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Let’s just get on with it –
‘open’ in Australia in 2019
CAUL Research Repositories Community Days
Rydges Sydney Central
28 October 2019
#CAULRD2019
Dr Danny Kingsley
Scholarly Communication Consultant
@dannykay68
Last year I gave a talk
• It was the 10 year meeting of Repository Fringe, so I called it “That
was then, this is now. What’s next?”
• That talk went into detail about where we have been and where
repositories are now and some future predictions
• It was three months before Plan S was announced
• I’m not repeating that talk. You can check it out here
https://www.repository.cam.ac.uk/handle/1810/277677
• Today I am focusing on where we are at in Australia in relation to the
open agenda
Much ink has been spilled over Plan S
http://tagteam.harvard.edu/hubs/oatp/tag/oa.plan_s
Disproportionate
“Australia is now responsible for roughly 4% of the total scientific output in the WoS, despite
having only 0.3% of the world’s population and 1.6% of world GDP.”
https://www.iru.edu.au/news/australian-researchers-productivity-boom/
0.8% of commentary on Plan S relates to Australia
Image – Danny KIngsley
Two articles from a UK news outlet
https://www.timeshighereducation.com/news/r
epository-requirements-deal-breaker-plan-s-
down-under (24 Feb 2019)
https://www.timeshighereducation.com/news/austral
ian-funders-urged-join-plan-s-open-access-drive
(2 April 2019)
Two statements from AOASG & CAUL
https://aoasg.org.au/joint-response-to-plan-s-implementation-guidelines-
by-the-council-of-australian-university-librarians-caul-the-australasian-
open-access-strategy-group-aoasg/ (8 Feb 2019)
https://aoasg.org.au/developing-a-strategic-approach-to-open-
scholarship-in-australia-joint-caul-aoasg-election-statement/
(13 May 2019)
Two commentaries from researchers
https://onlinelibrary.wiley.com/doi/full/10.5694/mja2.50281
(18 Aug 2019) https://theconversation.com/all-publicly-
funded-research-could-soon-be-free-for-you-
the-taxpayer-to-read-111825 (28 Feb 2019)
Plan S is a funder-led initiative
• In 2017-2018, in Australia:
• National Health and Medical Council (NHMRC) - about $943 million in
funding https://www.nhmrc.gov.au/about-us/publications/annual-
report-2017-2018
• Australian Research Council (ARC) - $758 million in funding
https://www.arc.gov.au/policies-strategies/policy/annual-reports-
australian-research-council
What works with policies?
https://www.nature.com/articles/d41586-018-07101-w
Effective policies are mandates, monitor compliance,
impose sanctions and do best where infrastructure is
available.
How do these policies stack up?
https://www.nhmrc.gov.au/about-us/resources/open-access-policy
https://www.arc.gov.au/policies-strategies/policy/arc-open-access-policy-version-20171
https://www.arc.gov.au/policies-strategies/strategy/research-data-management
What about universities?
• Of the 41 universities in Australia, fewer than half (18) have a policy
or statement on open access. Very few mention data.
• Of the Group of Eight universities, only four have an OA policy, and
one of them is:
• “authors should adhere to the open access requirements of relevant funding
bodies”
• http://roarmap.eprints.org
• https://aoasg.org.au/open-access-policies/
Kingdom for a policy?
https://www.smh.com.au/politics/federal/your-honeymoon-is-over-
pm-it-s-time-to-fill-the-policy-vacuum-20190911-p52q7w.html
So what’s the problem here?
https://www.aph.gov.au/About_Parliament/Parliamentary_Departments/P
arliamentary_Library/pubs/rp/rp1819/Quick_Guides/OverseasStudents
It’s not the students, it’s the risk
https://theconversation.com/australian-universities-cant-
rely-on-india-if-funds-from-chinese-students-start-to-fall-
122052
Financial risk
https://www.macrobusiness.com.au/2019/01/ac
ademics-lowered-university-standards-
international-students/
Standards risk
He who pays the piper calls the tune
• At Uni of Sydney in 2017, the fees from Chinese students totalled
$500 million dollars or one fifth of its total annual revenue.
• https://www.abc.net.au/news/2019-08-21/australian-universities-too-
dependent-on-chinese-students-report/11427272
• The complete Australia-wide allocation of research funding from ARC
and NHMRC in 2017-2018 was ~$1,700 million
Rankings rule
https://www.international.unsw.edu.au/
https://future-students.uq.edu.au/why-choose-uq
https://www.qut.edu.au/about/achievements-and-recognition
Cause & Effect
http://www.shanghairanking.com/ARWU-Methodology-
2019.html
https://www.griffith.edu.au/__data/assets/pdf_fil
e/0034/169873/research-and-innovation-
plan.pdf
At least that’s a carrot. This is a stick
https://campusmorningmail.com.au/news/murdoch-us-great-expectations-for-researchers/
http://www.nteu.org.au/article/Academic-Career-Framework-Change-Management-NTEU-
Concerns-21645
Union response:
And this didn’t help
https://www.smh.com.au/politics/federal/former-education-minister-vetoed-4-2-
million-in-recommended-university-research-grants-20181026-p50c3a.html
No Australian universities have signed
https://sfdora.org/signers/
Well this is depressing
OK so let’s do something about it. A call to arms if you will. So, what levers do we
have to start effecting change?
Lever?
https://wellcome.ac.uk/news/wellcome-updates-open-access-
policy-align-coalition-s
Relatively minor player here
https://wellcome.ac.uk/funding/people-and-projects/grant-
funding-data/grant-data-2017-18
Lever – The need for transparency (2016)
https://www.smh.com.au/technology/australian-neuroscientist-bruce-murdoch-
nearly-went-to-jail-for-making-up-data-20160405-gnydf6.html
https://www.abc.net.au/news/2016-10-25/uq-dr-caroline-
barwood-avoids-jail-on-fraud-charges/7963178
Lever – The need for transparency
(10 days ago)
https://www.abc.net.au/news/2019-10-17/unsw-skin-cancer-
levon-khachigian-allegations-and-retractions/11585768
Lever – The need for transparency
(On Saturday)
https://www.abc.net.au/news/2019-10-26/swinburne-university-
researcher-has-30-papers-retracted/11641136
Arguments for Open Research
https://unlockingresearch-blog.lib.cam.ac.uk/?p=713
At least one person is using the ‘R’ word
https://www.nature.com/articles/d41586-019-00613-z
https://theconversation.com/there-is-a-problem-australias-
top-scientist-alan-finkel-pushes-to-eradicate-bad-science-
123374
Pockets of activity
https://aimos-
2019.netlify.com/ - Inaugural
meeting in November
https://www.anzopenresearch.org
Report due early 2020
https://www.science.org.au/supporting-science/science-policy-and-sector-analysis/decadal-plans-
science/big-data-australian
Five years ago the UK was only starting
• “We can’t tell our researchers what to do”
• “On what $%^&ing legal basis are they telling me I have to share my
data?”
• “Are you saying we have to back-up our laptops?”
• “But XX university is unique, it’s not like other universities”
• “This is $%^&ing bull$*#@!”
And look at it now
https://osc.cam.ac.uk/open-research/open-
research-position-statement
http://www.exeter.ac.uk/research/openresearch/about/explaine
d/
https://wellcomeopenresearch.org/
https://www.reading.ac.uk/research/res
earch-environment/open-research.aspx
It’s time to act
– and yes it is
up to you
• Check out your own policy situation
• How open is your institution? Have you
checked?
• Who can you talk to about
strengthening policy requirements?
• Who can you lean on as champions in
your academic community?
• Join AIMOS and ANZORN
• Useful? “How to introduce and
implement policy in your institution
and still have friends afterwards”
https://drive.google.com/drive/folders/1Z
SJdkp7ilHPjRo18fiVZFy5i_MVth40z?usp=sh
aring
• You are more powerful than you think
Thanks all
Dr Danny Kingsley
@dannykay68
danny@dannykingsley.com

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Let’s just get on with it – ‘open’ in Australia in 2019

  • 1. Let’s just get on with it – ‘open’ in Australia in 2019 CAUL Research Repositories Community Days Rydges Sydney Central 28 October 2019 #CAULRD2019 Dr Danny Kingsley Scholarly Communication Consultant @dannykay68
  • 2. Last year I gave a talk • It was the 10 year meeting of Repository Fringe, so I called it “That was then, this is now. What’s next?” • That talk went into detail about where we have been and where repositories are now and some future predictions • It was three months before Plan S was announced • I’m not repeating that talk. You can check it out here https://www.repository.cam.ac.uk/handle/1810/277677 • Today I am focusing on where we are at in Australia in relation to the open agenda
  • 3. Much ink has been spilled over Plan S http://tagteam.harvard.edu/hubs/oatp/tag/oa.plan_s
  • 4. Disproportionate “Australia is now responsible for roughly 4% of the total scientific output in the WoS, despite having only 0.3% of the world’s population and 1.6% of world GDP.” https://www.iru.edu.au/news/australian-researchers-productivity-boom/ 0.8% of commentary on Plan S relates to Australia Image – Danny KIngsley
  • 5. Two articles from a UK news outlet https://www.timeshighereducation.com/news/r epository-requirements-deal-breaker-plan-s- down-under (24 Feb 2019) https://www.timeshighereducation.com/news/austral ian-funders-urged-join-plan-s-open-access-drive (2 April 2019)
  • 6. Two statements from AOASG & CAUL https://aoasg.org.au/joint-response-to-plan-s-implementation-guidelines- by-the-council-of-australian-university-librarians-caul-the-australasian- open-access-strategy-group-aoasg/ (8 Feb 2019) https://aoasg.org.au/developing-a-strategic-approach-to-open- scholarship-in-australia-joint-caul-aoasg-election-statement/ (13 May 2019)
  • 7. Two commentaries from researchers https://onlinelibrary.wiley.com/doi/full/10.5694/mja2.50281 (18 Aug 2019) https://theconversation.com/all-publicly- funded-research-could-soon-be-free-for-you- the-taxpayer-to-read-111825 (28 Feb 2019)
  • 8. Plan S is a funder-led initiative • In 2017-2018, in Australia: • National Health and Medical Council (NHMRC) - about $943 million in funding https://www.nhmrc.gov.au/about-us/publications/annual- report-2017-2018 • Australian Research Council (ARC) - $758 million in funding https://www.arc.gov.au/policies-strategies/policy/annual-reports- australian-research-council
  • 9. What works with policies? https://www.nature.com/articles/d41586-018-07101-w Effective policies are mandates, monitor compliance, impose sanctions and do best where infrastructure is available.
  • 10. How do these policies stack up? https://www.nhmrc.gov.au/about-us/resources/open-access-policy https://www.arc.gov.au/policies-strategies/policy/arc-open-access-policy-version-20171 https://www.arc.gov.au/policies-strategies/strategy/research-data-management
  • 11. What about universities? • Of the 41 universities in Australia, fewer than half (18) have a policy or statement on open access. Very few mention data. • Of the Group of Eight universities, only four have an OA policy, and one of them is: • “authors should adhere to the open access requirements of relevant funding bodies” • http://roarmap.eprints.org • https://aoasg.org.au/open-access-policies/
  • 12. Kingdom for a policy? https://www.smh.com.au/politics/federal/your-honeymoon-is-over- pm-it-s-time-to-fill-the-policy-vacuum-20190911-p52q7w.html
  • 13. So what’s the problem here? https://www.aph.gov.au/About_Parliament/Parliamentary_Departments/P arliamentary_Library/pubs/rp/rp1819/Quick_Guides/OverseasStudents
  • 14. It’s not the students, it’s the risk https://theconversation.com/australian-universities-cant- rely-on-india-if-funds-from-chinese-students-start-to-fall- 122052 Financial risk https://www.macrobusiness.com.au/2019/01/ac ademics-lowered-university-standards- international-students/ Standards risk
  • 15. He who pays the piper calls the tune • At Uni of Sydney in 2017, the fees from Chinese students totalled $500 million dollars or one fifth of its total annual revenue. • https://www.abc.net.au/news/2019-08-21/australian-universities-too- dependent-on-chinese-students-report/11427272 • The complete Australia-wide allocation of research funding from ARC and NHMRC in 2017-2018 was ~$1,700 million
  • 18. At least that’s a carrot. This is a stick https://campusmorningmail.com.au/news/murdoch-us-great-expectations-for-researchers/ http://www.nteu.org.au/article/Academic-Career-Framework-Change-Management-NTEU- Concerns-21645 Union response:
  • 19. And this didn’t help https://www.smh.com.au/politics/federal/former-education-minister-vetoed-4-2- million-in-recommended-university-research-grants-20181026-p50c3a.html
  • 20. No Australian universities have signed https://sfdora.org/signers/
  • 21. Well this is depressing OK so let’s do something about it. A call to arms if you will. So, what levers do we have to start effecting change?
  • 23. Relatively minor player here https://wellcome.ac.uk/funding/people-and-projects/grant- funding-data/grant-data-2017-18
  • 24. Lever – The need for transparency (2016) https://www.smh.com.au/technology/australian-neuroscientist-bruce-murdoch- nearly-went-to-jail-for-making-up-data-20160405-gnydf6.html https://www.abc.net.au/news/2016-10-25/uq-dr-caroline- barwood-avoids-jail-on-fraud-charges/7963178
  • 25. Lever – The need for transparency (10 days ago) https://www.abc.net.au/news/2019-10-17/unsw-skin-cancer- levon-khachigian-allegations-and-retractions/11585768
  • 26. Lever – The need for transparency (On Saturday) https://www.abc.net.au/news/2019-10-26/swinburne-university- researcher-has-30-papers-retracted/11641136
  • 27. Arguments for Open Research https://unlockingresearch-blog.lib.cam.ac.uk/?p=713
  • 28. At least one person is using the ‘R’ word https://www.nature.com/articles/d41586-019-00613-z https://theconversation.com/there-is-a-problem-australias- top-scientist-alan-finkel-pushes-to-eradicate-bad-science- 123374
  • 29. Pockets of activity https://aimos- 2019.netlify.com/ - Inaugural meeting in November https://www.anzopenresearch.org
  • 30. Report due early 2020 https://www.science.org.au/supporting-science/science-policy-and-sector-analysis/decadal-plans- science/big-data-australian
  • 31. Five years ago the UK was only starting • “We can’t tell our researchers what to do” • “On what $%^&ing legal basis are they telling me I have to share my data?” • “Are you saying we have to back-up our laptops?” • “But XX university is unique, it’s not like other universities” • “This is $%^&ing bull$*#@!”
  • 32. And look at it now https://osc.cam.ac.uk/open-research/open- research-position-statement http://www.exeter.ac.uk/research/openresearch/about/explaine d/ https://wellcomeopenresearch.org/ https://www.reading.ac.uk/research/res earch-environment/open-research.aspx
  • 33. It’s time to act – and yes it is up to you • Check out your own policy situation • How open is your institution? Have you checked? • Who can you talk to about strengthening policy requirements? • Who can you lean on as champions in your academic community? • Join AIMOS and ANZORN • Useful? “How to introduce and implement policy in your institution and still have friends afterwards” https://drive.google.com/drive/folders/1Z SJdkp7ilHPjRo18fiVZFy5i_MVth40z?usp=sh aring • You are more powerful than you think
  • 34. Thanks all Dr Danny Kingsley @dannykay68 danny@dannykingsley.com