Assoc.	
  Prof.	
  Wanpen	
  Wirojanagud,	
  Ph.D.	
  
Research	
  Center	
  for	
  Environmental	
  and	
  Hazardous	
  Substance	
  Management	
  
Fac	
  ulty	
  of	
  Engineering,	
  
Khon	
  Kaen	
  University
Trans-Boundary Issue
River Basin
§  A	
  river	
  basin	
  is	
  the	
  land	
  that	
  water	
  flows	
  across	
  
or	
  under	
  on	
  its	
  way	
  to	
  a	
  river.	
  Just	
  as	
  a	
  bathtub	
  
catches	
  all	
  of	
  the	
  water	
  that	
  falls	
  within	
  its	
  sides,	
  
a	
  river	
  basin	
  sends	
  all	
  of	
  the	
  water	
  falling	
  within	
  
it	
  to	
  a	
  central	
  river	
  and	
  out	
  to	
  an	
  estuary	
  or	
  to	
  
the	
  ocean.	
  
§  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Everyone	
  lives	
  in	
  a	
  river	
  basin.	
  
§  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  It	
  is	
  part	
  of	
  	
  an	
  ecological	
  address.
Relationship of Ecosystem Services
and Human Well Being
Ecosystem
Ecosystem
services
Human Well
Being
Biodiversity
Natural Resources
and Environment
About the Mekong River
the
International	
  river	
  	
  
	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Flows	
  southward	
  
	
  
Upper	
  Mekong	
  Basin	
  
	
  
	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Parts	
  of	
  China	
  	
  
	
   	
   	
  	
  	
  	
  	
  and	
  Myanmar	
  
Lower	
  Mekong	
  basin	
  
	
   	
  	
   	
  	
  	
  	
  	
  Lao	
  PDR	
  
	
   	
  	
   	
  	
  	
  	
  	
  Thailand	
  
	
   	
   	
  	
  	
  	
  	
  Cambodia	
  	
  
	
   	
   	
  	
  	
  	
  	
  Vietnam	
  
South	
  China	
  Sea	
  
	
  
4,800	
  km	
  distance	
  
795,000	
  km2	
  drainage	
  area	
  
Annual	
  runoff	
  of	
  475,000	
  MCM.	
  	
  	
  
About the Mekong River
§  The	
  Mekong	
  River	
  	
  
	
  ~	
  	
  	
  Complexity	
  of	
  managing	
  trans-­‐boundary	
  rivers	
  
	
  ~	
  	
  Use	
  of	
  water	
  and	
  related	
  resources	
  in	
  one	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  country	
  can	
  have	
  negative	
  effects	
  in	
  the	
  other	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  countries.	
  	
  	
  
	
  
	
  
	
  	
  
Trans-boundary issue ?
Trans-boundary impact?
 
	
  
	
  
	
  
	
  
	
  
National	
  Report	
  on	
  Water	
  Quality	
  from	
  a	
  trans-­‐
boundary	
  perspective,	
  the	
  national	
  Mekong	
  
Committee,	
  May	
  2003).	
  
Trans-boundary Issue/Impact
“an undertaking, intervention or process is trans-boundary
if its impact is felt on the other side of a boarder.
It thus comprises of an undertaking, intervention or natural
process at one place and impact at another location
Such impact may be permanent, seasonal
or even shorter duration”
Trans-boundary issue
§  Trans-­‐boundary	
  issues	
  	
  
	
  	
  	
  	
  	
  	
  	
  -­‐Identified	
  by	
  investigation	
  and/or	
  research	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
§  Potential	
  trans-­‐boundary	
  issues	
  
	
  	
  	
  	
  	
  	
  -­‐	
  Used	
  instead	
  of	
  Trans-­‐boundary	
  issue	
  	
  
	
  	
  	
  	
  	
  	
  -­‐	
  	
  Could	
  be	
  assessed	
  by	
  monitoring	
  	
  data	
  on	
  
water	
  quantity	
  (flow)	
  and	
  	
  	
  quality
Trans-boundary issue
§  Trans-­‐boundary	
  issues	
  	
  
	
  	
  	
  	
  	
  	
  	
  -­‐Identified	
  by	
  investigation	
  and/or	
  research	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
§  Potential	
  trans-­‐boundary	
  issues	
  
	
  	
  	
  	
  	
  	
  -­‐	
  Used	
  instead	
  of	
  Trans-­‐boundary	
  issue	
  	
  
	
  	
  	
  	
  	
  	
  -­‐	
  Sedimentation,	
  water	
  quality	
  deterioration,	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  water	
  quantity	
  alteration	
  
	
  	
  	
  	
  	
  	
  
Trans-boundary issue
What	
  are	
  the	
  potential	
  transboundary	
  issue	
  and	
  
impact?	
  
Sedimentation
Cauase
-  Upland cultivation
-  Deforestation
-  Development project
along the Mekong river
and its tributaries
-  Natural erosion in the
Upper Mekong Basin
-  Bank erosion
High sediment volume
impacts on
-  Aquatic ecosystem
-  Unbalance of wetland
ecosystem
-  shallowing of rivers
waterways, and
wetland
-  Wetland deterioration
causes decrement of
fish population
-  decrement of fish
population affect to
riparian people
Impact
Cauase
-  Development project
along the Mekong river
-  Commercialization/
Industrial and
urbanization upstream
* Discharging
wastewater/solid waste
into the river directly
-  Agriculture and fishery
along the Mekong river
and its tributaries
* Run off contaminated
with pesticide/herbicide,
and chemical/organic
fertilizer
- Oil spill
-  Depletion of fishery
resource
-  Deterioration of
aquatic ecosystem
-  Fish stock declining
-  Public health and
quality of life
-  Higher cost for water
treatment
Impact
Water Quality
Deterioration
Ø  Are	
  such	
  parameters	
  	
  trans-­‐boundary	
  issue	
  and	
  	
  	
  	
  
impacts???	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  ***	
  Require	
  	
  investigation	
  and	
  assessment	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  
Remark?	
  
	
  
Ø 	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  How	
  to	
  minimize	
  the	
  trans-­‐boundary	
  impacts???	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  ***Technical,	
  social	
  	
  	
  and	
  regulation	
  measures	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  
EMPs and Project Management
PROJECT CYCLE
EMP (2)
Pre-feasibility
Construction
EIAApproval
ENVIRONMENTAL	
  
MANAGEMENT	
  
CYCLE	
  
HP
Siting
 	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Environment	
  	
  	
  –	
  	
  	
  EIA	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  EIA	
  	
  	
  	
  	
  -­‐-­‐-­‐-­‐-­‐	
  	
  mitigation	
  +	
  monitoring	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  EMPs	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Environmental	
  flow	
  -­‐-­‐-­‐-­‐-­‐-­‐Mitigation	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  
Environmental	
  flow
	
  	
  	
  	
  	
  	
  	
  	
  	
  Feasibility	
  study	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Engineering	
  +Economic+	
  Environment	
  
Multiple
Use
Advanta
ges Considerations
Multiple Use and
Environmental Flows Challenges
E-flows
What	
  are	
  the	
  purposes	
  of	
  
dams?	
  
Multi-­‐purpose	
  dams	
  
Advantages	
  
Multiple	
  
bene1its	
  
from	
  a	
  single	
  
investment.	
  	
  
More	
  attractive	
  
to	
  international	
  
1inancial	
  
assistance	
  
Fit	
  well	
  into	
  
regional	
  
development	
  
programmes	
  
Complement	
  
strategies	
  for	
  
climate	
  
change	
  
adaptation	
  
CHALLENGES
Climate	
  
change	
  
impacts
Regulatory	
  
demands
Attracting
private
investors
Environmental	
  flows	
  
Variety of terminology
IFR	
  –	
  in-­‐stream	
  flow	
  requirement	
  	
  
Environmental	
  Water	
  
Requirements	
  	
  
Ecological	
  Reserve	
  	
   Ecological	
  Flows	
  	
  
What	
  is	
  Environmental	
  flows	
  
Environmental	
  flows	
  describe	
  the	
  
quantity,	
  timing	
  and	
  quality	
  of	
  water	
  
flows	
  required	
  to	
  sustain	
  freshwater	
  
ecosystems	
  and	
  the	
  human	
  livelihoods	
  
and	
  well-­‐being	
  that	
  depend	
  on	
  these	
  
ecosystems	
  	
  
Brisbane	
  Declaration,	
  2007,	
  10th	
  International	
  River	
  
Symposium	
  and	
  Environmental	
  Flows	
  Conference	
  	
  
What	
  is	
  Environmental	
  flows	
  
An	
  environmental	
  flow	
  is	
  not	
  the	
  amount	
  of	
  
water	
  needed	
  to	
  maintain	
  an	
  ecosystem	
  in	
  
close-­‐to-­‐pristine	
  condition	
  .	
  	
  
Flow	
  is	
  allocated	
  to	
  its	
  following	
  a	
  process	
  of	
  
environmental,	
  social	
  and	
  economic	
  
assessment.	
  
It	
  will	
  be	
  the	
  flow	
  that	
  maintains	
  ecosystem	
  
or	
  river	
  less	
  than	
  pristine	
  condition,	
  but	
  
acceptable	
  to	
  the	
  decision	
  making	
  process.	
  	
  
This	
  is	
  a	
  societal	
  judgment	
  that	
  will	
  vary	
  
from	
  country	
  to	
  country	
  and	
  region	
  to	
  
region.	
  
	
  
 
New:	
  how	
  to	
  design	
  to	
  meet	
  multiple	
  interests?	
  
	
  
Existing:	
  how	
  to	
  improve	
  operations	
  to	
  maximise	
  
benefits	
  and	
  avoid	
  problems	
  for	
  some	
  
stakeholders?	
  	
  	
  
	
  
E-­‐flow	
  
E-­‐
Flow	
  
Maintain	
  
ecosystem	
  
services	
  
Requires	
  
rigorous	
  
assessments	
  
and	
  baseline	
  
data	
  
O7en	
  trade-­‐offs	
  
between	
  social,	
  
economic	
  and	
  
environmental	
  
values	
  have	
  to	
  
be	
  nego=ated	
  
Alloca=ng	
  
water	
  for	
  the	
  
environment	
  
Need	
  for	
  water	
  
and	
  energy	
  
planning	
  
objec=ves	
  to	
  be	
  
integrated	
  
E-Flow
E-­‐Flow	
  assessment	
  method	
  
Method Advantages Disadvantages
Hydrological	
  Index	
  
(½	
  month)	
  
•  Low	
  cost,	
  rapid	
  to	
  use	
  
Look-­‐up	
  tables,	
  Desktop	
  analysis
•  Not	
   site	
   specific,	
   ecological	
  
links	
  assumed 	
  
Hydraulic	
  rating	
  
(2-­‐4	
  months)
•  Low	
  cost,	
  site	
  specific:	
  
Wetted	
  perimeter
•  Ecological	
  links	
  assumed
Habitat	
  simulation	
  
(6-­‐18	
  months)
•  Ecological	
  links	
  included	
  :	
  
in-­‐stream	
  incremental	
  methodology,	
  
PHABSIM	
  –	
  physical	
  habitat	
  
simulation
•  Extensive	
   data	
   collection	
   and	
  
use	
  of	
  experts,	
  high	
  cost
Holistic	
  
(12-­‐36	
  months)
	
  
•  Covers	
  most	
  aspects	
  	
  	
  
(Building	
   Block	
   Method,	
   Downstream	
  
Response	
   to	
   Imposed	
   Flow	
   Trans-­‐
formation,	
  Expert	
  panels)
•  Requires	
   very	
   large	
   scientific	
  
expertise,	
  very	
  high	
  cost
Considerations for multiple use and E-
flows
Different scales and perspectives:
Project – project level impacts
Basin – whole of basin, sub-basin, plan view with or
without relief
Instream/cross-sectional – different types of hydropower
release regimes cause different effects
Longitudinal – cascade developments, long-distance,
short-distance
Temporal – years, months, days/hours, event-based
Decision making procedure, finance and budgeting
Environmental	
  flows	
  
Corporate	
  strategy	
  
ú  Which	
  rivers?	
  
ú  Priorities?	
  
Environmental	
  flow	
  
development	
  
ú  Generation/	
  
operation	
  
ú  Trading	
  
ú  Ecological	
  
ú  Stakeholder	
  
ú  Recreational	
  
ú  Commercial	
  
ú  Water	
  supply	
  
Thank	
  you	
  for	
  your	
  attention	
  !	
  

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Trans-boundary Issues

  • 1. Assoc.  Prof.  Wanpen  Wirojanagud,  Ph.D.   Research  Center  for  Environmental  and  Hazardous  Substance  Management   Fac  ulty  of  Engineering,   Khon  Kaen  University Trans-Boundary Issue
  • 2. River Basin §  A  river  basin  is  the  land  that  water  flows  across   or  under  on  its  way  to  a  river.  Just  as  a  bathtub   catches  all  of  the  water  that  falls  within  its  sides,   a  river  basin  sends  all  of  the  water  falling  within   it  to  a  central  river  and  out  to  an  estuary  or  to   the  ocean.   §                         Everyone  lives  in  a  river  basin.   §                                                         It  is  part  of    an  ecological  address.
  • 3. Relationship of Ecosystem Services and Human Well Being Ecosystem Ecosystem services Human Well Being Biodiversity Natural Resources and Environment
  • 4. About the Mekong River the International  river                                              Flows  southward     Upper  Mekong  Basin                                              Parts  of  China                  and  Myanmar   Lower  Mekong  basin                  Lao  PDR                  Thailand                Cambodia                  Vietnam   South  China  Sea     4,800  km  distance   795,000  km2  drainage  area   Annual  runoff  of  475,000  MCM.      
  • 5. About the Mekong River §  The  Mekong  River      ~      Complexity  of  managing  trans-­‐boundary  rivers    ~    Use  of  water  and  related  resources  in  one                      country  can  have  negative  effects  in  the  other                        countries.               Trans-boundary issue ? Trans-boundary impact?
  • 6.             National  Report  on  Water  Quality  from  a  trans-­‐ boundary  perspective,  the  national  Mekong   Committee,  May  2003).   Trans-boundary Issue/Impact “an undertaking, intervention or process is trans-boundary if its impact is felt on the other side of a boarder. It thus comprises of an undertaking, intervention or natural process at one place and impact at another location Such impact may be permanent, seasonal or even shorter duration”
  • 7. Trans-boundary issue §  Trans-­‐boundary  issues                  -­‐Identified  by  investigation  and/or  research                                   §  Potential  trans-­‐boundary  issues              -­‐  Used  instead  of  Trans-­‐boundary  issue                -­‐    Could  be  assessed  by  monitoring    data  on   water  quantity  (flow)  and      quality
  • 8. Trans-boundary issue §  Trans-­‐boundary  issues                  -­‐Identified  by  investigation  and/or  research                                   §  Potential  trans-­‐boundary  issues              -­‐  Used  instead  of  Trans-­‐boundary  issue                -­‐  Sedimentation,  water  quality  deterioration,                      water  quantity  alteration              
  • 9. Trans-boundary issue What  are  the  potential  transboundary  issue  and   impact?  
  • 10. Sedimentation Cauase -  Upland cultivation -  Deforestation -  Development project along the Mekong river and its tributaries -  Natural erosion in the Upper Mekong Basin -  Bank erosion High sediment volume impacts on -  Aquatic ecosystem -  Unbalance of wetland ecosystem -  shallowing of rivers waterways, and wetland -  Wetland deterioration causes decrement of fish population -  decrement of fish population affect to riparian people Impact
  • 11. Cauase -  Development project along the Mekong river -  Commercialization/ Industrial and urbanization upstream * Discharging wastewater/solid waste into the river directly -  Agriculture and fishery along the Mekong river and its tributaries * Run off contaminated with pesticide/herbicide, and chemical/organic fertilizer - Oil spill -  Depletion of fishery resource -  Deterioration of aquatic ecosystem -  Fish stock declining -  Public health and quality of life -  Higher cost for water treatment Impact Water Quality Deterioration
  • 12. Ø  Are  such  parameters    trans-­‐boundary  issue  and         impacts???                            ***  Require    investigation  and  assessment                                                 Remark?     Ø                           How  to  minimize  the  trans-­‐boundary  impacts???                                                                        ***Technical,  social      and  regulation  measures                                        
  • 13. EMPs and Project Management PROJECT CYCLE EMP (2) Pre-feasibility Construction EIAApproval ENVIRONMENTAL   MANAGEMENT   CYCLE   HP Siting
  • 14.                                                                                                Environment      –      EIA                                                                                                          EIA          -­‐-­‐-­‐-­‐-­‐    mitigation  +  monitoring                                                                              EMPs                                                                                                                                  Environmental  flow  -­‐-­‐-­‐-­‐-­‐-­‐Mitigation                     Environmental  flow                  Feasibility  study                        Engineering  +Economic+  Environment  
  • 15. Multiple Use Advanta ges Considerations Multiple Use and Environmental Flows Challenges E-flows
  • 16. What  are  the  purposes  of   dams?  
  • 18. Advantages   Multiple   bene1its   from  a  single   investment.     More  attractive   to  international   1inancial   assistance   Fit  well  into   regional   development   programmes   Complement   strategies  for   climate   change   adaptation  
  • 19. CHALLENGES Climate   change   impacts Regulatory   demands Attracting private investors
  • 20. Environmental  flows   Variety of terminology IFR  –  in-­‐stream  flow  requirement     Environmental  Water   Requirements     Ecological  Reserve     Ecological  Flows    
  • 21. What  is  Environmental  flows   Environmental  flows  describe  the   quantity,  timing  and  quality  of  water   flows  required  to  sustain  freshwater   ecosystems  and  the  human  livelihoods   and  well-­‐being  that  depend  on  these   ecosystems     Brisbane  Declaration,  2007,  10th  International  River   Symposium  and  Environmental  Flows  Conference    
  • 22. What  is  Environmental  flows   An  environmental  flow  is  not  the  amount  of   water  needed  to  maintain  an  ecosystem  in   close-­‐to-­‐pristine  condition  .     Flow  is  allocated  to  its  following  a  process  of   environmental,  social  and  economic   assessment.   It  will  be  the  flow  that  maintains  ecosystem   or  river  less  than  pristine  condition,  but   acceptable  to  the  decision  making  process.     This  is  a  societal  judgment  that  will  vary   from  country  to  country  and  region  to   region.    
  • 23.   New:  how  to  design  to  meet  multiple  interests?     Existing:  how  to  improve  operations  to  maximise   benefits  and  avoid  problems  for  some   stakeholders?        
  • 24. E-­‐flow   E-­‐ Flow   Maintain   ecosystem   services   Requires   rigorous   assessments   and  baseline   data   O7en  trade-­‐offs   between  social,   economic  and   environmental   values  have  to   be  nego=ated   Alloca=ng   water  for  the   environment   Need  for  water   and  energy   planning   objec=ves  to  be   integrated   E-Flow
  • 25. E-­‐Flow  assessment  method   Method Advantages Disadvantages Hydrological  Index   (½  month)   •  Low  cost,  rapid  to  use   Look-­‐up  tables,  Desktop  analysis •  Not   site   specific,   ecological   links  assumed   Hydraulic  rating   (2-­‐4  months) •  Low  cost,  site  specific:   Wetted  perimeter •  Ecological  links  assumed Habitat  simulation   (6-­‐18  months) •  Ecological  links  included  :   in-­‐stream  incremental  methodology,   PHABSIM  –  physical  habitat   simulation •  Extensive   data   collection   and   use  of  experts,  high  cost Holistic   (12-­‐36  months)   •  Covers  most  aspects       (Building   Block   Method,   Downstream   Response   to   Imposed   Flow   Trans-­‐ formation,  Expert  panels) •  Requires   very   large   scientific   expertise,  very  high  cost
  • 26. Considerations for multiple use and E- flows Different scales and perspectives: Project – project level impacts Basin – whole of basin, sub-basin, plan view with or without relief Instream/cross-sectional – different types of hydropower release regimes cause different effects Longitudinal – cascade developments, long-distance, short-distance Temporal – years, months, days/hours, event-based Decision making procedure, finance and budgeting
  • 27. Environmental  flows   Corporate  strategy   ú  Which  rivers?   ú  Priorities?   Environmental  flow   development   ú  Generation/   operation   ú  Trading   ú  Ecological   ú  Stakeholder   ú  Recreational   ú  Commercial   ú  Water  supply  
  • 28. Thank  you  for  your  attention  !