1 © Nokia Siemens Networks
OFDMA
LTE Air Interface Course
3 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
4 © Nokia Siemens Networks
Air Interface Main Issues
U
L
D
L
UE 1
UE 2
UE 3
Air Interface
UE
eNodeB
1. Duplex
Transmission
2. Multiple
Access
eNodeB
eNodeB
5 © Nokia Siemens Networks
LTE FDD and TDD Modes
Uplink Downlink
Bandwidth
up to 20MHz
Duplex Frequency
f
t Bandwidth
up to 20MHz
Guard
Period
f
t
Uplink
Downlink
Bandwidth
up to 20MHz
6 © Nokia Siemens Networks
In FDD, DL & UL use different bands with the same bandwidth
• => DL throughput = UL throughput
• What happens if throughput requirements are different for DL and UL?
• Potential solution: Use different bandwidth for DL & UL?
• Hard to manage frequency bands in this case
• Simpler solution
• DL & UL are duplexed in time rather than in frequency => TDD (Time Division
Duplexing)
• DL & UL share the same bandwidth
• DL and UL are active in different subframes
TDD vs. FDD (1/2)
7 © Nokia Siemens Networks
TDD vs. FDD (2/2)
Downlink Downlink
Uplink
Uplink
FDD TDD
Time
Frequency
Throughput
DL DL
UL UL
Only this is
needed
Wasted
We get what we need
Downlink
throughput is also
affected
8 © Nokia Siemens Networks
RF FDD architecture
Duplex filters for each Tx and Rx path
Circulator has the role of separating DL & UL waves
• It must exhibit great isolation properties, so that Tx signal does not leak
into Rx path
Power
amplifier
Low-Noise
amplifier
TX
RX
TX Duplex Filter
RX Duplex Filter
9 © Nokia Siemens Networks
RF TDD architecture
Duplexer must switch between Tx and Rx paths
• Switching driving signal must be accurate
• Good timing control of the signal
Power
amplifier
Low-Noise
amplifier
TX
RX
Channel Filter
Channel Filter
TX
RX
Duplexer
10 © Nokia Siemens Networks
FDD and TDD Modes Comparison
FDD and TDD mode included
together in the same
specification
Same radio interface schemes
for both uplink and downlink
(OFDM and SC-FDMA)
Same subframe formats
Same network architecture
Same air interface protocols
Same physical channels
procedures
FDD and TDD modes Harmonisation
(commonalities)
In LTE there is a high degree
of harmonisation between
FDD and TDD modes
1. Spectrum Allocation:
TDD is using the same frequency bands for
both UL and DL
→ FDD requires a paired spectrum with
duplex separation in frequency
→TDD requires an unpaired spectrum with
some guard bands in time to separate
UL and DL
2. UE complexity:
In FDD the UE is requiring an duplex filter
(for UL – DL separation)
In TDD the filter is not needed
→ Lower complexity for TDD terminals
FDD and TDD modes differences
regarding the air interface
11 © Nokia Siemens Networks
Multiple Access
T
i
m
e
1 2 3 4 5
2
1
2
3
4
5
4 2
1
2
3
4
5
3
1
1
5
5
3
3
2
4
1
Power
Frequency
TDMA
Time Division
Multiple Access,
2G e.g. GSM,
PDC
FDMA
Frequency Division
Multiple Access
1G e.g. AMPS,
NMT, TACS
CDMA
Code Division
Multiple Access
3G e.g. UMTS,
CDMA2000
1 2 3
UE 1 UE 2 UE 3 4 UE 4 UE 5
5
OFDMA
Orthogonal
Frequency Division
Multiple Access
e.g. LTE
12 © Nokia Siemens Networks
Multiple Access
• In LTE OFDMA = Orthogonal Frequency Division Multiple Access it is
used in the Downlink
• In the UL SC-FDMA = Single Carrier Frequency Division Multiple Access
Access it is used
• OFDMA and SC-FDMA will be used for both FDD and TDD Modes!
• Approach for the explanation:
• First OFDM as technology will be explained (for single user case)
• Second it is shown how OFDM could be used to separate users
• UL SC-FDMA will be explained in the next chapter
13 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
14 © Nokia Siemens Networks
Challenges for the Air Interface Design
For the LTE Air Interface design it should be considered a trade-off
between the following factors (based on the LTE requirements):
1. What should be the required radio spectrum ?
2. Speed of data transmission (bit rate as high as possible)
3. Complexity of implementation (as small as possible)
→ How could it be realised ?
Solution: use the rectangular pulse shape
(see next slide)
15 © Nokia Siemens Networks
The Rectangular Pulse
Advantages:
+ Simple to implement: there is no complex filter
system required to detect such pulses and to
generate them.
+ The pulse has a clearly defined duration. This is
a major advantage in case of multi-path
propagation environments as it simplifies handling
of inter-symbol interference.
Disadvantage:
- it allocates a quite huge spectrum. However the
spectral power density has null points exactly at
multiples of the frequency fs = 1/Ts. This will be
important in OFDM.
time
amplitude
Ts

fs 
1
Ts
Time Domain
frequency f/fs
spectral
power
density
Frequency Domain
fs
Fourier
Transform
Inverse
Fourier
Transform
16 © Nokia Siemens Networks
Fourier Transform
Inverse
Fourier Transform
Time Domain
Frequency Domain

W 
1
Tc
Tc
Fc
1.3 * W
Pulse Form and Spectrum in WCDMA
As a counter example look at the root
raised cosine roll off pulse that is used in
WCDMA. As one can see this pulse is not
clearly located in the time domain.
So if we put two such pulses one after
another, there will be always some
interference from the first to the second.
On the other hand the spectrum of these
pulses is concentrated in a clearly defined
frequency band.
17 © Nokia Siemens Networks
OFDM Basics
• Transmits hundreds or even thousands of separately modulated radio signals
using orthogonal subcarriers spread across a wideband channel
Orthogonality:
The peak ( centre
frequency) of one
subcarrier …
…intercepts the
‘nulls’ of the
neighbouring
subcarriers
15 kHz in LTE: fixed
Total transmission bandwidth
18 © Nokia Siemens Networks
OFDM Basics
• Data is sent in parallel across the set of subcarriers, each subcarrier only transports a
part of the whole transmission
• The throughput is the sum of the data rates of each individual (or used) subcarriers while
the power is distributed to all used subcarriers
• FFT ( Fast Fourier Transform) is used to create the orthogonal subcarriers. The number
of subcarriers is determined by the FFT size ( by the bandwidth)
Power
frequency
bandwidth
19 © Nokia Siemens Networks
The OFDM Signal
20 © Nokia Siemens Networks
Challenges for the Air Interface Design
The usage of the pulse leads to other challenges to be solved:
1. ISI = Intersymbol Interference
Due to multipath propagation
2. ACI = Adjacent Carrier Interference
Due to the fact that FDM = frequency division multiplexing will be
used
3. ICI = Intercarrier Interference
Losing orthogonality between subcarriers because of effects like e.g.
Doppler
→ What should be the solutions to these challenges?
(see next slides)
21 © Nokia Siemens Networks
1. Multi-Path Propagation and Inter-Symbol
Interference
1. Inter Symbol Interference
BTS
Time 0 Ts
+
d1
(Direct path)
d3
d2
d1< d2 < d3
Time 0 Tt Ts+Tt
Tt
22 © Nokia Siemens Networks
Multi-Path Propagation and the Guard Period
2
time
TSYMBOL
Time Domain
1
3
time
TSYMBOL
time
TSYMBOL
Tg
1
2
3
Guard Period (GP)
Guard Period (GP)
Guard Period (GP)
(Direct path)
23 © Nokia Siemens Networks
Obviously when
the delay spread
of the multi-path
environment is
greater than the
guard period
duration (Tg), then
we encounter
inter-symbol
interference (ISI)
Propagation Delay Exceeding the Guard Period
1
2
3
4
time
TSYMBOL
Time Domain
time
time
Tg
1
2
3
time
4
24 © Nokia Siemens Networks
Cyclic Prefix
symbol
CP
time
Tsymb
1
2
3
1
2
3
Tcp
symbol
CP symbol
CP
symbol
CP symbol
CP symbol
CP
symbol
CP symbol
CP symbol
CP
25 © Nokia Siemens Networks
Cyclic Prefix
T [TS] 160 2048 144 2048 144 2048 144 2048 144 2048 144 2048 144 2048
T [µs] 5,2 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7
max. delay [km] 1,6 1,4 1,4 1,4 1,4 1,4 1,4
T [TS] 512 2048 512 2048 512 2048 512 2048 512 2048 512 2048
T [µs] 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7
max. delay [km] 5,0 5,0 5,0 5,0 5,0 5,0
In LTE the slot of 500 µs is subdivided in the (useful part of the) symbol (grey)
and CPs as follows:
For the extended CP slot structure the overall 500 µs is kept but the number
of symbols is reduced in order to extent the cyclic prefix durations:
26 © Nokia Siemens Networks
Challenges for the Air Interface Design
The usage of the pulse leads to other challenges to be solved:
1. ISI = Intersymbol Interference
Due to multipath propagation → solution: use cyclic prefix
2. ACI = Adjacent Carrier Interference
Due to the fact that FDM = frequency division multiplexing will be
used
3. ICI = Intercarrier Interference
Losing orthogonality between subcarriers because of effects like
e.g. Doppler
→ What should be the solutions to these challenges?
(see next slides)
27 © Nokia Siemens Networks
Multi-Carrier Modulation
The center frequencies must be spaced so that interference between different
carriers, known as Adjacent Carrier Interference ACI, is minimized; but not
too much spaced as the total bandwidth will be wasted.
Each carrier uses an upper and lower guard band to protect itself from its
adjacent carriers. Nevertheless, there will always be some interference
between the adjacent carriers.
frequency
∆fsubcarrier
f0 f1 f2 fN-1
fN-2
∆fsub-used
2. ACI = Adjacent Carrier Interference
28 © Nokia Siemens Networks
OFDM: Orthogonal Frequency Division Multi-Carrier
OFDM allows a tight packing of small carrier - called the subcarriers - into
a given frequency band.
No ACI (Adjacent Carrier Interference) in OFDM
due to the orthogonal subcarriers !
Power
Density
Power
Density
Frequency (f/fs) Frequency (f/fs)
Saved
Bandwidth
29 © Nokia Siemens Networks
Challenges for the Air Interface Design
The usage of the pulse leads to other challenges to be solved:
1. ISI = Intersymbol Interference
Due to multipath propagation → solution: use cyclic prefix
2. ACI = Adjacent Carrier Interference
Due to the fact that FDM = frequency division multiplexing will be
used
→ solution: orthogonal subcarriers
3. ICI = Intercarrier Interference
Losing orthogonality between subcarriers because of effects like
e.g. Doppler
→ What should be the solutions to these challenges?
(see next slides)
30 © Nokia Siemens Networks
Inter-Carrier Interference (ICI) in OFDM
•The price for the optimum subcarrier spacing is the sensitivity of OFDM to
frequency errors.
•If the receiver’s frequency slips some fractions from the subcarriers center
frequencies, then we encounter not only interference between adjacent carriers,
but in principle between all carriers.
•This is known as Inter-Carrier Interference (ICI) and sometimes also referred to
as Leakage Effect in the theory of discrete Fourier transform.
• One possible cause that introduces frequency errors is a fast moving Transmitter
or Receiver (Doppler effect).
31 © Nokia Siemens Networks
f0 f1 f2 f3 f4
∆P
I3
I1
I4
I0
3.
ICI
=
Inter-Carrier
Interference
Leakage Effect due to Frequency Drift: ICI
Two effects begin to work:
1.-Subcarrier 2 has no longer its
power density maximum here - so
we loose some signal energy.
2.-The rest of subcarriers (0, 1, 3
and 4) have no longer a null point
here. So we get some noise from
the other subcarrier.
32 © Nokia Siemens Networks
Challenges for the Air Interface Design
The usage of the pulse leads to other challenges to be solved:
1. ISI = Intersymbol Interference
Due to multipath propagation → solution: use cyclic prefix
2. ACI = Adjacent Carrier Interference
Due to the fact that FDM = frequency division multiplexing will be
used
→ solution: orthogonal subcarriers
3. ICI = Intercarrier Interference
Losing orthogonality between subcarriers because of effects like
e.g. Doppler
→ solution: use reference signals – will be explained in chapter 7
33 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
34 © Nokia Siemens Networks
Low
Pass
cos(2πfct)
-sin(2πfct)
I
Q
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
Binary
Coded
Data
.
.
.
D
A
x0, x1, …, xN-1 IQ
Split
Low
Pass
D
A
RF
freq.
f1 f2
f0 fN-1
…
s0
s1 sN-1
s2
Frequency
Domain
time
t1 t2
t0 tN-1
…
x0 x1
xN-1
x2
Time
Domain
CP/Guard
Generation
I
Q
OFDM Transmitter
Time Domain Signal
Frequency Domain Signal:
(Collection of Sinusoids)
•Each entry to the IFFT module
corresponds to a different sub-
carrier
•Each sub-carrier is modulated
independently
•Modulation Schemes:
•BPSK,QPSK, 16QAM, 64QAM
35 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
36 © Nokia Siemens Networks
reference
(pilot)
Channel
Correction
Demodulator
Bit Mapping
j
I
Q
A
D
Channel
Estimation
RF
Low
Noise
Amp.
+
Bandpass
A
D
AGC
Automatic
Gain Control
De-
rotator
signal
strength
LNA gain
Frequency And Timing Sync
signal
autocorreation
phase
correction
timee
adjust
.
.
.
s’0
s’1
s’N-1
channel
response
s0
Bit Mapping
s1
Bit Mapping
sN-1
.
.
.
.
.
.
.
.
.
B10 ,B11,…
B20 ,B21,…
BN-1 0 …
Bit
Distribution
Soft Bit
Coded
Data
freq.
f1 f2
f0 fN-1
…
s0
s1 sN-1
s2
Frequency Domain
Time Domain
time
t1 t2
t0 tN-1
…
y0 y1
yN-1
x2
QPSK
Im
Re
10
11
00
01
sk
d11
d10
OFDM Receiver
Windowing
+
FFT
Frequency
Domain
37 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
38 © Nokia Siemens Networks
OFDM Key Parameters
2. Subcarrier Spacing (Δf = 15 KHz)
→ The Symbol time is
Tsymbol = 1/ Δf = 66,7μs
Δf
A compromise needed between:
→ Δf as small as possibile so that the
symbol time Tsymbol is as large as
possibile.
This is beneficial to solve Intersymbol
Interference in time domain
→ A too small subcarrier spacing it is
increasing the ICI = Intercarrier
Interference due to Doppler effect
TSYMBOL
T
CP SYMBOL
TCP
TS
Frequency
Time
Power
density
Amplitude
1. Variable Bandwidth (BW) Bandwidth options: 1.4, 3, 5, 10, 15 and 20 MHz
Frequency
A higher Bandwidth is better because
a higher peak data rate could be
achived and also bigger capacity.
Also the physical layer overhead is
lower for higher bandwidth
39 © Nokia Siemens Networks
OFDM Key Parameters
3. The number of Subcarriers Nc
→ Nc x Δf = BW
In LTE not all the available channel bandwidth (e.g. 20 MHz) will be used. For the transmission
bandwidth typically 10% guard band is considered (to avoid the out band emissions).
If BW = 20MHz → Transmission BW = 20MHz – 2MHz = 18 MHz
→ the number of subcarriers Nc = 18MHz/15KHz = 1200 subcarriers
Transmission
Bandwidth [RB]
Transmission Bandwidth Configuration [RB]
Channel Bandwidth [MHz]
Resource
block
Channel
edge
Channel
edge
DC carrier (downlink only)
Active Resource Blocks
40 © Nokia Siemens Networks
OFDM Key Parameters
4. FFT (Fast Fourier Transform) size Nfft
Nfft should be chosen so that:
1.Nfft > Nc number of subcarriers (sampling theorem)
2.Should be a power of 2 (to speed-up the FFT operation)
Therefore for a bandwidth BW = 20 MHz → Nc = 1200 subcarriers not a power of 2
→ The next power of 2 is 2048 → the rest 2048 -1200 = 848 padded with zeros
5. Sampling rate fs
This parameter indicates what is the sampling frequency:
→ fs = Nfft x Δf
Example: for a bandwidth BW = 5 MHz (with 10% guard band)
The number of subcarriers Nc = 4.5 MHz/ 15 KHz = 300
300 is not a power of 2 → next power of 2 is 512 → Nfft = 512
Fs = 512 x 15 KHz = 7,68 MHz → fs = 2 x 3,84 MHz which is the chip rate in UMTS!!
The sampling rate is a multiple of the chip rate
from UMTS/ HSPA. This was acomplished because the
subcarriers spacing is 15 KHz. This means UMTS and LTE
have the same clock timing!
41 © Nokia Siemens Networks
Resource Block and Resource Element
– 12 subcarriers in frequency domain x 1 slot period in time domain.
0 1 2 3 4 5 6 0 1 2 3 4 5 6
Subcarrier
1
Subcarrier
12
180
KHz
1 slot 1 slot
1 ms subframe
RB
• Capacity allocation is based on
Resource Blocks
• Resource Element ( RE):
– 1 subcarrier x 1 symbol period
– Theoretical minimum capacity
allocation unit.
– 1 RE is the equivalent of 1
modulation symbol on a
subcarrier, i.e. 2 bits for QPSK,
4 bits for 16QAM and 6 bits for
64QAM.
Resource
Element
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
6. Physical Resource Block or Resource Block (PRB or RB)
42 © Nokia Siemens Networks
OFDM Key Parameters for FDD and TDD Modes
43 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
44 © Nokia Siemens Networks
Data Rate Calculation
1. Maximum channel data rate
The maximum channel data rate is calculated taking into account the total number of the
available resource blocks in 1 TTI = 1ms
Max Data Rate = Number of Resource Blocks x 12 subcarriers x (14 symbols/ 1ms)
= Number of Resouce Blocks x (168 symbols/1ms)
2. Impact of the Channel Bandwith: 5, 10, 20 MHz
For BW = 5MHz -> there are 25 Resource Blocks
-> Max Data Rate = 25 x (168 symbols/1ms) = 4,2 * Msymbols/s
BW = 10MHz -> 50 Resource Blocks -> Max Data Rate = 8,2 Msymbols/s
BW = 20MHz -> 100 Resource Blocks -> Max Data Rate =16,4 Msymbols/s
3. Impact of the Modulation: QPSK, 16QAM, 64QAM
For QPSK – 2bits/symbol; 16QAM – 4bits/symbol; 64QAM – 6 bits/symbol
QPSK: Max Data Rate = 16,4 Msymbols/s * 2bits/symbol = 32,8 Mbits/s (bandwith of 20 MHz)
16QAM: Max Data Rate = 16,4 Msymbols/s * 4 bits/symbols = 65,6 Mbits/s
64QAM: Max Data Rate = 16,4 Msymbols/s * 6 bits/symbols = 98,4 Mbits/s
45 © Nokia Siemens Networks
Data Rate Calculation
4. Impact of the Channel Coding
Channel Coding will be discussed in chapter 6. In LTE Turbo coding of rate 1/3 will be used.
The effective coding rate is dependent on the Modulation and Coding Scheme selected by the
scheduler in the eNodeB. In practice several coding rates can be obtained. Here it is considered
1/2 and 3/4
1/2 coding rate: Max Data rate = 98,4 Mbits/s * 0,5 = 49,2 Mbits/s
3/4 coding rate: Max Data rate = 98,4 Mbits/s * 0,75 = 73,8 Mbits/s
5. Impact of MIMO = Multiple Input Multiple Output
MIMO is discussed in chapter 9. If spatial diversity it is used (2x2 MIMO) then the data rate will
be doubled since the data is sent in parallel in 2 different streams using 2 different antennas
2x2 MIMO: Max Data Rate = 73,8 Mbit/s * 2 = 147,6 Mbits/s
6. Impact of physical layer overhead and higher layers overhead
The real data rate of the user will be further reduced if the physical layer overhead is considered.
Also the higher layers may introduce overhead as shown in chapter number 2. For example IP ,
PDCP , RLC and MAC are introducing their own headers.
This type of overheads are not discussed here
46 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
47 © Nokia Siemens Networks
OFDM Multiple Access
Up to here we have only discussed simple point-to-point or broadcast
OFDM.
Now we have to analyze how to handle access of multiple users
simultaneously to the system, each one using OFDM.
OFDM can be combined with several different methods to handle multi-user
systems:
1.-Plain OFDM
3.-Orthogonal Frequency Division Multiple Access OFDMA®
2.-Time Division Multiple Access via OFDM
48 © Nokia Siemens Networks
OFDM
•OFDM stands for Orthogonal Frequency Division
Multicarrier
•OFDM: Plain or Normal OFDM has no built-in
multiple-access mechanism.
• This is suitable for broadcast systems like DVB-T/H
which transmit only broadcast and multicast signals
and do not really need an uplink feedback channel
(although such systems exist too).
•Now we have to analyze how to handle access of
multiple users simultaneously to the system, each one
using OFDM.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
Plain OFDM
time
subcarrier
...
...
...
...
...
...
...
...
...
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
49 © Nokia Siemens Networks
OFDMA®
•OFDMA® stands for Orthogonal Frequency Division
Multiple Access
•It is a registered trademark by Runcom Ltd.
•The basic idea is to assign subcarriers to users based on
their bit rate services. With this approach it is quite easy to
handle high and low bit rate users simultaneously in a
single system.
•But still it is difficult to run highly variable traffic efficiently.
•The solution to this problem is to assign to a single users
so called resource blocks or scheduling blocks.
•Such block is simply a set of some subcarriers over
some time.
•A single user can then use one or more Resource blocks.
1
1
1
.
.
.
2
.
.
.
3
.
.
.
.
.
.
.
.
.
Orthogonal Frequency
Multiple Access
OFDMA®
time
...
...
...
...
...
...
...
...
...
1
1
1 1
2
2
2
2 2
3 3
3 3 3
1
subcarrier
1
1 1 1
1
1
1
3 3 3
3
3 3 3 3
3
Resource Block (RB)
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
50 © Nokia Siemens Networks
OFDMA
FDD and TDD Modes
Basics of OFDM
OFDM Transmitter
OFDM Receiver
OFDM Key Parameters for FDD and TDD Modes
Data Rate Calculation
OFDMA
OFDM Transmitter Simulation
51 © Nokia Siemens Networks
OFDM Transmitter Simulation – Assumptions
• All 1200 subcarriers subcarriers are transmitted (assuming that the system
bandwidth is 20 MHz)
• Transmit only one OFDM symbol (66.7 us)
• No difference between the subcarriers used for physical layer overhead and the
subcarriers used for transmission of user data
– No difference between different physical channels like e.g. PBCH (Physical Broadcast
Channel). The difference could be seen in parameters like e.g. modulation
• The serial to parallel convertor is not considered (because it assumed to transmit
only one OFDM symbol)
• Cyclic prefix insertion neglected (less relevant for simulation – impact on symbol
duration only)
52 © Nokia Siemens Networks
Serial to
Parallel
Converter
(Bit
Distrib.)
Binary
Coded
Data
b10
b20
bN-1
 A random string is generated with N=1200 integers numbers from 0 to 3 that needs to be transmitted;
 For simplicity only first 40 integers are plotted (the same is true for the rest of the simulation)
 One can look at this sequence vertically, as being the output of the serial to parallel block (only one
OFDM symbol is transmitted )
Data Generation
53 © Nokia Siemens Networks
OFDM Transmitter
Low
Pass
cos(2πfct)
-sin(2πfct)
I
Q
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
.
.
.
D
A
x0, x1, …, xN-1 IQ
Split
Low
Pass
D
A
RF
Frequency
Domain
Time
Domain
CP/Guard
Generation
I
Q
Binary
Coded
Data
• QPSK modulation
assumed
(16QAM or 64QAM also
possibile)
54 © Nokia Siemens Networks
QPSK Modulation
Our Tx Bit 1 Bit 0 I Q
0 0 0 +1 +1
1 0 1 -1 +1
2 1 0 -1 -1
3 1 1 +1 -1
Step 1 of QPSK modulation:
map the input bits to the symbols
using the constelation diagram
I + jQ (complex = inphase +
quadrature)
Step 2 of the QPSK modulation : in
LTE the complex symbols are input
for the IFFT !
55 © Nokia Siemens Networks
Modulation
Mapper
Modulation
Mapper
Modulation
Mapper
s0
s1
sN-1
.
.
.
 Note that the sequence … is a complex sequence = I + jQ (Inphase and Quadrature)
s0 sN-1
56 © Nokia Siemens Networks
OFDM Transmitter
Low
Pass
cos(2πfct)
-sin(2πfct)
I
Q
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
.
.
.
D
A
x0, x1, …, xN-1 IQ
Split
Low
Pass
D
A
RF
Frequency
Domain
Time
Domain
CP/Guard
Generation
I
Q
Binary
Coded
Data
• IFFT = Inverse Fast Fourier
Transformation
57 © Nokia Siemens Networks
IFFT
Time
Domain
x0, x1, …, xN-1
IFFT Result –> Time Domain
Result interpretation:
1. The signal is complex =
I+jQ
2. The signal is almost
white noise (1200
subcarriers each with equal
58 © Nokia Siemens Networks
Zero padded subcarriers
2048-1200 = 848
First 600 subcarriers
BW=600*15kHz=9MHz
Last 600 subcarriers
BW=600*15kHz=9MHz
Total BW=18MHz
IFFT Result -> Frequency Domain
The spectrum is splitted in 2 parts
because of the zero padding in
the middle of the sequence
Low pass filtering required
to achieve a compact spectrum
59 © Nokia Siemens Networks
OFDM Transmitter
cos(2πfct)
-sin(2πfct)
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
.
.
.
x0, x1, …, xN-1 IQ
Split
Low
Pass
I
Q
D
A
Low
Pass
D
A
RF
Frequency
Domain
Time
Domain
CP/Guard
Generation
I
Q
Binary
Coded
Data
•Digital to
Analog
Conversion and
Low Pass
Filtering
60 © Nokia Siemens Networks
Low
Pass
I
Q
D
A
Low
Pass
D
A
 Note the delay produced by the filtering process (low pass filtering)
61 © Nokia Siemens Networks
OFDM Transmitter
Low
Pass
cos(2πfct)
-sin(2πfct)
I
Q
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
.
.
.
D
A
x0, x1, …, xN-1 IQ
Split
Low
Pass
D
A
RF
Frequency
Domain
Time
Domain
CP/Guard
Generation
I
Q
Binary
Coded
Data
•Up - Conversion
62 © Nokia Siemens Networks
 This is the signal transmitted over the air interface
 It can be observed the large value of the PAR (peak to average ratio) in
the time response
Up-conversion -> Time Domain Result
63 © Nokia Siemens Networks
Up-conversion -> Frequency Domain Result
64 © Nokia Siemens Networks
OFDM Transmitter Overview
Low
Pass
cos(2πfct)
-sin(2πfct)
I
Q
Modulation
Mapper
IFFT
s0
Modulation
Mapper
s1
Modulation
Mapper
sN-1
b10 ,b11,…
Serial to
Parallel
Converter
(Bit
Distrib.)
b20 ,b21,…
bN-1 0 …
.
.
.
D
A
x0, x1, …, xN-1 IQ
Split
Low
Pass
D
A
RF
Frequency
Domain
Time
Domain
CP/Guard
Generation
I
Q
Binary
Coded
Data

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OFDMA ppt OFDMA ppt OFDMA ppt OFDMA OFDMA ppt

  • 1. 1 © Nokia Siemens Networks OFDMA LTE Air Interface Course
  • 2. 3 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 3. 4 © Nokia Siemens Networks Air Interface Main Issues U L D L UE 1 UE 2 UE 3 Air Interface UE eNodeB 1. Duplex Transmission 2. Multiple Access eNodeB eNodeB
  • 4. 5 © Nokia Siemens Networks LTE FDD and TDD Modes Uplink Downlink Bandwidth up to 20MHz Duplex Frequency f t Bandwidth up to 20MHz Guard Period f t Uplink Downlink Bandwidth up to 20MHz
  • 5. 6 © Nokia Siemens Networks In FDD, DL & UL use different bands with the same bandwidth • => DL throughput = UL throughput • What happens if throughput requirements are different for DL and UL? • Potential solution: Use different bandwidth for DL & UL? • Hard to manage frequency bands in this case • Simpler solution • DL & UL are duplexed in time rather than in frequency => TDD (Time Division Duplexing) • DL & UL share the same bandwidth • DL and UL are active in different subframes TDD vs. FDD (1/2)
  • 6. 7 © Nokia Siemens Networks TDD vs. FDD (2/2) Downlink Downlink Uplink Uplink FDD TDD Time Frequency Throughput DL DL UL UL Only this is needed Wasted We get what we need Downlink throughput is also affected
  • 7. 8 © Nokia Siemens Networks RF FDD architecture Duplex filters for each Tx and Rx path Circulator has the role of separating DL & UL waves • It must exhibit great isolation properties, so that Tx signal does not leak into Rx path Power amplifier Low-Noise amplifier TX RX TX Duplex Filter RX Duplex Filter
  • 8. 9 © Nokia Siemens Networks RF TDD architecture Duplexer must switch between Tx and Rx paths • Switching driving signal must be accurate • Good timing control of the signal Power amplifier Low-Noise amplifier TX RX Channel Filter Channel Filter TX RX Duplexer
  • 9. 10 © Nokia Siemens Networks FDD and TDD Modes Comparison FDD and TDD mode included together in the same specification Same radio interface schemes for both uplink and downlink (OFDM and SC-FDMA) Same subframe formats Same network architecture Same air interface protocols Same physical channels procedures FDD and TDD modes Harmonisation (commonalities) In LTE there is a high degree of harmonisation between FDD and TDD modes 1. Spectrum Allocation: TDD is using the same frequency bands for both UL and DL → FDD requires a paired spectrum with duplex separation in frequency →TDD requires an unpaired spectrum with some guard bands in time to separate UL and DL 2. UE complexity: In FDD the UE is requiring an duplex filter (for UL – DL separation) In TDD the filter is not needed → Lower complexity for TDD terminals FDD and TDD modes differences regarding the air interface
  • 10. 11 © Nokia Siemens Networks Multiple Access T i m e 1 2 3 4 5 2 1 2 3 4 5 4 2 1 2 3 4 5 3 1 1 5 5 3 3 2 4 1 Power Frequency TDMA Time Division Multiple Access, 2G e.g. GSM, PDC FDMA Frequency Division Multiple Access 1G e.g. AMPS, NMT, TACS CDMA Code Division Multiple Access 3G e.g. UMTS, CDMA2000 1 2 3 UE 1 UE 2 UE 3 4 UE 4 UE 5 5 OFDMA Orthogonal Frequency Division Multiple Access e.g. LTE
  • 11. 12 © Nokia Siemens Networks Multiple Access • In LTE OFDMA = Orthogonal Frequency Division Multiple Access it is used in the Downlink • In the UL SC-FDMA = Single Carrier Frequency Division Multiple Access Access it is used • OFDMA and SC-FDMA will be used for both FDD and TDD Modes! • Approach for the explanation: • First OFDM as technology will be explained (for single user case) • Second it is shown how OFDM could be used to separate users • UL SC-FDMA will be explained in the next chapter
  • 12. 13 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 13. 14 © Nokia Siemens Networks Challenges for the Air Interface Design For the LTE Air Interface design it should be considered a trade-off between the following factors (based on the LTE requirements): 1. What should be the required radio spectrum ? 2. Speed of data transmission (bit rate as high as possible) 3. Complexity of implementation (as small as possible) → How could it be realised ? Solution: use the rectangular pulse shape (see next slide)
  • 14. 15 © Nokia Siemens Networks The Rectangular Pulse Advantages: + Simple to implement: there is no complex filter system required to detect such pulses and to generate them. + The pulse has a clearly defined duration. This is a major advantage in case of multi-path propagation environments as it simplifies handling of inter-symbol interference. Disadvantage: - it allocates a quite huge spectrum. However the spectral power density has null points exactly at multiples of the frequency fs = 1/Ts. This will be important in OFDM. time amplitude Ts  fs  1 Ts Time Domain frequency f/fs spectral power density Frequency Domain fs Fourier Transform Inverse Fourier Transform
  • 15. 16 © Nokia Siemens Networks Fourier Transform Inverse Fourier Transform Time Domain Frequency Domain  W  1 Tc Tc Fc 1.3 * W Pulse Form and Spectrum in WCDMA As a counter example look at the root raised cosine roll off pulse that is used in WCDMA. As one can see this pulse is not clearly located in the time domain. So if we put two such pulses one after another, there will be always some interference from the first to the second. On the other hand the spectrum of these pulses is concentrated in a clearly defined frequency band.
  • 16. 17 © Nokia Siemens Networks OFDM Basics • Transmits hundreds or even thousands of separately modulated radio signals using orthogonal subcarriers spread across a wideband channel Orthogonality: The peak ( centre frequency) of one subcarrier … …intercepts the ‘nulls’ of the neighbouring subcarriers 15 kHz in LTE: fixed Total transmission bandwidth
  • 17. 18 © Nokia Siemens Networks OFDM Basics • Data is sent in parallel across the set of subcarriers, each subcarrier only transports a part of the whole transmission • The throughput is the sum of the data rates of each individual (or used) subcarriers while the power is distributed to all used subcarriers • FFT ( Fast Fourier Transform) is used to create the orthogonal subcarriers. The number of subcarriers is determined by the FFT size ( by the bandwidth) Power frequency bandwidth
  • 18. 19 © Nokia Siemens Networks The OFDM Signal
  • 19. 20 © Nokia Siemens Networks Challenges for the Air Interface Design The usage of the pulse leads to other challenges to be solved: 1. ISI = Intersymbol Interference Due to multipath propagation 2. ACI = Adjacent Carrier Interference Due to the fact that FDM = frequency division multiplexing will be used 3. ICI = Intercarrier Interference Losing orthogonality between subcarriers because of effects like e.g. Doppler → What should be the solutions to these challenges? (see next slides)
  • 20. 21 © Nokia Siemens Networks 1. Multi-Path Propagation and Inter-Symbol Interference 1. Inter Symbol Interference BTS Time 0 Ts + d1 (Direct path) d3 d2 d1< d2 < d3 Time 0 Tt Ts+Tt Tt
  • 21. 22 © Nokia Siemens Networks Multi-Path Propagation and the Guard Period 2 time TSYMBOL Time Domain 1 3 time TSYMBOL time TSYMBOL Tg 1 2 3 Guard Period (GP) Guard Period (GP) Guard Period (GP) (Direct path)
  • 22. 23 © Nokia Siemens Networks Obviously when the delay spread of the multi-path environment is greater than the guard period duration (Tg), then we encounter inter-symbol interference (ISI) Propagation Delay Exceeding the Guard Period 1 2 3 4 time TSYMBOL Time Domain time time Tg 1 2 3 time 4
  • 23. 24 © Nokia Siemens Networks Cyclic Prefix symbol CP time Tsymb 1 2 3 1 2 3 Tcp symbol CP symbol CP symbol CP symbol CP symbol CP symbol CP symbol CP symbol CP
  • 24. 25 © Nokia Siemens Networks Cyclic Prefix T [TS] 160 2048 144 2048 144 2048 144 2048 144 2048 144 2048 144 2048 T [µs] 5,2 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7 4,7 66,7 max. delay [km] 1,6 1,4 1,4 1,4 1,4 1,4 1,4 T [TS] 512 2048 512 2048 512 2048 512 2048 512 2048 512 2048 T [µs] 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7 16,7 66,7 max. delay [km] 5,0 5,0 5,0 5,0 5,0 5,0 In LTE the slot of 500 µs is subdivided in the (useful part of the) symbol (grey) and CPs as follows: For the extended CP slot structure the overall 500 µs is kept but the number of symbols is reduced in order to extent the cyclic prefix durations:
  • 25. 26 © Nokia Siemens Networks Challenges for the Air Interface Design The usage of the pulse leads to other challenges to be solved: 1. ISI = Intersymbol Interference Due to multipath propagation → solution: use cyclic prefix 2. ACI = Adjacent Carrier Interference Due to the fact that FDM = frequency division multiplexing will be used 3. ICI = Intercarrier Interference Losing orthogonality between subcarriers because of effects like e.g. Doppler → What should be the solutions to these challenges? (see next slides)
  • 26. 27 © Nokia Siemens Networks Multi-Carrier Modulation The center frequencies must be spaced so that interference between different carriers, known as Adjacent Carrier Interference ACI, is minimized; but not too much spaced as the total bandwidth will be wasted. Each carrier uses an upper and lower guard band to protect itself from its adjacent carriers. Nevertheless, there will always be some interference between the adjacent carriers. frequency ∆fsubcarrier f0 f1 f2 fN-1 fN-2 ∆fsub-used 2. ACI = Adjacent Carrier Interference
  • 27. 28 © Nokia Siemens Networks OFDM: Orthogonal Frequency Division Multi-Carrier OFDM allows a tight packing of small carrier - called the subcarriers - into a given frequency band. No ACI (Adjacent Carrier Interference) in OFDM due to the orthogonal subcarriers ! Power Density Power Density Frequency (f/fs) Frequency (f/fs) Saved Bandwidth
  • 28. 29 © Nokia Siemens Networks Challenges for the Air Interface Design The usage of the pulse leads to other challenges to be solved: 1. ISI = Intersymbol Interference Due to multipath propagation → solution: use cyclic prefix 2. ACI = Adjacent Carrier Interference Due to the fact that FDM = frequency division multiplexing will be used → solution: orthogonal subcarriers 3. ICI = Intercarrier Interference Losing orthogonality between subcarriers because of effects like e.g. Doppler → What should be the solutions to these challenges? (see next slides)
  • 29. 30 © Nokia Siemens Networks Inter-Carrier Interference (ICI) in OFDM •The price for the optimum subcarrier spacing is the sensitivity of OFDM to frequency errors. •If the receiver’s frequency slips some fractions from the subcarriers center frequencies, then we encounter not only interference between adjacent carriers, but in principle between all carriers. •This is known as Inter-Carrier Interference (ICI) and sometimes also referred to as Leakage Effect in the theory of discrete Fourier transform. • One possible cause that introduces frequency errors is a fast moving Transmitter or Receiver (Doppler effect).
  • 30. 31 © Nokia Siemens Networks f0 f1 f2 f3 f4 ∆P I3 I1 I4 I0 3. ICI = Inter-Carrier Interference Leakage Effect due to Frequency Drift: ICI Two effects begin to work: 1.-Subcarrier 2 has no longer its power density maximum here - so we loose some signal energy. 2.-The rest of subcarriers (0, 1, 3 and 4) have no longer a null point here. So we get some noise from the other subcarrier.
  • 31. 32 © Nokia Siemens Networks Challenges for the Air Interface Design The usage of the pulse leads to other challenges to be solved: 1. ISI = Intersymbol Interference Due to multipath propagation → solution: use cyclic prefix 2. ACI = Adjacent Carrier Interference Due to the fact that FDM = frequency division multiplexing will be used → solution: orthogonal subcarriers 3. ICI = Intercarrier Interference Losing orthogonality between subcarriers because of effects like e.g. Doppler → solution: use reference signals – will be explained in chapter 7
  • 32. 33 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 33. 34 © Nokia Siemens Networks Low Pass cos(2πfct) -sin(2πfct) I Q Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … Binary Coded Data . . . D A x0, x1, …, xN-1 IQ Split Low Pass D A RF freq. f1 f2 f0 fN-1 … s0 s1 sN-1 s2 Frequency Domain time t1 t2 t0 tN-1 … x0 x1 xN-1 x2 Time Domain CP/Guard Generation I Q OFDM Transmitter Time Domain Signal Frequency Domain Signal: (Collection of Sinusoids) •Each entry to the IFFT module corresponds to a different sub- carrier •Each sub-carrier is modulated independently •Modulation Schemes: •BPSK,QPSK, 16QAM, 64QAM
  • 34. 35 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 35. 36 © Nokia Siemens Networks reference (pilot) Channel Correction Demodulator Bit Mapping j I Q A D Channel Estimation RF Low Noise Amp. + Bandpass A D AGC Automatic Gain Control De- rotator signal strength LNA gain Frequency And Timing Sync signal autocorreation phase correction timee adjust . . . s’0 s’1 s’N-1 channel response s0 Bit Mapping s1 Bit Mapping sN-1 . . . . . . . . . B10 ,B11,… B20 ,B21,… BN-1 0 … Bit Distribution Soft Bit Coded Data freq. f1 f2 f0 fN-1 … s0 s1 sN-1 s2 Frequency Domain Time Domain time t1 t2 t0 tN-1 … y0 y1 yN-1 x2 QPSK Im Re 10 11 00 01 sk d11 d10 OFDM Receiver Windowing + FFT Frequency Domain
  • 36. 37 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 37. 38 © Nokia Siemens Networks OFDM Key Parameters 2. Subcarrier Spacing (Δf = 15 KHz) → The Symbol time is Tsymbol = 1/ Δf = 66,7μs Δf A compromise needed between: → Δf as small as possibile so that the symbol time Tsymbol is as large as possibile. This is beneficial to solve Intersymbol Interference in time domain → A too small subcarrier spacing it is increasing the ICI = Intercarrier Interference due to Doppler effect TSYMBOL T CP SYMBOL TCP TS Frequency Time Power density Amplitude 1. Variable Bandwidth (BW) Bandwidth options: 1.4, 3, 5, 10, 15 and 20 MHz Frequency A higher Bandwidth is better because a higher peak data rate could be achived and also bigger capacity. Also the physical layer overhead is lower for higher bandwidth
  • 38. 39 © Nokia Siemens Networks OFDM Key Parameters 3. The number of Subcarriers Nc → Nc x Δf = BW In LTE not all the available channel bandwidth (e.g. 20 MHz) will be used. For the transmission bandwidth typically 10% guard band is considered (to avoid the out band emissions). If BW = 20MHz → Transmission BW = 20MHz – 2MHz = 18 MHz → the number of subcarriers Nc = 18MHz/15KHz = 1200 subcarriers Transmission Bandwidth [RB] Transmission Bandwidth Configuration [RB] Channel Bandwidth [MHz] Resource block Channel edge Channel edge DC carrier (downlink only) Active Resource Blocks
  • 39. 40 © Nokia Siemens Networks OFDM Key Parameters 4. FFT (Fast Fourier Transform) size Nfft Nfft should be chosen so that: 1.Nfft > Nc number of subcarriers (sampling theorem) 2.Should be a power of 2 (to speed-up the FFT operation) Therefore for a bandwidth BW = 20 MHz → Nc = 1200 subcarriers not a power of 2 → The next power of 2 is 2048 → the rest 2048 -1200 = 848 padded with zeros 5. Sampling rate fs This parameter indicates what is the sampling frequency: → fs = Nfft x Δf Example: for a bandwidth BW = 5 MHz (with 10% guard band) The number of subcarriers Nc = 4.5 MHz/ 15 KHz = 300 300 is not a power of 2 → next power of 2 is 512 → Nfft = 512 Fs = 512 x 15 KHz = 7,68 MHz → fs = 2 x 3,84 MHz which is the chip rate in UMTS!! The sampling rate is a multiple of the chip rate from UMTS/ HSPA. This was acomplished because the subcarriers spacing is 15 KHz. This means UMTS and LTE have the same clock timing!
  • 40. 41 © Nokia Siemens Networks Resource Block and Resource Element – 12 subcarriers in frequency domain x 1 slot period in time domain. 0 1 2 3 4 5 6 0 1 2 3 4 5 6 Subcarrier 1 Subcarrier 12 180 KHz 1 slot 1 slot 1 ms subframe RB • Capacity allocation is based on Resource Blocks • Resource Element ( RE): – 1 subcarrier x 1 symbol period – Theoretical minimum capacity allocation unit. – 1 RE is the equivalent of 1 modulation symbol on a subcarrier, i.e. 2 bits for QPSK, 4 bits for 16QAM and 6 bits for 64QAM. Resource Element 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 0 1 2 3 4 5 6 6. Physical Resource Block or Resource Block (PRB or RB)
  • 41. 42 © Nokia Siemens Networks OFDM Key Parameters for FDD and TDD Modes
  • 42. 43 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 43. 44 © Nokia Siemens Networks Data Rate Calculation 1. Maximum channel data rate The maximum channel data rate is calculated taking into account the total number of the available resource blocks in 1 TTI = 1ms Max Data Rate = Number of Resource Blocks x 12 subcarriers x (14 symbols/ 1ms) = Number of Resouce Blocks x (168 symbols/1ms) 2. Impact of the Channel Bandwith: 5, 10, 20 MHz For BW = 5MHz -> there are 25 Resource Blocks -> Max Data Rate = 25 x (168 symbols/1ms) = 4,2 * Msymbols/s BW = 10MHz -> 50 Resource Blocks -> Max Data Rate = 8,2 Msymbols/s BW = 20MHz -> 100 Resource Blocks -> Max Data Rate =16,4 Msymbols/s 3. Impact of the Modulation: QPSK, 16QAM, 64QAM For QPSK – 2bits/symbol; 16QAM – 4bits/symbol; 64QAM – 6 bits/symbol QPSK: Max Data Rate = 16,4 Msymbols/s * 2bits/symbol = 32,8 Mbits/s (bandwith of 20 MHz) 16QAM: Max Data Rate = 16,4 Msymbols/s * 4 bits/symbols = 65,6 Mbits/s 64QAM: Max Data Rate = 16,4 Msymbols/s * 6 bits/symbols = 98,4 Mbits/s
  • 44. 45 © Nokia Siemens Networks Data Rate Calculation 4. Impact of the Channel Coding Channel Coding will be discussed in chapter 6. In LTE Turbo coding of rate 1/3 will be used. The effective coding rate is dependent on the Modulation and Coding Scheme selected by the scheduler in the eNodeB. In practice several coding rates can be obtained. Here it is considered 1/2 and 3/4 1/2 coding rate: Max Data rate = 98,4 Mbits/s * 0,5 = 49,2 Mbits/s 3/4 coding rate: Max Data rate = 98,4 Mbits/s * 0,75 = 73,8 Mbits/s 5. Impact of MIMO = Multiple Input Multiple Output MIMO is discussed in chapter 9. If spatial diversity it is used (2x2 MIMO) then the data rate will be doubled since the data is sent in parallel in 2 different streams using 2 different antennas 2x2 MIMO: Max Data Rate = 73,8 Mbit/s * 2 = 147,6 Mbits/s 6. Impact of physical layer overhead and higher layers overhead The real data rate of the user will be further reduced if the physical layer overhead is considered. Also the higher layers may introduce overhead as shown in chapter number 2. For example IP , PDCP , RLC and MAC are introducing their own headers. This type of overheads are not discussed here
  • 45. 46 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 46. 47 © Nokia Siemens Networks OFDM Multiple Access Up to here we have only discussed simple point-to-point or broadcast OFDM. Now we have to analyze how to handle access of multiple users simultaneously to the system, each one using OFDM. OFDM can be combined with several different methods to handle multi-user systems: 1.-Plain OFDM 3.-Orthogonal Frequency Division Multiple Access OFDMA® 2.-Time Division Multiple Access via OFDM
  • 47. 48 © Nokia Siemens Networks OFDM •OFDM stands for Orthogonal Frequency Division Multicarrier •OFDM: Plain or Normal OFDM has no built-in multiple-access mechanism. • This is suitable for broadcast systems like DVB-T/H which transmit only broadcast and multicast signals and do not really need an uplink feedback channel (although such systems exist too). •Now we have to analyze how to handle access of multiple users simultaneously to the system, each one using OFDM. . . . . . . . . . . . . . . . Plain OFDM time subcarrier ... ... ... ... ... ... ... ... ... 1 2 3 common info (may be addressed via Higher Layers) UE 1 UE 2 UE 3
  • 48. 49 © Nokia Siemens Networks OFDMA® •OFDMA® stands for Orthogonal Frequency Division Multiple Access •It is a registered trademark by Runcom Ltd. •The basic idea is to assign subcarriers to users based on their bit rate services. With this approach it is quite easy to handle high and low bit rate users simultaneously in a single system. •But still it is difficult to run highly variable traffic efficiently. •The solution to this problem is to assign to a single users so called resource blocks or scheduling blocks. •Such block is simply a set of some subcarriers over some time. •A single user can then use one or more Resource blocks. 1 1 1 . . . 2 . . . 3 . . . . . . . . . Orthogonal Frequency Multiple Access OFDMA® time ... ... ... ... ... ... ... ... ... 1 1 1 1 2 2 2 2 2 3 3 3 3 3 1 subcarrier 1 1 1 1 1 1 1 3 3 3 3 3 3 3 3 3 Resource Block (RB) 1 2 3 common info (may be addressed via Higher Layers) UE 1 UE 2 UE 3
  • 49. 50 © Nokia Siemens Networks OFDMA FDD and TDD Modes Basics of OFDM OFDM Transmitter OFDM Receiver OFDM Key Parameters for FDD and TDD Modes Data Rate Calculation OFDMA OFDM Transmitter Simulation
  • 50. 51 © Nokia Siemens Networks OFDM Transmitter Simulation – Assumptions • All 1200 subcarriers subcarriers are transmitted (assuming that the system bandwidth is 20 MHz) • Transmit only one OFDM symbol (66.7 us) • No difference between the subcarriers used for physical layer overhead and the subcarriers used for transmission of user data – No difference between different physical channels like e.g. PBCH (Physical Broadcast Channel). The difference could be seen in parameters like e.g. modulation • The serial to parallel convertor is not considered (because it assumed to transmit only one OFDM symbol) • Cyclic prefix insertion neglected (less relevant for simulation – impact on symbol duration only)
  • 51. 52 © Nokia Siemens Networks Serial to Parallel Converter (Bit Distrib.) Binary Coded Data b10 b20 bN-1  A random string is generated with N=1200 integers numbers from 0 to 3 that needs to be transmitted;  For simplicity only first 40 integers are plotted (the same is true for the rest of the simulation)  One can look at this sequence vertically, as being the output of the serial to parallel block (only one OFDM symbol is transmitted ) Data Generation
  • 52. 53 © Nokia Siemens Networks OFDM Transmitter Low Pass cos(2πfct) -sin(2πfct) I Q Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … . . . D A x0, x1, …, xN-1 IQ Split Low Pass D A RF Frequency Domain Time Domain CP/Guard Generation I Q Binary Coded Data • QPSK modulation assumed (16QAM or 64QAM also possibile)
  • 53. 54 © Nokia Siemens Networks QPSK Modulation Our Tx Bit 1 Bit 0 I Q 0 0 0 +1 +1 1 0 1 -1 +1 2 1 0 -1 -1 3 1 1 +1 -1 Step 1 of QPSK modulation: map the input bits to the symbols using the constelation diagram I + jQ (complex = inphase + quadrature) Step 2 of the QPSK modulation : in LTE the complex symbols are input for the IFFT !
  • 54. 55 © Nokia Siemens Networks Modulation Mapper Modulation Mapper Modulation Mapper s0 s1 sN-1 . . .  Note that the sequence … is a complex sequence = I + jQ (Inphase and Quadrature) s0 sN-1
  • 55. 56 © Nokia Siemens Networks OFDM Transmitter Low Pass cos(2πfct) -sin(2πfct) I Q Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … . . . D A x0, x1, …, xN-1 IQ Split Low Pass D A RF Frequency Domain Time Domain CP/Guard Generation I Q Binary Coded Data • IFFT = Inverse Fast Fourier Transformation
  • 56. 57 © Nokia Siemens Networks IFFT Time Domain x0, x1, …, xN-1 IFFT Result –> Time Domain Result interpretation: 1. The signal is complex = I+jQ 2. The signal is almost white noise (1200 subcarriers each with equal
  • 57. 58 © Nokia Siemens Networks Zero padded subcarriers 2048-1200 = 848 First 600 subcarriers BW=600*15kHz=9MHz Last 600 subcarriers BW=600*15kHz=9MHz Total BW=18MHz IFFT Result -> Frequency Domain The spectrum is splitted in 2 parts because of the zero padding in the middle of the sequence Low pass filtering required to achieve a compact spectrum
  • 58. 59 © Nokia Siemens Networks OFDM Transmitter cos(2πfct) -sin(2πfct) Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … . . . x0, x1, …, xN-1 IQ Split Low Pass I Q D A Low Pass D A RF Frequency Domain Time Domain CP/Guard Generation I Q Binary Coded Data •Digital to Analog Conversion and Low Pass Filtering
  • 59. 60 © Nokia Siemens Networks Low Pass I Q D A Low Pass D A  Note the delay produced by the filtering process (low pass filtering)
  • 60. 61 © Nokia Siemens Networks OFDM Transmitter Low Pass cos(2πfct) -sin(2πfct) I Q Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … . . . D A x0, x1, …, xN-1 IQ Split Low Pass D A RF Frequency Domain Time Domain CP/Guard Generation I Q Binary Coded Data •Up - Conversion
  • 61. 62 © Nokia Siemens Networks  This is the signal transmitted over the air interface  It can be observed the large value of the PAR (peak to average ratio) in the time response Up-conversion -> Time Domain Result
  • 62. 63 © Nokia Siemens Networks Up-conversion -> Frequency Domain Result
  • 63. 64 © Nokia Siemens Networks OFDM Transmitter Overview Low Pass cos(2πfct) -sin(2πfct) I Q Modulation Mapper IFFT s0 Modulation Mapper s1 Modulation Mapper sN-1 b10 ,b11,… Serial to Parallel Converter (Bit Distrib.) b20 ,b21,… bN-1 0 … . . . D A x0, x1, …, xN-1 IQ Split Low Pass D A RF Frequency Domain Time Domain CP/Guard Generation I Q Binary Coded Data

Editor's Notes

  • #10: The basic principle for TDD is to use the same frequency band for transmission and reception but to alternate the transmission direction time (UL or DL). Like FDD, TDD supports bandwidths from 1.4MHz up to 20 MHz but depending on the frequency band, the number of supported bandwidths may be less than the full range. Since the bandwidth is shared between UL and DL and the maximum bandwidth is 20MHz the maximum data rates are lower in TDD than in FDD mode. The TDD system could be implemented on an unpaired band while the FDD system always requires a pair of bands with some separation between UL and Dl for the duplex separation. In FDD UE implementation requires a duplex filter for the separation of UL and DL. The filter is not required for the TDD mode. The complexity of the duplex filter is increasing when the UL and DL frequency bands are in close proximity. In TDD mode since the UL and DL share the same frequency band the signals in these 2 transmission directions can interfere to each other. For uncoordinated deployment (not synchronized) on the same frequency band, the devices connected to cells with different timing and/or different UL/DL allocation may cause blocking of other users. In TDD Mode the base stations need to be synchronized to each other at frame level in the same coverage area to avoid this interference. In FDD mode there is no need for base station synchronization.
  • #24: The guard period after each rectangular pulse carrying the modulated data symbol is a simple and efficient method to deal with multi-path reception.   The cyclic prefix (CP) simply consists of the last part of the following symbol. The size of the cyclic prefix field depends on the system and can even vary within one system. Cyclic prefixes are used by all modern OFDM systems and their sizes range from 1/4 to 1/32 of a symbol period. Most receiver structures use the cyclic prefix to make an initial estimation of time and frequency synchronization (pre-FFT synchronization, non-data assisted synchronization). A receiver typically uses the high correlation between the cyclic prefix and the last part of the following symbol to locate the start of the symbol and begin then with decoding.   In multi-path propagation environments the delayed versions of the signal arrive with a time offset, so that the start of the symbol of the earliest path falls in the cyclic prefixes of the delayed symbols. As the CP is simply a repetition of the end of the symbol this is not an inter-symbol interference and can be easily compensated by the following decoding based on discrete Fourier transform.   Of course cyclic prefixes reduce the number of symbols one can transmit during a time interval. This method to deal with inter-symbol interference from multi-path propagation is theoretically sub-optimal. CDMA with RAKE receiver for instance provides a much better efficiency. On the other hand non-ideal implementations of RAKE receivers also degrade system performance drastically but still require a lot of hardware capacity for the basic implementation. The rectangular pulse with cyclic prefix requires far less hardware, so the free capacity can be used to implement other performance optimization techniques like MIMO.
  • #34: A typical OFDM transmitter is shown on the following figure. To reduce the amount of RF hardware required for OFDM the modulation process is split into two parts. A first part uses the inverse discrete Fourier transform (IDFT) or one of its more efficient but equivalent implementations known as Inverse Fast Fourier Transform to modulate all the OFDM subcarriers in the baseband around the center frequency 0. In the second step the signal is then modulated to higher frequencies for transmission over air. The binary data sequence is put into the bit distribution where each bit is assigned to a subcarrier. This function is highly specific to the system using OFDM. In EUTRAN for instance the scheduler has great influence to this step. For each subcarrier a modulation mapper takes a number of bits from the assigned stream and maps them to a single complex valued data symbol. How many bits will be mapped in one symbol period depends on the selected modulation scheme (e.g. 1 bit of OOK, BPSK; 2 bits for QPSK, 4 bits for 16QAM and 6 bits for 64QAM). Note that each subcarrier can use a different modulation scheme at the same time. Then the complex valued data symbols from the modulation mappers are interpreted as frequency domain signal for one symbol period. They are fed into the IFFT algorithm which transforms the frequency domain vector into the corresponding time sequence. The number of time symbols (also complex of course) is typically equal to number of carriers. Note also that some subcarriers before the IFFT step begins might be inserted without data symbol (so called virtual subcarriers). They are usually used as guard bands to protect from interference of adjacent radio systems. The time sequence of complex valued samples is next brought to the OFDM symbol generator, which inserts cyclic prefix and if required cyclic suffix. This is simply done be taking some bits from the end of the symbol and placing them as cyclic prefix in front of the symbol. Similar is the mechanism for cyclic suffixes. This step is equivalent to the insertion of cyclic prefix and suffix for each subcarrier, but it requires lower number of arithmetical operations. Optionally an up-conversion unit can increase the sampling rate now before we go to the DAC. The up-conversion can be used to reduce the amount of hardware required for the anti-aliasing filter after the DAC which translates the signal into an analog waveform such that the digital sampling values before corresponds to voltage or current afterwards. Because a DAC generates a signal that contains the original spectrum again in mirrored versions in higher bands, a low pass (anti-aliasing filter) filter is required to suppress the unwanted spectrum. The last step is to modulate the signal onto the radio carrier. This is done using a classical I/Q modulator where the real part of the complex samples goes to the cosine and the imaginary part of the complex samples goes on the sine of the carrier frequency. Then we fed the signal to some spectral filter (to suppress out-of-band emissions) and to the RF amplifier.
  • #36: The receiver is like in any other radio system the more complicated part. In radio systems and of course also OFDM there are two special points a receiver has to pay attention to: time/phase and frequency synchronization. Both are crucial for the performance of the receiver. A receiver gets its input from the antenna (or antennas) and the attached low noise amplifier. A band pass suppresses signals out of the spectrum. The demodulator converts the signal back into the baseband and with this recovers the complex valued data signal. At this step we have the time domain representation of the signal. The time signal is now given to the “De-rotator” which applies to each time sample a phase offset to compensate frequency drifts and global phase offsets. A special unit in the receiver is responsible to determine and track the frequency and phase drifts and calculate the associated correction value for each sample. This is a quite critical task, as errors made here, apply as additional (receiver intrinsic) noise to all data symbols. The frequency and time synchronization unit uses typically as input the autocorrelation of the input time sequence (especially cyclic prefix) and reference (or pilot) symbol interleaved with the data at predefined positions. The corrected signal is now fed into the Fast Fourier Transform (FFT) which implements a fast and efficient algorithm for the discrete Fourier transform to bring the signal back into the frequency domain representation. In other words the FFT decodes the complex valued data symbols for each subcarrier. Of course before the FFT is applied, the cyclic prefix has to be removed. The recovered subcarrier data symbols are not useful yet, as there might be still distortion from phase offsets and from the channel propagation (multi-path propagation) on it. Thus the next step is to correct the data according to the known channel response. The channel estimation uses the pilot and reference signals that are interleaved with the normal data at predefined positions to estimate and permanently correct the channel state information. A nice thing of the frequency domain representation is, that a distortion coming from channel propagation and time offset are in first order simple correction factors to each subcarrier, so that no complex filtering is required here. After we have corrected our data symbols for each subcarrier, the symbol de-mapping can take place. Here we recover the original bit sequence either as hard decided bits or as soft decided bits. (Soft bits have some advantages in the further processing, namely in the channel decoding.)
  • #40: 4. Fast Fourier Transform Size – Nfft The FFT/ IFFT (Inverse Fast Fourier Transform) it is used for the generation of the subcarriers. Input for the FFT/ IFFT are the modulation symbols. FFT/ IFFT could be seen as a kind of operation acting on a Nfft discrete points of the input signal Therefore the terminology is naming the FFT/ IFFT sampling. Nfft size: → The number of samples Nfft on which FFT/ IFFT is applied should be big enough to satisfy the sampling theorem (giving the minimum number of samples) From this: Nfft > Nc number of the input subcarriers → FFT/IFFT operation requires that input length must be a power of 2. This is because in this way the operation is much faster than ordinary DFT (Discrete Fourier Transform). Example: For a bandwidth BW = 20 MHz there are 1200 subcarriers -> the length of the IFFT input is a signal with 1200 symbols 1200 is not a power of 2 so that the IFFT operation requires zero padding-> Next power of 2 is 2048 The rest of input: 2048 - 1200 = 848 will padded with zeros
  • #54: Normally there are 2 steps for the QPSK modulation: Step 1: -> map the input bits to the symbols in the complex space I + jQ (complex = inphase + quadrature). At the end we have +1 and -1 symbols to be transmitted Step 2: -> Inphase modulates a cos (2*pi*f0*t) and quadrature modulates a sin(2*pi*f0*t) where f0 is the carrier frequency As a result we have the inphase and quadrature with a series of + 1 and -1 However: Step 2 (modulation of sin and cos waves) is not happening in classical way This is because the multiplication of sinus and cosinus of 1200 inphase and 1200 quadrature is time consuming ->Instead in LTE the phase 2 is implemented through an IFFT operation
  • #56: IFFT Input: The input of the IFFT is the complex signal I+jQ which we get in the previous step. The IFFT input should be in frequency domain -> so we look at the signal as it is having a frequency domain representation! IFFT Parameters: FFT/IFFT operation requires that input length must be a power of 2. This is because in this way the operation is much faster than ordinary DFT. The length of the IFFT input is a signal with 1200 symbols. But 1200 is not a power of 2 so that the IFFT operation requires zero padding: Next power of 2 is 2048. Thus the padded data is 2048 - 1200 = 848 zeros. The padding zeros just in the middle of the data set. This is required because of the guard band subcarriers What is actually IFFT doing? -> The actual modulation: Inphase symbols are multipled with: cos (2*pi*(f0+n)*t) where n=0,…,N-1 with N=length IFFT=2048. In LTE f0 = 1/Tu=1/66.67μs=15kHz Quadrature symbols are multiplied with: sin (2*pi*(f0+n)*t) where n=0,…,N-1. -> IFFT provides orthogonal and harmonics functions which are modulated by each of the QPSK symbols
  • #59: The digital to analog conversion simulation is not shown in detail here. This is because the process is not LTE specific. We note however that 2 steps are required for the digital to analog conversion: Step 1: Convolution of the IFFT result in time domain with one pulse shape filter Step 2: Low pass filtering – Why needed? The frequency response of the filtering in the first step is periodic as required by the frequency response of a discrete-time system. Rectangular pulses causes multiple harmonics above the Nyquist frequency.These harmonics have to be removed from the spectrum. This is done with the help of the low pass filtering.
  • #61: Target: Send the signal on the high carrier We choose for e.g. fc = 2150 MHz (refarming of carrier from UMTS) There is actually a quadrature double-sideband amplitude modulation: