Emerging MEMS Patent Investigation SAMPLE

© 2014• 1
Cambridge CMOS Sensors Kaiam
Emerging MEMS
Patent Investigation
75 cours Emile Zola, F-69001 Lyon-Villeurbanne, France
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Tel: +33 489 89 16 20
Web: http://www.knowmade.com
Patent and Scientific Information
Wavelens/CEA STMicroelectronics Saipon Sensirion Texas Instrument

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Copyrights © KnowMade SARL All rights reserved.– Emerging MEMS Report
A New Type of Report Providing a Clear Link between IP Situation and Market Evolutions
More than describing the status of the IP situation, this report provides a missing link between patented technological solutions and market, technological and business trends
–Knowmade has developed a unique methodology to define a technical segmentation of patent landscape and identify key patents.
–By combining their technical knowledge, business understanding and patent search, Yole and Knowmade are able to provide unique analysis and added value in this report.
–In-depth technological analysis of patents provided in this report will lead to understanding of strategic decisions and positioning of key players within the value chain.
Emerging MEMS Technology Analysis and Forecast
Emerging MEMS
IP Landscape
Yole’s Standard Reports:
• Market Analysis
• Technology Analysis
• Tear down and reverse costing analysis
Yole & Knowmade’s New Reports:
• Patent analysis
• Technological segmentations
• Identification of key patents
• Market implication of IP landscape
• Full searchable patent database

© 2014• 3
Table of Contents
Introduction p5
The Authors p6
About the Authors of this Report p7
Scope Of the Report p8
Key Features of the Report p9
Objectives of the Report p11
Assignee mentioned p12
Terminology for Patent Analysis p13
Methodology p15
Rationales for choice p17
Patent Search Strategy p18
Patent Selected p21
Executive Summary p22
Overview p23
eMEMS Market p24
Case Study p26
Time Evolution of Patent Publications p27
No dominant player p29
Patent Publications/Market Forecast p29
AOC MEMS p34
Autofocus p35
Chemical Sensors p36
Micro-Speakers p37
Scanning Micro-Mirrors p38
Si Microfluidic p39
Ultrasonic MEMS p40
eMEMS Patent Investigation p41
AOC MEMS p42
Autofocus p68
Chemical Sensors p94
Micro-Speakers p121
Scanning Micro-Mirrors p143
Si Microfluidic p169
Ultrasonic MEMS p200
Conclusions p223
For each emerging MEMS:
Market & Technology Overview
Relevant and Related Patents
Time Evolution of Patent Publications
Geographic Breakdown of Patent Filings
Main Patent Assignees Ranking
Relevant Patents
Time Evolution by Country of Publication
Time Evolution of Top-15 Patent Assignees
Country of Publication for Top-15 Patent Assignees
Mapping of current IP holders
Patent Assignee IP Network
Summary of Main Assignee Patent Portfolios
Degree of Specialization
Leadership of Main Patent Assignee
Impact Factor of Main Assignee Patent Portfolios
Key Patent Families
Main Patented Technologies of Applicants

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Scope of the Report
•This report provides a detailed picture of the patent landscape for Emerging MEMS (eMEMS). Only patents related to a selection of emerging MEMS were considered :
AOC MEMS
Autofocus
Chemical Sensors
Micro-Speakers
Scanning Micro-Mirrors
Si Microfluidic
Ultrasonic MEMS
This report does not include patents related to other emerging MEMS such as Switches, ID MEMS, Touch Screen, Energy Harvesting, Microdisplay, Micro Fuel Cells or Joysticks.
•This report covers patents published worldwide up to June 2014. More than 1,300 patent families relevant to the scope of this report have been selected and analyzed. Those have been manually categorized by type of emerging MEMS.
•Market data from Yole Développement are also provided to add some context regarding business trends and metrics.

© 2014• 5
•The 2013 “Emerging MEMS” Yole report focused on 12 different devices.
•Out the 12 devices, we have selected 7 of them as we believe they are devices that will find their marketplace:
–AOC MEMS  after the telecom burst in the 2000s, photonics is the solution for future generation of data centers which are nowadays power-hungry with ever-increasing bandwidth.
–Auto Focus  the market is requiring for thinner camera modules and MEMS could allow wafer level AF. Moreover, PZT thin films for actuation is gaining more interest for many MEMS applications including AF.
–Chemical sensors  environmental / health applications are driving the developments of low cost MEMS sensors for gas sensing.
–Micro speakers  R&D is very active at the moment with new partnerships with foundry partners from fabless companies developing micro speakers.
–Scanning micro mirrors  after the “hype” in the 2008-2010 time period, many companies are pursuing development again for different applications, including HUDs for cars.
–Si microfluidics  gene sequencing could be the next killer application.
–Ultra-sonic MEMS  we estimate first products are close to be on the market (2016)
•We did not analyzed:
–ID MEMS  we believe it will be for niche markets only.
–Energy Harvesting  it is unlikely MEMS will be used for energy harvesters as power generation will be very low
–Microdisplays  first MEMS-based displays have very low market success
–Switches  very tiny market with only one player
–Touch Screens  very early stage of development for MEMS
–Micro fuel cells it seems MEMS is definitively out of this business
Rationales for Choice

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Key Features of the Report (1/2)
•The report provides essential patent data, technology analysis and forecast for each type of selected Emerging MEMS (AOC MEMS, Autofocus, Chemical Sensors, Micro-Speakers, Scanning Micro-Mirrors, Si Microfluidic and Ultrasonic MEMS)
•It identifies more than 250 patent holders of Emerging MEMS related intellectual property. It provides in-depth analysis of key technology segments and key players including:
–Time evolution of patent publications and countries of patent filings.
–Ranking of main patent applicants.
–IP collaboration network of main patent applicants.
–Key patents.
–Relative strength of main companies IP portfolio.
–Main patented technologies of some companies.
•It provides an overview of the eMEMS technology and market trends.
•It presents the patents related to marketed products for some companies.

© 2014• 7
Key Features of the Report (2/2)
•The report also provides an extensive Excel database with all patents analyzed in the report with technology segmentation.
This database allows multi-criteria searches:
Patent information
Patent publication number
Hyperlinks to the original documents
Priority date
Title
Abstract
Patent Assignees
Relevant/Related
Legal status for each member of the patent family
•This report does not provide any insight analyses or counsel regarding legal aspects or the validity of any individual patent: Knowmade and Yole Développement are research firms that provide market and technical analysis and opinions. The research, technical analysis and/or work contained herein is not a legal opinion and should not be construed as such.

© 2014• 8
Methodology (1/2)
• The data were extracted from the FamPat worldwide database (Questel-ORBIT) which provides 80+ million patent documents from 95 offices.
• The patents search was performed in early June 2014, hence patents published after this date will not be available in this report.
• The patent selection is done both automatically and manually (search strategy detailed in next slides).
• The statistical analysis was performed with Questel IP Business Intelligence software.
• The patents were categorized using keyword analysis of patent title, abstract and claims, in conjunction with expert review of the subject-matter of inventions (details in next slides).
• The patents were organized according to FamPat’s family rules (variation of EPO strict family): A Patent Family comprises patents linked by exactly same priority numbers (strict family), plus comparison of priority and application numbers, specific rules by country and information gathered from other sources (national files, legal status …). Disclaimer: Knowmade and Yole Développement are research firms that provides technical analysis and technical opinions. The research, technical analysis and/or work contained herein is not a legal opinion and should not be construed as such.
Number of selected patent families for the Emerging MEMS IP Investigation: 1,300 over a number of returned results > 8,000

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Methodology (2/2)

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Emerging MEMS market (Munits)
•The market for emerging MEMS covered in this report will grow from XXMunits in 2013 to XXMunits in 2019.
•It is a XX% CAGR in volume.

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MEMS AutoFocus Overview
MEMS CAM from DOC

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Challenges for MEMS Micro-Speakers
Company X miniature speaker with 1W power handling, 94 dB maximum sound pressure and 11x15 mm dimensions Source: Company X

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MEMS Micro-Mirrors (DLP, LBS) vs LCOS for Pico Projection

© 2014• 14
2013-2019 Market for MEMS Chemical Sensors
Yole Développement copyright September 2014c
Yole Développement copyright September 2014c

© 2014• 15
Time Evolution of Patent Publications for Emerging MEMS
•Patent applications on Emerging MEMS have begun in the 1990s.
•The publications of patents related to Ultrasonic MEMS, Scanning Micro-Mirrors and Autofocus technologies are taking off since mid-2000s.

© 2014• 16
Time Evolution of Patent Publications AOC MEMS
•Mid-1990s, Hewlett Packard and Avago Technologies filed first patents on switching device for fiber optic transmission system (USXXXXXX) and optical fiber alignment (USXXXXXX). Since then, more than 100 relevant patent families have been published.
•More than 50% of patent families were published between 2001 and 2005, and the number of new patent applications is stable since then.

© 2014• 17
Time Evolution of Patent Applicants MEMS Chemical Sensors
•The patenting activity of Sensirion began in early-2000s and it increased these last 2 years.
•Early players are not active anymore except Company X and Company Y.
•XXXXXXXX emerged in the MEMS-based Chemical Sensors patent landscape since the end-2000s.

© 2014• 18
Country of Filing for Patent Applicants MEMS Scanning Micro-Mirrors

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Mapping of current IP Holders Ultrasonic MEMS

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Patent Applicant IP Network Ultrasonic MEMS
• Number in black on each link between applicants is the number of co-assigned patent families.
• Number up right to each box is the number of patent families for this applicant in the data set.
• Blue = granted patents / Green = pending patent / Orange = dead patents.

© 2014• 21
Summary of Applicant’s Patent Portfolio MEMS Auto-Focus
: highest value in column
: lowest value in column
Patent Applicants
No. of patent families
Oldest priority date of the patent portfolio
No. of patent families filed / yr
No. of patents documents
No. of patents / Patent family
Patents average age
% granted
% pending
% dead
No. of alive patents / family
No. of granted patents by country
(average)
(average)
(Y)
revoked
(granted, pending)
lapsed
expired
US
EP
JP
CN/TW/ HK
KR
Company 1
37
15/05/2008
6.0
77
2
1
14%
83%
3%
2.0
1
9
Company 2
29
01/09/2005
3.3
116
4
1
31%
51%
18%
3.3
32
1
1
2
Company 3
23
15/03/2004
2.2
67
3
3
43%
24%
33%
2.0
8
5
4
1
Company 4
12
25/02/2009
2.2
18
2
2
0%
89%
11%
1.3
Company 5
8
19/02/2004
0.8
35
4
5
34%
20%
46%
2.4
2
1
1
6
Company 6
7
01/09/2005
0.8
7
1
5
14%
14%
71%
0.3
Company 7
6
19/07/2007
0.9
28
5
3
61%
39%
0%
4.7
4
3
3
Company 8
5
05/10/2007
0.7
14
3
2
57%
43%
0%
2.8
2
1
2
2
Company 9
3
29/09/2006
0.4
21
7
5
43%
10%
48%
3.7
2
1
1

© 2014• 22
Degree of Specialization MEMS Auto-Focus
•More than 60% of Company X’s patents focus on MEMS Autofocus, reflecting a high degree of IP specialization in this field.
•Company Y and Company Z (acquired by XXXXXX in 2010) show a non-negligible degree of specialization in MEMS Autofocus.

© 2014• 23
Leadership of Patent Applicants Ultrasonic MEMS
•Company X is the main established patent holder in Ultrasonic MEMS with 45 granted patents and only 4 pending patents. It has been less active since 2010.
•Company Y and Company Z own a high number of granted patents related to Ultrasonic MEMS (43 and 41 patents respectively), mainly in force in Japan and USA, and they are still active with 18 and 16 pending patent applications respectively.
•Company A, Company B, Company C and National Institutes of Health (NIH) are becoming major forces in the Ultrasonic MEMS IP landscape with already a lot of granted patents and a significant number of pending patents. Company D follows them closely behind.

© 2014• 24
Key Patent Families AOC MEMS
The selection of key patent families is based on the family size, current legal status of patents, citations analysis and impact on AOC MEMS technologies.

© 2014• 25
MEMS AutoFocus Wavelens / CEA (FR)
•Wavelens autofocus is a variable focus lens, manufactured with a combination of MEMS & LCD technologies. The lens is made of a flexible membrane that encases optical oil in a cavity created on a glass wafer. MEMS actuators located at the membrane periphery push the liquid towards the center of the lens changing the curvature of the membrane, resulting in a changed focal length.
•It is a driver-less architecture (low V actuation), very compact/low cost and low power consumption.
MEMS Actuators
Flexible membrane
Glass substrate
Source Wavelens
Optical oil

© 2014• 26
MEMS-based Scanning Micro-Mirrors Texas Instruments (USA)
In early 2011, Texas Instruments launched its 3rd generation of DMD chipset for pico projection systems : DLP Pico HD (nHD)
• 2 specifications are proposed -VGA devices optimized for digital camera & camcorder formats (640x480, 4x3 aspect ratio,) -WVGA devices optimized for mobile phone displayed formats (854x480, 16x9 aspect ratio)
• Higher integration is achieved
DLP Pico Gen 1 & 2 Source TI
DLP Pico Gen 3 Pico HD Chipset compare to long rice Source TI

© 2014• 27
Excel Database with all patents analyzed in the report with technology segmentation
This database allows multi-criteria searches and includes patent publication number, hyperlinks to the original documents, priority date, title, abstract, patent assignees, technological segments and legal status for each member of the patent family.

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