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The Shape Of Agency Control Action Skill Knowledge Joshua Shepherd
The Shape of Agency
Acknowledgements
I had a lot of help in writing this book. For comments, conversation, and
inspiration along the way, I want to thank Al Mele, Myrto Mylopoulos,
Ellen Fridland, Matt Parrott, Denis Beuhler, Will Davies, Carissa Véliz,
Uriah Kriegel, Tim Bayne, Nick Shea, Wayne Wu, and Elisabeth Pacherie.
Many thanks to the students in my seminar at Carleton in 2018 for reading
an earlier version of this. For listening to earlier versions of this, and mak-
ing it better, I want to thank Neil Roughley and his group at Duisberg-
Essen, people at the summer mind workshop at Columbia, including John
Morrison, Katia Samoilova, and Antonia Peacocke, Thor Grünbaum and
many at the University of Copenhagen, Chiara Brozzo, Hong Yu Wong, and
many at the University of Tübingen, the whole workshop in the mountains
crew—Balaguer, Buckareff, Downes, Grzankowski, Jacobson, Pasnau,
Roskies, Strevens, and even McKenna—for conversations and encourage-
ment regarding an early version of chapters 7 and 8, Felipe de Brigard,
Santiago Amaya, Manuel Vargas, Walter Sinnott-Armstrong, and the audi-
ence at that Duke workshop, my colleagues at Carleton and also my col-
leagues at Universität de Barcelona, so many philosophers in the United
Kingdom and Ireland, so many philosophers in Oxford and at the Uehiro
Centre, and also the muses atop the Clarendon building.
For providing funding at various stages of this thing’s development, I
want to thank the European Research Council (Horizon 2020 grant 757698,
for the project Rethinking Conscious Agency), and the Canadian Institute
for Advanced Research’s (CIFAR) program in Mind, Brain, and Consciousness,
and the CIFAR Azrieli Global Scholar program.
For providing space to write, and music, and drinks of various sorts,
I want to thank Doña Rosa in Barcelona, the many pubs of Oxford, and The
Third in Ottawa.
The Shape Of Agency Control Action Skill Knowledge Joshua Shepherd
The Shape of Agency: Control, Action, Skill, Knowledge. Joshua Shepherd, Oxford University Press (2021).
© Joshua Shepherd. DOI: 10.1093/oso/9780198866411.003.0001
1
Introduction
The agent is the one that does things. There somehow in the midst of all the
things that cause the agent to move, you find an agent in turn causing
things. You find action. The agent displays activity.
Those things that are not agents do nothing. There in the midst of all the
things that cause them to move and that they in turn cause, you find...mere
happenings, nothing else. No action; all passivity.
—Really?
Hogweed is not an agent—not in the sense above intended. And yet hog-
weed will give you a nasty rash. Hogweed will render your skin extremely
sensitive to the sun. You might end up with third degree burns, and scars.
Hogweed does things.
Come to think of it, what doesn’t do things? Numbers probably. Absences
maybe. But lots of things do things. Trees fall. Stars burn. When passing
through heavy water, neutrinos leave a kind of trail.
When I say the agent is the one that does things—when I engage in this
philosopher’s way of talking about agents—I must have a special notion
in mind.
At its most metaphorical, the notion is of two planes of existence.
On one plane are mere happenings, and the things that partake in them.
On this plane festers the hogweed, falls the tree, slowly cools the dead star,
bombs quietly across space and time the neutrino.
On the higher plane are agents. Doing things. But for real.
This picture is gnomic. It frustrates. And yet it allures. The history of
philosophical reflection on action gives the distinction between activity and
passivity different names, and attempts to explain the distinction in differ-
ent ways. But philosophers circle the distinction repeatedly (for a nice
recent discussion, see Hyman 2015, both chapter 1 and the appendix).
Aristotle wants to know the difference between being cut and cutting.
Hobbes wants to know the difference between vital motions, like the motion
of the blood, and voluntary motion, as in bodily action. Wittgenstein wants
to know the difference between my arm going up and my raising it.
2 Introduction
I’m hooked. Agents do seem to be importantly distinct from non-agents.
Agents seem to be a special kind of thing, possessed of unique capacities
and thereby capable of special kinds of achievements.
In this book I give voice to this thought. I offer a perspective on agency—
on its minimal conditions and some of its exemplary instances.
The view of agency built in this book is not exactly reductionist. But it
is stripped down. It is individualistic. And it is in large measure, at least
in exposition, ahistorical. This is not to say it is not a product of its time.
One could trace a lineage that draws significant inspiration from
Aristotle, endorses some ideas found in the modern period (in, e.g.,
Hobbes), then begins to pick up steam with thinkers like William James,
and past him diverse mid-twentieth-century sources like Gilbert Ryle, or
Maurice Merleau-Ponty, and from there moves quickly towards the pre-
sent, adding and pruning layers like some kind of self-critical Fibonacci
sequence, by way of Hector-Neri Castañeda, Alvin Goldman, Marc
Jeannerod, Myles Brand, Daniel Dennett, Michael Bratman, Alfred Mele,
Elisabeth Pacherie.
From 2020, we can look back on the development of theories of agency
and action over time, and see that a lot of what passed for philosophical
reflection on action in the history of philosophy appears now as speculative
psychology. Progress in the sciences of the mind has been slow, and full of
fits and starts, but it continues. And from here it seems that earlier accounts
of agency, which leaned heavily on ideas about, and relations between, fac-
ulties or capacities called reason, or the passions, or the intellect, or the will,
are under pressure to accommodate different, mechanistic taxonomies that
make reference to notions like associative learning, task set construction,
sensorimotor adaptation, motor schema, representational format, metacog-
nition, cognitive control, and so on. These mechanistic taxonomies and
these neuropsychological concepts do not render philosophical reflection
on agency irrelevant, of course—if anything, the science of agency raises as
many philosophical questions as it answers. The point is simply that philo-
sophical accounts of agency and agentive phenomena must now be devel-
oped with an awareness that the parts that compose agents are being spliced
into fine levels of grain by a range of intersecting disciplines—neurobiology,
cognitive psychology, cognitive ethology, motor physiology, cybernetics,
and more. What this awareness has done to the book you are reading is that
I have written a book full of concerns that are somewhat abstract and thor-
oughly architectural.
the blueprint 3
In fact my book is architectural in two senses. In one way I am concerned
with broad structures. I am less concerned with the material that composes
the skeleton, than with the shape of the skeleton. I am concerned with the
basic building blocks of agency in chapters 2 through 5. In chapters 6
through 8 I am concerned with the abstract form of agency, and with how
agents, qua agent, might display excellence of form.
The second sense in which my book is architectural in that, rather than
try to capture the essence of pre-existing agentive notions, I am trying to
build something new. My approach is not conceptual analysis, but more like
Carnapian explication (Carnap 1950; Justus 2012; Shepherd and Justus 2015),
or what lately people have been calling conceptual engineering. Some revi-
sion of pre-existing notions is involved. But the aim is to actually capture
the reality underneath, or at least to develop accounts of phenomena that
might, even if flawed in some respects, promote understanding of the nature
of agents. I would ask readers to bear this in mind when reading the
accounts I offer of control, voluntary control, intentional action, and even
skill. I am aware that usage of these words varies, and that alternative
accounts are available. My claim is that the accounts I develop accurately
capture phenomena of importance, and that promote fruitful theorizing,
even if some departure from intuitions or common usage is required.
The shape of agency that I trace in this book comes primarily in the form
of accounts of five agentive phenomena: control, non-deviance, intentional
action, skill, and knowledgeable action. These accounts are interlinked.
Control is closely related to non-deviance. Both are important for inten-
tional action. Control, non-deviance, and intentional action undergird an
account of skill. And everything that goes before helps elucidate know­
ledge­able action.
The aim is not to make good on the metaphor of two planes so much as
explain its allure by explaining the ways in which agents, as agents, are special.
Agents are special things, in that they are unique amalgamations of properties,
of causal powers. They have a unique kind of structure. This is not to say that
they do not fit perfectly within the natural order, whatever that is.
The Blueprint
Chapters 2 through 5 concern basic building blocks of agency. In chapter 2 I
develop an account of control’s possession. Key notions are the agent’s plans
4 Introduction
(or plan-states), the agent’s behavioral patterns, and the circumstances in
which plans (or plan-states) help to cause an agent’s behavioral patterns. An
agent possesses control over her behavior when she is constituted in a way
such that in circumstances we must carefully specify, her behavioral patterns
repeatedly and flexibly match her plans for behavior.
In chapter 3 I develop an account of non-deviant causation.
In chapter 4 I leverage the earlier discussion to offer an account of con-
trol’s exercise. Roughly, control’s exercise essentially involves non-deviant
causation, and non-deviant causation is what happens when agents that
possess control behave in normal ways in implementing plans in certain
circumstances. I also apply this account, along with additional con­
sid­
er­
ations, to offer an explication of voluntary control, and to illuminate volun-
tary control’s relationship to nearby notions of direct control, and indirect
control. I also extend the explication of voluntary control to the notion of
what is “up to” an agent.
In chapter 5 I develop an account of intentional action. It transpires that
intentional action is the exercise of a sufficient degree of control in bringing
behavior to approximate a good plan. Laying out this view of intentional
action takes some work, and I anticipate complaints. So I go on to consider
a number of ancillary issues and potential objections. I also consider this
account in relation to frequent complaints levied against causalism about
intentional action.
Chapters 2 through 5 might be thought of as the book’s first part.
Chapters 6 through 8 are a second part, with chapter 6 as a kind of hinge.
The main aim in this second part is to work towards an understanding of
agentive excellence.
In chapter 6 I discuss the nature of agency. I do not lay out a specific
account, but I try to render vivid the thought that agency is essentially a
matter of a system structured so as to make appropriate the application of
behavioral standards—frequently, rational standards—to the system, at
least some of which the system is able to satisfy. This discussion foregrounds
the accounts I offer in chapters 7 and 8. These are accounts of modes of
agentive excellence.
In chapter 7, it is skill at issue. I develop thoughts about the targets of
skill—especially about what I call an action domain. I also offer a novel
account of skill, and of skill’s gradability. I then consider the role of know­
ledge in an account of skill, and argue that although knowledge is frequently
critical for skill, it is not necessary.
the blueprint 5
In chapter 8, knowledgeable action—action that in turn involves ­
know­
ledge
of what I am doing and how—is at issue. Many have found knowledge of
action particularly interesting, and epistemically unique. I develop an account
of the epistemic credentials of knowledge of action, I discuss competitors,
and I illuminate how action that involves knowledge of action qualifies as a
mode of agentive excellence.
Let’s get it.
The Shape of Agency: Control, Action, Skill, Knowledge. Joshua Shepherd, Oxford University Press (2021).
© Joshua Shepherd. DOI: 10.1093/oso/9780198866411.003.0002
2
Control’s Possession
2.1 Introduction
Anything that displays activity, that is a doing of something rather than a
mere happening, will involve the exercise of control.1
A great sushi chef prepares a plate of food. One sees a series of precise
movements. The chef makes accurate, contextually appropriate cuts into a
piece of fish. They roll just the right amount of rice into the right shape.
They pinch and then spread a finely chosen amount of wasabi. A great sushi
chef can do this again and again and again and again.
As she practices, a professional tennis player takes balls and places them
exactly where she wants across the court. Over and over she hits a small
window on the court. Or, on the run, she lays down a volley with a delicate
touch that slows the speed of the ball and that cuts a difficult angle. In the
middle of a match this can seem completely improvised. But most success-
ful shots are the product of years of practice.
It is said that if you want to make a certain percentage of three-point shots
in basketball—in games, 40 percent is a great number—you should make
double that in practice. That means day after day, in a gym alone, you should
make eighty out of 100 shots from 24 feet out. And you should def­in­
ite­
ly
shoot more than 100 per day if you want to get numbers that consistent.
The moral applies to any number of action-types—woodworking, paint-
ing, playing an instrument, dancing. What practitioners of these activities
hone through practice, and what they display, is in part a tremendous
amount of control over behavior. They can direct, or guide, their bodies and
minds at a fineness of grain in order to consistently produce movements
and thoughts that fall within a small space of variability. They do so because
they can, and because they want to, and intend to, because these activities
1 The ideas in the next three chapters are expansions upon, and in many cases refinements
of, ideas first floated in Shepherd (2014a). I’m happier with the present versions of those ideas.
set out standards for success that they have learned to achieve again and
again and again and again.
I have said that control is necessary for activity—for action, for agency.
I have not said that only agents possess control. Engineers and biologists
find the language of control useful, and their usage is similar to my own.
A ­
system or sub-system with control is a system or sub-system whose
behavior can be modeled in terms of goal-states and processes that drive
the system or sub-system into states that constitute or cause the satisfac-
tion of these goal-states (cf. Dennett 1984). Such a system may not qualify
as an agent.
The trick, for an engineer or biologist, is to understand the joints and
levers of the system—to understand how the control is exercised. The trick
for the philosopher of mind or agency is to elucidate the philosophically
interesting components of controlled behavior and their relations set in the
broader context of philosophical reflection on the nature of agents. I want
to know what it is for the agent, as opposed to some non-agential system, or
some sub-system within the agent—her early visual system, or her circula-
tory system, or whatever—to exercise control.
2.2 Control’s Exercise
When an agent exercises control, they deploy behavior in the service of a cer-
tain class of mental states. The class I have in mind may be as narrow as the
class of intentions. Or it may be broad. Perhaps desires, urges, various emo-
tional states, states with imperatival content (arguably: pain states), or even
certain perceptual states could qualify. That will depend on one’s account of
the contents and functions of such states. Perhaps packages of states could
together qualify. Some think, for example, that an intention is really just a
package of a desire and a certain kind of belief (Davis 1984; Sinhababu 2017).
Or we could think of control with respect to a package of intentions, sub-
intentions, associated beliefs, and so on. I’m neutral on all this.
My requirements: in order to be served by controlled behavior, a mental
state or package of states should (a) represent (series of) events, states of
affairs, or whatever, as to be done, or eventuated (that is, should set out
a goal) (b) play a causal role in the production of (or, at minimum, attempts
to produce) the thing to be done (that is, M should move the agent
towards the goal) (c) qualify as a state or states of the agent, as opposed to
some sub-system of the agent. Notice: (b) requires that the state move the
Control’s Exercise 7
8 Control’s Possession
agent in the right direction, towards the goal. I require that this not be
­
accidental. The state (or package) that moves the agent towards the goal
should, then, do so at least in part because the state’s content sets out a way
to ­
proceed towards the goal.
The third requirement is shifty, invoking as it seems to either a distinction
between personal and sub-personal levels (Dennett 1969), or something
like a distinction between doxastic and sub-doxastic states (Stich 1978). I
rely on an intuitive understanding of states of the agent for now. (More
detailed psychological architectures for particular agents would bring into
play more detailed criteria for marking the distinction.) On the intuitive
understanding, the agent’s intentions, beliefs, fears, and so on are at the level
of the agent. But states of the agent’s early visual system, or states that regu-
late the agent’s updating of long-term memory—states like these do not
qualify. So, while the processing in early visual cortex is plausibly controlled
processing, it does not qualify as control that the agent exercises. I discuss
this issue further at chapter 5.5.3.
I need a term of convenience to refer to the relevant class of mental states.
For reasons that will become apparent, I will call them plan-states. When
agents deploy behavior in service of plan-states, they aim at success. Success
involves a match between behavior and (certain aspects of) the representa-
tional content of the plan-state. That is what it is for behavior to be in ser-
vice of a plan-state. Such behavior is directed towards matching aspects of
the content of such a state.
A basketball player intends to make a shot. We can stipulate that the rep-
resentational content of the intention includes the following plan: “square to
the basket, locate the rim, aim just beyond the front of the rim, follow
through, make the shot.” When the agent is successful, she executes her
intention as planned—she squares to the basket, locates the rim, aims just
beyond the front of the rim, follows through, and makes the shot.
Talk of a content match between (aspects of) a plan-state and behavior
raises the following question: what is the representational content of a plan-
state, and what aspects of it are relevant? I will call the relevant aspects
means-end aspects. I’m building on Myles Brand’s work on the content of
intentions, on which the content of an intention is a plan. Here is how Brand
introduces the idea:
An intentional action can be a momentous occasion in one’s life, such as
marrying, or it can be a mundane occurrence, such as showering in the
morning; but in all cases, the agent is following his plan when acting. He
Control’s Exercise 9
has before his mind, as it were, a pattern of activity to which he brings his
actions into conformity. (Brand 1986: 213)
As Brand notes, it is not immediately obvious what plans are. We sometimes
talk of them in ways that suggest that plans are psychological states. But we
sometimes talk of them in ways that suggest plans are abstract objects (e.g.,
“There is a plan for world peace but no one has thought of it and no one
will” (218)). So perhaps plan-types are abstract objects and agents, via psy-
chological states, token some of these types. Settling the ontology of plans
here is not necessary.
We need some sense of the structure plans take, as well as of the kinds of
content plans can embed.
Regarding the structure plans take, Brand notes that very simple plans
need be little more than a linearly ordered series of steps. Plausibly a plan
could involve only one step: move left, wiggle finger, scream, or whatever.
But complex plans might involve conditional structures, sets of sub-goals,
embedded contingency plans specifying what results count as second or
third best, and so on. Brand (1986: 219) suggests we model plans as ordered
triples, like so:
Phi = <A, h, g>
Here A is a set of action-types (although one could say behavior-types
instead, with action-types as a subset of these), h is a function on A that
orders its members in terms of dependency relationships, and g specifies
which results (events, states of affairs, or whatever) are the actual goals or
­subgoals embedded in the plan. Brand argues that g is necessary to ­capture
plan structure because two agents could share A and h while having
­
different goals. “You and I might follow the same recipe in baking a cake,
yet act on different plans. The goal of your plan might be to produce a
finished cake, whereas the goal of my plan might be to test the recipe;
nevertheless, we both performed the same types of actions in the same
order” (219).
I agree with Brand that a specification of the goal or goals is important.
This specification sets a standard for success. I might be aiming to get the
taste of butter to mix with the cocoa just right. You might be looking to give
something to your dog for its birthday. We might produce very similar
cakes, with my effort largely a failure, and yours a smashing success. The
difference is in the goals. Perhaps my performance suffered. Or perhaps I
10 Control’s Possession
had a bad plan—that is, perhaps the behaviors in A or the dependency
­
relationships specified by h were poorly chosen or poorly constructed. This
suggests a distinction between the quality of performance of the behavior-
types a plan specifies, and the quality of satisfaction of the goal(s) a plan
specifies.2
As important as goals are the dependency relationships between
­behavior-types. A plan for shaving involves the application of shaving cream
and the passing of a razor over the skin. It is important that one happen
before the other. Other plans could embed contingency structures, back-up
strat­
egies, specification of next-best outcomes, and so on. Many behavior-
types could be represented by a plan, with some to be performed only on
certain branches of a tree, and only in certain orders, owing to the way the
plan orders the importance of the goals to be achieved.
The dependency relationships in a plan thus set up a means-end struc-
ture as internal to, constitutive of, the nature of plans. Behaviors are indexed
to goals as means, and they are weighted against other possible behaviors
given various contingencies.
My claim is that controlled behavior is behavior that, with additional
constraints added below, approximates means-end aspects of a plan-state.
Brand speaks of the agent bringing actions into conformity with intentions.
Lilian O’Brien (2012) speaks of a matching between movements and con-
tents of intentions. The idea here is similar. The aspects at issue are the
means an agent takes, the ends in view, and the dependency relationships
between various means and various ends. One could pull these apart and
speak of an agent’s fluency at various aspects in isolation:
Agent A performs the behaviors perfectly, but gets them out of order, and
fails to achieve the end.
Agent B performs the behaviors poorly, but gets the order right, and fails to
achieve the end.
Agent C performs the behaviors perfectly, and gets the order wrong, and
achieves the end.
2 The distinction between behavior-types and goals is useful, and in some cases necessary to
capture the structure and content of a plan. But in many cases it is plausible to think that the
goal and the behavior-type share a referent. The goal will simply be to perform the
­
behavior-type as specified.
Control’s Exercise 11
In one sense Agent C got lucky. Usually, achieving ends requires some level
of proficiency at behavioral execution, and at following the steps of a plan.
In some cases, however, the end is achieved anyway. And of course in other
cases, behavioral execution is perfect, as are the steps of the plan, and the
agent fails. Perhaps the plan was risky. Perhaps it contained a fatal flaw. My
son recently intended to eat a delicious piece of cherry candy by surrepti-
tiously swiping the candy I held and shoving it mouthward. A flawed plan
in one respect. For I held a disgusting cola-flavored piece of candy. So my
son failed to achieve his aim.
The relevance of these distinctions is that when we speak of behavior
conforming to aspects of a plan, we may have one of many aspects in mind.
I will tend to gloss over this, speaking of behavior conforming to or ap­proxi­
mat­
ing a plan. If it is important, however, we could always be more specific,
and speak of plan quality, or of behavior conforming to a particular goal, or
a particular means.
In general, then, controlled behavior involves a match or an ap­
proxi­
ma­
tion between behavior and aspects of the agent’s plan. In particular, it
involves a match or approximation between behavior and the ends (or
goals) embedded in the plan, or between behavior and the means as indexed
to specific ends. So we can speak of control with respect to a specific end, or
a specific means, or with respect to the plan taken as a whole. But events not
represented as contributing to the furtherance of the plan are not events
under the control of the agent.
Regarding the kinds of content a plan can embed: this will depend upon
the agent in question. Regarding humans the question is largely empirical. I
say largely because there is a limit on what kinds of content could feature in a
plan given the structure plans are supposed to take. Consider an iconically
structured visual representation of a scene. Following Green and Quilty-
Dunn (2017), this is a representation that meets the following principles.
First, “Every part of the representation represents some part of the scene
represented by the whole representation.” Second, “Each part of the repre-
sentation represents multiple properties at once, so that the representation
does not have separate vehicles corresponding to separate properties and
individuals” (11). A representation that meets these principles has very little
internal structure, and given the way such a representation compresses
information, it is difficult to abstract away from its parts. One lesson to draw
from this is that some states, such as a simple iconic visual representation of
a scene, may not be able to encode any kind of goal, and may have trouble
encoding any structured sequence of behavior-types. (An icon, could,
12 Control’s Possession
however, serve as the specification of a goal. But a goal alone does not make a
plan.) The psychological states that direct behavior need more than this.
How much more is open for some debate. Philosophers tend to talk of
intentions as propositional attitudes. If the content of intentions is proposi-
tionally structured, then it is well suited for expressing plans. For proposi-
tions are systematic and recombinable, easily capable of representing
sequences of behavior-types and of embedding goals. But it is arguable that
we should not think of intentions as (exclusively) propositional attitudes
(Coffman 2018). And anyway there are probably ways of tokening plans and
goal-states without recourse to fully propositional structure. Philosophers
have argued that we engage in practical reasoning via non-propositional
representational states: map-like representations (Camp 2007), or analogue
magnitude representations (Beck 2014), or mental imagery (Gauker 2011),
or combinations of these (Shepherd 2018a). As I say, that is an empirical
question, and is not my chief focus here.
Plausibly, then, plans can take a variety of representational forms (see
Jeannerod 2006). The present point is that in order to exercise control over
behavior, an agent needs a capacity to represent a plan for behavior, how-
ever simple or complex.
So one’s representational capacities are one source of restriction on pos-
sessing a plan-state. Are there any others? Some philosophers have debated
whether one could try, or intend, to do what one believes impossible
(Thalberg 1962; Mele 1989; Ludwig 1992). These are not quite my questions
here. I am talking about plan-states generally, and intentions are only one
kind of plan-state. Intention possession may have additional restrictions
that plan-states like urges, or sensory motivational states, or motor repre-
sentations, do not. I am asking what is required for a system to possess a
plan-state.
I am not asking what is required for a system to possess a plan-state with
a specific content—a plan-state to A, for example, where A is an action vari-
able. I have not offered an account of action yet. We are at a pre­
lim­
in­
ary stage.
Even so, a worry similar to the one regarding intending the impossible
arises here. Is it possible for a system to possess a plan-state, if the system
cannot—lacks the capacity to—execute the plan? This kind of worry does
not really arise with respect to simpler systems. If the states a simpler
system tokens do not have the function of bringing about behavior that
resembles the content of the state, there is little reason to consider the state a
plan-state. Of course a system can find itself in unfavorable circumstances,
Control’s Exercise 13
and token a plan-state that normally leads to success. Such a system could
have a plan-state that is, in those circumstances or at that time, impossible
for it to execute. We need to ask a more general version of the question. Is it
possible for a system to possess a plan-state, if the system lacks the capacity
to execute the plan in any circumstance in which the system could
be placed?
In more complex systems, systems capable of some degree of delusion or
self-deception, it becomes possible to envision a case in which the system
has a plan for doing something, where the something is a thing the system
cannot, in any case, do. Is that really a plan-state?
I suppose philosophers could disagree about this. Here is what I want to
say. It is too strong to require that the system have the capacity to perfectly
execute the plan. We should allow that a system can token plan-states that
systematically aim too high, for example. What we should require is that the
system have the capacity to cause (execute) some part of the plan. That is, in
order to token plan-states, a system should have some causal potency. It is a
minimal requirement, but a requirement nonetheless.
Causal potency can be understood as those causal powers (or dis­
pos­
itions)
by which an agent behaves—causes things. To a rough ap­
proxi­
ma­
tion, an
agent’s exercise of causal potency can be measured in degrees, by indexing
the exercise to a specific plan, or to a part of a plan. We can, for example,
define approximation-level and perfect-level potency.
Approximation-level Potency. An agent J possesses approximation-level
potency with respect to (means-end aspects of) plan-state P in circum-
stances C to degree D if and only if for J, P in C can play a causal role in the
production of behavior that approximates (means-end aspects of) P’s con-
tent to degree D in C.
Perfect-level potency. An agent J possesses perfect-level potency with
respect to (means-end aspects of) plan-state P in circumstances C to degree
D if and only if for J, P in C can play a causal role in the production of
behavior that perfectly matches (means-end aspects of) P’s content to
degree D in C.
The possession of these levels of causal potency is not sufficient for the
possession of corresponding forms of control. Consider Frankie:
Batter. Frankie stands in the batter’s box, trembling. Frankie tends to strike
out, and he has never hit a home run before. Part of the problem is his
swing: an ugly, ungainly motion that rarely approaches the ball. In batting
14 Control’s Possession
practice, Frankie’s coach will put a ball on a tee in front of him. Frankie hits
the tee more often than the ball. Even so, Frankie recently saw a film that
convinced him one simply needs to believe in oneself. Thus convinced,
Frankie eyes the pitcher and whispers to himself, “Just believe, Frankie!” He
then shuts his eyes and intends the following: “Swing hard, and hit a home
run!” Here comes the pitch. With eyes still closed, Frankie swings hard and
connects, producing a long fly ball deep to left field that lands just beyond
the fence.
In his specific circumstances, Frankie possesses perfect-level causal potency
regarding his intention to hit a home run in the given circumstances. Even
so, the home run does not constitute an exercise of control (even if the eyes-
closed swing of the bat does, to some degree).
What else does Frankie need? It is tempting to say that Frankie, or
Frankie’s intention, needs to bring about the home run in the right way.
Frankie’s swing, which by stipulation was an ugly, ungainly thing, is
­
analogous to a case Al Mele (1992) introduced regarding a philosopher.
This phil­
oso­
pher wanted to distract someone, and so intended to knock
over a glass. But this intention upset him such that his hand began to
shake uncontrollably, thereby knocking the glass over. The philosopher
seems to have even less control than Frankie—in both cases the result
accorded with the intention, but deviantly.
Consider the following as an account of control’s exercise:
EC*. An agent J exercises control in service of a plan-state P to degree D if
and only if J’s non-deviantly caused behavior approximates (means-end
aspects of) the representational content of P to degree D.
There is something right about EC*. First, it rules out cases like Batter as
exercises of (high degrees of) control. Second, it is a very plausible idea that
the degree of control an agent exercises has to do with the degree of ap­proxi­
ma­
tion between behavior and plan content. An intention sometimes causes
behavior that fails to perfectly follow the plan, and thus fails to perfectly
match the content of the intention. Becky intends to make a shot that is all
net—that goes in without hitting the rim or backboard. But the ball hits the
front of the rim, then the backboard, and drops in. Clearly Becky exercised
a degree of control—the shot was very close to all net, so close that it went
in. But her behavior failed to perfectly match her intention. (If Becky bet
Control’s Possession 15
money on making it all net, this failure will be important.) Assuming that
the plan is exactly the same, it seems Becky exercises less control regarding
her intention if the shot is an inch shorter, hits the front rim and does not
drop in, and even less if she shoots an airball. Third, EC* seems to capture a
core truth about control’s exercise: the exercise of control essentially
includes an agent’s bringing behavior to match the content of a relevant plan.
But EC*’s appeal to non-deviant causation is problematic. If there is no non-
circular account of non-deviant causation in the offing, then we will rightly
suspect that the account on offer is superficial. In effect, EC* will tell us that the
exercise of control is essentially a matter of an agent’s bringing behavior to
match the representational content of a relevant intention in a controlled way.
I think there is a solution to this problem. It stems from reflection on
control’s possession.
2.3 Control’s Possession
The agent exercises control when she behaves in a certain way, driven and
guided by a plan and her commitment to it. In order to exercise control,
agents must have control.
When somebody does something that seems lucky, we wonder if they
could do it again. If they can do it again and again and again, we no longer
believe it lucky. We think they have some control over what’s going on.
Agents that possess control are agents that can repeatedly execute a plan for
behavior.
It’s one thing to repeatedly execute a plan in very similar circumstances.
But the world is capricious. We might want to see if the agent is poised to
handle extenuating circumstances as she brings behavior in line with
aspects of a plan. If so, the agent possesses flexible repeatability.
In general, an agent in possession of control with respect to some plan-
state is an agent poised to repeatedly execute that plan, even in the face of
extenuating circumstances.
To illustrate: hold fixed Frankie’s intention and suppose a number of
things. Maybe the ball comes in 1 mph faster or slower, or an inch higher or
lower, or Frankie’s muscles are slightly more fatigued, or Frankie produces a
slightly different arc of swing. We can vary Frankie’s circumstances any way
we like and ask: across this set of circumstances, how frequently does
Frankie evince the potency he evinced when he hit the home run? The
16 Control’s Possession
answer to this question will give us a measure of the control Frankie
­
possesses regarding his intention.
In order to make sense of flexibility and repeatability, we have to specify a
certain set of circumstances. This is not necessarily to say that the posses-
sion of control is composed (even in part) of extrinsic properties. In dis-
cussing her view of causal powers, Rae Langton distinguishes between
extrinsic properties and relational properties, as follows: “whether a prop-
erty is extrinsic or intrinsic is primarily a metaphysical matter...whether a
property is relational or non-relational is primarily a conceptual matter: it is
relational just in case it can be represented only by a relational concept”
(2006: 173). As Langton notes, it is natural to view causal powers as both
intrinsic and relational: intrinsic because such powers are “compatible with
loneliness” and relational because “we need to talk about other things when
describing it” (173). This view is available regarding the control an agent
possesses.
Many agents are plastic—we lose limbs, muscle tissue, brain cells. Our
control is therefore plastic across circumstances. We learn novel ways of
performing tasks, and become adept with various tools. Andy Clark claims
that our brains are “open-ended opportunistic controllers”—our brains
“compute, pretty much on a moment-to-moment basis, what problem-solving
resources are readily available and recruit them into temporary problem-
solving wholes” (2007: 101). I think he’s right. It follows that circumstances
impact the amount of control we possess regarding our plans. So the
­
specification of a set of circumstances requires care.
We get viable and interesting measures of control only when the set of
circumstances is well selected. A set of circumstances is well selected when
we follow principles for set selection that roughly mirror principles for build-
ing an accurate causal model of the agent as embedded in a broader causal
system that comprises the kinds of circumstances in which we are interested.
So, for example, the set should be sufficiently large. Think of a set of cir-
cumstances with only two members: the case in which Frankie hits a home
run, and a case in which he misses the ball. This set is not informative: we
need a large number of cases before we get any useful information regard-
ing just how lucky Frankie’s home run was. A set is sufficiently large when
adding members does not substantively impact the resulting measure of
control.
Further, the circumstance selector should accurately specify the param­
eters that are fixed, and the parameters that vary. In some cases the selector
Other documents randomly have
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  • 5. The Shape of Agency
  • 6. Acknowledgements I had a lot of help in writing this book. For comments, conversation, and inspiration along the way, I want to thank Al Mele, Myrto Mylopoulos, Ellen Fridland, Matt Parrott, Denis Beuhler, Will Davies, Carissa Véliz, Uriah Kriegel, Tim Bayne, Nick Shea, Wayne Wu, and Elisabeth Pacherie. Many thanks to the students in my seminar at Carleton in 2018 for reading an earlier version of this. For listening to earlier versions of this, and mak- ing it better, I want to thank Neil Roughley and his group at Duisberg- Essen, people at the summer mind workshop at Columbia, including John Morrison, Katia Samoilova, and Antonia Peacocke, Thor Grünbaum and many at the University of Copenhagen, Chiara Brozzo, Hong Yu Wong, and many at the University of Tübingen, the whole workshop in the mountains crew—Balaguer, Buckareff, Downes, Grzankowski, Jacobson, Pasnau, Roskies, Strevens, and even McKenna—for conversations and encourage- ment regarding an early version of chapters 7 and 8, Felipe de Brigard, Santiago Amaya, Manuel Vargas, Walter Sinnott-Armstrong, and the audi- ence at that Duke workshop, my colleagues at Carleton and also my col- leagues at Universität de Barcelona, so many philosophers in the United Kingdom and Ireland, so many philosophers in Oxford and at the Uehiro Centre, and also the muses atop the Clarendon building. For providing funding at various stages of this thing’s development, I want to thank the European Research Council (Horizon 2020 grant 757698, for the project Rethinking Conscious Agency), and the Canadian Institute for Advanced Research’s (CIFAR) program in Mind, Brain, and Consciousness, and the CIFAR Azrieli Global Scholar program. For providing space to write, and music, and drinks of various sorts, I want to thank Doña Rosa in Barcelona, the many pubs of Oxford, and The Third in Ottawa.
  • 8. The Shape of Agency: Control, Action, Skill, Knowledge. Joshua Shepherd, Oxford University Press (2021). © Joshua Shepherd. DOI: 10.1093/oso/9780198866411.003.0001 1 Introduction The agent is the one that does things. There somehow in the midst of all the things that cause the agent to move, you find an agent in turn causing things. You find action. The agent displays activity. Those things that are not agents do nothing. There in the midst of all the things that cause them to move and that they in turn cause, you find...mere happenings, nothing else. No action; all passivity. —Really? Hogweed is not an agent—not in the sense above intended. And yet hog- weed will give you a nasty rash. Hogweed will render your skin extremely sensitive to the sun. You might end up with third degree burns, and scars. Hogweed does things. Come to think of it, what doesn’t do things? Numbers probably. Absences maybe. But lots of things do things. Trees fall. Stars burn. When passing through heavy water, neutrinos leave a kind of trail. When I say the agent is the one that does things—when I engage in this philosopher’s way of talking about agents—I must have a special notion in mind. At its most metaphorical, the notion is of two planes of existence. On one plane are mere happenings, and the things that partake in them. On this plane festers the hogweed, falls the tree, slowly cools the dead star, bombs quietly across space and time the neutrino. On the higher plane are agents. Doing things. But for real. This picture is gnomic. It frustrates. And yet it allures. The history of philosophical reflection on action gives the distinction between activity and passivity different names, and attempts to explain the distinction in differ- ent ways. But philosophers circle the distinction repeatedly (for a nice recent discussion, see Hyman 2015, both chapter 1 and the appendix). Aristotle wants to know the difference between being cut and cutting. Hobbes wants to know the difference between vital motions, like the motion of the blood, and voluntary motion, as in bodily action. Wittgenstein wants to know the difference between my arm going up and my raising it.
  • 9. 2 Introduction I’m hooked. Agents do seem to be importantly distinct from non-agents. Agents seem to be a special kind of thing, possessed of unique capacities and thereby capable of special kinds of achievements. In this book I give voice to this thought. I offer a perspective on agency— on its minimal conditions and some of its exemplary instances. The view of agency built in this book is not exactly reductionist. But it is stripped down. It is individualistic. And it is in large measure, at least in exposition, ahistorical. This is not to say it is not a product of its time. One could trace a lineage that draws significant inspiration from Aristotle, endorses some ideas found in the modern period (in, e.g., Hobbes), then begins to pick up steam with thinkers like William James, and past him diverse mid-twentieth-century sources like Gilbert Ryle, or Maurice Merleau-Ponty, and from there moves quickly towards the pre- sent, adding and pruning layers like some kind of self-critical Fibonacci sequence, by way of Hector-Neri Castañeda, Alvin Goldman, Marc Jeannerod, Myles Brand, Daniel Dennett, Michael Bratman, Alfred Mele, Elisabeth Pacherie. From 2020, we can look back on the development of theories of agency and action over time, and see that a lot of what passed for philosophical reflection on action in the history of philosophy appears now as speculative psychology. Progress in the sciences of the mind has been slow, and full of fits and starts, but it continues. And from here it seems that earlier accounts of agency, which leaned heavily on ideas about, and relations between, fac- ulties or capacities called reason, or the passions, or the intellect, or the will, are under pressure to accommodate different, mechanistic taxonomies that make reference to notions like associative learning, task set construction, sensorimotor adaptation, motor schema, representational format, metacog- nition, cognitive control, and so on. These mechanistic taxonomies and these neuropsychological concepts do not render philosophical reflection on agency irrelevant, of course—if anything, the science of agency raises as many philosophical questions as it answers. The point is simply that philo- sophical accounts of agency and agentive phenomena must now be devel- oped with an awareness that the parts that compose agents are being spliced into fine levels of grain by a range of intersecting disciplines—neurobiology, cognitive psychology, cognitive ethology, motor physiology, cybernetics, and more. What this awareness has done to the book you are reading is that I have written a book full of concerns that are somewhat abstract and thor- oughly architectural.
  • 10. the blueprint 3 In fact my book is architectural in two senses. In one way I am concerned with broad structures. I am less concerned with the material that composes the skeleton, than with the shape of the skeleton. I am concerned with the basic building blocks of agency in chapters 2 through 5. In chapters 6 through 8 I am concerned with the abstract form of agency, and with how agents, qua agent, might display excellence of form. The second sense in which my book is architectural in that, rather than try to capture the essence of pre-existing agentive notions, I am trying to build something new. My approach is not conceptual analysis, but more like Carnapian explication (Carnap 1950; Justus 2012; Shepherd and Justus 2015), or what lately people have been calling conceptual engineering. Some revi- sion of pre-existing notions is involved. But the aim is to actually capture the reality underneath, or at least to develop accounts of phenomena that might, even if flawed in some respects, promote understanding of the nature of agents. I would ask readers to bear this in mind when reading the accounts I offer of control, voluntary control, intentional action, and even skill. I am aware that usage of these words varies, and that alternative accounts are available. My claim is that the accounts I develop accurately capture phenomena of importance, and that promote fruitful theorizing, even if some departure from intuitions or common usage is required. The shape of agency that I trace in this book comes primarily in the form of accounts of five agentive phenomena: control, non-deviance, intentional action, skill, and knowledgeable action. These accounts are interlinked. Control is closely related to non-deviance. Both are important for inten- tional action. Control, non-deviance, and intentional action undergird an account of skill. And everything that goes before helps elucidate know­ ledge­able action. The aim is not to make good on the metaphor of two planes so much as explain its allure by explaining the ways in which agents, as agents, are special. Agents are special things, in that they are unique amalgamations of properties, of causal powers. They have a unique kind of structure. This is not to say that they do not fit perfectly within the natural order, whatever that is. The Blueprint Chapters 2 through 5 concern basic building blocks of agency. In chapter 2 I develop an account of control’s possession. Key notions are the agent’s plans
  • 11. 4 Introduction (or plan-states), the agent’s behavioral patterns, and the circumstances in which plans (or plan-states) help to cause an agent’s behavioral patterns. An agent possesses control over her behavior when she is constituted in a way such that in circumstances we must carefully specify, her behavioral patterns repeatedly and flexibly match her plans for behavior. In chapter 3 I develop an account of non-deviant causation. In chapter 4 I leverage the earlier discussion to offer an account of con- trol’s exercise. Roughly, control’s exercise essentially involves non-deviant causation, and non-deviant causation is what happens when agents that possess control behave in normal ways in implementing plans in certain circumstances. I also apply this account, along with additional con­ sid­ er­ ations, to offer an explication of voluntary control, and to illuminate volun- tary control’s relationship to nearby notions of direct control, and indirect control. I also extend the explication of voluntary control to the notion of what is “up to” an agent. In chapter 5 I develop an account of intentional action. It transpires that intentional action is the exercise of a sufficient degree of control in bringing behavior to approximate a good plan. Laying out this view of intentional action takes some work, and I anticipate complaints. So I go on to consider a number of ancillary issues and potential objections. I also consider this account in relation to frequent complaints levied against causalism about intentional action. Chapters 2 through 5 might be thought of as the book’s first part. Chapters 6 through 8 are a second part, with chapter 6 as a kind of hinge. The main aim in this second part is to work towards an understanding of agentive excellence. In chapter 6 I discuss the nature of agency. I do not lay out a specific account, but I try to render vivid the thought that agency is essentially a matter of a system structured so as to make appropriate the application of behavioral standards—frequently, rational standards—to the system, at least some of which the system is able to satisfy. This discussion foregrounds the accounts I offer in chapters 7 and 8. These are accounts of modes of agentive excellence. In chapter 7, it is skill at issue. I develop thoughts about the targets of skill—especially about what I call an action domain. I also offer a novel account of skill, and of skill’s gradability. I then consider the role of know­ ledge in an account of skill, and argue that although knowledge is frequently critical for skill, it is not necessary.
  • 12. the blueprint 5 In chapter 8, knowledgeable action—action that in turn involves ­ know­ ledge of what I am doing and how—is at issue. Many have found knowledge of action particularly interesting, and epistemically unique. I develop an account of the epistemic credentials of knowledge of action, I discuss competitors, and I illuminate how action that involves knowledge of action qualifies as a mode of agentive excellence. Let’s get it.
  • 13. The Shape of Agency: Control, Action, Skill, Knowledge. Joshua Shepherd, Oxford University Press (2021). © Joshua Shepherd. DOI: 10.1093/oso/9780198866411.003.0002 2 Control’s Possession 2.1 Introduction Anything that displays activity, that is a doing of something rather than a mere happening, will involve the exercise of control.1 A great sushi chef prepares a plate of food. One sees a series of precise movements. The chef makes accurate, contextually appropriate cuts into a piece of fish. They roll just the right amount of rice into the right shape. They pinch and then spread a finely chosen amount of wasabi. A great sushi chef can do this again and again and again and again. As she practices, a professional tennis player takes balls and places them exactly where she wants across the court. Over and over she hits a small window on the court. Or, on the run, she lays down a volley with a delicate touch that slows the speed of the ball and that cuts a difficult angle. In the middle of a match this can seem completely improvised. But most success- ful shots are the product of years of practice. It is said that if you want to make a certain percentage of three-point shots in basketball—in games, 40 percent is a great number—you should make double that in practice. That means day after day, in a gym alone, you should make eighty out of 100 shots from 24 feet out. And you should def­in­ ite­ ly shoot more than 100 per day if you want to get numbers that consistent. The moral applies to any number of action-types—woodworking, paint- ing, playing an instrument, dancing. What practitioners of these activities hone through practice, and what they display, is in part a tremendous amount of control over behavior. They can direct, or guide, their bodies and minds at a fineness of grain in order to consistently produce movements and thoughts that fall within a small space of variability. They do so because they can, and because they want to, and intend to, because these activities 1 The ideas in the next three chapters are expansions upon, and in many cases refinements of, ideas first floated in Shepherd (2014a). I’m happier with the present versions of those ideas.
  • 14. set out standards for success that they have learned to achieve again and again and again and again. I have said that control is necessary for activity—for action, for agency. I have not said that only agents possess control. Engineers and biologists find the language of control useful, and their usage is similar to my own. A ­ system or sub-system with control is a system or sub-system whose behavior can be modeled in terms of goal-states and processes that drive the system or sub-system into states that constitute or cause the satisfac- tion of these goal-states (cf. Dennett 1984). Such a system may not qualify as an agent. The trick, for an engineer or biologist, is to understand the joints and levers of the system—to understand how the control is exercised. The trick for the philosopher of mind or agency is to elucidate the philosophically interesting components of controlled behavior and their relations set in the broader context of philosophical reflection on the nature of agents. I want to know what it is for the agent, as opposed to some non-agential system, or some sub-system within the agent—her early visual system, or her circula- tory system, or whatever—to exercise control. 2.2 Control’s Exercise When an agent exercises control, they deploy behavior in the service of a cer- tain class of mental states. The class I have in mind may be as narrow as the class of intentions. Or it may be broad. Perhaps desires, urges, various emo- tional states, states with imperatival content (arguably: pain states), or even certain perceptual states could qualify. That will depend on one’s account of the contents and functions of such states. Perhaps packages of states could together qualify. Some think, for example, that an intention is really just a package of a desire and a certain kind of belief (Davis 1984; Sinhababu 2017). Or we could think of control with respect to a package of intentions, sub- intentions, associated beliefs, and so on. I’m neutral on all this. My requirements: in order to be served by controlled behavior, a mental state or package of states should (a) represent (series of) events, states of affairs, or whatever, as to be done, or eventuated (that is, should set out a goal) (b) play a causal role in the production of (or, at minimum, attempts to produce) the thing to be done (that is, M should move the agent towards the goal) (c) qualify as a state or states of the agent, as opposed to some sub-system of the agent. Notice: (b) requires that the state move the Control’s Exercise 7
  • 15. 8 Control’s Possession agent in the right direction, towards the goal. I require that this not be ­ accidental. The state (or package) that moves the agent towards the goal should, then, do so at least in part because the state’s content sets out a way to ­ proceed towards the goal. The third requirement is shifty, invoking as it seems to either a distinction between personal and sub-personal levels (Dennett 1969), or something like a distinction between doxastic and sub-doxastic states (Stich 1978). I rely on an intuitive understanding of states of the agent for now. (More detailed psychological architectures for particular agents would bring into play more detailed criteria for marking the distinction.) On the intuitive understanding, the agent’s intentions, beliefs, fears, and so on are at the level of the agent. But states of the agent’s early visual system, or states that regu- late the agent’s updating of long-term memory—states like these do not qualify. So, while the processing in early visual cortex is plausibly controlled processing, it does not qualify as control that the agent exercises. I discuss this issue further at chapter 5.5.3. I need a term of convenience to refer to the relevant class of mental states. For reasons that will become apparent, I will call them plan-states. When agents deploy behavior in service of plan-states, they aim at success. Success involves a match between behavior and (certain aspects of) the representa- tional content of the plan-state. That is what it is for behavior to be in ser- vice of a plan-state. Such behavior is directed towards matching aspects of the content of such a state. A basketball player intends to make a shot. We can stipulate that the rep- resentational content of the intention includes the following plan: “square to the basket, locate the rim, aim just beyond the front of the rim, follow through, make the shot.” When the agent is successful, she executes her intention as planned—she squares to the basket, locates the rim, aims just beyond the front of the rim, follows through, and makes the shot. Talk of a content match between (aspects of) a plan-state and behavior raises the following question: what is the representational content of a plan- state, and what aspects of it are relevant? I will call the relevant aspects means-end aspects. I’m building on Myles Brand’s work on the content of intentions, on which the content of an intention is a plan. Here is how Brand introduces the idea: An intentional action can be a momentous occasion in one’s life, such as marrying, or it can be a mundane occurrence, such as showering in the morning; but in all cases, the agent is following his plan when acting. He
  • 16. Control’s Exercise 9 has before his mind, as it were, a pattern of activity to which he brings his actions into conformity. (Brand 1986: 213) As Brand notes, it is not immediately obvious what plans are. We sometimes talk of them in ways that suggest that plans are psychological states. But we sometimes talk of them in ways that suggest plans are abstract objects (e.g., “There is a plan for world peace but no one has thought of it and no one will” (218)). So perhaps plan-types are abstract objects and agents, via psy- chological states, token some of these types. Settling the ontology of plans here is not necessary. We need some sense of the structure plans take, as well as of the kinds of content plans can embed. Regarding the structure plans take, Brand notes that very simple plans need be little more than a linearly ordered series of steps. Plausibly a plan could involve only one step: move left, wiggle finger, scream, or whatever. But complex plans might involve conditional structures, sets of sub-goals, embedded contingency plans specifying what results count as second or third best, and so on. Brand (1986: 219) suggests we model plans as ordered triples, like so: Phi = <A, h, g> Here A is a set of action-types (although one could say behavior-types instead, with action-types as a subset of these), h is a function on A that orders its members in terms of dependency relationships, and g specifies which results (events, states of affairs, or whatever) are the actual goals or ­subgoals embedded in the plan. Brand argues that g is necessary to ­capture plan structure because two agents could share A and h while having ­ different goals. “You and I might follow the same recipe in baking a cake, yet act on different plans. The goal of your plan might be to produce a finished cake, whereas the goal of my plan might be to test the recipe; nevertheless, we both performed the same types of actions in the same order” (219). I agree with Brand that a specification of the goal or goals is important. This specification sets a standard for success. I might be aiming to get the taste of butter to mix with the cocoa just right. You might be looking to give something to your dog for its birthday. We might produce very similar cakes, with my effort largely a failure, and yours a smashing success. The difference is in the goals. Perhaps my performance suffered. Or perhaps I
  • 17. 10 Control’s Possession had a bad plan—that is, perhaps the behaviors in A or the dependency ­ relationships specified by h were poorly chosen or poorly constructed. This suggests a distinction between the quality of performance of the behavior- types a plan specifies, and the quality of satisfaction of the goal(s) a plan specifies.2 As important as goals are the dependency relationships between ­behavior-types. A plan for shaving involves the application of shaving cream and the passing of a razor over the skin. It is important that one happen before the other. Other plans could embed contingency structures, back-up strat­ egies, specification of next-best outcomes, and so on. Many behavior- types could be represented by a plan, with some to be performed only on certain branches of a tree, and only in certain orders, owing to the way the plan orders the importance of the goals to be achieved. The dependency relationships in a plan thus set up a means-end struc- ture as internal to, constitutive of, the nature of plans. Behaviors are indexed to goals as means, and they are weighted against other possible behaviors given various contingencies. My claim is that controlled behavior is behavior that, with additional constraints added below, approximates means-end aspects of a plan-state. Brand speaks of the agent bringing actions into conformity with intentions. Lilian O’Brien (2012) speaks of a matching between movements and con- tents of intentions. The idea here is similar. The aspects at issue are the means an agent takes, the ends in view, and the dependency relationships between various means and various ends. One could pull these apart and speak of an agent’s fluency at various aspects in isolation: Agent A performs the behaviors perfectly, but gets them out of order, and fails to achieve the end. Agent B performs the behaviors poorly, but gets the order right, and fails to achieve the end. Agent C performs the behaviors perfectly, and gets the order wrong, and achieves the end. 2 The distinction between behavior-types and goals is useful, and in some cases necessary to capture the structure and content of a plan. But in many cases it is plausible to think that the goal and the behavior-type share a referent. The goal will simply be to perform the ­ behavior-type as specified.
  • 18. Control’s Exercise 11 In one sense Agent C got lucky. Usually, achieving ends requires some level of proficiency at behavioral execution, and at following the steps of a plan. In some cases, however, the end is achieved anyway. And of course in other cases, behavioral execution is perfect, as are the steps of the plan, and the agent fails. Perhaps the plan was risky. Perhaps it contained a fatal flaw. My son recently intended to eat a delicious piece of cherry candy by surrepti- tiously swiping the candy I held and shoving it mouthward. A flawed plan in one respect. For I held a disgusting cola-flavored piece of candy. So my son failed to achieve his aim. The relevance of these distinctions is that when we speak of behavior conforming to aspects of a plan, we may have one of many aspects in mind. I will tend to gloss over this, speaking of behavior conforming to or ap­proxi­ mat­ ing a plan. If it is important, however, we could always be more specific, and speak of plan quality, or of behavior conforming to a particular goal, or a particular means. In general, then, controlled behavior involves a match or an ap­ proxi­ ma­ tion between behavior and aspects of the agent’s plan. In particular, it involves a match or approximation between behavior and the ends (or goals) embedded in the plan, or between behavior and the means as indexed to specific ends. So we can speak of control with respect to a specific end, or a specific means, or with respect to the plan taken as a whole. But events not represented as contributing to the furtherance of the plan are not events under the control of the agent. Regarding the kinds of content a plan can embed: this will depend upon the agent in question. Regarding humans the question is largely empirical. I say largely because there is a limit on what kinds of content could feature in a plan given the structure plans are supposed to take. Consider an iconically structured visual representation of a scene. Following Green and Quilty- Dunn (2017), this is a representation that meets the following principles. First, “Every part of the representation represents some part of the scene represented by the whole representation.” Second, “Each part of the repre- sentation represents multiple properties at once, so that the representation does not have separate vehicles corresponding to separate properties and individuals” (11). A representation that meets these principles has very little internal structure, and given the way such a representation compresses information, it is difficult to abstract away from its parts. One lesson to draw from this is that some states, such as a simple iconic visual representation of a scene, may not be able to encode any kind of goal, and may have trouble encoding any structured sequence of behavior-types. (An icon, could,
  • 19. 12 Control’s Possession however, serve as the specification of a goal. But a goal alone does not make a plan.) The psychological states that direct behavior need more than this. How much more is open for some debate. Philosophers tend to talk of intentions as propositional attitudes. If the content of intentions is proposi- tionally structured, then it is well suited for expressing plans. For proposi- tions are systematic and recombinable, easily capable of representing sequences of behavior-types and of embedding goals. But it is arguable that we should not think of intentions as (exclusively) propositional attitudes (Coffman 2018). And anyway there are probably ways of tokening plans and goal-states without recourse to fully propositional structure. Philosophers have argued that we engage in practical reasoning via non-propositional representational states: map-like representations (Camp 2007), or analogue magnitude representations (Beck 2014), or mental imagery (Gauker 2011), or combinations of these (Shepherd 2018a). As I say, that is an empirical question, and is not my chief focus here. Plausibly, then, plans can take a variety of representational forms (see Jeannerod 2006). The present point is that in order to exercise control over behavior, an agent needs a capacity to represent a plan for behavior, how- ever simple or complex. So one’s representational capacities are one source of restriction on pos- sessing a plan-state. Are there any others? Some philosophers have debated whether one could try, or intend, to do what one believes impossible (Thalberg 1962; Mele 1989; Ludwig 1992). These are not quite my questions here. I am talking about plan-states generally, and intentions are only one kind of plan-state. Intention possession may have additional restrictions that plan-states like urges, or sensory motivational states, or motor repre- sentations, do not. I am asking what is required for a system to possess a plan-state. I am not asking what is required for a system to possess a plan-state with a specific content—a plan-state to A, for example, where A is an action vari- able. I have not offered an account of action yet. We are at a pre­ lim­ in­ ary stage. Even so, a worry similar to the one regarding intending the impossible arises here. Is it possible for a system to possess a plan-state, if the system cannot—lacks the capacity to—execute the plan? This kind of worry does not really arise with respect to simpler systems. If the states a simpler system tokens do not have the function of bringing about behavior that resembles the content of the state, there is little reason to consider the state a plan-state. Of course a system can find itself in unfavorable circumstances,
  • 20. Control’s Exercise 13 and token a plan-state that normally leads to success. Such a system could have a plan-state that is, in those circumstances or at that time, impossible for it to execute. We need to ask a more general version of the question. Is it possible for a system to possess a plan-state, if the system lacks the capacity to execute the plan in any circumstance in which the system could be placed? In more complex systems, systems capable of some degree of delusion or self-deception, it becomes possible to envision a case in which the system has a plan for doing something, where the something is a thing the system cannot, in any case, do. Is that really a plan-state? I suppose philosophers could disagree about this. Here is what I want to say. It is too strong to require that the system have the capacity to perfectly execute the plan. We should allow that a system can token plan-states that systematically aim too high, for example. What we should require is that the system have the capacity to cause (execute) some part of the plan. That is, in order to token plan-states, a system should have some causal potency. It is a minimal requirement, but a requirement nonetheless. Causal potency can be understood as those causal powers (or dis­ pos­ itions) by which an agent behaves—causes things. To a rough ap­ proxi­ ma­ tion, an agent’s exercise of causal potency can be measured in degrees, by indexing the exercise to a specific plan, or to a part of a plan. We can, for example, define approximation-level and perfect-level potency. Approximation-level Potency. An agent J possesses approximation-level potency with respect to (means-end aspects of) plan-state P in circum- stances C to degree D if and only if for J, P in C can play a causal role in the production of behavior that approximates (means-end aspects of) P’s con- tent to degree D in C. Perfect-level potency. An agent J possesses perfect-level potency with respect to (means-end aspects of) plan-state P in circumstances C to degree D if and only if for J, P in C can play a causal role in the production of behavior that perfectly matches (means-end aspects of) P’s content to degree D in C. The possession of these levels of causal potency is not sufficient for the possession of corresponding forms of control. Consider Frankie: Batter. Frankie stands in the batter’s box, trembling. Frankie tends to strike out, and he has never hit a home run before. Part of the problem is his swing: an ugly, ungainly motion that rarely approaches the ball. In batting
  • 21. 14 Control’s Possession practice, Frankie’s coach will put a ball on a tee in front of him. Frankie hits the tee more often than the ball. Even so, Frankie recently saw a film that convinced him one simply needs to believe in oneself. Thus convinced, Frankie eyes the pitcher and whispers to himself, “Just believe, Frankie!” He then shuts his eyes and intends the following: “Swing hard, and hit a home run!” Here comes the pitch. With eyes still closed, Frankie swings hard and connects, producing a long fly ball deep to left field that lands just beyond the fence. In his specific circumstances, Frankie possesses perfect-level causal potency regarding his intention to hit a home run in the given circumstances. Even so, the home run does not constitute an exercise of control (even if the eyes- closed swing of the bat does, to some degree). What else does Frankie need? It is tempting to say that Frankie, or Frankie’s intention, needs to bring about the home run in the right way. Frankie’s swing, which by stipulation was an ugly, ungainly thing, is ­ analogous to a case Al Mele (1992) introduced regarding a philosopher. This phil­ oso­ pher wanted to distract someone, and so intended to knock over a glass. But this intention upset him such that his hand began to shake uncontrollably, thereby knocking the glass over. The philosopher seems to have even less control than Frankie—in both cases the result accorded with the intention, but deviantly. Consider the following as an account of control’s exercise: EC*. An agent J exercises control in service of a plan-state P to degree D if and only if J’s non-deviantly caused behavior approximates (means-end aspects of) the representational content of P to degree D. There is something right about EC*. First, it rules out cases like Batter as exercises of (high degrees of) control. Second, it is a very plausible idea that the degree of control an agent exercises has to do with the degree of ap­proxi­ ma­ tion between behavior and plan content. An intention sometimes causes behavior that fails to perfectly follow the plan, and thus fails to perfectly match the content of the intention. Becky intends to make a shot that is all net—that goes in without hitting the rim or backboard. But the ball hits the front of the rim, then the backboard, and drops in. Clearly Becky exercised a degree of control—the shot was very close to all net, so close that it went in. But her behavior failed to perfectly match her intention. (If Becky bet
  • 22. Control’s Possession 15 money on making it all net, this failure will be important.) Assuming that the plan is exactly the same, it seems Becky exercises less control regarding her intention if the shot is an inch shorter, hits the front rim and does not drop in, and even less if she shoots an airball. Third, EC* seems to capture a core truth about control’s exercise: the exercise of control essentially includes an agent’s bringing behavior to match the content of a relevant plan. But EC*’s appeal to non-deviant causation is problematic. If there is no non- circular account of non-deviant causation in the offing, then we will rightly suspect that the account on offer is superficial. In effect, EC* will tell us that the exercise of control is essentially a matter of an agent’s bringing behavior to match the representational content of a relevant intention in a controlled way. I think there is a solution to this problem. It stems from reflection on control’s possession. 2.3 Control’s Possession The agent exercises control when she behaves in a certain way, driven and guided by a plan and her commitment to it. In order to exercise control, agents must have control. When somebody does something that seems lucky, we wonder if they could do it again. If they can do it again and again and again, we no longer believe it lucky. We think they have some control over what’s going on. Agents that possess control are agents that can repeatedly execute a plan for behavior. It’s one thing to repeatedly execute a plan in very similar circumstances. But the world is capricious. We might want to see if the agent is poised to handle extenuating circumstances as she brings behavior in line with aspects of a plan. If so, the agent possesses flexible repeatability. In general, an agent in possession of control with respect to some plan- state is an agent poised to repeatedly execute that plan, even in the face of extenuating circumstances. To illustrate: hold fixed Frankie’s intention and suppose a number of things. Maybe the ball comes in 1 mph faster or slower, or an inch higher or lower, or Frankie’s muscles are slightly more fatigued, or Frankie produces a slightly different arc of swing. We can vary Frankie’s circumstances any way we like and ask: across this set of circumstances, how frequently does Frankie evince the potency he evinced when he hit the home run? The
  • 23. 16 Control’s Possession answer to this question will give us a measure of the control Frankie ­ possesses regarding his intention. In order to make sense of flexibility and repeatability, we have to specify a certain set of circumstances. This is not necessarily to say that the posses- sion of control is composed (even in part) of extrinsic properties. In dis- cussing her view of causal powers, Rae Langton distinguishes between extrinsic properties and relational properties, as follows: “whether a prop- erty is extrinsic or intrinsic is primarily a metaphysical matter...whether a property is relational or non-relational is primarily a conceptual matter: it is relational just in case it can be represented only by a relational concept” (2006: 173). As Langton notes, it is natural to view causal powers as both intrinsic and relational: intrinsic because such powers are “compatible with loneliness” and relational because “we need to talk about other things when describing it” (173). This view is available regarding the control an agent possesses. Many agents are plastic—we lose limbs, muscle tissue, brain cells. Our control is therefore plastic across circumstances. We learn novel ways of performing tasks, and become adept with various tools. Andy Clark claims that our brains are “open-ended opportunistic controllers”—our brains “compute, pretty much on a moment-to-moment basis, what problem-solving resources are readily available and recruit them into temporary problem- solving wholes” (2007: 101). I think he’s right. It follows that circumstances impact the amount of control we possess regarding our plans. So the ­ specification of a set of circumstances requires care. We get viable and interesting measures of control only when the set of circumstances is well selected. A set of circumstances is well selected when we follow principles for set selection that roughly mirror principles for build- ing an accurate causal model of the agent as embedded in a broader causal system that comprises the kinds of circumstances in which we are interested. So, for example, the set should be sufficiently large. Think of a set of cir- cumstances with only two members: the case in which Frankie hits a home run, and a case in which he misses the ball. This set is not informative: we need a large number of cases before we get any useful information regard- ing just how lucky Frankie’s home run was. A set is sufficiently large when adding members does not substantively impact the resulting measure of control. Further, the circumstance selector should accurately specify the param­ eters that are fixed, and the parameters that vary. In some cases the selector
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