SlideShare a Scribd company logo
Patently Strategic
Musings
ASHLEY SLOAT | April 26, 2022
This presentation is for information purposes only and does not constitute legal advice.
% of Patents that include at least one “means for”
claim limitation, grouped by patent issue date
https://patentlyo.com/patent/2011/07/the-frequency-of-means-plus-function-claims.html
Section 112(6) – Means plus Function
• Applicable. Recite a function without
reciting structure for performing the
function and limit the claims to the
structure, materials, or acts disclosed in the
specification
• Inapplicable. Recite both a function and the
structure for performing that function in the
claim
How is “claim construction” carried out?
1. Determine the claimed function
2. Identify the corresponding structure in the written
description of the patent that performs the function
Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324,
1332 (Fed.Cir.2006)
Getting around MPF
• If ”means” is not used, must be shown that persons of
ordinary skill in the art would not have understood
the term limitations to connote structure view of the
whole claim
• If MPF not desired, Applicant needs to show that a
particular claim element would be understood as
connoting “structure”
Halliburton Oil Well Cementing Co. v.
Walker, 329 U.S. 1 (1946)
• Invention added mechanical acoustical resonator to prior art
device for measuring distance to fluid surface in deep oil
wells
• Claims recite: "means associated with said pressure
responsive device for tuning said receiving means to the
frequency of echoes from the tubing collars of said tubing
sections to clearly distinguish the echoes from said couplings
from each other."
Williamson v. Citrix Online, LLC, 792 F.3d
1339 (Fed. Cir. 2015) - Indefinite
• (1) moved away from a strong presumption against MPF
interpretation absent “means” language and (2) established
the “nonce word” doctrine
• Focus must be appropriately placed on “whether the words of
the claim are understood by persons of ordinary skill in the
art to have a sufficiently definite meaning as the name for
structure.”
• Claim is indefinite (112(b)) - "if a person of ordinary skill in the
art would be unable to recognize the structure in the
specification and associate it with the corresponding function
in the claim"
Nonce Words
• Mechanism
• Module
• Device
• Unit
• Component
• Element
• Member
• Apparatus
• Machine
• System
• Circuit
• Detent mechanism
• Digital detector
• Reciprocating member
• Connector assembly
• Perforation
• Sealingly connected joints
• Eyeglass hanger member
Non-Nonce Words
Structural modifier +
nonstructural term
Non-structural modifier +
nonstructural term
• a “release means for retaining the guide in the
charged position”
• Construction: two functions — retaining the guide
in the charged position and releasing the guide
from the charged position
• Literal infringement: device performs the recited
function through structure that is the same as or
equivalent to the corresponding structure set forth
in the specification
Gregory Baran v. Medical Device
Technologies (Fed. Cir. 2010) - Indefinite
Tech. Licensing Corp. v. Videotek, Inc., 545
F.3d 1316, 1338 (Fed. Cir. 2008) - Definite
• “The question is not whether one of skill in the art would be
capable of implementing a structure to perform the function,
but whether that person would understand the written
description itself to disclose such a structure.”
• “Monitoring means”: spec describes node-to-node
communication system
• Expert testified that controllers + circuitry were corresponding
structure
• No circuit diagram, but it’s dep. on level of ordinary skill in the art
Tools For Checking Whether 112f Applies
•Description in spec denotes structure
•Dictionaries provide evidence word is
understood to be a noun denoting structure
•Evidence of structure for the term in the
Prior art
Software MPF
• Dyfan LLC v. Target (Fed. Cir. 2022) - Definite
• Code
• Application
• System
• VDPP LLC, v. Vizio, Inc. (Fed. Cir. 2022) - Definite
• Storage
• Processor
• Blackboard v. Desire2Learn (Fed. Cir. 2009) -
Indefinite
• Access Control Manager
Media Rights Capital v. Capital One Financial
Corporation (Fed. Circ. 2015) - Indefinite
• “Compliance Mechanism” and “Custom Media Device”
• Spec describes “how the ‘compliance Mechanism’ is
connected to and interacts with the other components of the
system, what processes the ‘compliance mechanism’
performs, and what structural subcomponents might
comprise the ‘compliance mechanism’
• Mechanism was tied to general computer – but no
corresponding algorithm was disclosed for all 4 functions of
the mechanism
TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d 1336,
1347 (Fed. Cir. 2013) - Definite
• “system memory means” and “digital logic means”
• “a system memory is a specific structure that stores data”
• “digital logic means” was specifically disclosed in the
specification to be “comprised of structural elements,
including a system memory and specific modules and
subsystems”
Noah Sys., Inc. v. Intuit Inc. (Fed. Cir. 2012) – Indefinite
• “access means” and “communication means”
– No algorithm disclosed for one of two functions
• ‘To avoid purely functional claiming in cases involving computer-
implemented inventions, we have “consistently required that the
structure disclosed in the specification be more than simply a general
purpose computer or microprocessor.”
• Consequently, a means-plus-function claim element for which the only
disclosed structure is a general purpose computer is invalid if the
specification fails to disclose an algorithm for performing the claimed
function.
Drafting Tips
• MPF can be one of many claims types but not the
only claim type
• Assume that terms will be construed as MPF, and
draft accordingly
• Even structures known in the art should be given
structure in the description
• For software, include “algorithms” for all functions
of the MPF term

More Related Content

PPTX
Functional Claiming Williamson
PPTX
SE-Lecture 2A-Requirements.pptx
PDF
Management High-level overview of the OMG Data Distribution Service (DDS)
PDF
CAFC Chronicles: Costly Tales of Claim Construction Fails
PDF
Final Master's Defense Presentation : Policy-driven Security Management in Ga...
PPTX
Meeting the Specs: Precision in Patent Specifications
PDF
Core Wireless Licensing v. LG Electronics: User Interfaces & Patent-Eligible ...
PPTX
The day when role based access control disappears
Functional Claiming Williamson
SE-Lecture 2A-Requirements.pptx
Management High-level overview of the OMG Data Distribution Service (DDS)
CAFC Chronicles: Costly Tales of Claim Construction Fails
Final Master's Defense Presentation : Policy-driven Security Management in Ga...
Meeting the Specs: Precision in Patent Specifications
Core Wireless Licensing v. LG Electronics: User Interfaces & Patent-Eligible ...
The day when role based access control disappears

Similar to Mean Plus Function: : The Risk of Losing Your Way (20)

PDF
Security
PDF
Entity resolution for hierarchical data using attributes value comparison ove...
DOCX
JPA1404 Context-based Access Control Systems for Mobile Devices
DOCX
Context based access control systems for mobile devices
PDF
NIST Definition of Cloud Computing
PDF
Expert System Project.pdf
PPT
Go Ask Alice: The End of Computer-Implemented U.S. Patents?
PPTX
Elastic Software Infrastructure to Support the Industrial Internet
PDF
«Определение понятия «облачные вычисления» (от National Institute of Standard...
PDF
The United States National Institute of Standards and Technology (NIST) has p...
PDF
The NIST Definition of Cloud Computing
PDF
IG008 Top 8 E-D Fixes Infographic_FINAL
PDF
Software Engineering - chp2- requirements specification
PPTX
Complying with 508 for Government Contracting
PDF
RAINBOW BOOK - Orange book
PDF
Precise and Complete Requirements? An Elusive Goal
PPTX
Review of the Jamaican Cybercrime Act of 2010
PPT
Some Observations on Common Patterns in Information Technology
PPTX
Software Engineering Unit 2 Power Point Presentation AKTU University
PDF
IRJET - Precise and Efficient Processing of Data in Permissioned Blockchain
Security
Entity resolution for hierarchical data using attributes value comparison ove...
JPA1404 Context-based Access Control Systems for Mobile Devices
Context based access control systems for mobile devices
NIST Definition of Cloud Computing
Expert System Project.pdf
Go Ask Alice: The End of Computer-Implemented U.S. Patents?
Elastic Software Infrastructure to Support the Industrial Internet
«Определение понятия «облачные вычисления» (от National Institute of Standard...
The United States National Institute of Standards and Technology (NIST) has p...
The NIST Definition of Cloud Computing
IG008 Top 8 E-D Fixes Infographic_FINAL
Software Engineering - chp2- requirements specification
Complying with 508 for Government Contracting
RAINBOW BOOK - Orange book
Precise and Complete Requirements? An Elusive Goal
Review of the Jamaican Cybercrime Act of 2010
Some Observations on Common Patterns in Information Technology
Software Engineering Unit 2 Power Point Presentation AKTU University
IRJET - Precise and Efficient Processing of Data in Permissioned Blockchain
Ad

More from Aurora Consulting (20)

PDF
International Patents: Your Travel Guide to Foreign Protection
PDF
Patent Application Rejection: Overcoming 101, 102, 103, and 112
PDF
Case Law Review - Section 103 Obviousness
PDF
Continuation Practice: Getting the most out of patent families
PDF
Quality Patents: Patents That Stand the Test of Time
PDF
Patents and AI: Current Tools, Future Solutions
PDF
Claim Construction: Building Strong Patent Foundations
PDF
Patenting Games.pdf
PDF
Patent Claims
PDF
Protect Before You Pitch (MichBio)
PDF
Stronger Life Science Patents (MichBio)
PDF
Government Grants and Patent Rights
PDF
Open Source and Patent Rights: Collaboration with Consequences
PDF
Amgen V. Sanofi.pdf
PDF
Foreign Filing Licenses
PDF
Top 3 Inventor Mistakes
PPTX
Predictable Results from Unpredictable Arts
PDF
Into the Patentverse Vol. 2: AR, VR, and Virtual Infringement
PDF
American Axle: 101 Rejections of Mechanical Claims
PDF
Prenuptial Patenting: Responsible Engagement with Engineering Firms
International Patents: Your Travel Guide to Foreign Protection
Patent Application Rejection: Overcoming 101, 102, 103, and 112
Case Law Review - Section 103 Obviousness
Continuation Practice: Getting the most out of patent families
Quality Patents: Patents That Stand the Test of Time
Patents and AI: Current Tools, Future Solutions
Claim Construction: Building Strong Patent Foundations
Patenting Games.pdf
Patent Claims
Protect Before You Pitch (MichBio)
Stronger Life Science Patents (MichBio)
Government Grants and Patent Rights
Open Source and Patent Rights: Collaboration with Consequences
Amgen V. Sanofi.pdf
Foreign Filing Licenses
Top 3 Inventor Mistakes
Predictable Results from Unpredictable Arts
Into the Patentverse Vol. 2: AR, VR, and Virtual Infringement
American Axle: 101 Rejections of Mechanical Claims
Prenuptial Patenting: Responsible Engagement with Engineering Firms
Ad

Recently uploaded (20)

PDF
Palghar-286Nilemore-VoterList-Aug25-1.pdf
PDF
Notes to accompany the TMT and FRAND Overview Slides
PDF
OpenAi v. Open AI Summary Judgment Order
PPTX
PoSH act in a nutshell by Lovely Kumari .pptx
PPT
Cyber-Crime-in- India at Present day and Laws
PPTX
FFFFFFFFFFFFFFFFFFFFFFTA_012425_PPT.pptx
PDF
AI in Modern Warfare and Business Ethics Ortynska Law Ventures Cafe.pdf
PPTX
BL - Chapter 1 - Law and Legal Reasoning
PPTX
Indian Medical Device Rules or Institute of Management Development and Research.
PDF
OBLICON (Civil Law of the Philippines) Obligations and Contracts
PPTX
4-D...Preparation of Research Design.pptx
PDF
The AI & LegalTech Surge Reshaping the Indian Legal Landscape
PPTX
R.A. NO. 76 10 OR THE CHILD ABUSE LAW.pptx
PDF
Analysis Childrens act Kenya for the year 2022
PDF
NRL_Legal Regulation of Forests and Wildlife.pdf
PDF
SUMMARY CASES-42-47.pdf tax -1 257++/ hsknsnd
PDF
Trademark, Copyright, and Trade Secret Protection for Med Tech Startups.pdf
PPTX
POSH Awareness and policy ppt with all design covering .
PPTX
Constitutional Law 2 Final Report.ppt bill of rights in under the constitution
PDF
250811-FINAL-Bihar_Voter_Deletion_Analysis_Presentation.pdf
Palghar-286Nilemore-VoterList-Aug25-1.pdf
Notes to accompany the TMT and FRAND Overview Slides
OpenAi v. Open AI Summary Judgment Order
PoSH act in a nutshell by Lovely Kumari .pptx
Cyber-Crime-in- India at Present day and Laws
FFFFFFFFFFFFFFFFFFFFFFTA_012425_PPT.pptx
AI in Modern Warfare and Business Ethics Ortynska Law Ventures Cafe.pdf
BL - Chapter 1 - Law and Legal Reasoning
Indian Medical Device Rules or Institute of Management Development and Research.
OBLICON (Civil Law of the Philippines) Obligations and Contracts
4-D...Preparation of Research Design.pptx
The AI & LegalTech Surge Reshaping the Indian Legal Landscape
R.A. NO. 76 10 OR THE CHILD ABUSE LAW.pptx
Analysis Childrens act Kenya for the year 2022
NRL_Legal Regulation of Forests and Wildlife.pdf
SUMMARY CASES-42-47.pdf tax -1 257++/ hsknsnd
Trademark, Copyright, and Trade Secret Protection for Med Tech Startups.pdf
POSH Awareness and policy ppt with all design covering .
Constitutional Law 2 Final Report.ppt bill of rights in under the constitution
250811-FINAL-Bihar_Voter_Deletion_Analysis_Presentation.pdf

Mean Plus Function: : The Risk of Losing Your Way

  • 1. Patently Strategic Musings ASHLEY SLOAT | April 26, 2022 This presentation is for information purposes only and does not constitute legal advice.
  • 2. % of Patents that include at least one “means for” claim limitation, grouped by patent issue date https://patentlyo.com/patent/2011/07/the-frequency-of-means-plus-function-claims.html
  • 3. Section 112(6) – Means plus Function • Applicable. Recite a function without reciting structure for performing the function and limit the claims to the structure, materials, or acts disclosed in the specification • Inapplicable. Recite both a function and the structure for performing that function in the claim
  • 4. How is “claim construction” carried out? 1. Determine the claimed function 2. Identify the corresponding structure in the written description of the patent that performs the function Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1332 (Fed.Cir.2006)
  • 5. Getting around MPF • If ”means” is not used, must be shown that persons of ordinary skill in the art would not have understood the term limitations to connote structure view of the whole claim • If MPF not desired, Applicant needs to show that a particular claim element would be understood as connoting “structure”
  • 6. Halliburton Oil Well Cementing Co. v. Walker, 329 U.S. 1 (1946) • Invention added mechanical acoustical resonator to prior art device for measuring distance to fluid surface in deep oil wells • Claims recite: "means associated with said pressure responsive device for tuning said receiving means to the frequency of echoes from the tubing collars of said tubing sections to clearly distinguish the echoes from said couplings from each other."
  • 7. Williamson v. Citrix Online, LLC, 792 F.3d 1339 (Fed. Cir. 2015) - Indefinite • (1) moved away from a strong presumption against MPF interpretation absent “means” language and (2) established the “nonce word” doctrine • Focus must be appropriately placed on “whether the words of the claim are understood by persons of ordinary skill in the art to have a sufficiently definite meaning as the name for structure.” • Claim is indefinite (112(b)) - "if a person of ordinary skill in the art would be unable to recognize the structure in the specification and associate it with the corresponding function in the claim"
  • 8. Nonce Words • Mechanism • Module • Device • Unit • Component • Element • Member • Apparatus • Machine • System • Circuit • Detent mechanism • Digital detector • Reciprocating member • Connector assembly • Perforation • Sealingly connected joints • Eyeglass hanger member Non-Nonce Words Structural modifier + nonstructural term Non-structural modifier + nonstructural term
  • 9. • a “release means for retaining the guide in the charged position” • Construction: two functions — retaining the guide in the charged position and releasing the guide from the charged position • Literal infringement: device performs the recited function through structure that is the same as or equivalent to the corresponding structure set forth in the specification Gregory Baran v. Medical Device Technologies (Fed. Cir. 2010) - Indefinite
  • 10. Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1338 (Fed. Cir. 2008) - Definite • “The question is not whether one of skill in the art would be capable of implementing a structure to perform the function, but whether that person would understand the written description itself to disclose such a structure.” • “Monitoring means”: spec describes node-to-node communication system • Expert testified that controllers + circuitry were corresponding structure • No circuit diagram, but it’s dep. on level of ordinary skill in the art
  • 11. Tools For Checking Whether 112f Applies •Description in spec denotes structure •Dictionaries provide evidence word is understood to be a noun denoting structure •Evidence of structure for the term in the Prior art
  • 12. Software MPF • Dyfan LLC v. Target (Fed. Cir. 2022) - Definite • Code • Application • System • VDPP LLC, v. Vizio, Inc. (Fed. Cir. 2022) - Definite • Storage • Processor • Blackboard v. Desire2Learn (Fed. Cir. 2009) - Indefinite • Access Control Manager
  • 13. Media Rights Capital v. Capital One Financial Corporation (Fed. Circ. 2015) - Indefinite • “Compliance Mechanism” and “Custom Media Device” • Spec describes “how the ‘compliance Mechanism’ is connected to and interacts with the other components of the system, what processes the ‘compliance mechanism’ performs, and what structural subcomponents might comprise the ‘compliance mechanism’ • Mechanism was tied to general computer – but no corresponding algorithm was disclosed for all 4 functions of the mechanism
  • 14. TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d 1336, 1347 (Fed. Cir. 2013) - Definite • “system memory means” and “digital logic means” • “a system memory is a specific structure that stores data” • “digital logic means” was specifically disclosed in the specification to be “comprised of structural elements, including a system memory and specific modules and subsystems”
  • 15. Noah Sys., Inc. v. Intuit Inc. (Fed. Cir. 2012) – Indefinite • “access means” and “communication means” – No algorithm disclosed for one of two functions • ‘To avoid purely functional claiming in cases involving computer- implemented inventions, we have “consistently required that the structure disclosed in the specification be more than simply a general purpose computer or microprocessor.” • Consequently, a means-plus-function claim element for which the only disclosed structure is a general purpose computer is invalid if the specification fails to disclose an algorithm for performing the claimed function.
  • 16. Drafting Tips • MPF can be one of many claims types but not the only claim type • Assume that terms will be construed as MPF, and draft accordingly • Even structures known in the art should be given structure in the description • For software, include “algorithms” for all functions of the MPF term