Trafficking and Health: A
Compendium of M&E
Indicators
American Evaluation Association
October 18, 2014
Abby C. Cannon
Shelah S. Bloom
UN Protocol to Prevent, Suppress and Punish Trafficking in Persons,
Especially Women and Children (Palermo Protocol):
“The recruitment, transportation, transfer, harboring or receipt
of persons, by means of the threat or use of force or other
forms of coercion, of abduction, of fraud, of deception, of
the abuse of power or of a position of vulnerability or of the
giving or receiving of payments
or benefits to achieve the
consent of a person having
control over another person,
for the purpose of exploitation.”
Definition: Trafficking in Persons
Source: UN (2000). Protocol to Prevent Suppress and Punish Trafficking in Person, Especially Women
and Children, Supplementing the United Nations Convention Against Transnational Organized Crime.
Size of the problem
 Estimates range from 2.4 million¹ to 29.8²
million trafficking victims worldwide
BUT
 47,000 identified trafficking victims3
1. International Labour Organization. 2012. ILO Global estimate of forced labour: Results and methodology. Geneva.
Accessible at http://www.ilo.org/wcmsp5/groups/public/---ed_norm/---
declaration/documents/publication/wcms_182004.pdf
2. Walk Free Foundation. 2013. Global Slavery Index. http://www.globalslaveryindex.org/
3. US Department of State. 2013. Trafficking in Persons Report. Washington, DC. Accessible at:
http://www.state.gov/j/tip/rls/tiprpt/2013/index.htm
Trafficking in persons (TIP) & Health
 Dearth of research on health and trafficking
 Current research focuses on women and girls
that have been trafficked for sex
 Lacking research on:
 Other forms of trafficking (e.g. labor, child soldiers,
domestic servitude)
 Trafficking of men and boys
 Injuries from physical and sexual violence
 HIV exposure, poor reproductive health
outcomes
 Mental health symptoms (e.g. depression,
anxiety, suicidal ideation)
 Forced substance abuse or substance use as a
coping mechanism
 Headaches, fatigue, and weight loss
Health implications of TIP
Zimmerman C, Yun K, Shvab I, et al. The health risks and consequences of trafficking in women
and adolescents: findings from a European study. London, United Kingdom: London England
London School of Hygiene and Tropical Medicine; 2003.
 Limited measurement of policy or programming impact
 Limited availability of data
o Each sector provides a small and biased subset of
all cases
o Few indicators to monitor and evaluate TIP
o Lack of standardization of indicators
o Lack of consensus on key areas to measure at the
intersection of health, gender, and trafficking
Existing Gaps and Challenges
Collaborative Process
The consultation included leading experts in TIP
and health representing:
 USAID, US State Department, NIH
 UNICEF
 International Organization of Migration (IOM)
 International Labor Organization (ILO)
 NGOs: IRC, Free the Slaves, Geneva Global
 Leading consultants & top researchers
Consultation Objectives
 Day 1: Areas of measurement
 TIP and health overview in the international context
 Challenges in data collection & research
 Days 2-3: Indicators
 Attain consensus on the critical areas to TIP within
the context of gender and health
 Small group work on developing indicators
 Plenary group session to build consensus on all
indicators
Areas of Measurement
 Health sector response
 Post-trafficking Assistance and
Outreach Programs
 Health Status and Care Received
 Referrals
 Policy
Areas for further development
 Education
 Community awareness
 Migration and transnational border crossing
 Social welfare services
 Shame and stigma
 Special populations
 Refugee and humanitarian crises
 Sexual and gender minorities
Conceptual framework for TIP, health, and gender
Recruitment
• History of
abuse or
deprivation
• Socio-
environmental
influences
• Health
behaviors
Exploitation
• Deprived,
unsanitary
conditions
• Poor health
services access
• Poor working
and living
conditions
• Physical,
sexual, and
psychological
violence
• Restricted
movement
Integration
• Cultural
adaptation
• Shame, stigma
• Restricted
service access
• Retribution of
traffickers
Re-integration
• Social re-
adaptation
• Shame, stigma
• Restricted service
access
• Retribution of
traffickers
Travel & Transit
(if applicable)
• High risk transport
• Initiation violence
• Document
confiscation
Gender (in)equalities
Adapted from: Zimmerman C, Hossain M, Watts C. Human trafficking and health: A conceptual
model to inform policy, intervention and research. Soc Sci Med. 2011;73(2):327–335.
Indicators: Health Sector Response
1. Proportion of health care units that have personnel that have been
trained to identify and refer trafficked persons
2. Proportion of health care units that have personnel that have been
trained to provide trauma-informed care for trafficked persons.
3. Proportion of health units that have evidence of trafficking
awareness and response materials visibly available
4. Proportion of health units that have documented a protocol for
caring for trafficked people that includes informed consent and
stigma-free services.
Indicators: Post-trafficking assistance
program and outreach programs
5. Proportion of labor and occupational health inspectors who
are trained to identify and refer trafficked people within the
workplace.
6. Proportion of trafficking assistance programs that facilitate
medical and mental health care
7. Proportion of trafficking assistance programs that have and
use a comprehensive list of health providers
8. Proportion of trafficking assistance organizations that have
and use standardized medical and psychosocial needs
assessment tools
Indicators: Health Status and Care Received
9. Proportion of identified trafficked persons voluntarily receiving
medical and psychosocial care linked to needs identified in a needs
assessment.
10. Proportion of identified trafficked persons who received health
care voluntarily through informed consent.
11. Proportion of identified trafficked persons who received stigma-
free and non-discriminatory health services.
12. Proportion of identified trafficked persons with health
issues/conditions.
Referrals
13. Number of identified trafficked
persons referred to social welfare
services from the health sector.
14. Number of identified trafficked
persons referred to a health unit from
social welfare services.
Policy
INDICATOR 15: Existence of policies that support
and facilitate the health of trafficked persons.
Examples:
 Policy or legislation requiring that suspected and identified
trafficked people are entitled to state supported health care
that is non-discriminatory.
 Budget line (in government health budget or other
appropriate ministry budget) allocating funding for health
care services for trafficked people, foreign national or
citizen, in the country.
 Health services for trafficked people are available
voluntarily and available regardless of whether or not the
trafficked individuals participate in prosecution of their
trafficker.
Questions or comments?
MEASURE Evaluation is a MEASURE project funded by
the U.S. Agency for International Development and
implemented by the Carolina Population Center at the
University of North Carolina at Chapel Hill in partnership
with Futures Group International, ICF Macro, John Snow,
Inc., Management Sciences for Health, and Tulane
University. Views expressed in this presentation do not
necessarily reflect the views of USAID or the U.S.
Government. MEASURE Evaluation is the USAID Global
Health Bureau's primary vehicle for supporting
improvements in monitoring and evaluation in population,
health and nutrition worldwide.
www.measureevaluation.org

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Trafficking and Health: A Compendium of M&E Indicators

  • 1. Trafficking and Health: A Compendium of M&E Indicators American Evaluation Association October 18, 2014 Abby C. Cannon Shelah S. Bloom
  • 2. UN Protocol to Prevent, Suppress and Punish Trafficking in Persons, Especially Women and Children (Palermo Protocol): “The recruitment, transportation, transfer, harboring or receipt of persons, by means of the threat or use of force or other forms of coercion, of abduction, of fraud, of deception, of the abuse of power or of a position of vulnerability or of the giving or receiving of payments or benefits to achieve the consent of a person having control over another person, for the purpose of exploitation.” Definition: Trafficking in Persons Source: UN (2000). Protocol to Prevent Suppress and Punish Trafficking in Person, Especially Women and Children, Supplementing the United Nations Convention Against Transnational Organized Crime.
  • 3. Size of the problem  Estimates range from 2.4 million¹ to 29.8² million trafficking victims worldwide BUT  47,000 identified trafficking victims3 1. International Labour Organization. 2012. ILO Global estimate of forced labour: Results and methodology. Geneva. Accessible at http://www.ilo.org/wcmsp5/groups/public/---ed_norm/--- declaration/documents/publication/wcms_182004.pdf 2. Walk Free Foundation. 2013. Global Slavery Index. http://www.globalslaveryindex.org/ 3. US Department of State. 2013. Trafficking in Persons Report. Washington, DC. Accessible at: http://www.state.gov/j/tip/rls/tiprpt/2013/index.htm
  • 4. Trafficking in persons (TIP) & Health  Dearth of research on health and trafficking  Current research focuses on women and girls that have been trafficked for sex  Lacking research on:  Other forms of trafficking (e.g. labor, child soldiers, domestic servitude)  Trafficking of men and boys
  • 5.  Injuries from physical and sexual violence  HIV exposure, poor reproductive health outcomes  Mental health symptoms (e.g. depression, anxiety, suicidal ideation)  Forced substance abuse or substance use as a coping mechanism  Headaches, fatigue, and weight loss Health implications of TIP Zimmerman C, Yun K, Shvab I, et al. The health risks and consequences of trafficking in women and adolescents: findings from a European study. London, United Kingdom: London England London School of Hygiene and Tropical Medicine; 2003.
  • 6.  Limited measurement of policy or programming impact  Limited availability of data o Each sector provides a small and biased subset of all cases o Few indicators to monitor and evaluate TIP o Lack of standardization of indicators o Lack of consensus on key areas to measure at the intersection of health, gender, and trafficking Existing Gaps and Challenges
  • 7. Collaborative Process The consultation included leading experts in TIP and health representing:  USAID, US State Department, NIH  UNICEF  International Organization of Migration (IOM)  International Labor Organization (ILO)  NGOs: IRC, Free the Slaves, Geneva Global  Leading consultants & top researchers
  • 8. Consultation Objectives  Day 1: Areas of measurement  TIP and health overview in the international context  Challenges in data collection & research  Days 2-3: Indicators  Attain consensus on the critical areas to TIP within the context of gender and health  Small group work on developing indicators  Plenary group session to build consensus on all indicators
  • 9. Areas of Measurement  Health sector response  Post-trafficking Assistance and Outreach Programs  Health Status and Care Received  Referrals  Policy
  • 10. Areas for further development  Education  Community awareness  Migration and transnational border crossing  Social welfare services  Shame and stigma  Special populations  Refugee and humanitarian crises  Sexual and gender minorities
  • 11. Conceptual framework for TIP, health, and gender Recruitment • History of abuse or deprivation • Socio- environmental influences • Health behaviors Exploitation • Deprived, unsanitary conditions • Poor health services access • Poor working and living conditions • Physical, sexual, and psychological violence • Restricted movement Integration • Cultural adaptation • Shame, stigma • Restricted service access • Retribution of traffickers Re-integration • Social re- adaptation • Shame, stigma • Restricted service access • Retribution of traffickers Travel & Transit (if applicable) • High risk transport • Initiation violence • Document confiscation Gender (in)equalities Adapted from: Zimmerman C, Hossain M, Watts C. Human trafficking and health: A conceptual model to inform policy, intervention and research. Soc Sci Med. 2011;73(2):327–335.
  • 12. Indicators: Health Sector Response 1. Proportion of health care units that have personnel that have been trained to identify and refer trafficked persons 2. Proportion of health care units that have personnel that have been trained to provide trauma-informed care for trafficked persons. 3. Proportion of health units that have evidence of trafficking awareness and response materials visibly available 4. Proportion of health units that have documented a protocol for caring for trafficked people that includes informed consent and stigma-free services.
  • 13. Indicators: Post-trafficking assistance program and outreach programs 5. Proportion of labor and occupational health inspectors who are trained to identify and refer trafficked people within the workplace. 6. Proportion of trafficking assistance programs that facilitate medical and mental health care 7. Proportion of trafficking assistance programs that have and use a comprehensive list of health providers 8. Proportion of trafficking assistance organizations that have and use standardized medical and psychosocial needs assessment tools
  • 14. Indicators: Health Status and Care Received 9. Proportion of identified trafficked persons voluntarily receiving medical and psychosocial care linked to needs identified in a needs assessment. 10. Proportion of identified trafficked persons who received health care voluntarily through informed consent. 11. Proportion of identified trafficked persons who received stigma- free and non-discriminatory health services. 12. Proportion of identified trafficked persons with health issues/conditions.
  • 15. Referrals 13. Number of identified trafficked persons referred to social welfare services from the health sector. 14. Number of identified trafficked persons referred to a health unit from social welfare services.
  • 16. Policy INDICATOR 15: Existence of policies that support and facilitate the health of trafficked persons. Examples:  Policy or legislation requiring that suspected and identified trafficked people are entitled to state supported health care that is non-discriminatory.  Budget line (in government health budget or other appropriate ministry budget) allocating funding for health care services for trafficked people, foreign national or citizen, in the country.  Health services for trafficked people are available voluntarily and available regardless of whether or not the trafficked individuals participate in prosecution of their trafficker.
  • 18. MEASURE Evaluation is a MEASURE project funded by the U.S. Agency for International Development and implemented by the Carolina Population Center at the University of North Carolina at Chapel Hill in partnership with Futures Group International, ICF Macro, John Snow, Inc., Management Sciences for Health, and Tulane University. Views expressed in this presentation do not necessarily reflect the views of USAID or the U.S. Government. MEASURE Evaluation is the USAID Global Health Bureau's primary vehicle for supporting improvements in monitoring and evaluation in population, health and nutrition worldwide.

Editor's Notes

  • #3: Trafficking in persons is a complex, politically charged, and often-contentious human rights issue. A fundamental struggle faced by the counter-trafficking sphere is defining the phenomenon. This is the most commonly cited definition. The key elements of this definition and the definition the US State Department are forms of FORCE, FRAUD, or COERCION for exploitation of another person. Movement, transportation, or border crossings are not necessary for a person to be trafficked. A person can be trafficked in their own home. FYI for Shelah: in case you/someone in the audience wants to know the United States State Dept definition - the Trafficking Victims Protection Act (TVPA) definition: “sex trafficking in which a commercial sex act is induced by force, fraud, or coercion, or in which the person induced to perform such an act has not attained 18 years of age; or the recruitment, harboring, transportation, provision, or obtaining of a person for labor or services, through the use of force, fraud, or coercion for the purpose of subjection to involuntary servitude, peonage, debt bondage, or slavery.”
  • #4: Due to the varying definitions of trafficking and the difficult nature of counting people that have been trafficked, estimates of number of people trafficked world wide range. Few studies cite numbers as small as 500,000, but most estimates depict a much larger and pervasive issue with 29 million victims estimated. Despite the large estimations of how many people are trafficked, in 2012, there were only 47,000 victims identified, according to the US State Department. In order the fill this large gap between estimation and document victims, improved monitoring and evaluation is necessary, including methods and approaches used to reach this particularly hidden population.
  • #5: It is well known that TIP is harmful; however, there is a dearth of research on the comprehensive health effects of trafficking, particularly around forms of trafficking other than sexual exploitation (e.g., labor trafficking, child soldiers, begging) and/or trafficking of men and boys. The majority of current research focuses on women and girls that have been trafficked for sex.
  • #6: Initial research by Cathy Zimmerman and colleagues documented a wide range of health consequences of trafficking including: injuries from physical and sexual violence, poor reproductive health outcomes, mental health symptoms (including depression, anxiety, and suicidal ideation), forced substance use, substance use as a coping mechanism, headaches, fatigue, and weight loss . Mental health problems were shown to persist longer than most of the physical health problems. Research is severely lacking in other areas of exploitation including labor trafficking for agriculture, fishing, mining or trafficking for the trade of human organs, but what is known is that health risks of labor trafficking can include poor ventilation and sanitation, exposure to chemical or bacterial hazards, lack of protective equipment, repetitive motion strain, extreme temperatures, and extended work hours as well as sexual abuse. Individuals trafficked for organ removal also face various health consequences such as poor health outcomes following surgery, loss of productive work time, and lack of compensation for damages.
  • #7: While trafficking has been gaining increasing international attention, there are serious gaps and little standardization in M&E of TIP as it relates to health. We already mentioned that the lack of standardized definition of TIP adds complexity to data collection and measurement. In addition, the general lack of systematic measurement of policy and programs has led to limited availability of data. Each sector provides a small and biased subset of all cases, e.g. criminal justice and survivor service agencies view TIP from their narrow perspective. Data is not comparable, and is usually not shared between sectors, governments, and NGOs. There is also a lack of consensus on areas to measure at the intersection of health, gender, and trafficking. In order to begin addressing these gaps, USAID requested a consultative meeting and collaborative process to develop a compendium of indicators for trafficking and health.
  • #8: A meeting was held October 1-3, 2013 with international experts from trafficking and health. Representation included (read slide).
  • #9: The first day of the consultation included brief presentations from several participants that included an overview of TIP definitions and policies in the international context; current research by participants or their agencies; and challenges in data collection and research of trafficking. The following day, areas of measurement were discussed and included: Policies and law, law enforcement, health sector and health service providers, non-health services (education, community awareness/involvement), referral mechanisms, and prevention. Later, during the iterative process of finalizing indicators, the purview of the compendium, and building upon existing research, the areas were refined. (and are on the next slide)
  • #10: The finalized areas of measurement are: Health sector response Post-trafficking Assistance and Outreach Programs Health Status and Care Received Referrals Policy
  • #11: Many indicators related to the areas listed here were proposed during the expert consultation; however, due to conflicting research or lack of an evidence base, they were included as areas for further development. Other indicators that were proposed were excluded because the relationship to health not strong enough in this compendium. Key point: The degree to which indicators needed to relate to health was one of the most significant challenges of the process. Because trafficking is harmful and has obvious negative health consequences, nearly every indicator related to trafficking could also be somehow connected to health. However, for the sake of this compendium, we narrowed the scope to indicators that were directly/overtly connected to health and/or the health sector’s response to trafficking. If you want to give examples of indicators that didn’t make the cut: Number of community awareness campaigns related to TIP (excluded because some participants argued that awareness campaigns have not been shown effective in decreasing trafficking AND this was not directly related to health.) Number of schools that include education about trafficking (excluded because not directly related to health, and should not necessarily be an indicator applied across the board. One participant pointed out that she did not necessarily want her 10 year old being warned about being trafficked at his urban European school. Side note: This also leads to the point that we avoided making generalizations about source and destination countries in this compendium. While some of these indicators will be applied in higher risk areas, we intentionally left that up for countries and organizations to decide for themselves.
  • #12: Not sure if we want to include this slide or not?
  • #13: Time allowing, you can go through some of the indicators from the compendium.
  • #14: I think these are pretty self-explanatory, but let me know if you’d like more speaker notes 
  • #15: As you see, the voluntary element of health care comes up again and again. Many of the experts in our working group insisted these words remain in the indicators to ensure that trafficked persons are always afforded choice in their health care. Trafficked individuals are often given treatment without consent, which continues to deprive them of choice, human rights, and self control. Most of these indicators are measured through a survey of trafficked persons or a record review at a post-trafficking assistance organization.
  • #16: The initial referral indicators were refined to these two, as they are directly connected to the health sector and they are more measurable. Even still, not all health units will keep records that reflect all referrals given and received, but this leaves something to aspire to.
  • #17: Additional examples of policies: Existence of a mechanism to ensure that the trafficked person retains their health records when being repatriated. National strategy or equivalent to link suspected and identified trafficked people with health and social services. You can delete some of the examples if you think the slide is too wordy.