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Your Work is Distinctive, 
What About Your Name? 
QScience Open Access Day, Doha, 22 October 2014 
Laurel L. Haak, PhD 
Executive Director, ORCID 
L.Haak@orcid.org 
http://orcid.org/0000-0001-5109-3700 
Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817o UrScAid.org
Digital scholarly communications 
requires information that is machine 
readable 
2
What do PIDs do, exactly? 
① Enable machine readability 
② Disambiguate and enforce 
uniqueness 
③ Enable linking and data integration 
Persistent identifiers provide a 
simple basis for digital data 
governance
Authoring workflow 
Publishing a research paper 
Manuscript 
Submission 
Manuscript 
Acceptance 
Published 
Article 
…where do identifiers fit in? 
5 November 2014 orcid.org 4
Authoring with IDs 
ORCID iD? 
Contributor type? 
Dataset? 
Organization iD? 
Funder ID? 
Grant ID? Co-Author information 
Manuscript 
Submission 
Article metadata 
submitted to CrossRef 
(including all 
identifiers) 
Manuscript 
Acceptance 
Published 
Article 
Selection and 
acknowledgement of 
reviewers 
Update ORCID record 
Update institutional 
repositories (via 
ORCID) 
Open Access 
Research 
activity 
• Grant 
• Dataset 
• Meeting 
• Presentation 
• Collaboration 
• ETC. 
5 November 2014 orcid.org 5
Name ambiguity is a problem 
• Different versions (full name vs. initials) 
• Shared names 
• Transliteration 
Close to half of Korean 
nationals share the family 
name “Kim”, “Lee”, or “Park”.
Name ambiguity is a problem 
• Accents and other ALT characters 
• Name changes 
• Multiple family names J. Å. S. Sørensen 
J. Aa. S. Sørensen 
J. Åge S. Sørensen 
J. Aage S. Sørensen 
J. Åge Smærup 
Sørensen 
J. Aage Smaerup 
Sørensen
8 
Repositorie 
s 
DOI 
URI 
Thesis ID 
Funders 
Higher 
Educatio 
n and 
Employer 
s 
Profession 
al 
Association 
s 
Publisher 
s 
Other 
person 
identifier 
s 
ORCID is a hub 
ISNI 
Researcher ID 
Scopus Author ID 
Internal identifiers 
FundRefID 
GrantID 
ISNI 
Ringgold ID 
Member ID 
Abstract ID 
DOI 
ISBN 
ORCID enables 
machine-readable 
connections 
between iD 
and: 
• works 
• organizations 
• other IDs
ORCID is a registry 
9 
• Free, non-proprietary 
registry of persistent 
unique public identifiers 
for researchers 
• Community-led initiative 
supported by member 
fees 
• Open data and software
Adoption by researchers 
ORCID is on track to reach 1 
million issued iDs in October 
2014. 
1,000,000 
900,000 
800,000 
700,000 
600,000 
500,000 
400,000 
300,000 
200,000 
100,000 
- 
Member created 
Direct via orcid.org 
Via member integration 
2012 2013 2014 
5 November 2014 orcid.org 10
Integration in research 
systems 
EMEA 
35% 
Over 160 members, from every 
region and sector of the 
international research community 
AsiaPac 
15% 
Americas 
50% 
Publishing 
25% 
Universities & 
Research 
Orgs 
45% 
Repositories 
& Profile Sys 
Associations 
12% 
Funders 
7% 
11% 
5 November 2014 orcid.org 11
Use is International 
• Usage is international; 54 
countries with over 10,000 
users; 100 with at least 
1000 users. The GCC 
countries represent about 
1% of total usage. 
• ORCID Website is 
available in several 
languages; 
Japanese, Russian, 
and Portuguese 
coming soon 
5 November 2014 orcid.org 12
Connecting an ORCID iD 
Journals are asking authors for their ORCID 
iD at time of manuscript submission. 
The authenticated iD becomes 
a part of the paper 
The author can pre-populate 
form fields: preferred name, 
affiliation, funding 
Upon publication, the iD is 
indexed by CrossRef, Scopus, 
Web of Science, and other 
services. 
Information flows to ORCID 
and linked platforms 
5 November 2014 orcid.org 13
Identifiers are being embedded in articles 
DOI
DOI 
FundRef 
5 November 2014 orcid.org 15
• Over 130,000 articles have been 
submitted to CrossRef with an 
associated ORCID iD 
• These will start to flow into the ORCID 
registry before the end of the year 
• Researchers who use their ORCID 
iD when they publish will not need 
to manually update their record 
5 November 2014 orcid.org 16
Publishers can help 
Publishers can make using an identifier 
easy for researchers by: 
• Collecting identifiers during submission 
and review (using authenticated login, 
not typing!) AND autofilling forms 
• Publishing identifiers in reviews, 
meetings, and manuscripts 
• Updating author and reviewer ORCID 
records 
5 November 2014 orcid.org 17
Beyond Publishing 
We all have questions: 
How can researchers be reliably connected to their 
contributions? 
Can we expand our view of what is considered a 
contribution? 
How do we track research activities across a 
career? Databases? Organizations? 
How can we measure the impact of a training 
program? Funding program? Department? 
Project? 
5 November 2014 orcid.org 18
19 
The entire research 
community is engaging with 
ORCID 
• Publishers 
• Research Funders 
• Professional Associations 
• Universities and Research Organizations 
• Repositories and Research Information Systems 
• Research Metrics Providers 
For a list of organizations and integrations see 
http://orcid.org/organizations/integrators
Funder ORCID Options 
• Push validated award 
information (Grant#, 
FunderID) to ORCID 
• Push validated review 
acknowledgement to 
ORCID 
• Pull publications, 
datasets, and other works 
from ORCID record 
• Get applicant ORCID iD, 
attach to application and 
store in Grant database 
• Get reviewer ORCID iD 
• Capture information 
from ORCID record 
(name, bio, affiliation, 
publications) 
http://support.orcid.org/knowledgebase/articles/426596-orcid-funder-workflow 
5 November 2014 orcid.org 20
Repo ORCID Options 
• PUSH validated dataset 
information (DOI) to 
ORCID 
• RECEIVE notification from 
ORCID call-back API 
• GET publications, 
datasets, and other works 
from ORCID record 
AT DEPOSIT 
or 
REGISTRATIO 
• GET researcher ORCID 
N 
iD, attach to dataset 
and/or local researcher 
profile 
• GET information from 
ORCID record (name, 
bio, affiliation, 
publications) 
• REQUEST permission 
to write to ORCID 
record and read limited 
data 
• PUSH validated 
5 November 2014 orcid.org 21 
organization identifier 
AT PUBLICATION
Repositories: DSpace 
22 
ORCID support is scheduled to 
become part of the DSpace 5 
core, to be released this fall. 
DSpace will also release patches 
for DSpace 3 and DSpace 4. 
Supported ORCID functionality: 
• ORCID lookup during manual 
submission of new publications 
• ORCID lookup for edit 
operations on already 
accepted/published items in 
DSpace 
• Batch adding of ORCID 
metadata using the DSpace 
metadata CSV upload facilities.
National Approach 
Some countries are taking a national approach 
to ORCID integration, with universities, the 
national library, and funders coordinating efforts 
to develop a national CRIS/IR fed by data from 
ORCID: 
• Denmark: launched September 2014 
http://orcid.org/blog/2014/09/03/denmark-adopts-orcid-consortium-approach-orcid-implementation 
• Portugal: launched November 2013 
http://www.fct.pt/noticias/index.phtml.en?id=96&/2014/10/FCT_works_with_ÜberRese 
arch_to_allow_researchers_to_add_their_grants_to_ORCID 
• Sweden 
http://publications.lib.chalmers.se/records/fulltext/178945/local_178945.pdf 
• UK: Jisc/ARMA Pilot Project http://orcidpilot.jiscinvolve.org/wp/ 
5 November 2014 orcid.org 23
Adoption “To-Do” List 
Integrators Researchers 
① Integrate data fields for 
persistent identifiers for 
people, places, and things 
into your systems 
② Collect persistent identifiers 
during transactions (using 
authenticated login, not 
typing!) AND use APIs to 
help autofill forms 
③ Incorporate identifiers into 
published metadata 
① Register for an 
ORCID iD 
② Use it when 
submitting papers, 
applying for grants, 
depositing 
datasets, etc. 
5 November 2014 orcid.org 24
• Take 30 seconds to 
register at 
http://orcid.org/register 
• Free to researchers 
• Individual owns the record 
and controls privacy 
settings 
• Works on laptops, tablets, 
and phones 
• Available in multiple 
languages 
Register for your
Distinguish yourself
Getting started 
Use free tools to connect your ORCID identifier to your 
name variations, affiliations, and your existing works and 
funding
Link to existing works 
28 
Connect your ORCID iD to 
existing works by using tools 
in ORCID interface or in 
external platforms 
Researchers can 
connect to 
existing works 
and push ORCID 
iD into indexes 
including Web of 
Science, Scopus, 
and Europe 
PubMedCentral
Link to awarded projects 
Researchers 
can connect to 
existing 
projects 
Funders can 
embed 
ORCID 
during the 
grant 
application 
workflow 
ORCID record includes, 
funder name, grant 
number, source, other 
provenance 
5 November 2014 orcid.org 29
Link to organization 
• List autopopulates based 
on type-ahead 
• All organizations have 
unique iD 
• University or employer 
can pre-populate and 
validate association 
• Can associate with 
multiple organizations 
5 November 2014 orcid.org 30
ORCID and Open Access 
• ORCID enables 
discovery, the core goal 
of OA 
• ORCID iDs can help with 
OA compliance tracking 
• QScience waives APCs 
for authors who include 
ORCID when submitting 
an article. 
http://qscienceblog.wordpress.com/2014/02 
/20/connectorcidwaiver/ 
5 November 2014 orcid.org 31
Thank you! 
5 November 2014 orcid.org 32

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Your Work is Distinctive, What About Your Name? - Laurel Haake (ORCID) - #OAWeek2014

  • 1. Your Work is Distinctive, What About Your Name? QScience Open Access Day, Doha, 22 October 2014 Laurel L. Haak, PhD Executive Director, ORCID L.Haak@orcid.org http://orcid.org/0000-0001-5109-3700 Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817o UrScAid.org
  • 2. Digital scholarly communications requires information that is machine readable 2
  • 3. What do PIDs do, exactly? ① Enable machine readability ② Disambiguate and enforce uniqueness ③ Enable linking and data integration Persistent identifiers provide a simple basis for digital data governance
  • 4. Authoring workflow Publishing a research paper Manuscript Submission Manuscript Acceptance Published Article …where do identifiers fit in? 5 November 2014 orcid.org 4
  • 5. Authoring with IDs ORCID iD? Contributor type? Dataset? Organization iD? Funder ID? Grant ID? Co-Author information Manuscript Submission Article metadata submitted to CrossRef (including all identifiers) Manuscript Acceptance Published Article Selection and acknowledgement of reviewers Update ORCID record Update institutional repositories (via ORCID) Open Access Research activity • Grant • Dataset • Meeting • Presentation • Collaboration • ETC. 5 November 2014 orcid.org 5
  • 6. Name ambiguity is a problem • Different versions (full name vs. initials) • Shared names • Transliteration Close to half of Korean nationals share the family name “Kim”, “Lee”, or “Park”.
  • 7. Name ambiguity is a problem • Accents and other ALT characters • Name changes • Multiple family names J. Å. S. Sørensen J. Aa. S. Sørensen J. Åge S. Sørensen J. Aage S. Sørensen J. Åge Smærup Sørensen J. Aage Smaerup Sørensen
  • 8. 8 Repositorie s DOI URI Thesis ID Funders Higher Educatio n and Employer s Profession al Association s Publisher s Other person identifier s ORCID is a hub ISNI Researcher ID Scopus Author ID Internal identifiers FundRefID GrantID ISNI Ringgold ID Member ID Abstract ID DOI ISBN ORCID enables machine-readable connections between iD and: • works • organizations • other IDs
  • 9. ORCID is a registry 9 • Free, non-proprietary registry of persistent unique public identifiers for researchers • Community-led initiative supported by member fees • Open data and software
  • 10. Adoption by researchers ORCID is on track to reach 1 million issued iDs in October 2014. 1,000,000 900,000 800,000 700,000 600,000 500,000 400,000 300,000 200,000 100,000 - Member created Direct via orcid.org Via member integration 2012 2013 2014 5 November 2014 orcid.org 10
  • 11. Integration in research systems EMEA 35% Over 160 members, from every region and sector of the international research community AsiaPac 15% Americas 50% Publishing 25% Universities & Research Orgs 45% Repositories & Profile Sys Associations 12% Funders 7% 11% 5 November 2014 orcid.org 11
  • 12. Use is International • Usage is international; 54 countries with over 10,000 users; 100 with at least 1000 users. The GCC countries represent about 1% of total usage. • ORCID Website is available in several languages; Japanese, Russian, and Portuguese coming soon 5 November 2014 orcid.org 12
  • 13. Connecting an ORCID iD Journals are asking authors for their ORCID iD at time of manuscript submission. The authenticated iD becomes a part of the paper The author can pre-populate form fields: preferred name, affiliation, funding Upon publication, the iD is indexed by CrossRef, Scopus, Web of Science, and other services. Information flows to ORCID and linked platforms 5 November 2014 orcid.org 13
  • 14. Identifiers are being embedded in articles DOI
  • 15. DOI FundRef 5 November 2014 orcid.org 15
  • 16. • Over 130,000 articles have been submitted to CrossRef with an associated ORCID iD • These will start to flow into the ORCID registry before the end of the year • Researchers who use their ORCID iD when they publish will not need to manually update their record 5 November 2014 orcid.org 16
  • 17. Publishers can help Publishers can make using an identifier easy for researchers by: • Collecting identifiers during submission and review (using authenticated login, not typing!) AND autofilling forms • Publishing identifiers in reviews, meetings, and manuscripts • Updating author and reviewer ORCID records 5 November 2014 orcid.org 17
  • 18. Beyond Publishing We all have questions: How can researchers be reliably connected to their contributions? Can we expand our view of what is considered a contribution? How do we track research activities across a career? Databases? Organizations? How can we measure the impact of a training program? Funding program? Department? Project? 5 November 2014 orcid.org 18
  • 19. 19 The entire research community is engaging with ORCID • Publishers • Research Funders • Professional Associations • Universities and Research Organizations • Repositories and Research Information Systems • Research Metrics Providers For a list of organizations and integrations see http://orcid.org/organizations/integrators
  • 20. Funder ORCID Options • Push validated award information (Grant#, FunderID) to ORCID • Push validated review acknowledgement to ORCID • Pull publications, datasets, and other works from ORCID record • Get applicant ORCID iD, attach to application and store in Grant database • Get reviewer ORCID iD • Capture information from ORCID record (name, bio, affiliation, publications) http://support.orcid.org/knowledgebase/articles/426596-orcid-funder-workflow 5 November 2014 orcid.org 20
  • 21. Repo ORCID Options • PUSH validated dataset information (DOI) to ORCID • RECEIVE notification from ORCID call-back API • GET publications, datasets, and other works from ORCID record AT DEPOSIT or REGISTRATIO • GET researcher ORCID N iD, attach to dataset and/or local researcher profile • GET information from ORCID record (name, bio, affiliation, publications) • REQUEST permission to write to ORCID record and read limited data • PUSH validated 5 November 2014 orcid.org 21 organization identifier AT PUBLICATION
  • 22. Repositories: DSpace 22 ORCID support is scheduled to become part of the DSpace 5 core, to be released this fall. DSpace will also release patches for DSpace 3 and DSpace 4. Supported ORCID functionality: • ORCID lookup during manual submission of new publications • ORCID lookup for edit operations on already accepted/published items in DSpace • Batch adding of ORCID metadata using the DSpace metadata CSV upload facilities.
  • 23. National Approach Some countries are taking a national approach to ORCID integration, with universities, the national library, and funders coordinating efforts to develop a national CRIS/IR fed by data from ORCID: • Denmark: launched September 2014 http://orcid.org/blog/2014/09/03/denmark-adopts-orcid-consortium-approach-orcid-implementation • Portugal: launched November 2013 http://www.fct.pt/noticias/index.phtml.en?id=96&/2014/10/FCT_works_with_ÜberRese arch_to_allow_researchers_to_add_their_grants_to_ORCID • Sweden http://publications.lib.chalmers.se/records/fulltext/178945/local_178945.pdf • UK: Jisc/ARMA Pilot Project http://orcidpilot.jiscinvolve.org/wp/ 5 November 2014 orcid.org 23
  • 24. Adoption “To-Do” List Integrators Researchers ① Integrate data fields for persistent identifiers for people, places, and things into your systems ② Collect persistent identifiers during transactions (using authenticated login, not typing!) AND use APIs to help autofill forms ③ Incorporate identifiers into published metadata ① Register for an ORCID iD ② Use it when submitting papers, applying for grants, depositing datasets, etc. 5 November 2014 orcid.org 24
  • 25. • Take 30 seconds to register at http://orcid.org/register • Free to researchers • Individual owns the record and controls privacy settings • Works on laptops, tablets, and phones • Available in multiple languages Register for your
  • 27. Getting started Use free tools to connect your ORCID identifier to your name variations, affiliations, and your existing works and funding
  • 28. Link to existing works 28 Connect your ORCID iD to existing works by using tools in ORCID interface or in external platforms Researchers can connect to existing works and push ORCID iD into indexes including Web of Science, Scopus, and Europe PubMedCentral
  • 29. Link to awarded projects Researchers can connect to existing projects Funders can embed ORCID during the grant application workflow ORCID record includes, funder name, grant number, source, other provenance 5 November 2014 orcid.org 29
  • 30. Link to organization • List autopopulates based on type-ahead • All organizations have unique iD • University or employer can pre-populate and validate association • Can associate with multiple organizations 5 November 2014 orcid.org 30
  • 31. ORCID and Open Access • ORCID enables discovery, the core goal of OA • ORCID iDs can help with OA compliance tracking • QScience waives APCs for authors who include ORCID when submitting an article. http://qscienceblog.wordpress.com/2014/02 /20/connectorcidwaiver/ 5 November 2014 orcid.org 31
  • 32. Thank you! 5 November 2014 orcid.org 32

Editor's Notes

  • #2: http://www.qscience.com/page/OAweek2014 Thank you very much for the opportunity to speak today, at the Qscience Open Access Day. I always prefer a conversation over a presentation, so please do feel free to ask questions during and after this talk.
  • #3: I would like to share with you how ORCID is working to enable connections between researchers and research, scholars and scholarship, by participating in and helping to create a research data infrastructure. As with the steel beams in a building, or the plumbing in a house, this infrastructure is largely unseen but critical for day-to-day scholarly communication. This infrastructure is based on persistent identifiers, machine-readable bits of information for names, papers, datasets, funding, organizations—the people, places, and things of the research ecosystem-- that a search engine can parse and connect. Ultimately, this persistent identifier infrastructure can save us all time in data entry and data cleaning, and improve discoverability—the ease by which one can find the collection of a scholar’s works on the Internet, from any search interface and in any repository. And isn’t that—discoverabilty—the essence of open access?
  • #5: So, let’s take something many of us are familiar with: publishing a research paper.
  • #7: .But, still, in many cases, in scholarly communications names are are expressed as text strings. When you search for a name using a search engine, almost anything can happen, and probably not what you want.
  • #9: ORCID was formed to address the problem of name ambiguity in scholarly communications.
  • #19: Why should researchers and organizations like yourselves take the time not only to get an ID, but to use it? It is a matter of interoperability.
  • #20: Gteting identifiers inserted at the point of making a research activity public.
  • #26: Notes for presenter [go through slide]: Register for an ORCID iD International Standard Name Identifier (ISNI): ISNI has reserved a block of numbers for use by ORCID, to avoid assignment overlaps. All you need to set up your ORCID iD is your name and an email address.
  • #27: Notes for presenter [go through slide]: Register for an ORCID iD International Standard Name Identifier (ISNI): ISNI has reserved a block of numbers for use by ORCID, to avoid assignment overlaps. All you need to set up your ORCID iD is your name and an email address.
  • #28: Notes for presenter [go through slide]: Register for an ORCID iD International Standard Name Identifier (ISNI): ISNI has reserved a block of numbers for use by ORCID, to avoid assignment overlaps. All you need to set up your ORCID iD is your name and an email address.