3. Paul Ashall, 2007
Membrane applications in the
pharmaceutical industry
• UP water (RO)
• Nitrogen from air
• Controlled drug delivery
• Dehydration of solvents
• Waste water treatment
• Separation of isomers (e.g. naproxen) (‘Membrane
Technology and Applications’ pp517, 518)
• Membrane extraction
• Sterile filtration
4. Paul Ashall, 2007
Specific industrial applications
Dialysis – hemodialysis (removal of waste metabolites, excess body water
and restoration of electrolyte balance in blood)
Microfiltration – sterilization of pharmaceuticals; purification of
antibiotics;separation of mammalian cells from a liquid
Ultrafiltration – recovery of vaccines and antibiotics from fermentation
broth
etc
Ref. Seader p715
7. Paul Ashall, 2007
Membrane types - isotropic
• Microporous – pores 0.01 to 10 microns
diam.; separation of solutes is a function of
molecular size and pore size distribution
• Dense non-porous – driving force;
diffusion; solubility
• Electrically charged microporous
8. Paul Ashall, 2007
Anisotropic (asymmetric)
• Thin active surface layer supported on
thicker porous layer
• Composite – different polymers in layers
• Others – ceramic, metal, liquid
12. Paul Ashall, 2007
continued
Anisotropic
• Phase separation (Loeb – Sourirajan
method) (see Baker fig. 3.12)
• Interfacial polymerisation
• Solution coated composite membranes
• Plasma deposition
13. Paul Ashall, 2007
Membrane modules
• Plate and frame - flat sheets stacked into an
element
• Tubular (tubes)
• Spiral wound designs using flat sheets
• Hollow fibre - down to 40 microns diam. and
possibly several metres long ; active layer on
outside and a bundle with thousands of closely
packed fibres is sealed in a cylinder
17. Paul Ashall, 2007
Operating considerations
• Membrane fouling
• Concentration polarisation (the layer of solution
immediately adjacent to the membrane surface
becomes depleted in the permeating solute on the
feed side of the membrane and enriched in this
component on the permeate side, which reduces
the permeating components concentration
difference across the membrane, thereby lowering
the flux and the membrane selectivity)
• Flow mode (cross flow, co-flow, counter flow)
18. Paul Ashall, 2007
Aspects
• Crossflow (as opposed to ‘dead end’) – cross
flow velocity is an important operating parameter
• Sub-micron particles
• Thermodynamic driving force (P, T, c etc) for
transport through membrane is activity gradient
in membrane
• Flux (kg m-2
h-1
)
• Selectivity
• Membrane area
19. Paul Ashall, 2007
Characteristics of filtration processes
Process
technology
Separation
principle
Size range MWCO
MF Size 0.1-1μm -
UF Size,charge 1nm-100nm >1000
NF Size, charge,
affinity
1nm 200-1000
RO Size, charge,
affinity
< 1nm <200
21. Paul Ashall, 2007
Models
• Ficks law (solution-diffusion model)
Free volume elements (pores) are spaces
between polymer chains caused by thermal
motion of polymer molecules.
• Darcys law (pore flow model)
Pores are large and fixed and connected.
22. Paul Ashall, 2007
Simple model (liquid flow
through a pore using Poiseuilles
law)
J = Δp ε d2
32 μ l
J = flux
l = pore length
d = pore diam.
Δp = pressure difference across pore
μ = liquid viscosity
ε = porosity (π d2
N/4, where N is number of pores per cm2
)
J/Δp – permeance
Typical pore diameter: MF – 1micron; UF – 0.01 micron
23. Paul Ashall, 2007
Mechanisms for transport
through membranes
• Bulk flow
• Diffusion
• Solution-diffusion (dense membranes – RO,
PV, gas permeation)
24. Paul Ashall, 2007
continued
• Dense membranes: transport by a solution-
diffusion mechanism
• Microporous membranes: pores
interconnected
26. Paul Ashall, 2007
continued
• With porous membranes separation may depend just
on differences in diffusivity.
• With dense membranes permeation of liquids occurs
by a solution-diffusion mechanism. Selectivity
depends on the solubility ratio as well as the
diffusivity ratio and these ratios are dependent on the
chemical structure of the polymer and the liquids. The
driving force for transport is the activity gradient in
the membrane, but in contrast to gas separation, the
driving force cannot be changed over a wide range by
increasing the upstream pressure, since pressure has
little effect on activity in the liquid phase.
27. Paul Ashall, 2007
Microporous membranes
• Porosity (ε)
• Tortuosity (τ) (measure of path length compared
to pore diameter)
• Pore diameter (d)
Ref. Baker p68 – Fig 2.30
28. Paul Ashall, 2007
Microporous membranes
• Screen filters (see Baker fig. 2.31) – separation of
particles at membrane surface.
• Depth filters (see Baker fig. 2.34) – separation of
particles in interior of the membrane by a capture
mechanism; mechanisms are sieving and
adsorption (inertial capture, Brownian diffusion,
electrostatic adsorption)
Ref. Baker pp69, 73
29. Paul Ashall, 2007
Filtration
• Microfiltration (bacteria – potable water, 0.5 – 5
microns). Pore size specified.
• Ultrafiltration (macromolecules, molecular mass
1000 – 106
, 0.5 – 10-3
microns). Cut-off mol. wt.
specified.
• Nanofiltration (low molecular weight, non-volatile
organics from water e.g. sugars). Cut off mol. wt.
specified.
• Reverse osmosis (salts)
37. Paul Ashall, 2007
Microfiltration (MF)
Porous membrane; particle diameter 0.1 – 10 μm
Microfiltration lies between UF and conventional
filtration.
In-line or crossflow operation.
Screen filters/depth filters (see Baker fig. 7.3, p 279)
Challenge tests developed for pore diameter and pore
size.
41. Paul Ashall, 2007
MF uses
• Sterile filtration of pharmaceuticals (0.22
μm rated filter)
• Drinking water treatment
42. Paul Ashall, 2007
Reverse osmosis
Miscible solutions of different concentration separated
by a membrane that is permeable to solvent but
impermeable to solute. Diffusion of solvent occurs
from less concentrated to a more concentrated
solution where solvent activity is lower (osmosis).
Osmotic pressure is pressure required to equalise
solvent activities.
If P > osmotic pressure is applied to more
concentrated solution, solvent will diffuse from
concentrated solution to dilute solution through
membrane (reverse osmosis).
43. Paul Ashall, 2007
Reverse osmosis
The permeate is nearly pure water at ~ 1atm.
and very high pressure is applied to the feed
solution to make the activity of the water
slightly greater than that in the permeate.
This provides an activity gradient across the
membrane even though the concentration of
water in the product is higher than that in
the feed.
44. Paul Ashall, 2007
Reverse osmosis
Permeate is pure water at 1 atm. and room
temperature and feed solution is at high P.
No phase change.
Polymeric membranes used e.g. cellulose
acetate
20 – 50 atm. operating pressure.
Concentration polarisation at membrane
surface.
47. Paul Ashall, 2007
Water flux
Jw = cwDwvw (ΔP – Δπ)
RT z
Dw is diffusivity in membrane, cm2
s-1
cw is average water conc. in membrane, g cm-3
(~ 0.2)
vw is partial molar volume of water, cm3
g-1
ΔP pressure difference
R gas constant
T temperature
Δπ osmotic pressure
z membrane thickness
48. Paul Ashall, 2007
Salt flux
Js = Ds Ss (Δcs)
z
Ds diffusivity
Ss solubility coefficient
Δcs difference in solution concentration
Ref. Baker pp 34, 195
49. Paul Ashall, 2007
Jw increases with ΔP and selectivity increases
also since Js does not depend on ΔP.
51. Paul Ashall, 2007
RO modules
• Hollow fibre modules (skin on outside, bundle in sealed
metal cylinder and water collected from fibre lumens;
individual fibres characterised by outside and inside
diameters)
• Spiral wound modules (flat sheets with porous spacer
sheets, through which product drains, and sealed edges; a
plastic screen is placed on top as a feed distributor and
‘sandwich’ is rolled in a spiral around a small perforated
drain pipe) (see McCabe fig. 26.19)
• Tubular membranes
52. Paul Ashall, 2007
Operational issues
• Membrane fouling
• Pre-treatment of feed solutions
• Membrane cleaning
• Concentration polarisation (higher conc. of solute at
membrane surface than in bulk solution – reduces water
flux because the increase in osmotic pressure reduces
driving force for water transport and solute rejection
decreases because of lower water flux and greater salt
conc. at membrane surface increases solute flux) (Baker
ch. 4)
• > 99% salt rejection
55. Paul Ashall, 2007
Dialysis
A process for selectively removing low mol. wt. solutes from
solution by allowing them to diffuse into a region of lower
concentration through thin porous membranes. There is
little or no pressure difference across the membrane and
the flux of each solute is proportional to the concentration
difference. Solutes of high mol. wt. are mostly retained in
the feed solution, because their diffusivity is low and
because diffusion in small pores is greatly hindered when
the molecules are almost as large as the pores.
Uses thin porous membranes.
56. Paul Ashall, 2007
Electrodialysis
Ions removed using ion selective membranes
across which an electric field is applied.
Used to produce potable water from brackish
water. Uses an array of alternate cation and
anion permeable membranes.
57. Paul Ashall, 2007
Pervaporation (PV)
In pervaporation, one side of the dense
membrane is exposed to the feed liquid at
atmospheric pressure and vacuum is used to
form a vapour phase on the permeate side.
This lowers the partial pressure of the
permeating species and provides an activity
driving force for permeation.
58. Paul Ashall, 2007
PV
The phase change occurs in the membrane and the
heat of vapourisation is supplied by the sensible
heat of the liquid conducted through the thin dense
layer. The decrease in temperature of the liquid as
it passes through the separator lowers the rate of
permeation and this usually limits the application
of PV to removal of small amounts of feed,
typically 2 to 5 % for 1-stage separation. If a
greater removal is needed, several stages are used
in series with intermediate heaters.
59. Paul Ashall, 2007
Pervaporation (PV)
• Hydrophilic membranes (PVA) e.g.
ethanol/water
• Hydrophobic membranes (organophilic)
e.g. PDMS
62. Paul Ashall, 2007
PV
• Solution –diffusion mechanism
• Selectivity dependent on chemical structure
of polymer and liquids
63. Paul Ashall, 2007
PV
Activity driving force is provided by
difference in pressure between feed and
permeate side of membrane.
Component flux is proportional to
concentration and diffusivity in dense
membrane layer.
Flux is inversely proportional to membrane
thickness.
65. Paul Ashall, 2007
continued
Ji = Pi
G
(pio – pil)
l
Ji – flux, g/cm2
s
Pi
G
– gas separation permeability coefficient, gcm. cm-2
s-1
. cmHg-1
l – membrane thickness
pio – partial v.p. i on feed side of membrane
pil – partial vp i on permeate side
66. Paul Ashall, 2007
PV selectivity
β = (cil/cjl)
(cio/cjo)
cio conc.i on feed side of membrane
cil conc. i on permeate side of membrane
cjo conc. j on feed side
cjl conc. j on permeate side
67. Paul Ashall, 2007
continued
Structure – permeability relationships
• Sorption coefficient, K (relates
concentration in fluid phase and membrane
polymer phase)
• Diffusion coefficient, D
Ref. Baker p48
68. Paul Ashall, 2007
continued
Diffusion in polymers
• Glass transition temperature,Tg
• Molecular weight, Mr
• Polymer type and chemical structure,
• Membrane swelling,
• Free volume correlations
69. Paul Ashall, 2007
continued
Sorption coefficients in polymers vary much less than
diffusion coefficients, D.
nim = pi/pisat , where nim is mole fraction i absorbed, pi is
partial pressure of gas and pisat is saturation vapour
pressure at pressure and temperature of liquid.
Vi = pi/pisat , where Vi is volume fraction of gas 2.72
absorbed by an ideal polymer
70. Paul Ashall, 2007
Dual sorption model
Gas sorption in a polymer occurs in two types
of site (equilibrium free volume and excess
free volume (glassy polymers only)).
Baker pp56-58
71. Paul Ashall, 2007
continued
Flux through a dense polymer is inversely
proportional to membrane thickness.
Flux generally increases with temperature (J =
Jo exp (-E/RT).
An increase in temperature generally
decreases membrane selectivity.
72. Paul Ashall, 2007
PV process design
• Vacuum driven process
• Condenser
• Liquid feed has low conc. of more permeable
species
Ref. Baker p 370
73. Paul Ashall, 2007
Applications
• Dehydration of solvents e.g. ethanol (see
McCabe pp886-889, fig. 26.16/example
26.3)
• Water purification/dissolved organics e.g.
low conc. VOC in water with limited
solubility
• Organic/organic separations
75. Paul Ashall, 2007
continued
• Measures of selectivity
• Rate (flux, membrane area)
• Solution –diffusion model in polymeric
membranes (RO, PV etc)
• Concentration polarisation at membrane
surface
• Membrane fouling
• Batch or continuous operation
76. Paul Ashall, 2007
Gas separation
When a gas mixture diffuses through a porous
membrane to a region of lower pressure, the
gas permeating the membrane is enriched in
the lower mol. wt. component(s), since they
diffuse more rapidly.
77. Paul Ashall, 2007
Gas separation
The transport of gases through dense (non-porous)
polymer membranes occurs by a solution-
diffusion mechanism.The gas is absorbed in the
polymer at the high pressure side of the
membrane, diffuses through the polymer phase
and desorbs at the low pressure side. The
diffusivities in the membrane depend more
strongly on the size and shape of the molecules
than do gas phase diffusivities.
78. Paul Ashall, 2007
continued
Gas separation processes operate with pressure
differences of 1 – 20 atm., so the thin membrane
must be supported by a porous structure capable of
withstanding such pressures but offering little
resistance to the flow of gas. Special methods of
casting are used to prepare asymmetric membranes,
which have a thin, dense layer or ‘skin’ on one side
and a highly porous substructure over the rest of the
membrane. Typical asymmetric membranes are 50 to
200 microns thick with a 0.1 to 1 micron dense layer.
80. Paul Ashall, 2007
Knudsen diffusion
Knudsen diffusion occurs when the ratio of
the pore radius to the gas mean free path (λ
~ 0.1 micron) is less than 1. Diffusing gas
molecules then have more collisions with
the pore walls than with other gas
molecules. Gases with high D permeate
preferentially.
81. Paul Ashall, 2007
Poiseuille flow
If the pores of a microporous membrane are
0.1 micron or larger, gas flow takes place
by normal convective flow.i.e. r/λ > 1
82. Paul Ashall, 2007
Transport of gases through dense
membranes
JA = QA (pA1 – pA2)
QA is permeability (L (stp) m-2
h-1
atm-1
)
pA1 partial pressure A feed
pA2 partial pressure A permeate
83. Paul Ashall, 2007
Membrane selectivity
α = QA/QB = DASA/DBSB
D is diffusion coefficient
S is solubility coefficient (mol cm-3
atm-1
) i.e. cA = pASA,
cB = pBSB
(Ref. McCabe ch. 26 pp859 – 860)
84. Paul Ashall, 2007
Diffusion coefficients in PET (x
109
at 25o
C, cm2
s-1
)
Polymer O2 N2 CO2 CH4
PET 3.6 1.4 0.54 0.17
85. Paul Ashall, 2007
Membrane materials
• Metal (Pd – Ag alloys/Johnson Matthey for
UP hydrogen)
• Polymers (typical asymmetric membranes
are 50 to 200 microns thick with a 0.1 to 1
micron skin)
• Ceramic/zeolite
88. Paul Ashall, 2007
System design
• Feed/permeate pressure (Δp = 1 – 20 atm.)
• Degree of separation
• Multistep operation
89. Paul Ashall, 2007
Applications
• Oxygen/nitrogen separation from air (95 – 99%
nitrogen)
• Dehydration of air/air drying
Ref. Baker p350
90. Paul Ashall, 2007
Other membrane processes
• Ion exchange
• Electrodialysis e.g. UP water
• Liquid membranes/carrier facilitated
transport e.g. metal recovery from aqueous
solutions
92. Paul Ashall, 2007
Reference texts
• Membrane Technology and Applications, R. W.
Baker, 2nd
edition, John Wiley, 2004
• Handbook of Industrial Membranes, Elsevier, 1995
• Unit Operations in Chemical Engineering ch. 26, W.
McCabe, J. Smith and P. Harriot, McGraw-Hill, 6th
edition, 2001
• Transport Processes and Unit Operations, C. J.
Geankoplis, Prentice-Hall, 3rd
edition, 1993
• Membrane Processes: A Technology Guide, P. T.
Cardew and M. S. Le, RSC, 1998
93. Paul Ashall, 2007
continued
• Perry’s Chemical Engineers’ Handbook, 7th
edition, R. H. Perry and D. W. Green,
McGraw-Hill, 1998
• Separation Process Principles, J. D. Seader
and E. J. Henley, John Wiley, 1998
• Membrane Technology in the Chemical
Industry, S. P. Nunes and K. V. Peinemann
(Eds.), Wiley-VCH, 2001