15 lyophilization
6/21/2020 2
LYOPHILIZATION
CONTENTS
 Definition
 Principle
 Components of freeze dryer
 Steps involved in lyophilization
 Advantages of freeze drying over conventional drying
 Advantages
 Disadvantages
 Applications
 Conclusion
 References
DEFINITION
A stabilizing process in which a substance is first frozen
and then the quantity of the solvent is reduced, first by
sublimation (primary drying stage) and then desorption
(secondary drying stage) to values that will no longer
support biological activity or chemical reactions.
PRINCIPLE
 Lyophilization is carried out using a simple principle of physics
sublimation. Sublimation is the transition of a substance from the
solid to the vapour state, without first passing through an
intermediate liquid phase.
 Lyophilization is performed at temperature and pressure
conditions below the triple point, to enable sublimation of ice.
 The entire process is performed at low temperature and pressure
by applying vacuum, hence is suited for drying of thermolabile
compounds.
 The concentration gradient of water vapour between the drying
front and condenser is the driving force for removal of water
during lyophilization.
is carried out below the triple point to enableLyophilization
sublimation of ice.
Fig 1. Phase diagram showing the triple point of water at 0.01°C,
0.00603 atm.
COMPONENTS OF FREEZE DRYER
FREEZE DRYER DESIGN
 ESSENTIAL COMPONENTS
 CHAMBER
– This is the vacuum tight box, sometimes called the lyophilization
chamber or cabinet.
– The chamber contains shelf or shelves for processing product.
– The chamber can also fit with a stoppering system.
– It is typically made of stainless steel and usually highly polished
on the inside and insulated and clad on the outside.
– The door locking arrangement by a hydraulic or electric motor.
 SHELVES
– The shelf act as a heat exchanger, supplying energy to the
product during the primary and secondary drying segments of
the freeze drying cycle
– The shelves will be connected to the silicone oil system through
either fixed or flexible hoses.
 REFRIGERATION SYSTEM
– The product to be freeze dried is frozen whilst on the
shelves.
– Compressors or sometimes-liquid nitrogen supplies the
cooling energy.
– Most often multiply compressors are needed and the
compressor may perform two duties, one to cool the
shelves and the second to cool the process condenser.
 SHELF FLUID SYSTEM
– The freeze-drying process requires that the product is first
frozen and then energy in the form of heat is applied
throughout the drying phases of the cycle.
– This energy exchange is traditionally done by circulating a
silicone oil through the shelves at a desired temperature.
– The temperature is set in an external heat exchange system
consisting of cooling heat exchangers and an electrical
heater.
 PROCESS CONDENSER
– The process condenser is sometimes referred as just the condenser or the
cold trap.
– It is designed to trap the solvent, which is usually water, duringthe
drying process.
– The process condenser will consist of coils or sometimes plates which
are refrigerated to allow temperature.
– These refrigerated coils or plates may be in a vessel separate to the
chamber, or they could be located within the same chamber as the
shelves.
– Hence there is designation “external condenser” and “internal
condenser”. Physically, the external condenser is traditionally placed
behind the chamber.
– For an internal condenser the refrigerated coils or plates areplaced
beneath the shelves. The position of the condenser does not affect
trapping performance.
STEPS INVOLVED IN LYOPHILIZATION
FREEZING STAGE
PRIMARY DRYING STAGE
SECONDARY DRYING STAGE
PACKING
PRETREATMENT
1. PRETREATMENT
• Pretreatment includes any method of treating the product prior to freezing.
• This may include
1. Concentrating the product,
2. Formulation revision (i.e., addition of components to increasestability
and/or improve processing),
3. Decreasing a high vapor pressure solvent or
4. Increasing the surface area.
2. FREEZING
• The product must is frozen to a low enough temperature to be completely
solidify.
• The method of prefreezing and the final temperature of the frozen product
can affect the ability to successfully freeze dry the material.
• Rapid cooling results in small ice crystals, useful in preserving structures to
be examined microscopically, but resulting in a product that is, more
difficult to freeze dry.
• Slower cooling results in large ice crystals.
• Most samples that are to be freeze dried are eutectics, which
are mixtures of substances that freeze at lower temperature
than the surrounding water.
• It is very important in freeze-drying to pre freeze the product
to below the eutectic temperature before beginning the freeze-
drying process.
• The second type of frozen product is a suspension that
undergoes glass formation during the freezing process.
3. PRIMARY DRYING
• After prefreezing the product, conditions must be established in which ice
can be removed from the frozen product via sublimation, resulting in a dry,
structurally intact product.
• This requires very carefully control of the two parameters.
1. Temperature (-10 °C to 30°C) and
2. Pressure involved in freeze-drying system(50mmHg).
• The rate of sublimation of ice from a frozen product depends upon the
difference in vapor pressure of the product compared to the vapor pressure
of the ice collector.
• Heat enters the products by one of several mechanisms: -
1. By direct contact between the container base and the
shelf, so here the shape of the container is important.
2. By conduction across the container base and then through
the frozen mass to the drying front (also called the
sublimation interface)
3. By gaseous convection between the product and residual
gas molecules in the chamber.
4. By radiation
• Convection is certainly the most important of these
mechanisms
DETERMINATION OF THE END OF PRIMARY
DRYING
• Several analytical methods are available for
determining that primary drying is
complete. The most basic method is to
monitor the product temperature with a
thermocouple probe. The measured product
temperature will be colder than the shelf
temperature set point during active primary
drying because the heat from the shelf is
being used for the sublimation phase
change. When sublimation of ice crystals is
complete, the product temperature will
increase and approach the shelf
temperature. When the product temperature
equals the shelf temperature, it can be
inferred that primary drying is complete.
4. SECONDARY DRYING
• After primary freeze-drying about 7-8% residual moisture content is
present so continues drying at warmer temperature is necessary to reduce
the residual moisture content to optimum values.
• This process is called ‘Isothermal Desorption’ as the bound water is
desorbed from the product.
• Secondary drying is normally continued at a product temperature higher
than ambient but compatible with the sensitivity of the product.
• In contrast to processing conditions for primary drying which use low shelf
temperature and a moderate vacuum, desorption drying is facilitated by
raising shelf temperature(50 to 60°C) and reducing chamber pressure to a
minimum.
• Care should be exercised in raising shelf temperature too
highly; since, protein polymerization or biodegradation may
result from using high processing temperature during
secondary drying.
• Secondary drying is usually carried out for about 10-20 hours,
whereas primary drying is carried out for 2hours.
PACKING
• After drying the vacuum is
replaced by filtered dry air or
nitrogen to establish atmospheric
pressure
• Ampoules are sealed by either tip
sealing or pull sealing method
• Vials and bottles are sealed with
rubber closures and aluminum
caps
ADVANTAGES OF FREEZE DRYING OVER
CONVENTIONAL DRYING
Product quality Freeze drying Conventional drying
Form of wet material
to be dried
Whole, liquids
Pieces, powders
Pieces
Dry shape and form Maintained Shriveled
Appearance Nearly same Shriveled
color Maintained Faded
Rehydration Fast Slow
Heat exposure 0-150oC 200-300oC
Oxygen exposure Very low High
Retained volatiles Excellent Poor
SOME LYOPHILIZED FORMULATIONS
Drug Category Route Of
Administration
Marketed Name
Amphotericin B &
Cholestryl sulphate
Anti-fungal IV Infusion at 2-4
mg/kg/hr
Amphotec®
(Sequus
pharmaceuticals)
Chlorthiazide
sodium
Diuretic & anti-
hypertensive
IV Infusion , IV
bolus
Diuril®
(Merck)
Cisplastin Anti-neoplastic IV Infusion,
Platinol®
(Bristol Myers
Oncolgy)
Gemcitabine Anti-neoplastic IV Infusion over 30
min
Genzer®
(Lilly)
Thiopental sodium Short acting
anesthetic IV Infusion
Pentothal sodium®
(Baxter)
ADVANTAGES
Thermo labile materials can be dried
Loss of volatile materials is less.
Moisture level can be kept as low as possible
Sterility can be maintained
Final product can be stored in ambient temperature, if well
sealed with inert atmosphere
DISADVANTAGES
Equipment & running costs are high
Increased handling and processing time.
 Need for sterile diluents upon reconstitution.
It is difficult to adopt the method for solutions containing non
aqueous solvents
Product is prone to oxidation so it should be packed in vacuum
APPLICATIONS
od and make it very
n the forms of freeze-
• PHARMACEUTICAL
1. Pharmaceutical companies often use freeze-drying to
increase the shelf life of products, such as vaccines and
other injectables.
2. By removing the water from the material and sealing the
material in a vial, the material can be easily stored,
shipped, and later reconstituted to its original form for
injection.
• FOOD INDUSTRY
1. Freeze-drying is used to preserve fo
lightweight.
2. The process has been popularized i
dried ice cream.
CONCLUSION
 A freeze dried product with the best attributes andquality.
 In freeze drying, minimal structural changes or shrinkage.
 In freeze drying process, nutrients are largelyretained.
 Freeze drying system includes vacuum and refrigeration equipments. The
initial costs are relatively high up to 4 times than conventional drying.
REFERENCES
1. Lachman L ,The theory & practice of IndustrialPharmacy,
Varghese publication,Bombay,Pg no: 762.
2. Subramanyam CVS , Pharmaceutical
Engineering,Published by Vallabh Prakashan,
Pg no: 307
3. Remington, The Science & Practice of Pharmacy,21st
edition,vol 2,pg no. 959.
Any Questions or Additions
THANK YOU
 Define the following terms:
[Lyophilization, etc]
Respond to the following questions:
Give a detailed account of ………………
Explain in details the process of …………..
Describe in details with examples the…………
With examples, illustrate the pharmaceutical applications of ……………
Group work discussional questions:
Explain in details the process of………
Describe with examples in details the…………..
With examples, illustrate the pharmaceutical applications of…….

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15 lyophilization

  • 3. CONTENTS  Definition  Principle  Components of freeze dryer  Steps involved in lyophilization  Advantages of freeze drying over conventional drying  Advantages  Disadvantages  Applications  Conclusion  References
  • 4. DEFINITION A stabilizing process in which a substance is first frozen and then the quantity of the solvent is reduced, first by sublimation (primary drying stage) and then desorption (secondary drying stage) to values that will no longer support biological activity or chemical reactions.
  • 5. PRINCIPLE  Lyophilization is carried out using a simple principle of physics sublimation. Sublimation is the transition of a substance from the solid to the vapour state, without first passing through an intermediate liquid phase.  Lyophilization is performed at temperature and pressure conditions below the triple point, to enable sublimation of ice.  The entire process is performed at low temperature and pressure by applying vacuum, hence is suited for drying of thermolabile compounds.  The concentration gradient of water vapour between the drying front and condenser is the driving force for removal of water during lyophilization.
  • 6. is carried out below the triple point to enableLyophilization sublimation of ice. Fig 1. Phase diagram showing the triple point of water at 0.01°C, 0.00603 atm.
  • 8. FREEZE DRYER DESIGN  ESSENTIAL COMPONENTS  CHAMBER – This is the vacuum tight box, sometimes called the lyophilization chamber or cabinet. – The chamber contains shelf or shelves for processing product. – The chamber can also fit with a stoppering system. – It is typically made of stainless steel and usually highly polished on the inside and insulated and clad on the outside. – The door locking arrangement by a hydraulic or electric motor.  SHELVES – The shelf act as a heat exchanger, supplying energy to the product during the primary and secondary drying segments of the freeze drying cycle – The shelves will be connected to the silicone oil system through either fixed or flexible hoses.
  • 9.  REFRIGERATION SYSTEM – The product to be freeze dried is frozen whilst on the shelves. – Compressors or sometimes-liquid nitrogen supplies the cooling energy. – Most often multiply compressors are needed and the compressor may perform two duties, one to cool the shelves and the second to cool the process condenser.
  • 10.  SHELF FLUID SYSTEM – The freeze-drying process requires that the product is first frozen and then energy in the form of heat is applied throughout the drying phases of the cycle. – This energy exchange is traditionally done by circulating a silicone oil through the shelves at a desired temperature. – The temperature is set in an external heat exchange system consisting of cooling heat exchangers and an electrical heater.
  • 11.  PROCESS CONDENSER – The process condenser is sometimes referred as just the condenser or the cold trap. – It is designed to trap the solvent, which is usually water, duringthe drying process. – The process condenser will consist of coils or sometimes plates which are refrigerated to allow temperature. – These refrigerated coils or plates may be in a vessel separate to the chamber, or they could be located within the same chamber as the shelves. – Hence there is designation “external condenser” and “internal condenser”. Physically, the external condenser is traditionally placed behind the chamber. – For an internal condenser the refrigerated coils or plates areplaced beneath the shelves. The position of the condenser does not affect trapping performance.
  • 12. STEPS INVOLVED IN LYOPHILIZATION FREEZING STAGE PRIMARY DRYING STAGE SECONDARY DRYING STAGE PACKING PRETREATMENT
  • 13. 1. PRETREATMENT • Pretreatment includes any method of treating the product prior to freezing. • This may include 1. Concentrating the product, 2. Formulation revision (i.e., addition of components to increasestability and/or improve processing), 3. Decreasing a high vapor pressure solvent or 4. Increasing the surface area.
  • 14. 2. FREEZING • The product must is frozen to a low enough temperature to be completely solidify. • The method of prefreezing and the final temperature of the frozen product can affect the ability to successfully freeze dry the material. • Rapid cooling results in small ice crystals, useful in preserving structures to be examined microscopically, but resulting in a product that is, more difficult to freeze dry. • Slower cooling results in large ice crystals.
  • 15. • Most samples that are to be freeze dried are eutectics, which are mixtures of substances that freeze at lower temperature than the surrounding water. • It is very important in freeze-drying to pre freeze the product to below the eutectic temperature before beginning the freeze- drying process. • The second type of frozen product is a suspension that undergoes glass formation during the freezing process.
  • 16. 3. PRIMARY DRYING • After prefreezing the product, conditions must be established in which ice can be removed from the frozen product via sublimation, resulting in a dry, structurally intact product. • This requires very carefully control of the two parameters. 1. Temperature (-10 °C to 30°C) and 2. Pressure involved in freeze-drying system(50mmHg). • The rate of sublimation of ice from a frozen product depends upon the difference in vapor pressure of the product compared to the vapor pressure of the ice collector.
  • 17. • Heat enters the products by one of several mechanisms: - 1. By direct contact between the container base and the shelf, so here the shape of the container is important. 2. By conduction across the container base and then through the frozen mass to the drying front (also called the sublimation interface) 3. By gaseous convection between the product and residual gas molecules in the chamber. 4. By radiation • Convection is certainly the most important of these mechanisms
  • 18. DETERMINATION OF THE END OF PRIMARY DRYING • Several analytical methods are available for determining that primary drying is complete. The most basic method is to monitor the product temperature with a thermocouple probe. The measured product temperature will be colder than the shelf temperature set point during active primary drying because the heat from the shelf is being used for the sublimation phase change. When sublimation of ice crystals is complete, the product temperature will increase and approach the shelf temperature. When the product temperature equals the shelf temperature, it can be inferred that primary drying is complete.
  • 19. 4. SECONDARY DRYING • After primary freeze-drying about 7-8% residual moisture content is present so continues drying at warmer temperature is necessary to reduce the residual moisture content to optimum values. • This process is called ‘Isothermal Desorption’ as the bound water is desorbed from the product. • Secondary drying is normally continued at a product temperature higher than ambient but compatible with the sensitivity of the product. • In contrast to processing conditions for primary drying which use low shelf temperature and a moderate vacuum, desorption drying is facilitated by raising shelf temperature(50 to 60°C) and reducing chamber pressure to a minimum.
  • 20. • Care should be exercised in raising shelf temperature too highly; since, protein polymerization or biodegradation may result from using high processing temperature during secondary drying. • Secondary drying is usually carried out for about 10-20 hours, whereas primary drying is carried out for 2hours.
  • 21. PACKING • After drying the vacuum is replaced by filtered dry air or nitrogen to establish atmospheric pressure • Ampoules are sealed by either tip sealing or pull sealing method • Vials and bottles are sealed with rubber closures and aluminum caps
  • 22. ADVANTAGES OF FREEZE DRYING OVER CONVENTIONAL DRYING Product quality Freeze drying Conventional drying Form of wet material to be dried Whole, liquids Pieces, powders Pieces Dry shape and form Maintained Shriveled Appearance Nearly same Shriveled color Maintained Faded Rehydration Fast Slow Heat exposure 0-150oC 200-300oC Oxygen exposure Very low High Retained volatiles Excellent Poor
  • 23. SOME LYOPHILIZED FORMULATIONS Drug Category Route Of Administration Marketed Name Amphotericin B & Cholestryl sulphate Anti-fungal IV Infusion at 2-4 mg/kg/hr Amphotec® (Sequus pharmaceuticals) Chlorthiazide sodium Diuretic & anti- hypertensive IV Infusion , IV bolus Diuril® (Merck) Cisplastin Anti-neoplastic IV Infusion, Platinol® (Bristol Myers Oncolgy) Gemcitabine Anti-neoplastic IV Infusion over 30 min Genzer® (Lilly) Thiopental sodium Short acting anesthetic IV Infusion Pentothal sodium® (Baxter)
  • 24. ADVANTAGES Thermo labile materials can be dried Loss of volatile materials is less. Moisture level can be kept as low as possible Sterility can be maintained Final product can be stored in ambient temperature, if well sealed with inert atmosphere
  • 25. DISADVANTAGES Equipment & running costs are high Increased handling and processing time.  Need for sterile diluents upon reconstitution. It is difficult to adopt the method for solutions containing non aqueous solvents Product is prone to oxidation so it should be packed in vacuum
  • 26. APPLICATIONS od and make it very n the forms of freeze- • PHARMACEUTICAL 1. Pharmaceutical companies often use freeze-drying to increase the shelf life of products, such as vaccines and other injectables. 2. By removing the water from the material and sealing the material in a vial, the material can be easily stored, shipped, and later reconstituted to its original form for injection. • FOOD INDUSTRY 1. Freeze-drying is used to preserve fo lightweight. 2. The process has been popularized i dried ice cream.
  • 27. CONCLUSION  A freeze dried product with the best attributes andquality.  In freeze drying, minimal structural changes or shrinkage.  In freeze drying process, nutrients are largelyretained.  Freeze drying system includes vacuum and refrigeration equipments. The initial costs are relatively high up to 4 times than conventional drying.
  • 28. REFERENCES 1. Lachman L ,The theory & practice of IndustrialPharmacy, Varghese publication,Bombay,Pg no: 762. 2. Subramanyam CVS , Pharmaceutical Engineering,Published by Vallabh Prakashan, Pg no: 307 3. Remington, The Science & Practice of Pharmacy,21st edition,vol 2,pg no. 959.
  • 29. Any Questions or Additions
  • 31.  Define the following terms: [Lyophilization, etc] Respond to the following questions: Give a detailed account of ……………… Explain in details the process of ………….. Describe in details with examples the………… With examples, illustrate the pharmaceutical applications of ……………
  • 32. Group work discussional questions: Explain in details the process of……… Describe with examples in details the………….. With examples, illustrate the pharmaceutical applications of…….