MiFID II: Data for transaction reporting

FROM
March 23, 2017
Welcome to A-Team Group’s webinar
MiFID II: Data for transaction reporting

FROM
March 23, 2017
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FROM
March 23, 2017
Moderator:
Sarah Underwood, Editor, A-Team Group

FROM
March 23, 2017
Panel Member: Chad Giussani, Head, Compliance,
Operations FM, Standard Chartered Bank
Areas of Expertise:
• Regulatory advisory
• Reference data and standards
• Operational controls and requirements

FROM
March 23, 2017
Panel Member: David Masters, Referential Data
Coordinator, Societe Generale
Areas of Expertise:
• Working on MiFID II/MiFIR for the Societe Generale
UK broker dealer entity
• Involved in FIA and ISDA MiFID2/MiFIR reporting
working groups
• Looking for opportunities for consistency of
approach across different reporting regimes,
particular focus on referential data such as
product and counterparty data

FROM
March 23, 2017
Panel Member: David Lawlor, Global Head of Content
Management, Thomson Reuters
Areas of Expertise:
• Global Head of enterprise content cross asset
• Strategy owner and business lead of Aggregation
and distribution of market data real time feeds
• Accountable owner of data aggregation and APA
MiFId work streams
• Steer co member of MiFID 2 strategy group

FROM
March 23, 2017
Panel Member: Steve Barnes, VP of Technology,
AQMetrics
Areas of Expertise:
• Over 16 years of experience implementing, designing
and building risk, compliance and defence solutions
for more than 30 Tier 1 financial institutions across the
globe
• At AQMetrics, working on building out extensive
functionality to help buy-side and sell-side better
prepare for MiFID II obligations

FROM
March 23, 2017
Panel Member: Paul Liesching, Global Head of
Financial Markets, Truphone
Areas of Expertise:
• Mobile communications for financial markets
• Record-keeping regulation
• Mobile compliance

FROM
March 23, 2017
Transaction reporting requirements of MiFID II/MiFIR
Data requirements and sourcing including standard data codes
Approaches to the data management challenges of MiFIR
Data quality requirements of MiFIR transaction reporting
MiFIR reporting as part of a strategic approach to regulation
Solutions to support implementation of transaction reporting
Working effectively with Approved Reporting Mechanisms
Expert advice for practitioners working on MiFIR reporting
Talking Points

FROM
March 23, 2017
Transaction reporting requirements of
MiFID II/MiFIR and how they differ from MiFID

FROM
March 23, 2017
Sourcing data required for regulatory compliance,
including standard data codes

FROM
March 23, 2017
Data management challenges of MiFIR transaction
reporting and how they can be approached

FROM
March 23, 2017
Data quality requirements of transaction reporting

FROM
March 23, 2017
Managing MiFID II transaction reporting as
part of a strategic approach to regulation

FROM
March 23, 2017
Solutions and services to support transaction
reporting under MiFID II

FROM
March 23, 2017
Status of Approved Reporting Mechanisms – or
ARMs – and how to work with them effectively

FROM
March 23, 2017
Benefits of getting transaction reporting right

FROM
March 23, 2017
What must firms have in place on 3 January 2018
to satisfy regulators?

FROM
March 23, 2017
Advice for data practitioners working on MiFID II
transaction reporting

FROM
March 23, 2017
Thank you to our sponsors
Contact:
regulatory.solutions@thomsonreuters.com
Contact:
info@aqmetrics.com
Contact:
UK: + 44 77 88 77 22 99
US: + 1 646 461 18 99
ES: + 34 668 112 2 99
AU: + 61 481 473 3 99
NL: + 31 6 297 022 99
HK: + 852 5149 10 99
DE: + 49 1529 0012 2 99
PL + 48 732 402 2 99
paul.liesching@truphone.com

FROM
March 23, 2017
Upcoming A-Team Group Events
Visit IntelligentTradingTechnology.com/events
or DataManagementReview.com/events
June 8th
Intelligent
Trading
Summit
New York
November 16th
NEW: RegTech
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New York
April 4th
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Summit
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Summit for
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FROM
March 23, 2017
Upcoming A-Team Group Webinars
Visit webinar sections of
Datamanagementreview.com and IntelligentTradingTechnology.com
April 20th
Using metrics
to measure
data quality
April 6th
Putting data
management
processes in
place for MiFID
II
April 25th
Voice
recording for
communication
surveillance
under MIFID II

FROM
March 23, 2017
A-Team Group Handbook Series
Visit the handbooks section of
DataManagementReview.com and IntelligentTradingTechnology.com

MiFID II: Data for transaction reporting

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