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QUANTUM MECHANICS- Illusion or
Reality ?
Prof. D. M. Parshuramkar
Dept. of Physics
N. H. College, Bramhapuri
1. Classical Mechanics
• Do the electrons in atoms and molecules obey
Newton’s classical laws of motion?
• We shall see that the answer to this question is “No”.
• This has led to the development of Quantum
Mechanics – we will contrast classical and quantum
mechanics.
1.1 Features of Classical Mechanics (CM)
1) CM predicts a precise trajectory for a particle.
• The exact position (r)and velocity (v) (and hence the
momentum p = mv) of a particle (mass = m) can be
known simultaneously at each point in time.
• Note: position (r),velocity (v) and momentum (p) are
vectors, having magnitude and direction  v = (vx,vy,vz).
position r = (x,y,z)
velocity v
2) Any type of motion (translation, vibration, rotation) can have any
value of energy associated with it
– i.e. there is a continuum of energy states.
3) Particles and waves are distinguishable phenomena, with different,
characteristic properties and behaviour.
Property Behaviour
mass momentum
Particles position  collisions
velocity
Waves wavelength  diffraction
frequency interference
1.2 Revision of Some Relevant Equations in CM
Total energy of particle:
E = Kinetic Energy (KE) + Potential Energy (PE)
E = ½mv2
+ V
 E = p2
/2m + V (p = mv)
Note: strictly E, T, V (and r, v, p) are all defined at a particular
time (t) – E(t) etc..
T - depends on v V - depends on r
V depends on the system
e.g. positional, electrostatic PE
• Consider a 1-dimensional system (straight line translational
motion of a particle under the influence of a potential acting
parallel to the direction of motion):
• Define: position r = x
velocity v = dx/dt
momentum p = mv = m(dx/dt)
PE V
force F = (dV/dx)
• Newton’s 2nd
Law of Motion
F = ma = m(dv/dt) = m(d2
x/dt2
)
• Therefore, if we know the forces acting on a particle we can
solve a differential equation to determine it’s trajectory {x(t),p(t)}.
acceleration
1.3 Example – The 1-Dimensional Harmonic Oscillator
• The particle experiences a restoring force (F) proportional to its
displacement (x) from its equilibrium position (x=0).
• Hooke’s Law F = kx
k is the stiffness of the spring (or stretching force constant of the
bond if considering molecular vibrations)
• Substituting F into Newton’s 2nd
Law we get:
m(d2
x/dt2
) = kx a (second order)
differential equation
x
m
F
k
x = 0
NB – assuming no friction or
other forces act on the particle
(except F).
k
Solution:
position x(t) = Asin(t)
of particle
frequency  = /2 =
(of oscillation)
Note: Frequency depends only on characteristics of the
system (m,k) – not the amplitude (A)!
m
π
2
1 k
m
π
2
1 k
+A
A
x
t

time period  = 1/ 
• Assuming that the potential energy V = 0 at x = 0, it can be
shown that the total energy of the harmonic oscillator is given
by:
E = ½kA2
• As the amplitude (A) can take any value, this means that the
energy (E) can also take any value – i.e. energy is continuous.
• At any time (t), the position {x(t)} and velocity {v(t)} can be
determined exactly – i.e. the particle trajectory can be specified
precisely.
• We shall see that these ideas of classical mechanics fail when
we go to the atomic regime (where E and m are very small) –
then we need to consider Quantum Mechanics.
• CM also fails when velocity is very large (as v  c), due to
relativistic effects.
• By the early 20th
century, there were a number of experimental
results and phenomena that could not be explained by classical
mechanics.
a) Black Body Radiation (Planck 1900)
1.4 Experimental Evidence for the Breakdown of Classical Mechanics
0 2000 4000 6000
2000 K
1750 K
1250 K
Energy
Radiated
Classical Mechanics
(Rayleigh-Jeans)
“UV Catastrophe”
l/nm
Planck’s Quantum Theory
• Planck (1900) proposed that the light energy emitted by the
black body is quantized in units of h ( = frequency of light).
E = nh (n = 1, 2, 3, …)
• High frequency light only emitted if thermal energy kT  h.
• h – a quantum of energy.
• Planck’s constant h ~ 6.6261034
Js
• If h  0 we regain classical mechanics.
• Conclusions:
• Energy is quantized (not continuous).
• Energy can only change by well defined amounts.
Time period of a Simple pendulum
Gustav Kirchhoff 1859 : Dark
lines of Na seen in solar
spectrum are darkened further
by interposition of Na – flame in
the path of Sun’s ray . Ratio of
Emissive power to Absorptive
power is independent of the
nature of material which is
Function of Freq. and Temp.
• String vibration
• Phase Space
b) Heat Capacities (Einstein, Debye 1905-06)
• Heat capacity – relates rise in energy of a material with its rise
in temperature:
CV = (dU/dT)V
• Classical physics  CV,m = 3R (for all T).
• Experiment  CV,m < 3R (CV as T).
• At low T, heat capacity of solids determined by
vibrations of solid.
• Einstein and Debye adopted Planck’s hypothesis.
• Conclusion: vibrational energy in solids is quantized:
– vibrational frequencies of solids can
only have certain values ()
– vibrational energy can only change
by integer multiples of h.
c) Photoelectric Effect (Einstein 1905)
• Ideas of Planck applied to electromagnetic radiation.
• No electrons are ejected (regardless of light intensity) unless n
exceeds a threshold value characteristic of the metal.
• Ek
independent of light intensity but linearly dependent on n.
• Even if light intensity is low, electrons are ejected if n is above the
threshold. (Number of electrons ejected increases with light
intensity).
• Conclusion: Light consists of discrete packets (quanta) of
energy = photons (Lewis, 1922).
hn
Metal surface
work function = F
e
Photoelectrons ejected with
kinetic energy:
Ek = hn - 
d) Atomic and Molecular Spectroscopy
• It was found that atoms and molecules absorb and emit light only at
specific discrete frequencies  spectral lines (not continuously!).
• e.g. Hydrogen atom emission spectrum (Balmer 1885)
• Empirical fit to spectral lines (Rydberg-Ritz): n1, n2 (> n1) = integers.
• Rydberg constant RH = 109,737.3 cm-1
(but can also be
expressed in energy or frequency units).











 2
2
2
1
1
1
λ
1
ν
ν
n
n
R
c
H
n1 = 1  Lyman
n1 = 2  Balmer
n1 = 3  Paschen
n1 = 4  Brackett
n1 = 5  Pfund
Revision: Electromagnetic Radiation
A – Amplitude l – wavelength
n - frequency c = n x l or n = c / l
wavenumber n = n / c = 1 / l
c (velocity of light in vacuum) = 2.9979 x 108
m s-1
.
1.5 The Bohr Model of the Atom
• The H-atom emission spectrum was rationalized by Bohr
(1913):
– Energies of H atom are restricted to certain discrete values
(i.e. electron is restricted to well-defined circular orbits,
labelled by quantum number n).
– Energy (light) absorbed in discrete amounts (quanta =
photons), corresponding to differences between these
restricted values:
E = E2  E1 = h
h
E1
E2
h
E1
E2
Absorption Emission
• Conclusion: Spectroscopy provides direct evidence for quantization
of energies (electronic, vibrational, rotational etc.) of atoms and
n2
n1
e
p+
Limitations of Bohr Model & Rydberg-Ritz Equation
• The model only works for hydrogen (and other one electron
ions) – ignores e-e repulsion.
• Does not explain fine structure of spectral lines.
• Note: The Bohr model (assuming circular electron orbits) is
fundamentally incorrect.
2. Wave-Particle Duality
• Remember: Classically, particles and waves are
distinct:
– Particles – characterised by position, mass,
velocity.
– Waves – characterised by wavelength, frequency.
• By the 1920s, however, it was becoming apparent
that sometimes matter (classically particles) can
behave like waves and radiation (classically waves)
can behave like particles.
2.1 Waves Behaving as Particles
a) The Photoelectric Effect
Electromagnetic radiation of frequency  can be thought
of as being made up of particles (photons), each with
energy E = h .
This is the basis of Photoelectron Spectroscopy (PES).
b) Spectroscopy
Discrete spectral lines of atoms and molecules
correspond to the absorption or emission of a photon of
energy h , causing the atom/molecule to change
between energy levels: E = h .
Many different types of spectroscopy are possible.
c) The Compton Effect (1923)
• Experiment: A monochromatic beam of X-rays (i) = incident
on a graphite block.
• Observation: Some of the X-rays passing through the block are
found to have longer wavelengths (s).

i

s
Intensity

i s
• Explanation: The scattered X-rays undergo elastic collisions with
electrons in the graphite.
– Momentum (and energy) transferred from X-rays to electrons.
• Conclusion: Light (electromagnetic radiation) possesses
momentum.
• Momentum of photon p = h/
• Energy of photon E = h = hc/ 
• Applying the laws of conservation
of energy and momentum we get:
i
s

e
p=h/s
p=mev
   












 cos
1
λ
λ
Δλ i
s
c
m
h
e
2.2 Particles Behaving as Waves
Electron Diffraction (Davisson and Germer, 1925)
Davisson and Germer showed that
a beam of electrons could be diffracted
from the surface of a nickel crystal.
Diffraction is a wave property – arises
due to interference between scattered
waves.
This forms the basis of electron
diffraction – an analytical technique for
determining the structures of molecules,
solids and surfaces (e.g. LEED).
NB: Other “particles” (e.g. neutrons,
protons, He atoms) can also be
diffracted by crystals.
2.3 The De Broglie Relationship (1924)
• In 1924 (i.e. one year before Davisson and Germer’s
experiment), De Broglie predicted that all matter has wave-like
properties.
• A particle, of mass m, travelling at velocity v, has linear
momentum p = mv.
• By analogy with photons, the associated wavelength of the
particle () is given by:
mv
p
λ
h
h


3. Wavefunctions
• A particle trajectory is a classical concept.
• In Quantum Mechanics, a “particle” (e.g. an electron) does not
follow a definite trajectory {r(t),p(t)}, but rather it is best described
as being distributed through space like a wave.
3.1Definitions
• Wavefunction () – a wave representing the spatial distribution of
a “particle”.
• e.g. electrons in an atom are described by a wavefunction centred
on the nucleus.
•  is a function of the coordinates defining the position of the
classical particle:
– 1-D (x)
– 3-D (x,y,z) = (r) = (r,,) (e.g. atoms)
•  may be time dependent – e.g. (x,y,z,t)
The Importance of 
•  completely defines the system (e.g. electron in an atom or
molecule).
• If  is known, we can determine any observable property (e.g.
energy, vibrational frequencies, …) of the system.
• QM provides the tools to determine  computationally, to
interpret  and to use  to determine properties of the
system.
3.2 Interpretation of the Wavefunction
• In QM, a “particle” is distributed in space like a wave.
• We cannot define a position for the particle.
• Instead we define a probability of finding the particle at any point
in space.
The Born Interpretation (1926)
“The square of the wavefunction at any point in space is
proportional to the probability of finding the particle
at that point.”
• Note: the wavefunction () itself has no physical meaning.
1-D System
• If the wavefunction at point x is (x), the probability of finding
the particle in the infinitesimally small region (dx) between x and
x+dx is:
P(x)  (x)2
dx
• (x) – the magnitude of  at point x.
Why write 2
instead of 2
?
• Because  may be imaginary or complex  2
would be
negative or complex.
• BUT: probability must be real and positive (0  P  1).
• For the general case, where  is complex ( = a + ib) then:
2
= * where * is the complex
conjugate of .
(* = a – ib) (NB )
probability density
1
i 

3-D System
• If the wavefunction at r = (x,y,z) is (r), the probability of
finding the particle in the infinitesimal volume element d (=
dxdydz) is:
P(r)  (r)2
d
• If (r) is the wavefunction describing
the spatial distribution of an electron
in an atom or molecule, then:
(r)2
= (r) – the electron density at point r
3.3 Normalization of the Wavefunction
• As mentioned above, probability: P(r)  (r)2
d
• What is the proportionality constant?
• If  is such that the sum of (r)2
at all points in space = 1, then:
P(x) = (x)2
dx 1-D
P(r) = (r)2
d 3-D
• As summing over an infinite number of infinitesimal steps = integration,
this means:
• i.e. the probability that the particle is somewhere in space = 1.
• In this case,  is said to be a normalized wavefunction.
    1
dx
x
ψ
D
1
P
2
total 
 



      1
dxdydz
z
y,
x,
ψ
dτ
ψ
D
3
P
2
2
total 

   













r
How to Normalize the Wavefunction
• If  is not normalized, then:
• A corresponding normalized wavefunction (Norm) can be
defined:
such that:
• The factor (1/A) is known as the normalization constant
(sometimes represented by N).
  1
dτ
ψ A
2


 r
   
r
r ψ
A
1
ψNorm 
  1
dτ
ψ
2
Norm 
 r
3.4 Quantization of the Wavefunction
The Born interpretation of  places
restrictions on the form of the wavefunction:
(a)  must be continuous (no breaks);
(b) The gradient of  (d/dx) must be
continuous (no kinks);
(c)  must have a single value at any point in
space;
(d)  must be finite everywhere;
(e)  cannot be zero everywhere.
• Other restrictions (boundary conditions) depend on the exact system.
• These restrictions on  mean that only certain wavefunctions and  only
certain energies of the system are allowed.
 Quantization of   Quantization of E
3.5 Heisenberg’s Uncertainty Principle
“It is impossible to specify simultaneously, with precision, both the momentum
and the position of a particle*”
(*if it is described by Quantum Mechanics)
Heisenberg (1927)
Dpx.Dx  h / 4p (or /2, where  = h/2p).
Dx – uncertainty in position
Dpx – uncertainty in momentum (in the x-direction)
• If we know the position (x) exactly, we know nothing about momentum (px).
• If we know the momentum (px) exactly, we know nothing about position (x).
• i.e. there is no concept of a particle trajectory {x(t),px(t)} in QM (which applies to
small particles).
• NB – for macroscopic objects, Dx and Dpx can be very small when compared
with x and px  so one can define a trajectory.
• Much of classical mechanics can be understood in the limit h  0.
How to Understand the Uncertainty Principle
• To localize a wavefunction () in space (i.e. to specify the
particle’s position accurately, small Dx) many waves of
different wavelengths () must be superimposed  large
Dpx (p = h/).
• The Uncertainty Principle imposes a fundamental (not
experimental) limitation on how precisely we can know (or
determine) various observables.
2
~
1
• Note – to determine a particle’s position accurately requires use
of short radiation (high momentum) radiation. Photons colliding
with the particle causes a change of momentum (Compton
effect)  uncertainty in p.
 The observer perturbs the system.
• Zero-Point Energy (vibrational energy Evib  0, even at T = 0 K)
is also a consequence of the Uncertainty Principle:
– If vibration ceases at T = 0, then position and momentum
both = 0 (violating the UP).
• Note: There is no restriction on the precision in simultaneously
knowing/measuring the position along a given direction (x) and
the momentum along another, perpendicular direction (z):
• Dpz.Dx = 0
• Similar uncertainty relationships apply to other pairs of
observables.
• e.g. the energy (E) and lifetime () of a state:
DE.D  
(a)This leads to “lifetime broadening” of spectral lines:
– Short-lived excited states ( well defined, small D)
possess large uncertainty in the energy (large DE) of the
state.
Þ Broad peaks in the spectrum.
(b)Shorter laser pulses (e.g. femtosecond, attosecond lasers) have
broader energy (therefore wavelength) band widths.
(1 fs = 1015
s, 1 as = 1018
s)
4. Wave Mechanics
• Recall – the wavefunction () contains all the information we need to
know about any particular system.
• How do we determine  and use it to deduce properties of the
system?
4.1Operators and Observables
• If  is the wavefunction representing a system, we can write:
where Q – “observable” property of system (e.g. energy,
momentum, dipole moment …)
– operator corresponding to observable Q.
Qψ
ψ 
Q̂
Q̂
• This is an eigenvalue equation and can be rewritten as:
(Note:  can’t be cancelled).
Examples: d/dx (eax
) = a eax
d2
/dx2
(sin ax) = a2
sin ax
  ψ
Q
ψ 

Q̂
operator Q acting on
function 
(eigenfunction)
function  multiplied
by a number Q
(eigenvalue)
To find  and calculate the properties (observables) of a system:
1. Construct relevant operator
2. Set up equation
3. Solve equation  allowed values of  and Q.
Quantum Mechanical Position and Momentum Operators
1. Operator for position in the x-direction is just multiplication by x
2. Operator for linear momentum in the x-direction:

(solve first order differential equation   , px).
Q̂
Qψ
ψ 
Q̂
xψ
ψ 
x̂
dx
d







i
ˆ

x
p
ψ
p
ψ x

x
p̂ ψ
p
dx
dψ
x


i

Constructing Kinetic and Potential Energy QM Operators
1. Write down classical expression in terms of position and momentum.
2. Introduce QM operators for position and momentum.
Examples
1. Kinetic Energy Operator in 1-D
CM  QM
2. KE Operator in 3-D
CM QM
3. Potential Energy Operator (a function of position)
 PE operator corresponds to multiplication by V(x), V(x,y,z) etc.
x
T̂
m
2
p
T
2
x
x  









 2
2
2
2
dx
d
m
2
m
2

x
x
p
T
ˆ
ˆ
T̂
m
2
p
p
p
m
2
p
T
2
z
2
y
2
x
2 



“del-squared”
2
2
2
2
2
2
2
2
2
2
m
2
z
y
x
m
2
m
2
























p
T
ˆ
ˆ
partial derivatives
operate on (x,y,z)
V̂
4.2 The Schrödinger Equation (1926)
• The central equation in Quantum Mechanics.
• Observable = total energy of system.
Schrödinger Equation Hamiltonian
Operator
E Total Energy
where and E = T + V.
• SE can be set up for any physical system.
• The form of depends on the system.
• Solve SE   and corresponding E.
Eψ
ψ 
Ĥ Ĥ
V
T
H ˆ
ˆ
ˆ 

Ĥ
Examples
1. Particle Moving in 1-D (x)
• The form of V(x) depends on the physical situation:
– Free particle V(x) = 0 for all x.
– Harmonic oscillator V(x) = ½kx2
2. Particle Moving in 3-D (x,y,z)
• SE 
or
Eψ
ψ
ψ
ψ 

 V
T
H ˆ
ˆ
ˆ   Eψ
ψ
x
V
x
ψ
m
2 2
2
2














  Eψ
ψ
z
y,
x,
V
z
ψ
y
ψ
x
ψ
m
2 2
2
2
2
2
2
2




















  Eψ
ψ
z
y,
x,
V
ψ
m
2
2
2





Note: The SE is a second order
differential equation
4.3 Particle in a I-D Box
System
– Particle of mass m in 1-D box of length L.
– Position x = 0L.
– Particle cannot escape from box as PE V(x)=  for x = 0, L (walls).
– PE inside box: V(x)= 0 for 0< x < L.
1-D Schrödinger Eqn.
(V = 0 inside box).
 
0
x
0 L
PE (V)
Eψ
x
ψ
m
2 2
2
2













• This is a second order differential equation – with general
solutions of the form:
 = A sin kx + B cos kx
• SE 
 (i.e. E depends on k).
  ψ
k
kx
cos
B
kx
sin
A
k
x
ψ 2
2
2
2















  Eψ
ψ
k
m
2
x
ψ
m
2
2
2
2
2
2


























m
2
k
E
2
2


Eψ
x
ψ
m
2 2
2
2













Restrictions on 
• In principle Schrödinger Eqn. has an infinite number of solutions.
• So far we have general solutions:
– any value of {A, B, k}  any value of {,E}.
• BUT – due to the Born interpretation of , only certain values of

are physically acceptable:
– outside box (x<0, x>L) V =   impossible for particle
to be outside the box
 2
= 0   = 0 outside box.
–  must be a continuous function
 Boundary Conditions  = 0 at x = 0
 = 0 at x = L.
THANKS..

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The reality of Quantum mechanics and stuff part 1

  • 1. QUANTUM MECHANICS- Illusion or Reality ? Prof. D. M. Parshuramkar Dept. of Physics N. H. College, Bramhapuri
  • 2. 1. Classical Mechanics • Do the electrons in atoms and molecules obey Newton’s classical laws of motion? • We shall see that the answer to this question is “No”. • This has led to the development of Quantum Mechanics – we will contrast classical and quantum mechanics.
  • 3. 1.1 Features of Classical Mechanics (CM) 1) CM predicts a precise trajectory for a particle. • The exact position (r)and velocity (v) (and hence the momentum p = mv) of a particle (mass = m) can be known simultaneously at each point in time. • Note: position (r),velocity (v) and momentum (p) are vectors, having magnitude and direction  v = (vx,vy,vz). position r = (x,y,z) velocity v
  • 4. 2) Any type of motion (translation, vibration, rotation) can have any value of energy associated with it – i.e. there is a continuum of energy states. 3) Particles and waves are distinguishable phenomena, with different, characteristic properties and behaviour. Property Behaviour mass momentum Particles position  collisions velocity Waves wavelength  diffraction frequency interference
  • 5. 1.2 Revision of Some Relevant Equations in CM Total energy of particle: E = Kinetic Energy (KE) + Potential Energy (PE) E = ½mv2 + V  E = p2 /2m + V (p = mv) Note: strictly E, T, V (and r, v, p) are all defined at a particular time (t) – E(t) etc.. T - depends on v V - depends on r V depends on the system e.g. positional, electrostatic PE
  • 6. • Consider a 1-dimensional system (straight line translational motion of a particle under the influence of a potential acting parallel to the direction of motion): • Define: position r = x velocity v = dx/dt momentum p = mv = m(dx/dt) PE V force F = (dV/dx) • Newton’s 2nd Law of Motion F = ma = m(dv/dt) = m(d2 x/dt2 ) • Therefore, if we know the forces acting on a particle we can solve a differential equation to determine it’s trajectory {x(t),p(t)}. acceleration
  • 7. 1.3 Example – The 1-Dimensional Harmonic Oscillator • The particle experiences a restoring force (F) proportional to its displacement (x) from its equilibrium position (x=0). • Hooke’s Law F = kx k is the stiffness of the spring (or stretching force constant of the bond if considering molecular vibrations) • Substituting F into Newton’s 2nd Law we get: m(d2 x/dt2 ) = kx a (second order) differential equation x m F k x = 0 NB – assuming no friction or other forces act on the particle (except F). k
  • 8. Solution: position x(t) = Asin(t) of particle frequency  = /2 = (of oscillation) Note: Frequency depends only on characteristics of the system (m,k) – not the amplitude (A)! m π 2 1 k m π 2 1 k +A A x t  time period  = 1/ 
  • 9. • Assuming that the potential energy V = 0 at x = 0, it can be shown that the total energy of the harmonic oscillator is given by: E = ½kA2 • As the amplitude (A) can take any value, this means that the energy (E) can also take any value – i.e. energy is continuous. • At any time (t), the position {x(t)} and velocity {v(t)} can be determined exactly – i.e. the particle trajectory can be specified precisely. • We shall see that these ideas of classical mechanics fail when we go to the atomic regime (where E and m are very small) – then we need to consider Quantum Mechanics. • CM also fails when velocity is very large (as v  c), due to relativistic effects.
  • 10. • By the early 20th century, there were a number of experimental results and phenomena that could not be explained by classical mechanics. a) Black Body Radiation (Planck 1900) 1.4 Experimental Evidence for the Breakdown of Classical Mechanics 0 2000 4000 6000 2000 K 1750 K 1250 K Energy Radiated Classical Mechanics (Rayleigh-Jeans) “UV Catastrophe” l/nm
  • 11. Planck’s Quantum Theory • Planck (1900) proposed that the light energy emitted by the black body is quantized in units of h ( = frequency of light). E = nh (n = 1, 2, 3, …) • High frequency light only emitted if thermal energy kT  h. • h – a quantum of energy. • Planck’s constant h ~ 6.6261034 Js • If h  0 we regain classical mechanics. • Conclusions: • Energy is quantized (not continuous). • Energy can only change by well defined amounts.
  • 12. Time period of a Simple pendulum Gustav Kirchhoff 1859 : Dark lines of Na seen in solar spectrum are darkened further by interposition of Na – flame in the path of Sun’s ray . Ratio of Emissive power to Absorptive power is independent of the nature of material which is
  • 13. Function of Freq. and Temp. • String vibration • Phase Space
  • 14. b) Heat Capacities (Einstein, Debye 1905-06) • Heat capacity – relates rise in energy of a material with its rise in temperature: CV = (dU/dT)V • Classical physics  CV,m = 3R (for all T). • Experiment  CV,m < 3R (CV as T). • At low T, heat capacity of solids determined by vibrations of solid. • Einstein and Debye adopted Planck’s hypothesis. • Conclusion: vibrational energy in solids is quantized: – vibrational frequencies of solids can only have certain values () – vibrational energy can only change by integer multiples of h.
  • 15. c) Photoelectric Effect (Einstein 1905) • Ideas of Planck applied to electromagnetic radiation. • No electrons are ejected (regardless of light intensity) unless n exceeds a threshold value characteristic of the metal. • Ek independent of light intensity but linearly dependent on n. • Even if light intensity is low, electrons are ejected if n is above the threshold. (Number of electrons ejected increases with light intensity). • Conclusion: Light consists of discrete packets (quanta) of energy = photons (Lewis, 1922). hn Metal surface work function = F e Photoelectrons ejected with kinetic energy: Ek = hn - 
  • 16. d) Atomic and Molecular Spectroscopy • It was found that atoms and molecules absorb and emit light only at specific discrete frequencies  spectral lines (not continuously!). • e.g. Hydrogen atom emission spectrum (Balmer 1885) • Empirical fit to spectral lines (Rydberg-Ritz): n1, n2 (> n1) = integers. • Rydberg constant RH = 109,737.3 cm-1 (but can also be expressed in energy or frequency units).             2 2 2 1 1 1 λ 1 ν ν n n R c H n1 = 1  Lyman n1 = 2  Balmer n1 = 3  Paschen n1 = 4  Brackett n1 = 5  Pfund
  • 17. Revision: Electromagnetic Radiation A – Amplitude l – wavelength n - frequency c = n x l or n = c / l wavenumber n = n / c = 1 / l c (velocity of light in vacuum) = 2.9979 x 108 m s-1 .
  • 18. 1.5 The Bohr Model of the Atom • The H-atom emission spectrum was rationalized by Bohr (1913): – Energies of H atom are restricted to certain discrete values (i.e. electron is restricted to well-defined circular orbits, labelled by quantum number n). – Energy (light) absorbed in discrete amounts (quanta = photons), corresponding to differences between these restricted values: E = E2  E1 = h h E1 E2 h E1 E2 Absorption Emission • Conclusion: Spectroscopy provides direct evidence for quantization of energies (electronic, vibrational, rotational etc.) of atoms and n2 n1 e p+
  • 19. Limitations of Bohr Model & Rydberg-Ritz Equation • The model only works for hydrogen (and other one electron ions) – ignores e-e repulsion. • Does not explain fine structure of spectral lines. • Note: The Bohr model (assuming circular electron orbits) is fundamentally incorrect.
  • 20. 2. Wave-Particle Duality • Remember: Classically, particles and waves are distinct: – Particles – characterised by position, mass, velocity. – Waves – characterised by wavelength, frequency. • By the 1920s, however, it was becoming apparent that sometimes matter (classically particles) can behave like waves and radiation (classically waves) can behave like particles.
  • 21. 2.1 Waves Behaving as Particles a) The Photoelectric Effect Electromagnetic radiation of frequency  can be thought of as being made up of particles (photons), each with energy E = h . This is the basis of Photoelectron Spectroscopy (PES). b) Spectroscopy Discrete spectral lines of atoms and molecules correspond to the absorption or emission of a photon of energy h , causing the atom/molecule to change between energy levels: E = h . Many different types of spectroscopy are possible.
  • 22. c) The Compton Effect (1923) • Experiment: A monochromatic beam of X-rays (i) = incident on a graphite block. • Observation: Some of the X-rays passing through the block are found to have longer wavelengths (s).  i  s Intensity  i s
  • 23. • Explanation: The scattered X-rays undergo elastic collisions with electrons in the graphite. – Momentum (and energy) transferred from X-rays to electrons. • Conclusion: Light (electromagnetic radiation) possesses momentum. • Momentum of photon p = h/ • Energy of photon E = h = hc/  • Applying the laws of conservation of energy and momentum we get: i s  e p=h/s p=mev                  cos 1 λ λ Δλ i s c m h e
  • 24. 2.2 Particles Behaving as Waves Electron Diffraction (Davisson and Germer, 1925) Davisson and Germer showed that a beam of electrons could be diffracted from the surface of a nickel crystal. Diffraction is a wave property – arises due to interference between scattered waves. This forms the basis of electron diffraction – an analytical technique for determining the structures of molecules, solids and surfaces (e.g. LEED). NB: Other “particles” (e.g. neutrons, protons, He atoms) can also be diffracted by crystals.
  • 25. 2.3 The De Broglie Relationship (1924) • In 1924 (i.e. one year before Davisson and Germer’s experiment), De Broglie predicted that all matter has wave-like properties. • A particle, of mass m, travelling at velocity v, has linear momentum p = mv. • By analogy with photons, the associated wavelength of the particle () is given by: mv p λ h h  
  • 26. 3. Wavefunctions • A particle trajectory is a classical concept. • In Quantum Mechanics, a “particle” (e.g. an electron) does not follow a definite trajectory {r(t),p(t)}, but rather it is best described as being distributed through space like a wave. 3.1Definitions • Wavefunction () – a wave representing the spatial distribution of a “particle”. • e.g. electrons in an atom are described by a wavefunction centred on the nucleus. •  is a function of the coordinates defining the position of the classical particle: – 1-D (x) – 3-D (x,y,z) = (r) = (r,,) (e.g. atoms) •  may be time dependent – e.g. (x,y,z,t)
  • 27. The Importance of  •  completely defines the system (e.g. electron in an atom or molecule). • If  is known, we can determine any observable property (e.g. energy, vibrational frequencies, …) of the system. • QM provides the tools to determine  computationally, to interpret  and to use  to determine properties of the system.
  • 28. 3.2 Interpretation of the Wavefunction • In QM, a “particle” is distributed in space like a wave. • We cannot define a position for the particle. • Instead we define a probability of finding the particle at any point in space. The Born Interpretation (1926) “The square of the wavefunction at any point in space is proportional to the probability of finding the particle at that point.” • Note: the wavefunction () itself has no physical meaning.
  • 29. 1-D System • If the wavefunction at point x is (x), the probability of finding the particle in the infinitesimally small region (dx) between x and x+dx is: P(x)  (x)2 dx • (x) – the magnitude of  at point x. Why write 2 instead of 2 ? • Because  may be imaginary or complex  2 would be negative or complex. • BUT: probability must be real and positive (0  P  1). • For the general case, where  is complex ( = a + ib) then: 2 = * where * is the complex conjugate of . (* = a – ib) (NB ) probability density 1 i  
  • 30. 3-D System • If the wavefunction at r = (x,y,z) is (r), the probability of finding the particle in the infinitesimal volume element d (= dxdydz) is: P(r)  (r)2 d • If (r) is the wavefunction describing the spatial distribution of an electron in an atom or molecule, then: (r)2 = (r) – the electron density at point r
  • 31. 3.3 Normalization of the Wavefunction • As mentioned above, probability: P(r)  (r)2 d • What is the proportionality constant? • If  is such that the sum of (r)2 at all points in space = 1, then: P(x) = (x)2 dx 1-D P(r) = (r)2 d 3-D • As summing over an infinite number of infinitesimal steps = integration, this means: • i.e. the probability that the particle is somewhere in space = 1. • In this case,  is said to be a normalized wavefunction.     1 dx x ψ D 1 P 2 total             1 dxdydz z y, x, ψ dτ ψ D 3 P 2 2 total                    r
  • 32. How to Normalize the Wavefunction • If  is not normalized, then: • A corresponding normalized wavefunction (Norm) can be defined: such that: • The factor (1/A) is known as the normalization constant (sometimes represented by N).   1 dτ ψ A 2    r     r r ψ A 1 ψNorm    1 dτ ψ 2 Norm   r
  • 33. 3.4 Quantization of the Wavefunction The Born interpretation of  places restrictions on the form of the wavefunction: (a)  must be continuous (no breaks); (b) The gradient of  (d/dx) must be continuous (no kinks); (c)  must have a single value at any point in space; (d)  must be finite everywhere; (e)  cannot be zero everywhere. • Other restrictions (boundary conditions) depend on the exact system. • These restrictions on  mean that only certain wavefunctions and  only certain energies of the system are allowed.  Quantization of   Quantization of E
  • 34. 3.5 Heisenberg’s Uncertainty Principle “It is impossible to specify simultaneously, with precision, both the momentum and the position of a particle*” (*if it is described by Quantum Mechanics) Heisenberg (1927) Dpx.Dx  h / 4p (or /2, where  = h/2p). Dx – uncertainty in position Dpx – uncertainty in momentum (in the x-direction) • If we know the position (x) exactly, we know nothing about momentum (px). • If we know the momentum (px) exactly, we know nothing about position (x). • i.e. there is no concept of a particle trajectory {x(t),px(t)} in QM (which applies to small particles). • NB – for macroscopic objects, Dx and Dpx can be very small when compared with x and px  so one can define a trajectory. • Much of classical mechanics can be understood in the limit h  0.
  • 35. How to Understand the Uncertainty Principle • To localize a wavefunction () in space (i.e. to specify the particle’s position accurately, small Dx) many waves of different wavelengths () must be superimposed  large Dpx (p = h/). • The Uncertainty Principle imposes a fundamental (not experimental) limitation on how precisely we can know (or determine) various observables. 2 ~ 1
  • 36. • Note – to determine a particle’s position accurately requires use of short radiation (high momentum) radiation. Photons colliding with the particle causes a change of momentum (Compton effect)  uncertainty in p.  The observer perturbs the system. • Zero-Point Energy (vibrational energy Evib  0, even at T = 0 K) is also a consequence of the Uncertainty Principle: – If vibration ceases at T = 0, then position and momentum both = 0 (violating the UP). • Note: There is no restriction on the precision in simultaneously knowing/measuring the position along a given direction (x) and the momentum along another, perpendicular direction (z): • Dpz.Dx = 0
  • 37. • Similar uncertainty relationships apply to other pairs of observables. • e.g. the energy (E) and lifetime () of a state: DE.D   (a)This leads to “lifetime broadening” of spectral lines: – Short-lived excited states ( well defined, small D) possess large uncertainty in the energy (large DE) of the state. Þ Broad peaks in the spectrum. (b)Shorter laser pulses (e.g. femtosecond, attosecond lasers) have broader energy (therefore wavelength) band widths. (1 fs = 1015 s, 1 as = 1018 s)
  • 38. 4. Wave Mechanics • Recall – the wavefunction () contains all the information we need to know about any particular system. • How do we determine  and use it to deduce properties of the system? 4.1Operators and Observables • If  is the wavefunction representing a system, we can write: where Q – “observable” property of system (e.g. energy, momentum, dipole moment …) – operator corresponding to observable Q. Qψ ψ  Q̂ Q̂
  • 39. • This is an eigenvalue equation and can be rewritten as: (Note:  can’t be cancelled). Examples: d/dx (eax ) = a eax d2 /dx2 (sin ax) = a2 sin ax   ψ Q ψ   Q̂ operator Q acting on function  (eigenfunction) function  multiplied by a number Q (eigenvalue)
  • 40. To find  and calculate the properties (observables) of a system: 1. Construct relevant operator 2. Set up equation 3. Solve equation  allowed values of  and Q. Quantum Mechanical Position and Momentum Operators 1. Operator for position in the x-direction is just multiplication by x 2. Operator for linear momentum in the x-direction:  (solve first order differential equation   , px). Q̂ Qψ ψ  Q̂ xψ ψ  x̂ dx d        i ˆ  x p ψ p ψ x  x p̂ ψ p dx dψ x   i 
  • 41. Constructing Kinetic and Potential Energy QM Operators 1. Write down classical expression in terms of position and momentum. 2. Introduce QM operators for position and momentum. Examples 1. Kinetic Energy Operator in 1-D CM  QM 2. KE Operator in 3-D CM QM 3. Potential Energy Operator (a function of position)  PE operator corresponds to multiplication by V(x), V(x,y,z) etc. x T̂ m 2 p T 2 x x             2 2 2 2 dx d m 2 m 2  x x p T ˆ ˆ T̂ m 2 p p p m 2 p T 2 z 2 y 2 x 2     “del-squared” 2 2 2 2 2 2 2 2 2 2 m 2 z y x m 2 m 2                         p T ˆ ˆ partial derivatives operate on (x,y,z) V̂
  • 42. 4.2 The Schrödinger Equation (1926) • The central equation in Quantum Mechanics. • Observable = total energy of system. Schrödinger Equation Hamiltonian Operator E Total Energy where and E = T + V. • SE can be set up for any physical system. • The form of depends on the system. • Solve SE   and corresponding E. Eψ ψ  Ĥ Ĥ V T H ˆ ˆ ˆ   Ĥ
  • 43. Examples 1. Particle Moving in 1-D (x) • The form of V(x) depends on the physical situation: – Free particle V(x) = 0 for all x. – Harmonic oscillator V(x) = ½kx2 2. Particle Moving in 3-D (x,y,z) • SE  or Eψ ψ ψ ψ    V T H ˆ ˆ ˆ   Eψ ψ x V x ψ m 2 2 2 2                 Eψ ψ z y, x, V z ψ y ψ x ψ m 2 2 2 2 2 2 2 2                       Eψ ψ z y, x, V ψ m 2 2 2      Note: The SE is a second order differential equation
  • 44. 4.3 Particle in a I-D Box System – Particle of mass m in 1-D box of length L. – Position x = 0L. – Particle cannot escape from box as PE V(x)=  for x = 0, L (walls). – PE inside box: V(x)= 0 for 0< x < L. 1-D Schrödinger Eqn. (V = 0 inside box).   0 x 0 L PE (V) Eψ x ψ m 2 2 2 2             
  • 45. • This is a second order differential equation – with general solutions of the form:  = A sin kx + B cos kx • SE   (i.e. E depends on k).   ψ k kx cos B kx sin A k x ψ 2 2 2 2                  Eψ ψ k m 2 x ψ m 2 2 2 2 2 2                           m 2 k E 2 2   Eψ x ψ m 2 2 2 2             
  • 46. Restrictions on  • In principle Schrödinger Eqn. has an infinite number of solutions. • So far we have general solutions: – any value of {A, B, k}  any value of {,E}. • BUT – due to the Born interpretation of , only certain values of  are physically acceptable: – outside box (x<0, x>L) V =   impossible for particle to be outside the box  2 = 0   = 0 outside box. –  must be a continuous function  Boundary Conditions  = 0 at x = 0  = 0 at x = L.