennsylvania tomas@ctt.upenn.edu
  • 2. From inventor… •Jay Sorensen invented a coffee cup sleeve •Cardboard sleeve around coffee cup •Conceived of idea in 1991 •Began working on idea and marketing •Filed for a patent in 1993
  • 3. To entrepreneur •$15,000 in 1993 for product development and a production run of 100,000 units •Aggressively marketed •Filed for and defended intellectual property protection •Sold over 1 billion units to date
  • 6. And This Next year, he'll make more than twice as much as all of our past presidents for all of their terms combined. And Jordan will only have to have this income for 270 more years to have a net worth equivalent to that of Bill Gates.
  • 7. PATENT • • 7 Pateo: to lie open, exposed, accessible 'litterae patentes', meaning an open letter.
  • 8. Guilds • Early Middle Ages, Roman craft • • • 8 organizations: stonecutters, glassmakers Mid-13th century: paris has 100 guilds 14th century: 450 farriers, knife-makers, locksmiths, chain-forgers, nail-makers
  • 9. Guild Priviledges • letters patent • usually issued by the king or state and • 9 overseen by local town business authorities predecessors of the modern patent and trademark system.
  • 10. A bit of History English patent, granted in 1449 by King Henry VI. • • • • • John of Utynam master glass-maker from Flanders came to England to make the windows for Eton College. a 20-year monopoly on the making of stained glass. required to teach his process to native Englishmen
  • 12. US Constitution: Article I Section 8 • • • The Congress shall have Power To lay and collect Taxes, Duties, Imposts and Excises, to pay the Debts and provide for the common Defense and general Welfare of the United States; but all Duties, Imposts and Excises shall be uniform throughout the United States; To borrow Money on the credit of the United States; … • To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries; • To define and punish Piracies and Felonies committed on the high Seas, and Offences against the Law of Nations;
  • 13. Patents  The right to exclude others from  making, using, selling, offering to sell or importing the invention  for the active term of the patent  20 years from earliest filing date  The right is not automatic - you must actively assert your right by putting the infringer on notice that you own the invention and will sue them for infringement if they do not cease their activities
  • 14. Criteria for Patentability: The Invetion Useful There must be a demonstrated utility, or an assertion of utility believable by one of skill in the art Novel What is disclosed must be different from what is already known Non-obvious • Others have tried and failed • Unexpected results
  • 15. Patent Rights Are limited  geographically  A U.S. patent is limited to the U.S. and its territories  A U.S. patent cannot be enforced outside the U.S.  Time-wise: 20 years from earliest filing data
  • 16. Patentable Subject Matter    Compositions Devices/Machines Methods  of using: e.g. new uses of known compositions  of making: e.g., New methods of making known compositions  Not patentable  Laws of nature  physical phenomena  abstract ideas (formulas)
  • 17. Issued Patent versus Patent Application  Application        Filing Review Publication (within 18 months) Prosecution … Issue Patent applications do not confer the rights of an issued patent even if published
  • 18. 18 How to read a patent A patent has several sections Front Page Drawings Specification Claims
  • 19. Utility patent # Issue date INID Codes 19 B2 = previously published
  • 20. 20
  • 21. 21 USPTO has its Guide for Preparation of Patent Drawings
  • 22. Specification         Title of the invention Cross-reference to related applications Statement regarding federally sponsored research or development Background of the invention Brief summary of the invention Brief description of the drawings Detailed description of the invention A claim or claims
  • 25. Claims Independent claim  stands alone  includes  preamble (A method of treating…)  transitional phrase (comprising, consisting of)  body (describes features defining the scope and limits) Dependent claim   includes all the features of the claim from which it depends adds at least one additional feature to the claim from which it depends
  • 27. 27
  • 28. Determining “Novelty” It is not known prior to this disclosure • not published (journal, newspaper, • • patent) Not presented orally, or in video, etc. Not in common use
  • 29. Patent Search Tools Novelty It is not known prior to this disclosure • not published (journal, newspaper, pate nt) • Not presented orally, or in video, etc. • Not in common use 29 Tools • • • • Patent Lens Free Patents Online Google Patents WIPO
  • 30. Tech Transfers and IP • From the lab to the benefit of society • Revenue producing • IP has significant Value • Think about protection • tomas@ctt.upenn.edu 30