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VALIDATION OF FLUIDIZIED BED DRYER
Content: 
Why to validate? 
Parts of Equipment Validation 
Who should do Equipment Validation? 
Equipment qualification 
Typical process flow of solid dosage form 
Validation of fluid bed dryer 
2
Why to validate? 
Equipment validation is Vital for 
• Safety 
• Fewer interruptions of work 
• Lower repair costs 
• Elimination of premature replacement 
• Less standby equipment 
• Identification of high maintenance cost 
• Reduction of variation in results 
• Greater confidence in the reliability of results 
3
Parts of Equipment Validation 
Equipment 
Validation 
Installation 
Qualification (IQ) 
Operational 
Qualification (OQ) 
Performance 
Qualification (PQ) 
Design 
Qualification (DQ) 
4
Who should do Equipment Validation? 
The vendor or the user? 
The user has the ultimate responsibility for 
equipment qualification. 
DQ should always be done by the user. 
While IQ for a small and low cost instrument is 
usually done by the user, and 
IQ for large, complex and high cost instruments 
should be done by the vendor. 
OQ can be done by either the user or the vendor. 
PQ should always be done by the user 
5
Equipment qualification 
Equipment qualification / validation includes 
following things : 
• Design qualification (DQ) 
• Installation qualification (IQ) 
• Operational qualification (OQ) 
• Performance qualification (PQ) 
6
Typical process flow of 
solid dosage form 
Addition of 
raw material 
-active 
excipients 
Preble 
bending 
-high speed 
mixer 
granulator 
Granulating 
- high 
speed 
mixer 
granulator 
Drying 
-fluid bed 
dryer 
-tray dryer 
Tableting 
-high speed 
rotary 
Blending 
-v-blender 
Addition of 
raw material 
-lubricant 
-disintegrants 
Sizing 
-mill/sieve 
7
Typical variable of drying process 
Control variable 
 Initial temperature 
Load size 
Drying temperature 
program 
Air flow program 
Drying time 
Cooling time 
Measured responses 
Density 
Yield 
Moisture content 
8
VALIDATION 
9
fluid bed dryer 
10
FBD control parameters 
Fixed Variable 
(monitor) 
Response 
(Test) 
Bowl change 
Porosity of 
filter bags 
Bowl sieve 
Inlet/exhaust air 
temperature 
Product temperature 
Drying time 
Air volume 
Humidity of incoming air 
Humidity of exhaust air 
Particle size 
distribution 
Densities 
Loss on drying 
Assay 
11
Installation Qualification(IQ) 
Installation Procedure: 
After checking all the specifications as mentioned 
in the selection criteria, service engineer of the 
manufacturer shall be called for commissioning, if 
necessary. 
Authorized validation team shall carry out 
installation. 
Department Head of production, QA & 
engineering shall evaluate installation report 
12
Conti… 
Acceptance Criteria For Installation Qualification: 
The equipment shall fulfill the selection criteria & 
its purpose of Application. 
Name of the manufacturer & supplier shall be as 
mentioned in the Purchase order 
The manufacturer/supplier shall provide complete 
equipment manual along with the equipment 
All recommended utilities of recommended 
capacities are to be provided near the place of 
installation 
13
Conti… 
Revalidation Criteria 
The equipment shall be revalidated if; 
Location of the equipment is changed. 
There is change of spare/parts,major 
maintenance or breakdown that have a direct 
effect on the performance of the equipment 
14
Conti… 
Conclusion: 
The equipment shall be considered qualified for 
installation provided it meets all the parameters 
mentioned in the acceptance criteria. 
After receiving installation report, it shall be 
evaluated & released for operational 
qualification, provided installation report is 
evaluated & the equipment is found meeting all 
parameters of acceptance criteria 
15
Operational Qualification (OQ) 
Training record 
Before initiating OQ ensure that SOP for Cleaning 
and operation of FBD is available. 
• Purpose: To train the qualification team for 
performing OQ 
16
Conti… 
Procedure 
Initiate the actual operation of the FBD to ensure 
that machine is operating within specification. 
Check the OQ parameters against their 
specifications. 
Observe the functioning of all controls available 
on control panel 
Record the observation 
Perform and attach report of heat distribution 
study as per ` Heat distribution study procedure’ 17
Conti… 
Acceptance criteria (Heat Distribution Study:) 
Temperature difference between all 
thermocouples and set temperature should not 
differ by more than ± 5 °C. 
All operating inputs provided on the equipment 
when tested shall-successfully comply 
-meet tolerance limit 
The equipment should successfully perform when 
operated as per SOP 
18
Conti… 
Critical gauges/indicators provided on the 
equipment---calibrated 
The equipment when operated shall not 
- produce abnormal sound 
- show any discrepancy in its smooth operation. 
19
Conti… 
Revalidation Criteria: 
The equipment shall be revalidated if; 
Location of the equipment is changed. 
There is change of spare/ parts, major 
maintenance or breakdown that have a direct 
effect on the performance of the equipment 
Critical gauges shall be replaced or corrected 
At normal revalidation schedule. 
20
Performance Qualification(PQ) 
To check Heat Distribution by placing 10 
thermocouples in geometric pattern with the FBD 
Shell and empty Product Container without any 
load to ensure heat distribution in the drying 
chamber 
Heat distribution study will be performed at 65 ± 
5°C for two hour after achieving the temperature 
on the controlling sensors to ensure proper heat 
distribution. 
21
Conti… 
Procedure 
After completion of OQ initiate the PQ of FBD. 
The effectiveness of drying will be qualified by 
determining reduction of % moisture content in 
drying process. 
3 batches/ lots of any product will be taken for PQ 
of FBD. 
At least 2.0 gm of sample is sampled for % MC 
check from the top, middle and bottom trays and 
will be reported 
22
Conti… 
In case of any deviation inform to department 
head for necessary action 
Document the deviation details 
Deviation is acceptable or not will be decided 
-if yes 
-if not 
23
Conti… 
Acceptance criteria 
The reduction in moisture content after drying 
should be as per the specification in the BMR 
 % RSD of LOD should not be more than 6 % 
The equipment should produce intended outputs 
with respect to quality & quantity consistently 
24
Conti… 
Revalidation Criteria: 
The equipment shall be revalidated if; 
Location of the equipment is changed. 
There is change of spare/ parts, major 
maintenance or breakdown that have a direct 
effect on the performance of the equipment 
At normal revalidation schedule. 
25
Procedure for Drying Efficacy 
Study in Fluidized bed Dryer: 
Ensure the cleaning of machine 
Load the wet mass in the FBD product container 
Set the process time & outlet temperature and 
run the FBD. 
After completion of drying take out FBD bowl and 
collect the sample 
At least 2.0 gm of sample is sampled for % MC 
check from the top, middle and bottom trays and 
will be reported 
26
Conti… 
Sampling Procedure: 
Ware nose mask, hand gloves before sampling. 
Label the sample bag with details as Product 
name, stage, date, time and sign 
Collect app. 2.0 gms of dried material composite 
sample in poly bag as per location shown 
Record the details of analysis. 
27
Validatn of fbd

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Validatn of fbd

  • 2. Content: Why to validate? Parts of Equipment Validation Who should do Equipment Validation? Equipment qualification Typical process flow of solid dosage form Validation of fluid bed dryer 2
  • 3. Why to validate? Equipment validation is Vital for • Safety • Fewer interruptions of work • Lower repair costs • Elimination of premature replacement • Less standby equipment • Identification of high maintenance cost • Reduction of variation in results • Greater confidence in the reliability of results 3
  • 4. Parts of Equipment Validation Equipment Validation Installation Qualification (IQ) Operational Qualification (OQ) Performance Qualification (PQ) Design Qualification (DQ) 4
  • 5. Who should do Equipment Validation? The vendor or the user? The user has the ultimate responsibility for equipment qualification. DQ should always be done by the user. While IQ for a small and low cost instrument is usually done by the user, and IQ for large, complex and high cost instruments should be done by the vendor. OQ can be done by either the user or the vendor. PQ should always be done by the user 5
  • 6. Equipment qualification Equipment qualification / validation includes following things : • Design qualification (DQ) • Installation qualification (IQ) • Operational qualification (OQ) • Performance qualification (PQ) 6
  • 7. Typical process flow of solid dosage form Addition of raw material -active excipients Preble bending -high speed mixer granulator Granulating - high speed mixer granulator Drying -fluid bed dryer -tray dryer Tableting -high speed rotary Blending -v-blender Addition of raw material -lubricant -disintegrants Sizing -mill/sieve 7
  • 8. Typical variable of drying process Control variable  Initial temperature Load size Drying temperature program Air flow program Drying time Cooling time Measured responses Density Yield Moisture content 8
  • 11. FBD control parameters Fixed Variable (monitor) Response (Test) Bowl change Porosity of filter bags Bowl sieve Inlet/exhaust air temperature Product temperature Drying time Air volume Humidity of incoming air Humidity of exhaust air Particle size distribution Densities Loss on drying Assay 11
  • 12. Installation Qualification(IQ) Installation Procedure: After checking all the specifications as mentioned in the selection criteria, service engineer of the manufacturer shall be called for commissioning, if necessary. Authorized validation team shall carry out installation. Department Head of production, QA & engineering shall evaluate installation report 12
  • 13. Conti… Acceptance Criteria For Installation Qualification: The equipment shall fulfill the selection criteria & its purpose of Application. Name of the manufacturer & supplier shall be as mentioned in the Purchase order The manufacturer/supplier shall provide complete equipment manual along with the equipment All recommended utilities of recommended capacities are to be provided near the place of installation 13
  • 14. Conti… Revalidation Criteria The equipment shall be revalidated if; Location of the equipment is changed. There is change of spare/parts,major maintenance or breakdown that have a direct effect on the performance of the equipment 14
  • 15. Conti… Conclusion: The equipment shall be considered qualified for installation provided it meets all the parameters mentioned in the acceptance criteria. After receiving installation report, it shall be evaluated & released for operational qualification, provided installation report is evaluated & the equipment is found meeting all parameters of acceptance criteria 15
  • 16. Operational Qualification (OQ) Training record Before initiating OQ ensure that SOP for Cleaning and operation of FBD is available. • Purpose: To train the qualification team for performing OQ 16
  • 17. Conti… Procedure Initiate the actual operation of the FBD to ensure that machine is operating within specification. Check the OQ parameters against their specifications. Observe the functioning of all controls available on control panel Record the observation Perform and attach report of heat distribution study as per ` Heat distribution study procedure’ 17
  • 18. Conti… Acceptance criteria (Heat Distribution Study:) Temperature difference between all thermocouples and set temperature should not differ by more than ± 5 °C. All operating inputs provided on the equipment when tested shall-successfully comply -meet tolerance limit The equipment should successfully perform when operated as per SOP 18
  • 19. Conti… Critical gauges/indicators provided on the equipment---calibrated The equipment when operated shall not - produce abnormal sound - show any discrepancy in its smooth operation. 19
  • 20. Conti… Revalidation Criteria: The equipment shall be revalidated if; Location of the equipment is changed. There is change of spare/ parts, major maintenance or breakdown that have a direct effect on the performance of the equipment Critical gauges shall be replaced or corrected At normal revalidation schedule. 20
  • 21. Performance Qualification(PQ) To check Heat Distribution by placing 10 thermocouples in geometric pattern with the FBD Shell and empty Product Container without any load to ensure heat distribution in the drying chamber Heat distribution study will be performed at 65 ± 5°C for two hour after achieving the temperature on the controlling sensors to ensure proper heat distribution. 21
  • 22. Conti… Procedure After completion of OQ initiate the PQ of FBD. The effectiveness of drying will be qualified by determining reduction of % moisture content in drying process. 3 batches/ lots of any product will be taken for PQ of FBD. At least 2.0 gm of sample is sampled for % MC check from the top, middle and bottom trays and will be reported 22
  • 23. Conti… In case of any deviation inform to department head for necessary action Document the deviation details Deviation is acceptable or not will be decided -if yes -if not 23
  • 24. Conti… Acceptance criteria The reduction in moisture content after drying should be as per the specification in the BMR  % RSD of LOD should not be more than 6 % The equipment should produce intended outputs with respect to quality & quantity consistently 24
  • 25. Conti… Revalidation Criteria: The equipment shall be revalidated if; Location of the equipment is changed. There is change of spare/ parts, major maintenance or breakdown that have a direct effect on the performance of the equipment At normal revalidation schedule. 25
  • 26. Procedure for Drying Efficacy Study in Fluidized bed Dryer: Ensure the cleaning of machine Load the wet mass in the FBD product container Set the process time & outlet temperature and run the FBD. After completion of drying take out FBD bowl and collect the sample At least 2.0 gm of sample is sampled for % MC check from the top, middle and bottom trays and will be reported 26
  • 27. Conti… Sampling Procedure: Ware nose mask, hand gloves before sampling. Label the sample bag with details as Product name, stage, date, time and sign Collect app. 2.0 gms of dried material composite sample in poly bag as per location shown Record the details of analysis. 27