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CONFIDENTIAL
©	Copyright	Baker	Botts 2017.	All	Rights	Reserved.
Paul	Ragusa
May	16,	2019
Joint Meeting of the AIPLA Antitrust and Standards
& Open Source Committees
Preemptively Avoiding Patent and Antitrust Issues
While Participating in Open Source and Standards
Development – A Guide for Corporate Counsel
BAKER BOTTS
Agenda
2
1. The Evolving Law.
2. Best Practices in M&A Involving OSS/SEPs.
3. The US DOJ Enters the Scene: What You Need to Know.
4. Compliance: Providing Practical Guidance to Personnel
Participating in SSOs and OSS Orgs.
5. The Interface of OSS and FRAND.
6. The Interface of IPR Rights and OSS: What’s Happening in
the Field.
Speakers
Sr. Patent Counsel VP & Legal Counsel
Dolby Laboratories, Inc. Qualcomm Technologies, Inc.
Partner Counsel
White & Case Barta, Jones & Foley, P.C.
Director, IPR Policy
Ericsson China
Dennis Duncan David Marr
Frank Hogue Kelce Wilson
Shengtao Hu
3
BAKER BOTTS
The Evolving Law
When Are Submissions to Standard Setting
Organizations Prior Art?
•Medtronic, Inc., v. Barry, 891 F.3d 1368 (Fed. Cir. 2018)(listing factors).
•LG Electronics, Inc. v. Core Wireless, IPR2015-01986 (PTAB. 2017) (3GPP submissions)
•Samsung Electronics Co., v. Infobridge (Fed. Cir. 2018) (HEVC working drafts) (pending)
Other Hot Topics
4
BAKER BOTTS
Best Practices in Mergers & Acquisitions Involving OSS
and SEPs
Are contractual
commitments (e.g., FRAND)
transferred with IP?
Do acts committed by the
seller impact the purchaser?
Is there risk for a charge of
collusion between seller and
purchaser?
Are there other antitrust
risks that need to be
considered?
5
BAKER BOTTS
The US Department of Justice Enters The Scene: What
You Need to Know
•DOJ: The transaction may “jeopardize the ability of open source
software, such as Linux, to continue to innovate and compete in the
development and distribution of server, desktop, and mobile
operating systems, middleware, and virtualization products.”
Novell/CPTN
•Extended DOJ review.IBM/Red Hat
Other Issues
6
BAKER BOTTS
Compliance: Providing Practical Guidance to Technical
Personnel Participating in SSOs and OSS Organizations
What technical
personnel should know
before attending
meetings
Procedures to address
company IPR rights
Training
7
BAKER BOTTS
The Interface Of IPR Rights And FRAND
8
Camps seeking to advance OSS within SSOs on
a royalty-free basis v. camps seeking to address
SEP FRAND licensing
BAKER BOTTS
The Interface Of IPR Rights And OSS: What’s Happening
In The Field
• Collusion.
• Monopolization of platform development?
• Misleading or deceptive conduct in platform
development?
Traditional
Antitrust Risks
Developments
regarding
License on
Transfer (LOT)
9
BAKER BOTTS
Preemptively Avoiding Patent and Antitrust Issues While
Participating in Open Source and Standards Development – A
Guide for Corporate Counsel
Questions?
10
AUSTIN
BEIJING
BRUSSELS
DALLAS
DUBAI
HONG KONG
HOUSTON
LONDON
MOSCOW
NEW YORK
PALO ALTO
RIYADH
SAN FRANCISCO
WASHINGTON
bakerbotts.com
©Baker Botts L.L.P., 2016. Unauthorized use and/or duplication of this material without express and written
permission from Baker Botts L.L.P. is strictly prohibited. Excerpts and links may be used, provided that full and
clear credit is given with appropriate and specific direction to the original content.

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Preemptively Avoiding Patent and Antitrust Issues While Participating in Open Source and Standards Development – A Guide for Corporate Counsel

  • 1. CONFIDENTIAL © Copyright Baker Botts 2017. All Rights Reserved. Paul Ragusa May 16, 2019 Joint Meeting of the AIPLA Antitrust and Standards & Open Source Committees Preemptively Avoiding Patent and Antitrust Issues While Participating in Open Source and Standards Development – A Guide for Corporate Counsel
  • 2. BAKER BOTTS Agenda 2 1. The Evolving Law. 2. Best Practices in M&A Involving OSS/SEPs. 3. The US DOJ Enters the Scene: What You Need to Know. 4. Compliance: Providing Practical Guidance to Personnel Participating in SSOs and OSS Orgs. 5. The Interface of OSS and FRAND. 6. The Interface of IPR Rights and OSS: What’s Happening in the Field.
  • 3. Speakers Sr. Patent Counsel VP & Legal Counsel Dolby Laboratories, Inc. Qualcomm Technologies, Inc. Partner Counsel White & Case Barta, Jones & Foley, P.C. Director, IPR Policy Ericsson China Dennis Duncan David Marr Frank Hogue Kelce Wilson Shengtao Hu 3
  • 4. BAKER BOTTS The Evolving Law When Are Submissions to Standard Setting Organizations Prior Art? •Medtronic, Inc., v. Barry, 891 F.3d 1368 (Fed. Cir. 2018)(listing factors). •LG Electronics, Inc. v. Core Wireless, IPR2015-01986 (PTAB. 2017) (3GPP submissions) •Samsung Electronics Co., v. Infobridge (Fed. Cir. 2018) (HEVC working drafts) (pending) Other Hot Topics 4
  • 5. BAKER BOTTS Best Practices in Mergers & Acquisitions Involving OSS and SEPs Are contractual commitments (e.g., FRAND) transferred with IP? Do acts committed by the seller impact the purchaser? Is there risk for a charge of collusion between seller and purchaser? Are there other antitrust risks that need to be considered? 5
  • 6. BAKER BOTTS The US Department of Justice Enters The Scene: What You Need to Know •DOJ: The transaction may “jeopardize the ability of open source software, such as Linux, to continue to innovate and compete in the development and distribution of server, desktop, and mobile operating systems, middleware, and virtualization products.” Novell/CPTN •Extended DOJ review.IBM/Red Hat Other Issues 6
  • 7. BAKER BOTTS Compliance: Providing Practical Guidance to Technical Personnel Participating in SSOs and OSS Organizations What technical personnel should know before attending meetings Procedures to address company IPR rights Training 7
  • 8. BAKER BOTTS The Interface Of IPR Rights And FRAND 8 Camps seeking to advance OSS within SSOs on a royalty-free basis v. camps seeking to address SEP FRAND licensing
  • 9. BAKER BOTTS The Interface Of IPR Rights And OSS: What’s Happening In The Field • Collusion. • Monopolization of platform development? • Misleading or deceptive conduct in platform development? Traditional Antitrust Risks Developments regarding License on Transfer (LOT) 9
  • 10. BAKER BOTTS Preemptively Avoiding Patent and Antitrust Issues While Participating in Open Source and Standards Development – A Guide for Corporate Counsel Questions? 10
  • 11. AUSTIN BEIJING BRUSSELS DALLAS DUBAI HONG KONG HOUSTON LONDON MOSCOW NEW YORK PALO ALTO RIYADH SAN FRANCISCO WASHINGTON bakerbotts.com ©Baker Botts L.L.P., 2016. Unauthorized use and/or duplication of this material without express and written permission from Baker Botts L.L.P. is strictly prohibited. Excerpts and links may be used, provided that full and clear credit is given with appropriate and specific direction to the original content.