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Innovation Systems + Value chain approaches :  From Principles to Practice  Ranjitha Puskur International Livestock Research Institute January 2010
Overview of the presentation Innovation, Innovation Systems and Value Chains Building innovation platforms Gender integration Learning alliances Scaling up and out
Why a new research approach?  Dissatisfaction with linear technology transfer model for agricultural development and it’s effectiveness News ways of improving and integrating the actions of all stakeholders
Features of new approaches to research It is about change or “innovation” as an outcome, not just about information, knowledge or technology as a product  It places “research”, as one of the components contributing to the development process, rather than its pivotal point  It focuses on processes and performance rather than just products (technologies, policies). Or, to put it another way, improved processes are the product.
What IS research is not.. not a fixed method, approach or specific process that can be applied as an alternative to “conventional” research and development the conceptualisation and practice needs to go beyond methods or approaches to include changes of personal skills, mindsets and attitudes, organisational practices and culture, and the ways in which organisations interact as part of the wider “innovation system”
Defining principles integrates the perspectives, knowledge and actions of different stakeholders around a common theme.  integrates the learning by stakeholders from working together.  integrates analysis, action and change across the different (environmental, social, economic) “dimensions” of development.  integrates analysis, action and change at different levels of spatial, economic and social organisation.
 
Why is innovation important?  Globalisation  (knowledge networks, markets) Institutions  (local, national, regional, global)  Markets  (consumption, supermarkets, integration) Policy  (decentralisation, privatisation) Population  pressure  Climate  change Emerging infectious diseases Intensification   Evolving challenges and opportunities Huge implications for poor and women
What is innovation? “ Process  by which knowledge is created, diffused, accessed, adapted, and, most critically, put into  use,   in economically and socially significant ways”.  Technological Institutional (way things are routinely done) Organisational Policy
If we always do What we always did, We will always get What we always got!!!
Innovation Innovation is a social process involving many different actors Innovation processes can be enhanced by creating more possibilities for actors to interact  –  innovation platforms
Innovations are the result of  learning  emerging from right networks of actors working together in certain ways.. These certain ways are rules and norms or routines – called  institutional arrangements Emphasis is on getting the right actors together ( key actors along the value chain ) and getting them to work in certain way Simply speaking ..
Why do we need to pay attention to innovation as a process? Farmer adopting integrated system Research Technology Bulker Packager Dairy Value Chain ‘ PULL’ Trader Retail markets Supermarkets Restaurants Processor Veg Value Chain Veterinary Value Chain Genetics Value Chain Feed Value Chain Knowledge Market Information Irrigation Value Chain Seed Value Chain Organisational ‘ PUSH’ How do we get all of these actors  working together  to identify problems  and co-create solutions as the value chains evolve?
Building innovation platforms Landscaping to identify key actors along the value chain  Understand their habits and practices; incentives and motivations Outcome mapping Joint action M&L for course correction and lesson learning
Innovation platforms facilitate dialogue between the main local players in the value chain: farmers, input suppliers, traders, transporters, processors, wholesalers, retailers, regulators, and the R&D community  identify bottlenecks and opportunities in production, marketing and the policy environment identify market requirements (quantity, quality, and the timing of sales) analyse existing production strategies  identify and implement technologies to improve production to fulfill market demand
a fluid entity - evolving membership, drawing in relevant expertise depending on the problem being addressed helps provide access to credible information and improving information flow   help choose the most feasible solutions to be tested and implemented generate site-specific solutions to align production with market requirements, which will ensure better prices for smallholder producers. Innovation platforms
Major elements of the approach Knowledge-based, capacitated and responsive system with linked actors
Integrating gender concerns Analyze gender roles in the value chains - identify entry points/niches along the chains for their involvement Analyze their knowledge/capacity needs, sources, access to technologies Plan activities, set targets,  create enabling conditions Capacity building of intermediaries  Monitor!
Livestock system context -Biophysical -Technical -Social -Economic -Political - Institutional System diagnosis Drivers/Factors -Preferences -Policy and institutions -Knowledge  -Culture -Risk and vulnerability –Infrastructure Environment - Technology Current state of a agricultural issue Current actors, alignment  and practices
Pilot testing  of interventions Design of interventions -Capacity building  of actors -Enrolment and alignment of actors  Changes in institutions  Technical options   Baseline Context  Drivers Actors  Linkages Changes -Actors- Institutions -Alignment  -Organizations -Practices  -Policy M&E and Learning Lessons  and  principles
Action Learning A process in which a group of people come together more or less regularly to help each other to learn from their experience. The experience can be something which is taking place, or more often is set up for the occasion.  It is cyclic, involves action and reflection on that action.   Intended to improve practice. 
 
How do you facilitate learning? Periodic meetings and workshops with stakeholders Joint action planning, implementation  Exposure visits Learning alliances Platforms
Learning alliances Other Districts Local level Regional National  Sites within district Non-project sites within district Learning Scaling out Chair Chair
Roles of the alliances   Advisory Facilitate participatory planning Facilitate scaling up innovations (technical, institutional and organisational) Facilitate ownership/institutionalisation Learning M&E of process and outcomes  of project and alliance activities Specific learning events
What needs to be scaled up/out? Principles and methods of stimulating local innovation processes Lessons from experience in supporting institutional change Lessons in building multi-stakeholder partnerships to create enabling conditions for local innovation processes
Key questions to steps in scaling out process What factors can be identified as critical for making sustainable an innovation? Socio-economic-cultural embedding How to identify end-users, actors  and parties directly or indirectly affected by the introduction of innovation?
Key questions to steps in scaling out process How  can different  actors  be  involved  in the innovation  process ? At which  stage  and to what  extent  they may influence the  change ? What is the  best  level of  participation ?
What is required.. A tool for the  analysis ,  planning  and  implementation  of  sustainable actions A technique that makes use of  participatory methods  A  systematic approach  for  dialogue  and  co-operation  between groups of local actors A simple and effective way to  handle  risks and opportunities of  stakeholders’ demand  and builds relationships with them
ILRI is creating and integrating knowledge to  enable diverse partners to find innovative solutions to make livestock a sustainable pathway out of poverty

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Innovation systems and value chain approaches: From principles to practice

  • 1. Innovation Systems + Value chain approaches : From Principles to Practice Ranjitha Puskur International Livestock Research Institute January 2010
  • 2. Overview of the presentation Innovation, Innovation Systems and Value Chains Building innovation platforms Gender integration Learning alliances Scaling up and out
  • 3. Why a new research approach? Dissatisfaction with linear technology transfer model for agricultural development and it’s effectiveness News ways of improving and integrating the actions of all stakeholders
  • 4. Features of new approaches to research It is about change or “innovation” as an outcome, not just about information, knowledge or technology as a product It places “research”, as one of the components contributing to the development process, rather than its pivotal point It focuses on processes and performance rather than just products (technologies, policies). Or, to put it another way, improved processes are the product.
  • 5. What IS research is not.. not a fixed method, approach or specific process that can be applied as an alternative to “conventional” research and development the conceptualisation and practice needs to go beyond methods or approaches to include changes of personal skills, mindsets and attitudes, organisational practices and culture, and the ways in which organisations interact as part of the wider “innovation system”
  • 6. Defining principles integrates the perspectives, knowledge and actions of different stakeholders around a common theme. integrates the learning by stakeholders from working together. integrates analysis, action and change across the different (environmental, social, economic) “dimensions” of development. integrates analysis, action and change at different levels of spatial, economic and social organisation.
  • 7.  
  • 8. Why is innovation important? Globalisation (knowledge networks, markets) Institutions (local, national, regional, global) Markets (consumption, supermarkets, integration) Policy (decentralisation, privatisation) Population pressure Climate change Emerging infectious diseases Intensification Evolving challenges and opportunities Huge implications for poor and women
  • 9. What is innovation? “ Process by which knowledge is created, diffused, accessed, adapted, and, most critically, put into use, in economically and socially significant ways”. Technological Institutional (way things are routinely done) Organisational Policy
  • 10. If we always do What we always did, We will always get What we always got!!!
  • 11. Innovation Innovation is a social process involving many different actors Innovation processes can be enhanced by creating more possibilities for actors to interact – innovation platforms
  • 12. Innovations are the result of learning emerging from right networks of actors working together in certain ways.. These certain ways are rules and norms or routines – called institutional arrangements Emphasis is on getting the right actors together ( key actors along the value chain ) and getting them to work in certain way Simply speaking ..
  • 13. Why do we need to pay attention to innovation as a process? Farmer adopting integrated system Research Technology Bulker Packager Dairy Value Chain ‘ PULL’ Trader Retail markets Supermarkets Restaurants Processor Veg Value Chain Veterinary Value Chain Genetics Value Chain Feed Value Chain Knowledge Market Information Irrigation Value Chain Seed Value Chain Organisational ‘ PUSH’ How do we get all of these actors working together to identify problems and co-create solutions as the value chains evolve?
  • 14. Building innovation platforms Landscaping to identify key actors along the value chain Understand their habits and practices; incentives and motivations Outcome mapping Joint action M&L for course correction and lesson learning
  • 15. Innovation platforms facilitate dialogue between the main local players in the value chain: farmers, input suppliers, traders, transporters, processors, wholesalers, retailers, regulators, and the R&D community identify bottlenecks and opportunities in production, marketing and the policy environment identify market requirements (quantity, quality, and the timing of sales) analyse existing production strategies identify and implement technologies to improve production to fulfill market demand
  • 16. a fluid entity - evolving membership, drawing in relevant expertise depending on the problem being addressed helps provide access to credible information and improving information flow help choose the most feasible solutions to be tested and implemented generate site-specific solutions to align production with market requirements, which will ensure better prices for smallholder producers. Innovation platforms
  • 17. Major elements of the approach Knowledge-based, capacitated and responsive system with linked actors
  • 18. Integrating gender concerns Analyze gender roles in the value chains - identify entry points/niches along the chains for their involvement Analyze their knowledge/capacity needs, sources, access to technologies Plan activities, set targets, create enabling conditions Capacity building of intermediaries Monitor!
  • 19. Livestock system context -Biophysical -Technical -Social -Economic -Political - Institutional System diagnosis Drivers/Factors -Preferences -Policy and institutions -Knowledge -Culture -Risk and vulnerability –Infrastructure Environment - Technology Current state of a agricultural issue Current actors, alignment and practices
  • 20. Pilot testing of interventions Design of interventions -Capacity building of actors -Enrolment and alignment of actors Changes in institutions Technical options Baseline Context Drivers Actors Linkages Changes -Actors- Institutions -Alignment -Organizations -Practices -Policy M&E and Learning Lessons and principles
  • 21. Action Learning A process in which a group of people come together more or less regularly to help each other to learn from their experience. The experience can be something which is taking place, or more often is set up for the occasion.  It is cyclic, involves action and reflection on that action.  Intended to improve practice. 
  • 22.  
  • 23. How do you facilitate learning? Periodic meetings and workshops with stakeholders Joint action planning, implementation Exposure visits Learning alliances Platforms
  • 24. Learning alliances Other Districts Local level Regional National Sites within district Non-project sites within district Learning Scaling out Chair Chair
  • 25. Roles of the alliances Advisory Facilitate participatory planning Facilitate scaling up innovations (technical, institutional and organisational) Facilitate ownership/institutionalisation Learning M&E of process and outcomes of project and alliance activities Specific learning events
  • 26. What needs to be scaled up/out? Principles and methods of stimulating local innovation processes Lessons from experience in supporting institutional change Lessons in building multi-stakeholder partnerships to create enabling conditions for local innovation processes
  • 27. Key questions to steps in scaling out process What factors can be identified as critical for making sustainable an innovation? Socio-economic-cultural embedding How to identify end-users, actors and parties directly or indirectly affected by the introduction of innovation?
  • 28. Key questions to steps in scaling out process How can different actors be involved in the innovation process ? At which stage and to what extent they may influence the change ? What is the best level of participation ?
  • 29. What is required.. A tool for the analysis , planning and implementation of sustainable actions A technique that makes use of participatory methods A systematic approach for dialogue and co-operation between groups of local actors A simple and effective way to handle risks and opportunities of stakeholders’ demand and builds relationships with them
  • 30. ILRI is creating and integrating knowledge to enable diverse partners to find innovative solutions to make livestock a sustainable pathway out of poverty

Editor's Notes

  • #14: Traditional research model – research provides technology to farmer (2) But really much more complex – for adoption, need to ensure there is ‘pull’ with market outlet/demand (3) And the value chain complex of actors/functions required to get the product to the market (4) But also need to ensure there is ‘push’ to support the farmer’s sustained use of the technology through access to a range of inputs and services, and hence need to develop appropriate input value chains (5) Plus sustainable access to knowledge, market into, organizational strategies (6) So much more complex web of actors – and ALL are important – if one is missing, it can threaten uptake and sustainability of system  Need to get everyone interacting
  • #18: Managing the process means not to control, but to facilitate, mostly by creating favorable conditions for innovation to occur Innovation not merely accidental outcome of uncontrolled and uncontrollable series of events – but “change-on-purpose”, propelled by individual and collective intentions