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SPEC Kit 303 in the UK and Ireland:
a survey of performance measurement and assessment
practice in SCONUL member libraries
Selena Killick, Tracey Stanley and J.
Stephen Town
SPEC Kit 303 in the UK and Ireland
Summary
• Background, methodology and approach
• Findings
• Comparative observations
• Conclusions
Background, methodology and approach
Origins and process
• Web survey of performance measurement
and assessment activities in academic and
research libraries
• The ARL SPEC Kit 303 on Library Assessment
was published in December 2007
• 60% response rate amongst 123 ARL libraries
• Conducted by Stephanie Wright and Linda
White
Rationale for UK version
• The aim in both cases was to provide ‘an overview
of precisely how library assessment activities are
being implemented and developed’ within member
libraries
• Assistance with best practice for developing
performance measurement programmes
• Awareness of tools, techniques and structures
• Direct comparison between ARL and SCONUL
libraries
Findings
Sample & characteristics
• 77 libraries (43% of SCONUL membership but
60% of University institutions)
• Majority engaged with PM from late ‘80s
onwards
• User surveys were first assessment activities
in most cases
• Rationale was internal and user driven
PM Activities in use
Range of 3-19 of listed methods; median of 10;
average of 10.6
• Statistics (96%)
• Suggestions (91%)
• Data mining (72%)
• Outcome evaluation (67%)
• Benchmarking (63%)
• KPIs (63%)
Least used
• Value/ROI assessment
• Impact assessment
• Balanced scorecard
• Physical orientation studies
• Mystery shopper studies
Functions assessed
Every one of 27 library functions reported as assessed
by at least six respondents
• Enquiry services (92%)
• Electronic resources (92%)
• Circulation (89%)
• Acquisitions, ILL and Web site (all 84%)
• Information literacy and online catalogue (82%)
Organisation
• 1 respondent has a f/t coordinator
• 26% have p/t coordination
• 25% through Committees
• 9% within a specific department
• Majority of posts and committees created
since 2000
Outcomes and improvements include …
• Opening hours most frequent improvement
• Web site
• IT facilities
• Reshelving processes
• E-resources
• Space
• Staff structure
Strategy and development
• 79% have strategic commitment to
evaluation, and most have a plan
… but 51% have no particular training
• Further training needed on
– Data analysis tools (Atlas ti)
– Understanding survey techniques
– Survey design methodology
Culture of assessment
• Results used to improve library (75%)
• Evaluation for service quality (69%)
• Assessment is a library priority (67%)
• Staff development is adequate (13%)
• Staff have necessary skills (26%)
• Staff accept responsibility (34%)
Comparative observations
ARL & SCONUL
ARL
• North America (US &
Canada)
• Selective membership of
large scale research
libraries
• 123 members
• Tradition of
measurement
SCONUL
• The British Isles (UK &
Ireland)
• Inclusive membership of
all higher education
institutional libraries
• 180 members (=129 Univ)
• Tradition of
measurement
Basic comparisons
SPEC Kit 303
• 73 of 123 (60%)
• 99% active
• 91% customer driven
• 29% accreditation driven
• Majority survey first
• Improvement 76%
• No particular training
29%
UK & Ireland
• 77 of 129 (60%)
• 100% active
• 84% customer driven
• 9% accreditation driven
• Majority survey first
• Improvement 75%
• No particular training
51%
Variation in methods
• User interface usability testing figures
strongly within ARL libraries, and used
frequently to test web sites (the most
assessed area)
• Internally developed surveys used widely in
the SCONUL sample, including for the web
site
Organisation
• More full time coordinators in ARL (16% vs 1)
• More departments charged with assessment
(13% vs 9%)
• Fewer part time and adhoc committees in
ARL, although adhoc teams a feature in both
contexts
Development and culture
• 71% support for training in ARL
• Strong senior management commitment in
both, but not necessarily translating to the
organisation as a whole in either
Conclusions
Speculative reasons for divergence
• Governance differences
– UK Public service context for advocacy and reporting
• Quality assurance pressures
– NSS and other review pressures accentuate particular
aspects of library performance (at the expense of others?)
• Technique availability
– Variation between ARL and SCONUL initiatives and products
• Culture
– Depth of ‘research’ and data reliance in US?
– Local creativity and pragmatism in the UK & Ireland?
Conclusions
• SPEC Kit approach was transferable to the
UK & Irish context (and potentially beyond)
• Revealed details of performance
measurement and evaluation in this context
• Provides a tool for international comparison
• ‘Assessment’ not recognised as a synonym
for Performance Measurement, but this did
not affect responses
Afterword
The richness of data and the range of activities
described on both sides of the Atlantic
demonstrate a very strong commitment in
libraries to delivering value to their
communities, through measurement and
assessment, and an enthusiasm for using any
techniques which will assist in the process of
developing a customer focused culture
SPEC Kit 303 in the UK and Ireland:

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SPEC Kit 303 in the UK and Ireland:

  • 1. SPEC Kit 303 in the UK and Ireland: a survey of performance measurement and assessment practice in SCONUL member libraries Selena Killick, Tracey Stanley and J. Stephen Town
  • 2. SPEC Kit 303 in the UK and Ireland
  • 3. Summary • Background, methodology and approach • Findings • Comparative observations • Conclusions
  • 5. Origins and process • Web survey of performance measurement and assessment activities in academic and research libraries • The ARL SPEC Kit 303 on Library Assessment was published in December 2007 • 60% response rate amongst 123 ARL libraries • Conducted by Stephanie Wright and Linda White
  • 6. Rationale for UK version • The aim in both cases was to provide ‘an overview of precisely how library assessment activities are being implemented and developed’ within member libraries • Assistance with best practice for developing performance measurement programmes • Awareness of tools, techniques and structures • Direct comparison between ARL and SCONUL libraries
  • 8. Sample & characteristics • 77 libraries (43% of SCONUL membership but 60% of University institutions) • Majority engaged with PM from late ‘80s onwards • User surveys were first assessment activities in most cases • Rationale was internal and user driven
  • 9. PM Activities in use Range of 3-19 of listed methods; median of 10; average of 10.6 • Statistics (96%) • Suggestions (91%) • Data mining (72%) • Outcome evaluation (67%) • Benchmarking (63%) • KPIs (63%)
  • 10. Least used • Value/ROI assessment • Impact assessment • Balanced scorecard • Physical orientation studies • Mystery shopper studies
  • 11. Functions assessed Every one of 27 library functions reported as assessed by at least six respondents • Enquiry services (92%) • Electronic resources (92%) • Circulation (89%) • Acquisitions, ILL and Web site (all 84%) • Information literacy and online catalogue (82%)
  • 12. Organisation • 1 respondent has a f/t coordinator • 26% have p/t coordination • 25% through Committees • 9% within a specific department • Majority of posts and committees created since 2000
  • 13. Outcomes and improvements include … • Opening hours most frequent improvement • Web site • IT facilities • Reshelving processes • E-resources • Space • Staff structure
  • 14. Strategy and development • 79% have strategic commitment to evaluation, and most have a plan … but 51% have no particular training • Further training needed on – Data analysis tools (Atlas ti) – Understanding survey techniques – Survey design methodology
  • 15. Culture of assessment • Results used to improve library (75%) • Evaluation for service quality (69%) • Assessment is a library priority (67%) • Staff development is adequate (13%) • Staff have necessary skills (26%) • Staff accept responsibility (34%)
  • 17. ARL & SCONUL ARL • North America (US & Canada) • Selective membership of large scale research libraries • 123 members • Tradition of measurement SCONUL • The British Isles (UK & Ireland) • Inclusive membership of all higher education institutional libraries • 180 members (=129 Univ) • Tradition of measurement
  • 18. Basic comparisons SPEC Kit 303 • 73 of 123 (60%) • 99% active • 91% customer driven • 29% accreditation driven • Majority survey first • Improvement 76% • No particular training 29% UK & Ireland • 77 of 129 (60%) • 100% active • 84% customer driven • 9% accreditation driven • Majority survey first • Improvement 75% • No particular training 51%
  • 19. Variation in methods • User interface usability testing figures strongly within ARL libraries, and used frequently to test web sites (the most assessed area) • Internally developed surveys used widely in the SCONUL sample, including for the web site
  • 20. Organisation • More full time coordinators in ARL (16% vs 1) • More departments charged with assessment (13% vs 9%) • Fewer part time and adhoc committees in ARL, although adhoc teams a feature in both contexts
  • 21. Development and culture • 71% support for training in ARL • Strong senior management commitment in both, but not necessarily translating to the organisation as a whole in either
  • 23. Speculative reasons for divergence • Governance differences – UK Public service context for advocacy and reporting • Quality assurance pressures – NSS and other review pressures accentuate particular aspects of library performance (at the expense of others?) • Technique availability – Variation between ARL and SCONUL initiatives and products • Culture – Depth of ‘research’ and data reliance in US? – Local creativity and pragmatism in the UK & Ireland?
  • 24. Conclusions • SPEC Kit approach was transferable to the UK & Irish context (and potentially beyond) • Revealed details of performance measurement and evaluation in this context • Provides a tool for international comparison • ‘Assessment’ not recognised as a synonym for Performance Measurement, but this did not affect responses
  • 25. Afterword The richness of data and the range of activities described on both sides of the Atlantic demonstrate a very strong commitment in libraries to delivering value to their communities, through measurement and assessment, and an enthusiasm for using any techniques which will assist in the process of developing a customer focused culture