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The Implementation of Ethiopia’s Productive Safety Net
Programme’s Gender Provisions: What works, how and why?
Nyasha Tirivayi on behalf of Gender-Responsive and Age-Sensitive Social Protection
(GRASSP) team
GRASSP Research Programme
GRASSP Research
Programme
• Five-year, multi-country,
mixed-methods research and
evaluation programme
generating high-quality
evidence on gender-responsive
social protection systems across
the life-course.
• UKaid-funded | Innocenti-led
Mexico
4
Vietnam
Gender-Responsive Age-Sensitive Social Protection
4
3
Uruguay
3 DRC
5
Angola
5
Mixed methods research on impact, design
and implementation features
Qualitative research on the politics of integrating
gender into social protection systems
2
1
6 Tanzania
Ethiopia
Mali
Burkina Faso
1
2
Angola
Ethiopia
Process Evaluation of the Gender
Provisions of the PSNP in Ethiopia
Aim of Research
1. To provide evidence on the implementation of the gender
provisions of Ethiopia’s PSNP
2. To inform policy discussion in Ethiopia
3. To improve the implementation and performance of the gender
provisions of the PSNP.
The PSNP and the Gender Provisions
The
PSNP
Public Works
Temporary Direct
Support
Permanent Direct
Support
Livelihoods
Shock-
responsiveness
Gender equity as a cross-
cutting principle of the PSNP
“responding to the unique
needs, interests and
capabilities of men and
women” (MoA, 2020)
Gender
Provisions:
gender- design
elements
incorporated
across different
components of
the programme
Public Works and Gender Provisions
Research Questions
How are the gender provisions of the PSNP implemented & how does their
implementation influence the achievement of intended outcomes?
1. To what extent
are the gender
provisions of the
PSNP implemented
as intended?
2. How does the
institutional and
operational
environment of the
PSNP influence the
implementation of
the gender
provisions?
3. How do contextual
factors, and
particularly gender
norms, affect and
mediate the
implementation of
the gender
provisions?
4. What perceived
gender outcomes
are generated by
the implementation
processes?
What works?
What does not?
Why?
How?
What are the
outcomes?
Theoretical frame and analytical approach
Top-down approach to policy analysis
• To assess the extent and fidelity of
implementation (RQ1)
• To assess the institutional and
operational factors influencing
implementation (RQ2)
Bottom-up approach to policy analysis
• To examine the influence of gender
norms on the implementation (RQ3)
• Deductive approach
• Thematic analysis
• Inductive approach
• Value-critical discourse analysis
Primary Data Collection Wave 1 Wave 2 Total
KII 54 59 113
FGDs 26 27 55
IDIs 12 21 33
Total 92 107 199
• Two waves of data collection: in SNNPR and Oromia In Nov 2021 and June 2022
• Key informant interviews with implementers at the federal, regional, woreda, and
kebele levels
• Focus group discussions with female public workers, spouses of female public
workers, community members, and older and younger female public workers
• In-depth interviews with adolescent daughters of female public workers and
women in supervisory or leadership positions
Findings
How are the gender provisions of the PSNP implemented &
How does their implementation influence the achievement of
intended outcomes?
RQ1: Extent of Implementation (what works?)
Largely implemented
as intended
• Preferential
Targeting
• Temporary Direct
Support
Implemented, but
with some variations
• Lighter works
• Reduced working
time
• Shorter distances
• Joint client cards
Large Implementation
Gaps
• Childcare facilities
• Women in
supervisory roles
• Women’s
representation in
PSNP decision-
making structures
Finding: implementation gaps/inconsistencies regarding most gender provisions
RQ2: Influence of Institutional Environment (why?)
1. Financing: Limited availability of financial resources and lack of earmarked
budget for gender provisions
2. Human Resource Challenges: High staff turnover and lack of gender expertise
3. Coordination and Accountability: Complex implementation structure, lack of
clearly defined roles, and limited accountability structures
4. Capacity building challenges: insufficient training opportunities leave
implementers inadequately trained on the implementation of the provisions
5. Monitoring and Evaluation: Insufficient monitoring framework and processes
for monitoring the implementation of the provisions
6. Awareness Raising and Community Sensitisation: Lack of knowledge or
awareness amongst clients regarding their rights.
Finding: Various operational and institutional factors hinder the adequate implementation
RQ3: Influence of Norms (why and how?)
1. When gender provisions align with societal norms and values: More likely to be adopted
• Preferential targeting of female headed households: Seen by implementers and
communities as more deserving
• Lighter work: In line with norms around gender division of labour, women viewed as
less physically strong than men
• Reduced working time: Reinforces norms about women’s domestic and care
responsibilities
• TDS for PLW and caregivers: aligns with norms about women’s domestic and care
responsibilities.
RQ3: Influence of Norms (why and how?)
When the gender provisions diverge from societal values and norms: Modification of policy
narratives and in some cases implementation gaps
• Short distances for safety of women: However, local norms that women should not travel far
in order to preserve women’s domestic responsibilities shaped implementation narrative.
• Joint client cards to increase the agency of women : However, implementers promoted
rationale that women spend responsibly for the family. PSNP clients disagreed with both
rationales. Questionable if joint cards are increasing agency of women
• Participation in leadership and community decision-making: Counter to norms that
community politics and leadership is a male domain. Implementation gaps.
RQ4: Perceived Outcomes
Adverse implications :
1. Time poverty, stress, and exhaustion for women who are responsible for both
domestic work and public works
2. Lack of child care facilities leads to the transmission of domestic and care duties
from mothers and daughters
3. Superficial implementation of gender provisions e.g. women’s limited engagement
in leadership positions and community decisions
Finding: I. Preferential targeting provisions enhance access to resources for women
II. However, gaps in implementation of other gender provisions have adverse
implications for women
Recommendations
Key Recommendations
1. Strengthen the implementation strategy by undertaking and drawing on assessments
that assess the gender provisions against gender norms in PSNP communities and
ensure the participation of multi-level stakeholders.
2. Ensure adequate and timely gender sensitization and training for staff and implementers
at all levels.
3. Improve monitoring, evaluation, and learning (MEL) by increasing resources and
designing a gender-responsive M&E framework and learning plan
4. Create accountability and incentive structures for the implementation of the gender
provisions
5. Ensure adequate, timely, and sustainable gender-responsive financing
6. Invest in strengthening an enabling community environment for the implementation of
gender provisions by providing continuous awareness-raising and training
7. Address barriers to the uptake of specific gender provisions
Thank you!
We look forward to your questions & feedback
Shared beliefs and values Divergent beliefs and values
Gender
provision
Preferential
targeting
Lighter works Reduced
working time
TDS Short distances Joint Client
Card
Participation in
supervisory roles
and decision-
making
Underpinnin
g beliefs and
values
Beliefs around
the gendered
distribution of
economic
opportunities
Female headed
households are
seen as
particularly
deserving
Beliefs around the
gendered division
of economic
labour
Women are
depicted as being
less strong than
men
Beliefs around
women’s
domestic roles
and duties
Women are
seen to be
responsible for
domestic work
Beliefs around
women’s care
roles and duties
Women are
seen to be
responsible for
childcare
Progressive
beliefs about
protection
women from
GBV
Prevailing
values that
delegate
control over
financial
resources to
men
Beliefs about the
intrinsic value of
women’s
participation
Norms and
practices in
the wider
society
Traditional
beliefs around
the spaces and
places of
women
Women
typically work in
close proximity
to the
homestead
Traditional
norms and
practises in
which men
should the
intra-
household
control over
moneys
Traditional beliefs
that leadership
and community
politics is a male
domain
Policy
translation
Policy adoption Simplification and minor
modification
Strong modification

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The Implementation of Ethiopia’s Productive Safety Net Programme's Gender Provisions: What Works, How, and Why?

  • 1. The Implementation of Ethiopia’s Productive Safety Net Programme’s Gender Provisions: What works, how and why? Nyasha Tirivayi on behalf of Gender-Responsive and Age-Sensitive Social Protection (GRASSP) team
  • 3. GRASSP Research Programme • Five-year, multi-country, mixed-methods research and evaluation programme generating high-quality evidence on gender-responsive social protection systems across the life-course. • UKaid-funded | Innocenti-led
  • 4. Mexico 4 Vietnam Gender-Responsive Age-Sensitive Social Protection 4 3 Uruguay 3 DRC 5 Angola 5 Mixed methods research on impact, design and implementation features Qualitative research on the politics of integrating gender into social protection systems 2 1 6 Tanzania Ethiopia Mali Burkina Faso 1 2 Angola Ethiopia
  • 5. Process Evaluation of the Gender Provisions of the PSNP in Ethiopia
  • 6. Aim of Research 1. To provide evidence on the implementation of the gender provisions of Ethiopia’s PSNP 2. To inform policy discussion in Ethiopia 3. To improve the implementation and performance of the gender provisions of the PSNP.
  • 7. The PSNP and the Gender Provisions The PSNP Public Works Temporary Direct Support Permanent Direct Support Livelihoods Shock- responsiveness Gender equity as a cross- cutting principle of the PSNP “responding to the unique needs, interests and capabilities of men and women” (MoA, 2020) Gender Provisions: gender- design elements incorporated across different components of the programme
  • 8. Public Works and Gender Provisions
  • 9. Research Questions How are the gender provisions of the PSNP implemented & how does their implementation influence the achievement of intended outcomes? 1. To what extent are the gender provisions of the PSNP implemented as intended? 2. How does the institutional and operational environment of the PSNP influence the implementation of the gender provisions? 3. How do contextual factors, and particularly gender norms, affect and mediate the implementation of the gender provisions? 4. What perceived gender outcomes are generated by the implementation processes? What works? What does not? Why? How? What are the outcomes?
  • 10. Theoretical frame and analytical approach Top-down approach to policy analysis • To assess the extent and fidelity of implementation (RQ1) • To assess the institutional and operational factors influencing implementation (RQ2) Bottom-up approach to policy analysis • To examine the influence of gender norms on the implementation (RQ3) • Deductive approach • Thematic analysis • Inductive approach • Value-critical discourse analysis
  • 11. Primary Data Collection Wave 1 Wave 2 Total KII 54 59 113 FGDs 26 27 55 IDIs 12 21 33 Total 92 107 199 • Two waves of data collection: in SNNPR and Oromia In Nov 2021 and June 2022 • Key informant interviews with implementers at the federal, regional, woreda, and kebele levels • Focus group discussions with female public workers, spouses of female public workers, community members, and older and younger female public workers • In-depth interviews with adolescent daughters of female public workers and women in supervisory or leadership positions
  • 12. Findings How are the gender provisions of the PSNP implemented & How does their implementation influence the achievement of intended outcomes?
  • 13. RQ1: Extent of Implementation (what works?) Largely implemented as intended • Preferential Targeting • Temporary Direct Support Implemented, but with some variations • Lighter works • Reduced working time • Shorter distances • Joint client cards Large Implementation Gaps • Childcare facilities • Women in supervisory roles • Women’s representation in PSNP decision- making structures Finding: implementation gaps/inconsistencies regarding most gender provisions
  • 14. RQ2: Influence of Institutional Environment (why?) 1. Financing: Limited availability of financial resources and lack of earmarked budget for gender provisions 2. Human Resource Challenges: High staff turnover and lack of gender expertise 3. Coordination and Accountability: Complex implementation structure, lack of clearly defined roles, and limited accountability structures 4. Capacity building challenges: insufficient training opportunities leave implementers inadequately trained on the implementation of the provisions 5. Monitoring and Evaluation: Insufficient monitoring framework and processes for monitoring the implementation of the provisions 6. Awareness Raising and Community Sensitisation: Lack of knowledge or awareness amongst clients regarding their rights. Finding: Various operational and institutional factors hinder the adequate implementation
  • 15. RQ3: Influence of Norms (why and how?) 1. When gender provisions align with societal norms and values: More likely to be adopted • Preferential targeting of female headed households: Seen by implementers and communities as more deserving • Lighter work: In line with norms around gender division of labour, women viewed as less physically strong than men • Reduced working time: Reinforces norms about women’s domestic and care responsibilities • TDS for PLW and caregivers: aligns with norms about women’s domestic and care responsibilities.
  • 16. RQ3: Influence of Norms (why and how?) When the gender provisions diverge from societal values and norms: Modification of policy narratives and in some cases implementation gaps • Short distances for safety of women: However, local norms that women should not travel far in order to preserve women’s domestic responsibilities shaped implementation narrative. • Joint client cards to increase the agency of women : However, implementers promoted rationale that women spend responsibly for the family. PSNP clients disagreed with both rationales. Questionable if joint cards are increasing agency of women • Participation in leadership and community decision-making: Counter to norms that community politics and leadership is a male domain. Implementation gaps.
  • 17. RQ4: Perceived Outcomes Adverse implications : 1. Time poverty, stress, and exhaustion for women who are responsible for both domestic work and public works 2. Lack of child care facilities leads to the transmission of domestic and care duties from mothers and daughters 3. Superficial implementation of gender provisions e.g. women’s limited engagement in leadership positions and community decisions Finding: I. Preferential targeting provisions enhance access to resources for women II. However, gaps in implementation of other gender provisions have adverse implications for women
  • 19. Key Recommendations 1. Strengthen the implementation strategy by undertaking and drawing on assessments that assess the gender provisions against gender norms in PSNP communities and ensure the participation of multi-level stakeholders. 2. Ensure adequate and timely gender sensitization and training for staff and implementers at all levels. 3. Improve monitoring, evaluation, and learning (MEL) by increasing resources and designing a gender-responsive M&E framework and learning plan 4. Create accountability and incentive structures for the implementation of the gender provisions 5. Ensure adequate, timely, and sustainable gender-responsive financing 6. Invest in strengthening an enabling community environment for the implementation of gender provisions by providing continuous awareness-raising and training 7. Address barriers to the uptake of specific gender provisions
  • 20. Thank you! We look forward to your questions & feedback
  • 21. Shared beliefs and values Divergent beliefs and values Gender provision Preferential targeting Lighter works Reduced working time TDS Short distances Joint Client Card Participation in supervisory roles and decision- making Underpinnin g beliefs and values Beliefs around the gendered distribution of economic opportunities Female headed households are seen as particularly deserving Beliefs around the gendered division of economic labour Women are depicted as being less strong than men Beliefs around women’s domestic roles and duties Women are seen to be responsible for domestic work Beliefs around women’s care roles and duties Women are seen to be responsible for childcare Progressive beliefs about protection women from GBV Prevailing values that delegate control over financial resources to men Beliefs about the intrinsic value of women’s participation Norms and practices in the wider society Traditional beliefs around the spaces and places of women Women typically work in close proximity to the homestead Traditional norms and practises in which men should the intra- household control over moneys Traditional beliefs that leadership and community politics is a male domain Policy translation Policy adoption Simplification and minor modification Strong modification

Editor's Notes

  • #2: Mathilde
  • #7: To examine the implementation of the gender provisions of Ethiopia’s PSNP in order to provide timely evidence to inform policy discussion in Ethiopia and assist policymakers, development practitioners, and programme implementers in making the necessary adjustments to improve the implementation and performance of the gender provisions of the PSNP.
  • #8: The PSNP comprises of a variety of different components And all of these components have some gender-design elements in order to respond to the unique needs, interests and capabilities of men and women” Given the variety of different components and gender provisions, our study focuses particularly on Public Works
  • #9: The public works component of the PSNP includes a variety of different gender provisions and we have focused particularly on those ones that provide direct benefits to female public workers. These are Preferential targeting Improved working conditions Childcare facilities Temporary Direct Support for pregnant and lactating women Participation in community-level decision-making structures Joint access to payments Women in supervisory roles ----------------------------------------------------------------------- Background info for Nyasha: Preferential targeting: Staff are expected to apply affirmative targeting to prioritise specific groups of vulnerable women in PSNP enrolment. The PIM states that female-headed households should be given preference among households in similar economic conditions. In other words, if two households are assessed to be equally poor, the one with a female head would be given preference in programme enrolment. The targeting guidelines also refer to polygamous households, where each wife and her children are considered as separate households, with the husband included in one of those households. Working conditions: Working conditions at public works are adapted for women in order to assist women in balancing their productive and care responsibilities. This includes three provisions: shorter working hours (50 per cent reduction of the time spent working by female clients, either as late arrival and early departure), or as a reduction in the number of working days), lighter tasks, and short distances to public work sites. By reducing the opportunity cost of women’s public works participation, these working conditions may influence the intra-household sharing of required labour contributions (described in Box 1). Women in supervisory roles: Programme manuals state that female leadership should be promoted in public works. Specifically, it is required that either the team leader or the co-team leader of each public works team should be a woman. Childcare: The PIM stipulates that childcare facilities should be built at all public work sites (or villages). This is to “ensure that people are able to adequately participate in public works, but also to ensure that the burden of childcare responsibilities do not fall on girls or boys of school-going age” (MoA, 2014, p. 140). At the heart of this provision lies the acknowledgement of the childcare work that is carried out mainly by women and girls. Temporary Direct Support: Public workers are temporarily relieved from the programme’s labour requirements under three conditions: they are (i) pregnant, (ii) mothers of children under 2 years of age, (iii) the primary caregivers of a child under 5 years of age who has been identified as malnourished. Pregnant public workers are relieved from their labour contributions as soon as their pregnancy is known (and confirmed by the Health Extension Worker). During this time, they transition from the public works component to an unconditional cash transfer called the Temporary Direct Support (TDS). They remain eligible for the TDS until the child’s second birthday, after which they can re-enter public works. Recipients of the TDS are expected to participate in a range of activities, referred to as co-responsibilities. This means that the conditionality of participating in public works is replaced with soft conditionalities that encourage (not oblige) women to use offered social services related to the health, nutrition, and development of mother and child. Since the focus of this report is female clients’ perspectives as public workers, it analyses the transition from public works to the TDS during pregnancy, but not the experiences of women during their TDS receipt. Joint access to payments: The client cards needed to access PSNP payments have become joint cards with the signatures and photographs of both spouses. In practice, this means that husband or wife can each access the transfers, which implies shared ownership of the payment and enables women to independently access and control resources. Payments are also gradually handed over to official payment providers with the requirement that payment sites should be easily accessible (within a 3-hour distance from recipients’ homes). Participation in community-level decision-making structures: A 50 per cent female quota should be used to attract women’s participation in PSNP governance structures and decision-making, e.g., in food security task forces, community care coalitions, kebele appeals committees (KACs) and annual PW planning meetings to ensure priority is given to gender-responsive projects First, households are ranked based on a proxy means-test. When deciding among households that would qualify for enrollment based on the proxy means-test, households with certain categories of vulnerability, including being a female-headed household, are given priority.
  • #10: The research poses a two-fold overall research question:  How are the gender provisions of the PSNP implemented & how does their implementation influence the achievement of intended outcomes? This question is operationalized through four sub-questions: 1. To what extent are the gender provisions of the PSNP implemented as intended? This question is geared towards assessing the fidelity of the implementation of the gender provisions of the PSNP and examining what works and what does not in terms of the implementation of different gender provisions. 2. How does the institutional and operational environment of the PSNP influence the implementation of the gender provisions? This question aims to shed light on the reasons of potential implementation gaps by looking at the institutional and operational challenges for implementing the gender provisions of the PSNP. 3. How do contextual factors, and in particular gender norms, affect and mediate the implementation of the gender provisions? This question seeks to understand and reflect on how social and gender norms shape the policy perceptions of policy managers, implementers and community members and by extension affect the implementation of them. 4. What perceived gender outcomes are generated by the implementation processes? This question explores the intended results and perceived outcomes of the gender provisions of the PSNP and the way they are implemented in local communities. It draws on the previous chapters analysis of how the provisions are implemented and considers the perceived outcomes by implementers and community members.
  • #11: The research combines two main theoretical approaches: the top-down and the bottom-up approach: The top-down approach is useful because it focuses on the extent and fidelity of implementation and assesses the factors influencing implementation The bottom-up approach was useful because it unveiled how the existing gender norms interact with and may impede on the implementation of the gender provisions The different perspectives led to different analytical approaches
  • #14: The analysis revealed that there are implementation gaps and inconsistencies regarding most gender provisions, with the exception of preferential targeting and temporary direct support (left) (middle) work conditions and joint access to payments – were implemented with variations from the intended design or with gaps (e;.g. no uniform implementation, the application of the provisions tended to lie at the discretion of the PW supervisor). Definition of lighter work varied, women not always working less than 50% of men’s worktime, shorter distances a challenge in remote areas e.g. SNNPR, joint client cards delays. (Right) childcare facilities were rarely implemented across research sites. Similarly, there are implementation gaps related to the provision around women’s participation as team leaders and supervisors in public work; and women are still largely underrepresented in PSNP committees.
  • #15: Various operational and institutional factors are inhibiting and hindering the precise and intended implementation of the provisions as required
  • #16: Two important findings were generated through the bottom-up perspective and looking at the interplay between the implementation of the gender provisions and prevailing gender norms If the values and beliefs underpinning the formal gender provisions align with wider societal norms and values, the policy narratives are more likely to be adopted – at times with smaller adaptations in forms of simplification and venularization of policy rationales. - This was the case regarding preferential targeting, lighter work, reduced working time, and TDS largely align with prevailing gender norms If there is a disparity between the values and beliefs that underpin the formal policy rationale and existing norms, then the policy narratives tend to be modified substantially. ------------------------------------------------ Note for Nyasha: See additional table for further illustration of this – perhaps useful for Q&A
  • #17: Two important findings were generated through the bottom-up perspective and looking at the interplay between the implementation of the gender provisions and prevailing gender norms If the values and beliefs underpinning the formal gender provisions align with wider societal norms and values, the policy narratives are more likely to be adopted – at times with smaller adaptations in forms of simplification and venularization of policy rationales. - This was the case regarding preferential targeting, lighter work, reduced working time, and TDS largely align with prevailing gender norms If there is a disparity between the values and beliefs that underpin the formal policy rationale and existing norms, then the policy narratives tend to be modified substantially. ------------------------------------------------ Note for Nyasha: See additional table for further illustration of this – perhaps useful for Q&A
  • #18: Preferential targeting provisions enhance the access to resources for female headed households and women from polygamous households. However, gaps and variations in the implementations of other gender provisions had at times severe adverse implications for women Adverse implications included … Time poverty, stress, and exhaustion for women even in the cases where the provisions were implemented as they continued being responsible for both, domestic and public works Lack of childcare facilities adversely affected both female public workers and their older children (often older daughters) who had to step in to help their mothers shoulder the double burden of productive and care work. Superficial implementation of gender provisions is associated with women’s limited engagement in leadership positions and community decisions.
  • #20: Additional info for Nyasha 1. .Strengthen the implementation strategy by undertaking and drawing on assessments that assess the gender provisions against gender norms in PSNP communities, and ensuring the participation of multi-level stakeholders. 1.1 Undertake gender analyses that assess the gender provisions against the socio-economic and normative context 1.2 Make sure that the implementation strategy explicitly addresses potential implementation challenges and offers adequate solutions to overcome them. 1.3 Engage multi-level stakeholders in the development of the implementation strategy 2. Ensure adequate and timely gender sensitization and training for staff and implementers at all levels. 2.1 Invest in awareness raising and sensitization of implementers at all levels 2.2 Ensure adequate and timely training for staff on the gender provisions 3. Improve monitoring, evaluation and learning (MEL) by increasing resources and designing a gender-responsive M&E framework and learning plan 3.1 Design an M&E framework that is suitable to assess gender-responsiveness in the PSNP. 3.2 Invest in monitoring infrastructure to reduce costs and improve quality: 3.3 Create a learning plan to ensure that information feeds back into the programme 4. Create accountability and incentive structures for the implementation of the gender provisions 4.1 Define roles and responsibilities for the implementation of the gender provisions 4.2 Strengthen gender-responsive grievance mechanisms 4.3 Create a system of sanctions and rewards for the gender provisions 4.4 Resolve conflicts of interest  5. Ensure adequate, timely and sustainable gender responsive financing 5.1 Provide earmarked budgets for the implementation of costly gender provisions 5.2 Ensure adequate financing for MEL and accountability frameworks and staff capacity 5.3 Ensure financial sustainability and long-term funding 6. Invest in strengthening an enabling community environment for the implementation of gender provisions by providing continuous awareness-raising and trainings 6.2 Ensure that clients are aware of the gender provisions 6.1 Continue providing regular social- and behaviour-change activities 7. Address barriers to the uptake of specific gender provisions 7.1 Remunerate (women’s) participation in community decision-making structures 7.2 Create a pathway for women towards leadership positions