Essentials for nursing practice Ninth Edition Hall
Essentials for nursing practice Ninth Edition Hall
Essentials for nursing practice Ninth Edition Hall
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7. i
B R I E F C O N T E N T S
UNIT 1 CONCEPTS IN NURSING
1. Professional Nursing, 1
Patricia A. Stockert
2. Health and Wellness, 15
Amy M. Hall
3. The Health Care Delivery System, 29
Patricia A. Potter
4. Community-Based Nursing Practice, 48
Edith Claros
5. Legal Principles in Nursing, 59
Lori Catalano
6. Ethics, 73
Margaret Ecker
7. Evidence-Based Practice, 83
Patricia A. Stockert
UNIT 2 PROCESSES IN NURSING CARE
8. Critical Thinking, 100
Patricia A. Potter
9. Nursing Process, 117
Anne Griffin Perry
10. Informatics and Documentation, 157
Noël Marie Kerr
11. Communication, 178
Susan Hendricks
12. Patient Education, 201
Emily McKenna
13. Managing Patient Care, 221
Amy M. Hall
UNIT 3 NURSING PRACTICE
FOUNDATIONS
14. Infection Prevention and Control, 235
Lorri A. Graham
15. Vital Signs, 268
Susan Fetzer
16. Health Assessment and Physical Examination, 318
Angela McConachie
17. Medication Administration, 379
Patricia A. Potter
18. Fluid, Electrolyte, and Acid-Base Balances, 479
Linda Felver
19. Complementary, Alternative, and Integrative
Therapies, 536
Nancy Laplante
UNIT 4 PROMOTING PSYCHOSOCIAL
HEALTH
20. Caring in Nursing Practice, 551
Anne Griffin Perry
21. Cultural Competence, 563
Patricia A. Potter
22. Spiritual Health, 578
Patricia A. Stockert
23. Growth and Development, 597
Jerrilee Lamar
24. Self-Concept and Sexuality, 624
Victoria N. Folse
25. Family Dynamics, 644
Amy M. Hall
26. Stress and Coping, 663
Anne Griffin Perry
27. Loss and Grief, 682
Theresa Pietsch
UNIT 5 PROMOTING PHYSICAL HEALTH
28. Activity and Exercise, 703
Judith A. McCutchan
29. Immobility, 741
Judith A. McCutchan
30. Safety, 782
Cassandra Horack
31. Hygiene, 812
Anne Griffin Perry
32. Oxygenation, 865
Carolyn Wright Boon
33. Sleep, 917
Patricia A. Stockert
34. Pain Management, 939
Linda Cason
35. Nutrition, 972
Staci McIntosh
36. Urinary Elimination, 1018
Sandra L. Richmond
37. Bowel Elimination, 1059
Jane Fellows
38. Skin Integrity and Wound Care, 1100
Janice C. Colwell
39. Sensory Alterations, 1168
Jill Parsons
40. Surgical Patient, 1187
Anita Shoup
9. N I N T H E D I T I O N
Essentials for
Nursing Practice
Patricia A. Potter, RN, MSN, PhD, FAAN
Formerly, Director of Research
Patient Care Services
Barnes-Jewish Hospital
St. Louis, Missouri
Anne Griffin Perry, RN, MSN, EdD, FAAN
Professor Emerita
School of Nursing
Southern Illinois University—Edwardsville
Edwardsville, Illinois
Patricia A. Stockert, RN, BSN, MS, PhD
President, College of Nursing
Saint Francis Medical Center College of Nursing
Peoria, Illinois
Amy M. Hall, RN, BSN, MS, PhD, CNE
Dean, School of Nursing
Franciscan Missionaries of Our Lady University
Baton Rouge, Louisiana
11. v
CONTRIBUTORS
Carolyn Wright Boon, MSN, BSN
Assistant Professor
Saint Francis Medical Center College of
Nursing
Peoria, Illinois
Linda Cason, DNP, MSN, BSN
Clinical Nurse Specialist
Deaconess Hospital, Inc.
Evansville, Indiana
Lori Catalano, JD, MSN, RN, CCNS, PCCN
Assistant Professor of Clinical Nursing
College of Nursing
University of Cincinnati
Cincinnati, Ohio
Edith Claros, PhD, MSN, RN, APHN-BC
PMHNP Track Coordinator and Associate
Professor
School of Nursing
MCPHS University
Worcester, Massachusetts
Janice C. Colwell, RN, MS, CWOCN, FAAN
Advanced Practice Nurse
Surgery
University of Chicago Medicine
Chicago, Illinois
Margaret Ecker, RN, MS
Nurse Consultant
Los Angeles, California;
Director of Nursing Quality, retired
Kaiser Permanente Los Angeles
Los Angeles, California
Jane Fellows, MSN, CWOCN
Wound/Ostomy CNS
Advanced Clinical Practice
Duke University Health System
Durham, North Carolina
Linda Felver, PhD, RN
Associate Professor
School of Nursing
Oregon Health Science University
Portland, Oregon
Susan Fetzer, BA, BSN, MSN, MBA, PhD,
CNL
Professor
College of Health and Human Services
University of New Hampshire
Durham, New Hampshire;
Director of Research
Patient Care Services
Southern New Hampshire Medical Center
Nashua, New Hampshire
Victoria N. Folse, PhD, APN, PMHCNS-BC,
LCPC
Director and Professor; Caroline F. Rupert
Endowed Chair of Nursing
School of Nursing
Illinois Wesleyan University
Bloomington, Illinois
Lorri A. Graham, DNP, RN
Associate Professor
Saint Francis Medical Center College of
Nursing
Peoria, Illinois
Susan Hendricks, EdD, MSN, RN, CNE
Associate Dean for Undergraduate Programs
School of Nursing
Indiana University
Indianapolis, Indiana
Cassandra Horack, MS, PSL, BSN
Vice President Quality and Safety
OSF HealthCare Saint Francis Medical
Center
Peoria, Illinois
Noël Marie Kerr, PhD
Assistant Professor
School of Nursing
Illinois Wesleyan University
Bloomington, Illinois
Jerrilee Lamar, PhD, RN, CNE
Associate Professor of Nursing
Dunigan Department of Nursing and
Health Sciences
University of Evansville
Evansville, Indiana
Nancy Laplante, PhD, RN, AHN-BC
Associate Professor
School of Nursing
Widener University
Chester, Pennsylvania
Angela McConachie, FNP, DNP
Assistant Professor
Faculty
Goldfarb School of Nursing at Barnes-
Jewish College
St. Louis, Missouri
Judith A. McCutchan, ASN, BSN, MSN,
PhD
Adjunct Faculty
Nursing
University of Evansville
Evansville, Indiana
Staci McIntosh, MS, RD
Assistant Professor (Lecturer)
Department of Nutrition and Integrative
Physiology
University of Utah
Salt Lake City, Utah
Emily McKenna, APN, CNS
INI Neurology
OSF HealthCare Saint Francis Medical
Center
Peoria, Illinois
Jill Parsons, PhD, RN
Associate Professor
Nursing
MacMurray College
Jacksonville, Illinois
Theresa Pietsch, PhD, RN, CRRN, CNE
Associate Professor
Division of Nursing Health Sciences
Neumann University
Aston, Pennsylvania
Sandra L. Richmond, DNP, MS, RN, CSN
Dean, School of Nursing and Health
Sciences
Pennsylvania College of Technology
Williamsport, Pennsylvania
Anita Shoup, DNP, RN, CNS-SP, CNOR
Assistant Professor; Coordinator,
Simulation/Experiential Learning
Nursing
Heritage University
Toppenish, Washington
12. vi Contributors and Reviewers
Michelle Aebersold, PhD, RN, CHSE, FAAN
Clinical Associate Professor and Director of
Simulation
University of Michigan School of Nursing
Ann Arbor, Michigan
Lezley Anderson, MA, MSN, RN
Assistant Professor
Saint Francis Medical Center College of
Nursing
Peoria, Illinois
Colleen Andreoni, DNP, MSN, ANP-BC,
FNP-BC
Advanced Practice Nurse
Board Certified Nurse Practitioner
Northwestern Medicine Regional Medical
Group
Chicago, Illinois
Suzanne L. Bailey, PMHCNS-BC, CNE
Associate Professor of Nursing
University of Evansville
Evansville, Indiana
Leigh Ann Bonney, PhD, RN, CCRN
Associate Professor
Saint Francis Medical Center College of
Nursing
Peoria, Illinois
Denise Branchizio, DNP, MSN, RN
Assistant Professor of Nursing
New Jersey City University
Jersey City, New Jersey
Anna M. Bruch, RN, MSN
Nursing Professor
Illinois Valley Community College
Oglesby, Illinois
Sheryl Buckner, PhD, RN, ANEF
Assistant Professor/Lab Director
University of Oklahoma Earl and Frances
Ziegler College of Nursing
Oklahoma City, Oklahoma
Pat Callard, DNP, RN, CNL
Associate Professor of Nursing
College of Graduate Nursing
Western University of Health Sciences
Pomona, California
Kim Clevenger, EdD, MSN, RN, BC
Associate Professor of Nursing
Morehead State University
Morehead, Kentucky
Tracy Colburn, RN, MSN, C-EFM
Associate Professor of Nursing
Lewis and Clark Community College
Godfrey, Illinois
Barbara A. Coles, PhD, RN-BC, LHRM
Adjunct Professor
American Public University System
Charles Town, West Virginia
Janice C. Colwell, RN, MS, CWOCN, FAAN
Advanced Practice Nurse
Surgery
University of Chicago Medicine
Chicago, Illinois
Pamela Cook, PhD(c), MSN, RN, CNS
Assistant Professor
Bloomsburg University
Bloomsburg, Pennsylvania
Eileen Costantinou, MSN, RN-BC
Practice Specialist, Senior Coordinator
Barnes-Jewish Hospital
St. Louis, Missouri
Graciela Lopez Cox, MSN, RN
Assistant Professor
Samuel Merritt University
Sacramento, California
Pamela A. Dettenmeier, PhD(c), DNP,
ANP-BC
Associate Professor of Medicine
Director CPAP Adherence Clinic
Adult Nurse Practitioner
Division of Pulmonary, Critical Care
Sleep Medicine
Saint Louis University
St. Louis, Missouri
Holly Johanna Diesel, PhD, RN
Associate Professor and Academic Chair of
the Accelerated and RN to BSN Program
Goldfarb School of Nursing at Barnes-
Jewish College
St. Louis, Missouri
Christine R. Durbin, PhD, JD, RN
Associate Professor and Chair, Primary Care
Health Systems Department
Southern Illinois University School of
Nursing
Edwardsville, Illinois
Amber Essman, DNP, MSN, FNP-BC, CNE
ARNP
Confluence Health;
Visiting Professor
Chamberlain College of Nursing
Moses Lake, Washington
Kelly L. Fisher, PhD, RN, FNAP
Dean, School of Nursing
Endicott College
Beverly, Massachusetts
Linda R. Garner, PhD, RN, APHN-BC,
CHES
Associate Professor
Southeast Missouri State University
Cape Girardeau, Missouri
Linda Hansen-Kyle, PhD, RN, CCM
Chair (Retired) Second Degree Program
Azusa Pacific University
Azusa, California;
University of San Diego
San Diego, California;
University of Phoenix
Tempe, Arizona
Nicole M. Heimgartner, MSN, RN, COI
Vice President
Connect: RN2ED
Dayton, Ohio
Kathleen C. Jones, MSN, RN, CNS
Associate Professor of Nursing
Walters State Community College
Morristown, Tennessee
Shari Kist, PhD, RN, CNE
Associate Professor
Goldfarb School of Nursing at Barnes-
Jewish College
St. Louis, Missouri
Kimberly Leppert, MSN, RN, ACNS-BC,
CNOR, ONC
Surgery Clinical Supervisor
Swedish Health Services-Ballard
Seattle, Washington
Kathryn A. Lever, RN, MSN, WHNP-BC
Associate Professor of Nursing
Dunigan Family School of Nursing and
Health Sciences
University of Evansville
Evansville, Indiana
Mary M. Lopez, PhD, RN
Associate Dean, Research
Western University of Health Sciences
Pomona, California
Angela McConachie, DNP, FNP
Assistant Professor
Goldfarb School of Nursing at Barnes-
Jewish Hospital
St. Louis, Missouri
Janis Longfield McMillan, RN, MSN, CNE
Associate Clinical Professor
Northern Arizona University
Flagstaff, Arizona
REVIEWERS
13. vii
Contributors and Reviewers
Pamela Molnar, RN, CEN
Decatur Morgan Hospital
Decatur, Alabama
Katrin Moskowitz, DNP, FNP
Doctor of Nursing Practice
Meriden, Connecticut
Katie Murphy, RN, MSN, PHN
Virtual Nurse Educator
Quintiles/Abbvie
Chicago, Illinois
Wendy R. Ostendorf, RN, MS, EdD, CNE
Professor of Nursing
Neumann University
Aston, Pennsylvania
Veronica (Ronnie) Peterson, BA, BSN, MS
Manager of Clinical Support
UW-Medical Foundation
Madison, Wisconsin
Victoria Plagenz, PhD, MS, BSN
Assistant Professor
University of Great Falls
Great Falls, Montana
Melissa Anne Radecki, MSN, NEd, RN,
PCCN
Nursing Instructor
Florida Southern College
Lakeland, Florida
Cherie R. Rebar, PhD, MBA, RN, COI
Affiliate Faculty
Indiana Wesleyan University
Marion, Indiana;
Consultant
Xavier University School of Nursing
Cincinnati, Ohio
Anita K. Reed, MSN, RN
Chair, Community Health Practice
St. Elizabeth School of Nursing
Saint Joseph’s College
Lafayette, Indiana
Jill R. Reed, PhD, APRN-NP
Assistant Professor
University of Nebraska Medical Center,
College of Nursing
Kearney, Nebraska
Rhonda J. Reed, MSN, RN, CRRN
Learning Resource Center Director—
Technology Coordinator
Indiana State University
Terre Haute, Indiana
Maura C. Schlairet, EdD, MA, MSN, RN,
CNL
Professor of Nursing, Bioethicist
College of Nursing and Health Sciences
Valdosta State University
Valdosta, Georgia
Susan Parnell Scholtz, RN, PhD
Associate Professor of Nursing
Moravian College
Bethlehem, Pennsylvania
Elizabeth Sibson-Tuan, MS, RN
Bay Area Preceptor Coordinator
Samuel Merritt University
Oakland, California
Crystal Slaughter, DNP, APN, ACNS-BC
Associate Professor
Saint Francis Medical Center College of
Nursing
Peoria, Illinois
Emily G. Smith, DNP, RN, CRRN, CNE,
FNAP
Assistant Professor
Endicott College
Beverly, Massachusetts
Mindy Stayner, PhD, MSN, RN
Professor
Northwest State Community College
Chamberlain College of Nursing
Capella University
Archbold, Ohio
Laura M. Streeter, BSN, RN, SCRN, GCPH
Stroke Program Nurse
University of Missouri Health System
Columbia, Missouri
Linda Turchin, RN, MSN, CNE
Associate Professor of Nursing
Fairmont State University
Fairmont, West Virginia
Claudia C. Turner, MSN, RN
Professor of Nursing
Temple College
Temple, Texas
Heidi Tymkew, PT, DPT, MHS, CCS
Clinical Specialist
Barnes-Jewish Hospital
St. Louis, Missouri
Kim Webb, MN, RN
Adjunct Nursing Instructor
Pioneer Technology Center
Ponca City, Oklahoma
Anne M. Welsh, MSN-Ed, RN
Assistant Professor
Lewis and Clark Community College
Godfrey, Illinois
Estella J. Wetzel, MSN, APRN, FNP-C
Family Nurse Practitioner
AANP, OAAPN
Dayton, Ohio
Laura M. Willis, DNP, APRN, FNP-C
Co-President, Connect: RN2ED
Beavercreek, Ohio;
Family Nurse Practitioner
Urbana, Ohio
Paige Wimberley, PhD, APRN, CNS, CNE
Associate Professor of Nursing
Arkansas State University
Jonesboro, Arkansas
Valerie Yancey, PhD, RN
Associate Professor
Southern Illinois University Edwardsville
Edwardsville, Illinois
Jean Yockey, PhD, FNP-BC, CNE
Assistant Professor
University of South Dakota
Vermillion, South Dakota
14. viii Contributors and Reviewers
CONTRIBUTORS TO PREVIOUS EDITIONS
Jeanette Spain Adams, RN, PhD, CRNI,
APRN
Michelle Aebersold, PhD, RN
Elizabeth A. Ayello, RN, BSN, MS, PhD, CS,
CETN
Marjorie Baier, RN, PhD
Sylvia Baird, RN, BSN, MM
Brenda A. Battle, MBA, BSN, RN
Lois Bentler-Lampe, RN, MS
Peggy Breckenridge, MSN, FNP
Judith C. Brostron, RN, BA, JD, LLM
Victoria M. Brown, RN, BSN, MSN, PhD,
HNC
Jeri Burger, RN, PhD
Gale Carli, MSN, MSHed, BSN, RN
Rhonda Comrie, PhD, RN
Kelly Jo Cone, RN, BSN, MS, PhD
Roslyn Corcoran, RN, BSN
Eileen Costantinou, RN, MSN, BC
Ruth Curchoe, RN, MSN, CIC
Rick Daniels, RN, BSN, MSN, PhD
Carolyn Ruppel D’Avis, RN, BSN, MSN
Christine Durbin, RN, JD, PhD
Sharon J. Edwards, RN, BSN, MSN, PhD
Martha Keene Elkin, RN, MSN, IBCLC
Linda Fasciani, RN, BSN, MSN
Susan J. Fetzer, RN, BA, BSN, MSN, MBA,
PhD
Leah Frederick, MS, RN, CIC
Cynthia S. Goodwin, RN, BSN, MSN
Lois C. Hamel, BS, MS
Janis Waite Hayden, RN, EdD
Maureen Huhmann, MS, RD
Tara Hulsey, RN, PhD, CNE, FAAN
Judith Ann Kilpatrick, RN, MSN, DNSc
Carl A. Kirton, RN-C, BSN, MA, ACRN,
ANP
Lori Klingman, RN, MSN
Kristine L’Ecuyer, RN, MSN, CCNS
Kathryn A. Lever, RNC, MSN, WHNP-BC
Ruth Ludwick, RN, BSN, MSN, PhD, RN-C
Suzanne Lugerner, RN, MS, LN, CNSC,
CNS
Mary Kay Knight Macheca, RN, BSN,
MSN(R), CS, CDE
Deborah L. Marshall, RN, MSN
Carol McGinnis, DNP, RN, CNS, CNSC
Rita G. Mertig, RNC, MS, CNS
Mary Dee Miller, RN, BSN, MS, CIC
Elaine Neel, BSN, MSN
Geralyn A. Ochs, RN, ADN, BSN, MSN
Marsha Evans Orr, RN, MS, CS, CNSN
Wendy R. Ostendorf, MS, EdD
Dula F. Pacquiao, EdD, RN, CTN
Nancy Panthofer, RN, BSN, MSN
Elizabeth S. Pratt, RN, MSN, ACNS-BC
Julia Balzer Riley, RN, MN, AHN-C, CET®
Kristine A. Rose, RN, MSN
Janice J. Rumfelt, BSN, MSN, EdD, RNC
Marilyn Schallom, MSN, CCRN, CCNS
Matthew R. Sorenson, RN, PhD
Sharon Souter, RN, BSN, MSN
Elizabeth Speakman, RN, EdD
Rachel E. Spector, BS, MS, PhD, CTN,
FAAN
Susan Speraw, RN, PHD, CNP
Donna L. Thompson, MSN, CRNP,
FNP-BC, CCCN
Jelena Todic, MSW, LCSW
Riva Touger-Decker, PhD, RD, FADA
Ann Tritak, RN, EdD
Ellen Wathen, PhD, RN, BC
Pamela Becker Weilitz, DNP, APRN,
ANP-BC
Joan Domigan Wentz, MSN, RN
Paige Wimberley, PhD, APN, CNS, CNE
Terry L. Wood, PhD, RN, CNE
Rita Wunderlich, PhD, RN, CNE
Valerie Yancey, RN, PhD
Barbara Yoost, RN, BSN, MSN, CNS
15. I wish to dedicate this edition of Essentials to the many friends who make up my family. Each one
contributes in so many ways to support and value the work I am able to do. Special thanks to Ruth, a
wonderful listener and advocate; Jim, a valued friend and kind man; Bess, always adding humor and
love to my life; and Anne, a consummate writing colleague and lifelong mentor.
Patricia A. Potter
To all nursing faculty and professional nurses who work each day to advance clinical nursing.
Your commitment to nursing education and nursing practice inspires us all to be the guardians
of the discipline.
I also want to thank my husband Bob for his loving support.
Anne Griffin Perry
I was blessed to have an incredible nursing role model in my life—my mother, Evelyn M. Clark, RN.
Your dedication and service to nursing inspired me to pursue my career as a professional nurse.
Your unwavering support of my endeavors provided a foundation for me to continue to grow in my
nursing role. Your encouragement and pride in my accomplishments was tremendous. Thank you
for starting me on my path to a long and satisfying career in nursing and nursing education.
I love you and miss you!
Patricia A. Stockert
To my family, especially Greg, Jacob, Isaac, and Mom and Dad. Thank you for your love, support, and
patience, without which I would not be able to chase my dreams. Thank you also to the nursing
faculty at Franciscan Missionaries of Our Lady University. Your never-ending compassion and
commitment to nursing education inspires me every day. And finally, to my Varsity Sports running
friends, who keep me grounded and who have helped me integrate into my new community. Despite
all those really hot and long runs, y’all haven’t killed me yet!
Amy M. Hall
16. x
P R E F A C E T O T H E I N S T R U C T O R
The nursing profession is always responding to dynamic
change and continual challenges. Today’s nurses must be pre-
pared to adapt to the continual changes occurring in health
care. They play a vital role in the delivery of multidisciplinary
health care services. The practice arena is changing—moving
more to the community setting. The focus of care is also
changing, with more emphasis being placed on health pro-
motion and restorative care. Even the patients are chang-
ing—more cultural diversity exists, and the percentage of
older adult patients continues to increase. Patients are far
more involved in and informed about health care.
Despite—or perhaps because of—these changes,it is essen-
tial that the basics of nursing remain the foundation of prac-
tice. Nurses must be knowledgeable and professional. They
must be both technically proficient and personally caring.
And they must be able to synthesize a broad array of knowl-
edge and experience when providing care for their patients.
We continue to cover all of the fundamental nursing con-
cepts, skills, and techniques that students must master before
moving on to other areas of study. In addition, we address
changes in practice that affect how and where nurses use the
skills and knowledge they acquire.
FEATURES
We have designed this text to welcome the new student to
nursing, communicate our own love for the profession, and
promote learning and understanding. We know that today’s
students are busy and, too often, are overwhelmed by all that
they must learn and do. They want their texts to focus on the
most current, factual, and essential content and skills. We
want to ensure that these students are ready to continue with
their education and will ultimately be prepared for all of the
challenges of practice. To this end, we have included the fol-
lowing key features:
• Students will appreciate the clear, engaging writing style.
The narrative actually addresses the reader, making this
textbook more of an active instructional tool than a passive
reference. Students will find that even complex technical
and theoretical concepts are presented in a language that
is easy to understand.
• The attractive, functional design will appeal to today’s
visual learner. The clear, readable type and bold headings
make the content easy to read and follow. Each special
element is consistently color keyed so students can readily
identify important information.
• Hundreds of large, clear, full-color photographs and
drawingsreinforceandclarifykeyconceptsandtechniques.
• The five-step nursing process serves as the organizing
framework for all clinical chapters. This logical, consistent
framework for narrative discussions is further enhanced
by special boxes that highlight assessment, care plans, and
evaluation of outcome achievement.
• Ongoing case studies in each chapter introduce “real-
world” patients, families, and nurses. The chapter follows
the case study through the steps of the nursing process,
helping students see how to apply the process, as well as
critical thinking, to the care of patients. Cases take place
in both acute and community settings and include patients
and nurses from a variety of cultural backgrounds.
• Nursing Care Plans guide students on how to conduct an
assessment and analyze the defining characteristics that
indicate nursing diagnoses. The plans include NIC and
NOC classifications to familiarize students with this
important nomenclature. The evaluation sections of the
plans show students how to evaluate and then determine
the outcomes of care.
• Concept Maps included in clinical chapters show you the
associations among multiple nursing diagnoses for a
patient with a selected medical diagnosis, as well as their
relationship to nursing interventions.
• The implementation narrative consistently addresses
health promotion, acute care, and restorative and continu-
ing care to reflect a focus on community-based nursing
and health promotion.
• Information related to the Quality and Safety Education
for Nurses (QSEN) initiative is highlighted with activities
integrated into each chapter. These activities incorporate
one of the six key competencies and relate back to the
progressive chapter case study scenarios.
• More than 35 nursing skills are presented in a clear, two-
column format with steps and rationales. Skills include
delegation guidelines and clinical decision points that alert
students to steps that require special assessment or specific
technique for safe and effective administration.
• Procedural guidelines provide streamlined step-by-step
instructions for performing very basic skills.
• Care of the older adult and patient teaching are stressed
throughout the narrative and are also highlighted in
special boxes.
• Learning aids to help students identify, review, and apply
important content in each chapter include Objectives, Key
Terms, Key Points, and Review Questions.
• Printed lists on the inside back cover provide information
on locating specific assets in the book, including Skills,
Procedural Guidelines, Nursing Care Plans, and Patient
Teaching boxes.
New to This Edition
• A new chapter on “Complementary, Alternative, and
Integrative Therapies” addresses content that is now
included on the NCLEX® examination.
• A new Reflective Learning section in each chapter helps
students better understand and reflect on their clinical and
simulation experiences as they move through their first
nursing course.
• Evidence-Based Practice boxes have been updated with
new PICO questions. These boxes provide a summary of
nursing research evidence related to that specific topic and
then explain its implications for nursing practice. These
17. xi
Preface to the Instructor
boxes have been updated to reflect current research topics
and trends.
LEARNING SUPPLEMENTS FOR STUDENTS
• The Evolve Student Resources are available online at
http://evolve.elsevier.com/Potter/essentials and include
the following valuable learning aids organized by chapter:
• Review Questions with Answers and Rationales
• Answers to QSEN Activity Scenarios
• Case Studies with Questions
• Printable Key Points
• Video Clips
• Interactive Skills Performance Checklists
• Fluids and Electrolytes Tutorial
• Audio Glossary
• Concept Map Creator
• Conceptual Care Map
• Calculation Tutorial
• Answers to Student Study Guide
• Content Updates
• A thorough Study Guide by Patricia A. Castaldi provides
students with a wide variety of exercises and activities to
enhance learning and comprehension. This study guide
features case studies with related questions; chapter review
sections with matching, fill-in-the-blank, and multiple-
choice questions; study group questions; and instructions
for creating and using study charts.
• Virtual Clinical Excursions is an exciting workbook
and CD-ROM experience that brings learning to life
in a virtual hospital setting. The workbook guides stu-
dents as they care for patients, providing ongoing chal-
lenges and learning opportunities. Each lesson in Virtual
Clinical Excursions complements the textbook content
and provides an environment for students to practice
what they are learning. This CD/workbook is avail-
able separately or packaged at a special price with the
textbook.
TEACHING SUPPLEMENTS
FOR INSTRUCTORS
• The Evolve Instructor Resources (available online at
http://evolve.elsevier.com/Potter/essentials) are a compre-
hensive collection of the most important tools instructors
need, including the following:
• TEACH for Nurses ties together every chapter resource
you need for the most effective class presentations, with
sections dedicated to objectives, teaching strategies,
nursing curriculum standards (including QSEN/NLN
Competencies, BSN Essentials, and Nursing Concepts),
instructor chapter resources, student chapter resources,
and an in-class case study discussion. Teaching Strate-
gies include relationships between the textbook content
and discussion items. Examples of student activities,
online activities, and large group activities are provided
for more “hands-on” learning.
• The Test Bank contains a revised set of more than 950
questions with answers coded for NCLEX® Client Needs
category,nursing process,and cognitive level.The Exam-
View software allows instructors to create new tests; edit,
add,and delete test questions;sort questions by NCLEX®
category, cognitive level, nursing process step, and ques-
tion type; and administer and grade online tests.
• PowerPoint Presentations include over 1400 slides for
use in lectures. Art is included within the slides, and
progressive case studies include discussion questions
and answers.
• The Image Collection contains hundreds of illustra-
tions from the text for use in lectures.
• Simulation Learning System is an online toolkit that helps
instructors and facilitators effectively incorporate medium-
to high-fidelity simulation into their nursing curriculum.
Detailed patient scenarios promote and enhance the clini-
cal decision-making skills of students at all levels. The
system provides detailed instructions for preparation and
implementation of the simulation experience, debriefing
questions that encourage critical thinking, and learning
resources to reinforce student comprehension. Each sce-
nario in Simulation Learning System complements the text-
book content and helps bridge the gap between lectures
and clinicals. This system provides the perfect environment
for students to practice what they are learning in the text
for a true-to-life, hands-on learning experience.
MULTIMEDIA SUPPLEMENTS FOR
INSTRUCTORS AND STUDENTS
• Nursing Skills Online 4.0 contains 19 modules rich with
animations, videos, interactive activities, and exercises to
help students prepare for their clinical lab experience. The
instructionally designed lessons focus on topics that are
difficult to master and pose a high risk to the patient if
done incorrectly. Lesson quizzes allow students to check
their learning curve and review as needed, and the module
exams feed out to an instructor grade book. Modules cover
Airway Management, Blood Therapy, Bowel Elimination/
Ostomy, Cardiac Care, Closed Chest Drainage Systems,
Enteral Nutrition, Infection Control, Maintenance of IV
Fluid Therapy, IV Fluid Therapy, Administration of Par-
enteral Medications: Injections and IV Medications, Non-
parenteral Medication Administration, Safe Medication
Preparation, Safety, Specimen Collection, Urinary Cathe-
terization, Caring for Central Vascular Access Devices
(CVAD), Vital Signs, and Wound Care. Available alone or
packaged with the text.
• Mosby’s Nursing Video Skills: Basic, Intermediate,
Advanced, 4th edition, provides 126 skills with overview
information covering skill purpose, safety, and delegation
guides;equipment lists;preparation procedures;procedure
videos with printable step-by-step guidelines; appropriate
follow-up care; documentation guidelines; and interactive
review questions. Available online, as a student DVD set,
or as a networkable DVD set for the institution.
18. xii
A C K N O W L E D G M E N T S
The ninth edition of Essentials for Nursing Practice is the
result of a continued collaboration among all authors, con-
tributors, and editorial team members. Having professional
colleagues to work with, trust, and challenge one another is
a gift—one that ensures a timely and accurate text.
This textbook cannot be created without the support,
guidance, and creative direction from our editorial team,
designer, and production staff. Likewise, no book is successful
without the hard work and dedication of its marketing team.
We are also very fortunate regarding the manner in which
staff from the electronic media division of Elsevier has pro-
duced products that complement the text and ensure its
success. We wish to make special mention of some important
individuals.
Tamara Myers, Director, is a dedicated professional who
continually challenges the author team to create a state-of-
the-art revision. Her enthusiasm and knowledge creates an
environment for the writing, editorial, and production teams
to develop a relevant and creative textbook that reflects con-
temporary nursing practice.
Tina Kaemmerer, Senior Content Development Specialist,
is a dedicated professional whose organizational skills ensure
that this project remains on target. She effectively collaborates
with all members of the writing team in tracking manuscript
through the publication process, in problem solving, and in
being an invaluable resource for authors, contributors, and
the production team.
Paula Catalano, our Book Designer, has developed a visu-
ally distinctive textbook design. Her expertise created a text
that is visually appealing yet easy for our readers to use. Paula
is also credited for her creativity and vision for the design of
the cover art and her direction in implementing the overall
design of the text.
Many thanks and gratitude go to members of the Produc-
tion Team. Jodi Willard, Senior Project Manager, is a tireless
and dedicated professional. As an accomplished project
manager, she keeps us on deadline while ensuring consistency
in formatting, presentation, and style. Her sense of humor
and ability to always remain calm under pressure are invalu-
able attributes. She is one of a kind. Jeff Patterson, Publishing
Services Manager, has contributed support throughout the
editing and final pages.
A tip of the hat must always go to the sales and marketing
team, headed by Julie Burchett and Megan Atencio, who pro-
vided us direction early in the planning stage of Essentials for
Nursing Practice. Their knowledge of market trends and needs
helps us to make revisions of high quality.
Many thanks to our contributors, clinicians, and edu-
cators, who share their experiences and knowledge about
nursing practice in helping to create informative, accu-
rate, and current information. Their knowledge of their
own clinical specialties ensures we have a state-of-the-art
textbook. We are fortunate to be associated with excellent
nurse authors who are able to convey standards of nursing
excellence through the printed word.
A heartfelt thanks to our many reviewers for their exper-
tise, candor, knowledge of the literature, and astute com-
ments that assist us in developing a text with high standards
that reflect professional nursing practice today.
After many years of collaboration, we find ourselves very
fortunate and humble. Essentials for Nursing Practice and the
other textbooks we have been able to develop have made
important contributions to nursing practice. It remains a
work of love.
Patricia A. Potter
Anne Griffin Perry
Patricia A. Stockert
Amy M. Hall
19. xiii
C O N T E N T S
UNIT 1 CONCEPTS IN NURSING
1 Professional Nursing, 1
Patricia A. Stockert
History of Nursing, 2
Influences on Nursing, 3
Professionalism, 5
Nursing Practice, 7
Standards of Nursing Practice, 7
Responsibilities and Roles of the Nurse, 8
Professional Nursing Organizations, 10
Trends in Nursing, 10
2 Health and Wellness, 15
Amy M. Hall
Definition of Health, 15
Models of Health and Illness, 16
Healthy People Documents, 19
Variables Influencing Health Beliefs and Health
Practices, 19
Health Promotion, Wellness, and Illness
Prevention, 20
Illness, 24
Impact of Illness on Patient and
Family, 25
The Nurse’s Role in Health and
Illness, 26
3 The Health Care Delivery System, 29
Patricia A. Potter
Traditional Levels of Health Care, 30
Health Care Costs and Quality, 40
Issues in Health Care Delivery for
Nursing, 42
4 Community-Based Nursing Practice, 48
Edith Claros
Achieving Healthy Populations and
Communities, 49
Public Health Nursing, 50
Community Health Nursing, 50
Community-Based Nursing, 51
Competency in Community-Based
Nursing, 53
Community Assessment, 55
Changing Patients’ Health, 56
5 Legal Principles in Nursing, 59
Lori Catalano
Legal Limits of Nursing, 60
Standards of Care, 62
Good Samaritan Laws, 64
Consent, 65
Other Legal Issues in Nursing
Practice, 68
6 Ethics, 73
Margaret Ecker
Ethics, 73
Ethical Theory, 77
How to Process an Ethical Dilemma, 78
Ethical Issues in Nursing, 79
Conclusion, 80
7 Evidence-Based Practice, 83
Patricia A. Stockert
A Case for Evidence-Based Practice, 84
Evidence-Based Practice Steps, 85
Nursing Research, 93
Quality Improvement and Performance
Improvement, 95
Relationship Between Evidence-Based Practice,
Research, and Quality Improvement, 96
UNIT 2 PROCESSES IN
NURSING CARE
8 Critical Thinking, 100
Patricia A. Potter
Clinical Judgment in Nursing Practice, 101
Levels of Critical Thinking in Nursing, 103
Critical Thinking Competencies, 105
Critical Thinking Model, 108
Critical Thinking Synthesis, 114
9 Nursing Process, 117
Anne Griffin Perry
Introduction, 118
Assessment, 119
Nursing Diagnosis, 126
Planning, 135
Implementation, 146
Evaluation, 151
10 Informatics and Documentation, 157
Noël Marie Kerr
Health Care Informatics, 158
Nursing Information Systems, 159
Confidentiality of Medical Record and Patient
Information, 160
Interprofessional Communication Within the
Health Care Team, 162
Purposes of Records, 163
Guidelines and Standards for Quality Nursing
Documentation, 165
Methods of Documentation, 167
Common Record-Keeping Forms, 169
Documentation in Home Care Settings, 172
Documentation in Long-Term Care Settings, 172
Reporting, 173
20. xiv Contents
11 Communication, 178
Susan Hendricks
The Power of Communication, 179
Basic Elements of the Communication
Process, 179
Levels of Communication, 180
Forms of Communication, 180
Factors Influencing Communication, 182
Communication Within Caring
Relationships, 187
Communication Within the Nursing
Process, 189
12 Patient Education, 201
Emily McKenna
Standards for Patient Education, 202
Purposes of Patient Education, 202
Teaching and Learning, 203
Domains of Learning, 204
Basic Learning Principles, 205
Integrating Nursing and Teaching Processes, 208
Documentation of Patient Teaching, 218
13 Managing Patient Care, 221
Amy M. Hall
Building a Nursing Team, 222
Nursing Care Delivery Models, 223
Decision Making, 224
Leadership Skills for Nursing Students, 227
UNIT 3 NURSING PRACTICE
FOUNDATIONS
14 Infection Prevention and Control, 235
Lorri A. Graham
Scientific Knowledge Base, 236
Nursing Knowledge Base, 241
Critical Thinking, 242
Nursing Process, 242
15 Vital Signs, 268
Susan Fetzer
Guidelines for Measuring Vital Signs, 269
Body Temperature, 270
Pulse, 276
Blood Pressure, 280
Respiration, 288
Measurement of Oxygen Saturation (Pulse
Oximetry), 289
Measurement of End-Tidal Carbon Dioxide, 289
Special Considerations, 290
Documenting Vital Signs, 291
Skill 15.1 Measuring Body Temperature, 292
Skill 15.2 Assessing Radial and Apical
Pulses, 299
Skill 15.3 Blood Pressure Measurement, 303
Skill 15.4 Assessing Respiration, 309
Skill 15.5 Measuring Oxygen Saturation
(Pulse Oximetry), 313
16 Health Assessment and Physical Examination, 318
Angela McConachie
Purposes of Health Assessment and Physical
Examination, 319
Cultural Sensitivity, 319
Integration of Physical Assessment With
Nursing Care, 320
Skills of Physical Examination, 320
Preparation for Examination, 321
Organization of the Examination, 325
Skin, Hair, and Nails, 328
Head and Neck, 333
Thorax and Lungs, 343
Heart, 348
Vascular System, 351
Breasts, 355
Abdomen, 360
Female Genitalia and Reproductive Tract, 363
Male Genitalia, 365
Rectum and Anus, 368
Musculoskeletal System, 369
Neurological System, 371
After the Examination, 375
17 Medication Administration, 379
Patricia A. Potter
Scientific Knowledge Base, 380
Nursing Knowledge Base, 390
Critical Thinking, 400
Nursing Process, 404
Oral Administration, 412
Topical Medication Applications, 413
Parenteral Administration of Medications, 424
Skill 17.1 Administering Oral
Medications, 439
Skill 17.2 Administering Eye (Ophthalmic)
Medications, 445
Skill 17.3 Using Metered-Dose or Dry
Powder Inhalers, 448
Skill 17.4 Preparing Injections From Vials
and Ampules, 453
Skill 17.5 Administering Injections, 457
Skill 17.6 Administering Medications by
Intravenous Bolus, 463
Skill 17.7 Administering Intravenous
Medications by Piggyback,
Intermittent Infusion Sets, and
Mini-Infusion Pumps, 468
18 Fluid, Electrolyte, and Acid-Base Balances, 479
Linda Felver
Scientific Knowledge Base, 480
Nursing Knowledge Base, 489
21. xv
Contents
Critical Thinking, 489
Nursing Process, 490
Skill 18.1 Initiating Intravenous
Therapy, 509
Skill 18.2 Regulating Intravenous Flow
Rate, 521
Skill 18.3 Changing Intravenous Solution
and Tubing, 526
Skill 18.4 Changing a Peripheral Intravenous
Dressing, 530
19 Complementary, Alternative, and Integrative
Therapies, 536
Nancy Laplante
Complementary, Alternative, and Integrative
Approaches to Health, 537
Nursing-Accessible Therapies, 540
Training-Specific Therapies, 543
Integrative Nursing Role, 548
UNIT 4 PROMOTING
PSYCHOSOCIAL HEALTH
20 Caring in Nursing Practice, 551
Anne Griffin Perry
Theoretical Views on Caring, 552
Patient Satisfaction, 555
Caring in Nursing Practice, 557
The Challenge of Caring, 560
21 Cultural Competence, 563
Patricia A. Potter
Health Disparities, 564
Racial, Ethnic, and Cultural
Identity, 566
World View, 566
Disease and Illness, 567
A Model of Cultural Competence, 568
Cultural Skill, 570
Cultural Encounter, 575
Cultural Desire, 575
22 Spiritual Health, 578
Patricia A. Stockert
Scientific Knowledge Base, 579
Nursing Knowledge Base, 579
The Effect of Illness on Spirituality, 581
Critical Thinking, 583
Nursing Process, 585
23 Growth and Development, 597
Jerrilee Lamar
Scientific Knowledge Base, 597
Nursing Knowledge Base, 600
Critical Thinking, 615
Nursing Process, 616
24 Self-Concept and Sexuality, 624
Victoria N. Folse
Scientific Knowledge Base, 624
Nursing Knowledge Base, 625
Critical Thinking, 632
Nursing Process, 633
25 Family Dynamics, 644
Amy M. Hall
Scientific Knowledge Base, 645
Nursing Knowledge Base, 647
Critical Thinking, 650
Nursing Process, 651
26 Stress and Coping, 663
Anne Griffin Perry
Scientific Knowledge Base, 664
Nursing Knowledge Base, 668
Critical Thinking, 670
Nursing Process, 671
27 Loss and Grief, 682
Theresa Pietsch
Scientific Knowledge Base, 683
Nursing Knowledge Base, 685
Critical Thinking, 687
Nursing Process, 688
UNIT 5 PROMOTING PHYSICAL
HEALTH
28 Activity and Exercise, 703
Judith A. McCutchan
Scientific Knowledge Base, 704
Nursing Knowledge Base, 707
Critical Thinking, 709
Nursing Process, 710
Skill 28.1 Promoting Early Activity and
Exercise, 726
Skill 28.2 Using Safe and Effective Transfer
Techniques, 730
29 Immobility, 741
Judith A. McCutchan
Scientific Knowledge Base, 742
Nursing Knowledge Base, 746
Critical Thinking, 747
Nursing Process, 748
Skill 29.1 Moving and Positioning Patients
in Bed, 771
30 Safety, 782
Cassandra Horack
Scientific Knowledge Base, 785
Nursing Knowledge Base, 787
Critical Thinking, 790
23. 1
C H A P T E R
1
Professional Nursing
MEDIA RESOURCES
http://evolve.elsevier.com/Potter/essentials
• Audio Glossary • QSEN Activity and Review Questions Answers
O B J E C T I V E S
• Discuss the characteristics of professionalism in nursing.
• Discuss the importance of education in professional
nursing practice.
• Describe the purpose of professional standards of
nursing practice.
• Describe the roles and career opportunities for nurses.
• Discuss the influence of social, political, and economic
changes on nursing practices.
K E Y T E R M S
advanced practice registered nurse
(APRN), p. 9
American Nurses Association
(ANA), p. 2
caregiver, p. 8
certified nurse-midwife (CNM), p. 9
certified registered nurse anesthetist
(CRNA), p. 9
clinical nurse specialist (CNS), p. 9
code of ethics, p. 6
continuing education, p. 6
genomics, p. 11
in-service education, p. 6
International Council of Nurses
(ICN), p. 10
licensed practical nurse (LPN), p. 5
licensed vocational nurse (LVN), p. 5
National League for Nursing
(NLN), p. 10
nurse administrator, p. 10
nurse educator, p. 9
nurse practitioner (NP), p. 9
nurse researcher, p. 10
nursing, p. 2
patient advocate, p. 8
professional organization, p. 10
Quality and Safety Education for
Nurses (QSEN), p. 10
registered nurse (RN), p. 5
Nursing is an art and a science. As a professional nurse,
you learn to deliver care artfully with compassion,
caring, and respect for each patient’s dignity and person-
hood. As a science, nursing practice is based on a body of
knowledge that is continually changing with new discoveries
and innovations. When you integrate the science and art
of nursing into your practice, the quality of care you provide
to your patients is at a level of excellence that benefits
patients and their families. Your patients’ health care needs
are multidimensional. Thus, your care reflects patients’
needs as well as the needs and values of society and pro-
fessional standards of care. In addition, your care should
integrate evidence-based practices to provide the highest
level of care.
The patient is the center of your practice. The patient
includes the individual, family, and/or community. Patients
have a wide variety of health care needs, experiences, vulner-
abilities, and expectations; this is what makes nursing both
challenging and rewarding. Making a difference in your
patients’ lives is fulfilling. For example, you help a dying
patient find relief from pain, help a young mother learn par-
enting skills, or find ways for older adults to remain indepen-
dent in their homes. Nursing offers personal and professional
rewards every day.
25. 3
CHAPTER 1 Professional Nursing
(AORN), Infusion Nurses Society (INS), and Emergency
Nurses Association (ENA) created. In 1990 the ANA estab-
lished the Center for Ethics and Human Rights (see Chapter
6). The Center provides a forum to address the complex
ethical and human rights issues confronting nurses and
designs programs to increase ethical competence in nurses
(Fowler, 2015b).
Twenty-First Century
Today the nursing profession faces multiple challenges.
Nurses and nurse educators are revising nursing practice
and school curricula to meet the ever-changing needs of
society including bioterrorism, emerging infections, and
disaster management. Advances in technology and informat-
ics (see Chapter 10), the aging population, the high-acuity
level of care of hospitalized patients, and early discharge
from health care institutions require nurses in all settings
to have a strong and current knowledge base. In addition,
nursing and the Robert Wood Johnson Foundation are
taking a leadership role in developing standards and policies
for end-of-life care through the Last Acts Campaign (see
Chapter 27). The End-of-Life Nursing Education Consor-
tium (ELNEC) offered collaboratively by the American
Association of Colleges of Nursing (AACN) and the City
of Hope Medical Center has brought end-of-life care and
practices into nursing curricula and professional continuing
education programs for practicing nurses (AACN, 2016).
INFLUENCES ON NURSING
Multiple external forces affect nursing today including health
care reform and costs, demographic changes of the popula-
tion, increasing numbers of medically underserved individu-
als, need for emergency preparedness, workplace issues, and
the nursing shortage.
Health Care Reform and Costs
Health care reform affects how health care is paid for and
delivered. In the future there will be greater emphasis on
health promotion, disease prevention, and illness manage-
ment. More services will be provided in community-based
care settings. As a result, more nurses will be needed to prac-
tice in community care centers, patients’ homes, schools, and
senior centers. This will require expert nurses to assess for
resources, service gaps, and how patients adapt to return to
their communities. Nursing needs to respond by assessing for
resources, changing nursing education, helping patients
adapt to new health care delivery methods, and providing
care to safely return patients to their homes.
Skyrocketing health care costs present challenges to the
profession, consumer, and health care delivery system. As a
nurse you are responsible for providing the patient with the
best-quality care in an efficient and economically sound
manner including following established protocols, exercising
timely well-planned patient discharge from a care setting, and
judiciously using supplies and equipment. The challenge is
to use health care and patient resources wisely. Chapter 3
School for Nurses at St. Thomas’ Hospital in London.
Nightingale volunteered during the Crimean War in 1853 and
traveled the battlefield hospitals at night carrying her lamp;
thus she was known as the “lady with the lamp.” As a result
of Nightingale’s organization and improvement of the sanita-
tion facilities at the battlefield hospitals, the mortality rate at
the Barracks Hospital in Scutari, Turkey, was reduced from
42.7% to 2.2% in 6 months (Donahue, 2011). Perhaps one of
Nightingale’s greatest contributions was the maintenance of
statistics to show the efficacy of her strategies.
The Civil War to the Beginning of
the Twentieth Century
The Civil War (1860–1865) stimulated the growth of nursing
in the United States. Clara Barton, founder of the American
Red Cross, cared for soldiers on the battlefields, cleansing
their wounds, meeting their basic needs, and comforting
them in death. Dorothea Lynde Dix, Mary Ann Ball (Mother
Bickerdyke), and Harriet Tubman also influenced nursing
during the Civil War (Donahue, 2011). Dix and Bickerdyke
organized hospitals and ambulances, appointed nurses, cared
for the wounded soldiers,and managed supplies.Tubman was
active in the Underground Railroad movement and helped
lead more than 300 slaves to freedom (Donahue, 2011).
The first professionally educated African-American nurse
was Mary Mahoney. She was concerned with relationships
between cultures and races. As a nursing leader, she brought
forth an awareness of cultural diversity and respect for the
individual, regardless of background, race, color, or religion.
Isabel Hampton Robb helped found the Nurses’ Associ-
ated Alumnae of the United States and Canada in 1896. This
organization became the ANA in 1911. She authored many
nursing textbooks and was one of the original founders of the
American Journal of Nursing (Donahue, 2011).
Nursing in hospitals expanded in the late nineteenth
century. However, nursing in the community did not increase
significantly until 1893, when Lillian Wald and Mary Brewster
opened the Henry Street Settlement, which focused on the
health needs of poor people who lived in tenements in New
York City (Donahue, 2011).
Twentieth Century
In the early twentieth century, nursing evolved toward devel-
oping a scientific, research-based defined body of nursing
knowledge and practice. Nurses began to assume expanded
and advanced practice roles to meet society’s needs. Mary
Adelaide Nutting, the first professor of nursing at Columbia
University Teachers College, was instrumental in the affilia-
tion of nursing education with universities (Donahue, 2011).
In addition, the Goldmark Report concluded that nursing
education needed increased financial support.
As nursing education developed, nursing practice also
expanded, and the Army and Navy Nurse Corps were
established. By the 1920s nursing specialization started to
develop. The last half of the century saw specialty-nursing
organizations such as the American Association of Criti-
cal Care Nurses, Association of Operating Room Nurses
26. 4 UNIT 1 Concepts in Nursing
Workplace Issues
Nurses are faced with multiple issues and hazards in the
workplace. For example, they are at risk for ergonomic
hazards that result in musculoskeletal injuries such as back
injury and repetitive motion disorders (ANA, 2016). When
looking for a new position, evaluate the workforce protection
and safety plan that the hospital or health care organization
has in place (Zerwekh and Garneau, 2015).
Another issue facing nurses is workplace violence. Work-
place violence takes the form of bullying and acts of verbal
or nonverbal aggression or harassment from co-workers and
sometimes patients and families. Nurses who experience
workplace violence often develop anger, fear, anxiety, post-
traumatic stress disorder symptoms, guilt, or shame (Huber,
2014). Respect for the dignity and rights of all co-workers
is an ethical responsibility for all nurses (NCSBN, 2016).
The ANA calls for “zero tolerance” to violence of any kind
within the workplace. The ANA recommends evidence-
based interventions to prevent violence and to promote
the health and safety of nurses (ANA, 2015c). Know the
policies of your institution on prevention or response to
workplace violence.
Nursing Shortage
There is an ongoing nursing shortage in the United States,
which results from insufficient qualified registered nurses
(RNs) to fill vacant positions, the aging population of nurses,
and a growing need for health care services (AACN, 2014).
An increased number of nurses are retiring; 55% of nurses
are aged 50 or older (AACN, 2014; NCSBN, 2016). This
shortage affects all nursing care settings, including hospitals,
long-term care facilities, administration, and nursing educa-
tion (AACN, 2014); it also represents challenges and oppor-
tunities for the profession. Many dollars are invested in
strategies aimed at increasing student enrollment in nursing
programs and recruiting a well-educated, critically thinking,
motivated, and dedicated nursing workforce (Benner et al.,
2010; AACN, 2014). At the same time hospitals, the largest
employer of nurses, seek ways to improve nurse retention.
There is a direct link between RN staffing and nursing care
with positive patient outcomes including reduced complica-
tion rates and a more rapid return of the patient to an optimal
functional status (Box 1.1) (Choi and Staggs, 2014; Giuliano
et al., 2016).
With fewer nurses in the workplace, it is important for you
to learn to use your patient contact time efficiently and pro-
fessionally. Time management, therapeutic communication,
patient education, and compassionate implementation of
psychomotor skills are just a few of the essential skills you
need. Most important, ensure your patients leave the health
care setting with a positive image of nursing and a feeling that
they received quality care. Your patient should never feel
rushed or that he or she was unimportant. If a certain aspect
of patient care requires 15 minutes of contact, it takes the
same amount of time to deliver the care in an organized
manner as it would in a rushed, harried manner.
summarizes reasons for the rise in health care costs and its
implications for nursing.
Demographic Changes
The U.S. Census Bureau (2015) predicts that between 2014
and 2060, there will be a steady rise in the population,
although this increase will slow in future decades as fertility
rates decline over these years. This change requires expanded
health care resources. Add to the population change a steady
increase in the percentage of the population of people 65
years of age and older. By 2030 it is estimated that one in
five persons will be 65 years of age or older (U.S. Census
Bureau, 2015). It is also predicted that by 2044 more than
half of the U.S. population will be part of a minority group
(U.S. Census Bureau, 2015). To effectively meet all the
health care needs of the expanding minority and aging
populations, changes in how care is provided are needed,
especially in the area of public health. The population is
shifting from rural areas to urban centers, and more people
are living with chronic and long-term illness (RWJF, 2014).
Outpatient settings are expanding, and more people want
to receive outpatient and community-based care and remain
in their homes or community (see Chapters 3 and 4).
Medically Underserved Population
Unemployment, underemployment and low-paying jobs,
mental illness, poor health care access in rural areas, home-
lessness, and health care costs all contribute to increases in
the medically underserved population. Caring for this popu-
lation is a global issue; the social, political, and economic
factors of a country affect both access to care and resources
to provide and pay for these services. In the United States,
some of the medically underserved population are individu-
als who are poor and on Medicaid. Others are part of the
working poor (e.g., they cannot afford their own insurance,
but they make too much money to qualify for Medicaid and
as a result do not receive any health care). Patients who are
medically underserved and who have low health literacy are
less likely to participate in decision making regarding their
care often because they do not understand the medical infor-
mation provided (Seo et al., 2016). Today nurses and schools
of nursing are developing partnerships to improve health
outcomes in underserved communities. Nurses work in these
community-based settings providing health promotion and
disease prevention.
Need for Emergency Preparedness
The world is a changing place; the threats of terrorism are
continuous. Many health care agencies, schools, and com-
munities have educational programs to prepare for nuclear,
chemical, or biological attacks and other types of disasters.
Nurses play an active role in emergency preparedness ranging
from participation in vaccine research, to decontamination
in times of biological attack, to triage for mass casualty, to
participation in crisis response units. Nurses provide emer-
gency preparedness education and prepare for disasters at the
local, state, and federal levels (Zerwekh and Garneau, 2015).
27. 5
CHAPTER 1 Professional Nursing
direct patient care. The LPN/LVN is a nurse who completes
a practical nursing program and passes a licensure examina-
tion (NCLEX-PN®). The LPN/LVN practices under the
supervision of an RN or other licensed person. The respon-
sibilities and scope of practice are set by each state board of
nursing. An LPN/LVN, or in Canada an RN assistant (RNA),
generally receives 1 year of education and clinical preparation
in a community college or other agency. Some RN programs
allow an LPN to enter the program at an advanced level.
Registered Nurse Education
As a profession nursing requires that its members possess a
significant amount of education. There are various educa-
tional routes for becoming a registered nurse (RN). Cur-
rently in the United States an individual becomes an RN by
earning an associate degree, diploma, or baccalaureate degree
program in nursing and by passing the NCLEX-RN® exami-
nation. The baccalaureate degree is required as the entry to
practice standard for RNs in all provinces of Canada except
Quebec (Canadian Nurses Association [CAN], 2016a).
Nursing education provides the solid foundation for practice,
and it responds to changes in health care created by scientific
and technological advances.
Advanced Education
Some roles for RNs require advanced graduate degrees. A
graduate degree provides the advanced clinician with strong
skills in nursing science and theory, with an emphasis on the
basic sciences and research-based clinical practice related to
a specialty. A master’s degree in nursing (e.g., Master of Arts
in Nursing [MA], Master of Nursing [MN], or Master of
Science in Nursing [MSN]) is for RNs seeking roles such as
nurse educator, nurse administrator, clinical nurse leader,
nursing informatics specialist, or advanced practice registered
nurse (APRN). Some programs require the RN to have a
Bachelor of Science in Nursing (BSN) degree before entry;
other programs offer entrance to associate degree–prepared
nurses who take bachelor’s level courses as they progress
through the curriculum toward the master’s degree.
Some roles within nursing require doctoral degrees. There
are two doctorate degree in nursing options for nurses. The
Doctor of Philosophy (PhD) has a focus on research, and the
Doctor of Nursing Practice (DNP) has a focus on advanced
clinical practice. The health care industry needs nurses pre-
pared at the doctorate level with advanced academic and
clinical preparation to educate nursing students and partici-
pate as members of the interdisciplinary health care team to
provide evidence-based, competent, safe patient care (IOM,
2010). Nurses with doctorates advance the profession by pro-
moting evidence-based practice, developing practice guide-
lines, conducting and disseminating research, developing
and testing theory, educating future nurses, and influencing
public policy and health care planning.
Continuing and In-Service Education
Continuing education programs are one way to promote
and maintain current nursing skills, gain new knowledge
PROFESSIONALISM
Nursing is a profession. A person who acts professionally is
conscientious in actions, knowledgeable in the subject, and
responsible to self and others. This means that as a nurse you
administer patient-centered care in a safe, conscientious, and
knowledgeable manner. Professions possess the following
characteristics:
• An extended education of members and a basic liberal
education foundation
• A theoretical body of knowledge leading to defined
skills, abilities, and norms
• Provision of a specific service
• Autonomy in decision making and practice
• A code of ethics for practice
Nursing shares each of these characteristics, offering an
opportunityforthegrowthandenrichmentof allitsmembers.
Licensed Practical Nurse/Licensed
Vocational Nurse Education
A licensed practical nurse (LPN) or licensed vocational
nurse (LVN) is educated in basic nursing techniques and
PICO Question: Are patient outcomes improved in hos-
pitals with adequate nursing staffing versus hospitals
with lower nursing staffing?
SUMMARY OF EVIDENCE
There is a growing body of research that shows that nurse
staffing does impact patient outcomes, patient survival, and
the occurrence of adverse events. A secondary data analysis
from 661 hospitals showed that there was a significantly
lower 30-day readmission rate for patients with heart failure
in hospitals that had high nurse staffing, thus reducing health
care costs (Giuliano et al., 2016). Higher nurse staffing was
also found to significantly increase the survival of patients in
an intensive care unit (West et al., 2014). Patients experienc-
ing an in-hospital cardiac arrest were more likely to survive
when there was a decreased patient-to-nurse ratio (McHugh
et al., 2016). Cho et al. (2016) found that larger numbers of
patients assigned to a nurse increased the occurrence of
medication errors, pressure injury formation, and falls with
injuries. Studies demonstrating the positive impact that
nurse-to-patient ratios have on outcomes provide nursing
administrators with evidence to support hiring of qualified
professional nurses.
APPLICATION TO NURSING PRACTICE
• Consider the nurse-to-patient ratio when looking at a hos-
pital or unit for employment.
• Adequate nursing levels help to improve the nursing work
environment (Cho et al., 2016).
• Improved working conditions increase the likelihood of
patient survival in emergency events (McHugh et al.,
2016).
• Continuing research needs to be conducted to study the
economic impact of nurse staffing and improved patient
outcomes (Giuliano et al., 2016).
BOX 1.1 EVIDENCE-BASED PRACTICE
28. 6 UNIT 1 Concepts in Nursing
education, and the support of an organization that values
the independent role of the nurse. With increased autonomy
comes greater responsibility and accountability for the per-
formance of nursing care activities. Accountability means
that you are professionally and legally responsible for the
type and quality of nursing care provided. To be autono-
mous and accountable carries the responsibility to keep
current and competent in nursing and scientific knowledge
and skills.
Code of Ethics
Nursing’s code of ethics defines the principles that nurses
use to provide patient-centered care (see Chapter 6). In
addition, nurses incorporate their own values and ethics into
practice. The ANA’s Code of Ethics for Nurses: With Interpre-
tive Statements (2015b) provides a guide for carrying out
nursing responsibilities to ensure high-quality nursing care
and provide for the ethical obligations of the profession.
Developing Professionalism in Your Career
It is important that you work to develop professionalism
early in your nursing career. Professionalism in appearance
and behaviors is critical to earning recognition and respect
as a nurse (Splendore et al., 2016). The use of social media
is prevalent with both nursing students and professional
nurses (Mamocha et al., 2015). You need to be very aware
of your use of social media and practice e-professionalism
(Westrick, 2016). Social media has positive uses for provid-
ing patient education, providing communication, and fos-
tering professional connections (NCSBN, 2011). However,
inappropriate use of social media violates legal, ethical, and
professional standards. Research has shown that there are
an increasing number of incidents of nursing students and
practicing nurses posting unprofessional content, such as
patients’ personal health information (PHI), on social media
sites (Westrick, 2016). Cyberbullying was also found to have
occurred against both peers and faculty (Mamocha et al.,
2015). As a nurse you must be aware of social media ethical
and professional standards that you need to follow. Be aware
of both personal and professional information that you
share on social media sites. You will violate state and federal
laws if you share patient health information on social media
sites (NCSBN, 2011). Check your agency or school policy
on use of social media to ensure that you are acting profes-
sionally when using social media (Brown, 2016). To protect
yourself and your patients, follow the guidelines on use of
social media established by the ANA and National Council
of State Boards of Nursing (ANA, 2011; NCSBN, 2011;
Westrick, 2016).
It is important that you display professionalism when
applying for nursing positions. Professional communication
dictates that you send a cover letter when submitting your
resume, a thank-you letter for the interview opportunity, and
a resignation letter if you are leaving your position (Yoder-
Wise, 2014). The professional letter and resume that you
submit is often the first impression you make on the indi-
vidual who is hiring nurses. Make sure that your letters are
about the latest research and practice developments, gain
certification credits to specialize in a specific practice area,
meet requirements for continuing licensure as a nurse, and
obtain new skills and techniques reflecting the changes
in the health care delivery system. Continuing education
involves formal, organized educational programs offered
by universities, hospitals, state nurses associations, profes-
sional nursing organizations, and educational and health care
institutions. Examples include a program on caring for older
adults with dementia offered by a university or a program on
safe medication practices offered by a hospital. Often these
programs provide attendees with some type of continuing
education credit.
In-service education programs contain instruction or
training provided by a health care agency or institution
designed to increase the knowledge, skills, and competencies
of nurses and other health care professionals employed by the
institution. Often in-service programs focus on new tech-
nologies or fulfill required competencies of the organization.
For example, a hospital offers an in-service program on safe
principles for administering chemotherapy or a program on
cultural sensitivity.
Theory
Professional nursing practice and knowledge have developed
in part through nursing theories (global views that help to
describe, predict, or prescribe activities for the practice of
nursing). Theoretical models provide frameworks for how
nurses practice. Some nursing school curricula integrate a
theoretical model. Some nursing organizations adopt a
nursing theory as the foundation for their standards of
nursing care. Examples of theories used in education and
practice are Orem’s self-care deficit theory, Benner’s primacy
of caring, and Watson’s Theory of Human Caring. The
ongoing development of nursing theory or nursing science
involves generating knowledge to advance and support
nursing practice and health care (Alligood, 2014).
Service
Nursing is a service profession and a vital and indispensable
part of the health care delivery system. Nurses in practice
maintain a consumer-based and service-based focus. Patients
are more knowledgeable about their health care problems,
options, and rights. As a nurse you work with patients and
families individualizing care while incorporating their prefer-
ences and expectations. Show respect by providing care on
time, displaying a caring attitude, and considering patients’
cultural and social differences. Collaborate with necessary
health care providers to ensure continuation of care from one
setting to the next.
Autonomy and Accountability
Autonomy is essential to professional nursing and involves
the initiation of independent nursing interventions without
medical orders. Autonomy means that a person is reason-
ably independent and self-governing in decision making and
practice. You reach autonomy through experience, advanced
29. 7
CHAPTER 1 Professional Nursing
individual State Boards of Nursing to obtain a nursing
license. Regardless of educational preparation, the exami-
nation for RN licensure is exactly the same in every state
in the United States to provide a standardized minimum
knowledge base for nurses. As of January 2015, new gradu-
ates of Canada’s 10 provinces/territories must also pass the
NCLEX-RN® to become an RN (CNA, 2016b). Whether
nurses are able to practice in a state or province other than
their own depends on the agreement between the states or
provinces involved.
Certification. Beyond the NCLEX-RN®, some nurses
work toward certification in a specific area of nursing prac-
tice. Minimum practice requirements are set based on the
certification. National nursing organizations such as the
American Nurses Credentialing Center (ANCC) have many
types of certification to enhance your career such as certifica-
tion in medical-surgical or geriatric nursing. After passing
the initial examination, you maintain your certification by
ongoing continuing education and clinical or administrative
practice.
STANDARDS OF NURSING PRACTICE
Nursing is a helping, independent profession that provides
services that contribute to the health of people. Three essen-
tial components of professional nursing are care, cure, and
coordination. The care aspect is more than “to take care of”;
it is also “caring about.” Caring is relational and requires you
as a nurse to understand a patient’s needs so that you can
individualize nursing therapies (see Chapter 20). When you
promote health and healing, you are practicing the cure aspect
of professional nursing. To cure is to help patients understand
their health problems, manage their symptoms and cope. The
cure aspect involves the administration of treatments and the
use of clinical nursing judgment in determining, on the basis
of patient outcomes, whether the plan of care is effective.
Coordination of care involves organizing and timing medical
and other professional and technical services to meet the
holistic needs of a patient. Often a patient requires many
services simultaneously for care to be effective. A professional
nurse also supervises, teaches, and directs all individuals
involved in nursing care.
As an independent profession, nursing sets its own stan-
dards for practice. These standards define competent nursing
care and how nurses exercise the care, cure, and coordination
aspects of nursing. Clinical, academic, and administrative
nurse experts develop standards of nursing practice. As an
example, the ANA has published Nursing: Scope and Stan-
dards of Practice (2015a).Within this document are Standards
of Professional Performance and Standards of Practice
for professional nurses (see http://www.nursingworld.org/
scopeandstandardsofpractice).
In the practice setting it is important to have objective
guidelines for providing and evaluating nursing care. Stan-
dards of nursing care are developed and established on the
basis of strong scientific research and the work of clinical
professional in appearance, using appropriate paper and
good grammar with no misspellings. Your resume should be
typed, printed on high-quality paper, accurate, error-free, and
grammatically correct (Yoder-Wise, 2014).
For your interview, dress in professional clothing. Do not
wear scrubs. Be prepared for the interview and be prepared
to answer questions that are related to “how you handled a
challenging situation” or discussing your strengths and
opportunities for improvement. Other questions may focus
on how your education has prepared you for the position for
which you are interviewing. Turn off and put away all your
electronic devices so that you are not distracted by them
during the interview. Avoid eating, drinking, and chewing
gum during the interview.
The first impression that you make on patients is often
related to your appearance. Your uniform is a form of non-
verbal communication with patients (Splendore et al., 2016).
Your uniform should be clean, be odor-free, and fit appropri-
ately conveying a professional appearance. Make sure that
you follow your agency dress code so that you are professional
in your appearance when providing care to patients. Nursing
uniforms have a positive impact on the patient experience
(Splendore et al., 2016).
NURSING PRACTICE
You will have an opportunity to practice in a variety of set-
tings, in many roles within those settings, and with caregivers
in other related health professions. State and provincial Nurse
Practice Acts (NPAs) establish specific legal regulations for
practice. The ANA is concerned with nursing practice, public
recognition of the significance of nursing practice to health
care, and implications for nursing practice regarding trends
in health care. The ANA definition of nursing illustrates the
consistent need for nurses to promote the well-being of their
patients individually or in groups and communities (Fowler,
2015a). State and provincial NPAs establish specific legal
regulations for nursing practice. Professional organizations
such as the ANA establish professional standards for practice.
Nurse Practice Acts
In the United States each State Board of Nursing oversees its
NPA. The NPA regulates the scope of nursing practice for
the state and protects public health, safety, and welfare. This
includes protecting the public from unqualified and unsafe
nurses. Although each state has its own NPA that defines
the scope of nursing practice, most NPAs are similar. The
definition of nursing practice published by the ANA is repre-
sentative of the scope of nursing practice as defined in most
states. During the last decade, many states have revised their
NPAs to reflect the growing autonomy of nursing, minimum
education requirements, certification requirements, and the
expanded roles and scope of practice of APRNs.
Licensure and Certification
Licensure. In the United States RN candidates must
pass the NCLEX-RN® examination administered by the
31. 9
CHAPTER 1 Professional Nursing
area of practice (AACN, 2006, 2011). In 2008, the APRN
Consensus Work Group and the National Council of State
Boards of Nursing APRN Advisory Committee developed the
Consensus Model for APRN Regulation: Licensure, Accredi-
tation, Certification and Education. The Consensus model
identified that the title of APRN is for nurses with advanced
graduate–level knowledge prepared in one of four roles: clini-
cal nurse specialist (CNS), nurse practitioner (NP), certified
nurse-midwife (CNM), and certified registered nurse anes-
thetist (CRNA). The educational preparation for the four
roles is in at least one of the following six populations: adult-
gerontology, pediatrics, neonatology, women’s health/gender
related, family/individual across life span, and psychiatric
mental health. APRNs function within their area of practice
to plan or improve the quality of nursing care for patients
and their families.
Clinical Nurse Specialist. The clinical nurse specialist
(CNS) is an APRN who is an expert clinician in a specialized
area of practice. The specialty may be identified by a popula-
tion (e.g., geriatrics), setting (e.g., critical care), disease spe-
cialty (e.g., diabetes), type of care (e.g., rehabilitation), or
type of problem (e.g., pain) (NACNS, 2016). The CNS prac-
tices in all health care settings.
Nurse Practitioner. The nurse practitioner (NP) is an
APRN who provides health care to a group of patients,usually
in an outpatient, ambulatory care, or community-based
setting. The major NP categories are acute care, adult, family,
pediatric, women’s, psychiatric mental health, and geriatric.
The NP provides comprehensive care, directly managing the
medical care of patients who are healthy or have chronic
conditions, and establishes a collaborative provider-patient
relationship, working with a specific group of patients or with
patients of all ages and health care needs.
Certified Nurse-Midwife. The certified nurse-midwife
(CNM) is an APRN who is educated in midwifery and is
certified by the American College of Nurse-Midwives. The
practice of nurse-midwifery involves providing independent
care for women during normal pregnancy, labor, and delivery
and care for the newborn. It includes providing some gyne-
cological services such as routine Papanicolaou (Pap) tests,
family planning, and treatment for minor vaginal infections.
Certified Registered Nurse Anesthetist. A certified regis-
tered nurse anesthetist (CRNA) is an APRN with advanced
education earned in a nurse anesthesia accredited program.
Nurse anesthetists provide surgical anesthesia under the
guidance and supervision of an anesthesiologist, who is a
physician with advanced knowledge of surgical anesthesia.
Nurse Educator. A nurse educator works primarily in
schools or programs of nursing, staff development depart-
ments of health care agencies, and patient education depart-
ments. They usually have a specific clinical, administrative, or
research specialty and advanced clinical and educational
experience. A faculty member in a school of nursing is
responsible for teaching current nursing practice, trends,
theory, and necessary skills in laboratories and clinical set-
tings to educate students to become professional nurses.
a critical factor in meeting the needs of individuals, families,
and communities (see Chapter 11).
Leader
Leaders are found in all areas of nursing and at all levels,
functioning in both formal and informal settings. As a leader,
you will work with others to create a vision and then make
decisions and take action to achieve this vision.You will assess
the situation, identify strategies using the best evidence, and
guide others toward the vision (Yoder-Wise, 2014). Your
behaviors and attitudes will impact those that you lead. As
a leader, you must inspire others. A good leader should have
the skills of self-awareness, self-management, social aware-
ness, and relationship management (Huber, 2014). Effective
leadership requires you to grow through ongoing personal
development and good communication skills. One strategy
to develop your leadership skills is to select a mentor who
models effective leadership. Your mentor can be your role
model, coach, and teacher (Yoder-Wise, 2014).
Manager
Today’s health care environment is fast paced and complex.
Nurse managers need to establish an environment for col-
laborative patient-centered care to provide safe, quality care
with positive patient outcomes. A manager coordinates the
activities of members of the nursing staff in delivering nursing
care and has personnel, policy, and budgetary responsibility
for a specific nursing unit or agency. The manager uses
appropriate leadership styles to create a nursing environment
for the patients and staff that reflects the mission and values
of the health care organization (see Chapter 13).
Career Development
Innovations in health care, expanding health care systems and
practice settings, and the increasing needs of patients have
created new nursing roles. Today most nurses practice in
hospital settings, community-based care, ambulatory care,
and nursing homes or extended care settings.
Nursing allows you to commit to lifelong learning and
career development to provide patients the state-of-the-art
care they need. Career roles are specific employment posi-
tions or paths. Because of increasing educational opportuni-
ties for nurses, the growth of nursing as a profession, and a
greater concern for job enrichment, the nursing profession
offers expanded roles and different kinds of career opportu-
nities. Your career path is limitless. You will probably switch
career roles more than once. Take advantage of the different
clinical practice and professional opportunities. These career
opportunities include APRNs, nurse educators, nurse admin-
istrators, and nurse researchers.
Advanced Practice Registered Nurse. The advanced
practice registered nurse (APRN) is the most independently
functioning nurse. An APRN has a master’s degree or Doctor
of Nursing Practice (DNP) degree in nursing; advanced
education in pathophysiology, pharmacology, and physical
assessment; and certification and expertise in a specialized
32. 10 UNIT 1 Concepts in Nursing
nurse researcher often works in an academic setting, hospital,
or independent professional or community service agency.
The preferred educational requirement is a doctoral degree,
with at least a master’s degree in nursing.
PROFESSIONAL NURSING ORGANIZATIONS
A professional organization deals with issues of concern to
individuals practicing in the profession. In North America
twomajorprofessionalnursingorganizationsaretheNational
League for Nursing (NLN) and the ANA. The NLN advances
excellence in nursing education to prepare nurses to meet the
needs of a diverse population in a changing health care
environment.
The purposes of the ANA are to improve standards of
health and the availability of health care, foster high standards
for nursing, and promote the professional development and
general and economic welfare of nurses. The ANA is part of
the International Council of Nurses (ICN). The objectives
of the ICN parallel those of the ANA: promoting national
associations of nurses, improving standards of nursing prac-
tice, seeking a higher status for nurses, and providing an
international power base for nurses. The ANA is active in
political, professional, and financial issues affecting health
care and the nursing profession. It is a strong lobbyist in
professional practice issues.
Nursing students may take part in organizations such as
the National Student Nurses’ Association (NSNA) in the
United States and the Canadian Student Nurses’ Association
(CSNA) in Canada. These organizations consider issues of
importance to nursing students such as career development
and preparation for licensing. The NSNA often cooperates in
activities and programs with the professional organizations.
Some professional organizations focus on specific areas
such as critical care, nursing administration, nursing research,
or nurse-midwifery. These organizations seek to improve the
standards of practice, expand nursing roles, and foster the
welfare of nurses within the specialty areas. In addition, pro-
fessional organizations present educational programs and
publish journals.
TRENDS IN NURSING
Nursing is a dynamic profession that grows and evolves as
society and lifestyles change, as health care priorities and
technologies change, and as nurses themselves change. The
current philosophies and definitions of nursing have a holis-
tic focus, which addresses the needs of the whole person in
all dimensions, in health and illness, and in interaction with
the family and community. Additionally, there is a definitive
focus on patient safety in all care settings.
Quality and Safety Education for Nurses
The Robert Wood Johnson Foundation sponsored the
Quality and Safety Education for Nurses (QSEN) initiative
to respond to reports about safety and quality patient care
by the Institute of Medicine (IOM) (QSEN Institute, 2014a).
Nurse educators in educational programs of nursing usually
have graduate degrees in nursing and additional education
such as a doctorate or an advanced degree in nursing,
education, or administration such as a Master of Business
Administration (MBA).
Nurse educators in staff development departments of
health care institutions provide educational programs for
nurses within their institutions. These programs include
orientation of new personnel, critical care nursing courses,
assisting with clinical skill competency, safety training,
instruction about new equipment or procedures, and partici-
pation in developing nursing policies and procedures.
The primary focus of the nurse educator in a patient edu-
cation department of an agency is to teach patients and their
families how to self-manage their illness or disability. These
nurse educators are usually specialized and certified such as
a Certified Diabetes Educator (CDE) or an ostomy care nurse
and see only a specific population of patients.
Nurse Administrator. A nurse administrator manages
patient care and the delivery of specific nursing services
within a health care agency. Nursing administration often
begins with positions such as the assistant nurse manager.
Experience and additional education sometimes lead to a
middle-management position such as nurse manager of a
specific patient care area or house supervisor or an upper-
management position such as assistant or associate director
or director of nursing services.
Nurse manager positions usually require at least a bacca-
laureate degree in nursing, and director and nurse executive
positions generally require a master’s degree. Chief nurse
executives and vice president positions in large health care
organizations often require preparation at the doctoral level.
Nurse administrators frequently have advanced degrees such
as Master of Nursing Administration, MBA, Master of Hos-
pitalAdministration (MHA),Master of Public Health (MPH),
or Master of Health Service Administration.
In today’s health care organizations directors may have
responsibility for more than nursing units or manage a par-
ticular service or product line such as medicine or cardiology.
Management of a service line often includes directing sup-
portive functions and the health care personnel within areas
such as medicine clinics, diagnostic departments, or outpa-
tient care settings.
Vice presidents of nursing or chief nurse executives often
have responsibilities for all clinical functions within a hospi-
tal. This may include all ancillary personnel who provide and
support patient care services. The nurse administrator needs
to be skilled in business and management and understand
all aspects of nursing and patient care. Functions of admin-
istrators include budgeting, staffing, strategic planning of
programs and services, employee evaluation, and employee
development.
Nurse Researcher. The nurse researcher investigates
problems to improve nursing care and further define and
expand the scope of nursing practice (see Chapter 7). The
33. 11
CHAPTER 1 Professional Nursing
method to document and manage patient health care infor-
mation (see Chapter 10). Computerized physician/provider
order entry (CPOE) is a critical patient safety initiative
(Houston, 2014). Additionally, the availability and use of
telehealth and telemedicine functions to provide health care
are increasing (NCSBN, 2016). Genomic information com-
bined with technology can improve health outcomes, quality,
and safety and reduce health care costs (McCormick and
Calzone, 2016). Technological innovations help family care-
givers monitor and manage home environments of older
adults, enable older adults to stay in their homes but stay
connected to their support systems, and help with decision
support and care coordination (Andruszkiewicz and Fike,
2015–2016). Younger nurses entering the workforce today
have a high aptitude for technology. When surveyed, these
nurses indicated that they would like to receive their health
care through mobile devices and telehealth (NCSBN, 2016).
Genomics
Genetics is the study of inheritance, or the way traits are
passed down from one generation to another. Genes carry
the instructions for making proteins, which direct the activi-
ties of cells and functions of the body that influence traits
such as hair and eye color. Genomics is the study of all the
genes in a person and interactions of these genes with one
another and with that person’s environment (McCormick
and Calzone, 2016). Using genomic information allows
QSEN addresses the challenge to prepare nurses with the
competencies needed to continuously improve the quality
of care in their work environments (Table 1.1). The QSEN
initiative encompasses the competencies of patient-centered
care, teamwork and collaboration, evidence-based practice,
quality improvement, safety, and informatics (QSEN Insti-
tute, 2014a). For each competency there are targeted knowl-
edge, skills, and attitudes (KSAs). Different KSAs apply
for nursing students in prelicensure as well as graduate
nursing programs (QSEN Institute, 2014b; Sherwood and
Zomorodi, 2014).
As you gain experience in clinical practice, you encounter
situations in which your education helps you to make a dif-
ference in improving patient care. Whether that difference in
care is to provide evidence for implementing care at the
bedside, identify a safety issue, or study patient data to iden-
tify trends in outcomes, each of these situations requires com-
petence in patient-centered care, safety, or informatics.
Emerging Technologies
As a nurse you will be affected by emerging technologies
found in today’s health care environment. These technologies
have the potential to change nursing practice. New technolo-
gies provide more accurate, noninvasive assessment tools;
help you to implement evidence-based practices; collect and
trend patient outcome data; and use clinical decision support
systems. The electronic health record (EHR) is an efficient
TABLE 1.1 QUALITY AND SAFETY EDUCATION FOR NURSES
COMPETENCY DEFINITION WITH EXAMPLES
Patient-centered care Recognize the patient or designee as the source of control and full partner in providing
compassionate and coordinated care based on respect for patient’s preferences, values, and
needs. Examples: Involve family and friends in care. Elicit patient’s values and preferences.
Provide care with respect for diversity of the human experience.
Teamwork and collaboration Function effectively within nursing and interprofessional teams, fostering open
communication, mutual respect, and shared decision making to achieve quality patient care.
Examples: Recognize the contributions of other health team members and patient’s family
members. Discuss effective strategies for communicating and resolving conflict. Participate
in designing methods to support effective teamwork.
Evidence-based practice Integrate best current evidence with clinical expertise and patient and/or family preferences
and values for delivery of optimal health care. Examples: Demonstrate knowledge of basic
scientific methods. Appreciate strengths and weaknesses of scientific bases for practice.
Appreciate the importance of regularly reading relevant journals.
Quality improvement Use data to monitor the outcomes of care processes, and use improvement methods to
design and test changes to continuously improve the quality and safety of health care
systems. Examples: Use tools such as flow charts and diagrams to make process of care
explicit. Appreciate how unwanted variation in outcomes affects care. Identify gaps between
local and best practices.
Safety Minimize risk of harm to patients and providers through both system effectiveness and
individual performance. Examples: Examine human factors, basic safety design principles,
and commonly used unsafe practices. Value own role in preventing errors.
Informatics Use information and technology to communicate, manage knowledge, mitigate error, and
support decision making. Examples: Navigate an electronic health record. Protect
confidentiality of protected health information in electronic health records.
Adapted from QSEN Institute: Pre-licensure KSAs, 2014, http://qsen.org/competencies/pre-licensure-ksas/.
34. 12 UNIT 1 Concepts in Nursing
health care providers to determine how genomic changes
contribute to patient conditions and influence treatment
decisions such as assessment and symptom management
and titration of medications based on a patient’s response
(McCormick and Calzone, 2016). For example, when a family
member has colon cancer before the age of 50, it is likely that
other family members are at risk for developing this cancer.
Knowing this information is important for family members
who may need a colonoscopy before age 50 and repeat colo-
noscopies more often than patients who are not at risk. In this
case nurses play an essential role in identifying a patient’s risk
factors through assessment and counseling patients about
what this genomic finding means to them personally and
to their family. Nurses need to increase their knowledge of
genomics in order to provide effective, individualized genetic
and genomic information and resources to their patients
(Sharoff, 2016).
Public Perception of Nursing
Nursing is a crucial health care profession. As frontline
health care providers, nurses practice in all health care set-
tings and constitute the largest number of health care pro-
fessionals. They provide skilled, specialized, knowledgeable
care; improve the health status of the public; and ensure
safe, effective quality care (ANA, 2015b). The Gallup survey
continues to find that survey participants ranked nurses
highest among professionals for honesty and ethics (Advisory
Board, 2015).
Consumers of health care are more informed than ever,
and with the Internet consumers have access to more health
care and treatment information. This information affects the
perception the public has of nursing. For example, the media
frequently highlights incidents of preventable medical errors
such as medication and surgical errors. Publications such as
To Err Is Human (IOM, 2000) describe strategies for govern-
ment, health care providers, industry, and consumers to
reducepreventablemedicalerrors.Whenyoucareforpatients,
realize how your approach to care influences public opinion.
Always act in a competent professional manner.
Effect of Nursing on Politics and Health Policy
Involvement of nurses in politics is receiving greater empha-
sis in nursing curricula, professional organizations, and
health care settings. Professional nursing organizations at
both the national and the state level employ lobbyists to urge
U.S. Congress and state legislatures to improve the quality of
health care (Mason et al., 2016).
You can influence policy decisions at all governmental
levels. One way to get involved is by participating in local and
national efforts (Mason et al., 2016). This involvement is
critical in exerting nurses’ influence early in the political
process. The future is bright when nurses become serious
students of social needs, activists in influencing policy to
meet those needs, and generous contributors of time and
money to nursing organizations and candidates who support
efforts to improve access to and quality of health care (Mason
et al., 2016).
K E Y P O I N T S
• A profession possesses the characteristics of extended edu-
cation, theory, service, autonomy, and a code of ethics.
• The essential components of professional nursing are care,
cure, and coordination.
• During your education begin to develop professionalism
through an ongoing understanding of what denotes
appropriate appearance and behaviors, ethical practices
(including those associated with social media), and stan-
dards of practice.
• Nursing standards of care offer evidence-based guidelines
for nurses to provide and evaluate care.
• State or provincial boards of nursing regulate the scope of
nursing practice and protect the public health, safety, and
welfare with its established Nurse Practice Act.
• Nursing responds to the health care needs of society,
which are influenced by economic, social, and cultural
variables of a specific era.
• Changes in society such as increased technology, new
demographic patterns, consumerism, health promotion,
and the women’s and human rights movements lead to
changes in nursing.
• Nursing definitions reflect the practice of nursing by iden-
tifying the domain of nursing practice and guiding
research, practice, and education.
R E F L E C T I V E L E A R N I N G
• Reviewing the history of nursing, discuss a key influence
or event that you feel impacted the advancement of the
nursing profession.
• Consider your clinical day and discuss the nursing roles
you functioned in today. Was there anything that you
would do differently or improve?
• Thinking back on your clinical day, which QSEN compe-
tency knowledge, skills, or attitudes did you use while
providing care today?
R E V I E W Q U E S T I O N S
1. You are preparing a presentation for your nursing course
on the topic of professional standards of care.Which state-
ments best describe professional standards of care? (Select
all that apply.)
1. Describe a competent level of behavior in the profes-
sional role
2. Protect the patient’s confidentiality
3. Are based on scientific research
4. Provide the foundation for decision making for nurses
5. Define the principles of right and wrong to provide
patient care
35. 13
CHAPTER 1 Professional Nursing
4. The nurse is preparing a presentation on the nursing pro-
fession and factors that are creating impact. Which are key
factors impacting professional nursing today that should
be included in the presentation? (Select all that apply.)
1. Increasing prevalence of workplace violence
2. Increased need for knowledge on emergency
preparedness
3. The rising rate of the medically underserved
population
4. Shift of the population from urban settings to rural
areas
5. Increased number of nurses reaching retirement age
5. A nurse has responsibility for the nursing budget, develops
strategic programs, and oversees staffing for all clinical
departments in a hospital. The nurse is practicing in which
nursing role?
1. Nurse manager
2. Nurse administrator
3. Nurse educator
4. Nurse researcher
Additional Review Questions, as well as rationales for all Review
Questions, can be found on the Evolve website.
2. The nurse is providing a patient and caregiver information
about the low-sodium diet ordered by the health care pro-
vider. The nurse uses teach-back to determine the patient’s
understanding of the diet.Which professional nursing role
is demonstrated by the nurse?
1. Manager
2. Educator
3. Researcher
4. Caregiver
3. The nurse participates in a team care conference for a
patient. The nurse listens to the registered dietitian and
physical and occupational therapists detail the plan for the
patient. The nurse then describes the patient’s concerns
about walking to the group. This is an example of which
QSEN competency?
1. Patient-centered care
2. Safety
3. Teamwork and collaboration
4. Evidence-based practice
1.
1,
3,
4;
2.
2;
3.
3;
4.
1,
2,
3,
5;
5.
2.
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37. 15
C H A P T E R
2
Health and Wellness
MEDIA RESOURCES
http://evolve.elsevier.com/Potter/essentials
• Audio Glossary • QSEN Activity and Review Questions Answers
O B J E C T I V E S
• Discuss the health belief, health promotion, basic human
needs, and holistic health models of health and illness
and their relationship to patients’ attitudes toward health
and health practices.
• Describe the variables influencing health beliefs, health
practices, and illness behaviors.
• Describe health promotion and illness prevention
activities.
• Compare and contrast the three levels of prevention.
• Explain how different types of risk factors affect a
person’s health.
• Describe a nurse’s role in helping patients modify their
health risks and change their health behaviors.
• Describe variables that influence illness behavior.
• Explain how illness affects a patient and family.
• Discuss the nurse’s role in caring for people,
communities, and populations in various states of health
and illness.
K E Y T E R M S
acute illness, p. 24
chronic illness, p. 24
health, p. 15
health belief model, p. 16
health beliefs, p. 16
health education, p. 20
health promotion, p. 17
health promotion model, p. 16
holistic health, p. 19
illness, p. 24
illness behavior, p. 24
illness prevention, p. 20
Maslow’s hierarchy of needs, p. 17
primary prevention, p. 20
risk factor, p. 21
secondary prevention, p. 21
tertiary prevention, p. 21
Nurses play a key role in helping individuals, families,
communities, and populations become or remain
healthy. Nurses are considered to be health experts because
they are caregivers, advocates, and educators. Health infor-
mation is readily available through electronic and print
media. However, people often have difficulty determining
which information is accurate and helpful. Because health
information is so readily available now and because of your
expertise in health, your patients, family, and friends will
frequently ask you questions about how to use this informa-
tion to become healthier. If you can help a person remain
well, you can reduce how frequently that person accesses
health care, which reduces health care costs. Thus it is very
important for nurses to help patients make changes to
improve their health and wellness.
DEFINITION OF HEALTH
The World Health Organization (WHO) defines health as a
“state of complete physical, mental and social well-being and
not merely the absence of disease or infirmity” (1947, 2017).
Every person has a different definition of health (Pender,
et al., 2011). A person who is free from disease is not neces-
sarily healthy (Pender, 1996). Health is a state of being influ-
enced by a person’s values, personality, and lifestyle. For many
people, health is defined by the circumstances surrounding
38. 16 UNIT 1 Concepts in Nursing
good or bad experiences, or reality or false expectations.
Health beliefs influence health behavior and positively or
negatively affect a patient’s level of health. Nurses use a variety
of health models to understand patients’ beliefs, attitudes,
and values about health and illness to provide effective health
care. They also allow you to understand and predict patients’
health behavior.
Health Belief Model
The health belief model (Fig. 2.1) addresses the relationship
between a person’s beliefs and behaviors (Rosenstoch, 1974;
Becker and Maiman, 1975). It helps you understand and
predict how patients will behave in relation to their health
and how successful they will be in following suggested therapy
or illness management plans. Positive health behaviors are
activities related to maintaining,attaining,or regaining health
and preventing illness. Common positive health behaviors
include getting immunizations, using prescribed and over-
the-counter medications properly, maintaining proper sleep
patterns, exercising regularly, and eating healthy foods.
Implementing positive health behaviors depends on an indi-
vidual’s awareness of how to live a healthy life and the ability
and willingness to carry out these behaviors. Negative health
behaviors include activities that are harmful such as smoking,
abusing drugs or alcohol, adopting a sedentary lifestyle, and
refusing to take necessary medications.
The first component of the health belief model involves
an individual’s perception of susceptibility to an illness. The
second component is a patient’s perception of the seriousness
of that illness. Demographic and sociopsychological vari-
ables, perceived threats of an illness, and cues to action (e.g.,
mass media campaigns and advice from family, friends, and
medical professionals) influence and modify this perception.
The third component, the likelihood that a patient will take
preventive action, results from a patient’s perception of the
benefits of and barriers to taking action. Preventive actions
include lifestyle changes, increased participation in recom-
mended medical therapies, and a search for medical advice
or treatment. For example, to apply the health belief model
when caring for a patient like Charlie who has a risk for coro-
nary artery disease (CAD), Charlie first needs to recognize that
family history increases the chances of developing CAD. He
needs to believe that CAD is serious to change existing behaviors
and implement healthy changes such as following a low-fat diet
and increasing exercise to reduce the risk for CAD.
The health belief model helps you understand patients’
perceptions, beliefs, and behavior and plan care that will most
effectively help patients maintain or restore health and
prevent illness. Understand that each patient’s view of health
and wellness and individual belief systems influence the
ability to make lasting changes in health status. Do not make
judgments when you encounter views and beliefs that differ
from your own.
Health Promotion Model
The health promotion model (Fig. 2.2) (Pender, 1982, 1996;
Pender et al., 2011) defines health as a positive, dynamic state,
their life rather than their physical condition (Pender et al.,
2011). Nurses individualize nursing care by considering the
whole person and the environment to help patients reach
their health goals.Individual perceptions of health are affected
by a person’s health beliefs and change as a person ages. For
example, the definition of health for older people is often
affected by the ability to function independently, the presence
of or management of symptoms, acceptance of current health
status, being connected to others, and having energy (Song
and Kong, 2015).
MODELS OF HEALTH AND ILLNESS
Models help you understand complex ideas such as health
and illness. Thus you use models to understand the relation-
ships between health and illness and your patients’ attitudes
toward health and health practices. Health beliefs influence
health practices. Health beliefs are a person’s ideas, opinions,
and attitudes about health and illness. They are sometimes
based on facts or misinformation, common sense or myths,
Charlie is a 56-year-old retired Navy officer who was recently
diagnosed with hyperlipidemia (high cholesterol) and hyper-
tension. Knowing that he has a family history of cardiac
disease, Charlie has always tried to eat the right foods and
exercise, but since retiring he has had difficulty consistently
making healthy food choices and exercising regularly.
Charlie’s doctor told him he needs to lose 30 lb. Charlie has
difficulty exercising daily. His wife still works full time, and
they often eat out during the week because of her busy
schedule.
Charlie comes to the clinic today for a routine visit after
starting on medication to reduce his cholesterol. Liz, the
cardiac nurse educator, is working with Charlie. Charlie’s total
cholesterol level has decreased since starting his medication,
but his triglycerides are still high. His blood pressure is also
still running on the high side of normal. Liz plans to help
Charlie increase his exercise and improve his eating habits
to help him develop a healthier lifestyle and reduce his risk
for cardiovascular disease. She plans to assess his under-
standing of his cardiac risk factors and lifestyle choices and
evaluate his readiness to make behavior changes to help him
better manage his health.
CASE STUDY Charlie
39. 17
CHAPTER 2 Health and Wellness
(Fig. 2.3). According to Maslow, individuals have to meet
lower level needs before they are able to satisfy higher level
needs. As people meet the needs of one level, they move up
to the next level. Unmet needs motivate human behavior.
A person needs to meet basic physiological needs such as
oxygen, water, food, sleep, and shelter before progressing to
higher level needs. When basic needs are not met, an affected
person feels sick or irritated or experiences pain or discom-
fort. These feelings motivate an individual to satisfy the need
(Maslow, 1970, 1987). The second level on the hierarchy of
needs consists of safety and security needs, which include
establishing stability and consistency. These psychological
needs include the security of a home and a family. For
example, a woman in an abusive relationship is unable to
move to the next level of love and belongingness because she
is constantly concerned for her safety. The third level on the
hierarchy, love and belongingness, is a desire to belong to
groups. It consists of the need to feel love by others and to be
accepted. The fourth level deals with the need for self-esteem.
Self-esteem results from mastery of a task and includes the
recognition gained from others. The highest level of needs on
the hierarchy is self-actualization, which is the desire to
become everything that one is capable of becoming. Indi-
viduals at this level are concerned with maximizing their
potential.
Maslow (1970) expanded his model to include cognitive,
aesthetic, and transcendence needs to incorporate needs
not merely the absence of disease. The model is a framework
that integrates the perspectives of nursing with behavioral
science and factors that influence health behaviors. You use it
with individuals, not communities.
Health promotion is behavior motivated by the desire to
increase well-being and actualize human health potential,
whereas health protection is behavior motivated by a desire
to avoid illness, detect it early, or maintain function within
the constraints of an illness (Pender et al., 2011). This model
describes the multidimensional nature of people as they
interact within their environment to pursue health (Pender
et al., 2011). The model focuses on three areas:
1. Individual characteristics and experiences
2. Behavior-specific cognitions and affect
3. Behavioral outcomes
It also organizes cues into a pattern to explain the likelihood
of a patient developing health promotion behaviors (Pender
et al., 2011). You can use this model to help your patients
carry out healthy behaviors in their daily lives.
Basic Human Needs Model
Maslow’s hierarchy of needs (Maslow, 1954) helps you
understand an individual’s motivation to achieve optimal
health. This model explains the basic needs of patients and
families, their behaviors, and their readiness to take part in
health activities. Maslow’s original model describes human
needs using a hierarchical pyramid divided into five levels
Individual perceptions Modifying factors Likelihood of action
Demographic variables
(e.g., age, sex, race,
ethnicity)
Sociopsychological
variables (e.g., personality,
social class, peer and
reference group pressure)
Mass media campaigns
Advice from others
Reminder postcard from physician or dentist
Illness of family member or friend
Newspaper or magazine article
Cues to action
Perceived susceptibility to
disease X
Perceived seriousness
(severity) of disease X
Perceived benefits of
preventive action
Perceived barriers to
preventive action
minus
Likelihood of taking
recommended
preventive health
action
Perceived threat of
disease X
FIG 2.1 Health belief model. (Data from Becker MH, Maiman LA: Sociobehavioral determinants
of compliance with health and medical care recommendations, Med Care 13[1]:10, 1975.)
41. 19
CHAPTER 2 Health and Wellness
VARIABLES INFLUENCING HEALTH BELIEFS
AND HEALTH PRACTICES
Peoples’ beliefs about their own health, their health prac-
tices, and the manner in which they care for themselves
ultimately influence their health status. Health beliefs are
a person’s ideas and attitudes about health (Tovar and Clark,
2015). These beliefs often directly influence health practices
whether there is evidence to support them or not. Health
practices are activities that individuals perform to care for
themselves (Schofield et al., 2016). They include activities
of daily living such as bathing and brushing teeth and
formal activities such as taking medications and visiting
the health care provider for routine checkups. Today health
care focuses on the role of patients and their responsibility
for self-care. The ability to care for oneself is as important
for healthy living as managing a complex medical regimen
for a chronic illness. Many variables influence patients’
health beliefs, health practices, and self-care. Internal and
external variables influence how a person thinks, acts, and
will deal with an illness. Consider the effect of these internal
and external variables and incorporate appropriate interven-
tions based on a person’s unique characteristics when you
deliver nursing care.
Internal Variables
Developmental Stage. Our concept of illness depends
on our developmental stage (see Chapter 23). Knowledge of
the stages of growth and development help you predict your
patient’s response to an actual illness or the threat of future
illness. Your educational interventions need to be age appro-
priate as well as developmentally appropriate to be effective.
For example, you use different techniques to teach healthy
diet choices to a child versus an adult. You also use different
techniques for people whose developmental age differs from
their chronological age.
Intellectual Background. A person’s beliefs about
health are shaped in part by knowledge (or misinformation)
about body functions and illnesses, educational background,
and past experiences. Cognitive abilities shape the way a
person thinks, including the ability to understand factors
involved in illness and apply knowledge of health and illness
to personal health practices.
Emotional Factors. A person’s degree of anxiety or
stress influences health beliefs and practices. How people
handle stress throughout each phase of life influences their
personal reaction to illness. A person who generally is very
calm may have little emotional response during illness,
whereas a person normally unable to cope with stress may
overreact to illness or deny the presence of symptoms and
does not take therapeutic action (see Chapter 26).
Spiritual Factors. Spirituality is a cultural factor
reflected in how a person lives his or her life including the
values and beliefs exercised, the relationships established with
changing his eating habits to reduce his cholesterol. While inter-
viewing Charlie,Liz determines that Charlie has low self-esteem.
Liz implements interventions to enhance Charlie’s self-esteem
to help him realize he needs to change his eating behaviors.
The requirements to satisfy the needs of each level of the
hierarchy vary from person to person. Therefore you need to
thoroughly assess the individual needs of each patient. For
example, in caring for patients with psychological issues such
as depression or risk for suicide, safety and security needs are
a priority. As a nurse, you need to provide all patients with
physical and psychological safety (Bracken et al., 2015).
Holistic Health Model
A person’s health is affected by the relationship between the
body, mind, and spirit. Thus nurses and all members of the
health care team need to take a holistic view of health by
considering the dynamic interaction between the emotional,
spiritual, social, cultural, and physical aspects of an individ-
ual’s wellness (Chapa et al., 2014). Holistic health views a
person as a biopsychosocial and spiritual being (Edelman
et al., 2014). The intent of the holistic health model is to
empower patients to engage in their own recovery and
assume some responsibility for health maintenance (Edelman
et al., 2014).
The holistic health model includes a variety of techniques
recognizing that personal health choices powerfully affect an
individual’s health. Some of the most widely used holistic
interventions include aromatherapy, biofeedback, breathing
exercises, and guided imagery (see Chapter 19). Most holistic
therapies are easy to learn and apply to almost any setting and
all stages of health and illness. For example, you use reminis-
cence to help relieve anxiety in an older patient dealing with
memory loss or meditation with a patient dealing with the
difficult side effects of chemotherapy. You help patients
recognize the many options available and help them make
choices to enhance health.
HEALTHY PEOPLE DOCUMENTS
Forthepast30years,HealthyPeoplehasestablishedevidenced-
based objectives to (1) achieve high-quality, longer lives free
of disease, disability, injury, and premature death; (2) elimi-
nate health disparities; (3) create social and physical environ-
ments that promote health for all people; and (4) promote
quality of life, healthy development, and healthy behaviors
across the life span (Healthy People 2020, 2017). The objec-
tives are updated every 10 years to meet a wide range of health
needs, encourage collaboration in communities, help indi-
viduals make informed health decisions, and measure the
impact of prevention activities.
Healthy People 2020 includes 26 leading health indicators
divided among 12 topic areas to provide a way to assess the
health of people in the United States in key areas; encourage
collaboration across diverse groups; and motivate action for
individuals, communities, and the nation (Healthy People
2020, 2017). The goal is to achieve or make improvements for
each objective by 2020.
42. 20 UNIT 1 Concepts in Nursing
legislation, and policy, to help individuals, groups, and com-
munities increase control over and improve their health. It
also focuses on improving quality of life, reducing premature
death, and reducing costs of medical treatment through its
focus on prevention.
Health promotion policies or legislation affect all people
in a community, state, or country even if the people affected
by the policies or laws are not aware of them. For example,
bars in a county are required by law to ban smoking to reduce
exposure to secondhand smoke. Other health promotion
strategies require individuals, groups, or communities to
engage in and adopt specific health behaviors. For example,
smoking cessation programs require patients to be actively
involved in improving their present and future levels of well-
ness while decreasing their risk for disease.
Health promotion, health education, and illness preven-
tion help patients maintain and improve their health,decrease
the incidence of illness, and minimize the effects of illness or
disability. Health promotion activities such as routine exer-
cise and good nutrition help patients maintain or enhance
their present levels of health and reduce their risks for devel-
oping certain diseases. Health education teaches people how
to care for themselves in a healthy way and includes topics
such as physical awareness, stress management, and self-
responsibility (Box 2.1). Illness prevention protects patients
from actual or potential threats to health, such as obtaining
immunizations. Health promotion, health education, and
illness prevention are closely related and sometimes overlap.
All are focused on the future; the differences between them
involve motivations and goals. Health promotion activities
motivate people to reach more stable levels of health. Health
education helps patients achieve new understanding and
control of their lives. Illness prevention activities help people
avoid declines in health or functional level.
Illnesses, particularly chronic illnesses, increase the cost of
health care. Improving self-management and providing pre-
ventive services reduce health care needs and costs. Therefore
you need to educate your patients about improving their
ability to improve and manage their health. You do this by
helping them recognize the effects their choices have on their
health. In the case study, Liz determines Charlie needs more
health education. Liz teaches him the importance of diet and
exercise to manage his cholesterol and prevent long-term com-
plications. She works with Charlie and his wife to develop heart-
healthy food choices.
Three Levels of Prevention
There are three levels of prevention in public health and
health promotion. As a nurse, you will provide care in all
three levels.
Primary prevention is true prevention. Its goal is to
reduce the incidence of disease (Edelman et al., 2014;
Stanhope and Lancaster, 2016). Many primary prevention
activities (e.g., federally funded immunization programs,
water treatment) are supported by the government. You
provide primary prevention when you provide interventions
such as health education to reduce the risk of developing
family and friends, and the ability to find hope and meaning
in life. Spiritual health often provides motivation to engage
in health-promoting activities and enhances mental and
physical health during times of illness (Conway-Phillips and
Janusek, 2014; Jim et al., 2015; Salsman et al., 2015).You need
to understand patients’ spiritual beliefs to incorporate them
effectively in nursing care (see Chapter 22).
External Variables
Culture broadly reflects the whole of human behavior,includ-
ing ideas, beliefs, and values about health and illness; ways of
relating to one another; language and manners of speaking;
and work and lifestyle practices (Ball et al., 2015). A variety
of cultural factors influence a patient’s health beliefs and
practices.
Family Role and Practices. The roles and organization
of a family defines the relationship of insiders and outsiders
and includes concepts related to family goals and priorities
and how each member defines health and illness and values
preventive health practices (Chapter 21). There is usually a
person in the family responsible for health-related decisions
For example, parental health beliefs, attitudes, perceptions,
and misperceptions have a direct effect on a family’s health
practices. The family’s socioeconomic status, family struc-
ture, and parental practices also affect a family’s health
(Adamo and Brett, 2014). A person raised in a family that
believes in the importance of preventive care such as dental
checkups twice a year is more likely to continue those
health practices as an adult, whereas parents who have mis-
conceptions and unhealthy perceptions about diet quality
often contribute to eating habits that lead to obesity (Adamo
and Brett, 2014).
Socioeconomic Factors. Socioeconomic factors are
social determinants of health that increase the risk for illness
and influence how a person defines and reacts to illness (see
Chapter 21). Socioeconomic variables also determine how
and where patients access medical care and receive treatment,
how they pay for their health care, and the potential reim-
bursement to the health care agency or patient (Lessard et al.,
2016). Poor access to health care is one social determinant of
health that contributes to health disparities. Economic vari-
ables affect a patient’s level of health by increasing the risk for
disease and influencing how or at what point the patient
enters the health care system. In addition, economic status
affects a person’s participation in treatment to maintain or
improve health (Hefei et al., 2015). A person who has high
utility bills, a large family, and a low income may give a higher
priority to food and shelter than to prescribed drugs or treat-
ment or foods for special diets.
HEALTH PROMOTION, WELLNESS,
AND ILLNESS PREVENTION
Health promotion is a key component of public health and
uses a variety of strategies, such as health education,
43. 21
CHAPTER 2 Health and Wellness
with an unknown diagnosis of tuberculosis. Screening activi-
ties may lead to primary prevention interventions such as
providing health teaching. Secondary prevention for Charlie
involves having him come to the clinic every year to have his
fasting blood sugar and lipid blood levels drawn.
Tertiary prevention focuses on reducing complications of
long-term disease and disabilities through treatment and
rehabilitation (Edelman et al., 2014; Stanhope and Lancaster,
2016). It involves preventing further disability or reduced
functioning. Tertiary prevention helps patients achieve as
high a level of functioning as possible, despite limitations
caused by illness or impairment. For example, you provide
tertiary prevention when you help patients who have had a
stroke adapt to their impaired mobility so that they can walk
and prepare meals again.
Risk Factors
A risk factor is any attribute, quality, trait, or environmental
condition that increases vulnerability of an individual, com-
munity, or population to an illness or accident. Risk factors
do not cause diseases or accidents, but they increase the
chance that an individual, community, or population will
experience a particular disease or accident. You assess for risk
factors to identify a patient’s health status. A person’s knowl-
edge of risk factors sometimes influences health beliefs and
practices. People can modify some risk factors such as dietary
choices, whereas other risk factors such as genetics or age are
nonmodifiable.
Nonmodifiable Risk Factors. Nonmodifiable risk
factors such as age,gender,genetics,and family history cannot
be changed. Use your knowledge of nonmodifiable risk
factors to provide secondary prevention. Age increases sus-
ceptibility to certain illnesses and accidents. For example,
children are at risk for accidental deaths due to drowning.
Theriskforheartdisease,diabetes,andmanycancersincreases
with age for both genders. Box 2.2 discusses ways to support
health promotion in older adults.
A person’s gender sometimes is a risk factor for disease or
accidents. For example, the risk for asthma is higher in boys
than girls. However, by the age of 20, the number of men and
women who have asthma is about equal, and by age 40, more
women have asthma. Men have a higher risk for cardiovascu-
lar disease (CVD) than premenopausal women. However,
after menopause, the risk for CVD is similar between men
and women.
An individual’s family history and genetics are also risk
factors for some illnesses. Breast, ovarian, and colon cancer
appear to have a genetic link. A person with a family history
of diabetes or CVD has a higher risk of developing these
diseases. Sometimes it is difficult to determine if the family
link to illness is related to genetics, lifestyle choices, or envi-
ronmental exposure, or a combination of these factors. For
example, you are caring for a female patient with obesity who
develops high blood pressure. Her parents have high blood
pressure, and her husband smokes. It is challenging for
you to determine which risk factor—lifestyle, genetics, or
type 2 diabetes. Other examples of primary prevention
include ensuring communities have safe water sources,imple-
menting bloodborne pathogen regulations, and inspecting
restaurants to ensure safe food handling (Stanhope and
Lancaster, 2016). For Charlie, primary prevention means
reducing his cholesterol through diet and exercise to prevent the
development of cardiac disease.
Secondary prevention focuses on preventing the spread
of disease, illness, or infection once it occurs (Edelman et al.,
2014; Stanhope and Lancaster, 2016). Nurses who practice
secondary prevention identify and treat people who have new
cases of a disease or identify people who have been exposed
to a disease but do not have the disease yet. Examples of
secondary prevention activities include health screenings and
contacting health care employees after exposure to a patient
Reducing Cardiac Risk
Because she knows that couples with a posi-
tive relationship often experience better health,
Liz decides to focus her teaching on reducing
the risk of developing cardiac disease with
Charlie and his wife.
OUTCOME
• By the end of the visit, Charlie will develop a plan to reduce
his cardiac risk factors that is supported by his wife.
TEACHING STRATEGIES
• Make sure that Charlie and his wife understand his risk for
cardiac disease.
• Ensure that Charlie understands how risk-reduction strate-
gies such as exercise can improve his health (Resnick
et al., 2014).
• Provide education to Charlie and his wife about risk factor
reduction such as a low-fat diet, regular aerobic exercise,
and taking medications as prescribed (Sher et al., 2014).
• Allow time for Charlie and his wife to discuss any
challenges they experience with communication or their
relationship (Sher et al., 2014).
• Work with the couple to help Charlie set achievable and
realistic goals for change (Sher et al., 2014).
• Help Charlie and his wife develop problem-solving skills
together. Give them problems to solve, such as medication
adjustment when Charlie becomes ill or adaptation of diet
when a favorite food is not available.
• Identify community resources available to Charlie (e.g.,
walking track, fitness facilities).
EVALUATION
• Use the principles of teach-back to evaluate the couple’s
learning.
• “Tell me what changes in your diet the two of you can
use to help reduce Charlie’s risk for heart disease.”
• “Describe how Charlie can increase his activity level.”
• “Tell me how you will work together to make behavioral
and relationship changes to help Charlie improve his
health.”
BOX 2.1 PATIENT TEACHING
44. 22 UNIT 1 Concepts in Nursing
to obesity will most likely experience the effects of obesity
later in life. Patients of all ages are vulnerable to the influences
of unhealthy lifestyle patterns. You can influence the choices
your patients make to prevent or change unhealthy behaviors
and promote healthy lifestyle patterns. Therefore you need to
understand the relationship between growth and develop-
ment, lifestyle behaviors, and your patients’ health status. Use
developmentally appropriate evidence-based interventions
when teaching about wellness-promoting lifestyle behaviors
(Box 2.3).
Environment. The environment is affected by physical,
chemical, biological, social, and psychosocial factors. Our
environment includes the physical space in which we live;
the air, water, soil, and food that is all around us; and the
environmental toxins—caused her condition, or if all factors
were involved.
Modifiable Risk Factors. Some risk factors such as life-
style practices and health-related behaviors can be modified.
Although some practices can positively affect health, practices
with potential negative effects are risk factors. Examples of
modifiable risk factors include overeating or poor nutrition,
insufficient rest and sleep, and poor personal hygiene. Other
habits that put a person at risk for illness include tobacco use,
alcohol or drug abuse, and activities involving a threat of
injury such as drinking alcohol or texting while driving. Some
habits are risk factors for specific diseases. For example, exces-
sive sunbathing increases the risk for skin cancer, and being
overweight increases the risk for CVD. Examples of modifi-
able behavioral risk factors that are leading causes of mortal-
ity in the United States include tobacco use, obesity, lack of
physical activity, poor control of blood pressure, high choles-
terol, and not being immunized for influenza (Johnson et al.,
2014). Modifiable risk factors especially for people who are
10 to 24 years of age include behaviors that lead to uninten-
tional injuries (e.g., texting while driving, bullying); use of
tobacco, alcohol, and other drugs; sexual behaviors leading to
unintended pregnancy and sexually transmitted infections;
unhealthy diet choices; and physical inactivity (Kann et al.,
2016). Current evidence emphasizes the need for preventive
care and shows the effect that lifestyle choices have on our
health care system, our economy, and our communities.
Lifestyle behavior choices affect people throughout their
life. For example, a teenager whose nutritional choices lead
Importance of Health Promotion
• Because individuals are living longer, health promotion
activities are important to help maintain function and inde-
pendence and improve quality of life.
• Partner with appropriate community partners (e.g.,
churches, agencies that address health inequities) and
ensure people providing the education represent the char-
acteristics and/or ethnicity of the participants (Boutaugh
et al., 2015).
• Focus on self-care abilities and practices that foster health
while aging and living with a chronic illness (Boutaugh
et al., 2015).
• Emphasize the need to engage in physical and social activ-
ity (Resnick et al., 2014).
• Monitor older adults, especially those 75 years of age and
older, for high blood pressure, obesity, and diabetes
(Resnick et al., 2014).
• Promote self-care activities that maintain and improve
functional status including management of chronic ill-
nesses (Boutaugh et al., 2015).
• Ensure health promotion interventions are individualized
(Resnick et al., 2014). For example, use the stages of
behavior change model (see Table 2.1) to identify older
adults who are open to participating in health promotion
activities.
BOX 2.2 CARE OF THE OLDER ADULT
PICO Question: Are individualized developmentally
appropriate health promotion interventions effective in
increasing patients’ activity levels?
SUMMARY OF EVIDENCE
Being physically active is important in preventing many health
issues such as obesity, cardiovascular disease, cancer, and
type 2 diabetes. Many people of all ages do not participate
in regular physical activity. Nurses are in key positions to
provide health education to patients, families, and communi-
ties to promote physical activity. Walking is an activity that
people of all ages can usually do and is effective in helping
people lose weight or maintain a healthy weight (Adams
et al., 2015; Yan et al., 2015). Current evidence shows that
effective health promotion interventions are individualized
and take a patient’s age and developmental level into consid-
eration. Interventions that are effective with younger people
are not typically effective with older adults. When high
school–age and college-age patients receive positive, indi-
vidualized text messages regularly that encourage exercise
such as walking and address barriers, goal-setting, motiva-
tion, and connection with others, the messages are fre-
quently effective in helping patients increase the number of
steps they take every day and engage in regular physical
activity (Yan et al., 2015; Thompson et al., 2016). Commu-
nity-based groups that encourage walking and exercise are
often effective in helping middle-aged and elderly patients
increase their physical activity (Resnick et al., 2014; Adams
et al., 2015). Health promotion interventions that emphasize
connections with others are effective in patients of all ages
(Resnick et al., 2014; Thompson et al., 2016).
APPLICATION TO NURSING PRACTICE
• Ensure the health education you provide to your patients
is connected to their developmental needs (Yan et al.,
2015).
• Include connections with significant others when design-
ing health promotion strategies for patients of all ages
(Resnick et al., 2014).
• Encourage patients to set realistic, measurable goals, and
encourage them to use pedometers if possible to count
their steps daily (Adams et al., 2015).
BOX 2.3 EVIDENCE-BASED PRACTICE
45. 23
CHAPTER 2 Health and Wellness
(pro-change, 2016). When relapse occurs, a person returns to
the contemplation or precontemplation stage before attempt-
ing change again. Although patients will often feel like relapse
is a failure, you need to help them view it as a learning
process. Patients can apply what they learned in their next
attempt to change. Health promotion interventions have a
greater effect if you time them appropriately to match a
patient’s specific stage of change (Box 2.4). For example,
teaching a patient who is in the contemplation stage and does
not routinely eat fruits and vegetables to immediately begin
eating five fruits and vegetables a day is not effective. It is
better to encourage this patient to think about the costs and
benefits of eating five fruits and vegetables a day to help the
patient move into the preparation stage.
Health care professionals design interventions and well-
ness strategies for people in all stages of behavior change. For
example, current evidence shows that initiating tobacco ces-
sation in hospital settings is very successful (Prochaska et al.,
2014). However, if there are no resources or programs avail-
able or patients are not aware of available programs, they miss
biological, chemical, and radiological exposures we experi-
ence. All of these can increase the likelihood that certain
illnesses will occur. Some home environments increase the
risk that a person will contract and spread infections, whereas
some cancers are more likely to develop when people live
near toxic waste disposal sites. Environmental exposure
rarely occurs one time, in one location, and from one source
because we are constantly interacting with our environment
(Stanhope and Lancaster, 2016).
Risk Factor Identification. You identify modifiable and
nonmodifiable risk factors to help patients understand what
they need to modify or eliminate to promote wellness and
prevent illness. Health risk appraisals assess individuals, fami-
lies, or communities for the presence of factors that increase
specific health threats.You will often find risk factors through
patient interviews and reading medical records. You need to
link the risk factors you identify with educational programs
and other community resources to help people make lifestyle
changes to reduce their risks. In the case study, Liz determines
Charlie has several nonmodifiable risk factors for CVD:
advanced age, gender, and family history (World Health Federa-
tion, 2016). She implements health teaching to help Charlie
understand how these factors affect his health.
Changing Health Behaviors. Once you identify a
patient’s risk factors, you implement appropriate and relevant
health education and counseling to help a person change a
risky health behavior or implement a new behavior to modify
the risk for a disease or injury. It is essential to engage and
collaborate with patients when determining which changes
they perceive they need to make or are willing to make.
Patients typically will not change a behavior unless they see
a need and are motivated and supported to change. This will
also often require family caregiver support.
Aimyourattemptstohelpapatientstopahealth-damaging
behavior (e.g., tobacco use or alcohol misuse) or adopt a
healthy behavior (e.g., make healthy food choices or exercise)
(Pender et al., 2011). Changing health behavior, especially
long-term lifestyle habits,is difficult.Adopting healthy behav-
iors to reduce risk factors requires patients to change. As a
nurse, you are challenged to motivate and facilitate health
behavior change in working with individuals, families, and
communities (Edelman et al., 2014). Use evidence-based
guidelines such as the clinical guidelines and recommenda-
tions published by the Agency for Healthcare Research and
Quality (AHRQ) (2014), when helping your patients make
health behavior changes.
You will better help your patients make difficult behavioral
changes if you apply knowledge about the process of change.
Current evidence supports that many people go through a
series of five stages of behavior change (Table 2.1), ranging
from precontemplation, when a person has no intention to
change, to the maintenance stage, when a person maintains
a changed behavior (Prochaska, et al., 2014; pro-change,
2016). Change typically is not a linear process; most people
relapse and recycle through the stages of change frequently
TABLE 2.1 STAGES OF BEHAVIOR
CHANGE
STAGE DEFINITION
Precontemplation Does not intend to make changes
within the next 6 months. Patient is
unaware of the problem or
underestimates it.
“There is nothing that I really need
to change.”
Contemplation Considering a change within the next
6 months. Patient says that he or
she is seriously considering a
change.
“I have a problem, and I really think I
need to work on it.”
Preparation Has tried to make changes, but
without success. Patient intends to
take action in the next month.
“I started to exercise regularly, but it
didn’t last long. I’ll probably try
again in a few weeks.”
Action Actively engaged in strategies to
change behavior. This stage
sometimes lasts up to 6 months. It
requires commitment of time and
energy.
“I am really working hard to stop
smoking.”
Maintenance Sustained change over time. This
stage begins 6 months after action
has started and continues
indefinitely. It is important to avoid
relapse.
“I need to avoid people who smoke
so I’m not tempted to start
smoking again.”
46. 24 UNIT 1 Concepts in Nursing
United States. Chronic illnesses (e.g., diabetes, heart disease,
stroke, cancer, arthritis, obesity) are the most common, costly,
and preventable of all health problems in the United States
(CDC, 2016). You need to learn how to help patients prevent
and manage their chronic illness or disabilities to enhance
wellness and improve patients’ quality of life (tertiary
prevention).
Self-Management
Programs that teach chronic disease management must use a
holistic approach and include family caregivers when appro-
priate. The Chronic Disease Self-Management Program
(CDSMP) is one of the most widely used evidence-based
programs for people with a variety of chronic illnesses (Lorig
et al., 2014). CDSMP is community-based and includes self-
management education workshops led by people with the
chronic illness. It upholds that people with different chronic
illnesses have similar self-management needs and problems,
that people can learn how to become responsible for the daily
management of their diseases, and that people who are con-
fident and knowledgeable about their disease management
will have positive health outcomes (Lorig et al., 2014). Taking
responsibility for living well with illness strengthens patients.
Therefore encourage patients to ask questions about their
health care and make informed decisions. The process of
learning self-management skills is crucial when learning to
live with a chronic illness. The management of chronic ill-
nesses promotes health within illness and addresses human
comfort and quality of life (Lorig et al., 2016; Williams et al.,
2016). You are able to reduce the impact of chronic illness on
an individual and society by providing quality, comprehen-
sive, patient-centered care (Risendal et al., 2014).
Variables Influencing Illness Behavior
People have different attitudes and reactions to illness.
Medical sociologists call this reaction illness behavior. People
who are ill generally adopt illness behaviors (cognitive, affec-
tive, and behavioral reactions) that are influenced by socio-
cultural and social psychological factors. Illness behaviors
affect how people monitor their bodies, define and interpret
their symptoms, take remedial actions, and use the health
care system. Although people react to an illness in a variety
of ways, patients often use illness behavior displayed in sick-
ness to manage difficulties in life (Mechanic, 1995). People
who have more positive coping skills, greater social support,
and a good perceived health status tend to report less illness
behaviors (Thomas and Borrayo, 2014). Internal and external
variables affect illness behavior. The influences of these
variables affect how likely a patient is to seek health care
and participate in therapy, which ultimately affects health
outcomes.
Internal Variables. Internal variables are patients’ per-
ceptions of symptoms and the nature of illnesses. If patients
believe that the symptoms of their illnesses disrupt their
normal routine, they are more likely to seek health care assis-
tance than if they do not perceive the symptoms as disruptive.
Instead of telling Charlie how much he needs
to exercise, Liz applies the stages of behavior
change with Charlie to help him become more
active. She begins by asking Charlie how he
feels about exercise and what his plans are.
Charlie states, “I know that exercise is good for me, and I
probably should start working on it.” Liz determines Charlie
is in the contemplation stage based on his response. She
plans her teaching to help Charlie see the benefits of exer-
cise, create a plan to fit exercise into his schedule, and find
out what kind of activity he prefers. She asks him to bring a
list of pros and cons about starting an exercise routine and
plans to try some exercises with him at their next appoint-
ment. With this process she anticipates Charlie will move
into the preparation stage of behavior change within the
next month.
BOX 2.4 APPLICATION OF THE
STAGES OF THE BEHAVIOR
CHANGE MODEL
the opportunity to make a behavior change to improve their
health. Patients maintain changes over time when you help
them integrate the changes into their daily routine. True
change comes from a patient’s desire to change. Maintenance
of healthy lifestyles prevents hospitalizations and potentially
lowers the cost of health care. Your advice and support may
help patients adapt to a healthier lifestyle.
ILLNESS
Illness is not the same as disease. Disease is a pathophysiologi-
cal process, whereas illness is a state in which a person’s
physical, emotional, intellectual, social, developmental, or
spiritual functioning is diminished or impaired compared
with previous experience. A person can feel ill in the presence
or absence of disease. For example, cancer is a disease. Some
patients with cancer feel ill, whereas others continue to func-
tion as usual. Some patients with breast cancer feel well physi-
cally but experience spiritual distress. Many patients find
health within illness. Sometimes illness motivates an indi-
vidual to adopt positive health behaviors. Although you need
to be familiar with different types of diseases and their treat-
ments, be concerned more with illness, which includes the
effects of disease and treatments on a person’s functioning
and well-being in all dimensions.
Acute and Chronic Illness
Acute and chronic illnesses affect many dimensions of func-
tioning. An acute illness is usually short-term. The symp-
toms appear abruptly, are intense, and often subside after a
relatively short period. A chronic illness usually lasts longer
than 6 months. Patients fluctuate between maximal func-
tioning and serious health relapses that are sometimes life
threatening.
Because of advances in public health, medicine, and bio-
medical technology, acute and infectious diseases are no
longer major causes of death, disease, and disability in the
47. 25
CHAPTER 2 Health and Wellness
change, but it is subtle and does not last long. Some even
consider such a change a normal response to illness.
Severe illness, particularly one that is life threatening,
leads to more extensive emotional and behavioral changes
such as anxiety, shock, denial, anger, and withdrawal. These
are common responses to the stress of illness. You develop
interventions to help patients and families cope with and
adapt to this stress because the stressors usually cannot be
changed.
Impact on Body Image
Body image is the subjective concept of physical appearance.
Our perception of body image changes as we grow and
develop (see Chapter 24). Some illnesses result in changes in
physical appearance. Patients and families react differently to
these changes. Their reactions depend on the type of changes
(e.g., the loss of a limb or an organ), the adaptive capacity of
a family, the rate at which changes take place, and the support
services available.
When a profound change in body image occurs, such as
after a mastectomy or leg amputation, a patient generally
adjusts by experiencing phases of the grief process (see
Chapter 27). Initially the change or impending change shocks
the patient. As the patient and family recognize the reality of
the change, they become anxious and sometimes withdraw.
As they acknowledge the change, they gradually move toward
accepting their loss. During rehabilitation, the patient is ready
to learn how to adapt to the change in body image.
Impact on Self-Concept
Self-concept is your mental self-image of all aspects of your
personality. It depends in part on body image and roles but
also includes other aspects of psychology and spirituality.
Self-concept is important in relationships with other family
members. A patient whose self-concept changes because of
illness is sometimes no longer able to meet family expecta-
tions, leading to tension or conflict. As a result, family
members change their interactions with the patient. While
providing care, you observe changes in a patient’s self-concept
(or in the self-concepts of family members) and develop a
care plan to help a patient adjust to the changes resulting
from the illness (see Chapter 24).
Impact on Family Roles and Family Dynamics
People have many roles in life such as wage earner, decision
maker, professional, and parent. When an illness occurs, the
roles of the patient and family change (see Chapter 25).
Patients and their families generally adjust more easily to
subtle, short-term changes caused by minor acute illness,
such as when a child gets strep throat. However, long-term
changes caused by sudden acute and severe health problems
(e.g., stroke or head injury from a motor vehicle accident) or
the diagnosis of a chronic illness (e.g., type 1 diabetes or
cancer) require an adjustment process similar to the grief
process (see Chapter 27). A patient and family often need
specific counseling and guidance to help them cope with the
role changes.
If they believe that the symptoms are serious or perhaps life
threatening, they are also more likely to seek assistance. A
person awakened by crushing chest pains in the middle of the
night generally views this symptom as potentially serious and
life threatening and will probably be motivated to seek assis-
tance. However, some patients fear serious illness and react
by denying it and not seeking medical assistance.
External Variables. External variables influencing a
patient’s illness behavior include the visibility of symptoms,
social group, cultural variables, accessibility of the health care
system, and social support. The visibility of the symptoms of
an illness affects body image and illness behavior. A patient
with a visible symptom or a recognizable symptom such as
crushing chest pain, intense headache, or a high fever is more
likely to seek assistance than a patient who has symptoms that
are less visible or recognizable such as the nonspecific symp-
toms associated with ovarian cancer (e.g., fatigue, bloating,
trouble eating, and feeling full quickly) (Mechanic, 1995).
Patients’ social groups help them accept or deny the threat
of illness. Families, friends, and co-workers all influence
patients’ illness behavior. Patients often react positively to
social support while practicing positive health behaviors.
How patients perceive health and the effects of disease and
its interpretation vary according to a patient’s culture and
family.
Economic variables are social determinants of health that
influence the way a patient reacts to illness. Financial diffi-
culty will often lead a patient to delay treatment. This is
especially common in patients who are uninsured or under-
insured. The health care system is a socioeconomic system
that patients enter, interact within, and exit. For many
patients, entry into the system is complex or confusing, and
some patients seek nonemergency medical care in an emer-
gency department because they do not have access through
insurance or do not know how to obtain health services
otherwise. The physical proximity of patients to a health
care agency often influences how soon they enter the system
after deciding to seek care.
IMPACT OF ILLNESS ON
PATIENT AND FAMILY
An illness of a family member affects the function of an entire
family unit. A patient and family commonly experience
behavioral and emotional changes and changes in body
image, self-concept, family roles, and family dynamics.
Behavioral and Emotional Changes
Individual behavioral and emotional reactions depend on the
nature of an illness, a patient’s attitude toward the illness, the
reaction of others to the illness, and the variables of illness
behavior. Short-term, non–life-threatening illnesses evoke
few behavioral changes in the functioning of a patient or
family. For example, a parent who has a severe cold lacks the
energy and patience to spend time in family activities and
prefers not to interact with the family. This is a behavioral
48. 26 UNIT 1 Concepts in Nursing
expectations into consideration while developing a plan of
care. Understanding your patient’s definition of health builds
a trusting and therapeutic relationship, enhancing your
ability to help your patients make positive lifestyle choices or
behavioral changes. Ensure that health teaching meets your
patient’s needs, and provide patient education at a literacy
level that your patient can understand (see Chapter 12). You
will use the nursing process to develop and implement appro-
priate nursing care directed at helping your patients achieve
or maintain health or adapt to illness (see Chapter 9). Evalu-
ate the effectiveness of your care, taking into consideration
whether or not your care met your patient’s expectations.
Modify health teaching and health promotion interventions
as needed to best meet your patient’s needs.
Family dynamics is the process by which the family func-
tions, makes decisions, gives support to individual members,
and copes with everyday changes and challenges. Because of
the effects of illness, family dynamics often change. Another
family member sometimes needs to assume a patient’s usual
roles and responsibilities.This often creates tension or anxiety
in the family. Include the whole family as appropriate while
helping patients attain their maximal level of functioning and
well-being (see Chapter 25).
THE NURSE’S ROLE IN HEALTH AND ILLNESS
Patients receive care related to their health and illness needs
in all health care settings. Although nurses are often the key
members of the health care team to provide information to
patients about health, wellness, and illness, patients’ needs are
very complex. Thus as a nurse, you need to collaborate with
other members of the health care team to successfully improve
the health of individuals, families, and communities. Value,
respect, and trust the other members of the health care team
as you work together to develop an appropriate plan of care.
Ensure that a patient’s interests are at the center of the plan.
Understand how each team member can contribute to a
patient’s health or illness care and determine how you can
best work together to help your patient. Effective teams com-
municate with and listen to each other clearly and frequently
(Interprofessional Education Collaborative Expert Panel,
2011; AHRQ, 2016).
Charlie has been attending cardiac edu-
cation classes at the clinic for several
weeks now. He finds the classes helpful,
but he does not understand why so
many different people are part of the
education team. He has been seeing a nurse, a registered
dietitian, a psychologist, and a relaxation therapist. He thinks
that it might be easier to just have one person do it all.
• How would you explain to Charlie the role of each health
care professional on his patient care team?
Answers to QSEN Activities can be found
on the Evolve website.
QSEN ACTIVITY Teamwork and
Collaboration
K E Y P O I N T S
• Health and wellness are not merely the absence of disease
and illness. A person’s state of health, wellness, or illness
depends on his or her values, attitudes, personality, and
lifestyle.
• Unmet needs motivate human beings. Basic human needs
must be met before an individual is able to focus on higher
level needs.
• The health promotion model focuses on behaviors moti-
vated by the desire to increase well-being and actualize
human potential.
• Holistic health models of nursing promote optimal health
by incorporating active participation of patients in
improving their health state. Holistic nursing interven-
tions complement standard medical therapy.
• Consider internal and external variables that influence
patients’ health beliefs and practices when planning
nursing care.
• Health promotion activities maintain or enhance health.
Wellness education teaches patients how to care for them-
selves. Illness prevention activities protect against health
threats and thus maintain an optimal level of health.
• Nursing incorporates health promotion, wellness, and
illness prevention activities rather than simply treating
illness.
• The three levels of prevention are primary (prevention of
disease or illness), secondary (minimize spread of disease
of illness), and tertiary (long-term management of
conditions).
• Risk factors threaten health, influence health practices,
and are important considerations in illness prevention
activities. Some risk factors are modifiable, whereas others
are nonmodifiable.
• Improvement in health often requires a change in health
behaviors.
• Illness behavior influences how patients respond to illness.
Patients who cope better tend to respond better to illnesses.
• Illness has many effects on the patient and family, includ-
ing changes in behavior and emotions, family roles and
dynamics, body image, and self-concept.
You will use your knowledge of various models of health
and illness and apply concepts of growth and development
to provide individualized effective care that promotes optimal
patient outcomes and helps patients achieve the highest level
of health possible. Your role in promoting health will vary
based on your patient’s needs. Regardless of your practice
setting (e.g., hospital, long-term care, school, health depart-
ment), you will synthesize what you know to make evidence-
based and effective clinical decisions that affect your patient’s
care. Whether you are caring for a patient who is healthy
or ill, it is important to assess and take your patient’s
49. 27
CHAPTER 2 Health and Wellness
R E F L E C T I V E L E A R N I N G
• Understanding a person’s risk factors helps you determine
important information to teach to help that person prevent
potential illnesses. Reflect on a patient you recently cared
for or think about someone in your family. What actual or
potential health problems does this person have? What
risk factors contributed to these problems? Can they be
modified or not? What health behaviors can this person
implement to limit any risk factors?
• Interview a patient or someone you know who is the
process of changing a health behavior. Ask what behavior
this person is thinking about (e.g., smoking cessation,
starting an exercise program, losing weight). Find out if
the person has begun to make changes yet. Identify which
stage of behavior change this person is in based on the
information you gain from the interview (see Table 2.1).
• Reflect on your own health. How do you define health? Do
you consider yourself healthy or not? Explain your answer.
What health behaviors would you like to change or imple-
ment right now? For example, do you exercise regularly,
do you typically make healthy food choices, and are you
getting an appropriate amount of sleep right now? Develop
a plan to make a behavior change geared toward improv-
ing your health status. What are the benefits and possible
barriers you will face when you make this change?
R E V I E W Q U E S T I O N S
1. Some nursing students are giving flu vaccines to older
adults at a retirement village. What level of prevention are
the students providing?
1. Primary prevention
2. Secondary prevention
3. Tertiary prevention
4. Rehabilitation
2. An interprofessional health care team is developing a
health education program for a middle school. Which
health topics are consistent with the goals of Healthy
People 2020? (Select all that apply.)
1. Determining the best treatment for strep throat
2. Explaining why it is important to get immunizations as
scheduled
3. Teaching about healthy snacks
4. Describing why genetically modified foods are
controversial
5. Teaching different ways to fit exercise into the daily
routine
6. Explaining the problems related to lead exposure in the
environment
3. When creating a plan of care for a patient with a new
below-the-knee amputation, the nurse will consider which
factors? (Select all that apply.)
1. The patient and family may grieve the loss of the leg.
2. The patient may have difficulty coping with the change
in the appearance of his body.
3. The patient may experience a change in self-concept
that will lead to conflict within the family.
4. The patient and family will adjust very quickly and will
experience no changes in family dynamics.
5. The loss of the leg will affect only the patient, as
the patient is most affected by the change in health
status.
4. Which priority nursing intervention is most important to
help a patient meet the goal of smoking cessation?
1. Determine if the patient wants to stop smoking.
2. Provide information on the health risks caused by
smoking.
3. Include a psychologist to help with implementing this
major lifestyle change.
4. Suggest the patient use nicotine-replacement therapy
to help with nicotine cravings.
5. The nurse is assessing a patient who has decided to begin
running and exercising regularly. Which patient statement
reflects the action phase?
1. “I really need to start working out and running to
improve my health.”
2. “I went to a gym to talk with a personal trainer and
have developed a fitness plan I think will work for me.”
3. “I have been getting up early at least 3 days a week
for the past month to exercise for at least 30 minutes
every day.”
4. “Now that I have been exercising regularly for the past
7 months, I can tell I have a lot more energy and I have
lost weight.”
Additional Review Questions, as well as rationales for all Review
Questions, can be found on the Evolve website.
1.
1;
2.
2,
3,
5,
6;
3.
1,
2,
3;
4.
1;
5.
3.
REFERENCES
Adamo K, Brett K: Parental perceptions and
childhood dietary quality, Matern Child
Health J 18(4):978, 2014.
Adams T, et al: A community-based walking
program to promote physical activity
among African American women, Nurs
Womens Health 19(1):26, 2015.
Agency for Healthcare Research and Quality
(AHRQ): Clinical guidelines and
recommendations, 2014, http://www.ahrq
.gov/professionals/clinicians-providers/
guidelines-recommendations/index
.html.
Agency for Healthcare Research and Quality
(AHRQ): TeamSTEPPS® 2.0, 2016,
51. 27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Rome, bk. i, ch. 14, Eng. tr. 1894, i, 280, for a theory of the extreme antiquity of the
alphabet. ↑
Dr. Cheyne (Art. Amos in Encyc. Biblica) gives some good reasons for attaching little
weight to such objections, but finally joins in calling Amos “a surprising phenomenon.” ↑
Driver, Introd. to Lit. of Old Test. ch. vi, § 2 (p. 290, ed. 1891). Cp. Kuenen, Relig. of
Israel, i, 86; and Robertson Smith, art. Joel, in Encyc. Brit. ↑
Cp. Wellhausen, Israel, p. 501; Driver, ch. vii (1st ed. pp. 352 sq., esp. pp. 355, 361,
362, 365); Stade, Gesch. des Volkes Israel, i, 85. ↑
E.g. Ps. l, 8–15 ; li, 16–17 , where v. 19 is obviously a priestly addition, meant to
countervail vv. 16, 17. ↑
Cp. Kuenen, i, 156; Wellhausen, Prolegomena, p. 139; Israel, p. 478. ↑
As to a possible prehistoric connection of Hebrews and Perso-Aryans, see Kuenen, i,
254, discussing Tiele and Spiegel, and iii, 35, 44, treating of Tiele’s view, set forth in his
Godsdienst van Zarathustra, that fire-worship was the original basis of Yahwism. Cp.
Land’s views, discussed by Kuenen, p. 398; and Renan, Hist. des langues sémit. p. 473. ↑
Cheyne, Introd. to Isaiah, Prol. pp. xxx, xxxviii, following Kosters. ↑
There is a cognate dispute as to the condition of the Samaritans at the time of the
Return. Stade (Gesch. den Volkes Israel, i, 602) holds that they were numerous and well-
placed. Winckler (Alttestamentliche Untersuchungen, 1892, p. 107) argues that, on the
contrary, they were poor and unorganized, and looked to the Jews for help. So also E.
Meyer, Gesch. des Alt. iii (1901), 214. ↑
Cp. Rowland Williams, The Hebrew Prophets, ii (1871), 38. This translator’s
rendering of the phrase cited by Zephaniah runs: “Neither good does the eternal nor evil.” ↑
Cp. E. Meyer, Geschichte des Alterthums, iii, 216. ↑
Mal. ii, 17 ; iii, 13 . Cp. ii, 8, 11 . ↑
Cp. Jer. xxxiii, 24 ; xxxviii, 19 . ↑
Eccles. iii, 19–21 . ↑
Ch. v. Renan’s translation lends lucidity. ↑
Driver, Introduction, p. 378. Prof. Dillon (Skeptics of the Old Testament, p. 155) goes
so far as to pronounce Agur a “Hebrew Voltaire,” which is somewhat of a straining of the
52. 42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
few words he has left. Cp. Dr. Moncure Conway, Solomon and Solomonic Literature, 1899,
p. 55. In any case, Agur belongs to an age of “advanced religious reflection” (Cheyne, Job
and Solomon, p. 152). ↑
Driver, Introduction, p. 378. ↑
Biscoe, Hist. of the Acts of the Apostles, ed. 1829, p. 80, following Selden and
Lightfoot. ↑
S. Schechter, Studies in Judaism, 1896, p. 189, citing Sanhedrin, 386, and Pseudo-
Jonathan to Gen. iv, 8 . Cp. pp. 191–92, citing a mention of Epicurus in the Mishna. ↑
The familiar phrase in the Psalms (xiv, i; liii, 1), “The fool hath said in his heart, there
is no God,” supposing it to be evidence for anything, clearly does not refer to any reasoned
unbelief. Atheism could not well be quite so general as the phrase, taken literally, would
imply. ↑
Cp. W. R. Sorley, Jewish Christians and Judaism, 1881, p. 9; Robertson Smith, Old
Test. in the Jewish Ch. ed. 1892, pp. 48–49. These writers somewhat exaggerate the
novelty of the view they accept. Cp. Biscoe, History of the Acts, ed. 1829, p. 101. ↑
Wisdom, c. 2. ↑
Cp. the implications in Ecclesiasticus, vi, 4–6; xvi, 11–12, as to the ethics of many
believers. ↑
Kuenen, ii, 242–43. ↑
Kalisch, Comm. on Leviticus, xxv, 8, pt. ii, p. 548. ↑
In the Wisdom of Solomon, iii, 13; iv, 1, the old desire for offspring is seen to be in
part superseded by the newer belief in personal immortality. ↑
Schechter, Studies in Judaism, 1896, p. 216. Compare pp. 193–94. ↑
See Supernatural Religion, 6th ed. i, 97–100, 103–21; Mosheim, Comm. on Christ.
Affairs before Constantine, Vidal’s tr. i, 70; Schürer, Jewish People in the Time of Jesus,
Eng. tr. Div. II, vol. iii, p. 152. ↑
Sat. xiv, 96–106. ↑
Cp. Horace, 1 Sat. v, 100. ↑
Rev. A. Edersheim, History of the Jewish Nation after the Destruction of Jerusalem,
1856, p. 462, citing the Avoda Sara, a treatise directed against idolatry! Other Rabbinical
53. 57
58
views cited by Dr. Edersheim as being in comparison “sublime” are no great improvement
on the above—e.g., the conception of deity as “the prototype of the high priest, and the
king of kings,”—“who created everything for his own glory.” With all this in view, Dr.
Edersheim thought it showed “spiritual decadence” in Philo Judæus to speak of Persian
magi and Indian gymnosophists in the same laudatory tone as he used of the Essenes, and
to attend “heathenish theatrical representations” (p. 372). ↑
See Ps. xc, 2 ; Prov. viii, 22 , 26 . ↑
This is seen persisting in the lore of the Neo-Platonist writer Sallustius Philosophus
(4th c.), De Diis et Mundo, c. 7, though quite unscientifically held. ↑
56. FREETHOUGHT IN GREECE
The highest of all the ancient civilizations, that of Greece, was naturally the
product of the greatest possible complex of culture-forces;1 and its rise to
pre-eminence begins after the contact of the Greek settlers in Æolia and
Ionia with the higher civilizations of Asia Minor.2 The great Homeric epos
itself stands for the special conditions of Æolic and Ionic life in those
colonies;3 even Greek religion, spontaneous as were its earlier growths, was
soon influenced by those of the East;4 and Greek philosophy and art alike
draw their first inspirations from Eastern contact.5 Whatever reactions we
may make against the tradition of Oriental origins,6 it is clear that the
higher civilization of antiquity had Oriental (including in that term
Egyptian) roots.7 At no point do we find a “pure” Greek civilization. Alike
the “Mycenæan” and the “Minoan” civilizations, as recovered for us by
modern excavators, show a composite basis, in which the East is
implicated.8 And in the historic period the connection remains obvious. It
matters not whether we hold the Phrygians and Karians of history to have
been originally an Aryan stock, related to the Hellenes, and thus to have
acted as intermediaries between Aryans and Semites, or to have been
originally Semites, with whom Greeks intermingled.9 On either view, the
intermediaries represented Semitic influences, which they passed on to the
Greek-speaking races, though they in turn developed their deities in large
part on psychological lines common to them and the Semites.10
As to the obvious Asiatic influences on historic Greek civilization, compare Winwood
Reade, The Martyrdom of Man, 1872, p. 64; Von Ihering, Vorgeschichte der Indo-
Europäer, Eng. tr. (“The Evolution of the Aryan”), p. 73; Schömann, Griech. Alterthümer,
2te Aufl. 1861, i, 10; E. Meyer, Gesch. des Alterth. ii, 155; A. Bertrand, Études de mythol.
et d’archéol. grecques, 1858, pp. 40–41; Bury, introd. p. 3. It seems clear that the Egyptian
influence is greatly overstated by Herodotos (ii. 49–52, etc.), who indeed avows that he is
but repeating what the Egyptians affirm. The Egyptian priests made their claim in the spirit
in which the Jews later made theirs. Herodotos, besides, would prefer an Egyptian to an
Asiatic derivation, and so would his audience. But it must not be overlooked that there was
an Egyptian influence in the “Minoan” period.
57. A Hellenistic enthusiasm has led a series of eminent scholars to carry so far
their resistance to the tradition of Oriental beginnings11 as to take up the
position that Greek thought is “autochthonous.”12 If it were, it could not
conceivably have progressed as it did. Only the tenacious psychological
prejudice as to race-characters and racial “genius” could thus long detain so
many students at a point of view so much more nearly related to
supernaturalism than to science. It is safe to say that if any people is ever
seen to progress in thought, art, and life, with measurable rapidity, its
progress is due to the reactions of foreign intercourse. The primary
civilizations, or what pass for such, as those of Akkad and Egypt, are
immeasurably slow in accumulating culture-material; the relatively rapid
developments always involve the stimulus of old cultures upon a new and
vigorous civilization, well-placed for social evolution for the time being.
There is no point in early Greek evolution, so far as we have documentary
trace of it, at which foreign impact or stimulus is not either patent or
inferrible.13 In the very dawn of history the Greeks are found to be a
composite stock,14 growing still more composite; and the very beginnings
of its higher culture are traced to the non-Grecian people of Thrace,15 who
worshipped the Muses. As seen by Herodotos and Thucydides, “the original
Hellenes were a particular conquering tribe of great prestige, which
attracted the surrounding tribes to follow it, imitate it, and call themselves
by its name. The Spartans were, to Herodotos, Hellenic; the Athenians, on
the other hand, were not. They were Pelasgian, but by a certain time
‘changed into Hellenes and learnt their language.’ In historical times we
cannot really find any tribe of pure Hellenes in existence.”16 The later
supremacy of the Greek culture is thus to be explained in terms not of an
abnormal “Greek genius,”17 but of the special evolution of intelligence in
the Greek-speaking stock, firstly through constant crossing with others, and
secondarily through its furtherance by the special social conditions of the
more progressive Greek city-states, of which conditions the most important
were their geographical dividedness and their own consequent competition
and interaction.18
The whole problem of Oriental “influence” has been obscured, and the solution retarded,
by the old academic habit of discussing questions of mental evolution in vacuo. Even the
58. reaction against idolatrous Hellenism proceeded without due regard to historical sequence;
and the return reaction against that is still somewhat lacking in breadth of inference. There
has been too much on one side of assumption as to early Oriental achievement; and too
much tendency on the other to assume that the positing of an “influence” on the Greeks is a
disparagement of the “Greek mind.” The superiority of that in its later evolution seems too
obvious to need affirming. But that hardly justifies so able a writer as Professor Burnet in
concluding (Early Greek Philosophy, 2nd ed. introd. pp. 22–23) that “the” Egyptians knew
no more arithmetic than was learned by their children in the schools; or in saying (id. p. 26)
that “the” Babylonians “studied and recorded celestial phenomena for what we call
astrological purposes, not from any scientific interest.” How can we have the right to say
that no Babylonians had a scientific interest in the data? Such interest would in the nature
of the case miss the popular reproduction given to astrological lore. But it might very well
subsist.
Professor Burnet, albeit a really original investigator, has not here had due regard to the
early usage of collegiate or corporate culture, in which arcane knowledge was reserved for
the few. Thus he writes (p. 26) concerning the Greeks that “it was not till the time of Plato
that even the names of the planets were known.” Surely they must have been “known” to
some adepts long before: how else came they to be accepted? As Professor Burnet himself
notes (p. 34), “in almost every department of life we find that the corporation at first is
everything and the individual nothing. The peoples of the East hardly got beyond this stage
at all: their science, such as it is, is anonymous, the inherited property of a caste or guild,
and we still see clearly in some cases that it was once the same among the Hellenes.” Is it
not then probable that astronomical knowledge was so ordered by Easterns, and passed on
to Hellenes?
There still attaches to the investigation of early Greek philosophy the drawback that the
philosophical scholars do not properly posit the question: What was the early Ionic Greek
society like? How did the Hellenes relate to the older polities and cultures which they
found there? Professor Burnet makes justifiable fun (p. 21, note) of Dr. Gomperz’s theory
of the influence of “native brides”; but he himself seems to argue that the Greeks could
learn nothing from the men they conquered, though he admits (p. 20) their derivation of
“their art and many of their religious ideas from the East.” If religion, why not religious
speculation, leading to philosophy and science? This would be a more fruitful line of
inquiry than one based on the assumption that “the” Babylonians went one way and “the”
Greeks another. After all, only a few in each race carried on the work of thought and
discovery. We do not say that “the English” wrote Shakespeare. Why affirm always that
“the” Greeks did whatever great Greeks achieved?
On the immediate issue Professor Burnet incidentally concedes what is required. After
arguing that the East perhaps borrowed more from the West than did the West from the
East, he admits (p. 21): “It would, however, be quite another thing to say that Greek
philosophy originated quite independently of Oriental influence.”
59. § 1
By the tacit admission of one of the ablest opponents of the theory of
foreign influence, Hellenic religion as fixed by Homer for the Hellenic
world was partly determined by Asiatic influences. Ottfried Müller decided
not only that Homer the man (in whose personality he believed) was
probably a Smyrnean, whether of Æolic or Ionic stock,19 but that Homer’s
religion must have represented a special selection from the manifold Greek
mythology, necessarily representing his local bias.20 Now, the Greek cults
at Smyrna, as in the other Æolic and Ionic cities of Asia Minor, would be
very likely to reflect in some degree the influence of the Karian or other
Asiatic cults around them.21 The early Attic conquerors of Miletos allowed
the worship of the Karian Sun-God there to be carried on by the old priests;
and the Attic settlers of Ephesos in the same way adopted the neighbouring
worship of the Lydian Goddess (who became the Artemis or “Great Diana”
of the Ephesians), and retained the ministry of the attendant priests and
eunuchs.22 Smyrna was apparently not like these a mixed community, but
one founded by Achaians from the Peloponnesos; but the genera] Ionic and
Æolic religious atmosphere, set up by common sacrifices,23 must have been
represented in an epic brought forth in that region. The Karian civilization
had at one time spread over a great part of the Ægean, including Delos and
Cyprus.24 Such a civilization must have affected that of the Greek
conquerors, who only on that basis became civilized traders.25
It is not necessary to ask how far exactly the influence may have gone in the
Iliad: the main point is that even at that stage of comparatively simple
Hellenism the Asiatic environment, Karian or Phoenician, counted for
something, whether in cosmogony or in furthering the process of God-
grouping, or in conveying the cult of Cyprian Aphrodite,26 or haply in
lending some characteristics to Zeus and Apollo and Athênê,27 an influence
60. none the less real because the genius of the poet or poets of the Iliad has
given to the whole Olympian group the artistic stamp of individuality which
thenceforth distinguishes the Gods of Greece from all others. Indeed, the
very creation of a graded hierarchy out of the independent local deities of
Greece, the marrying of the once isolated Pelasgic Hêrê to Zeus, the
subordination to him of the once isolated Athênê and Apollo—all this tells
of the influence of a Semitic world in which each Baal had his wife, and in
which the monarchic system developed on earth had been set up in
heaven.28 But soon the Asiatic influence becomes still more clearly
recognizable. There is reason to hold with Schrader that the belief in a
mildly blissful future state, as seen even in the Odyssey29 and in the
Theogony ascribed to Hesiod,30 is “a new belief which is only to be
understood in view of oriental tales and teaching.”31 In the Theogony,
again, the Semitic element increases,32 Kronos being a Semitic figure;33
while Semelê, if not Dionysos, appears to be no less so.34 But we may
further surmise that in Homer, to begin with, the conception of Okeanos,
the earth-surrounding Ocean-stream, as the origin of all things,35 comes
from some Semitic source; and that Hesiod’s more complicated scheme of
origins from Chaos is a further borrowing of oriental thought—both notions
being found in ancient Babylonian lore, whence the Hebrews derived their
combination of Chaos and Ocean in the first verses of Genesis.36 It thus
appears that the earlier oriental37 influence upon Greek thought was in the
direction of developing religion,38 with only the germ of rationalism
conveyed in the idea of an existence of matter before the Gods,39 which we
shall later find scientifically developed. But the case is obscure. Insofar as
the Theogony, for instance, partly moralizes the more primitively savage
myths,40 it may be that it represents the spontaneous need of the more
highly evolved race to give an acceptable meaning to divine tales which,
coming from another race, have not a quite sacrosanct prescription, though
the tendency is to accept them. On the other hand, it may have been a
further foreign influence that gave the critical impulse.
“It is plain enough that Homer and Hesiod represent, both theologically and socially, the
close of a long epoch, and not the youth of the Greek world, as some have supposed. The
real signification of many myths is lost to them, and so is the import of most of the names
61. and titles of the elder Gods, which are archaic and strange, while the subordinate
personages generally have purely Greek names” (Professor Mahaffy, History of Classical
Greek Literature, 1880, i, 17).
§ 2
Whatever be the determining conditions, it is clear that the Homeric epos
stands for a new growth of secular song, distinct from the earlier poetry,
which by tradition was “either lyrical or oracular.” The poems ascribed to
the pre-Homeric bards “were all short, and they were all strictly religious.
In these features they contrasted broadly with the epic school of Homer.
Even the hexameter metre seems not to have been used in these old hymns,
and was called a new invention of the Delphic priests.41 Still further, the
majority of these hymns are connected with mysteries apparently ignored
by Homer, or with the worship of Dionysos, which he hardly knew.”42
Intermediate between the earlier religious poetry and the Homeric epic,
then, was a hexametric verse, used by the Delphic priesthood; and to this
order of poetry belongs the Theogony which goes under the name of
Hesiod, and which is a sample of other and older works,43 probably
composed by priests. And the distinctive mark of the Homeric epos is that,
framed as it was to entertain feudal chiefs and their courts, it turned
completely away from the sacerdotal norm and purpose. “Thus epic poetry,
from having been purely religious, became purely secular. After having
treated men and heroes in subordination to the Gods, it came to treat the
Gods in relation to men. Indeed, it may be said of Homer that in the image
of man created he God.”44
As to the non-religiousness of the Homeric epics, there is a division of critical opinion.
Meyer insists (Gesch. des Alt. ii, 395) that, as contrasted with the earlier religious poetry,
“the epic poetry is throughout secular (profan); it aims at charming its hearers, not at
propitiating the Gods”; and he further sees in the whole Ionian mood a certain cynical
disillusionment (id. ii, 723). Cp. Benn, Philos. of Greece, p. 40, citing Hegel. E. Curtius (G.
G. i, 126) goes so far as to ascribe a certain irony to the portraiture of the Gods (Ionian
62. Apollo excepted) in Homer, and to trace this to Ionian levity. To the same cause he assigns
the lack of any expression of a sense of stigma attaching to murder. This sense he holds the
Greek people had, though Homer does not hint it. (Cp. Grote, i, 24, whose inference
Curtius implicitly impugns.) Girard (Le Sentiment religieux en Grèce, 1869), on the
contrary, appears to have no suspicion of any problem to solve, treating Homer as
unaffectedly religious. The same view is taken by Prof. Paul Decharme. “On chercherait
vainement dans l’Iliade et dans l’Odyssée les premières traces du scepticisme grec à
l’égard des fables des dieux. C’est avec une foi entière en la réalité des événements
mythiques que les poètes chantent les légendes ...; c’est en toute simplicité d’âme aussi que
les auditeurs de l’épopée écoutent....” (La critique des traditions religieuses chez les grecs,
1904, p. 1.) Thus we have a kind of balance of contrary opinions, German against French.
Any verdict on the problem must recognize on the one hand the possibilities of naïve
credulity in an unlettered age, and on the other the probability of critical perception on the
part of a great poet. I have seen both among Boers in South Africa. On the general question
of the mood of the Homeric poems compare Gilbert Murray, Four Stages of Greek
Religion, 1912, p. 77, and Hist. of Anc. Greek Lit. pp. 34, 35; and A. Benn, The Philosophy
of Greece in Relation to the Character of its People, 1898, pp. 29–30.
Still, it cannot be said that in the Iliad there is any clear hint of religious
skepticism, though the Gods are so wholly in the likeness of men that the
lower deities fight with heroes and are worsted, while Zeus and Hêrê
quarrel like any earthly couple. In the Odyssey there is a bare hint of
possible speculation in the use of the word atheos; but it is applied only in
the phrase οὐκ ἀθεεὶ, “not without a God,”45 in the sense of similar
expressions in other passages and in the Iliad.46 The idea was that
sometimes the Gods directly meddled. When Odysseus accuses the suitors
of not dreading the Gods,47 he has no thought of accusing them of
unbelief.48 Homer has indeed been supposed to have exercised a measure
of relative freethought in excluding from his song the more offensive myths
about the Gods,49 but such exclusion may be sufficiently explained on the
score that the epopees were chanted in aristocratic dwellings, in the
presence of womenkind, without surmising any process of doubt on the
poet’s part.
On the other hand, it was inevitable that such a free treatment of things
hitherto sacred should not only affect the attitude of the lay listener towards
the current religion, but should react on the religious consciousness. God-
legends so fully thrust on secular attention were bound to be discussed; and
63. in the adaptations of myth for liturgical purposes by Stesichoros (fl. circa
600 B.C.) we appear to have the first open trace of a critical revolt in the
Greek world against immoral or undignified myths.50 In his work, it is fair
to say, we see “the beginning of rationalism”: “the decisive step is taken:
once the understanding criticizes the sanctified tradition, it raises itself to be
the judge thereof; no longer the common tradition but the individual
conviction is the ground of religious belief.”51 Religious, indeed, the
process still substantially is. It is to preserve the credit of Helena as a
Goddess that Stesichoros repudiates the Homeric account of her,52
somewhat in the spirit in which the framers of the Hesiodic theogony
manipulated the myths without rejecting them, or the Hebrew redactors
tampered with their text. But in Stesichoros there is a new tendency to
reject the myth altogether;53 so that at this stage freethought is still part of a
process in which religious feeling, pressed by an advancing ethical
consciousness, instinctively clears its standing ground.
It is in Pindar, however (518–442 B.C.), that we first find such a mental
process plainly avowed by a believer. In his first Olympic Ode he expressly
declares the need for bringing afterthought to bear on poetic lore, that so
men may speak nought unfitting of the Gods; and he protests that he will
never tell the tale of the blessed ones banqueting on human flesh.54 In the
ninth Ode he again protests that his lips must not speak blasphemously of
such a thing as strife among the immortals.55 Here the critical motive is
ethical, though, while repudiating one kind of scandal about the Gods,
Pindar placidly accepts others no less startling to the modern sense. His
critical revolt, in fact, is far from thoroughgoing, and suggests rather a
religious man’s partial response to pressure from others than any
independent process of reflection.56
“He [Pindar] was honestly attached to the national religion and to its varieties in old local
cults. He lived a somewhat sacerdotal life, labouring in honour of the Gods, and seeking to
spread a reverence for old traditional beliefs. He, moreover, shows an acquaintance with
Orphic rites and Pythagorean mysteries, which led him to preach the doctrine of
immortality, and of rewards and punishments in the life hereafter. [Note.—The most
explicit fragment (θρῆνοι, 3), is, however, not considered genuine by recent critics.]... He is
indeed more affected by the advance of freethinking than he imagines; he borrows from the
64. neologians the habit of rationalizing myths, and explaining away immoral acts and motives
in the Gods; but these things are isolated attempts with him, and have no deep effect upon
his general thinking” (Mahaffy, Hist. of Greek Lit. i, 213–14).
For such a development we are not, of course, forced to assume a foreign
influence: mere progress in refinement and in mental activity could bring it
about; yet none the less it is probable that foreign influence did quicken the
process. It is true that from the beginnings of the literary period Greek
thought played with a certain freedom on myth, partly perhaps because the
traditions visibly came from various races, and there was no strong
priesthood to ossify them. After Homer and Hesiod, men looked back to
those poets as shaping theology to their own minds.57 But all custom is
conservative, and Pindar’s mind had that general cast. On the other hand,
external influence was forthcoming. The period of Pindar and Æschylus
[525–455 B.C.] follows on one in which Greek thought, stimulated on all
sides, had taken the first great stride in its advance beyond all antiquity.
Egypt had been fully thrown open to the Greeks in the reign of
Psammetichos58 (650 B.C.); and a great historian, who contends that the
“sheer inherent and expansive force” of “the” Greek intellect, “aided but by
no means either impressed or provoked from without,” was the true cause,
yet concedes that intercourse with Egypt “enlarged the range of their
thoughts and observations, while it also imparted to them that vein of
mysticism which overgrew the primitive simplicity of the Homeric
religion,” and that from Asia Minor in turn they had derived “musical
instruments and new laws of rhythm and melody,” as well as “violent and
maddening religious rites.”59 And others making similar à priori claims for
the Greek intelligence are forced likewise to admit that the mental transition
between Homer and Herodotos cannot be explained save in terms of “the
influence of other creeds, and the necessary operation of altered
circumstances and relations.”60 In the Persae of Æschylus we even catch a
glimpse of direct contact with foreign skepticism;61 and again in the
Agamemnon there is a reference to some impious one who denied that the
Gods deigned to have care of mortals.62 It seems unwarrantable to read as
“ridicule of popular polytheism” the passage in the same tragedy:63 “Zeus,
whosoever he be; if this name be well-pleasing to himself in invocation, by
65. this do I name him.” It may more fitly be read64 as an echo of the saying of
Herakleitos that “the Wise [= the Logos?] is unwilling and willing to be
called by the name of Zeus.”65 But in the poet’s thought, as revealed in the
Prometheus, and in the Agamemnon on the theme of the sacrifice of
Iphigeneia, there has occurred an ethical judgment of the older creeds, an
approach to pantheism, a rejection of anthropomorphism, and a growth of
pessimism that tells of their final insufficiency.
The leaning to pantheism is established by the discovery that the disputed lines, “Zeus is
sky, earth, and heaven: Zeus is all things, yea, greater than all things” (Frag. 443), belonged
to the lost tragedy of the Heliades (Haigh, Tragic Drama of the Greeks, 1896, p. 88). For
the pessimism see the Prometheus, 247–51. The anti-anthropomorphism is further to be
made out from the lines ascribed to Æschylus by Justin Martyr (De Monarchia, c. 2) and
Clemens Alexandrinus (Stromata, v, 14). They are expressly pantheistic; but their
genuineness is doubtful. The story that Æschylus was nearly killed by a theatre audience
on the score that he had divulged part of the mysteries in a tragedy (Haigh, The Attic
Theatre, 1889, p. 316; Tragic Drama, pp. 49–50) does not seem to have suggested to
Aristotle, who tells it (Nicomachean Ethics, iii, 2), any heterodox intention on the
tragedian’s part; but it is hard to see an orthodox believer in the author either of the
Prometheus, wherein Zeus is posed as brutal might crucifying innocence and beneficence,
or of the Agamemnon, where the father, perplexed in the extreme, can but fall back
helplessly on formulas about the all-sufficiency of Zeus when called upon to sacrifice his
daughter. Cp. Haigh, Tragic Drama, p. 86 sq. “Some critics,” says Mr. Haigh (p. 88), “have
been led to imagine that there is in Æschylus a double Zeus—the ordinary God of the
polytheistic religion and the one omnipotent deity in whom he really believed. They
suppose that he had no genuine faith in the credibility of the popular legends, but merely
used them as a setting for his tragedies; and that his own convictions were of a more
philosophical type,” as seen in the pantheistic lines concerning Zeus. To this Mr. Haigh
replies that it is “most improbable that there was any clear distinction in the mind of
Æschylus” between the two conceptions of Zeus; going on, however, to admit that “much,
no doubt, he regarded as uncertain, much as false. Even the name ‘Zeus’ was to him a mere
convention.” Mr. Haigh in this discussion does not attempt to deal with the problem of the
Prometheus.
The hesitations of the critics on this head are noteworthy. Karl Ottfried Müller, who is least
himself in dealing with fundamental issues of creed, evades the problem (Lit. of Anc.
Greece, 1847, p. 329) with the bald suggestion that “Æschylus, in his own mind, must have
felt how this severity [of Zeus], a necessary accompaniment of the transition from the
Titanic period to the government of the Gods of Olympus, was to be reconciled with the
mild wisdom which he makes an attribute of Zeus in the subsequent ages of the world.
Consequently, the deviation from right ... would all lie on the side of Prometheus.” This
66. nugatory plea—which is rightly rejected by Burckhardt (Griech. Culturgesch. ii, 25)—is
ineffectually backed by the argument that the friendly Oceanides recur to the thought,
“Those only are wise who humbly reverence Adrasteia (Fate)”—as if the positing of a
supreme Fate were not a further belittlement of Zeus.
Other critics are similarly evasive. Patin (Eschyle, éd. 1877, p. 250 sq.), noting the vagaries
of past criticism, hostile and other, avowedly leaves the play an unsolved enigma, affirming
only the commonly asserted “piety” of Æschylus. Girard (Le sentiment religieux en Grèce,
pp. 425–29) does no better, while dogmatically asserting that the poet is “the Greek faithful
to the faith of his fathers, which he interprets with an intelligent and emotional (émue)
veneration.” Meyer (iii, §§ 257–58) draws an elaborate parallel between Æschylus and
Pindar, affirming in turn the “tiefe Frömmigkeit” of the former—and in turn leaves the
enigma of the Prometheus unsolved. Professor Decharme, rightly rejecting the fanciful
interpretations of Quinet and others who allegorize Prometheus into humanity revolting
against superstition, offers a very unsatisfying explanation of his own (p. 107), which
practically denies that there is any problem to solve.
Prof. Mahaffy, with his more vivacious habit of thought, comes to the evaded issue.
“How,” he asks, “did the Athenian audience, who vehemently attacked the poet for
divulging the mysteries, tolerate such a drama? And still more, how did Æschylus, a pious
and serious thinker, venture to bring such a subject on the stage with a moral purpose?”
The answers suggested are: (1) that in all old religions there are tolerated anomalous
survivals; (2) that “a very extreme distortion of their Gods will not offend many who
would feel outraged at any open denial of them”; (3) that all Greeks longed for despotic
power for themselves, and that “no Athenian, however he sympathized with Prometheus,
would think of blaming Zeus for ... crushing all resistance to his will.” But even if these
answers—of which the last is the most questionable—be accepted, “the question of the
poet’s intention is far more difficult, and will probably never be satisfactorily answered.”
Finally, we have this summing-up: “Æschylus was, indeed, essentially a theologian ... but,
what is more honourable and exceptional, he was so candid and honest a theologian that he
did not approach men’s difficulties for the purpose of refuting them or showing them weak
and groundless. On the contrary, though an orthodox and pious man, though clearly
convinced of the goodness of Providence, and of the profound truth of the religion of his
fathers, he was ever stating boldly the contradictions and anomalies in morals and in
myths, and thus naturally incurring the odium and suspicion of the professional advocates
of religion and their followers. He felt, perhaps instinctively, that a vivid dramatic
statement of these problems in his tragedies was better moral education than vapid
platitudes about our ignorance, and about our difficulties being only caused by the
shortness of our sight” (Hist. of Greek Lit. i, 260–61, 273–74).
Here, despite the intelligent handling, the enigma is merely transferred from the great
tragedian’s work to his character: it is not solved. No solution is offered of the problem of
the pantheism of the fragment above cited, which is quite irreconcilable with any orthodox
67. belief in Greek religion, though such sayings are at times repeated by unthinking believers,
without recognition of their bearing. That the pantheism is a philosophical element
imported into the Greek world from the Babylonian through the early Ionian thinkers
seems to be the historical fact (cp. Whittaker, as last cited): that the importation meant the
dissolution of the national faith for many thinking men seems to be no less true. It seems
finally permissible, then, to suggest that the “piety” of Æschylus was either discontinuous
or a matter of artistic rhetoric and public spirit, and that the Prometheus is a work of
profound and terrible irony, unburdening his mind of reveries that religion could not
conjure away. The discussion on the play has unduly ignored the question of its date. It is,
in all probability, one of the latest of the works of Æschylus (K. O. Müller, Lit. of Anc.
Greece, p. 327; Haigh, Tragic Drama, p. 109). Müller points to the employment of the
third actor—a late development—and Haigh to the overshadowing of the choruses by the
dialogue; also to the mention (ll. 366–72) of the eruption of Etna, which occurred in 475
B.C. This one circumstance goes far to solve the dispute. Written near the end of the poet’s
life the play belongs to the latest stages of his thinking; and if it departs widely in its tone
from the earlier plays, the reasonable inference is that his ideas had undergone a change.
The Agamemnon, with its desolating problem, seems to be also one of his later works.
Rationalism, indeed, does not usually emerge in old age, though Voltaire was deeply
shaken in his theism by the earthquake of Lisbon; but Æschylus is unique even among men
of genius; and the highest flight of Greek drama may well stand for an abnormal
intellectual experience.
In this primary entrance of critical doubt into drama we have one of the
sociological clues to the whole evolution of Greek thought. It has been truly
said that the constant action of the tragic stage, the dramatic putting of
arguments and rejoinders, pros and cons—which in turn was a fruit of the
actual daily pleadings in the Athenian dikastery—was a manifold stimulus
alike to ethical feeling and to intellectual effort, such as no other ancient
civilization ever knew. “The appropriate subject-matter of tragedy is
pregnant not only with ethical sympathy, but also with ethical debate and
speculation,” to an extent unapproached in the earlier lyric and gnomic
poetry and the literature of aphorism and precept. “In place of unexpanded
results, or the mere communication of single-minded sentiment, we have
even in Æschylus, the earliest of the great tragedians, a large latitude of
dissent and debate—a shifting point of view—a case better or worse—and a
divination of the future advent of sovereign and instructed reason. It was
through the intermediate stage of tragedy that Grecian literature passed into
the Rhetoric, Dialectics, and Ethical speculation which marked the fifth
century B.C.”66
68. This development was indeed autochthonous, save insofar as the germ of
the tragic drama may have come from the East in the cult of Dionysos, with
its vinous dithyramb: the “Greek intellect” assuredly did wonderful things
at Athens, being placed, for a time, in civic conditions peculiarly fitted for
the economic evocation of certain forms of genius. But the above-noted
developments in Pindar and in Æschylus had been preceded by the great
florescence of early Ionian philosophy in the sixth century, a growth which
constrains us to look once more to Asia Minor for a vital fructification of
the Greek inner life, of a kind that Athenian institutions could not in
themselves evoke. For while drama flourished supremely at Athens, science
and philosophy grew up elsewhere, centuries before Athens had a
philosopher of note; and all the notable beginnings of Hellenic freethought
occurred outside of Hellas proper.
§ 3
The Greeks varied from the general type of culture-evolution seen in India,
Persia, Egypt, and Babylon, and approximated somewhat to that of ancient
China, in that their higher thinking was done not by an order of priests
pledged to cults, but by independent laymen. In Greece, as in China, this
line of development is to be understood as a result of early political
conditions—in China, those of a multiplicity of independent feudal States;
in Greece, those of a multiplicity of City States, set up first by the
geographical structure of Hellas, and reproduced in the colonies of Asia
Minor and Magna Graecia by reason of the acquired ideal and the normal
state of commercial competition. To the last, many Greek cults exhibited
their original character as the sacra of private families. Such conditions
prevented the growth of a priestly caste or organization.67 Neither China
nor Pagan Greece was imperialized till there had arisen enough of
rationalism to prevent the rise of a powerful priesthood; and the later
growth of a priestly system in Greece in the Christian period is to be
explained in terms first of a positive social degeneration, accompanying a
69. complete transmutation of political life, and secondly of the imposition of a
new cult, on the popular plane, specially organized on the model of the
political system that adopted it. Under imperialism, however, the two
civilizations ultimately presented a singular parallel of unprogressiveness.
In the great progressive period, the possible gains from the absence of a
priesthood are seen in course of realization. For the Greek-speaking world
in general there was no dogmatic body of teaching, no written code of
theology and moral law, no Sacred Book.68 Each local cult had its own
ancient ritual, often ministered by priestesses, with myths, often of late
invention, to explain it;69 only Homer and Hesiod, with perhaps some of
the now lost epics, serving as a general treasury of myth-lore. The two great
epopees ascribed to Homer, indeed, had a certain Biblical status; and the
Homerids or other bards who recited them did what in them lay to make the
old poetry the standard of theological opinion; but they too lacked
organized influence, and could not hinder higher thinking.70 The special
priesthood of Delphi, wielding the oracle, could maintain their political
influence only by holding their function above all apparent self-seeking or
effort at domination.71 It only needed, then, such civic conditions as should
evolve a leisured class, with a bent towards study, to make possible a
growth of lay philosophy.
Those conditions first arose in the Ionian cities; because there first did
Greek citizens attain commercial wealth,72 as a result of adopting the older
commercial civilization whose independent cities they conquered, and of
the greater rapidity of development which belongs to colonies in general.73
There it was that, in matters of religion and philosophy, the comparison of
their own cults with those of their foreign neighbours first provoked their
critical reflection, as the age of primitive warfare passed away. And there it
was, accordingly, that on a basis of primitive Babylonian science there
originated with Thales of Miletos (fl. 586 B.C.), a Phoenician by
descent,74 the higher science and philosophy of the Greek-speaking race.75
It is historically certain that Lydia had an ancient and close historical connection with
Babylonian and Assyrian civilization, whether through the “Hittites” or otherwise (Sayce,
Anc. Emp. of the East, 1884, pp. 217–19; Curtius, Griech. Gesch. i, 63, 207; Meyer, Gesch.
70. des Alterth. i, 166, 277, 299, 305–10; Soury, Bréviaire de l’hist. du matérialisme, 1881, pp.
30, 37 sq. Cp. as to Armenia, Edwards, The Witness of Assyria, 1893, p. 144); and in the
seventh century the commercial connection between Lydia and Ionia, long close, was
presumably friendly up to the time of the first attacks of the Lydian Kings, and even
afterwards (Herodotos i, 20–23), Alyattes having made a treaty of peace with Miletos,
which thereafter had peace during his long reign. This brings us to the time of Thales (640–
548 B.C.). At the same time, the Ionian settlers of Miletos had from the first a close
connection with the Karians (Herod. i, 146, and above pp. 120–21), whose near affinity
with the Semites, at least in religion, is seen in their practice of cutting their foreheads at
festivals (id. ii, 61; cp. Grote, ed. 1888, i, 27, note; E. Curtius, i, 36, 42; Busolt, i, 33; and
Spiegel, Eranische Alterthumskunde, i, 228). Thales was thus in the direct sphere of
Babylonian culture before the conquest of Cyrus; and his Milesian pupils or successors,
Anaximandros and Anaximenes, stand for the same influences. Herakleitos in turn was of
Ephesus, an Ionian city in the same culture-sphere; Anaxagoras was of Klazomenai,
another Ionian city, as had been Hermotimos, of the same philosophic school; the Eleatic
school, founded by Xenophanes and carried on by Parmenides and the elder Zeno, come
from the same matrix, Elea having been founded by exiles from Ionian Phokaia on its
conquest by the Persians; and Pythagoras, in turn, was of the Ionian city of Samos, in the
same sixth century. Finally, Protagoras and Demokritos were of Abdera, an Ionian colony
in Thrace; Leukippos, the teacher of Demokritos, was either an Abderite, a Milesian, or an
Elean; and Archelaos, the pupil of Anaxagoras and a teacher of Sokrates, is said to have
been a Milesian. Wellhausen (Israel, p. 473 of vol. of Prolegomena, Eng. tr.) has spoken of
the rise of philosophy on the “threatened and actual political annihilation of Ionia” as
corresponding to the rise of Hebrew prophecy on the menace and the consummation of the
Assyrian conquest. As regards Ionia, this may hold in the sense that the stoppage of
political freedom threw men back on philosophy, as happened later at Athens. But Thales
philosophized before the Persian conquest.
§ 4
Thales, like Homer, starts from the Babylonian conception of a beginning of
all things in water; but in Thales the immediate motive and the sequel are
strictly cosmological and neither theological nor poetical, though we cannot
tell whether the worship of a God of the Waters may not have been the
origin of a water-theory of the cosmos. The phrase attributed to him, “that
all things are full of Gods,”76 clearly meant that in his opinion the forces of
71. things inhered in the cosmos, and not in personal powers who
spasmodically interfered with it.77 It is probable that, as was surmised by
Plutarch, a pantheistic conception of Zeus existed for the Ionian Greeks
before Thales.78 To the later doxographists he “seems to have lost belief in
the Gods.”79 From the mere second-hand and often unintelligent statements
which are all we have in his case, it is hard to make sure of his system; but
that it was pantheistic80 and physicist seems clear. He conceived that matter
not only came from but was resolvable into water; that all phenomena were
ruled by law or “necessity”; and that the sun and planets (commonly
regarded as deities) were bodies analogous to the earth, which he held to be
spherical but “resting on water.”81 For the rest, he speculated in
meteorology and in astronomy, and is credited with having predicted a solar
eclipse 82—a fairly good proof of his knowledge of Chaldean science83—
and with having introduced geometry into Greece from Egypt.84 To him,
too, is ascribed a wise counsel to the Ionians in the matter of political
federation,85 which, had it been followed, might have saved them from the
Persian conquest; and he is one of the many early moralists who laid down
the Golden Rule as the essence of the moral law.86 With his maxim, “Know
thyself,” he seems to mark a broadly new departure in ancient thought: the
balance of energy is shifted from myth and theosophy, prophecy and poesy,
to analysis of consciousness and the cosmic process.
From this point Greek rationalism is continuous, despite reactions, till the
Roman conquest, Miletos figuring long as a general source of skepticism.
Anaximandros (610–547 B.C.), pupil and companion of Thales, was like
him an astronomer, geographer, and physicist, seeking for a first principle
(for which he may or may not have invented the name87); rejecting the idea
of a single primordial element such as water; affirming an infinite material
cause, without beginning and indestructible,88 with an infinite number of
worlds; and—still showing the Chaldean impulse—speculating remarkably
on the descent of man from something aquatic, as well as on the form and
motion of the earth (figured by him as a cylinder89), the nature and motions
of the solar system, and thunder and lightning.90 It seems doubtful whether,
as affirmed by Eudemus, he taught the doctrine of the earth’s motion; but
72. that this doctrine was derived from the Babylonian schools of astronomy is
so probable that it may have been accepted in Miletos in his day. Only by
inferring a prior scientific development of remarkable energy can we
explain the striking force of the sayings of Anaximandros which have come
down to us. His doctrine of evolution stands out for us to-day like the
fragment of a great ruin, hinting obscurely of a line of active thinkers. The
thesis that man must have descended from a different species because,
“while other animals quickly found food for themselves, man alone requires
a long period of suckling: had he been originally such as he is now, he
could never have survived,” is a quite masterly anticipation of modern
evolutionary science. We are left asking, how came an early Ionian Greek to
think thus, outgoing the assimilative power of the later age of Aristotle?
Only a long scientific evolution can readily account for it; and only in the
Mesopotamian world could such an evolution have taken place.91
Anaximenes (fl. 548 B.C.), yet another Milesian, pupil or at least follower
in turn of Anaximandros, speculates similarly, making his infinite and first
principle the air, in which he conceives the earth to be suspended; theorizes
on the rainbow, earthquakes, the nature and the revolution of the heavenly
bodies (which, with the earth, he supposed to be broad and flat); and affirms
the eternity of motion and the perishableness of the earth.92 The Ionian
thought of the time seems thus to have been thoroughly absorbed in
problems of natural origins, and only in that connection to have been
concerned with the problems of religion. No dogma of divine creation
blocked the way: the trouble was levity of hypothesis or assent. Thales,
following a Semitic lead, places the source of all things in water.
Anaximandros, perhaps following another, but seeking a more abstract idea,
posited an infinite, the source of all things; and Anaximenes in turn reduces
that infinite to the air, as being the least material of things. He cannot have
anticipated the chemical conception of the reduction of all solids to gases:
the thesis was framed either à priori or in adaptation of priestly claims for
the deities of the elements; and others were to follow with the guesses of
earth and fire and heat and cold. Still, the speculation is that of bold and far-
grasping thinkers, and for these there can have been no validity in the
ordinary God-ideas of polytheism.
73. There is reason to think that these early “schools” of thought were really
constituted by men in some way banded together,93 thus supporting each
other against the conservatism of religious ignorance. The physicians were
so organized; the disciples of Pythagoras followed the same course; and in
later Greece we shall find the different philosophic sects formed into
societies or corporations. The first model was probably that of the priestly
corporation; and in a world in which many cults were chronically
disendowed it may well have been that the leisured old priesthoods,
philosophizing as we have seen those of India and Egypt and Mesopotamia
doing, played a primary part in initiating the work of rational secular
thought.
The recent work of Mr. F. M. Cornford, From Philosophy to Religion (1912), puts forth an
interesting and ingenious theory to the effect that early Greek philosophy is a reduction to
abstract terms of the practice of totemistic tribes. On this view, when the Gods are figured
in Homer as subject to Moira (Destiny), there has taken place an impersonation of Nomos,
or Law; and just as the divine cosmos or polity is a reflection of the earthly, so the
established conception of the absolute compulsoriness of tribal law is translated into one of
a Fate which overrules the Gods (p. 40 sq.). So, when Anaximandros posits the doctrine of
four elements [he did not use the word, by the way; that comes later; see Burnet, ch. i, p.
56, citing Diels], “we observe that this type of cosmic structure corresponds to that of a
totemic tribe containing four clans” (p. 62). On the other hand, the totemistic stage had
long before been broken down. The “notion of the group-soul” had given rise to the notion
of God (p. 90); and the primitive “magical group” had dissolved into a system of families
(p. 93), with individual souls. On this prior accumulation of religious material early
philosophy works (p. 138).
It does not appear why, thus recognizing that totemism was at least a long way behind in
Thales’s day, Mr. Cornford should trace the Ionian four elements straight back to the
problematic four clans of the totemistic tribe. Dr. Frazer gives him no data whatever for
Aryan totemism; and the Ionian cities, like those of Mesopotamia and Egypt, belong to the
age of commerce and of monarchies. It would seem more plausible, on Mr. Cornford’s own
premises, to trace the rival theories of the four elements to religious philosophies set up by
the priests of four Gods of water, earth, air, and fire. If the early philosophers “had nothing
but theology behind them” (p. 138), why not infer theologies for the old-established deities
of Mesopotamia? Mr. Cornford adds to the traditional factors that of “the temperaments of
the individual philosophers, which made one or other of those schemes the more congenial
to them.” Following Dr. F. H. Bradley, he pronounces that “almost all philosophic
arguments are invented afterwards, to recommend, or defend from attack, conclusions
which the philosopher was from the outset bent on believing before he could think of any
74. arguments at all. That is why philosophical reasonings are so bad, so artificial, so
unconvincing.”
Upon this very principle it is much more likely that the philosophic cults of water, earth,
air, and fire originated in the worships of Gods of those elements, whose priests would tend
to magnify their office. It is hard to see how “temperament” could determine a man’s bias
to an air-theory in preference to a water-theory. But if the priests of Ea the Water-God and
those of Bel the God of Air had framed theories of the kind, it is conceivable that family or
tribal ties and traditions might set men upon developing the theory quasi-philosophically
when the alien Gods came to be recognized by thinking men as mere names for the
elements.94 (Compare Flaubert’s Salammbô as to the probable rivalry of priests of the Sun
and Moon.) A pantheistic view, again, arose as we saw among various priesthoods in the
monarchies where syncretism arose out of political aggregations.
What is clear is that the religious or theistic basis had ceased to exist for
many educated Greeks in that environment. The old God-ideas have
disappeared, and a quasi-scientific attitude has been taken up. It is
apparently conditioned, perhaps fatally, by prior modes of thought; but it
operates in disregard of so-called religious needs, and negates the normal
religious conception of earthly government or providence. Nevertheless, it
was not destined to lead to the rationalization of popular thought; and only
in a small number of cases did the scientific thinkers deeply concern
themselves with the enlightenment of the mass.
In another Ionian thinker of that age, indeed, we find alongside of physical
and philosophical speculation on the universe the most direct and explicit
assault upon popular religion that ancient history preserves. Xenophanes of
Kolophon (? 570–470), a contemporary of Anaximandros, was forced by a
Persian invasion or by some revolution to leave his native city at the age of
twenty-five; and by his own account his doctrines, and inferribly his life,
had gone “up and down Greece”—in which we are to include Magna
Graecia—for sixty-seven years at the date of writing of one of his poems.95
This was presumably composed at Elea (Hyela or Velia), founded about 536
B.C., on the western Italian coast, south of Paestum, by unsubduable
Phokaians seeking a new home after the Persian conquest, and after they
had been further defeated in the attempt to live as pirates in Corsica.96
Thither came the aged Xenophanes, perhaps also seeking freedom. He
seems to have lived hitherto as a rhapsode, chanting his poems at the courts
75. of tyrants as the Homerids did the Iliad. It is hard indeed to conceive that
his recitations included the anti-religious passages which have come down
to us; but his resort in old age to the new community of Elea is itself a proof
of a craving and a need for free conditions of life.97
Setting out on his travels, doubtless, with the Ionian predilection for a
unitary philosophy, he had somewhere and somehow attained a pantheism
which transcended the concern for a “first principle”—if, indeed, it was
essentially distinct from the doctrine of Anaximandros.98 “Looking
wistfully upon the whole heavens,” says Aristotle,99 “he affirms that unity
is God.” From the scattered quotations which are all that remain of his lost
poem, On Nature (or Natural Things),100 it is hard to deduce any full
conception of his philosophy; but it is clear that it was monistic; and though
most of his later interpreters have acclaimed him as the herald of
monotheism, it is only in terms of pantheism that his various utterances can
be reconciled. It is clearly in that sense that Aristotle and Plato101
commemorate him as the first of the Eleatic monists. Repeatedly he speaks
of “the Gods” as well as of “God”; and he even inculcates the respectful
worship of them.102 The solution seems to be that he thinks of the forces
and phenomena of Nature in the early way as Gods or Powers, but resolves
them in turn into a whole which includes all forms of power and
intelligence, but is not to be conceived as either physically or mentally
anthropomorphic. “His contemporaries would have been more likely to call
Xenophanes an atheist than anything else.”103
The common verdict of the historians of philosophy, who find in Xenophanes an early and
elevated doctrine of “Monotheism,” is closely tested by J. Freudenthal, Ueber die
Theologie des Xenophanes, 1886. As he shows, the bulk of them (cited by him, pp. 2–7) do
violence to Xenophanes’s language in making him out the proclaimer of a monotheistic
doctrine to a polytheistic world. That he was essentially a pantheist is now recognized by a
number of writers. Cp. Windelband, as cited, p. 48; Decharme, as cited, p. 46 sq. Bréton,
Poésie philos. en Grèce, pp. 47, 64 sq., had maintained the point, against Cousin, in 1882,
before Freudenthal. But Freudenthal in turn glosses part of the problem in ascribing to
Xenophanes an acceptance of polytheism (cp. Burnet, p. 142), which kept him from
molestation throughout his life; whereas Anaxagoras, who had never attacked popular
belief with the directness of Xenophanes, was prosecuted for atheism. Anaxagoras was of a
later age, dwelling in an Athens in which popular prejudice took readily to persecution, and
76. political malice resorted readily to religious pretences. Xenophanes could hardly have
published with impunity in Periklean Athens his stinging impeachments of current God-
ideas; and it remains problematic whether he ever proclaimed them in face of the
multitude. It is only from long subsequent students that we get them as quotations from his
poetry; there is no record of their effect on his contemporaries. That his God-idea was
pantheistic is sufficiently established by his attacks on anthropomorphism, taken in
connection with his doctrine of the All.
Whether as teaching meant for public currency or as a philosophic message
for the few, the pantheism of Xenophanes expressed itself in an attack on
anthropomorphic religion, no less direct and much more ratiocinative than
that of any Hebrew prophet upon idolatry. “Mortals,” he wrote, in a famous
passage, “suppose that the Gods are born, and wear man’s clothing,104 and
have voice and body. But if cattle or lions had hands, so as to paint with
their hands and make works of art as men do, they would paint their Gods
and give them bodies like their own—horses like horses, cattle like cattle.”
And again: “Ethiopians make their Gods black and snub-nosed; the
Thracians say theirs have reddish hair and blue eyes; so also they conceive
the spirits of the Gods to be like themselves.”105 On Homer and Hesiod, the
myth-singers, his attack is no less stringent: “They attributed to the Gods all
things that with men are of ill-fame and blame; they told of them countless
nefarious things—thefts, adulteries, and deception of each other.”106 It is
recorded of him further that, like Epicurus, he absolutely rejected all
divination.107 And when the Eleans, perhaps somewhat shaken by such
criticism, asked him whether they should sacrifice and sing a dirge to
Leukothea, the child-bereft Sea-Goddess, he bade them not to sing a dirge if
they thought her divine, and not to sacrifice if she were human.108
Beside this ringing radicalism, not yet out of date, the physics of the Eleatic
freethinker is less noticeable. His resort to earth as a material first principle
was but another guess or disguised theosophy added to those of his
predecessors, and has no philosophic congruity with his pantheism. It is
interesting to find him reasoning from fossil-marks that what was now land
had once been sea-covered, and been left mud; and that the moon is
probably inhabited.109 Yet, with all this alertness of speculation,
Xenophanes sounds the note of merely negative skepticism which, for lack
77. of fruitful scientific research, was to become more and more common in
Greek thought:110 “no man,” he avows in one verse, “knows truly anything,
and no man ever will.”111 More fruitful was his pantheism or pankosmism.
“The All (οὖλος)” he declared, “sees, thinks, and hears.”112 “It was thus
from Xenophanes that the doctrine of Pankosmism first obtained
introduction into Greek philosophy, recognizing nothing real except the
universe as an indivisible and unchangeable whole.”113 His negative
skepticism might have guarded later Hellenes against baseless cosmogony-
making if they had been capable of a systematic intellectual development.
His sagacity, too, appears in his protest114 against that extravagant worship
of the athlete which from first to last kept popular Greek life-philosophy
unprogressive. But here least of all was he listened to.
It is after a generation of such persistent questioning of Nature and custom
by pioneer Greeks that we find in Herakleitos of Ephesus (fl. 500 B.C.)—
still in the Ionian culture-sphere—a positive and unsparing criticism of the
prevailing beliefs. No sage among the Ionians (who had already produced a
series of powerful thinkers) left a deeper impression than he of massive
force and piercing intensity: above all of the gnomic utterances of his age,
his have the ring of character and the edge of personality; and the gossiping
Diogenes, after setting out by calling him the most arrogant of men,
concedes that the brevity and weight of his expression are not to be
matched. It was due rather to this, probably, than to his metaphysic—
though that has an arresting quality—that there grew up a school of
Herakliteans calling themselves by his name. And though doubt attaches to
some of his sayings, and even to his date, there can be small question that
he was mordantly freethinking, though a man of royal descent. He has stern
sayings about “bringing forth untrustworthy witnesses to confirm disputed
points,” and about eyes and ears being “bad witnesses for men, when their
souls lack understanding.”115 “What can be seen, heard, and learned, this I
prize,” is one of his declarations; and he is credited with contemning book-
learning as having failed to give wisdom to Hesiod, Pythagoras,
Xenophanes, and Hekataios.116 The belief in progress, he roundly insists,
stops progress.117 From his cryptic utterances it maybe gathered that he too
was a pantheist;118 and from his insistence on the immanence of strife in all
78. things,119 as from others of his sayings, that he was of the Stoic mood. It
was doubtless in resentment of immoral religion that he said120 Homer and
Archilochos deserved flogging; as he is severe on the phallic worship of
Dionysos,121 on the absurdity of prayer to images, and on popular pietism
in general.122 One of his sayings, ἦθος ἀνθρώπῳ δαίμων,123 “character is a
man’s dæmon,” seems to be the definite assertion of rationalism in affairs as
against the creed of special providences.
A confusion of tradition has arisen between the early Herakleitos, “the Obscure,” and the
similarly-named writer of the first century of our era, who was either one Herakleides or
one using the name of Herakleitos. As the later writer certainly allegorized Homer—
reducing Apollo to the Sun, Athenê to Thought, and so on—and claimed thus to free him
from the charge of impiety, it seems highly probable that it is from him that the scholiast on
the Iliad, xv, 18, cites the passage scolding the atheists who attacked the Homeric myths.
The theme and the tone do not belong to 500 B.C., when only the boldest—as Herakleitos
—would be likely to attack Homer, and when there is no other literary trace of atheism.
Grote, however (i, 374, note), cites the passages without comment as referring to the early
philosopher, who is much more probably credited, as above, with denouncing Homer
himself. Concerning the later Herakleitos or Herakleides, see Dr. Hatch’s Hibbert Lectures
on The Influence of Greek Ideas and Usages upon the Christian Church, 1890, pp. 61, 62.
But even apart from the confusion with the late Herakleides, there is difficulty in settling
the period of the Ephesian thinker. Diogenes Laërtius states that he flourished about the
69th Olympiad (504–500 B.C.). Another account, preserved by Eusebius, places him in the
80th or 81st Olympiad, in the infancy of Sokrates, and for this date there are other grounds
(Ueberweg, i, 40); but yet other evidences carry us back to the earlier. As Diogenes notes
five writers of the name—two being poets, one a historian, and one a “serio-comic”
personage—and there is record of many other men named Herakleitos and several
Herakleides, there is considerable room for false attributions. The statement of Diogenes
that the Ephesian was “wont to call opinion the sacred disease” (i, 6, § 7) is commonly
relegated to the spurious sayings of Herakleitos, and it suggests the last mentioned of his
namesakes. But see Max Müller, Hibbert Lectures on Indian Religion, p. 6, for the opinion
that it is genuine, and that by “opinion” was meant “religion.” The saying, says Dr. Müller,
“seems to me to have the massive, full, and noble ring of Herakleitos.” It is hardly for
rationalists to demur.
Much discussion has been set up by the common attribution to Herakleitos
in antiquity of the doctrine of the ultimate conflagration of all things. But
for this there is no ground in any actual passage preserved from his works;
and it appears to have been a mere misconception of his doctrine in regard
79. to Fire. His monistic doctrine was, in brief, that all the opposing and
contrasted things in the universe, heat and cold, day and night, evil and
good, imply each other, and exist only in the relation of contrast; and he
conceived fire as something in which opposites were solved.124 Upon this
stroke of mysticism was concentrated the discussion which might usefully
have been turned on his criticism of popular religion; his negative wisdom
was substantially ignored, and his obscure speculation, treated as his main
contribution to thought, was misunderstood and perverted.
A limit was doubtless soon set to free speech even in Elea; and the Eleatic
school after Xenophanes, in the hands of his pupil Parmenides (fl. 500
B.C.), Zeno (fl. 464), Melissos of Samos (fl. 444), and their successors, is
found turning first to deep metaphysic and then to verbal dialectic, to
discussion on being and not being, the impossibility of motion, and the
trick-problem of Achilles and the tortoise. It is conceivable that thought
took these lines because others were socially closed. Parmenides, a notably
philosophic spirit (whom Plato, meeting him in youth, felt to have “an
exceptionally wonderful depth of mind,” but regarded as a man to be feared
as well as reverenced),125 made short work of the counter-sense of not
being, but does not seem to have dealt at close quarters with popular creeds.
Melissos, a man of action, who led a successful sally to capture the
Athenian fleet,126 was apparently the most pronounced freethinker of the
three named,127 in that he said of the Gods “there was no need to define
them, since there was no knowledge of them.”128 Such utterance could not
be carried far in any Greek community; and there lacked the spirit of patient
research which might have fruitfully developed the notable hypothesis of
Parmenides that the earth is spherical in form.129 But he too was a loose
guesser, adding categories of fire and earth and heat and cold to the
formative and material “principles” of his predecessors; and where he
divagated weaker minds could not but lose themselves. From Melissos and
Parmenides there is accordingly a rapid descent in philosophy to
professional verbalism, popular life the while proceeding on the old levels.
It was in this epoch of declining energy and declining freedom that there
grew up the nugatory doctrine, associated with the Eleatic school,130 that
80. the only realities are mental,131 a formula which eluded at once the
problems of Nature and the crudities of religion, and so made its fortune
with the idle educated class. Meant to support the cause of reason, it was
soon turned, as every slackly-held doctrine must be, to a different account.
In the hands of Plato it developed into the doctrine of ideas, which in the
later Christian world was to play so large a part, as “Realism,” in checking
scientific thought; and in Greece it fatally fostered the indolent evasion of
research in physics.132 Ultimately this made for supernaturalism, which had
never been discarded by the main body even of rationalizing thinkers.133
Thus the geographer and historian Hekataios of Miletos (fl. 500 B.C.),
living at the great centre of rationalism, while rejecting the mass of Greek
fables as “ridiculous,” and proceeding in a fashion long popular to translate
them into historical facts, yet affected, in the poetic Greek fashion, to be of
divine descent.134 At the same time he held by such fables as that of the
floating island in the Nile and that of the supernormal Hyperboreans. This
blending of old and new habits of mind is indeed perhaps the strongest
ground for affirming the genuineness of his fragments, which has been
disputed.135 But from his time forward there are many signs of a broad
movement of criticism, doubt, inquiry, and reconstruction, involving an
extensive discussion of historical as well as religious tradition.136 There had
begun, in short, for the rapidly-developing Greeks, a “discovery of man”
such as is ascribed in later times to the age of the Italian Renaissance. In the
next generation came the father of humanists, Herodotos, who implicitly
carries the process of discrimination still further than did Hekataios; while
Sophocles [496–405 B.C.], without ever challenging popular faith, whether
implicitly as did Æschylus, or explicitly as did Euripides, “brought down
the drama from the skies to the earth; and the drama still follows the course
which Sophocles first marked out for it. It was on the Gods, the struggles of
the Gods, and on destiny that Æschylus dwelt; it is with man that Sophocles
is concerned.”137
Still, there was only to be a partial enlightenment of the race, such as we
have seen occurring, perhaps about the same period, in India. Sophocles,
even while dramatizing the cruel consequences of Greek religion, never
made any sign of being delivered from the ordinary Greek conceptions of
81. deity, or gave any help to wiser thought. The social difference between
Greece and the monarchic civilizations was after all only one of degree:
there, as elsewhere, the social problem was finally unsolved; and the limits
to Greek progress were soon approached. But the evolution went far in
many places, and it is profoundly interesting to trace it.
§ 5
Compared with the early Milesians and with Xenophanes, the elusive
Pythagoras (fl. 540–510 B.C.) is not so much a rationalistic as a
theosophic freethinker; but to freethought his name belongs insofar as the
system connected with it did rationalize, and discarded mythology. If the
biographic data be in any degree trustworthy, it starts like Milesian
speculation from oriental precedents.138 Pythagoras was of Samos in the
Ægean; and the traditions have it that he was a pupil of Pherekydes the
Syrian, and that before settling at Krôton, in Italy, he travelled in Egypt, and
had intercourse with the Chaldean Magi. Some parts of the Pythagorean
code of life, at least, point to an eastern derivation.
The striking resemblance between the doctrine and practice of the Pythagoreans and those
of the Jewish Essenes has led Zeller to argue (Philos. der Griechen, Th. iii, Abth. 2) that
the latter were a branch of the former. Bishop Lightfoot, on the other hand, noting that the
Essenes did not hold the specially prominent Pythagorean doctrines of numbers and of the
transmigration of souls, traces Essenism to Zoroastrian influence (Ed. of Colossians, App.
on the Essenes, pp. 150–51; rep. in Dissertations on the Apostolic Age, 1892, pp. 369–72).
This raises the issue whether both Pythagoreanism and Essenism were not of Persian
derivation; and Dr. Schürer (Jewish People in the Time of Jesus, Eng. tr. Div. II, vol. ii, p.
218) pronounces in favour of an oriental origin for both. The new connection between
Persia and Ionia just at or before the time of Pythagoras (fl. 530 B.C.) squares with this
view; but it is further to be noted that the phenomenon of monasticism, common to
Pythagoreans and Essenes, arises in Buddhism about the Pythagorean period; and as it is
hardly likely that Buddhism in the sixth century B.C. reached Asia Minor, there remains
the possibility of some special diffusion of the new ideal from the Babylonian sphere after
the conquest by Cyrus, there being no trace of a Persian monastic system. The
resemblances to Orphicism likewise suggest a Babylonian source, as does the doctrine of
82. numbers, which is not Zoroastrian. As to Buddhism, the argument for a Buddhist origin of
Essenism shortly before our era (cp. A. Lillie, Buddhism in Christendom and The Influence
of Buddhism on Primitive Christianity; E. Bunsen, The Angel-Messiah; or, Buddhists,
Essenes, and Christians—all three to be read with much caution) does not meet the case of
the Pythagorean precedents for Essenism. Prof. Burnet (Early Greek Philos. 2nd ed. p.
102) notes close Indian parallels to Pythagoreanism, but overlooks the intermediate Persian
parallels, and falls back very unnecessarily on the bald notion that “the two systems were
independently evolved from the same primitive systems.”
As regards the mystic doctrine that numbers are, as it were, the moving
principle in the cosmos—another thesis not unlikely to arise in that
Babylonian world whence came the whole system of numbers for the later
ancients139—we can but pronounce it a development of thought in vacuo,
and look further for the source of Pythagorean influence in the moral and
social code of the movement, in its science, in its pantheism,140 its
contradictory dualism,141 and perhaps in its doctrine of transmigration of
souls. On the side of natural science, its absurdities142 point to the fatal lack
of observation which so soon stopped progress in Greek physics and
biology.143 Yet in the fields of astronomy, mathematics, and the science of
sound the school seems to have done good scientific work; being indeed
praised by the critical Aristotle for doing special service in that way.144 It is
recorded that Philolaos, the successor of Pythagoras, was the first to teach
openly (about 460 B.C.) the doctrine of the motion of the earth145—which,
however, as above noted, was also said to have been previously taught by
Anaximandros146 (from whom some incline to derive the Pythagorean
theory of numbers in general147) and by Hiketas or Iketas (or Niketas) of
Syracuse.148 Ekphantos, of that city, is also credited with asserting the
revolution of the earth on its axis; and he too is grouped with the
Pythagoreans, though he seems to have had a pantheism of his own.149
Philolaos in particular is said to have been prosecuted for his teaching,150
which for many was a blasphemy; and it may be that this was the reason of
its being specially ascribed to him, though current in the East long before
his day. In the fragments ascribed to him is affirmed, in divergence from
other Pythagoreans, the eternity of the earth; and in other ways he seems to
have been an innovator.151 In any case, the Pythagorean conception of the
earth’s motion was a speculative one, wide of the facts, and not identical
83. with the modern doctrine, save insofar as Pythagoras—or Philolaos—had
rightly conceived the earth as a sphere.152
It is noteworthy, however, that in conjecturing that the whole solar system moves round a
“central fire,” Pythagoras carried his thought nearly as far as the moderns. The fanciful side
of his system is seen in his hypothesis of a counter-earth (Anti-chthon) invented to bring up
the number of celestial bodies in our system to ten, the “complete” number. (Berry, as
cited.) Narrien (p. 163) misses this simple explanation of the idea.
As to politics, finally, it seems hard to solve the anomaly that Pythagoras is
pronounced the first teacher of the principle of community of goods,153 and
that his adherents at Krôton formed an aristocratic league, so detested by
the people for its anti-democratism that its members were finally massacred
in their meeting-place, their leader, according to one tradition, being slain
with them, while according to a better grounded account he had withdrawn
and died at Metapontion. The solution seems to be that the early movement
was in no way monastic or communistic; that it was, however, a secret
society; that it set up a kind of puritanism or “methodism” which repelled
conservative people; and that, whatever its doctrines, its members were
mostly of the upper class.154 If they held by the general rejection of popular
religion attributed to Pythagoras, they would so much the more exasperate
the demos; for though at Krôton, as in the other Grecian colonial cities,
there was considerable freedom of thought and speech, the populace can
nowhere have been freethinking.155 In any case, it was after its political
overthrow, and still more in the Italian revival of the second century B.C.,
that the mystic and superstitious features of Pythagoreanism were most
multiplied; and doubtless the master’s teachings were often much perverted
by his devotees. It was only too easy. He had laid down, as so many another
moralist, that justice consisted in reciprocity; but he taught of virtue in
terms of his theory of numbers156—a sure way of putting conduct out of
touch with reality. Thus we find some of the later Pythagoreans laying it
down as a canon that no story once fully current concerning the Gods was
to be disbelieved157—the complete negation of philosophical freethought
and a sharp contradiction of the other view which represented the shade of
Pythagoras as saying that he had seen in Tartaros the shade of Homer
hanged to a tree, and that of Hesiod chained to a pillar of brass, for the
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