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Spring Batch Performance Tuning 
By Chris Schaefer & Gunnar Hillert 
© 2014 SpringOne 2GX. All rights reserved. Do not distribute without permission.
Agenda 
• Spring Batch 
• Spring Integration 
• Spring Batch Integration 
• Scaling Spring Batch 
• Spring XD 
2
Spring Batch 
3 
http://projects.spring.io/spring-batch/
Batch processing ... is defined as the processing of 
data without interaction or interruption. 
4 
“ Michael T. Minella, Pro Spring Batch
Batch Jobs 
• Generally long-running 
• Non-interactive 
• Often include logic for handling errors and restartability options 
• Process large volumes of data 
• More than what may fit in memory or a single transaction 
5
Batch and offline processing 
• Close of business processing 
• Order processing, Business reporting, Account reconciliation, 
Payroll 
• Import / export handling 
• a.k.a. ETL jobs (Extract-Transform-Load) 
• Data warehouse synchronization 
• Large-scale output jobs 
• Loyalty program emails, Bank statements 
• Hadoop job orchestration 
6
Features 
• Transaction management 
• Chunk based processing 
• Schema and Java Config support 
• Annotations for callback type scenarios such as Listeners 
• Start/Restart/Skip capabilities 
• Based on the Spring framework 
• JSR 352: Batch Applications for the Java Platform 
7
Concepts 
• Job 
• Step 
• Chunk 
• Item 
8 
Repeat | Retry | Skip | Restart
Chunk-Oriented Processing 
• Read data, optionally process and write out the “chunk” within a 
transaction boundary. 
9
JobLauncher 
10
ItemReaders and ItemWriters 
• Flat File 
• XML (StAX) 
• Multi-File Input 
• Database 
• JDBC, JPA/Hibernate, Stored Procedures, Spring Data 
• JMS 
• AMQP 
• Email 
• Implement your own... 
11
Simple File Load Job 
12
Job Repository 
13
Spring Integration 
14 
http://projects.spring.io/spring-integration/
Integration Styles 
• File Transfer 
• Shared Database 
• Remoting 
• Messaging 
15
Integration Styles 
• Business to Business Integration (B2B) 
• Inter Application Integration (EAI) 
• Intra Application Integration 
16 
JVM JVM 
EAI 
Core Messaging 
B2B 
External Business 
Partner
Common Patterns 
17 
Retrieve Parse Transform Transmit
Enterprise Integration Patterns 
• By Gregor Hohpe & Bobby Woolf 
• Published 2003 
• Collection of well-known patterns 
• Icon library provided 
18 
http://www.eaipatterns.com/eaipatterns.html
Spring Integration provides an extension of the Spring programming model 
to support the well-known enterprise integration patterns. 
19 
“ Spring Integration Website
Adapters 
20 
AMQP/RabbitMQ 
AWS 
File/Resource 
FTP/FTPS/SFTP 
GemFire 
HTTP (REST) 
JDBC 
JMS 
JMX 
JPA 
MongoDB 
POP3/IMAP/SMTP 
Print 
Redis 
RMI 
RSS/Atom 
SMB 
Splunk 
Spring Application 
Events 
Stored Procedures 
TCP/UDP 
Twitter 
Web Services 
XMPP 
XPath 
XQuery 
! 
Custom Adapters
Samples 
• https://github.com/spring-projects/spring-integration-samples 
• Contains 50 Samples and Applications 
• Several Categories: 
• Basic 
• Intermediate 
• Advanced 
• Applications 
21
Spring Batch Integration 
22
Launching batch jobs through messages 
• Event-Driven execution of the JobLauncher 
• Spring Integration retrieves the data (e.g. file system, FTP, ...) 
• Easy to support separate input sources simultaneously 
23 
D C 
FTP 
Inbound Channel Adapter 
JobLauncher 
Transformer 
File 
JobLaunchRequest
JobLaunchRequest 
24 
public class FileMessageToJobRequest {! 
private Job job;! 
private String fileParameterName;! 
...! 
@Transformer! 
public JobLaunchRequest toRequest(Message<File> message) {! 
JobParametersBuilder jobParametersBuilder = new JobParametersBuilder();! 
jobParametersBuilder.addString(fileParameterName,! 
message.getPayload().getAbsolutePath());! 
return new JobLaunchRequest(job, jobParametersBuilder.toJobParameters());! 
}! 
}!
JobLaunchRequest 
25 
<batch-int:job-launching-gateway request-channel="requestChannel"! 
reply-channel="replyChannel"! 
job-launcher="jobLauncher"/>!
Get feedback with informational messages 
! 
• Spring Batch provides support for listeners: 
• StepExecutionListener 
• ChunkListener 
• JobExecutionListener 
26
Get feedback with informational messages 
27 
<batch:job id="importPayments"> 
... 
<batch:listeners> 
<batch:listener ref="notificationExecutionsListener"/> 
</batch:listeners> 
</batch:job> 
! 
<int:gateway id="notificationExecutionsListener" 
service-interface="o.s.batch.core.JobExecutionListener" 
default-request-channel="jobExecutions"/>
Launching and information messages demo in next section 
28
Scaling Spring Batch 
29
Scaling and externalizing batch process execution 
• Utilization of Spring Integration for multi process communication 
• Distribute complex processing 
• Single process 
o Multi-threaded steps 
o Parallel steps 
o Local partitioning 
• Multi process 
o Remote chunking 
o Remote partitioning 
• Asynchronous Item processing support 
• AsyncItemProcessor 
• AsyncItemWriter 
30
Single Thread 
31 
Reader 
Item Result 
Gateway 
Output 
Input 
Processor Writer 
Item Result
Single Thread - Demo 
32
Multi-threaded 
33 
• Simply add a TaskExecutor to your Tasklet configuration 
Reader 
Item Result 
Gateway 
Output 
Input 
Processor Writer 
Item Result
Multi-Threaded - Demo 
34
Asynchronous Processors 
• AsyncItemProcessor 
• Dispatches ItemProcessor logic on new thread, returning a 
Future to the AsyncItemWriter 
• AsyncItemWriter 
• Writes the processed items after processing is complete 
35
Asynchronous Processors - Demo 
36
Remote Chunking 
37 
Step 2a 
ItemReader 
ItemProcessor 
ItemWriter 
Step 1 
ItemReader 
ItemProcessor 
ItemWriter 
Step 2 
ItemReader 
ItemWriter 
Step 3 
ItemReader 
ItemProcessor 
ItemWriter 
Step 2b 
ItemReader 
ItemProcessor 
ItemWriter 
Step 2c 
ItemReader 
ItemProcessor 
ItemWriter
Remote Chunking - Demo 
38
Remote Partitioning 
39 
Slave 1 
ItemReader 
ItemProcessor 
ItemWriter 
Step 1 
ItemReader 
ItemProcessor 
ItemWriter 
Master Step 3 
ItemReader 
ItemProcessor 
ItemWriter 
Slave 2 
ItemReader 
ItemProcessor 
ItemWriter 
Slave 3 
ItemReader 
ItemProcessor 
ItemWriter 
Partitioner
Remote Partitioning - Demo 
40
Demo - Launching via messages & informational messages 
41 
Does not provide scaling but demonstrates how launch job via 
messages and send information messages to integration points
Spring XD 
42 
http://projects.spring.io/spring-xd/
Tackling Big Data Complexity 
! 
• Data Ingestion 
• Real-time Analytics 
• Workflow Orchestration 
• Data Export 
43
Tackling Big Data Complexity cont. 
! 
• Built on existing Spring assets 
• Spring Integration 
• Spring Batch 
• Spring Data 
• Spring Boot 
• Spring for Apache Hadoop 
• Spring Shell 
• Redis, GemFire, Hadoop 
44
Data Ingestion Streams 
• DSL based on Unix pipes and filters syntax 
! 
• Modules are parameterizable 
! 
• Simple logic can be added via expressions or scripts 
45 
http | file 
twittersearch --query=spring | file --dir=/spring 
http | filter --expression=payload=='Spring' | hdfs
Hadoop workflow managed by Spring Batch 
• Reuse Batch infrastructure and features to 
manage Hadoop workflows 
• Job state management, launching, monitoring, 
restart/retry policies, etc. 
• Step can be any Hadoop job type or HDFS script 
• Can mix and match with other Batch readers/ 
writers, e.g. JDBC for import/export use-cases 
46
Manage Batch Jobs with Spring XD 
47
48 
Spring XD - Demo
Books 
49
Learn More. Stay Connected. 
! 
! 
! 
Demo code and slides: 
https://github.com/SpringOne2GX-2014/spring-batch-performance-tuning 
50 
THANK YOU!

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Spring Batch Performance Tuning

  • 1. Spring Batch Performance Tuning By Chris Schaefer & Gunnar Hillert © 2014 SpringOne 2GX. All rights reserved. Do not distribute without permission.
  • 2. Agenda • Spring Batch • Spring Integration • Spring Batch Integration • Scaling Spring Batch • Spring XD 2
  • 3. Spring Batch 3 http://projects.spring.io/spring-batch/
  • 4. Batch processing ... is defined as the processing of data without interaction or interruption. 4 “ Michael T. Minella, Pro Spring Batch
  • 5. Batch Jobs • Generally long-running • Non-interactive • Often include logic for handling errors and restartability options • Process large volumes of data • More than what may fit in memory or a single transaction 5
  • 6. Batch and offline processing • Close of business processing • Order processing, Business reporting, Account reconciliation, Payroll • Import / export handling • a.k.a. ETL jobs (Extract-Transform-Load) • Data warehouse synchronization • Large-scale output jobs • Loyalty program emails, Bank statements • Hadoop job orchestration 6
  • 7. Features • Transaction management • Chunk based processing • Schema and Java Config support • Annotations for callback type scenarios such as Listeners • Start/Restart/Skip capabilities • Based on the Spring framework • JSR 352: Batch Applications for the Java Platform 7
  • 8. Concepts • Job • Step • Chunk • Item 8 Repeat | Retry | Skip | Restart
  • 9. Chunk-Oriented Processing • Read data, optionally process and write out the “chunk” within a transaction boundary. 9
  • 11. ItemReaders and ItemWriters • Flat File • XML (StAX) • Multi-File Input • Database • JDBC, JPA/Hibernate, Stored Procedures, Spring Data • JMS • AMQP • Email • Implement your own... 11
  • 14. Spring Integration 14 http://projects.spring.io/spring-integration/
  • 15. Integration Styles • File Transfer • Shared Database • Remoting • Messaging 15
  • 16. Integration Styles • Business to Business Integration (B2B) • Inter Application Integration (EAI) • Intra Application Integration 16 JVM JVM EAI Core Messaging B2B External Business Partner
  • 17. Common Patterns 17 Retrieve Parse Transform Transmit
  • 18. Enterprise Integration Patterns • By Gregor Hohpe & Bobby Woolf • Published 2003 • Collection of well-known patterns • Icon library provided 18 http://www.eaipatterns.com/eaipatterns.html
  • 19. Spring Integration provides an extension of the Spring programming model to support the well-known enterprise integration patterns. 19 “ Spring Integration Website
  • 20. Adapters 20 AMQP/RabbitMQ AWS File/Resource FTP/FTPS/SFTP GemFire HTTP (REST) JDBC JMS JMX JPA MongoDB POP3/IMAP/SMTP Print Redis RMI RSS/Atom SMB Splunk Spring Application Events Stored Procedures TCP/UDP Twitter Web Services XMPP XPath XQuery ! Custom Adapters
  • 21. Samples • https://github.com/spring-projects/spring-integration-samples • Contains 50 Samples and Applications • Several Categories: • Basic • Intermediate • Advanced • Applications 21
  • 23. Launching batch jobs through messages • Event-Driven execution of the JobLauncher • Spring Integration retrieves the data (e.g. file system, FTP, ...) • Easy to support separate input sources simultaneously 23 D C FTP Inbound Channel Adapter JobLauncher Transformer File JobLaunchRequest
  • 24. JobLaunchRequest 24 public class FileMessageToJobRequest {! private Job job;! private String fileParameterName;! ...! @Transformer! public JobLaunchRequest toRequest(Message<File> message) {! JobParametersBuilder jobParametersBuilder = new JobParametersBuilder();! jobParametersBuilder.addString(fileParameterName,! message.getPayload().getAbsolutePath());! return new JobLaunchRequest(job, jobParametersBuilder.toJobParameters());! }! }!
  • 25. JobLaunchRequest 25 <batch-int:job-launching-gateway request-channel="requestChannel"! reply-channel="replyChannel"! job-launcher="jobLauncher"/>!
  • 26. Get feedback with informational messages ! • Spring Batch provides support for listeners: • StepExecutionListener • ChunkListener • JobExecutionListener 26
  • 27. Get feedback with informational messages 27 <batch:job id="importPayments"> ... <batch:listeners> <batch:listener ref="notificationExecutionsListener"/> </batch:listeners> </batch:job> ! <int:gateway id="notificationExecutionsListener" service-interface="o.s.batch.core.JobExecutionListener" default-request-channel="jobExecutions"/>
  • 28. Launching and information messages demo in next section 28
  • 30. Scaling and externalizing batch process execution • Utilization of Spring Integration for multi process communication • Distribute complex processing • Single process o Multi-threaded steps o Parallel steps o Local partitioning • Multi process o Remote chunking o Remote partitioning • Asynchronous Item processing support • AsyncItemProcessor • AsyncItemWriter 30
  • 31. Single Thread 31 Reader Item Result Gateway Output Input Processor Writer Item Result
  • 32. Single Thread - Demo 32
  • 33. Multi-threaded 33 • Simply add a TaskExecutor to your Tasklet configuration Reader Item Result Gateway Output Input Processor Writer Item Result
  • 35. Asynchronous Processors • AsyncItemProcessor • Dispatches ItemProcessor logic on new thread, returning a Future to the AsyncItemWriter • AsyncItemWriter • Writes the processed items after processing is complete 35
  • 37. Remote Chunking 37 Step 2a ItemReader ItemProcessor ItemWriter Step 1 ItemReader ItemProcessor ItemWriter Step 2 ItemReader ItemWriter Step 3 ItemReader ItemProcessor ItemWriter Step 2b ItemReader ItemProcessor ItemWriter Step 2c ItemReader ItemProcessor ItemWriter
  • 38. Remote Chunking - Demo 38
  • 39. Remote Partitioning 39 Slave 1 ItemReader ItemProcessor ItemWriter Step 1 ItemReader ItemProcessor ItemWriter Master Step 3 ItemReader ItemProcessor ItemWriter Slave 2 ItemReader ItemProcessor ItemWriter Slave 3 ItemReader ItemProcessor ItemWriter Partitioner
  • 41. Demo - Launching via messages & informational messages 41 Does not provide scaling but demonstrates how launch job via messages and send information messages to integration points
  • 42. Spring XD 42 http://projects.spring.io/spring-xd/
  • 43. Tackling Big Data Complexity ! • Data Ingestion • Real-time Analytics • Workflow Orchestration • Data Export 43
  • 44. Tackling Big Data Complexity cont. ! • Built on existing Spring assets • Spring Integration • Spring Batch • Spring Data • Spring Boot • Spring for Apache Hadoop • Spring Shell • Redis, GemFire, Hadoop 44
  • 45. Data Ingestion Streams • DSL based on Unix pipes and filters syntax ! • Modules are parameterizable ! • Simple logic can be added via expressions or scripts 45 http | file twittersearch --query=spring | file --dir=/spring http | filter --expression=payload=='Spring' | hdfs
  • 46. Hadoop workflow managed by Spring Batch • Reuse Batch infrastructure and features to manage Hadoop workflows • Job state management, launching, monitoring, restart/retry policies, etc. • Step can be any Hadoop job type or HDFS script • Can mix and match with other Batch readers/ writers, e.g. JDBC for import/export use-cases 46
  • 47. Manage Batch Jobs with Spring XD 47
  • 48. 48 Spring XD - Demo
  • 50. Learn More. Stay Connected. ! ! ! Demo code and slides: https://github.com/SpringOne2GX-2014/spring-batch-performance-tuning 50 THANK YOU!