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Evidence scan:
Reducing
prescribing errors
April 2012




Identify Innovate Demonstrate Encourage
Contents




Key messages	                                                                                              3

1.	Scope	                                                                                                  4

2.	 Education and development	                                                                             7

3.	 Expanding professional roles	                                                                     11

4.	Tools	                                                                                             15

5.	Summary	                                                                                           25

References	29




 Health Foundation evidence scans provide information to help those involved in improving the quality
 of healthcare understand what research is available on particular topics.
 Evidence scans provide a rapid collation of empirical research about a topic relevant to the Health
 Foundation's work. Although all of the evidence is sourced and compiled systematically, they are not
 systematic reviews. They do not seek to summarise theoretical literature or to explore in any depth the
 concepts covered by the scan or those arising from it.
 This evidence scan was prepared by The Evidence Centre on behalf of the Health Foundation.


© 2012 Health Foundation
Key messages
Medicines can do a lot of good but they also have the potential to
cause harm. Medication errors are one of the most common causes
of patient harm and prescribing accounts for a large proportion of
medication errors. This evidence scan examines strategies to reduce
prescribing errors.

Prescribing errors include mistakes or inaccuracies   Educational strategies
when choosing and ordering treatments, such as
                                                      Educational initiatives tend to focus on stopping
wrong doses or illegible prescriptions.
                                                      errors before they occur. Strategies include:
Eight databases were searched and 123 studies were
                                                      –– group training sessions
included about strategies for reducing prescribing
errors, predominantly from North America. Studies     –– individual education visits
about errors of omission, such as not prescribing     –– letters and printed materials
a drug that might be helpful, were excluded
because it is difficult to be objective about what    –– audit and error reporting systems
medications should be prescribed in any individual    –– improvement projects and collaboratives.
instance. The scan does not cover other medication
                                                      All of these initiatives have had some success, but
errors such as those related to dispensing or
                                                      there is not enough evidence to say which strategies
administration.
                                                      work best.
Most studies about reducing prescribing errors
have been undertaken in hospital. The three most      Professional roles
commonly researched approaches are, in order of
                                                      Studies of expanding professional roles tend to
frequency: computerised tools, training to improve
                                                      focus on how pharmacists can identify any errors
prescribing and expanding professional roles to
                                                      before patients are harmed, including:
identify errors.
                                                      –– checking for errors as prescriptions are received
Computerised tools                                       at the pharmacy or on wards
Electronic prescribing and computerised decision      –– medicine reconciliation or reviews
support have been studied extensively but there are   –– individual or group education sessions.
mixed findings. Most studies suggest computerised
tools can reduce prescribing errors but some          Most research suggests that engaging pharmacists
suggest unintended negative consequences.             in these ways can be beneficial, but few studies have
Emerging evidence suggests that to be successful,     explored the best ways to integrate pharmacists
human factors such as workflow features, tool         into teams and the interprofessional factors to
design and context need to be considered.             be considered. Combining education, enhanced
                                                      professional roles and computerised tools may help
                                                      to reduce prescribing errors most effectively.




THE HEALTH FOUNDATION                                            Evidence scan: Reducing prescribing errors   3
1.	Scope
Health professionals and managers are always looking for ways to
improve the quality and safety of healthcare. Medicines are a key
component of healthcare and errors relating to medication may
impact on patient safety. This evidence scan explores what is being
done to reduce prescribing errors.

1.1 Purpose                                              1.2	 Definitions
Thousands of people in the UK take medicines
every day to help manage ongoing conditions              Prescribing errors
or to help them through an emergency or crisis.          Prescribing is the process whereby a doctor,
Most receive and take their prescriptions without        nurse or other registered professional authorises
incident in hospital or in the community, but in a       use of medications or treatments for a patient
small number of cases an error occurs, whether or        and provides instructions about how and when
not it is evident to patients.                           those treatments should be used. Although the
                                                         term commonly refers to orders for medicines,
 A medication error is a failure in the                  the concept can equally encompass laboratory
 treatment process that leads to, or has the             tests, medical imaging, psychological treatments,
 potential to lead to, harm to the patient.1             eye glasses, eating and exercise regimes or
                                                         other instructions to help optimise health and
This evidence scan explores steps that have been
                                                         wellbeing.2,3
explored to minimise prescribing errors. It does not
cover the frequency or cause of prescribing errors.      Prescriptions are handwritten or computerised
It focuses solely on approaches that have been used      documents containing the patient’s name and
to minimise such errors.                                 address, the date, the specific treatments prescribed
                                                         and an authorising signature. They are a way for
The scan addresses the questions:
                                                         prescribers to communicate with pharmacists or
– What approaches have been used to reduce               others who in turn fill the prescription. Prescribers
  prescribing errors?                                    include doctors of various types and, in some
                                                         countries, nurse practitioners, physicians assistants,
– Have any approaches related to human factors
                                                         dentists, podiatrists, optometrists, clinical
  been researched?
                                                         psychologists and clinical pharmacists also write
The scan provides a rapid collation of empirical         prescriptions.4–6
research about initiatives to reduce prescribing
errors. All of the evidence has been sourced and         Prescriptions can help people stay healthy or
compiled systematically, but the scan is not a           manage long-term conditions or emergency
systematic review and does not seek to summarise         situations. However, as with other components of
every study on this topic.                               healthcare, prescriptions are also subject to error
                                                         and can lead to unintended harm. Medication
This section defines prescribing errors and human        errors are one of the most common patient safety
factors approaches and describes the methods used        issues and prescribing errors are one of the most
to identify relevant research. The following sections    common types of medication errors.7–12
outline the three broad approaches that have been
used to reduce prescribing errors: training to avoid     Prescribing errors can take many forms, but
prescribing errors before they happen, expanding         commonly involve incorrect doses, illegible details
professional roles to identify and rectify errors, and   or ordering inappropriate medications or drugs
using tools to improve processes.                        that may react with other medications already
                                                         being taken.
THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   4
A study to develop a definition of prescribing errors    Human factors approaches address the interactions
in the UK concluded that transcription errors,           between people, the work environment and
failure to communicate essential information             organisational systems. This discipline seeks
and the use of drugs or doses inappropriate for          to understand people’s psychological and
the individual patient were prescribing errors,          physiological limitations, the demands imposed
but omissions and deviations from policies or            upon people at work and how the mismatch
guidelines were not.13 Even so, some also define         between the two leads to errors.
prescribing omissions as errors, for example if a
doctor fails to prescribe an antihypertensive drug       In the field of healthcare, human factors approaches
for someone who could benefit from it.                   aim to enhance clinical performance through an
                                                         understanding of the effects of teamwork, tasks,
In this evidence scan, the focus is on active errors,    equipment, workspace, culture and organisation
whereby the prescription contains a potentially          on human behaviour and abilities and to apply that
harmful drug, combination or dosage rather than          knowledge in clinical settings.
solely errors of omission. Studies focused only
on errors of omission were excluded unless they          Human factors approaches may involve
explicitly defined such errors as ‘prescribing errors’   diagnosing issues in the interaction between
and investigated definite strategies to reduce those     people and systems, identifying workload
errors. In this way, the scan uses the definition of     and task interruptions and redesigning the
‘prescribing errors’ as outlined in individual studies   workplace environment and team factors through
in the review. This means that studies that sought       standardisation and prioritisation.
to ‘improve prescribing’ in terms of adherence to        Human factors approaches tend to focus on
guidelines or increasing or decreasing the rates         personnel, training and operating parameters.14–21
of prescribing some types of medicines were not          More specifically, human factors solutions may
included unless the authors specifically defined         include five broad approaches:22,23
these as prescribing errors. The scan focuses on
research about reducing prescribing errors rather        –– training individuals to better prepare them for
than research about ‘improving prescribing’ more            the work and conditions
generally.                                               –– selecting individuals who possess the best
                                                            characteristics for the job and avoiding fatigue,
Human factors                                               stress and burnout
All approaches to reduce prescribing errors were         –– environmental design such as improved
of interest but there was a special focus on human          lighting, temperature control and reduced noise
factors approaches.
                                                         –– equipment design including tools and
‘Human factors’ is a multidisciplinary field                automation
incorporating contributions from psychology,
                                                         –– task design to change what staff do rather than
engineering, design, ergonomics, operations
                                                            just the devices they use. This may involve
research, aviation, continuous quality improvement
                                                            assigning some or all of tasks to other workers or
and other disciplines.
                                                            to automated processes
In general terms, a ‘human factor’ is a physical,        Interventions to reduce prescribing errors all
mental, emotional or social aspect that is specific      fit broadly into these human factors categories.
to humans and may influence how people interact          There is potential overlap in these categories but
with the environment and people around them.             interventions to reduce prescribing errors have
Human factors approaches thus study all aspects of       focused largely on training individuals, selecting
the way humans relate to the world around them,          individuals (pharmacist roles) and equipment and
their capabilities and limitations and how these can     task design (including electronic systems). The
be used to improve performance and safety.               following chapters describe research about each of
                                                         these three areas in turn.

THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   5
1.3	Methods                                               While the focus is on prescribing errors, rather
                                                          than medication errors more generally, the
The scan focused on research articles published
                                                          review screened studies related to ‘medication
in journals in the UK and internationally and was
                                                          errors’ because often studies use this terminology
completed over a two-week period.
                                                          rather than the term ‘prescribing’. Studies using
To identify relevant research, one reviewer searched      this broader terminology were included if they
eight bibliographic databases for studies of any          contained specific data about prescribing errors.
design in any language published between 1990
                                                          More than 10,000 articles were scanned and 123
and early January 2012. The databases comprised
                                                          studies met the inclusion criteria.
Medline, Embase, the Cochrane Library and
Controlled Trials Register, PsychLit, Google              Although prescribing of all types was eligible for
Scholar, Web of Science, ScienceDirect, and the           inclusion, only research about reducing errors in
Health Management Information Consortium.                 medication prescribing was identified in the search.
                                                          The report therefore focuses on reducing errors in
Search terms included combinations of prescribing
                                                          medication prescribing.
error, prescription error, medication error, dosing
error, dose error, human factors, task identification,    Findings were extracted from all publications using
task redesign, workplace environment, situational         a structured template and studies were grouped
awareness, team roles, standardisation,                   according to key themes to provide a narrative
prioritisation, workload interruptions, pharmacist,       summary of trends.
pharmacy, computerised order entry, computerised
physician order entry, computerised pharmacist
order entry, e-prescribing and similes.
General search terms such as ‘prescribing error’
were used first to identify the largest range of
studies. When research about specific interventions
was identified, such as e-prescribing, these
interventions were then added as search terms to
ensure completeness. In this way the search strategy
was initially general, to identify research about a
wide variety of interventions, and then became
more detailed, to gain in-depth information about
the specific interventions identified.
To be eligible for inclusion, studies had to be readily
available empirical research or systematic literature
reviews which examined some type of outcome
relating to reducing prescribing errors. This may
include, for example, strategies used to reduce
errors, the benefits or costs of doing so, or increases
in reporting rates. Studies about the number and
type of prescribing errors were not included.
Studies that described potential approaches to
reducing prescribing errors but did not contain
empirical data were also excluded.




THE HEALTH FOUNDATION                                                Evidence scan: Reducing prescribing errors   6
2.	 Education and development
Training personnel to better prepare them for tasks and work
conditions is a human factors approach. This section describes
24 studies about training and educational initiatives to reduce
prescribing errors.


Research has focused on using training and             Another review of interventions to improve
development initiatives to reduce prescribing errors   prescribing included 29 studies. Educational
in two distinct ways.                                  outreach visits and audit and feedback were most
                                                       commonly studied and were found to be effective
–– The first relates to reducing errors during the     for improving prescribing practice.25
   prescribing process itself. Here, research has
   examined one-to-one and group education and         Researchers in Australia tested the value of
   improvement projects to stop errors happening       academic detailing to reduce simple errors when
   in the first place.                                 prescribing drugs that can be addictive in hospital.
–– Second, research has examined training and          One hospital acted as a control and another
   development initiatives to identify and rectify     received academic detailing, where junior doctors
   any errors that do occur, to minimise the chance    received an educational visit and a bookmark
   of them harming patients. Here, the focus tends     reminder containing the requirements for selected
   to be on error monitoring and reporting systems.    drugs. Prescription error rates decreased from 41%
                                                       to 24% at the hospital receiving academic detailing
Research about training and development                and the confidence of junior doctors in writing
initiatives is divided into these two subsections      prescriptions increased. There was no change in
below.                                                 error rates at the control hospital.26
                                                       Elsewhere in Australia, a hospital used a decision
2.1	 Reducing errors                                   support tool to help with drug dosing for people
during prescribing                                     with kidney problems. The system was introduced
                                                       to prescribers using academic detailing. There were
One-to-one education                                   improvements in dosing for various drugs. The
Individualised education can take many forms,          evaluators concluded that one-to-one education
including ‘academic detailing’ whereby a               helped to introduce tools for reducing prescribing
professional is visited in their workplace for a       errors.27
one-to-one education session. A Cochrane Review
examined face-to-face outreach visits by a trained     Group education for trainees
person to a health professional. 18 randomised         Most studies of group education sessions to reduce
trials were included, 13 of which targeted             prescribing errors focus on training for medical or
prescribing. All outreach interventions included       pharmacy students or registrars.
several components such as written materials or
conferences. Reminders or audit and feedback           A prescribing skills course for interns was tested
were sometimes used. All studies found improved        in the US. A pharmacy faculty gave two lectures,
behaviours. However, few studies examined patient      attended hospital rounds and took part in clinics.
outcomes or costs.24                                   Interns then undertook a written exam and
                                                       clinical assessment. All interns made at least one




THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   7
prescribing error on the exam, but all passed on the     Another hospital in Spain tested ways to improve
second attempt and gained prescribing privileges         handwritten prescriptions in neonatal units. Staff
after six months. The researchers concluded that         took part in training about good prescribing
the prescribing curriculum was practical and             practice and used a pocket PC automatic dosage
feasible.28 However, studies like these tend not         calculation system. Incorrect prescriptions reduced
to follow up on results to examine the impact on         from 40% to 12%.32
reducing prescribing errors in practice.
                                                         Other studies have examined combined training
An Objective Structured Clinical Examination             for both fully qualified professionals and trainees.
(OSCE) is an assessment tool that uses lay people        Researchers in England examined whether
trained to respond to questions in a standardised        prescriber education in tutorials, ward-based
manner. Students’ performance is observed                teaching and feedback with each new group of
and scored. An OSCE station related to the               trainee medical staff could reduce prescribing
communication and management of prescription             errors in intensive care. Prescribing audits before
errors was tested with third-year students at one        training, immediately after training and six weeks
US medical school. In total, 77% of students said        after training were fed back to prescribers with
that the OSCE station improved their awareness of        their individual prescribing and error rates and
medication errors and 71% thought that they were         anonymised information about other prescribers’
more comfortable communicating prescription              error rates. Prescription errors decreased.33
errors to patients. Feedback about root cause
analysis, collaboration with the pharmacist for          Improvement programmes
error analysis, interpersonal and communication          A small number of studies have tested how
skills feedback from faculty, use of a standardised      collaborative improvement projects and networks
patient and use of an actual prescription that led to    of professionals may impact on prescribing errors.
a medication error were thought to be helpful.29
                                                         Thirteen hospitals in one US state took part in a
But not all types of training for students are           collaborative project to improve medication safety.
successful. A hospital in Canada tested a 30-minute      Teams were encouraged to make changes to their
tutorial for all fellows and residents starting in the   medication processes based on evaluating their
accident and emergency (A&E) department at the           medication systems and ergonomic principles and
beginning of the academic year. The tutorial was         research. Before and after data from eight of the
followed by a written test. Prescribing errors were      hospitals suggested a 27% decrease in medication
reviewed on 18 randomly selected days. There was         errors, a 13% increase in error detection and
no difference in prescribing error rates between         prevention and a 24% increase in formal written
those who attended and those who did not attend          reporting of errors that reached the patient.34
the tutorial.30
                                                         A hospital in Argentina implemented strategies to
Group education for                                      change the safety culture and reduce medication
                                                         errors in children and babies. Interventions
qualified professionals                                  focused on promoting positive safety culture
Education to reduce prescribing errors has also
                                                         without punitive management of errors and
targeted fully qualified professionals. A neonatal
                                                         specific prescribing and drug administration
intensive care unit in Spain evaluated the effect of
                                                         recommendations. The medication error rate
educational sessions for health professionals on
                                                         decreased from 11% to 7% over a two-year period.
the number and type of prescription errors. The
                                                         Prescribing errors were not analysed separately but
prescription error rate reduced from 21% to 3%.31
                                                         were specifically targeted.35




THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   8
2.2	 Reducing errors                                    identified and randomly assigned to provider
                                                        feedback or usual care. However, after one year
after prescribing                                       there was no difference in adverse drug events.40
One-to-one education
Various types of individualised education have          Group education for trainees
also been studied for reducing the impact of errors     Researchers in Canada evaluated a computer
or identifying errors before they harm patients.        training module to improve third-year pharmacy
In Australia, direct feedback to clinicians was         students’ ability to identify and correct prescribing
tested to reduce errors from polypharmacy or            errors. The module helped increase the
drug interactions in older people. GPs were sent        identification of errors.41
information about the at-risk patient, relevant         In the US, first-year pharmacy students took part in
clinical guidelines and a personalised covering         laboratory simulations to help identify and prevent
letter. There was a reduction in the average            medication errors, including prescribing errors.
number of medications prescribed for each person        Following simulations and role plays, students’
following the prescriber feedback.36                    knowledge and awareness of medication errors
Similarly, researchers in Canada examined whether       improved as did their confidence in recognising and
follow-up letters from pharmacists to doctors           preventing errors and communicating about them.42
following inappropriate prescriptions would             However, studies like these tend not to follow up to
improve prescribing for people in long-term care.       examine the impact on reducing prescribing errors
The educational letters briefly described potentially   in practice.
inappropriate prescriptions and suggested
alternatives. 38% of potentially inappropriate
prescriptions were changed by the doctor following
                                                        Improvement programmes
                                                        A hospital in Switzerland tested various approaches
a letter.37
                                                        for reducing the impact of adverse drug incidents.
Researchers in the US tested whether a                  Non punitive incident monitoring was set up in a
computerised drug review database linked to a           neonatal-paediatric intensive care unit. Systems
telepharmacy intervention reduced inappropriate         changes included double checking for potentially
medication use in 23,269 people aged 65 years or        harmful drugs, using a standardised prescription
older. Computer alerts triggered telephone calls to     form and contacting the national drug control
doctors from pharmacists with training in older         agency about misleading drug labels. Most of
people’s medicine who could discuss substitution        the system changes were based on minor critical
options. As a result, 24% changed to a more             incidents which were only detected after a long
appropriate drug.38                                     period of time. They resulted in some potential
                                                        errors being caught, including prescribing errors.43
Education may also be informal and result from
interactions between staff members. Researchers in      Another popular educational and improvement
the US assessed the views of pharmacy directors,        method is audit and feedback. Changes are monitored
medical centre executives and pharmacists               over time and prescribers and pharmacists are given
about the value of pharmacist residency training        written feedback about their own performance in
programmes. Participants believed that residency        comparison to others. A Cochrane Review about
programmes had many benefits and that these             audit and feedback included 37 randomised trials,
outweighed costs. They thought that pharmacy            including some about prescribing. Effects were
residents helped to reduce medication errors by         varied. The reviewers concluded that audit and
educating prescribers and checking prescribing.39       feedback can sometimes be effective in improving
                                                        the practice of health professionals, in particular
Patients have been targeted for education in a          prescribing and diagnostic test ordering, but effects
small number of instances. In one study, 913 US         tend to be small.44
outpatients with potential prescribing errors were

THE HEALTH FOUNDATION                                              Evidence scan: Reducing prescribing errors   9
Error monitoring and reporting
Monitoring and reporting on errors may in itself
serve to raise awareness and support improvement.
A neonatal intensive care unit in Spain tested
whether prescribing errors would decrease merely
as a result of observation and recording of errors.
The prescription error rate reduced from 33% to
19%. Rates of incorrect dosing and lack of dose
specification in prescriptions reduced significantly
but there was no change in transcription errors.45
A hospital in New Zealand conducted audits
over a 10-year period to improve the quality of
written prescriptions. Initially there was a high
rate of insufficient documentation and illegible
prescriptions. Interventions designed to address
deficiencies included feeding back audit results,
education sessions for doctors and nurses on
prescribing and medication errors and changes
to systems, such as modifying medication charts,
developing hospital-wide prescribing standards and
an alert notification system. Over time, legibility
and documentation improved.46
A system was set up to report on medication errors
at one hospital in France. 60% of medication errors
related to prescribing. The system was found to
be feasible and resulted in steps being taken to
reduce errors. Success factors included a blame-
free approach and ensuring that the system was
confidential.47




THE HEALTH FOUNDATION                                  Evidence scan: Reducing prescribing errors   10
3.	 Expanding professional roles
Selecting appropriate personnel is an important human factors
approach. This section describes 19 studies about initiatives relating
to roles and personnel to reduce prescribing errors.



As with studies about education and development,       errors decreased from 10% to 5% and the number
research has focused on using varying professional     of warnings that doctors complied with increased
roles and skill mix to reduce prescribing errors in    from 44% to 68%.48
two distinct ways.
–– The first relates to roles during the prescribing   3.2	 Reducing errors
   process to reduce the likelihood of errors          after prescribing
   happening in the first place. Here, research is
   very limited, and has examined prescribing by       Pharmacist roles
   nurses versus doctors.                              Most studies about reducing errors after
–– Second, research has examined the use of            prescriptions have been written have been
   healthcare professionals to identify and rectify    undertaken in hospital, particularly in the US.
   any errors that do occur, to minimise the chance    The most common interventions related to specific
   of them harming patients. Here, the focus tends     roles focusing on pharmacists.
   to be on expanding the role of pharmacists to       Pharmacist roles to identify prescribing errors and
   perform checks and identify errors.                 to stop them reaching patients include:
Research about roles is divided into these two
subsections below.                                     –– checking for errors as prescriptions are received
                                                          at the pharmacy and contacting prescribers
                                                          for clarification or amendment before filling
3.1	 Reducing errors                                      prescriptions
during prescribing                                     –– visiting wards to review charts and provide
Few studies have examined how professional                advice to prescribers about individual patients
roles can be expanded to reduce prescribing            –– reconciling the medicines patients usually take
errors. One exception is a study of engaging              with what they are prescribed in hospital
nurses in roles usually performed by doctors. A
hospital in Iran tested whether a collaborative        –– providing medication reviews upon discharge.
prescription order entry method consisting of          Each of these initiatives is explored in turn.
nurse order entry followed by doctor verification
and countersignature is as effective as a strictly     Pharmacists have also run one-to-one or group
physician order entry method in reducing               education sessions for prescribers but these
prescribing errors in the neonatal ward. In both       interventions tend to focus on prevention rather
systems a warning and suggested change appeared        than error identification. Studies of this nature were
when the dose or frequency of the prescribed           covered in the previous section.
medication was incorrect. The rate of medication
errors was 40% lower for nurse order entry
compared to doctor order entry. Prescription



THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   11
Checking medication orders                             errors was lower than before the intervention and
A number of studies have examined the value of         preventable adverse drug events were reduced. The
asking pharmacists to specifically check and review    intervention cost 3 Euro per monitored day but
medication orders. For instance, pharmacists at a      potentially saved 26 to 40 Euro per monitored day
US hospital used an electronic system to review        by preventing adverse drug events.54
all prescriptions. This alerted the prescriber and
                                                       Similarly, pharmacists reviewed prescriptions
pharmacist to dosage errors and allergies and
                                                       on the surgical wards at one hospital in Canada
reduced prescription errors.49
                                                       and provided group educational sessions for
Another US hospital examined how paediatric            doctors. Doctors accepted 90% of pharmacist
clinical pharmacists intercept prescription errors.    recommendations. There was a 9% decrease in drug
In total, 78% of potentially harmful prescribing       costs.55
errors were intercepted by pharmacists.50
A hospital in England examined the impact of
                                                       Medicine reconciliation
                                                       Medication reconciliation, whereby a pharmacist
pharmacists on preventing prescribing errors at
                                                       checks usual medicines against planned
discharge. Routinely collected data showed that
                                                       prescribing, can take place in hospital or in primary
8% of all medication orders had an intervention
                                                       care. A systematic review of four studies examined
by a pharmacist. Pharmacists intercepted 83% of
                                                       medication reconciliation interventions in both
erroneous orders without referring to doctors.
                                                       settings. One randomised trial and one before and
Omission, drug selection and dosage errors were
                                                       after study evaluated pharmacist medication review
the most common.51
                                                       at hospital discharge. Neither found a benefit.
Researchers in the Netherlands analysed the costs      Two before and after studies examining systematic
and benefits of hospital pharmacy staff detecting      medication reconciliation at each primary care visit
prescribing errors. Over a five-day period, 10% of     had conflicting findings.56
3,540 medication orders in two Dutch hospitals
                                                       In the UK, a pharmacist independent prescriber
contained an error. Estimated benefits amounted
                                                       completed systematic medicine reconciliation in
to 9,867 Euro compared to 285 Euro in staff time
                                                       A&E and initiated an inpatient prescription chart.
costs.52
                                                       Medicine reconciliation completed within 24 hours
But interventions involving checks by pharmacists      of admission increased from 50% to 100% and
are not always successful. Researchers in France       prescription chart initiation in A&E increased from
examined how pharmacy validation can be                6% to 80%. The prescribing error rate was reduced
used as a secondary filter for eliminating errors      from 3.3 errors to 0.04 errors per patient.57
from a computerised order entry system. All
                                                       Elsewhere in the UK, a cost analysis of five different
prescriptions over a five-day period were analysed
                                                       strategies for preventing medication errors at
at one hospital. Pharmacy validation produced
                                                       hospital admission used models and previous
only a moderate short-term impact on potential
                                                       studies. Pharmacist reconciliation of medicines was
prescribing errors.53
                                                       found to be cost effective.58

Pharmacists on wards
Another strategy is to engage pharmacists to check
                                                       Pharmacist discharge services
                                                       One hospital in the Netherlands examined the
prescribing on hospital wards. In the Netherlands,
                                                       effect of a clinical pharmacist discharge service on
a clinical pharmacist reviewed medication orders
                                                       medication discrepancies and prescription errors in
for patients admitted to the intensive care unit and
                                                       people with heart failure. One group received usual
discussed recommendations during patient review
                                                       care by doctors and nurses. The other received a
meetings with attending doctors. Over an eight
                                                       review of discharge medication by pharmacists
and a half month period, the rate of prescribing



THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   12
who alerted specialists to prescribing errors, gave     medication errors to the pharmacist than to their
patients information, prepared a written overview       doctor. Pharmacists acted as the final interceptors,
of discharge medication and communicated with           detecting errors in prescriptions before they
community pharmacists and GPs. The pharmacist           reached patients.62
discharge service was associated with fewer
medication discrepancies and prescription errors at     Pharmacists may contact primary care doctors
one-month follow up (39% versus 68% of people in        to clarify prescriptions or suggest changes. In the
the control group).59                                   US, call backs from pharmacies to 22 primary care
                                                        practices were logged over a two-week period.
                                                        Keeping records of the number and type of queries
Multifaceted hospital interventions                     from pharmacists helped practices develop specific
Sometimes a range of interventions involving            interventions to reduce errors.63
pharmacists are implemented simultaneously. One
paediatric intensive care unit in Egypt introduced      Some proactive approaches to pharmacist review
a structured medication order chart, doctor             have also been tested. In Switzerland six quality
education by pharmacists, provision of dosing           circles were set up whereby six community
assists and performance feedback to doctors.            pharmacists reviewed the prescribing of 24 GPs.
Prescribing error rates reduced from 78% to 35%.        Key elements included the review of specific
Potentially severe errors reduced from 30% to 7%.60     prescriptions, continuous quality improvement
                                                        and education, local networking and feedback of
A systematic review examined the frequency of           comparative data about costs and drug choices.
medication and prescribing errors in neonatal           Analysis of nine years’ worth of data found
intensive care units. In 11 studies, the highest        improved quality and safety of prescribing and a
reported rate was 5.5 medication errors per 100         42% decrease in drug costs compared to a control
prescriptions, but rates varied widely between          group, representing savings of US$225,000 per GP
studies partly due to differences in definitions and    per year.64
methods. Dose errors were the most common.
Computerised physician order entry, participation
of pharmacists in ward rounds and pharmacist            Nursing homes
review of prescriptions prior to dispensing were        A review of 18 randomised trials of interventions
suggested to improve medication safety, but there       to improve prescribing in nursing homes
were few high-quality evaluation data available.61      found that seven studies described educational
                                                        approaches such as outreach visits, five studies
                                                        described clinical pharmacist activities such as
Pharmacists in primary care                             medication reviews and two studies described
Studies are also available about the role of            computerised decision support. Two studies
pharmacists in reducing prescribing errors in           described multidisciplinary approaches and two
primary care. However, most of the research in this     described multifaceted approaches. Improvements
area is relatively small scale and descriptive and      in prescribing were found in 83% of studies. In
observational. It tends to describe interventions       some cases, this included reductions in prescribing
undertaken in a small number of sites, and little       errors, but most of the interventions focused on
detailed or long-term data about outcomes are           improving suboptimal prescribing which was
available.                                              outside the scope of this evidence scan.65
For instance, a US study examined the pharmacist’s
role in improving medication safety in primary care
using focus groups with pharmacists and patients.
Patients were likely to see multiple doctors but only
one pharmacist. They were more likely to report




THE HEALTH FOUNDATION                                              Evidence scan: Reducing prescribing errors   13
3.3	 Other human
factors issues
Other human factors issues such as fatigue,
concentration levels and stress may all have an
impact on prescribing behaviour. It has also been
suggested that temporary staff are more likely to be
associated with medication errors.66
While descriptive articles are available about
these human factors concepts and their potential
impact on safety issues, no empirical research
was identified about interventions targeting these
factors specifically to reduce prescribing errors.




THE HEALTH FOUNDATION                                  Evidence scan: Reducing prescribing errors   14
4.	Tools
Redesigning equipment and tasks can reduce prescribing errors.
This section describes 80 studies about tools that have been used to
reduce prescribing errors.



Human factors approaches are concerned with            Similarly, electronic prescribing is already standard
the interface between tools and systems and the        in primary care in the UK, whereas in the US this
personnel responsible for them. The majority           is just beginning to get established. A great deal
of studies about re-designing equipment and            of research has been undertaken in the US about
tasks to reduce prescribing errors focus on            e-prescribing systems, but the findings perhaps
electronic prescribing systems (e-prescribing)         merely serve to reinforce what is already standard
and computerised decision support systems.             practice in the UK.
These studies tend to describe implementation of
specific systems and their outcomes, but do not
usually examine the interlinkages with workflow,
                                                       4.1	E-prescribing
interruptions and other human factors.                 Hospital care
Studies about computerised tools are described in      E-prescribing is also known by the terms
this section because the majority of research about    computerised physician order entry (CPOE),
reducing prescribing errors has focused on such        computerised provider order entry or
tools. However, it is acknowledged that the research   computerised pharmacist order entry (in the US
tends to focus on the technology rather than the       where pharmacists may transcribe prescribers’
interface between technology and personnel.            handwritten orders into a computer system). This
                                                       is an electronic process for entering instructions
Almost all of the studies focus on how tools can       about patient treatment. Orders for medication,
be used to reduce errors during the prescribing        equipment or other treatments are communicated
process itself, but some of the tools can also be      over a computer network to various medical staff
used as a way of identifying errors after they have    and departments such as pharmacy, laboratory or
occurred.                                              radiology who are, in turn, responsible for filling
                                                       those orders.
When interpreting the findings in this section it is
important to remember that there are differences       Before e-prescribing systems were available, in the
in prescribing and in the roles of pharmacists in      US doctors traditionally wrote out or verbally stated
various countries. For example, electronic systems     their instructions for patient care, which were then
have been set up to reduce transcription errors but    transcribed by nurses or ancillary staff before being
transcription errors do not apply in the same way      actioned. It was thought that such handwritten
in the UK as in the US. In the UK, doctors write       notes may result in more errors and delays67 and, as
directly onto a drug chart or into an electronic       a result, the US Institute of Medicine recommended
prescribing system rather than onto a piece of         e-prescribing be implemented as standard.68
paper which is then transcribed by someone else.
Studies that focus on reducing transcription errors
of this nature are therefore of limited relevance to
the UK.




THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   15
E-prescribing systems aim to reduce delay in             in a nephrology outpatient clinic at a paediatric
accessing medication or treatment, reduce errors         hospital. The overall prescribing error rate was 77%
related to handwriting or transcription, allow           for handwritten items and 5% with e-prescribing.
orders to be made at the point of care or off-site and   Before e-prescribing, 73% of items were missing
simplify inventory and charging processes.               essential information and 12% were judged
                                                         illegible. After e-prescribing was introduced, 1% of
The systems often have decision support tools            items were missing essential information and there
built in whereby the system automatically checks         were no illegibility errors. The number of error-free
for duplicate or incorrect doses or tests, provides      patient visits increased from 21% to 90%.73
alerts to let the prescriber know that a dose is
too high or may interact with other medications,         Researchers in Canada examined the impact of
or highlights clinical guidelines or other ways to       e-prescribing on medication errors and adverse
improve evidence-based treatment. This section           drug events in hospitalised children over a six-year
includes studies about e-prescribing systems with        period. Compared to wards using handwritten
and without inbuilt decision support tools (often        orders, the computerised system was associated
the distinction is not made clear in the studies).       with a 40% lower medication error rate. However,
The next subsection examines research about the          there was no impact on adverse drug events.74
impacts of decision support tools themselves.
                                                         Over a four-year period, a US hospital introduced
A large number of studies have found benefits from       an e-prescribing system and incorporated decision
e-prescribing, and it is commonly suggested that         support features. The medication error rate
such tools can reduce prescribing errors by around       (excluding missed doses) fell by 81%. Serious
a half.69,70                                             medication errors that were not intercepted fell by
                                                         86%. Dose errors, frequency errors, route errors,
For instance, a systematic review found that             substitution errors and allergies all reduced.75
23 out of 25 studies about e-prescribing which
reported on the medication error rate found              Another US hospital implemented e-prescribing
improvements. Six out of nine studies that               with features designed to improve medication
analysed the effects on potential adverse events         safety such as required fields, use of pick lists,
found reduced risks. Four out of seven studies           enhanced workflow features, alerts and reminders
that analysed the effect on actual adverse drug          and access to online reference information. The
events found reduced risks. Studies of locally           system was associated with a reduced error rate.76
developed systems, those comparing e-prescribing
to handwritten prescriptions and studies using           A US A&E department found that before
manual chart review to detect errors, found greater      e-prescribing there were 222 prescribing errors
improvements.71                                          per 100 orders compared to 21 per 100 orders
                                                         afterwards.77
Another review of 12 studies compared
handwritten versus computerised prescription             Another study tested e-prescribing in a US
orders. 80% of studies about e-prescribing               children’s critical care unit. Before implementation,
reported fewer prescribing errors compared with          there were about 2 potential adverse drug events
handwritten orders. The use of e-prescribing was         per 100 orders compared to 1 per 100 orders
associated with a 66% reduction in prescribing           afterwards. There was a 96% reduction in errors.78
errors in adults, but not children.72                    A before and after study in a public hospital in
Studies from many parts of the world with diverse        Pakistan found that prescribing errors for inpatients
health systems have found that e-prescribing             were 23% during paper-based prescribing and 8%
systems can reduce prescribing errors. For example,      after the introduction of e-prescribing. The error rate
researchers in England assessed e-prescribing            for patients upon discharge was 17% for paper-based
                                                         prescribing and 4% after introducing e-prescribing.79



THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   16
In Spain, a hospital unit using handwritten              Most research focuses on the potential of
prescriptions was compared with another using            e-prescribing to avoid errors during the initial
e-prescriptions. Handwritten prescriptions were          prescribing process, but these tools can also be
associated with a 20% error rate compared to 9%          used to identify errors after the prescription has
in electronically assisted prescriptions. Omission       been entered. A US hospital aimed to reduce
errors were also lower with e-prescriptions.80           oral chemotherapy related prescribing errors
                                                         intercepted by clinical pharmacists prior to
Intensive care units at one hospital in Belgium          reaching the patient. A multidisciplinary team
tested whether a computerised system could reduce        identified key elements of the oral chemotherapy
the incidence and severity of prescription errors.       process using healthcare failure modes and effects
One unit used a paper-based system and another           analysis (HFMEA) then implemented e-prescribing
used e-prescribing. There were fewer prescription        which reduced the risk of prescribing error by
errors with the computerised system (3% versus           69%.86 Pharmacists used the system to check and
27%) and fewer adverse drug events.81                    amend prescriptions.
A hospital in France compared two prescribing and        E-prescribing systems have also been used to try to
medication distribution systems on a paediatric          reduce errors indirectly. For example, researchers
nephrology ward: a handwritten prescription              in England tested whether data routinely produced
plus ward stock distribution system versus               by an e-prescribing system could be used to
computerised prescription plus unit dose drug            identify doctors at higher risk of making a serious
dispensing system. Over an eight-week period, the        prescribing error, with the aim of intervening with
computerised prescription error rate was 11% and         these doctors. 848,678 prescriptions by 381 junior
the handwritten prescription error rate was 88%.82       doctors at one hospital over a year long period
A hospital in the Netherlands tested decision            were analysed. Doctors varied greatly in the extent
support and computerised order entry. The                to which they triggered and responded to alerts of
proportion of prescriptions containing one or more       different types. It was not possible to use data about
errors reduced from 55% to 17%.83                        the number and type of alerts to identify doctors at
                                                         high risk of making serious errors.87
Some hospitals have modified or developed
specialised e-prescribing systems to target people       Not all studies of e-prescribing have found
with particular conditions or to address specific        favourable results. Researchers in Canada
types of errors. A systematic review of e-prescribing    evaluated commercially available prescribing
in hospital paediatric care and neonatal, paediatric     software in hospital outpatient clinics. Data from
or adult intensive care settings included 12             22 weeks when the system was not available
observational studies. Meta analysis found a             were compared with 44 weeks when the system
decreased risk of prescription errors. There was         was available. During intervention weeks, about
no reduction in adverse drug events or mortality         8% of prescriptions were electronic and the rest
rates.84                                                 were handwritten. There was no difference in
                                                         prescription error rates88 but this may be due to the
Dose calculation errors are the most common              very low uptake rate of the system.
type of medication error in children and babies.
A systematic review examined interventions to            A hospital in Portugal examined an e-prescribing
reduce the risk of this type of error. 28 studies were   system with a dose distribution tool. The tool
included, mostly about e-prescribing. Most studies       helped to reduce medication errors related to
of e-prescribing found some reduction in errors.         transcribing and patient identification, but
However, one study found increased mortality after       prescription and monitoring errors remained.89
the implementation of e-prescribing.85




THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   17
E-prescribing systems have sometimes been               abbreviation errors. However, errors not associated
associated with negative or unexpected outcomes         with abbreviations increased during the transition
too, including an increase in some types of errors.90   period.94
For instance, a systematic review of 12 studies
published between 1998 and 2007 examined                A hospital in Italy compared manual prescription
e-prescribing in hospital. Nine studies found           versus a computerised system. When the
reduced prescribing error rates for all or some drug    computerised system was first introduced the
types, usually regarding minor errors. But several      number of errors increased due to incomplete
studies reported increases in the rate of duplicate     dose and incomplete prescriptions. However, after
orders and failures to discontinue drugs. This          the system was modified the overall rate of errors
was attributed to inappropriate selection from a        decreased.95
dropdown menu or not being able to view all active      Some suggest that e-prescribing may take
medication orders concurrently. The reviewers           longer than handwritten prescriptions.
concluded that evidence for e-prescribing systems       Researchers in England assessed a combined
is not compelling and is limited by small sample        e-prescribing, automated dispensing, barcode
sizes and poor study designs.91                         patient identification and electronic medication
Researchers in the US examined hospital staffs’         administration record system in a hospital surgical
interaction with an e-prescribing system at one         ward. Prescribing errors reduced from about 4% to
hospital over a two-year period. In total, 261 staff    2% of orders. However, medical staff required 15
were surveyed, 32 were interviewed and there were       seconds to prescribe a regular inpatient drug before
five focus groups. The system led to 22 types of        and 39 seconds after introducing the system.96
risks of medication errors such as not allowing a
coherent view of patients’ medications, mistaking       Primary care
pharmacy inventory displays for dosage guidelines,      Research about e-prescribing outside hospital is less
placing alerts on paper charts rather than in the       frequent and sometimes less positive, though this is
system, separating functions that facilitate double     standard in UK primary care.
dosing and incompatible orders and generating
                                                        A review of e-prescribing in outpatient settings
incorrect orders due to inflexible ordering formats.
                                                        included 30 studies. Only one study found reduced
These risks occurred frequently.92
                                                        prescribing errors. There were no impacts on
Another US hospital implemented a commercially          adverse drug events. Three studies found reduced
available e-prescribing system to help reduce           medication costs but five others did not.97
mortality among children transported for
                                                        Another study examined the impact of
specialised care. Before and after analysis found
                                                        e-prescribing in four US primary care practices.
that the tool was associated with increased rates of
                                                        There was no difference between those who used
mortality, not reductions.93
                                                        basic computerised prescribing and those using
It may take some time for the benefits of               handwritten prescriptions.98
e-prescribing systems to become apparent and
                                                        However some benefits have been observed.
there may be difficulties in the transition or
                                                        An analysis of 10,172 prescriptions in primary
implementation period. An analysis of US data
                                                        care found that a basic e-prescribing system was
found that changing from using older e-prescribing
                                                        associated with reduced medication errors.99
to newer systems was associated with a reduction in
prescribing errors from 36% to 12%. Improvements        Compared to when using handwritten orders, the
were mainly a result of reducing inappropriate          proportion of errors reduced from 18% to 8% in
                                                        community-based US primary care. The largest
                                                        improvements were in illegibility, inappropriate
                                                        abbreviations and missing information.100



THE HEALTH FOUNDATION                                              Evidence scan: Reducing prescribing errors   18
But when three primary care clinics in the US          It may be that decision support is more useful at
implemented e-prescribing, a time motion study         some stages of the prescribing process than others.
found that it took longer than handwritten             A systematic review of 56 studies found that during
prescriptions.101                                      treatment initiation, decision support systems
                                                       were more effective after drug selection, rather
4.2	 Decision support                                  than before. Decision support systems were more
                                                       effective in hospital than ambulatory settings and
Decision support tools provide prompts to help         when decision support was initiated automatically
prescribers avoid errors when writing or entering      by the system as opposed to the user. Combining
prescriptions. This subsection focuses on decision     decision support with other strategies such as
support tools or alert systems that are standalone     education was no more effective than decision
systems (not part of e-prescribing) or where alert     support alone.105
systems are embedded in e-prescribing tools but
their effects have been analysed separately.           A Cochrane Review of 23 studies examined
                                                       whether computerised advice about drug dosage
Hospital care                                          improved processes or outcomes. Computerised
Evidence about the benefits of decision support        advice improved doses, reduced time to therapeutic
tools, such as alerts and prompts for prescribers,     stabilisation and reduced the length of hospital stay.
is mixed.                                              It had no effect on adverse reactions. There was
                                                       no evidence that integration into an e-prescribing
A systematic review of computerised drug alerts        system optimised effects. Interventions usually
and prompts found that 23 out of 27 studies            targeted doctors, but a few attempted to influence
suggested improved prescribing behaviour or            prescribing by pharmacists and nurses.106
reduced error rates. The impact varied based on
the type of decision support. Five out of 27 studies   Often, decision support is an adjunct to
reported benefits for clinical and health service      e-prescribing. A paediatric intensive care unit
management outcomes.102                                in Israel tested e-prescribing with or without
                                                       clinical decision support. The rate of prescription
Another systematic review reported that four           errors was 2.5% without any tools and 2.4%
out of seven studies about standalone clinical         once e-prescribing was introduced. There was a
decision support systems found improvements in         significant reduction to less than 1% when decision
medication errors and three did not. Most studies      support was added. E-prescribing decreased
were not powered to detect differences in adverse      prescription errors only to a small extent, but
drug events and evaluated small ‘home grown’           adding a decision support system had more
systems rather than commercial systems.103             impact.107
A review of 87 trials of medication management         A US trial tested the effectiveness of computer-
information technology found that most trials:         assisted decision support in reducing potentially
                                                       inappropriate prescribing for older adults in A&E.
–– focused on clinical decision support and
                                                       63 doctors using e-prescribing were randomly
   e-prescribing systems
                                                       assigned to receive, or not to receive, decision
–– took place in US hospitals                          support that advised against use of nine potentially
–– focused on doctors                                  inappropriate medications and recommended
                                                       safer substitutes. The decision support group
–– studied process changes related to prescribing      prescribed one or more inappropriate medications
   and monitoring medication.                          during 3% of A&E visits by older people compared
Processes of care improved for prescribing and         with 4% of visits managed by those not receiving
monitoring in hospitals. There were few studies        decision support. This was a statistically significant
measuring clinical outcomes and these tended to        difference.108
show limited improvements.104

THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   19
Prescribing excessive doses is a common                Similarly, researchers in the US tested whether a
prescription error and can lead to adverse drug        computerised alert system would reduce the rate of
reactions. In Germany, a clinical decision support     errors in drug selection or dosing for people with
system was tested that provided alerts about upper     renal insufficiency. A total of 32,917 people were
dose limits personalised to individual patient         randomly assigned to usual care or the intervention
characteristics. Before the system was introduced      group, where a computerised tool was used to alert
5% of prescriptions exceeded upper dose limits.        pharmacists at the time of dispensing to possible
Afterwards, the rate of excessive doses reduced to     errors in target drug selection and dosing. Of
4%, with 20% less excessive doses compared with        these, 6,125 people were prescribed one or more
baseline.109                                           of the target drugs over a 15-month period. Alerts
                                                       helped to reduce medication errors. 33% of the
A hospital in the US used decision support tools to    intervention group and 49% of the usual care group
meet the unique prescribing needs of children. An      had medication errors at follow up.114
advanced dosing model was designed to interact
with an e-prescribing system to provide decision       While alerts can work well to reduce prescribing
support for complex dose calculations for children.    errors during the prescribing process or after
The system was flexible and could be altered over      prescribing, ensuring that prescribers or
time. It was well used and found to be feasible.110    pharmacists see alerts may be an issue. Researchers
                                                       in Australia tested whether decision support
Other researchers in the US examined decision          within a hospital e-prescribing system influenced
support alerts for helping avoid errors when putting   medication ordering on ward rounds. 46 doctors
medication orders into an e-prescribing system.        were shadowed during ward rounds and 16 were
Data for all patients at five community hospitals      interviewed. Senior doctors influenced prescribing
over a six-month period were analysed. The alert       decisions during ward rounds but rarely used the
system changed doctor’s behaviour and patient          e-prescribing and alerts system. Junior doctors
therapy 42% of the time and reduced medication         entered most medication orders into the system,
errors.111                                             often ignored computerised alerts and never raised
As with more generic e-prescribing systems,            their occurrence with other doctors on ward
decision support tools have also been used to          rounds. Doctors did not think that most features of
identify potential errors after prescribing has        the decision support system were useful.115
occurred. A hospital in Japan tested an alert system   Alerts are not the only type of decision support
for evaluating kidney function and checking            system. Decision support tools may also include
doses of medication according to the patient’s         access to clinical information and guidelines.
renal function. Discontinuation of inappropriate       Researchers in France tested whether making
medication for those with poor renal function          guidelines about antibiotics more accessible to
rose from 24% to 54% after the alert system was        doctors would increase adherence to guidelines. In
implemented.112                                        this instance, a lack of adherence was specifically
Alerts targeting pharmacists have also been tested.    defined as a prescribing error. One hospital
These focus on identifying errors once prescriptions   changed from having guidelines available in
have been entered. In the US a computerised tool       booklet format on wards to embedding these
alerted pharmacists when people aged 65 and older      guidelines into an e-prescribing system. Assessment
were newly prescribed potentially inappropriate        of 471 consecutive antibiotic orders for pneumonia
medications. In total, 59,680 older people were        before and after the change found improvements
randomised to intervention or usual care groups.       in the daily dose and the planned duration of
Alerts helped to reduce inappropriate prescriptions    treatment.116
for two drugs.113                                      In the US, a computerised guideline increased use
                                                       of appropriate medication and decreased errors in
                                                       drug doses.117


THE HEALTH FOUNDATION                                            Evidence scan: Reducing prescribing errors   20
Other researchers in the US examined three             4.3	 Human factors issues
personal digital assistant (PDA)-based drug
                                                       Few studies have examined how health
information sources for reducing potential
                                                       professionals interact with e-prescribing and
medication errors. All three PDA tools were
                                                       decision support systems and the human factors
found to be feasible and one was found to be more
                                                       issues that may be influential. But there is some
effective than the others.118
                                                       evidence of scope for further work in this area.

Primary care                                           Implementation factors
Little has been written about standalone decision
                                                       E-prescribing systems are common in the UK.
support or alert systems for reducing errors in
                                                       This contrasts with the US, where the use of
primary care. The evidence that does exist tends to
                                                       e-prescribing systems has been strongly advised
be mixed.
                                                       nationally, but rates of adoption remain relatively
The US Food and Drug Administration (FDA)              low. Eight focus groups in US primary care found
issues black box warnings about medications with       that e-prescribing was thought to improve the
serious risks. Doctor adherence to these warnings      availability of clinical information, prescribing
is low. A system was tested for inserting black box    efficiencies, coordinated care and documentation,
warning alerts about drug-drug, drug-disease and       and result in safer care. Factors supporting
drug-laboratory interactions into an outpatient        adoption included human factors features such
electronic health record with clinical decision        as organisational support, adequate time, a shift
support. The alerts did not increase adherence to      in staff workload, equipment stability, education
the black box warnings.119                             about changes in patient interactions and positive
                                                       attitudes.122
On the other hand, following implementation of
alerts cautioning against prescribing certain drugs    In another part of the US, a community based
to elderly people in some US outpatient clinics,       integrated health system implemented a
there was a 22% reduction in exposure of elderly       computerised order entry system. Strategies
patients to these drugs.120                            for successful adoption included senior buy-in,
                                                       ongoing communication, a team-oriented culture,
A review of computer decision support for              iterative implementation, ongoing readily accessible
improving prescribing in older adults in primary       training, gaining buy-in from clinicians and
care or hospital included 10 studies. Eight of these   workflow redesign.123
studies found some improvement in prescribing
including minimising drugs to avoid, optimising        Workflow redesign is gaining more attention,
drug dosage or improving prescribing choices. Few      but knowledge in this area remains limited.
studies reported clinical outcomes.121                 Researchers in the Netherlands tested the effects
                                                       of an e-prescribing system on inter-professional
                                                       workflow. In total, 23 doctors, nurses and
                                                       pharmacists at one hospital were interviewed
                                                       and documents were reviewed. The system
                                                       reorganised existing work procedures and
                                                       impacted on workflow in positive and negative
                                                       ways. It reassigned tasks and areas of expertise
                                                       and fragmented patients’ medication-related
                                                       information, while providing limited support for
                                                       professional groups to coordinate their tasks.124




THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   21
Three sites in the US implementing e-prescribing       Types of alerts
identified barriers, including those relating to       The effectiveness of e-prescribing systems and
human factors. Implementation barriers included        decision support may sometimes be modest
previous negative experiences with technology,         because clinicians often override electronic alerts.
initial and long-term cost, lost productivity,         Two US teaching hospitals tested an alert that did
competing priorities, change management issues,        or did not allow the information for a certain drug
functional limitations, IT requirements, waiting       combination to be entered on the system. Of those
for an ‘all in one’ solution and confusion about       in the intervention group, 57% did not reorder the
competing systems.125 Another study identified 15      alert-triggering drug within 10 minutes of receiving
barriers to using medication alerts at five primary    an alert compared to 14% in the control group.
care clinics in the US.126                             In other words, prohibiting input of some drug
                                                       combinations reduced errors of this type. However,
Design features                                        unintended consequences included serious delays
Human factors approaches are concerned with            in treatment.130
how technologies are designed to be most useful
                                                       The impact of active versus passive alerts, alerts that
and user friendly. A systematic review of 19
                                                       pop up versus those that are just inserted into the
studies examined the impact of design aspects of
                                                       online record and alerts that require the prescriber
e-prescribing systems on usability, workflow and
                                                       to acknowledge reading them have all been tested.
prescriptions. 16 studies were qualitative and three
                                                       In the US, alerts were built into an e-prescribing
used mixed qualitative and quantitative methods.
                                                       system to help doctors take account of changing
Design aspects were found to be important
                                                       kidney function when prescribing medications.
for increasing use of the systems and reducing
                                                       When treating 1,598 hospital patients with acute
prescribing errors. Such design aspects were
                                                       kidney injury, doctors received passive non-
categorised into seven groups: documentation
                                                       interactive warnings from the e-prescribing system
and data entry components, alerts, visual clues
                                                       and on printed ward round reports. An interruptive
and icons, dropdown lists and menus, safeguards,
                                                       alert was provided for contraindicated or high
screen displays and auxiliary functions.127
                                                       toxicity medications that should be avoided or
Another review of 41 randomised trials                 adjusted. This alert asked prescribers to modify or
examined whether design features of prescribing        discontinue the orders, mark the dosing as correct
decision support systems predict successful            or defer the alert to reappear next time. The active
implementation and usage. 37 studies reported          alerts were associated with more modifications or
successful implementation, 25 reported                 discontinuations and more prompt action. Passive
changing professionals’ behaviour and five found       alerts had limited response.131
improvements in patient outcomes. No design
                                                       Decision support tools may generate large numbers
feature was more prevalent in successful trials.128
                                                       of insignificant on-screen alerts presented as pop-up
Cognitive fit between the user interface and           boxes. This may interrupt clinicians and limit the
clinical task may impact on whether doctors use        effectiveness of these systems. A randomised trial in
e-prescribing systems. Cognitive task analysis of      England compared the impact of pop-up and non-
clinical alerts for antibiotic prescribing in a US     pop-up alerts on prescribing error rates. 24 junior
neonatal intensive care unit found that responses      doctors, each performing 30 simulated prescribing
to alerts may be context specific and that a lack of   tasks in random order, were shown pop-up alerts,
screen cues increases the cognitive effort required    non-pop-up alerts or no alerts. Doctors receiving
to use a system.129                                    pop-up alerts were about 12 times less likely to
                                                       make a prescribing error than those not shown an
                                                       alert. Doctors shown a non-pop-up alert were about
                                                       three times less likely to make a prescribing error
                                                       than those not shown an alert.132


THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   22
Similarly, researchers in the US aimed to improve        4.4	Standardised
clinician acceptance of drug alerts in 31 primary
care practices by prioritising alerts in order to        medication charts
reduce workflow disruptions. Over a six-month            Other tools to support the interface between health
period, 71% of alerts were non-interruptive              professionals and the systems and environments
and 29% were interruptive. Two thirds of the             in which they work have been researched in less
interruptive alerts were accepted.133                    depth, but some studies are available.
The majority of prescribing alerts may be ignored        Computerised medication charts have been tested.
because they are not seen as clinically relevant.        In a system very different to that used in the UK, a
Being able to customise when alerts are seen may         hospital in the Netherlands compared a medication
increase their usefulness. A Canadian study tested       distribution system where the transcription of
two approaches to medication alert customisation:        handwritten into printed medication orders takes
on-demand versus computer-triggered decision             three to five days versus a computerised medication
support. Doctors randomised to on-demand alerts          chart which was updated daily by pharmacy
activated the drug review when they considered           assistants on the ward. The prescription error rate
it clinically relevant. Doctors randomised to            was higher with computerised charts (50% versus
computer-triggered decision support viewed all           20%) but this was due to more administrative
alerts for electronic prescriptions in accordance        errors, such as omitting the prescriber’s name and
with the severity level they selected. Customisation     the date. The rate of errors with potential clinical
of computer-triggered alert systems was more             significance was lower because duplicate therapy
useful in detecting prescribing problems than on-        was eliminated.137
demand review. There was no difference between
                                                         In Australia, a standard medication chart
groups in prescribing errors. The majority of alerts
                                                         was developed for recording prescribing and
were ignored because the benefit was judged greater
                                                         administration of medication in hospital. Before
than the risk.134
                                                         and after audits in five sites found the prescribing
Researchers in the US tested alerts that required a      error rate decreased from 20% of orders per patient
response from doctors to prevent concurrent orders       to 16%.138
of warfarin and non-steroidal anti-inflammatory
                                                         After preliminary testing, the standardised
drugs. In total, 1,963 doctors were assigned to
                                                         medication chart was rolled out to 22 Australian
receive passive alerts or active alerts which required
                                                         hospitals. Prescribers were educated and baseline
a response. Active alerts had no benefits over
                                                         audit findings were presented when the chart was
passive alerts.135
                                                         introduced. Prescribing errors decreased by almost
                                                         one third.139
Workforce
A hospital in England tested computerised
prescribing with alerts over a three-month period.       4.5	 Other tools
Senior doctors and those more experienced using          A number of computerised and other tools have
the system were more likely to ignore a warning          been tested to reduce prescribing errors, often in
message.136                                              conjunction with electronic prescribing. These
                                                         interventions are a mix of tools to reduce errors
                                                         during prescribing and tools to identify and
                                                         mitigate errors before they reach the patient.
                                                         One study examined the effect of regular
                                                         and expected printed educational materials
                                                         on prescribing. In Canada, 499 doctors were




THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   23
randomised to receive 12 evidence-based drug           receives from different hospitals nationwide.
therapy letters immediately or after 3–8 months        This system was used to address the problem of
(control group). The aim was not merely to improve     duplicate medications for outpatients visiting
evidence-based prescribing, but also to reduce         multiple hospitals. At one hospital an e-prescribing
dosage and drug choice errors. The series of letters   system was enhanced with the ability to access
influenced which drugs were prescribed to newly        smart cards and alert doctors about potential
treated patients. Each letter alone did not make a     duplicate medications at the time of prescribing.
significant impact, but when combined they made a      Over a three-month period, 2% of all smart cards
difference.140                                         read contained medications that would potentially
                                                       have been duplicated without this system. Around
A hospital in the US introduced a voluntary            one-third of these prescriptions were revised due to
interactive computerised worksheet for use when        the alerts.146
prescribing parenteral nutrition in the neonatal
intensive care unit. The worksheet reduced the         Combining more than one tool is becoming
prescribing error rate from 14% to 7%.141              popular. A US hospital system implemented a
                                                       range of clinical information technology such
Another US hospital tested a standardised              as e-prescribing, pharmacy and laboratory
chemotherapy order form to reduce prescribing          information systems, clinical decision support
errors and the cost of medication to reduce            systems, electronic drug dispensing systems and a
vomiting and nausea. The form was associated with      barcode point-of-care medication administration
fewer prescribing errors and a reduction in the        system. Medication errors decreased. Most
average cost.142                                       prescribing errors decreased, including drug allergy
Another US hospital examined the impact of             detection, excessive dosing and incomplete or
adding a medication list targeting the most            unclear orders.147
common medications to an e-prescribing system in
a paediatric A&E department. The medication list
decreased errors from 24 to 13 per 100 visits.143
Elsewhere in the US, a hospital tested a system for
reconciling medications that patients take at home
with what they receive in hospital. The unintended
discrepancy rate between a patient’s home
medications and admission medication orders
was reduced from 20% to 1% using the electronic
reconciliation system.144
A hospital in Sweden tested providing a
medication report for older people discharged
into the community. 32% had one or more
medication errors compared to 66% of a
retrospective comparison group who did not
receive a medication report. Prescribing errors
were not identified separately.145
In China and Japan, patients may ‘shop around’ for
doctors or hospitals, visiting a number of doctors
for the same condition. In Taiwan, a national
insurance health smart card was adopted, which
carries information about the medications a patient



THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   24
5.	Summary




5.1	 Key points                                          errors, particularly if the systems do not allow the
                                                         prescriber to see the entire medication history or
Most people taking medication will benefit from
                                                         other relevant information easily.
it, but there is always the potential for errors which
may cause harm. Prescribing errors are the largest       Alerts and prompts alone have generally not been
source of medication errors. A systematic review of      found to reduce prescribing errors, though some
16 studies about errors in handwritten prescriptions     studies have positive results.
in hospitals found that the most common causes of
error were mistakes due to inadequate knowledge          Although opinion pieces and narrative articles
of the drug or the patient, memory lapses, lack          are available,149 less empirical research has been
of training or experience, fatigue, stress, high         published about ‘human factors’ approaches to
workload and inadequate communication between            reducing prescribing errors regarding the interface
healthcare professionals.148                             between personnel and the environment and
                                                         systems in which they work.
A number of strategies have been tested to reduce
prescribing errors. The most commonly researched         Training staff to fulfil their roles is an important
strategy involves redesigning equipment and              human factors component. There is some evidence
tasks through the use of electronic tools such as        that training medical students can help them feel
e-prescribing and computerised decision support          more confident about prescribing but the longer-
systems (alerts and prompts). While a great deal         term impact on reducing errors remains uncertain.
has been written about e-prescribing and alert tools     Other studies have examined training for fully
in hospital, and to a lesser extent in primary care,     qualified doctors. This has taken the form of one-
evidence about the effectiveness and value of such       to-one sessions about specific medications or
systems is mixed. In the US e-prescribing systems        patients (academic detailing), group sessions and
have been mandated for widespread use, while in          collaborative improvement projects and quality
the UK such tools are very common. Some research         circles where groups of prescribers network, share
supports this, with findings of substantial reductions   good practice and take part in practical error
in prescribing errors. In fact, it is common for the     reduction initiatives.
introduction of combined e-prescribing and alert
systems to halve prescribing errors.                     Some research is available about expanding
                                                         pharmacist roles to target error reduction,
However, other studies suggest that the types of         particularly in hospital. Research is also emerging
errors affected may be clinically insignificant and      about pharmacist roles in primary care. Studies
that there may be other costs involved. While            have examined reactive use of pharmacist roles,
e-prescribing systems reduce illegibility errors,        such as using pharmacists to review prescriptions
such systems may take more time than handwritten         for errors before medication orders are filled.
prescriptions and may introduce new types of             Research is also emerging about more proactive use
                                                         of pharmacist roles, such as circulating on wards to
                                                         check prescriptions and providing education one to
                                                         one or in groups to prescribers.

THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   25
However, these studies tend to focus on the             Summary of key themes in studies about
identification and mitigation of prescribing errors     reducing prescribing errors
after they have occurred. There is very little
research about using different roles to address         Factor Findings
errors during the prescribing process itself.           Training One-to-one educational visits can
                                                                 improve prescribing150–153
The scan suggests that there is a real gap in the
                                                                 Individualised educational letters have
literature about improving the safety and reliability
                                                                 shown promise154,155 as have follow-up
of prescribing in patient pathways. None of the
                                                                 telephone calls from pharmacists156
solutions previously researched have focused
in-depth on patient pathways. This is a focus of                 Training sessions and simulations
the Health Foundation’s Safer Clinical Systems                   for students improve confidence in
initiative, which has the potential to make a                    identifying errors, but impacts on
significant contribution to the knowledge base in                error reduction are uncertain157–160
this area.                                                       Education sessions for professionals
                                                                 have reduced prescribing error
                                                                 rates161–163
                                                                 Improvement programmes
                                                                 and learning networks have
                                                                 positive outcomes but each varies
                                                                 considerably.164–166 The process of
                                                                 monitoring and reporting errors may
                                                                 be a key part of this167–169
                                                        Roles    Pharmacists checking medication
                                                                 orders can identify prescribing
                                                                 errors170–174 but not all findings are
                                                                 positive175
                                                                 Pharmacists circulating on wards
                                                                 can identify and reduce prescribing
                                                                 errors, especially when coupled with
                                                                 education176,177
                                                                 Medicine reconciliation by
                                                                 pharmacists has mixed findings178 but
                                                                 there are some positive trends179,180
                                                                 Introducing pharmacist initiatives as
                                                                 part of a multifaceted intervention
                                                                 may work well181,182
                                                        Tools    E-prescribing systems have been
                                                                 found to reduce prescribing
                                                                 errors,183–199 though not all studies are
                                                                 positive200–207
                                                                 There are mixed findings about alerts
                                                                 and prompts208–210
                                                                 Human factors issues such as the
                                                                 design of systems, workflow, alert type
                                                                 and context may be key success factors
                                                                 when implementing tools to reduce
                                                                 prescribing errors211–222


THE HEALTH FOUNDATION                                             Evidence scan: Reducing prescribing errors   26
5.2	Caveats                                              Quality of research
When interpreting the findings of the evidence           There are also some issues with the quality of the
scan it is important to bear in mind several caveats.    studies included. A number of studies have been
                                                         conducted at single sites or a small number of
                                                         homogeneous sites and include small numbers of
Scope                                                    patients and prescribers. Before and after study
The evidence scan is not exhaustive. It presents         designs are common in this field and these may be
examples of studies but does not purport to              subject to potential bias. A number of factors could
represent every study about reducing prescribing         have affected prescribing error rates over time other
errors. The purpose is to give a flavour of available    than the specific intervention being tested. For
research rather than to summarise every existing         example, studies of introducing an e-prescribing
study in detail.                                         system may note a reduction in prescribing
It is also important to note that only studies           errors but it is uncertain the extent to which such
explicitly aiming to reduce prescribing errors           reductions are a result of the tool itself versus the
are summarised. A number of other studies may            awareness raising, education and culture change
have reduced prescribing errors as a secondary or        that may have accompanied its introduction.
unexpected outcome, but if the research did not
have this as a key target it would not have been         Making comparisons
included.                                                Finally, it is difficult to make comparisons between
                                                         studies because various definitions of ‘prescribing
Quantity of research                                     errors’ are used and the research methods vary in
Although a reasonable amount of research is              design and quality.223,224
available about this topic, there are limits to          Furthermore, there are differences in the healthcare
the conclusions that can be drawn. There is              context in which studies took place. Much of the
insufficient comparative evidence to suggest that        research is drawn from North America, where
one approach is more effective than others for           prescribing practices, laws and the healthcare
reducing prescribing errors. Nor is there good           systems are very different from the UK. For
evidence to be able to extrapolate about key success     example, e-prescribing is almost universal in UK
factors or the settings or situations in which           primary care, but is just beginning to be rolled
improvement approaches work most effectively.            out in the US. Similarly, in countries such as the
The cost effectiveness of various strategies to reduce   US and some parts of Europe, prescriptions are
prescribing errors is also uncertain.                    commonly written by doctors and then transcribed
Most research focuses on reducing prescribing            by others into prescription forms or electronic
errors in hospital. Far less is known about reducing     systems. In the UK, prescribers are responsible for
prescribing errors in other settings such as primary     writing or inputting their own prescriptions. These
care, dentistry or mental health. A lack of evidence     differences in systems and context have an impact
about settings or interventions other than those         on the relevance and applicability of the research to
covered in the scan does not mean that other             UK settings.
options are not useful or effective, just that few       Even where comparable definitions are used and
research articles have been published about these        geographic contexts can be compared, the level of
topics.                                                  detail reported in individual studies is sometimes
                                                         insufficient to provide a meaningful summary or to
                                                         extract the exact impacts of interventions. While we
                                                         can say that a particular study found a reduction in
                                                         prescription errors, the details provided are usually
                                                         not enough to be able to replicate the intervention
                                                         or roll it out more broadly.


THE HEALTH FOUNDATION                                               Evidence scan: Reducing prescribing errors   27
Despite these caveats, research continues into the
most effective ways to reduce prescribing errors in
order to enhance patient safety.
It is likely that the best strategies to reduce
prescribing errors are multifaceted.

 Interventions are needed at three levels
 to improve prescribing: (1) improve the
 training, and test the competence, of
 prescribers; (2) control the environment
 in which prescribers perform in order
 to standardise it, have greater controls
 on riskier drugs, and use technology to
 provide decision support; and (3) change
 organisational cultures, which do not
 support the belief that prescribing is a
 complex, technical, act, and that it is
 important to get it right. 225
Human factors issues and the interactions between
systems, tasks and personnel have not been
explored in any depth so there is much scope for
learning in this area. As prescribing errors make up
a significant proportion of all errors in healthcare,
further work in this field has the potential to
significantly improve patient safety.




THE HEALTH FOUNDATION                                   Evidence scan: Reducing prescribing errors   28
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182	 Chedoe I, Molendijk HA, Dittrich ST, Jansman FG, Harting JW,              AC, Bollen CW. The effect of computerized physician order
     Brouwers JR, et al. Incidence and nature of medication errors             entry on medication prescription errors and clinical outcome
     in neonatal intensive care with strategies to improve safety: a           in pediatric and intensive care: a systematic review. Pediatrics
     review of the current literature. Drug Saf 2007;30(6):503-513.            2009;123(4):1184-1190.
183	 Donyai P, O’Grady K, Jacklin A, Barber N, Franklin BD.                199 Conroy S, Sweis D, Planner C, Yeung V, Collier J, Haines L, et al.
     The effects of electronic prescribing on the quality of                   Interventions to reduce dosing errors in children: a systematic
     prescribing. Br J Clin Pharmacol 2008;65(2):230-237.                      review of the literature. Drug Saf 2007;30(12):1111-1125.




THE HEALTH FOUNDATION                                                                     Evidence scan: Reducing prescribing errors              34
200	 Ammenwerth E, Schnell-Inderst P, Machan C, Siebert U.                213 Niazkhani Z, Pirnejad H, van der Sijs H, de Bont A, Aarts J.
     The effect of electronic prescribing on medication errors and            Computerized provider order entry system - does it support the
     adverse drug events: a systematic review. J Am Med Inform Assoc          inter-professional medication process? Lessons from a Dutch
     2008;15(5):585-600.                                                      academic hospital. Methods Inf Med 2010;49(1):20-27.
201	 Dainty KN, Adhikari NK, Kiss A, Quan S, Zwarenstein M.               214 Halamka J, Aranow M, Ascenzo C, Bates DW, Berry K,
     Electronic prescribing in an ambulatory care setting: a cluster          Debor G, et al. E-prescribing collaboration in Massachusetts:
     randomized trial. J Eval Clin Pract (Published online March              early experiences from regional prescribing projects. J Am Med
     2011).                                                                   Inform Assoc 2006;13(3):239-244.
202	 Mirco A, Campos L, Falcao F, Nunes JS, Aleixo A. Medication          215 Khajouei R, Jaspers MW. The impact of CPOE medication
     errors in an internal medicine department. Evaluation                    systems’ design aspects on usability, workflow and medication
     of a computerized prescription system. Pharm World Sci                   orders: a systematic review. Methods Inf Med 2010;49(1):3-19.
     2005;27(4):351-352.                                                  216 Mollon B, Chong J Jr, Holbrook AM, Sung M, Thabane L,
203	 Barber N. Electronic prescribing - safer, faster, better? J Health       Foster G. Features predicting the success of computerized
     Serv Res Policy 2010;15 Suppl 1:64-67.                                   decision support for prescribing: a systematic review of
204	 Reckmann MH, Westbrook JI, Koh Y, Lo C, Day RO. Does                     randomized controlled trials. BMC Med Inform Decis Mak
     computerized provider order entry reduce prescribing errors for          2009;9:11.
     hospital inpatients? A systematic review. J Am Med Inform Assoc      217 Sheehan B, Kaufman D, Stetson P, Currie LM. Cognitive analysis
     2009;16(5):613-623.                                                      of decision support for antibiotic prescribing at the point of
205	 Koppel R, Metlay JP, Cohen A, Abaluck B, Localio AR, Kimmel              ordering in a neonatal intensive care unit. AMIA Annu Symp
     SE, et al. Role of computerized physician order entry systems in         Proc 2009;2009:584-588.
     facilitating medication errors. JAMA 2005;293(10):1197-1203.         218 McCoy AB, Waitman LR, Gadd CS, Danciu I, Smith JP, Lewis JB,
206	 Han YY, Carcillo JA, Venkataraman ST, Clark RS, Watson                   et al. A computerized provider order entry intervention
     RS, Nguyen TC, et al. Unexpected increased mortality after               for medication safety during acute kidney injury: a quality
     implementation of a commercially sold computerized physician             improvement report. Am J Kidney Dis 2010;56(5):832-841.
     order entry system. Pediatrics 2005;116(6):1506-1512.                219 Strom BL, Schinnar R, Aberra F, Bilker W, Hennessy S,
207	 Gandhi TK, Weingart SN, Seger AC, Borus J, Burdick E,                    Leonard CE, et al. Unintended effects of a computerized
     Poon EG, et al. Outpatient prescribing errors and the impact of          physician order entry nearly hard-stop alert to prevent a drug
     computerized prescribing. J Gen Intern Med 2005;20(9):837-841.           interaction: a randomized controlled trial. Arch Intern Med
                                                                              2010;170(17):1578-1583.
208	 Schedlbauer A, Prasad V, Mulvaney C, Phansalkar S, Stanton
     W, Bates DW, et al. What evidence supports the use of                220 Scott GP, Shah P, Wyatt JC, Makubate B, Cross FW. Making
     computerized alerts and prompts to improve clinicians’                   electronic prescribing alerts more effective: scenario-based
     prescribing behavior? J Am Med Inform Assoc 2009;16(4):531-              experimental study in junior doctors. J Am Med Inform Assoc
     538.                                                                     2011; 18(6):789-798.

209	 Kaushal R, Shojania KG, Bates DW. Effects of computerized            221 Shah NR, Seger AC, Seger DL, Fiskio JM, Kuperman GJ,
     physician order entry and clinical decision support systems              Blumenfeld B, et al. Improving acceptance of computerized
     on medication safety: a systematic review. Arch Intern Med               prescribing alerts in ambulatory care. J Am Med Inform Assoc
     2003;163(12):1409-1416.                                                  2006;13(1):5-11.

210	 McKibbon KA, Lokker C, Handler SM, Dolovich LR, Holbrook             222 Tamblyn R, Huang A, Taylor L, Kawasumi Y, Bartlett G, Grad R,
     AM, O’Reilly D, et al. The effectiveness of integrated health            et al. A randomized trial of the effectiveness of on-demand
     information technologies across the phases of medication                 versus computer-triggered drug decision support in primary
     management: a systematic review of randomized controlled                 care. J Am Med Inform Assoc 2008;15(4):430-438.
     trials. J Am Med Inform Assoc 2012;19(1):22-30.                      223 Hofer TP, Kerr EA, Hayward RA. What is an error? Eff Clin
211	 Devine EB, Williams EC, Martin DP, Sittig DF, Tarczy-Hornoch             Pract 2000; 3(6):261-9.
     P, Payne TH, et al. Prescriber and staff perceptions of an           224 Tully MP, Ashcroft DM, Dornan T, Lewis PJ, Taylor D,
     electronic prescribing system in primary care: a qualitative             Wass V. The causes of and factors associated with prescribing
     assessment. BMC Med Inform Decis Mak 2010;10:72.                         errors in hospital inpatients: a systematic review. Drug Saf
212	 Devine EB, Wilson-Norton JL, Lawless NM, Hansen RN,                      2009;32(10):819-836.
     Hollingworth W, Fisk AW, et al. Implementing an ambulatory           225 Barber N, Rawlins M, Dean Franklin B. Reducing prescribing
     e-prescribing system: strategies employed and lessons learned            error: competence, control, and culture. Qual Saf Health Care
     to minimize unintended consequences. In: Henriksen K, Battles            2003;12 Suppl 1:i29-32.
     JB, Keyes MA, Grady ML (eds). Advances in Patient Safety: New
     Directions and Alternative Approaches (Vol. 4: Technology and
     Medication Safety). Rockville: Agency for Healthcare Research
     and Quality, 2008.




THE HEALTH FOUNDATION                                                                   Evidence scan: Reducing prescribing errors             35
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Reducing prescribing errors evidence scan-2012

  • 1. Evidence scan: Reducing prescribing errors April 2012 Identify Innovate Demonstrate Encourage
  • 2. Contents Key messages 3 1. Scope 4 2. Education and development 7 3. Expanding professional roles 11 4. Tools 15 5. Summary 25 References 29 Health Foundation evidence scans provide information to help those involved in improving the quality of healthcare understand what research is available on particular topics. Evidence scans provide a rapid collation of empirical research about a topic relevant to the Health Foundation's work. Although all of the evidence is sourced and compiled systematically, they are not systematic reviews. They do not seek to summarise theoretical literature or to explore in any depth the concepts covered by the scan or those arising from it. This evidence scan was prepared by The Evidence Centre on behalf of the Health Foundation. © 2012 Health Foundation
  • 3. Key messages Medicines can do a lot of good but they also have the potential to cause harm. Medication errors are one of the most common causes of patient harm and prescribing accounts for a large proportion of medication errors. This evidence scan examines strategies to reduce prescribing errors. Prescribing errors include mistakes or inaccuracies Educational strategies when choosing and ordering treatments, such as Educational initiatives tend to focus on stopping wrong doses or illegible prescriptions. errors before they occur. Strategies include: Eight databases were searched and 123 studies were –– group training sessions included about strategies for reducing prescribing errors, predominantly from North America. Studies –– individual education visits about errors of omission, such as not prescribing –– letters and printed materials a drug that might be helpful, were excluded because it is difficult to be objective about what –– audit and error reporting systems medications should be prescribed in any individual –– improvement projects and collaboratives. instance. The scan does not cover other medication All of these initiatives have had some success, but errors such as those related to dispensing or there is not enough evidence to say which strategies administration. work best. Most studies about reducing prescribing errors have been undertaken in hospital. The three most Professional roles commonly researched approaches are, in order of Studies of expanding professional roles tend to frequency: computerised tools, training to improve focus on how pharmacists can identify any errors prescribing and expanding professional roles to before patients are harmed, including: identify errors. –– checking for errors as prescriptions are received Computerised tools at the pharmacy or on wards Electronic prescribing and computerised decision –– medicine reconciliation or reviews support have been studied extensively but there are –– individual or group education sessions. mixed findings. Most studies suggest computerised tools can reduce prescribing errors but some Most research suggests that engaging pharmacists suggest unintended negative consequences. in these ways can be beneficial, but few studies have Emerging evidence suggests that to be successful, explored the best ways to integrate pharmacists human factors such as workflow features, tool into teams and the interprofessional factors to design and context need to be considered. be considered. Combining education, enhanced professional roles and computerised tools may help to reduce prescribing errors most effectively. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 3
  • 4. 1. Scope Health professionals and managers are always looking for ways to improve the quality and safety of healthcare. Medicines are a key component of healthcare and errors relating to medication may impact on patient safety. This evidence scan explores what is being done to reduce prescribing errors. 1.1 Purpose 1.2 Definitions Thousands of people in the UK take medicines every day to help manage ongoing conditions Prescribing errors or to help them through an emergency or crisis. Prescribing is the process whereby a doctor, Most receive and take their prescriptions without nurse or other registered professional authorises incident in hospital or in the community, but in a use of medications or treatments for a patient small number of cases an error occurs, whether or and provides instructions about how and when not it is evident to patients. those treatments should be used. Although the term commonly refers to orders for medicines, A medication error is a failure in the the concept can equally encompass laboratory treatment process that leads to, or has the tests, medical imaging, psychological treatments, potential to lead to, harm to the patient.1 eye glasses, eating and exercise regimes or other instructions to help optimise health and This evidence scan explores steps that have been wellbeing.2,3 explored to minimise prescribing errors. It does not cover the frequency or cause of prescribing errors. Prescriptions are handwritten or computerised It focuses solely on approaches that have been used documents containing the patient’s name and to minimise such errors. address, the date, the specific treatments prescribed and an authorising signature. They are a way for The scan addresses the questions: prescribers to communicate with pharmacists or – What approaches have been used to reduce others who in turn fill the prescription. Prescribers prescribing errors? include doctors of various types and, in some countries, nurse practitioners, physicians assistants, – Have any approaches related to human factors dentists, podiatrists, optometrists, clinical been researched? psychologists and clinical pharmacists also write The scan provides a rapid collation of empirical prescriptions.4–6 research about initiatives to reduce prescribing errors. All of the evidence has been sourced and Prescriptions can help people stay healthy or compiled systematically, but the scan is not a manage long-term conditions or emergency systematic review and does not seek to summarise situations. However, as with other components of every study on this topic. healthcare, prescriptions are also subject to error and can lead to unintended harm. Medication This section defines prescribing errors and human errors are one of the most common patient safety factors approaches and describes the methods used issues and prescribing errors are one of the most to identify relevant research. The following sections common types of medication errors.7–12 outline the three broad approaches that have been used to reduce prescribing errors: training to avoid Prescribing errors can take many forms, but prescribing errors before they happen, expanding commonly involve incorrect doses, illegible details professional roles to identify and rectify errors, and or ordering inappropriate medications or drugs using tools to improve processes. that may react with other medications already being taken. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 4
  • 5. A study to develop a definition of prescribing errors Human factors approaches address the interactions in the UK concluded that transcription errors, between people, the work environment and failure to communicate essential information organisational systems. This discipline seeks and the use of drugs or doses inappropriate for to understand people’s psychological and the individual patient were prescribing errors, physiological limitations, the demands imposed but omissions and deviations from policies or upon people at work and how the mismatch guidelines were not.13 Even so, some also define between the two leads to errors. prescribing omissions as errors, for example if a doctor fails to prescribe an antihypertensive drug In the field of healthcare, human factors approaches for someone who could benefit from it. aim to enhance clinical performance through an understanding of the effects of teamwork, tasks, In this evidence scan, the focus is on active errors, equipment, workspace, culture and organisation whereby the prescription contains a potentially on human behaviour and abilities and to apply that harmful drug, combination or dosage rather than knowledge in clinical settings. solely errors of omission. Studies focused only on errors of omission were excluded unless they Human factors approaches may involve explicitly defined such errors as ‘prescribing errors’ diagnosing issues in the interaction between and investigated definite strategies to reduce those people and systems, identifying workload errors. In this way, the scan uses the definition of and task interruptions and redesigning the ‘prescribing errors’ as outlined in individual studies workplace environment and team factors through in the review. This means that studies that sought standardisation and prioritisation. to ‘improve prescribing’ in terms of adherence to Human factors approaches tend to focus on guidelines or increasing or decreasing the rates personnel, training and operating parameters.14–21 of prescribing some types of medicines were not More specifically, human factors solutions may included unless the authors specifically defined include five broad approaches:22,23 these as prescribing errors. The scan focuses on research about reducing prescribing errors rather –– training individuals to better prepare them for than research about ‘improving prescribing’ more the work and conditions generally. –– selecting individuals who possess the best characteristics for the job and avoiding fatigue, Human factors stress and burnout All approaches to reduce prescribing errors were –– environmental design such as improved of interest but there was a special focus on human lighting, temperature control and reduced noise factors approaches. –– equipment design including tools and ‘Human factors’ is a multidisciplinary field automation incorporating contributions from psychology, –– task design to change what staff do rather than engineering, design, ergonomics, operations just the devices they use. This may involve research, aviation, continuous quality improvement assigning some or all of tasks to other workers or and other disciplines. to automated processes In general terms, a ‘human factor’ is a physical, Interventions to reduce prescribing errors all mental, emotional or social aspect that is specific fit broadly into these human factors categories. to humans and may influence how people interact There is potential overlap in these categories but with the environment and people around them. interventions to reduce prescribing errors have Human factors approaches thus study all aspects of focused largely on training individuals, selecting the way humans relate to the world around them, individuals (pharmacist roles) and equipment and their capabilities and limitations and how these can task design (including electronic systems). The be used to improve performance and safety. following chapters describe research about each of these three areas in turn. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 5
  • 6. 1.3 Methods While the focus is on prescribing errors, rather than medication errors more generally, the The scan focused on research articles published review screened studies related to ‘medication in journals in the UK and internationally and was errors’ because often studies use this terminology completed over a two-week period. rather than the term ‘prescribing’. Studies using To identify relevant research, one reviewer searched this broader terminology were included if they eight bibliographic databases for studies of any contained specific data about prescribing errors. design in any language published between 1990 More than 10,000 articles were scanned and 123 and early January 2012. The databases comprised studies met the inclusion criteria. Medline, Embase, the Cochrane Library and Controlled Trials Register, PsychLit, Google Although prescribing of all types was eligible for Scholar, Web of Science, ScienceDirect, and the inclusion, only research about reducing errors in Health Management Information Consortium. medication prescribing was identified in the search. The report therefore focuses on reducing errors in Search terms included combinations of prescribing medication prescribing. error, prescription error, medication error, dosing error, dose error, human factors, task identification, Findings were extracted from all publications using task redesign, workplace environment, situational a structured template and studies were grouped awareness, team roles, standardisation, according to key themes to provide a narrative prioritisation, workload interruptions, pharmacist, summary of trends. pharmacy, computerised order entry, computerised physician order entry, computerised pharmacist order entry, e-prescribing and similes. General search terms such as ‘prescribing error’ were used first to identify the largest range of studies. When research about specific interventions was identified, such as e-prescribing, these interventions were then added as search terms to ensure completeness. In this way the search strategy was initially general, to identify research about a wide variety of interventions, and then became more detailed, to gain in-depth information about the specific interventions identified. To be eligible for inclusion, studies had to be readily available empirical research or systematic literature reviews which examined some type of outcome relating to reducing prescribing errors. This may include, for example, strategies used to reduce errors, the benefits or costs of doing so, or increases in reporting rates. Studies about the number and type of prescribing errors were not included. Studies that described potential approaches to reducing prescribing errors but did not contain empirical data were also excluded. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 6
  • 7. 2. Education and development Training personnel to better prepare them for tasks and work conditions is a human factors approach. This section describes 24 studies about training and educational initiatives to reduce prescribing errors. Research has focused on using training and Another review of interventions to improve development initiatives to reduce prescribing errors prescribing included 29 studies. Educational in two distinct ways. outreach visits and audit and feedback were most commonly studied and were found to be effective –– The first relates to reducing errors during the for improving prescribing practice.25 prescribing process itself. Here, research has examined one-to-one and group education and Researchers in Australia tested the value of improvement projects to stop errors happening academic detailing to reduce simple errors when in the first place. prescribing drugs that can be addictive in hospital. –– Second, research has examined training and One hospital acted as a control and another development initiatives to identify and rectify received academic detailing, where junior doctors any errors that do occur, to minimise the chance received an educational visit and a bookmark of them harming patients. Here, the focus tends reminder containing the requirements for selected to be on error monitoring and reporting systems. drugs. Prescription error rates decreased from 41% to 24% at the hospital receiving academic detailing Research about training and development and the confidence of junior doctors in writing initiatives is divided into these two subsections prescriptions increased. There was no change in below. error rates at the control hospital.26 Elsewhere in Australia, a hospital used a decision 2.1 Reducing errors support tool to help with drug dosing for people during prescribing with kidney problems. The system was introduced to prescribers using academic detailing. There were One-to-one education improvements in dosing for various drugs. The Individualised education can take many forms, evaluators concluded that one-to-one education including ‘academic detailing’ whereby a helped to introduce tools for reducing prescribing professional is visited in their workplace for a errors.27 one-to-one education session. A Cochrane Review examined face-to-face outreach visits by a trained Group education for trainees person to a health professional. 18 randomised Most studies of group education sessions to reduce trials were included, 13 of which targeted prescribing errors focus on training for medical or prescribing. All outreach interventions included pharmacy students or registrars. several components such as written materials or conferences. Reminders or audit and feedback A prescribing skills course for interns was tested were sometimes used. All studies found improved in the US. A pharmacy faculty gave two lectures, behaviours. However, few studies examined patient attended hospital rounds and took part in clinics. outcomes or costs.24 Interns then undertook a written exam and clinical assessment. All interns made at least one THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 7
  • 8. prescribing error on the exam, but all passed on the Another hospital in Spain tested ways to improve second attempt and gained prescribing privileges handwritten prescriptions in neonatal units. Staff after six months. The researchers concluded that took part in training about good prescribing the prescribing curriculum was practical and practice and used a pocket PC automatic dosage feasible.28 However, studies like these tend not calculation system. Incorrect prescriptions reduced to follow up on results to examine the impact on from 40% to 12%.32 reducing prescribing errors in practice. Other studies have examined combined training An Objective Structured Clinical Examination for both fully qualified professionals and trainees. (OSCE) is an assessment tool that uses lay people Researchers in England examined whether trained to respond to questions in a standardised prescriber education in tutorials, ward-based manner. Students’ performance is observed teaching and feedback with each new group of and scored. An OSCE station related to the trainee medical staff could reduce prescribing communication and management of prescription errors in intensive care. Prescribing audits before errors was tested with third-year students at one training, immediately after training and six weeks US medical school. In total, 77% of students said after training were fed back to prescribers with that the OSCE station improved their awareness of their individual prescribing and error rates and medication errors and 71% thought that they were anonymised information about other prescribers’ more comfortable communicating prescription error rates. Prescription errors decreased.33 errors to patients. Feedback about root cause analysis, collaboration with the pharmacist for Improvement programmes error analysis, interpersonal and communication A small number of studies have tested how skills feedback from faculty, use of a standardised collaborative improvement projects and networks patient and use of an actual prescription that led to of professionals may impact on prescribing errors. a medication error were thought to be helpful.29 Thirteen hospitals in one US state took part in a But not all types of training for students are collaborative project to improve medication safety. successful. A hospital in Canada tested a 30-minute Teams were encouraged to make changes to their tutorial for all fellows and residents starting in the medication processes based on evaluating their accident and emergency (A&E) department at the medication systems and ergonomic principles and beginning of the academic year. The tutorial was research. Before and after data from eight of the followed by a written test. Prescribing errors were hospitals suggested a 27% decrease in medication reviewed on 18 randomly selected days. There was errors, a 13% increase in error detection and no difference in prescribing error rates between prevention and a 24% increase in formal written those who attended and those who did not attend reporting of errors that reached the patient.34 the tutorial.30 A hospital in Argentina implemented strategies to Group education for change the safety culture and reduce medication errors in children and babies. Interventions qualified professionals focused on promoting positive safety culture Education to reduce prescribing errors has also without punitive management of errors and targeted fully qualified professionals. A neonatal specific prescribing and drug administration intensive care unit in Spain evaluated the effect of recommendations. The medication error rate educational sessions for health professionals on decreased from 11% to 7% over a two-year period. the number and type of prescription errors. The Prescribing errors were not analysed separately but prescription error rate reduced from 21% to 3%.31 were specifically targeted.35 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 8
  • 9. 2.2 Reducing errors identified and randomly assigned to provider feedback or usual care. However, after one year after prescribing there was no difference in adverse drug events.40 One-to-one education Various types of individualised education have Group education for trainees also been studied for reducing the impact of errors Researchers in Canada evaluated a computer or identifying errors before they harm patients. training module to improve third-year pharmacy In Australia, direct feedback to clinicians was students’ ability to identify and correct prescribing tested to reduce errors from polypharmacy or errors. The module helped increase the drug interactions in older people. GPs were sent identification of errors.41 information about the at-risk patient, relevant In the US, first-year pharmacy students took part in clinical guidelines and a personalised covering laboratory simulations to help identify and prevent letter. There was a reduction in the average medication errors, including prescribing errors. number of medications prescribed for each person Following simulations and role plays, students’ following the prescriber feedback.36 knowledge and awareness of medication errors Similarly, researchers in Canada examined whether improved as did their confidence in recognising and follow-up letters from pharmacists to doctors preventing errors and communicating about them.42 following inappropriate prescriptions would However, studies like these tend not to follow up to improve prescribing for people in long-term care. examine the impact on reducing prescribing errors The educational letters briefly described potentially in practice. inappropriate prescriptions and suggested alternatives. 38% of potentially inappropriate prescriptions were changed by the doctor following Improvement programmes A hospital in Switzerland tested various approaches a letter.37 for reducing the impact of adverse drug incidents. Researchers in the US tested whether a Non punitive incident monitoring was set up in a computerised drug review database linked to a neonatal-paediatric intensive care unit. Systems telepharmacy intervention reduced inappropriate changes included double checking for potentially medication use in 23,269 people aged 65 years or harmful drugs, using a standardised prescription older. Computer alerts triggered telephone calls to form and contacting the national drug control doctors from pharmacists with training in older agency about misleading drug labels. Most of people’s medicine who could discuss substitution the system changes were based on minor critical options. As a result, 24% changed to a more incidents which were only detected after a long appropriate drug.38 period of time. They resulted in some potential errors being caught, including prescribing errors.43 Education may also be informal and result from interactions between staff members. Researchers in Another popular educational and improvement the US assessed the views of pharmacy directors, method is audit and feedback. Changes are monitored medical centre executives and pharmacists over time and prescribers and pharmacists are given about the value of pharmacist residency training written feedback about their own performance in programmes. Participants believed that residency comparison to others. A Cochrane Review about programmes had many benefits and that these audit and feedback included 37 randomised trials, outweighed costs. They thought that pharmacy including some about prescribing. Effects were residents helped to reduce medication errors by varied. The reviewers concluded that audit and educating prescribers and checking prescribing.39 feedback can sometimes be effective in improving the practice of health professionals, in particular Patients have been targeted for education in a prescribing and diagnostic test ordering, but effects small number of instances. In one study, 913 US tend to be small.44 outpatients with potential prescribing errors were THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 9
  • 10. Error monitoring and reporting Monitoring and reporting on errors may in itself serve to raise awareness and support improvement. A neonatal intensive care unit in Spain tested whether prescribing errors would decrease merely as a result of observation and recording of errors. The prescription error rate reduced from 33% to 19%. Rates of incorrect dosing and lack of dose specification in prescriptions reduced significantly but there was no change in transcription errors.45 A hospital in New Zealand conducted audits over a 10-year period to improve the quality of written prescriptions. Initially there was a high rate of insufficient documentation and illegible prescriptions. Interventions designed to address deficiencies included feeding back audit results, education sessions for doctors and nurses on prescribing and medication errors and changes to systems, such as modifying medication charts, developing hospital-wide prescribing standards and an alert notification system. Over time, legibility and documentation improved.46 A system was set up to report on medication errors at one hospital in France. 60% of medication errors related to prescribing. The system was found to be feasible and resulted in steps being taken to reduce errors. Success factors included a blame- free approach and ensuring that the system was confidential.47 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 10
  • 11. 3. Expanding professional roles Selecting appropriate personnel is an important human factors approach. This section describes 19 studies about initiatives relating to roles and personnel to reduce prescribing errors. As with studies about education and development, errors decreased from 10% to 5% and the number research has focused on using varying professional of warnings that doctors complied with increased roles and skill mix to reduce prescribing errors in from 44% to 68%.48 two distinct ways. –– The first relates to roles during the prescribing 3.2 Reducing errors process to reduce the likelihood of errors after prescribing happening in the first place. Here, research is very limited, and has examined prescribing by Pharmacist roles nurses versus doctors. Most studies about reducing errors after –– Second, research has examined the use of prescriptions have been written have been healthcare professionals to identify and rectify undertaken in hospital, particularly in the US. any errors that do occur, to minimise the chance The most common interventions related to specific of them harming patients. Here, the focus tends roles focusing on pharmacists. to be on expanding the role of pharmacists to Pharmacist roles to identify prescribing errors and perform checks and identify errors. to stop them reaching patients include: Research about roles is divided into these two subsections below. –– checking for errors as prescriptions are received at the pharmacy and contacting prescribers for clarification or amendment before filling 3.1 Reducing errors prescriptions during prescribing –– visiting wards to review charts and provide Few studies have examined how professional advice to prescribers about individual patients roles can be expanded to reduce prescribing –– reconciling the medicines patients usually take errors. One exception is a study of engaging with what they are prescribed in hospital nurses in roles usually performed by doctors. A hospital in Iran tested whether a collaborative –– providing medication reviews upon discharge. prescription order entry method consisting of Each of these initiatives is explored in turn. nurse order entry followed by doctor verification and countersignature is as effective as a strictly Pharmacists have also run one-to-one or group physician order entry method in reducing education sessions for prescribers but these prescribing errors in the neonatal ward. In both interventions tend to focus on prevention rather systems a warning and suggested change appeared than error identification. Studies of this nature were when the dose or frequency of the prescribed covered in the previous section. medication was incorrect. The rate of medication errors was 40% lower for nurse order entry compared to doctor order entry. Prescription THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 11
  • 12. Checking medication orders errors was lower than before the intervention and A number of studies have examined the value of preventable adverse drug events were reduced. The asking pharmacists to specifically check and review intervention cost 3 Euro per monitored day but medication orders. For instance, pharmacists at a potentially saved 26 to 40 Euro per monitored day US hospital used an electronic system to review by preventing adverse drug events.54 all prescriptions. This alerted the prescriber and Similarly, pharmacists reviewed prescriptions pharmacist to dosage errors and allergies and on the surgical wards at one hospital in Canada reduced prescription errors.49 and provided group educational sessions for Another US hospital examined how paediatric doctors. Doctors accepted 90% of pharmacist clinical pharmacists intercept prescription errors. recommendations. There was a 9% decrease in drug In total, 78% of potentially harmful prescribing costs.55 errors were intercepted by pharmacists.50 A hospital in England examined the impact of Medicine reconciliation Medication reconciliation, whereby a pharmacist pharmacists on preventing prescribing errors at checks usual medicines against planned discharge. Routinely collected data showed that prescribing, can take place in hospital or in primary 8% of all medication orders had an intervention care. A systematic review of four studies examined by a pharmacist. Pharmacists intercepted 83% of medication reconciliation interventions in both erroneous orders without referring to doctors. settings. One randomised trial and one before and Omission, drug selection and dosage errors were after study evaluated pharmacist medication review the most common.51 at hospital discharge. Neither found a benefit. Researchers in the Netherlands analysed the costs Two before and after studies examining systematic and benefits of hospital pharmacy staff detecting medication reconciliation at each primary care visit prescribing errors. Over a five-day period, 10% of had conflicting findings.56 3,540 medication orders in two Dutch hospitals In the UK, a pharmacist independent prescriber contained an error. Estimated benefits amounted completed systematic medicine reconciliation in to 9,867 Euro compared to 285 Euro in staff time A&E and initiated an inpatient prescription chart. costs.52 Medicine reconciliation completed within 24 hours But interventions involving checks by pharmacists of admission increased from 50% to 100% and are not always successful. Researchers in France prescription chart initiation in A&E increased from examined how pharmacy validation can be 6% to 80%. The prescribing error rate was reduced used as a secondary filter for eliminating errors from 3.3 errors to 0.04 errors per patient.57 from a computerised order entry system. All Elsewhere in the UK, a cost analysis of five different prescriptions over a five-day period were analysed strategies for preventing medication errors at at one hospital. Pharmacy validation produced hospital admission used models and previous only a moderate short-term impact on potential studies. Pharmacist reconciliation of medicines was prescribing errors.53 found to be cost effective.58 Pharmacists on wards Another strategy is to engage pharmacists to check Pharmacist discharge services One hospital in the Netherlands examined the prescribing on hospital wards. In the Netherlands, effect of a clinical pharmacist discharge service on a clinical pharmacist reviewed medication orders medication discrepancies and prescription errors in for patients admitted to the intensive care unit and people with heart failure. One group received usual discussed recommendations during patient review care by doctors and nurses. The other received a meetings with attending doctors. Over an eight review of discharge medication by pharmacists and a half month period, the rate of prescribing THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 12
  • 13. who alerted specialists to prescribing errors, gave medication errors to the pharmacist than to their patients information, prepared a written overview doctor. Pharmacists acted as the final interceptors, of discharge medication and communicated with detecting errors in prescriptions before they community pharmacists and GPs. The pharmacist reached patients.62 discharge service was associated with fewer medication discrepancies and prescription errors at Pharmacists may contact primary care doctors one-month follow up (39% versus 68% of people in to clarify prescriptions or suggest changes. In the the control group).59 US, call backs from pharmacies to 22 primary care practices were logged over a two-week period. Keeping records of the number and type of queries Multifaceted hospital interventions from pharmacists helped practices develop specific Sometimes a range of interventions involving interventions to reduce errors.63 pharmacists are implemented simultaneously. One paediatric intensive care unit in Egypt introduced Some proactive approaches to pharmacist review a structured medication order chart, doctor have also been tested. In Switzerland six quality education by pharmacists, provision of dosing circles were set up whereby six community assists and performance feedback to doctors. pharmacists reviewed the prescribing of 24 GPs. Prescribing error rates reduced from 78% to 35%. Key elements included the review of specific Potentially severe errors reduced from 30% to 7%.60 prescriptions, continuous quality improvement and education, local networking and feedback of A systematic review examined the frequency of comparative data about costs and drug choices. medication and prescribing errors in neonatal Analysis of nine years’ worth of data found intensive care units. In 11 studies, the highest improved quality and safety of prescribing and a reported rate was 5.5 medication errors per 100 42% decrease in drug costs compared to a control prescriptions, but rates varied widely between group, representing savings of US$225,000 per GP studies partly due to differences in definitions and per year.64 methods. Dose errors were the most common. Computerised physician order entry, participation of pharmacists in ward rounds and pharmacist Nursing homes review of prescriptions prior to dispensing were A review of 18 randomised trials of interventions suggested to improve medication safety, but there to improve prescribing in nursing homes were few high-quality evaluation data available.61 found that seven studies described educational approaches such as outreach visits, five studies described clinical pharmacist activities such as Pharmacists in primary care medication reviews and two studies described Studies are also available about the role of computerised decision support. Two studies pharmacists in reducing prescribing errors in described multidisciplinary approaches and two primary care. However, most of the research in this described multifaceted approaches. Improvements area is relatively small scale and descriptive and in prescribing were found in 83% of studies. In observational. It tends to describe interventions some cases, this included reductions in prescribing undertaken in a small number of sites, and little errors, but most of the interventions focused on detailed or long-term data about outcomes are improving suboptimal prescribing which was available. outside the scope of this evidence scan.65 For instance, a US study examined the pharmacist’s role in improving medication safety in primary care using focus groups with pharmacists and patients. Patients were likely to see multiple doctors but only one pharmacist. They were more likely to report THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 13
  • 14. 3.3 Other human factors issues Other human factors issues such as fatigue, concentration levels and stress may all have an impact on prescribing behaviour. It has also been suggested that temporary staff are more likely to be associated with medication errors.66 While descriptive articles are available about these human factors concepts and their potential impact on safety issues, no empirical research was identified about interventions targeting these factors specifically to reduce prescribing errors. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 14
  • 15. 4. Tools Redesigning equipment and tasks can reduce prescribing errors. This section describes 80 studies about tools that have been used to reduce prescribing errors. Human factors approaches are concerned with Similarly, electronic prescribing is already standard the interface between tools and systems and the in primary care in the UK, whereas in the US this personnel responsible for them. The majority is just beginning to get established. A great deal of studies about re-designing equipment and of research has been undertaken in the US about tasks to reduce prescribing errors focus on e-prescribing systems, but the findings perhaps electronic prescribing systems (e-prescribing) merely serve to reinforce what is already standard and computerised decision support systems. practice in the UK. These studies tend to describe implementation of specific systems and their outcomes, but do not usually examine the interlinkages with workflow, 4.1 E-prescribing interruptions and other human factors. Hospital care Studies about computerised tools are described in E-prescribing is also known by the terms this section because the majority of research about computerised physician order entry (CPOE), reducing prescribing errors has focused on such computerised provider order entry or tools. However, it is acknowledged that the research computerised pharmacist order entry (in the US tends to focus on the technology rather than the where pharmacists may transcribe prescribers’ interface between technology and personnel. handwritten orders into a computer system). This is an electronic process for entering instructions Almost all of the studies focus on how tools can about patient treatment. Orders for medication, be used to reduce errors during the prescribing equipment or other treatments are communicated process itself, but some of the tools can also be over a computer network to various medical staff used as a way of identifying errors after they have and departments such as pharmacy, laboratory or occurred. radiology who are, in turn, responsible for filling those orders. When interpreting the findings in this section it is important to remember that there are differences Before e-prescribing systems were available, in the in prescribing and in the roles of pharmacists in US doctors traditionally wrote out or verbally stated various countries. For example, electronic systems their instructions for patient care, which were then have been set up to reduce transcription errors but transcribed by nurses or ancillary staff before being transcription errors do not apply in the same way actioned. It was thought that such handwritten in the UK as in the US. In the UK, doctors write notes may result in more errors and delays67 and, as directly onto a drug chart or into an electronic a result, the US Institute of Medicine recommended prescribing system rather than onto a piece of e-prescribing be implemented as standard.68 paper which is then transcribed by someone else. Studies that focus on reducing transcription errors of this nature are therefore of limited relevance to the UK. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 15
  • 16. E-prescribing systems aim to reduce delay in in a nephrology outpatient clinic at a paediatric accessing medication or treatment, reduce errors hospital. The overall prescribing error rate was 77% related to handwriting or transcription, allow for handwritten items and 5% with e-prescribing. orders to be made at the point of care or off-site and Before e-prescribing, 73% of items were missing simplify inventory and charging processes. essential information and 12% were judged illegible. After e-prescribing was introduced, 1% of The systems often have decision support tools items were missing essential information and there built in whereby the system automatically checks were no illegibility errors. The number of error-free for duplicate or incorrect doses or tests, provides patient visits increased from 21% to 90%.73 alerts to let the prescriber know that a dose is too high or may interact with other medications, Researchers in Canada examined the impact of or highlights clinical guidelines or other ways to e-prescribing on medication errors and adverse improve evidence-based treatment. This section drug events in hospitalised children over a six-year includes studies about e-prescribing systems with period. Compared to wards using handwritten and without inbuilt decision support tools (often orders, the computerised system was associated the distinction is not made clear in the studies). with a 40% lower medication error rate. However, The next subsection examines research about the there was no impact on adverse drug events.74 impacts of decision support tools themselves. Over a four-year period, a US hospital introduced A large number of studies have found benefits from an e-prescribing system and incorporated decision e-prescribing, and it is commonly suggested that support features. The medication error rate such tools can reduce prescribing errors by around (excluding missed doses) fell by 81%. Serious a half.69,70 medication errors that were not intercepted fell by 86%. Dose errors, frequency errors, route errors, For instance, a systematic review found that substitution errors and allergies all reduced.75 23 out of 25 studies about e-prescribing which reported on the medication error rate found Another US hospital implemented e-prescribing improvements. Six out of nine studies that with features designed to improve medication analysed the effects on potential adverse events safety such as required fields, use of pick lists, found reduced risks. Four out of seven studies enhanced workflow features, alerts and reminders that analysed the effect on actual adverse drug and access to online reference information. The events found reduced risks. Studies of locally system was associated with a reduced error rate.76 developed systems, those comparing e-prescribing to handwritten prescriptions and studies using A US A&E department found that before manual chart review to detect errors, found greater e-prescribing there were 222 prescribing errors improvements.71 per 100 orders compared to 21 per 100 orders afterwards.77 Another review of 12 studies compared handwritten versus computerised prescription Another study tested e-prescribing in a US orders. 80% of studies about e-prescribing children’s critical care unit. Before implementation, reported fewer prescribing errors compared with there were about 2 potential adverse drug events handwritten orders. The use of e-prescribing was per 100 orders compared to 1 per 100 orders associated with a 66% reduction in prescribing afterwards. There was a 96% reduction in errors.78 errors in adults, but not children.72 A before and after study in a public hospital in Studies from many parts of the world with diverse Pakistan found that prescribing errors for inpatients health systems have found that e-prescribing were 23% during paper-based prescribing and 8% systems can reduce prescribing errors. For example, after the introduction of e-prescribing. The error rate researchers in England assessed e-prescribing for patients upon discharge was 17% for paper-based prescribing and 4% after introducing e-prescribing.79 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 16
  • 17. In Spain, a hospital unit using handwritten Most research focuses on the potential of prescriptions was compared with another using e-prescribing to avoid errors during the initial e-prescriptions. Handwritten prescriptions were prescribing process, but these tools can also be associated with a 20% error rate compared to 9% used to identify errors after the prescription has in electronically assisted prescriptions. Omission been entered. A US hospital aimed to reduce errors were also lower with e-prescriptions.80 oral chemotherapy related prescribing errors intercepted by clinical pharmacists prior to Intensive care units at one hospital in Belgium reaching the patient. A multidisciplinary team tested whether a computerised system could reduce identified key elements of the oral chemotherapy the incidence and severity of prescription errors. process using healthcare failure modes and effects One unit used a paper-based system and another analysis (HFMEA) then implemented e-prescribing used e-prescribing. There were fewer prescription which reduced the risk of prescribing error by errors with the computerised system (3% versus 69%.86 Pharmacists used the system to check and 27%) and fewer adverse drug events.81 amend prescriptions. A hospital in France compared two prescribing and E-prescribing systems have also been used to try to medication distribution systems on a paediatric reduce errors indirectly. For example, researchers nephrology ward: a handwritten prescription in England tested whether data routinely produced plus ward stock distribution system versus by an e-prescribing system could be used to computerised prescription plus unit dose drug identify doctors at higher risk of making a serious dispensing system. Over an eight-week period, the prescribing error, with the aim of intervening with computerised prescription error rate was 11% and these doctors. 848,678 prescriptions by 381 junior the handwritten prescription error rate was 88%.82 doctors at one hospital over a year long period A hospital in the Netherlands tested decision were analysed. Doctors varied greatly in the extent support and computerised order entry. The to which they triggered and responded to alerts of proportion of prescriptions containing one or more different types. It was not possible to use data about errors reduced from 55% to 17%.83 the number and type of alerts to identify doctors at high risk of making serious errors.87 Some hospitals have modified or developed specialised e-prescribing systems to target people Not all studies of e-prescribing have found with particular conditions or to address specific favourable results. Researchers in Canada types of errors. A systematic review of e-prescribing evaluated commercially available prescribing in hospital paediatric care and neonatal, paediatric software in hospital outpatient clinics. Data from or adult intensive care settings included 12 22 weeks when the system was not available observational studies. Meta analysis found a were compared with 44 weeks when the system decreased risk of prescription errors. There was was available. During intervention weeks, about no reduction in adverse drug events or mortality 8% of prescriptions were electronic and the rest rates.84 were handwritten. There was no difference in prescription error rates88 but this may be due to the Dose calculation errors are the most common very low uptake rate of the system. type of medication error in children and babies. A systematic review examined interventions to A hospital in Portugal examined an e-prescribing reduce the risk of this type of error. 28 studies were system with a dose distribution tool. The tool included, mostly about e-prescribing. Most studies helped to reduce medication errors related to of e-prescribing found some reduction in errors. transcribing and patient identification, but However, one study found increased mortality after prescription and monitoring errors remained.89 the implementation of e-prescribing.85 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 17
  • 18. E-prescribing systems have sometimes been abbreviation errors. However, errors not associated associated with negative or unexpected outcomes with abbreviations increased during the transition too, including an increase in some types of errors.90 period.94 For instance, a systematic review of 12 studies published between 1998 and 2007 examined A hospital in Italy compared manual prescription e-prescribing in hospital. Nine studies found versus a computerised system. When the reduced prescribing error rates for all or some drug computerised system was first introduced the types, usually regarding minor errors. But several number of errors increased due to incomplete studies reported increases in the rate of duplicate dose and incomplete prescriptions. However, after orders and failures to discontinue drugs. This the system was modified the overall rate of errors was attributed to inappropriate selection from a decreased.95 dropdown menu or not being able to view all active Some suggest that e-prescribing may take medication orders concurrently. The reviewers longer than handwritten prescriptions. concluded that evidence for e-prescribing systems Researchers in England assessed a combined is not compelling and is limited by small sample e-prescribing, automated dispensing, barcode sizes and poor study designs.91 patient identification and electronic medication Researchers in the US examined hospital staffs’ administration record system in a hospital surgical interaction with an e-prescribing system at one ward. Prescribing errors reduced from about 4% to hospital over a two-year period. In total, 261 staff 2% of orders. However, medical staff required 15 were surveyed, 32 were interviewed and there were seconds to prescribe a regular inpatient drug before five focus groups. The system led to 22 types of and 39 seconds after introducing the system.96 risks of medication errors such as not allowing a coherent view of patients’ medications, mistaking Primary care pharmacy inventory displays for dosage guidelines, Research about e-prescribing outside hospital is less placing alerts on paper charts rather than in the frequent and sometimes less positive, though this is system, separating functions that facilitate double standard in UK primary care. dosing and incompatible orders and generating A review of e-prescribing in outpatient settings incorrect orders due to inflexible ordering formats. included 30 studies. Only one study found reduced These risks occurred frequently.92 prescribing errors. There were no impacts on Another US hospital implemented a commercially adverse drug events. Three studies found reduced available e-prescribing system to help reduce medication costs but five others did not.97 mortality among children transported for Another study examined the impact of specialised care. Before and after analysis found e-prescribing in four US primary care practices. that the tool was associated with increased rates of There was no difference between those who used mortality, not reductions.93 basic computerised prescribing and those using It may take some time for the benefits of handwritten prescriptions.98 e-prescribing systems to become apparent and However some benefits have been observed. there may be difficulties in the transition or An analysis of 10,172 prescriptions in primary implementation period. An analysis of US data care found that a basic e-prescribing system was found that changing from using older e-prescribing associated with reduced medication errors.99 to newer systems was associated with a reduction in prescribing errors from 36% to 12%. Improvements Compared to when using handwritten orders, the were mainly a result of reducing inappropriate proportion of errors reduced from 18% to 8% in community-based US primary care. The largest improvements were in illegibility, inappropriate abbreviations and missing information.100 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 18
  • 19. But when three primary care clinics in the US It may be that decision support is more useful at implemented e-prescribing, a time motion study some stages of the prescribing process than others. found that it took longer than handwritten A systematic review of 56 studies found that during prescriptions.101 treatment initiation, decision support systems were more effective after drug selection, rather 4.2 Decision support than before. Decision support systems were more effective in hospital than ambulatory settings and Decision support tools provide prompts to help when decision support was initiated automatically prescribers avoid errors when writing or entering by the system as opposed to the user. Combining prescriptions. This subsection focuses on decision decision support with other strategies such as support tools or alert systems that are standalone education was no more effective than decision systems (not part of e-prescribing) or where alert support alone.105 systems are embedded in e-prescribing tools but their effects have been analysed separately. A Cochrane Review of 23 studies examined whether computerised advice about drug dosage Hospital care improved processes or outcomes. Computerised Evidence about the benefits of decision support advice improved doses, reduced time to therapeutic tools, such as alerts and prompts for prescribers, stabilisation and reduced the length of hospital stay. is mixed. It had no effect on adverse reactions. There was no evidence that integration into an e-prescribing A systematic review of computerised drug alerts system optimised effects. Interventions usually and prompts found that 23 out of 27 studies targeted doctors, but a few attempted to influence suggested improved prescribing behaviour or prescribing by pharmacists and nurses.106 reduced error rates. The impact varied based on the type of decision support. Five out of 27 studies Often, decision support is an adjunct to reported benefits for clinical and health service e-prescribing. A paediatric intensive care unit management outcomes.102 in Israel tested e-prescribing with or without clinical decision support. The rate of prescription Another systematic review reported that four errors was 2.5% without any tools and 2.4% out of seven studies about standalone clinical once e-prescribing was introduced. There was a decision support systems found improvements in significant reduction to less than 1% when decision medication errors and three did not. Most studies support was added. E-prescribing decreased were not powered to detect differences in adverse prescription errors only to a small extent, but drug events and evaluated small ‘home grown’ adding a decision support system had more systems rather than commercial systems.103 impact.107 A review of 87 trials of medication management A US trial tested the effectiveness of computer- information technology found that most trials: assisted decision support in reducing potentially inappropriate prescribing for older adults in A&E. –– focused on clinical decision support and 63 doctors using e-prescribing were randomly e-prescribing systems assigned to receive, or not to receive, decision –– took place in US hospitals support that advised against use of nine potentially –– focused on doctors inappropriate medications and recommended safer substitutes. The decision support group –– studied process changes related to prescribing prescribed one or more inappropriate medications and monitoring medication. during 3% of A&E visits by older people compared Processes of care improved for prescribing and with 4% of visits managed by those not receiving monitoring in hospitals. There were few studies decision support. This was a statistically significant measuring clinical outcomes and these tended to difference.108 show limited improvements.104 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 19
  • 20. Prescribing excessive doses is a common Similarly, researchers in the US tested whether a prescription error and can lead to adverse drug computerised alert system would reduce the rate of reactions. In Germany, a clinical decision support errors in drug selection or dosing for people with system was tested that provided alerts about upper renal insufficiency. A total of 32,917 people were dose limits personalised to individual patient randomly assigned to usual care or the intervention characteristics. Before the system was introduced group, where a computerised tool was used to alert 5% of prescriptions exceeded upper dose limits. pharmacists at the time of dispensing to possible Afterwards, the rate of excessive doses reduced to errors in target drug selection and dosing. Of 4%, with 20% less excessive doses compared with these, 6,125 people were prescribed one or more baseline.109 of the target drugs over a 15-month period. Alerts helped to reduce medication errors. 33% of the A hospital in the US used decision support tools to intervention group and 49% of the usual care group meet the unique prescribing needs of children. An had medication errors at follow up.114 advanced dosing model was designed to interact with an e-prescribing system to provide decision While alerts can work well to reduce prescribing support for complex dose calculations for children. errors during the prescribing process or after The system was flexible and could be altered over prescribing, ensuring that prescribers or time. It was well used and found to be feasible.110 pharmacists see alerts may be an issue. Researchers in Australia tested whether decision support Other researchers in the US examined decision within a hospital e-prescribing system influenced support alerts for helping avoid errors when putting medication ordering on ward rounds. 46 doctors medication orders into an e-prescribing system. were shadowed during ward rounds and 16 were Data for all patients at five community hospitals interviewed. Senior doctors influenced prescribing over a six-month period were analysed. The alert decisions during ward rounds but rarely used the system changed doctor’s behaviour and patient e-prescribing and alerts system. Junior doctors therapy 42% of the time and reduced medication entered most medication orders into the system, errors.111 often ignored computerised alerts and never raised As with more generic e-prescribing systems, their occurrence with other doctors on ward decision support tools have also been used to rounds. Doctors did not think that most features of identify potential errors after prescribing has the decision support system were useful.115 occurred. A hospital in Japan tested an alert system Alerts are not the only type of decision support for evaluating kidney function and checking system. Decision support tools may also include doses of medication according to the patient’s access to clinical information and guidelines. renal function. Discontinuation of inappropriate Researchers in France tested whether making medication for those with poor renal function guidelines about antibiotics more accessible to rose from 24% to 54% after the alert system was doctors would increase adherence to guidelines. In implemented.112 this instance, a lack of adherence was specifically Alerts targeting pharmacists have also been tested. defined as a prescribing error. One hospital These focus on identifying errors once prescriptions changed from having guidelines available in have been entered. In the US a computerised tool booklet format on wards to embedding these alerted pharmacists when people aged 65 and older guidelines into an e-prescribing system. Assessment were newly prescribed potentially inappropriate of 471 consecutive antibiotic orders for pneumonia medications. In total, 59,680 older people were before and after the change found improvements randomised to intervention or usual care groups. in the daily dose and the planned duration of Alerts helped to reduce inappropriate prescriptions treatment.116 for two drugs.113 In the US, a computerised guideline increased use of appropriate medication and decreased errors in drug doses.117 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 20
  • 21. Other researchers in the US examined three 4.3 Human factors issues personal digital assistant (PDA)-based drug Few studies have examined how health information sources for reducing potential professionals interact with e-prescribing and medication errors. All three PDA tools were decision support systems and the human factors found to be feasible and one was found to be more issues that may be influential. But there is some effective than the others.118 evidence of scope for further work in this area. Primary care Implementation factors Little has been written about standalone decision E-prescribing systems are common in the UK. support or alert systems for reducing errors in This contrasts with the US, where the use of primary care. The evidence that does exist tends to e-prescribing systems has been strongly advised be mixed. nationally, but rates of adoption remain relatively The US Food and Drug Administration (FDA) low. Eight focus groups in US primary care found issues black box warnings about medications with that e-prescribing was thought to improve the serious risks. Doctor adherence to these warnings availability of clinical information, prescribing is low. A system was tested for inserting black box efficiencies, coordinated care and documentation, warning alerts about drug-drug, drug-disease and and result in safer care. Factors supporting drug-laboratory interactions into an outpatient adoption included human factors features such electronic health record with clinical decision as organisational support, adequate time, a shift support. The alerts did not increase adherence to in staff workload, equipment stability, education the black box warnings.119 about changes in patient interactions and positive attitudes.122 On the other hand, following implementation of alerts cautioning against prescribing certain drugs In another part of the US, a community based to elderly people in some US outpatient clinics, integrated health system implemented a there was a 22% reduction in exposure of elderly computerised order entry system. Strategies patients to these drugs.120 for successful adoption included senior buy-in, ongoing communication, a team-oriented culture, A review of computer decision support for iterative implementation, ongoing readily accessible improving prescribing in older adults in primary training, gaining buy-in from clinicians and care or hospital included 10 studies. Eight of these workflow redesign.123 studies found some improvement in prescribing including minimising drugs to avoid, optimising Workflow redesign is gaining more attention, drug dosage or improving prescribing choices. Few but knowledge in this area remains limited. studies reported clinical outcomes.121 Researchers in the Netherlands tested the effects of an e-prescribing system on inter-professional workflow. In total, 23 doctors, nurses and pharmacists at one hospital were interviewed and documents were reviewed. The system reorganised existing work procedures and impacted on workflow in positive and negative ways. It reassigned tasks and areas of expertise and fragmented patients’ medication-related information, while providing limited support for professional groups to coordinate their tasks.124 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 21
  • 22. Three sites in the US implementing e-prescribing Types of alerts identified barriers, including those relating to The effectiveness of e-prescribing systems and human factors. Implementation barriers included decision support may sometimes be modest previous negative experiences with technology, because clinicians often override electronic alerts. initial and long-term cost, lost productivity, Two US teaching hospitals tested an alert that did competing priorities, change management issues, or did not allow the information for a certain drug functional limitations, IT requirements, waiting combination to be entered on the system. Of those for an ‘all in one’ solution and confusion about in the intervention group, 57% did not reorder the competing systems.125 Another study identified 15 alert-triggering drug within 10 minutes of receiving barriers to using medication alerts at five primary an alert compared to 14% in the control group. care clinics in the US.126 In other words, prohibiting input of some drug combinations reduced errors of this type. However, Design features unintended consequences included serious delays Human factors approaches are concerned with in treatment.130 how technologies are designed to be most useful The impact of active versus passive alerts, alerts that and user friendly. A systematic review of 19 pop up versus those that are just inserted into the studies examined the impact of design aspects of online record and alerts that require the prescriber e-prescribing systems on usability, workflow and to acknowledge reading them have all been tested. prescriptions. 16 studies were qualitative and three In the US, alerts were built into an e-prescribing used mixed qualitative and quantitative methods. system to help doctors take account of changing Design aspects were found to be important kidney function when prescribing medications. for increasing use of the systems and reducing When treating 1,598 hospital patients with acute prescribing errors. Such design aspects were kidney injury, doctors received passive non- categorised into seven groups: documentation interactive warnings from the e-prescribing system and data entry components, alerts, visual clues and on printed ward round reports. An interruptive and icons, dropdown lists and menus, safeguards, alert was provided for contraindicated or high screen displays and auxiliary functions.127 toxicity medications that should be avoided or Another review of 41 randomised trials adjusted. This alert asked prescribers to modify or examined whether design features of prescribing discontinue the orders, mark the dosing as correct decision support systems predict successful or defer the alert to reappear next time. The active implementation and usage. 37 studies reported alerts were associated with more modifications or successful implementation, 25 reported discontinuations and more prompt action. Passive changing professionals’ behaviour and five found alerts had limited response.131 improvements in patient outcomes. No design Decision support tools may generate large numbers feature was more prevalent in successful trials.128 of insignificant on-screen alerts presented as pop-up Cognitive fit between the user interface and boxes. This may interrupt clinicians and limit the clinical task may impact on whether doctors use effectiveness of these systems. A randomised trial in e-prescribing systems. Cognitive task analysis of England compared the impact of pop-up and non- clinical alerts for antibiotic prescribing in a US pop-up alerts on prescribing error rates. 24 junior neonatal intensive care unit found that responses doctors, each performing 30 simulated prescribing to alerts may be context specific and that a lack of tasks in random order, were shown pop-up alerts, screen cues increases the cognitive effort required non-pop-up alerts or no alerts. Doctors receiving to use a system.129 pop-up alerts were about 12 times less likely to make a prescribing error than those not shown an alert. Doctors shown a non-pop-up alert were about three times less likely to make a prescribing error than those not shown an alert.132 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 22
  • 23. Similarly, researchers in the US aimed to improve 4.4 Standardised clinician acceptance of drug alerts in 31 primary care practices by prioritising alerts in order to medication charts reduce workflow disruptions. Over a six-month Other tools to support the interface between health period, 71% of alerts were non-interruptive professionals and the systems and environments and 29% were interruptive. Two thirds of the in which they work have been researched in less interruptive alerts were accepted.133 depth, but some studies are available. The majority of prescribing alerts may be ignored Computerised medication charts have been tested. because they are not seen as clinically relevant. In a system very different to that used in the UK, a Being able to customise when alerts are seen may hospital in the Netherlands compared a medication increase their usefulness. A Canadian study tested distribution system where the transcription of two approaches to medication alert customisation: handwritten into printed medication orders takes on-demand versus computer-triggered decision three to five days versus a computerised medication support. Doctors randomised to on-demand alerts chart which was updated daily by pharmacy activated the drug review when they considered assistants on the ward. The prescription error rate it clinically relevant. Doctors randomised to was higher with computerised charts (50% versus computer-triggered decision support viewed all 20%) but this was due to more administrative alerts for electronic prescriptions in accordance errors, such as omitting the prescriber’s name and with the severity level they selected. Customisation the date. The rate of errors with potential clinical of computer-triggered alert systems was more significance was lower because duplicate therapy useful in detecting prescribing problems than on- was eliminated.137 demand review. There was no difference between In Australia, a standard medication chart groups in prescribing errors. The majority of alerts was developed for recording prescribing and were ignored because the benefit was judged greater administration of medication in hospital. Before than the risk.134 and after audits in five sites found the prescribing Researchers in the US tested alerts that required a error rate decreased from 20% of orders per patient response from doctors to prevent concurrent orders to 16%.138 of warfarin and non-steroidal anti-inflammatory After preliminary testing, the standardised drugs. In total, 1,963 doctors were assigned to medication chart was rolled out to 22 Australian receive passive alerts or active alerts which required hospitals. Prescribers were educated and baseline a response. Active alerts had no benefits over audit findings were presented when the chart was passive alerts.135 introduced. Prescribing errors decreased by almost one third.139 Workforce A hospital in England tested computerised prescribing with alerts over a three-month period. 4.5 Other tools Senior doctors and those more experienced using A number of computerised and other tools have the system were more likely to ignore a warning been tested to reduce prescribing errors, often in message.136 conjunction with electronic prescribing. These interventions are a mix of tools to reduce errors during prescribing and tools to identify and mitigate errors before they reach the patient. One study examined the effect of regular and expected printed educational materials on prescribing. In Canada, 499 doctors were THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 23
  • 24. randomised to receive 12 evidence-based drug receives from different hospitals nationwide. therapy letters immediately or after 3–8 months This system was used to address the problem of (control group). The aim was not merely to improve duplicate medications for outpatients visiting evidence-based prescribing, but also to reduce multiple hospitals. At one hospital an e-prescribing dosage and drug choice errors. The series of letters system was enhanced with the ability to access influenced which drugs were prescribed to newly smart cards and alert doctors about potential treated patients. Each letter alone did not make a duplicate medications at the time of prescribing. significant impact, but when combined they made a Over a three-month period, 2% of all smart cards difference.140 read contained medications that would potentially have been duplicated without this system. Around A hospital in the US introduced a voluntary one-third of these prescriptions were revised due to interactive computerised worksheet for use when the alerts.146 prescribing parenteral nutrition in the neonatal intensive care unit. The worksheet reduced the Combining more than one tool is becoming prescribing error rate from 14% to 7%.141 popular. A US hospital system implemented a range of clinical information technology such Another US hospital tested a standardised as e-prescribing, pharmacy and laboratory chemotherapy order form to reduce prescribing information systems, clinical decision support errors and the cost of medication to reduce systems, electronic drug dispensing systems and a vomiting and nausea. The form was associated with barcode point-of-care medication administration fewer prescribing errors and a reduction in the system. Medication errors decreased. Most average cost.142 prescribing errors decreased, including drug allergy Another US hospital examined the impact of detection, excessive dosing and incomplete or adding a medication list targeting the most unclear orders.147 common medications to an e-prescribing system in a paediatric A&E department. The medication list decreased errors from 24 to 13 per 100 visits.143 Elsewhere in the US, a hospital tested a system for reconciling medications that patients take at home with what they receive in hospital. The unintended discrepancy rate between a patient’s home medications and admission medication orders was reduced from 20% to 1% using the electronic reconciliation system.144 A hospital in Sweden tested providing a medication report for older people discharged into the community. 32% had one or more medication errors compared to 66% of a retrospective comparison group who did not receive a medication report. Prescribing errors were not identified separately.145 In China and Japan, patients may ‘shop around’ for doctors or hospitals, visiting a number of doctors for the same condition. In Taiwan, a national insurance health smart card was adopted, which carries information about the medications a patient THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 24
  • 25. 5. Summary 5.1 Key points errors, particularly if the systems do not allow the prescriber to see the entire medication history or Most people taking medication will benefit from other relevant information easily. it, but there is always the potential for errors which may cause harm. Prescribing errors are the largest Alerts and prompts alone have generally not been source of medication errors. A systematic review of found to reduce prescribing errors, though some 16 studies about errors in handwritten prescriptions studies have positive results. in hospitals found that the most common causes of error were mistakes due to inadequate knowledge Although opinion pieces and narrative articles of the drug or the patient, memory lapses, lack are available,149 less empirical research has been of training or experience, fatigue, stress, high published about ‘human factors’ approaches to workload and inadequate communication between reducing prescribing errors regarding the interface healthcare professionals.148 between personnel and the environment and systems in which they work. A number of strategies have been tested to reduce prescribing errors. The most commonly researched Training staff to fulfil their roles is an important strategy involves redesigning equipment and human factors component. There is some evidence tasks through the use of electronic tools such as that training medical students can help them feel e-prescribing and computerised decision support more confident about prescribing but the longer- systems (alerts and prompts). While a great deal term impact on reducing errors remains uncertain. has been written about e-prescribing and alert tools Other studies have examined training for fully in hospital, and to a lesser extent in primary care, qualified doctors. This has taken the form of one- evidence about the effectiveness and value of such to-one sessions about specific medications or systems is mixed. In the US e-prescribing systems patients (academic detailing), group sessions and have been mandated for widespread use, while in collaborative improvement projects and quality the UK such tools are very common. Some research circles where groups of prescribers network, share supports this, with findings of substantial reductions good practice and take part in practical error in prescribing errors. In fact, it is common for the reduction initiatives. introduction of combined e-prescribing and alert systems to halve prescribing errors. Some research is available about expanding pharmacist roles to target error reduction, However, other studies suggest that the types of particularly in hospital. Research is also emerging errors affected may be clinically insignificant and about pharmacist roles in primary care. Studies that there may be other costs involved. While have examined reactive use of pharmacist roles, e-prescribing systems reduce illegibility errors, such as using pharmacists to review prescriptions such systems may take more time than handwritten for errors before medication orders are filled. prescriptions and may introduce new types of Research is also emerging about more proactive use of pharmacist roles, such as circulating on wards to check prescriptions and providing education one to one or in groups to prescribers. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 25
  • 26. However, these studies tend to focus on the Summary of key themes in studies about identification and mitigation of prescribing errors reducing prescribing errors after they have occurred. There is very little research about using different roles to address Factor Findings errors during the prescribing process itself. Training One-to-one educational visits can improve prescribing150–153 The scan suggests that there is a real gap in the Individualised educational letters have literature about improving the safety and reliability shown promise154,155 as have follow-up of prescribing in patient pathways. None of the telephone calls from pharmacists156 solutions previously researched have focused in-depth on patient pathways. This is a focus of Training sessions and simulations the Health Foundation’s Safer Clinical Systems for students improve confidence in initiative, which has the potential to make a identifying errors, but impacts on significant contribution to the knowledge base in error reduction are uncertain157–160 this area. Education sessions for professionals have reduced prescribing error rates161–163 Improvement programmes and learning networks have positive outcomes but each varies considerably.164–166 The process of monitoring and reporting errors may be a key part of this167–169 Roles Pharmacists checking medication orders can identify prescribing errors170–174 but not all findings are positive175 Pharmacists circulating on wards can identify and reduce prescribing errors, especially when coupled with education176,177 Medicine reconciliation by pharmacists has mixed findings178 but there are some positive trends179,180 Introducing pharmacist initiatives as part of a multifaceted intervention may work well181,182 Tools E-prescribing systems have been found to reduce prescribing errors,183–199 though not all studies are positive200–207 There are mixed findings about alerts and prompts208–210 Human factors issues such as the design of systems, workflow, alert type and context may be key success factors when implementing tools to reduce prescribing errors211–222 THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 26
  • 27. 5.2 Caveats Quality of research When interpreting the findings of the evidence There are also some issues with the quality of the scan it is important to bear in mind several caveats. studies included. A number of studies have been conducted at single sites or a small number of homogeneous sites and include small numbers of Scope patients and prescribers. Before and after study The evidence scan is not exhaustive. It presents designs are common in this field and these may be examples of studies but does not purport to subject to potential bias. A number of factors could represent every study about reducing prescribing have affected prescribing error rates over time other errors. The purpose is to give a flavour of available than the specific intervention being tested. For research rather than to summarise every existing example, studies of introducing an e-prescribing study in detail. system may note a reduction in prescribing It is also important to note that only studies errors but it is uncertain the extent to which such explicitly aiming to reduce prescribing errors reductions are a result of the tool itself versus the are summarised. A number of other studies may awareness raising, education and culture change have reduced prescribing errors as a secondary or that may have accompanied its introduction. unexpected outcome, but if the research did not have this as a key target it would not have been Making comparisons included. Finally, it is difficult to make comparisons between studies because various definitions of ‘prescribing Quantity of research errors’ are used and the research methods vary in Although a reasonable amount of research is design and quality.223,224 available about this topic, there are limits to Furthermore, there are differences in the healthcare the conclusions that can be drawn. There is context in which studies took place. Much of the insufficient comparative evidence to suggest that research is drawn from North America, where one approach is more effective than others for prescribing practices, laws and the healthcare reducing prescribing errors. Nor is there good systems are very different from the UK. For evidence to be able to extrapolate about key success example, e-prescribing is almost universal in UK factors or the settings or situations in which primary care, but is just beginning to be rolled improvement approaches work most effectively. out in the US. Similarly, in countries such as the The cost effectiveness of various strategies to reduce US and some parts of Europe, prescriptions are prescribing errors is also uncertain. commonly written by doctors and then transcribed Most research focuses on reducing prescribing by others into prescription forms or electronic errors in hospital. Far less is known about reducing systems. In the UK, prescribers are responsible for prescribing errors in other settings such as primary writing or inputting their own prescriptions. These care, dentistry or mental health. A lack of evidence differences in systems and context have an impact about settings or interventions other than those on the relevance and applicability of the research to covered in the scan does not mean that other UK settings. options are not useful or effective, just that few Even where comparable definitions are used and research articles have been published about these geographic contexts can be compared, the level of topics. detail reported in individual studies is sometimes insufficient to provide a meaningful summary or to extract the exact impacts of interventions. While we can say that a particular study found a reduction in prescription errors, the details provided are usually not enough to be able to replicate the intervention or roll it out more broadly. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 27
  • 28. Despite these caveats, research continues into the most effective ways to reduce prescribing errors in order to enhance patient safety. It is likely that the best strategies to reduce prescribing errors are multifaceted. Interventions are needed at three levels to improve prescribing: (1) improve the training, and test the competence, of prescribers; (2) control the environment in which prescribers perform in order to standardise it, have greater controls on riskier drugs, and use technology to provide decision support; and (3) change organisational cultures, which do not support the belief that prescribing is a complex, technical, act, and that it is important to get it right. 225 Human factors issues and the interactions between systems, tasks and personnel have not been explored in any depth so there is much scope for learning in this area. As prescribing errors make up a significant proportion of all errors in healthcare, further work in this field has the potential to significantly improve patient safety. THE HEALTH FOUNDATION Evidence scan: Reducing prescribing errors 28
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  • 36. The Health Foundation is an independent charity working to continuously improve the quality of healthcare in the UK. We want the UK to have a healthcare system of the highest possible quality – safe, effective, person-centred, timely, efficient and equitable. We believe that in order to achieve this, health services need to continually improve the way they work. We are here to inspire and create the space for people, teams, organisations and systems to make lasting improvements to health services. Working at every level of the healthcare system, we aim to develop the technical skills, leadership, capacity, knowledge, and the will for change, that are essential for real and lasting improvement. The Health Foundation  90 Long Acre  London WC2E 9RA T 020 7257 8000  F 020 7257 8001  E info@health.org.uk For more information, visit: www.health.org.uk Follow us on Twitter: www.twitter.com/HealthFdn Sign up for our email newsletter: www.health.org.uk/enewsletter Registered charity number: 286967  Registered company number: 1714937 © 2012 The Health Foundation