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HUMAN
CENTE
DESIGN
TOOLK
Human Centered Design_toolkit
TOOLKIT
2ND EDITION
Human Centered Design_toolkit
WATER Storage anD transportation, india
Human Centered Design_toolkit
INCREASING FARMER INCOMES, CAMBODIA
Human Centered Design_toolkit
encouraging technology adoption, kenya
TABLE
OF
Contents
  Introduction 							
  Why Do Human-Centered Design?				                         4
  The Three Lenses of Human-Centered Design			              6
  The HCD Process							                                    8
  How to Use this Toolkit					                              10
  BEST PRACTICES FOR Innovation				                         12	
  Scenarios of Use							                                   14


  Hear
  The Hear section will guide you through the process
  of preparing for research with constituents using
  HCD methodology.


  Step 1: 	   Identify a Design Challenge				               34
  Step 2: 	 Recognize Existing Knowledge			                 39
  Step 3: 	 Identify People to Speak With			                40
  Step 4: 	   Choose Research Methods				                   42
  	           Method: 	 Individual Interview				            42
  	           Method: 	Group Interview				                  44
  	           Method: 	 In-Context Immersion				            46
  	           Method: 	 Self-Documentation				              50
  	           Method: 	 Community-Driven Discovery			       53
  	           Method: 	 Expert Interviews				               55	
  	           Method: 	 Seek Inspiration in New Places			   57
  Step 5: 	   Develop an Interview Approach			              58
  	           Method:	 Interview Guide				                  58
  	           Method: 	 Sacrificial Concepts				            60
  	           Method: 	 Interview Techniques				            64
  Step 6:	    Develop Your Mindset				                      66
  	           Mindset:	 Beginner’s Mind				                 66
  	           Mindset: 	Observe vs. Interpret				           68
Create
The Create section will help you translate what you
learned in the field into concrete solutions.
	
Step 1: 	   Develop the Approach				                          84
	           Method: 	Participatory Co-Design				              84
	           Method: 	 Empathic Design				                     89
Step 2: 	   Share Stories					                                92
Step 3:	    Identify Patterns					                            94
	           Method: 	 Extract Key Insights				                94
	           Method: 	 Find Themes					                        98
	           Method:	 Create Frameworks				                    100
Step 4: 	   Create Opportunity Areas				                      102
Step 5: 	   Brainstorm New Solutions				                      104
Step 6: 	   Make Ideas Real					                              106
Step 7: 	Gather Feedback					                                 108


Deliver
The Deliver section will give you the tools to go
from ideas and prototypes to solutions and plans
that can be implemented. It will also help you create
a learning plan to measure and continue iterating
on your designs.
	
Step 1: 	   Develop a Sustainable Revenue Model		             126
Step 2: 	   Identify Capabilities for Delivering Solutions	   131
Step 3: 	Plan a Pipeline of Solutions			                      134
Step 4: 	   Create an Implementation Timeline			              138
Step 5: 	Plan Mini-Pilots and Iteration			                    140
Step 6:	    Create a Learning Plan				                        144
	           Method:	 Track Indicators				                     146
	           Method:	 Evaluate Outcomes				                    148




FIELD GUIDE						                                             154
The Field Guide contains worksheets that will help you to
prepare for and conduct field research. The Field Guide and
the Aspirations Cards, are all you will need to take to the
field with you.
AN
INTRO
DUCTI
ON AN
INTRO
H   C   D   1
Introduction
Human Centered Design




Are you
looking
to...
Bring innovation to the base
of the pyramid? Enter a new region?
Adapt a technology to your region?
Understand the needs of constituents
better? Find new methods for
monitoring and evaluation?
2   H   C   D
H   C   D   3
Introduction
Human Centered Design




This
toolkit
was
made for
you.
It contains the elements to Human-Centered Design, a process
used for decades to create new solutions for multi-national
corporations. This process has created ideas such as the
HeartStart defibrillator, CleanWell natural antibacterial products,
and the Blood Donor System for the Red Cross—innovations that
have enhanced the lives of millions of people.

Now Human-Centered Design can help you
enhance the lives of people living on less
than $2/day.
This process has been specially-adapted for organizations
like yours that work with communities in need in Africa, Asia,
and Latin America.

Human-Centered Design (HCD) will help you hear the needs
of constituents in new ways, create innovative solutions to
meet these needs, and deliver solutions with financial
sustainability in mind.


Let’s get started.
4   H   C   D
                Introduction
                Why Do HCD?
                Human Centered Design




    Why do
    Human
    Centered
    Design?
    B
     ecause it can help your organization
    connect better with the people you
    serve. It can transform data into
    actionable ideas. It can help you to
    see new opportunities. It can help to
    increase the speed and effectiveness
    of creating new solutions.
H   C   D   5
Introduction
Why Do HCD?




We are excited about our ability to continue
replicating the Human-Centered Design process
to create and bring to scale new approaches
to provide eye care in the developing world.
—VISIONSPRING, INDIA

HCD surprised us because even people
who didn’t know a lot about the topic
were able to create so many solutions.
—IDE Vietnam




Why a toolkit?
 ecause the people are the experts.
B
They are the ones who know best what the right solutions are.
This kit doesn’t offer solutions. Instead, it offers techniques,
methods, tips, and worksheets to guide you through a process
that gives voice to communities and allows their desires to guide
the creation and implementation of solutions.

B
 ecause only you know how to best use it.
Human-Centered Design is a process broken into a set of tools.
This is so that you can pick and choose which techniques
work best for your context and your situation. Use it alone
or along with PRISM, value chain analysis, PRA, triangulation
or other methods you use in your organization to imagine
and implement new ideas.
6   H   C   D
                Introduction
                The Three Lenses of
                Human Centered Design




                THE THREE LENSES OF
                HUMAN-CENTERED DESIGN
                Human-Centered Design (HCD) is a process and a set of techniques used
                to create new solutions for the world. Solutions include products, services,
                environments, organizations, and modes of interaction.

                The reason this process is called “human-centered” is because it starts with the
                people we are designing for. The HCD process begins by examining the needs,
                dreams, and behaviors of the people we want to affect with our solutions.
                We seek to listen to and understand what they want. We call this the Desirability
                lens. We view the world through this lens throughout the design process.

                Once we have identified a range of what is Desirable, we begin to view our
                solutions through the lenses of Feasibility and Viability. We carefully bring
                in these lenses during the later phases of the process.




                   D esirabilit y             What do people desire?




                    FEASIBILIT Y              What is technically and organizationally feasible?




                     Viabilit y               What can be financially viable?
H   C   D   7
Introduction
The Three Lenses of
Human Centered Design




                                                    Start Here




                                          D esirabilit y




                        FEASIBILIT Y                             Viabilit y




                                  The solutions that emerge at the
                                 end of the Human-Centered Design
                                   should hit the overlap of these
                                    three lenses; they need to be
                                  Desirable, Feasible, and Viable.
8   H   C   D
                Introduction
                The HCD Process




                THE HCD PROCESS
                The process of Human-Centered Design starts with a specific Design Challenge and
                goes through three main phases: Hear, Create, and Deliver. The process will move
                your team from concrete observations about people, to abstract thinking as you
                uncover insights and themes, then back to the concrete with tangible solutions.




                                    HEAR

                                    During the Hear phase, your Design Team will collect
                                    stories and inspiration from people. You will prepare for
                                    and conduct field research.




            H                                            c
H   C   D   9
Introduction
The HCD Process




                  C R E AT E

                  In the Create phase, you will work together
                  in a workshop format to translate what you heard from
                  people into frameworks, opportunities, solutions, and
                  prototypes. During this phase you will move together from
                  concrete to more abstract thinking in identifying themes
                  and opportunities, and then back to the concrete with
                  solutions and prototypes.


                  DELIVER

                  The Deliver phase will begin to realize your solutions through
                  rapid revenue and cost modeling, capability assessment,
                  and implementation planning. This will help you launch new
                  solutions into the world.




                                           D



Abstract




Concrete



                                                   To recall these phases, simply remember H-C-D.
10   H   C   D
                 Introduction
                 How to Use this Toolkit




     HOW
     TO USE
     THIS
     TOOLKIT
     This toolkit will guide you
     through an innovation process
     based on HCD methodology.
H   C   D   11
Introduction
How to Use this Toolkit




                          A FLEXIBLE TOOLKIT
                          Using this toolkit on its own will yield great solutions.
                          However, HCD is also very flexible and can complement
                          or be supplemented by various other approaches.
                          Methods such as Participatory Rural Appraisal (PRA),
                          Subsector/Value Chain Analysis and Triangulation can
                          all be incorporated into the HCD methodology provided
                          here. For example, your Design Challenge may necessitate
                          knowing about the mapping of village resources. If a team
                          member is familiar with a PRA method effective for
                          gathering this kind of information, it should absolutely
                          be incorporated into the process.

                          So be creative and rigorous in choosing and mixing your
                          methods – the best outcomes might come from the most
                          unexpected combinations!




                          There is the “facilitator” version of the Toolkit. If you
                          are the facilitator, use the notes provided to you in the
                          margins as rough instructions of how to move your team
           TIP
                          forward through the innovation process. Please add any
                          additional instructions, methods, or techniques you feel
                          would be relevant to your design challenge.




                          The facilitator must user his/her power wisely.
                          The facilitator is a role to lead the team through
         WATCH            the process; this person can certainly contribute to
          OUT             the content of the ideas, but should not use his/her
                          power to sway decisions.
12   H   C   D
                 Introduction
                 Best Practices
                 for Innovation




     BEST
     PRACTICES
     FOR
     Innovation
     By completing thousands of innovation
     and design challenges, IDEO has
     learned a few rules for creating an
     environment to facilitate innovation.
     See if any of these can be applied to
     your organization.
H   C   D   13
Introduction
Best Practices
for Innovation




                 Multi-Disciplinary TeaMS
                 The challenges you face are very complex and are likely to
                 have been explored by predecessors. You will have a higher
                 likelihood of success at solving such complex, difficult, and
                 already-examined problems by intentionally assembling the
                 right team of people. This team will work best if it consists of
                 a core group of 3-8 individuals, one of whom is the facilitator.
                 By mixing different disciplinary and educational backgrounds,
                 you will have a better chance of coming up with unexpected
                 solutions when these people approach problems from
                 different points of view.


                 Dedicated Spaces
                 Having a separate project space allows the team to be
                 constantly inspired by imagery from the field, immersed
                 in their post-it notes, and able to track the progress of
                 the project. If possible, find a dedicated space for your
                 design team to focus on the challenge.


                 Finite Timeframes
                 Many people notice that they work best with deadlines and
                 concrete timelines. Likewise, an innovation project with a
                 beginning, middle, and end is more likely to keep the team
                 motivated and focused on moving forward.




                 To ensure that there is a balanced gender perspective,
                 involve female staff in all phases of this process.
           TIP
14   H   C   D
                 Introduction
                 Scenarios of Use




     SCENARIOS
     OF USE
     The following Scenarios of Use help
     to outline four possible ways to use
     this toolkit for innovation. The first two
     scenarios utilize the principle of finite
     timeframes to frame the entire challenge,
     while the latter two demonstrate how
     small sections of the toolkit can be used
     to provide motivation, concrete goals,
     and a path to getting unstuck in
     longer-term programs.
H   C   D   15
Introduction
Scenarios of Use




                   Scenario 1:
                   The Week-Long
                   Deep Dive
                   This mode of engagement forces the design team to work
                   quickly to gather and analyze data, then moves rapidly to
                   solutions, prototypes and plans. The one-week timeframe
                   is a familiar timeline that is long enough to gain good
                   understanding, yet short enough to allow a stressed
                   organization to put limited resources against a challenge.
                   This format is good for early-phase learning and for
                   spurring new thinking.

                   Use When You:
                   »	Need to learn about a new area or challenge quickly.
                   »	Need to kick-start thinking about a long-standing
                   	 intractable problem.
                   »	 Want to refresh the thinking of the staff.

                   Pull Out and Use:
                   »	 All sections of the Toolkit in sequence.




                   Know the limitations of your data and your early
                   prototypes when doing a Week-Long Deep Dive.
                   If validity is necessary without much time for
           TIP
                   research, use secondary data to triangulate your
                   findings. Build a plan for iterating early prototypes
                   for future refinement.
16   H   C   D
                 Introduction
                 Scenarios of Use




                                    Scenario 2:
                                    The several-month
                                    Deep Dive
                                    A longer Deep Dive can last several weeks to several
                                    months. This mode of use enables a deeper, more nuanced
                                    understanding and theorization of a complex challenge
                                    or problem. With a longer time frame, more locations can
                                    be examined and more stakeholders in the value chain
                                    can become participants in the process.

                                    Use When You:
                                    »	Need to design robust solutions because the funds
                                    	 for implementation are available.
                                    »	Have the resources to allocate on thinking through
                                    	 a multi-faceted challenge.
                                    »	Need to engage many actors in the process, such
                                       as partners, value chain stakeholders, funders, etc.

                                    Pull Out and Use:
                                    »	 sections of the Toolkit, allowing the nature of the
                                       All
                                       Challenge to dictate the appropriate timeframes
                                       for each Phase.




                                    When you have more time for a Deep Dive, it may
                                    be tempting to spend the vast majority of time doing
                                    more research. Pay attention and notice when you
                            TIP
                                    are hitting decreasing returns and stop the research
                                    when you are learning little new information. Remember—
                                    in the early stages, you are doing research to understand
                                    the problem and inspire the team. There will be time
                                    to validate later.
H   C   D   17
Introduction
Scenarios of Use




                   Scenario 3:
                   activating already-existing
                   knowledge
                   Often organizations have a great deal of research and
                   already-existing information but are unable to translate all
                   that information into actionable solutions. In this case, the
                   processes outlined in Create and Deliver can help your team
                   transform what you know into things you can start doing.

                   Use When You:
                   »	Have a lot of data and you don’t quite know
                   	 what to do with it.
                   »	Have been hearing interesting stories from the field
                   	 staff and want to see if those stories can yield new 	
                   	 opportunities or solutions.
                   »	Have a robust research methodology that you
                      like better than the one in this toolkit.

                   Pull Out and Use:
                   »	 Create
                   »	 Deliver




                   Even if you have the information captured in a
                   different form (in Word documents, for example),
                   take the time to translate that information through
           TIP
                   the Story Sharing methods outlined in the first
                   part of the Create booklet.
18   H   C   D
                 Introduction
                 Scenarios of Use




                                    Scenario 4:
                                    complementing EXISTING
                                    long-term activities
                                    Many HCD methods are applicable at different times to
                                    the challenges your organization will face in Technology
                                    Adaptation, Monitoring  Evaluation, etc. We hope that you
                                    will find some of the techniques useful in infusing the spirit
                                    of innovation in your day-to-day activities, even when there
                                    is no explicit Design Challenge at hand. Pick and choose your
                                    methods as you wish to help complement your daily work.

                                    Use When You:
                                    »	 Want a new technique to add to your work routines.
                                    »	 See a method in this toolkit that you find applicable
                                    	 to the daily challenges you face.
                                    »	 Can’t set aside the resources for an HCD project,
                                    	 but want to infuse the spirit of Human-Centered Design
                                    	 in your everyday work.

                                    Pull Out and Use:
                                    »	 Any pieces of your choosing.




                                    For example, if you’re working on adapting an existing
                                    technology and have already-existing information about
                                    the context you want to adapt to, use Steps 3, 4, 5,
                            TIP
                                    and 6 in the Create book to guide you through several
                                    iterations of opportunity identification, brainstorming,
                                    prototyping, and user feedback.

                                    On the other hand, if you are looking for help in gathering
                                    data for ME reporting, use the exercises in the Field
                                    Guide to supplement your current activities.
SCENA
   H   C   D   19




RIOS
OF
USE
Human Centered Design_toolkit
hear
Human Centered Design_toolkit
IMPROVING ACCESS TO ECONOMIC RESOURCES, MONGOLIA
Human Centered Design_toolkit
ENGAGING COMMUNITIES IN DESIGN, RWANDA
Human Centered Design_toolkit
WATER STORAGE AND TRANSPORTATION, INDIA
Human Centered Design_toolkit
H   C   D   29




hear:
GOALS
Designing meaningful and innovative solutions that
serve your constituents begins with understanding
their needs, hopes and aspirations for the future.
The Hear booklet will equip the team with methodologies
and tips for engaging people in their own contexts in
order to understand the issues at a deep level.




Goals of this book are to guide:


»	Who to talk to
»	How to gain empathy
»	How to capture stories
Great technique for getting
farmers to tell stories.
—IDE zambia
H   C   D   31




hear:
OUTPUTS
At the end of the Hear section, prepare to go to the field
by completing these worksheets from the Field Guide:
Recruiting Plan
Research Schedule
Identity, Power  Politics
Group Interview Guide
Individual Interview Guide




Outputs of the Hear Phase are:

»	Peoples’ stories
»	Observations of Constituents’ reality
»	Deeper understanding of 			
	needs, barriers,  constraints
Qualitative research methods enable
the design team to develop deep
empathy for people they are designing
for, to question assumptions, and to
inspire new solutions. At the early stages
of the process, research is generative —
used to inspire imagination and inform
intuition about new opportunities and
ideas. In later phases, these methods
can be evaluative—used to learn quickly
about people’s response to ideas
and proposed solutions.
H   C   D   33




hear:
theory
What will qualitative research                    What will qualitative research
methods do?                                       methods not do?

Qualitative methods can uncover deeply-           Qualitative methods will not determine
held needs, desires, and aspirations. It is       “average” behaviors/attitudes or answer
particularly useful in early-stage research       questions such as: “Are people in X
to test assumptions about the world,              region more likely to do this than in
and when we cannot assume that the                Y region?” This is because qualitative
researchers already know the entire               methods do not cover a sample large
universe of possible answers, beliefs,            enough to be statistically significant.
and ideas of the participants.
                                                  Deep understanding,
Qualitative methods can                           not broad coverage,
help unveil people’s social,                      is the strength of
political, economic, and                          qualitative research.
cultural opportunities and                        In later phases of the design process,
barriers in their own words.                      quantitative research becomes a good
Qualitative research can also be powerful         complement to understand, for example,
for analyzing and mapping the relational          the potential adoption of a new solution
dynamics between people, places, objects,         or to understand how the effect of
and institutions. This is possible because        solutions will vary from region to region.
phenomena in the social world tend to be
internally related (that is, they are mutually-
dependent and co-constituted).

By examining the extreme ends of a set of
phenomena in depth, the entire universe
of relationships can be illuminated since
other instances will fall somewhere on the
map of relations and links. Once a set of
relationships are identified, they can be
interrogated using interpretive methods or
further refined for quantitative testing.
34       H      C    D
                                                       Hear
                                                       Identify A
                                                       Design Challenge




     Facilitator Notes

     	       Time:
     	       1-1.5 Hours


     	       Difficulty:


     Step 1: Work with
     leadership to identify       identify a
     a list of criteria for the
     challenge. (i.e. Does        design challenge
      it need to fit into a
     certain timeframe?
     Does it need to have         The foundation of HCD is a concise Design Challenge. This challenge will
     a geographical or            guide the questions you will ask in the field research and the opportunities and
     topical focus? Does          solutions you will develop later in the process. A Design Challenge is phrased
     it need to fit into
                                  in a human-centered way with a sense of possibility. For example: “Create savings
     an existing initiative?
     Does it need to explore
                                  and investment products that are appropriate for people living in rural areas.”
     new opportunities?)

     Step 2: With
     leadership, the
     design team, and/or                               The Design Challenge can be decided by organizational
     constituents, make a                              leadership or can be developed through a team-based
     list of the challenges                            approach. In either case, begin by identifying challenges
     you are facing.                       TIP
                                           #1          people are facing or springboard off opportunities the
     Step 3: Re-frame                                  organization is interested in exploring. Narrow this list
     those challenges                                  down to one specific design challenge.
     from the constituent’s
     point of view and
     broader context.

     Step 4: Vote or select
     the top two or three
                                                       A good Design Challenge should be:
     challenges based on
     your criteria.
                                                       »	Framed in human terms (rather than technology,
     Step 5: Narrow to one                 TIP            product, or service functionality)
     challenge with input                  #2
     from key stakeholders.
                                                       »	Broad enough to allow you to discover the areas
                                                          of unexpected value
     Step 6: Write a
     succinct, one sentence                            »	Narrow enough to make the topic manageable
     Design Challenge to
     guide the design team.
de                                                                    H   C   D   35




sign
         The challenge you choose may be related to adoption
         of new technologies, behaviors, medicines, products,
 WATCH   or services. This might lead to framing a design challenge
  OUT    that is organization-focused, such as “How can we get
         people in villages to adopt savings accounts?” Instead,
         to act as a springboard for innovation, the challenge
         should be re-framed in a more human-centered way,
         such as “How can we create a financial safety net
         for people in villages?”




         Start the design challenge with an action verb such as
         “Create”, “Define”, “Adapt”, etc. Or phrase the challenge
  TRY    as a question starting with: “How can...?”
Human Centered Design_toolkit
H   C   D




Case
study
Team-based design
challenge definition
In Ethiopia, IDE defined the design challenge through a series of different
steps. First a small core team – the country director and IDE corporate
staff — determined a set of criteria and short list of important challenges.

Armed with this information, the country director and design team
developed a set of criteria for the design challenge. This criteria was:

»	Limited enough to complete the challenge in 3-4 days

»	Focused on farmer needs

»	Broad enough to discover what is desirable to farmers

Next, the team listed all the challenges they wanted to pursue.
The country director then gave the team some information about the
conversation among the core team which helped to focus the choices.
Referring back to the criteria the team developed, the challenges were
narrowed through a democratic vote. The top three were:

»	What can we offer farmers who don’t have enough rainwater access?

»	What are the best ways to communicate IDE offerings to farmers?

»	What makes farmers say yes?

The team discussed the possibilities and decided that the second and
third were actually closely related. So the team re-phrased the Design
Challenge to become: “Define the appropriate approach for reaching
a larger number of smallholder farmers with IDE offerings.”

After more discussion and a final vote, this challenge was selected.
RECOG
38   H   C   D




NIZE
KNOW
LEDGE
H    C     D     39
                     Hear
                     Recognize Existing
                     Knowledge




Recognize Existing                                                                Facilitator Notes
Knowledge                                                                         	   Time:
                                                                                  	   30-60 mins.
Chances are good that you already have some knowledge about the topic.
Conducting a “What Do We Know?” session helps call forth existing knowledge       	   Difficulty:

related to the Design Challenge. Once documented, you can freely focus on
discovering what you don’t yet know.                                              Step 1: Post the design
                                                                                  challenge so that the
                                                                                  team can see it.

                                                                                  Step 2: Hand out
                                                                                  post-it notes to the
                     First, on Post-Its, write down what you already know         design team, and ask
                     about the Design Challenge, including:                       them to write what
         TRY                                                                      they already know
                     »	 What people need or want                                  about the topic.
                                                                                  Have one piece of
                     »	 What technologies can help in this challenge              information per
                                                                                  post-it note.
                     »	 What solutions or ideas are being tried in other areas
                                                                                  Step 3: Ask each
                     »	 Any early hypotheses about how to solve the               person to read their
                        Design Challenge                                          notes, and post them
                                                                                  under the design
                     Are there any contradictions or tensions that emerge?        challenge. Ask
                     Where is the team’s knowledge the strongest: on the          others to disagree
                     needs of people, on the technological possibilities, or in   or challenge any
                                                                                  of the assumptions
                     how to implement ideas?
                                                                                  that come out.
                     Next, write down what you don’t know but need to learn
                                                                                  Step 4: Ask the team
                     about the area of investigation, such as:                    to write down on
                                                                                  post-it notes what
                     »	 What constituents do, think, or feel
                                                                                  they don’t know
                                                                                  about the challenge
                     »	 How people value offerings
                                                                                  and read their notes.
                     »	 What constituents’ future needs may be                    Post these notes in
                                                                                  a different area.
                     »	 Challenges to implementation of ideas
                                                                                  Step 5: Group the
                     Where are the biggest needs for research?                    post-it notes into
                                                                                  themes to help the
                     How should the recruiting strategy be tailored?
                                                                                  team develop research
                     Which categories might structure the discussion guide?       methods, a recruiting
                                                                                  plan, and the
                                                                                  interview guide.
40       H      C    D
                                                        Hear
                                                        Identify People
                                                        to Speak With




     Facilitator Notes

     	       Time:
     	       30-60 mins.
                                  identify people
     	       Difficulty:
                                  to speak with
     Step 1: Develop
     the spectrum along           Recruiting appropriate and inspirational participants is critical. Attention to gender,
     which to recruit.            ethnicity, and class balance is crucial for research.
     Generate several
     options (i.e. High           For research meant to inspire new opportunities, it is useful to find people who
     income to low income,        represent “extremes.” Extreme participants help to unearth unarticulated behaviors,
     early adopter to risk
                                  desires, and needs of the rest of the population, but are easier to observe and
     averse, large landholder
     to landless). Individually
                                  identify because they feel the effects more powerfully than others. By including
     or collectively narrow       both ends of your spectrum as well as some people in the middle, the full range
     to one or two relevant       of behaviors, beliefs, and perspectives will be heard even with a small number of
     spectrums to make sure       participants. Including this full range will be important in the later phases, especially
     “extremes” are covered
                                  in constructing good frameworks and providing inspiration for brainstorming.
     in the research.

     Step 2: Identify the
     relevant locations to
     recruit participants.
     Ask stakeholders to                                Some communities may be resistant to male NGO staff
     list good areas for this                           interviewing women. Make sure female staff help recruit
     research. Pick 2-5 field            GENDER          interview women.
     sites that vary from one
     another (i.e. a dry and
     a wet site or a site in a
     central district and one
     more remote).

     Step 3: Select                                     Group sessions are a great springboard to identify
     appropriate community                              participants for the individual interviews. However,
     contacts to help                    WATCH          communities often want to showcase only the
     arrange community                    OUT
     meetings and individual
                                                        most successful constituents or male community
     interviews. Make sure                              members to NGOs.
     community contacts
     include men  women.
H   C   D   41
      Hear
      Identify People
      to Speak With




      One-third of participants might be “ideal constituents”:
      those who are successful, adopt new technologies
      quickly, and/or exhibit desirable behaviors.
TIP
#1    One-third of participants should be on the opposite
      extreme: those who are very poor, resistant to new
      technologies, and/or exhibit problematic behaviors.

      One-third of participants should be somewhere in
      between: those who the researchers believe represent
      more “average” people.




      To satisfy the economic spectrum from the more
      well off to the very poor, you might ask:

TIP   »	“Can you introduce me to a family who cannot
#2
          afford to send their children to school?”

      »	“Who has not been able to afford maintenance
          or repairs to their home?”

      »	“Who has experienced a recent setback
          (medical problems, bad harvest, etc)?”




      Refer to the Field Guide to help
      guide your recruiting.
42       H      C    D
                                                    Hear
                                                    Choose Research Methods
                                                    Method: Individual Interview




                               choose research methods
                               Design research is useful to not only understand individuals but also
                               frame individual behaviors in the context and community that surrounds
                               them. Therefore, it will be important to employ many methods of research.
                               In addition to the methods described in this book, secondary sources
                               and quantitative data can be supplemented to understand income or
                               asset variances across different regions. Five methods described here are:
                               »	 Individual Interview
                               »	Group Interview
                               »	 In Context Immersion
                               » Self-Documentation
                               » Community-Driven Discovery
                               » Expert Interviews
                               » Seeking Inspiration in New Places



                                                    method:
                                                    individual interview
     Facilitator Notes
                                                    Individual interviews are critical to most design research,
     	       Time:
                                                    since they enable a deep and rich view into the behaviors,
     	       60-90 mins.
                                                    reasoning, and lives of people. If possible, arrange to
     	       Difficulty:                            meet the participant at his/her home or workplace, so you
                                                    can see them in context. In-context interviews give the
     Step 1: After your
                                                    participant greater ease and allow you to see the objects,
     team has written                               spaces, and people that they talk about during the interview.
     the Interview
     Guide (see Field
     Guide), practice the
     individual interview
     by partnering in                               If there are many people on the research team, no more
     teams of two. One                              than three people should attend any single interview
     person plays the
                                      WATCH         so as to not overwhelm the participant and/or create
     role of the interviewer
     and the other the
                                       OUT          difficulty in accommodating a large group inside the
     interviewee. Ask the                           participant’s home.
     teams to go through
     a “practice interview”
     with their partner.

     Step 2: Ask the team
     what they learned
                                                    Refer to Step 5: Develop an Interview Approach to
     through this exercise.
     Are there any topics
                                                    create a set of questions for your individual interviews.
     or questions that
     are missing?
H   C   D   43




      The interview should be conducted without an audience,
      since the presence of neighbors, friends, or others can
      sway what the person says or what they are able to
TIP
#1    reveal. Privacy can often be difficult to create, however.
      One tactic to accomplish privacy is to have one person
      on the research team pull the audience aside and engage
      them in a parallel conversation in a place where the
      primary interview cannot be heard.




      Assign the following roles so that each person
      has a clear purpose visible to the participant:

TIP   »	 one person to lead the interview
#2
      »	 a note taker

      »	 a photographer
44       H      C    D
                                       Hear
                                       Choose Research Methods
                                       Method: Group Interview




                                       method:
                                       group interview
                                       Group-based interviews can be a valuable way to learn
                                       about a community quickly. Group interviews can be
                                       good for learning about community life and dynamics,
                                       understanding general community issues, and giving
                                       everyone in a community the chance to voice their views.

                                       Group interviews are not good for gaining a deep
                                       understanding of individual income streams, uncovering
                                       what people really think, or understanding how to change
                                       commonly-held beliefs or behaviors.




                                       Guidelines for group meetings:
                                       Size: 7-10 people from diverse economic backgrounds

                                TIP    Place: Meet on neutral ground in a shared community
     Facilitator Notes
                                #1     space that all people have access to (regardless of age,
     	       Time:                     gender, status, race).
     	       1.5-2 Hours
                                       Gender: Mixed or same-sex groups depending on
     	       Difficulty:
                                       the customs in that community (if men and women
                                       should meet separately, two facilitators can run the
     Step 1: After the team            groups in parallel).
     develops a Group
     Interview Guide                   Age: Mixed groups of parents and teens/children,
     (see Step 4), have
                                       depending on the topic and local context.
     the team partner in
     groups of two for a
     practice interview. Ask
     the interviewers to
     develop an approach
     for including women
     and quieter members
                                       Are the viewpoints of men and women equally
     of the group. Ask                 valued in this community? If not, it may make sense
     them also to develop      WATCH   to have two meetings, one with women only and one
     strategies for asking      OUT
                                       with men only.
     people who may
     be dominating                     Are political heavyweights (such as chiefs, local
     the conversation
                                       administrators, etc) present? If so, their opinions
     to allow other
     people to answer.
                                       may hamper the ability of others to speak freely.

     Step 2: Have the team
                                       Does the community view you as a source of funds,
     share “best practices”            gifts, or charity? If so, their interactions may be
     for including quieter             influenced by the desire to access potential benefits;
     members of the group              it may be helpful to prepare an introduction that
     and redirecting the
                                       makes the purpose of the interview clear and state
     conversation away
     from people who                   that nothing will be given away.
     are dominating
     the conversation.
H   C   D   45




      NGOs can sometimes unintentionally send a message
      of separateness by wearing branded NGO clothing
      and creating spatial distance between themselves
TIP
#2
      and the participants. It’s important to lessen these
      barriers and to disrupt common hierarchical perceptions
      of benefactor/researcher and recipient/participant.
      Here are some tips:

      »	 Sit at the same height level as the participants

      »	 there is more than one researcher, don’t sit
         If
         together; stagger yourselves throughout the group

      »	Try not to wear organization-branded clothing that
         signifies your status as benefactor or researcher

      »	Emulate the same status of clothing as participants
         (note: this does not mean wearing the “traditional
         dress” of the constituent community if this is not
         your own heritage)




      Refer to Step 5 : Develop an Interview Approach
      to identify questions for the group.
46       H      C    D
                                        Hear
                                        Choose Research Methods
                                        Method: In-context Immersion




                                        method:
                                        in context immersion
                                        Meeting people where they live, work, and socialize and
     Facilitator Notes                  immersing yourself in their context reveals new insights
                                        and unexpected opportunities.
     	       Time:
     	       2-4 Days
                                        Human-Centered Design works best when the designers
                                        understand the people they are designing for not just on an
     	       Difficulty:
                                        intellectual level, but also on an experiential level. Try to do
                                        what your constituents do and talk to them about their
     Step 1: To plan a
     homestay, identify
                                        experience of life in the moment.
     people willing to
     host a researcher for
     one-to-three nights
     in their home.
     Depending on local                 On a project in rural India, people said that cultural
     customs, level of                  tradition prevented women from touching men who
     safety, and language      GENDER   are not immediate family members. However, by
     barriers, team
                                        spending several days in a village, the team observed
     members can stay in
     homes individually or              that there were many instances in which trained or
     partner up in groups               uniformed women doing specific jobs were able to
     of two to three people.            touch men without any serious problems. These gaps
                                        between what people say and what they do are not bad.
     Step 2: Make sure the
     team understands                   In fact, seeing these differences may highlight new
     that the goal of this              opportunities; for example, designing a new medical
     exercise is to see                 service that could be provided by uniformed women.
     how participants live
     day-to-day. Advise
     your team not to
     bring elaborate gifts,
     food, or alcohol to
     the homestay.
                                        Work Alongside
     However, a small
     gift of ordinary                   Spend a few hours to a few days working with someone.
     household supplies         TRY     By experiencing the business and activity firsthand, you
     or help with normal         #1     may gain better understanding of their needs, barriers,
     family expenses is
                                        and constraints.
     perfectly fine.

     Step 3: Tell team
     members to
     participate with
     the family in their
     normal routines.
                                        Family Homestay
     Ask the team to                    Ask a family to host 1-2 team members for a few nights
     spend time with            TRY     in their home. Staying for a few nights allows the family
     and talk to the men,        #2     to gain comfort and act naturally. After the second night,
     women, and children
                                        very few people can maintain a “show” for guests, and
     in the household. It’s
     important to see                   the understanding and empathy the team will gain will
     how the household                  increase the longer you stay in one place.
     works from all these
     different perspectives.
IN                                                                   H   C   D   47




CON    What people say (and think) they do and what they
       actually do are not always the same thing.
       With no intent to mislead you, people often have strong




TEXT
 TIP
 #1
       beliefs about what they do on a daily basis that differs
       from what they actually do. The goal is not to correct or
       point out the misperception, but rather to understand
       the difference.




       Putting yourself in someone’s shoes enables
       you to get beyond what people say to what
       they think and feel.
 TIP
 #2    Being in-context means gaining true empathy through
       being with people in their real settings and doing the
       things they normally do. This kind of deep immersion
       gives us Informed Intuition that we take back with us
       to design solutions. We begin to take on the perspective
       of the interview participant which enables us to make
       design decisions with their perspective in mind.
       Of course, we always go back into the field and get
       feedback from the source to see if our Informed
       Intuition led us to the right choices, and how we
       can improve them.




       Deep immersion shows commitment and staying power.
       For example, working with a person for a day in his or her
       field, living with a family for a few days or helping them
 TIP
 #3    bring their products to market are ways of showing your
       deep interest in the day-to-day lives of your participants.
       Trust is built over time and people feel at ease sharing
       their plans and hopes for the future. Many NGOs gain
       this depth of connection over many months of relationship
       building. Some techniques like the overnight stay described
       in the case study on the next page can accelerate this
        trust building.
Human Centered Design_toolkit
H   C   D




Case
study
overnight
stay in the field
On a project to increase small holder farmer income for IDE
Ethiopia, the design team stayed overnight in Arsi Negelle,
Ethiopia, where they plowed the family’s fields the next morning.
The overnight enabled the team to get beyond the common
stories people tell to NGOs and learn about one farmer’s most
intimate plans for the future.

They visited a farmer named Roba the first evening and
once again the next day.

When they first met Roba, he portrayed an overall sense of
hopelessness. He described things that happened TO him, in
particular the government’s recent land redistribution. Some
farmers received land in the irrigated area near the lake.
Some did not. He was in the latter group.

The next day, he was shocked to discover that the team was
still there. His demeanor had changed completely. He knew
the team was committed. This time, he shared that in fact he
did have a plan for pulling his family out of poverty. If he could
secure a $200 USD loan, he would first buy an ox so he wouldn’t
have to trade two days of his own labor to borrow a neighbor’s.
Then he’d rent a piece of land in the irrigated territory and
purchase improved seed. He no longer viewed the team as a
wealthy NGO who was there to provide a free gift, but rather
a partner in how he could take command of his own future.
50       H      C    D
                                        Hear
                                        Choose Research Methods
                                        Method: Self-documentation




                                        method:
                                        Self-Documentation
                                        Self-Documentation is a powerful method for observing
                                        processes over a long period of time, or for understanding
                                        the nuances of community life when the researcher can’t be
                                        there. Records of experiences, such as journal entries, allow
                                        the team to see how participants see their life, community,
                                        and relationships.




                                        Recruit several people and give them cameras, video
                                        cameras, voice recorders or journals, with instructions.
                                TRY     Ask them to document their experiences over a few
                                        days or weeks. Give participants instructions designed
                                        to guide them on how to easily record activities that
                                        will yield relevant information to the research project.
     Facilitator Notes
                                        The easier it is to self-document, the more likely it is
                                        that participants will complete the exercise.
     	       Time:
     	       2-30 Days


     	       Difficulty:


                                        Often teenagers and young people are good participants
     Step 1: Decide what
     you would like people
                                        in self-documentary exercises. Young people tend to
     to document -- their               want to express themselves in new ways, and can find
                                TIP
     feelings, activities,              the process of documenting their lives and the
                                #1
     family life, income,               community less intimidating than older adults.
     or behaviors. Based
     on this, decide what
     the best mode for
     collection of the
     information might be:
     photographs, diaries,
                                        You may find that your participants need a little help
     voice recordings, etc.
                                        practicing the techniques for self-documentation. If this is
     Step 2: Give                       the case, show some examples of how other people have
     participants the tools     TIP
                                        done self-documentation, or spend a few hours with the
     and instructions to        #2
                                        participant to show them how to capture information.
     document themselves
     for several days.

     Step 3: When
     you return to the
     participants, review
     the materials together.            Be sensitive to who has access to what in a community.
     Remember to ask                    It is important to recruit both men and women in this
     them not just what the    GENDER   exercise to have a balance of perspectives. Also be
     things are that they
                                        sensitive to class, age, and other factors that will affect
     documented, but also
     why they chose these               the information people are able to collect and record.
     details and how they
     felt about the items.
H   C   D   51
52   H   C   D
H        C   D   53
        Hear
        Choose Research Methods
        Method: Community-driven
        Discovery




        method:
        Community-Driven
        Discovery
        In most cases, the real experts on a certain topic and those
                                                                        Facilitator Notes
        with the most insight for the Design Challenge are the people
        in the community or end customers. Consider recruiting          	   Time:
                                                                        	   2-4 Days
        members of the community to be the primary researchers,
        translators, designers and/or key informants for the project.   	   Difficulty:

        Community members with strong relationships, respected
        leaders, or people with a reputation for intelligence and       Step 1: Identify a
        fairness are often good people to identify as research          few people in the
                                                                        community that will be
        partners. By asking people in the community to lead the
                                                                        good members to have
        research, the other participants may be able to express         on the design team.
        their concerns more openly and honestly. In addition,           Try to ensure that
        through their intimate knowledge of the community, these        these individuals are
                                                                        trusted and respected
        research partners can help interpret the hidden meaning
                                                                        members of the
        and motivations behind the statements of other participants.    community, that they
                                                                        are fair and unbiased,
                                                                        and have no personal
                                                                        stake in the results of
                                                                        the design solutions.
        Community politics can sometimes transform a research
                                                                        Step 2: Decide how
        project into a community battle for access to the resources
                                                                        you will compensate
WATCH   of the researcher and/or NGO. Even when these resources         these individuals.
 OUT    are not real, the perception of favoritism can be damaging.     Sometimes it will be
        Before starting a project utilizing community-driven            appropriate to pay
                                                                        them a salary based on
        discovery, it is important to understand the relevant
                                                                        what other members
        dynamics and power relationships.                               of the design team are
                                                                        getting paid, while in
                                                                        other situations, non-
                                                                        monetary gifts are
                                                                        more appropriate.
                                                                        If you are uncertain,
        Find people in the community who are particularly               seek advice.
        innovative or who have been doing things out of the
        ordinary in order to achieve success. How might you             Step 3: Integrate these
 TRY
                                                                        design team members
        partner with these individuals to inspire new solutions?
                                                                        at every point in the
        What can be learned by leveraging their innovations             project, valuing their
        and knowledge?                                                  knowledge of the
                                                                        community dynamics
                                                                        and needs.
EXPER
54   H   C   D




RT INT
TER
VIEW
H        C   D   55
        Hear
        Choose Research Methods
        Method: Expert Interviews




        method:
        Expert Interviews
        Experts can be called upon to provide in-depth and technical
        information. Reaching out to experts is particularly useful
        in cases where the team needs to learn a large amount of
        information in a short period of time, and/or where others
        have already done a lot of research on a topic.

        Some examples of good times to call upon expert
        interviews are:

        »	 To learn about the history of a particular community
           or topic

        »	 To understand the regulations that might affect             Facilitator Notes
           design and implementation of solutions
                                                                       	   Time:
        »	 To gather information about new technologies that           	   1.5-3 hours

           have been recently invented or that are on the horizon
                                                                       	   Difficulty:


                                                                       Step 1: Identify the
                                                                       areas or topics that
        Expert interviews are not a substitute for primary             you would like to talk
                                                                       to experts about.
        research with participants and communities. Often
WATCH   experts overstate their expertise or develop their             Step 2: Find and
 OUT
        own assumptions and biases that can stifle innovation.         recruit these experts
                                                                       by telling them about
                                                                       your project and the
                                                                       intended length of
                                                                       time you will speak
                                                                       with them. Try to
        If possible, interview experts with different points           speak with people
                                                                       who have different
        of view on a topic in order to balance out biases.
 TIP                                                                   opinions on the topics
 #1                                                                    to challenge the team
                                                                       to think in new ways.

                                                                       Step 3: Return to
                                                                       some of these experts
                                                                       during the Feedback
        Remember that the real experts are the people                  portion of the project
                                                                       -- experts can be even
        you’re designing for. Don’t ask experts for solutions
                                                                       more helpful when
 TIP    or take their ideas as the final solution.                     there is something
 #2                                                                    tangible for them to
                                                                       respond to.
56 56   H   C   D
H     C    D     57
      Hear
      Choose Research Methods
      Method: Seek Inspiration
      in New Places




                                                                        Facilitator Notes

                                                                        	   Time:
                                                                        	   20-60 mins.

                                                                        	   Difficulty:
      MeTHOD:
      Seek Inspiration                                                  Step 1: Think about

      in New Places                                                     all the activities,
                                                                        feelings, and behaviors
      One of the best ways to inspire new ideas is to look at           that make up the
                                                                        experience of your
      similar experiences in other contexts, instead of focusing
                                                                        challenge. Ask
      too narrowly on the research topic. The simple act of             the team to list
      looking at different contexts can bring to mind new insights.     these together.
       For example a surgeon can get insights about organizing
                                                                        Step 2: Next to each
      their medical supplies by visiting a hardware store, an airline
                                                                        activity, feeling, or
      employer might get ideas about check-in by observing a            behavior, write down
      hotel front desk or a water-jug creator could observe other       a few other areas or
      ways individuals transport heavy objects or liquids.              situations where this
                                                                        exists. For example,
                                                                        if the activity is “use
                                                                        a device at the same
                                                                        time every day”, other
                                                                        situations might be
      To identify inspirational settings, list all the distinct
                                                                        how people use
      activities or emotions that make up the experience                alarm clocks, wells,
TRY   you are researching. For example, a doctor’s visit might          or mobile phones.
 #1   include the following activities and feelings: getting
                                                                        Step 3: Have the team
      sick, discussing a doctor visit with family, travel, paying,
                                                                        vote on the situations
      and following doctor instructions such as taking                  that they would like to
      medication or changing behavior. Find other situations            observe for inspiration
      that include some or all of these activities and then go          and arrange for an
      and observe them.                                                 observation.

                                                                        Step 4: During the
                                                                        observation, have the
                                                                        team take pictures
                                                                        and notes of the
                                                                        experience. Together,
                                                                        debrief on what this
      This method is most useful when you have already
                                                                        experience was like
TRY   done some research, and need to refresh your thinking.            and what they can
 #2                                                                     apply to the
                                                                        design challenge.
58       H      C    D
                                                    Hear
                                                    Develop an
                                                    Interview Approach
                                                    Method: Interview Guide




                               Develop an interview approach
                               Interviewing is an art that balances the dual needs of getting relevant
                               information from the customer and engaging with them as a curious and
                               empathetic friend. Intentionally developing your strategy for interviewing is
                               key to managing this balance. Here we include three interview methods that
                               may help you to develop the interview approach right for you:
                               »	 Interview Guide
                               »	 Sacrificial Concepts
                               »	 Interview Techniques

     Facilitator Notes
                                                    method:
     	
     	
             Time:
             1-2 Hours                              interview guide
                                                    The semi-structured interview is a key method of enabling
     	       Difficulty:
                                                    dialogue and deep engagement with participants while
                                                    retaining focus on a particular topic. Thoughtful structuring of
     Step 1: Generate a list
     of topics related to
                                                    the interview questions will take the participant on a mental
     your design challenge                          journey from the specific to the aspirational to the tangible.
     to cover in field
     research.

     Step 2: Sort the topics
     based on what are the
                                                    OPEN SPECIFIC
     main categories and
     sub-categories.                                Warm up the participant with questions they are
                                                    comfortable with.
     Step 3: Identify if                TIP         1. Household demographics
     any topics are                     #1
                                                    2. Who does what in the household?
     specific to male or
     female activities.                             3. Stories of recent past

     Step 4: Break into                             G O B R OA D
     groups of two. Take                            Prompt bigger, even aspirational, thinking that
     each main category                             they may not be accustomed to on a daily basis.
     and assign a group
                                                    4. Aspirations for the future
     to generate a list of
     questions to ask in
                                                    5. System-based questions
     the field based on
                                                    PROBE DEEP
     the topics listed in
     the main category.                             Dig deeper on the challenge at hand  prompt
                                                    with ‘what if’ scenarios.
     Step 5: Have each                              6. Income sources
     group present their
                                                    7. Questions specific to innovation challenge
     questions to the larger
     team and add any                               8. Sacrificial Concepts
     additional questions
     that may be missing.
H   C   D   59




      Begin by brainstorming the topical areas you’d
      like to cover during the interviews, like
TRY
      »	 sources of livelihood
 #1
      »	 sources of information

      »	 financing models




      Use post-its to capture questions that respond
      to these topics. For ‘sources of information,’
TRY   one might ask:
 #2
      »	When you have a setback in your life,
         who do you go to for advice?

      »	Have you heard about new ways of doing things in
         the past year? How have you heard about them?




      Move the post-its around to sort the questions
      into a logical flow based on the sequencing of
TRY   START SPECIFIC, GO BROAD then PROBE DEEP.
 #3




      Create your own in your Interview Guide at the back
      of your Field Guide based on the example on the
      opposite page.
60       H      C    D
                                    Hear
                                    Develop an
                                    Interview Approach
                                    Method: Sacrificial Concepts




                                    method:
                                    sacrificial concepts
                                    Scenario-based questions or Sacrificial Concepts can help
                                    make hypothetical or abstract questions more accessible.
                                    A sacrificial concept is an idea or solution created to help
                                    understand the issue further. It is a concept that doesn’t
                                    have to be feasible, viable, or possible since its only purpose
                                    is deeper understanding. A good sacrificial concept
                                    sparks a conversation, prompts a participant to be more
                                    specific in their stories, and helps check and challenge your
                                    assumptions.



     Facilitator Notes

     	       Time:                  Abstract concepts difficult to answer for many
     	       30-60 mins.            people include:

     	       Difficulty:      TIP   »	 Questions about risk, insurance, and guarantees

                                    »	 Questions about trade-offs
     Step 1: Based on
     your Design Challenge,         »	 Questions about return on investment
     identify an abstract
     question you would             » 	 Questions about future behavior
     like to know the
     answer to. Pose the
     abstract question to
     your partner, and
     note the response.

                                    Make a question less abstract by creating
     Step 2: Now turn the
     abstract question into         a Sacrificial Concept:
     a concrete scenario      TRY
     with two options.         #1
                                    Instead of asking: “How much would you pay to
     Pose your scenario-            reduce the risk of purchasing new technology?”
     based question
     to your partner.               Describe two scenarios for the participant to
                                    choose from: “If you had a choice between two new
     Step 3: Now change             technologies that could improve your farm output.
     a few of the variables
                                    The first technology costs 1,000 and comes with no
     in your scenario
     and pose the                   guarantee. The second costs 1,500 and comes with
     question again.                a guarantee that by the second harvest, your farm
                                    output will double or else we will come back, take
     What kinds of
                                    the technology away, and give you back your 1,500.
     information did
     you learn from                 Which option would you prefer?” Discuss why.
     the different ways
     of questioning?
SA                                                               H   C   D   61




CRI
FICIAL
con
       Ask a person to compare your concept to the way they
       currently do things. You might also create two concepts
 TRY   that contrast with each other or are opposites. People
  #2   have an easier time reacting to concepts if they have
       something to compare it to.




       A sacrificial concept might be a scenario told verbally
       or shown in pictures or drawings. It might be an object
 TRY   that the person can handle. It might be an experience
  #3   that a participant can try.




       Look at your design challenge and your big
       questions. What topics do you want to explore
       deeply? Create a sacrificial concept to help you
 TRY
  #4   prompt the right conversation.
Human Centered Design_toolkit
H   C   D




Case
study
Mock Shops
in Rural Ghana
For a project on developing consumer goods franchises in Ghana,
the IDEO team set up a Mock Shop in villages in order to understand
how people make purchase decisions. The mock shop featured
personal-care products from local and international brands at a range
of price points.

In the shop, the team was able to observe people’s decision-making
processes in action. They saw how long a person stayed, observed
the browsing process, heard common questions, and saw customers’
processes for accessing the money needed to make a purchase.

After a participant looked through the shop and decided what to buy
(or not to buy anything), the team asked follow-up questions about
their decision. Why had they chosen to buy an item or not when
looking at a product? What were they considering when looking
at product X or Y? What was the key to deciding it was the right
product? Who were they buying it for? What questions did they have
about familiar products or brands compared to unfamiliar ones?

Having a real shop taught the team how people felt, thought and
acted when making purchase decisions. It also helped the constituents
explain something abstract — purchase decisions — using a concrete,
recent example ­­­­ shopping at the Mock Shop.
                —
64       H      C    D
                                           Hear
                                           Develop an Interview Approach
                                           Method: Interview Techniques




     Facilitator Notes



                                           method:
     	       Time:
     	       20-40 mins.

     	       Difficulty:                   interview techniques
                                           Through telling stories, human beings reveal important issues
     Step 1: Have the team
                                           and opportunities in their daily experiences. Often, what
     practice by partnering in
     groups of two. At least
                                           people say they do and what they actually do are not the
     one person (Person A)                 same thing. So it’s important not just to rely on asking straight
     in each team should                   forward questions in an interview. Here are a few techniques for
     have a mobile phone                   collecting rich stories in an interview.
     with them.

     Step 2: Ask Person A
     to simply explain to
     their partner (Person B)              Begin with a simple example, like how someone uses a
     how they enter a new
                                           mobile phone. Partner up and ask your partner to begin
     contact into the phone.
                                           with a SHOW ME of how they entered the last contact
                                   TRY
     Step 3: Have Person B                 into their address book. Next move on to the FIVE WHYS
     use the Show Me                       technique with your partner. Ask them to tell you about
     technique with Person A.
                                           the last contact they entered into their address book and
     Step 4: Have Person B                 then five consecutive Why? questions.
     use the Five Whys
     technique with Person A.

     Step 5: Ask the team
     to come back together
     and ask, “What kind of                Compare and contrast the type of information you
     information did you get
                                           get from the different techniques. Let this inform your
     from using Five Whys?”
     Then ask, “What kind of     DISCUSS   questioning techniques in the field.
     information did you get
     from using Show Me?”
H   C   D   65
               Hear
               Develop an Interview Approach
               Method: Interview Techniques




show me

If you are in the interviewee’s environment, ask him/her to show you
the things they interact with (objects, spaces, tools, etc). Capture
pictures and notes to jog your memory later. Or have them walk you
through the process.




draw it

Ask participants to visualize their experience through drawings and
diagrams. This can be a good way to debunk assumptions and reveal
how people conceive of and order their activities.




5 why’s

Ask “Why?” questions in response to five consecutive answers. This
forces people to examine and express the underlying reasons for
their behavior and attitudes.




think aloud

As they perform a process or execute a specific task, ask participants
to describe aloud what they are thinking. This helps uncover users’
motivations, concerns, perceptions, and reasoning.
66       H      C    D
                                                       Hear
                                                       Develop Your Mindset



     Facilitator Notes

     	       Time:
                                     6
     	       20-40 mins.

     	       Difficulty:          develop your mindset
     Step 1: Ask the              The exercises listed under this step are valuable to put you in the right
     design team to look
                                  frame of mind for research. It is often difficult, but very important, for
     at the photo and
     identify what stands
                                  experts
     out to them. Note            and professionals to put aside what they know when they conduct research.
     when people explain          Keeping an open mind takes practice. The three exercises here can provide
     behaviors based on           you with this practice before you go into the field:
     personal assumptions
     (i.e. “The man in the        »	 Beginner’s Mind
     white lab coat seems         »	 Observe vs. Interpret
     to be the manager”).

     Step 2: Ask what past
                                                       mindset:
     experience led to this                            beginner’s mind
     explanation.
                                                       Beginner’s Mind is critical when entering a familiar
     Step 3: Use ‘opposite                             environment without carrying assumptions with you that
     logic’ to question
                                                       are based on prior experience. This is often very hard to
     the assumption the
     person has made                                   do since we interpret the world based on our experience
     (i.e. “Wouldn’t those                             and what we think we know. This lens of personal experience
     wearing lab coats                                 can influence what we focus on and can make us unable to
     need to be most
                                                       see important issues.
     sterile and therefore
     working closest with
     the machinery, not
     supervising?)

     Step 4: Ask how the                               Remind yourself frequently of the need to approach your
     interpretation would                              Design Challenge with Beginner’s Mind, especially when
     change if a new piece               WATCH         you are in the field conducting research.
     of information were                  OUT
     introduced (i.e. “What
     if I were to tell you that
     in this place white is
     the color that servants
     wear? How would
     you view this scene                               Here is one exercise to learn how to see the world
     differently?”).                                   through the eyes of a Beginner. Look at the photo on
                                          TRY          the opposite page and answer the following questions:
     Step 5: Ask the design
     team what they have                               »	 What stands out to you? What is happening?
     learned from this
     exercise.                                         »	What personal experience did you draw on
                                                          when you looked at the picture?
     Step 6: Stress the
     importance of going                               »	How could you look at the photo as a Beginner,
     into research with a
                                                          without making assumptions about what is happening?
     “Beginner’s Mind” and
     asking questions that
                                                       »	What questions would you ask if you knew
     you think you might
     already know the
                                                          nothing about the context or activity of the
     answers to, because                                  people in the photo?
     you may be surprised
     by the answers.
Human Centered Design_toolkit
68       H      C    D
                                                Hear
                                                Develop your Mindset
                                                Mindset: Observe vs. Interpret




                                                mindset:
                                         6      observe vs. interpret
                                                Building empathy for the people you serve means
                                                understanding their behavior and what motivates them.
     Facilitator Notes                          Understanding behavior enables us to identify physical,
     	       Time:                              cognitive, social and/or cultural needs that we can meet
     	       20-40 mins.                        through the products, services and experiences we create.
                                                This exercise helps us differentiate between observation
     	       Difficulty:                        and interpretation of what we see, revealing our biases and
                                                lenses through which we view the world.
     Step 1: Ask the team
     “What do you see
     happening in this
     image?” Listen for
     responses that have                        Use the photo on the opposite page to practice making
     built-in interpretations
                                                the distinction between observations and interpretations.
     and remind people to          TRY
     describe only what
     they see at this point.

     Step 2: Ask “What
     might be the reason
     for this behavior?”        What do you see ha p p ening in this image ?
     and have the               Describe only what you see, don’t interpret yet.
     team generate at
     least five different
     interpretations about
     why this might be
     happening.

     If people are stuck,
     throw out an idea          What is the reason for this behav ior ?
     like : “This person is     List five different possible interpretations that might explain
     displaying her clothes
                                this person’s behavior.
     to her neighbors as
     a sign of wealth by
     hanging them in a
     public space.”

     Step 3: Ask “What
     questions would you        H
                                 ow would you find out the real ans w er ?
     ask to find out the real   List five questions you could ask her to determine
     answer?” and make a
                                which interpretation is correct.
     list of the questions
     that would help your
     team discover the
     right interpretation
     for an observation.
Human Centered Design_toolkit
70   H   C   D
                 Introduction
                 Human Centered Design
H   C   D   71
Introduction
Human Centered Design




    CREATE
Human Centered Design_toolkit
increasing farmer income, cambodia
Human Centered Design_toolkit
appropriate hearing aid protocols, india
Human Centered Design_toolkit
WATER STORAGE AND TRANSPORTATION, INDIA
Human Centered Design_toolkit
H   C   D   79




CREATE:
GOALS
To move from research to real-world solutions, you will
go through a process of synthesis and interpretation.
This requires a mode of narrowing and culling information
and translating insights about the reality of today into a set
of opportunities for the future. This is the most abstract
part of the process, when the concrete needs of individuals
are transformed into high-level insights about the larger
population and system frameworks that the team creates.
With defined opportunities, the team will shift into a
generative mindset to brainstorm hundreds of solutions
and rapidly make a few of them tangible through
prototyping. During this phase, solutions are created
with only the customer Desirability filter in mind.




Goals of the Create Phase are:

»	 aking sense of data
  M
»	dentifying patterns
  I
»	 efining opportunities
  D
»	 reating solutions
  C
A new way to go beyond
analysis, a way to create new
solutions based on the voice
of the customer.
—IDE vietnam
H   C   D   81




CREATE:
OUTPUTS
Using both left-brain (logical) thinking and right-brain (creative)
thinking, this phase will translate your research into a set of
strategic directions and tangible solutions.




At the end of the Create phase, the team will have
generated the following:

» Opportunities
» Solutions
» Prototypes
There are four key activities in the
Create phase: synthesis, brainstorming,
prototyping, and feedback.
H   C   D   83




CREATE:
THEORY
 Synthesis is the act of making           Prototyping is a methodology
sense of what we’ve seen and              for making solutions tangible in
heard during the observations.            a rapid and low-investment way.
                                          It’s a proven technique for quickly
Synthesis takes us                        learning how to design an offering
from inspiration to ideas,                right and for accelerating the process
                                          of rolling out solutions to the world.
from stories to strategic
directions.                               Prototyping is about
By aggregating, editing and               building to think,
condensing what we’ve learned,            acknowledging that the
synthesis enables us to establish
a new perspective and identify
                                          process of making ideas
opportunities for innovation.             real and tangible helps us
Brainstorming with rules like
                                          to refine and iterate the
Defer Judgment and Build on               ideas very quickly.
the Ideas of Others is a proven           Creating many different prototypes
method for coming up with                 that highlight different aspects of your
unexpected innovations.                   product or service not only enables
                                          people to give honest feedback, but
Brainstorming makes us                    also prevents the team from getting
think expansively and                     attached to an idea prematurely.
without constraints.                      Feedback is critical to the design
The practice of generating truly          process. It brings the constituents
impractical solutions often sparks        directly back into the design process.
ideas that are relevant and reasonable.
It may require generating 100 ideas       Feedback inspires further
(many of which are mediocre)              iterations to make
in order to come up with three truly      solutions more compelling
inspirational solutions.
                                          for constituents.
84       H      C    D
                                                                         Create
                                                                         Develop the Approach




                               Develop the Approach
                               Creation is about developing deeper understanding and translating that
                               understanding into new innovations. There are many ways to do this,
                               but the two most common are participatory approaches and empathic
     Facilitator Notes         approaches. Use one or both of these approaches, develop your own, or
                               draw upon different techniques when appropriate.
     	       Time:
     	       Days-Weeks.


     	       Difficulty:
                                                   method:
                                                   Participatory Co-Design
     Step 1. Identify                              Having the team co-design solutions with people from the
     constituents who
                                                   community and local value chain actors can be a great way
     would be good design
     team members. The                             to leverage local knowledge. It can also lead to innovations
     criteria will vary                            that may be better adapted to the context and be more likely
     from place to place                           to be adopted, since local people have invested resources in
     and from challenge
                                                   their creation.
     to challenge. For
     example, do you                               Consider using participatory co-design when:
     need people who are
     successful, respected,                        »	 you need a lot of local expertise and knowledge
     and/or politically
     powerful? Or would it                         »	 solutions from the “outside” will not be easily adopted
     be more valuable to
     have people who are                           »	 the politics of a community require it
     typical community
     members? Or perhaps
     a mix of the two.

     Step 2. Schedule a                            Facilitate a co-design workshop. Bring 8-20 people
     co-design session or
                                                   from the community together to design solutions to
     series of sessions that
     works for everyone,               TRY
                                                   a challenge. Introduce the challenge by telling a few
     and explain the                    #1         stories of problems that led to the design challenge.
     process and goals of                          Then generalize those stories to How Might We?
     the session in advance.
                                                   statements. Ask people to add their own stories
     Step 3. Conduct                               or How Might We? questions. Brainstorm solutions
     co-design sessions                            with the participants and make sure you have the
     with attentions to                            appropriate materials on hand to prototype.
     the needs, goals,
     and priorities of
     the community.
DEVE                                                                  H   C   D   85




LOP
APPR
          Co-design over a longer period of time through an
          in-context immersion. By living with a family over a
  TRY     few days or weeks, you will have the opportunity to
   #2     ask people to informally identify problems and work
          together with them in their home, farm, or community.
          This approach is also very good for spotting new
          problems and developing solutions to those problems
          in the moment they happen.




OAH
          Find local experts and best practices. Ask different
          community members about the people who are
          considered to be successful. Schedule time with
  TRY
   #3     these people and leverage their knowledge to
          develop solutions together with them.




          Make sure to include women in the design team and
          female community members in the co-design. If living
 GENDER   with a family, spend time equally with the husband, wife,
          extended family, and even the children. When hosting
          a co-design session, think about whether to have
          mixed-gender groups, or to have separate groups of
          men and women. When looking for local experts and
          best practices, ask who is considered an expert of both
          men and women, as well as less powerful groups.
Human Centered Design_toolkit
H   C   D




Case
study
Engaging Local Artisans
as Co-Designers
An NGO and designer Kara Pecknold partnered with local weavers
to help them market their woven products more widely and increase
their economic power. Because the local artisans are the experts, this
designer engaged these weavers as co-designers. The designer asked
the weavers to draw a picture of what makes their weaving process or
products unique as a way to understand how to differentiate their work.

Some drawings featured the plant that provides these weavers with
their raw materials. They use the leaves from an invasive plant that is
harming the environment of the Great Lakes Region of Africa. These
weavers are turning an environmental problem into an economic
opportunity. Based on these drawings and discussions, they identified
the material they used as a key differentiator, and designed a logo for
the weavers based on drawings of the plant.

Asking people to participate in the design process is helpful as a way
to leverage local expertise. But it also can empower constituents to
participate in their own destiny and helps balance the sometimes
uneven power dynamic between the participant and the NGO team.
In addition, engaging with participants in a visual way helped diminish
problems created by language barriers.




covaga logo design process
88   H   C   D
H        C   D   89
                               Create
                               Develop the Approach
                               Method: Empathetic Design




         method:
         Empathic Design
         Creating solutions through empathy is a way for the design
         team to blend their expertise with the on-the-ground needs
         of people. Empathy means deep understanding of the
         problems and realities of the people you are designing for. It
         is important to do research across many different groups of
         people and to “walk in their shoes’’ before the Create phase
         if employing empathic design methods. By understanding
         people deeply, empathic design can lead to both appropriate
         and more breakthrough solutions. But this method challenges
         the design team to not just understand the problem mentally,
         but also to start creating solutions from a connection to deep
         thoughts and feelings.                                           Facilitator Notes

         Consider using empathic design when:                             	   Time:
                                                                          	   Days-Weeks
         »	 the design team has specific skills required to
            develop solutions                                             	   Difficulty:

         »	 the solutions you are seeking are “new to the world”
                                                                          Step 1. Encourage the
         »	 community politics make it difficult to select                team to connect at
            a few individuals to work with                                both the rational and
                                                                          emotional levels with
                                                                          constituents.

                                                                          Step 2. If team
                                                                          members start to
         Include men and women in the design team to                      judge or exoticize
         ensure a balance of perspectives.                                the behaviors
GENDER                                                                    or decisions of
                                                                          constituents, remind
                                                                          them that their task
                                                                          is to understand
                                                                          and empathize
         When possible, recruit members of the community                  with people, not
                                                                          to judge them.
         with the skills needed to be members of the design team.
 TRY                                                                      Step 3. Make sure
                                                                          the team has spoken
                                                                          with enough people
                                                                          in the Hear phase to
                                                                          develop empathy. If
         Empathic design is not a method in which preconceived            the design team still
                                                                          doesn’t understand
         ideas and assumptions are substituted for grounded
                                                                          and feel the reasons
WATCH    research and connection with end users. Although                 for the behavior
 OUT
         solutions are generated by the design team, the goal is          of constituents,
         to always have the people you are designing for in mind.         go back to the field
                                                                          and conduct
                                                                          more research.
Human Centered Design_toolkit
H   C   D




Case
study
Bringing Eyecare to
Children in Indian Villages
VisionSpring embarked on a project to shift its offer from selling reading
glasses to adults in the developing world to providing comprehensive eye
care to children.

In an initial brainstorm with the VisionSpring team after conducting field
research, ideas centered around the notion that kids liked experiences
designed for kids. The VisionSpring team met with experts, including
pediatric eye doctors, and saw that the norm was to decorate spaces
with stuffed animals and toys as a way to make kids feel comfortable.

During the prototyping process, the design team developed a number
of prototypes for the eye screening process for kids. They went to the
field armed with a number of prototypes to try and iterate on. Using
the traditional eye chart, the Vision Entrepreneur and then the teacher
administered the eye test. This was very intimidating to the kids
and several burst into tears. To make it more approachable and less
intimidating, the team also tried using a sillier eye-chart that had toys
and animals on it. But it became too much like play, and chaos ensued.

The team took a step back and thought about what would be serious
enough to keep the diagnostic session from becoming a raucous play
session, but not so serious as to inspire tears.

Sitting in the schoolyard, the team reflected back on their own
experiences as kids, recalled playing “house” and “doctor”, where they
would dress up with their friends and simulate adult behavior. Inspired
by this role reversal/role play, the team thought: why not put the child
in the position of authority? The team tried a protocol where the child
would screen the eyes of the teacher, and then where they would
screen each other. They had fun emulating adult behavior, and weren’t
intimidated by their peers.

Empathic design means thinking from the perspective of your users,
and doing everything you can to feel and understand what they are
experiencing. The team got in touch with what is fun and what is scary
to kids in order to create an eye care experience that works for kids.
92       H     C     D
                                                                            Create
                                                                            Share Stories




     Facilitator Notes

     	
     	
             Time:
             4 Hours-Days
                                 share stories
     	       Difficulty:         Telling stories is about transforming the stories we heard during research
                                 into data and information that we can use to inspire opportunities, ideas and
     Step 1. Gather the          solutions. Stories are framed around real people and their lives, not summaries
     design team together        of information.
     in a room with
     plenty of wall space.       Stories are useful because they are accounts of specific events, not general
     Optimally, the team         statements. They provide us with concrete details that help us imagine
     should be sitting in
                                 solutions to particular problems.
     a circle.

     Step 2. Distribute post-
     it notes and markers.
     Have a flip chart or
     large sheets of paper                            It’s best to share stories soon after research so that
     nearby, as well as                               details are not lost. One team member should tell the
     tape to attach these
                                                      story of the person(s) they met, while the rest of the team
     sheets to the wall.                  TIP
                                          #1          takes notes on post-its. Notes should be small pieces of
     Step 3. Tell the                                 information (no longer than a sentence) that will be easy
     team to capture their                            to remember later. As a group you should be thinking,
     notes, observations,
                                                      “What does this new information mean for the project?”
     and thoughts on the
     post-its as they speak.
                                                      Some tips on storytelling are below.
     Everything that is said
                                                      Be Specific
     during story sharing
     should be captured                               Talk about what actually happened. It helps to begin stories
     in a note: life history,                         with “One time…” or “After such and such happened…”
     household details,
     income, aspirations,                             Be Descriptive
     barriers, quotes,                                Use your physical senses to give texture to your
     observations, etc.                               description.
     Step 4. Ask each team                            Follow Reporting Rules
     member to share the
                                                      Cover the following topics: who, what, when,
     story of the person(s)
     they met. Go through                             where, why, and how.
     the stories one by one.

     Step 5. Affix all the
     post-it notes to the flip
     chart or large pieces
     of paper on the wall.                            Try to avoid:
     Use one large sheet                              »	Generalizing
     per story. When the
                                        WATCH
     story is finished, hang
                                         OUT          »	Prescribing (they should, would, could…)
     it on the wall and move
     on to the next story.                            »	Hypothesizing
     At the end of Story
     Sharing, you will                                »	 Judging
     have many sheets
     lined up on the wall                             »	 Evaluating or Assuming
     with hundreds of
     post-it notes.
H   C   D   93




      Story sharing turns the information that lives in a team
      member’s head into shared knowledge that can be
      translated into opportunities and solutions.
TIP
#2
      Some techniques for effective sharing include:

      »	Gather your notes, photos, and artifacts prior to
         story sharing. If possible, print the photos and
         display them on the wall to refer to.

      »	Tell stories person by person, one at a time.
         Group meetings can be told as the story of a
         particular community.

      »	Split information into small pieces to make
         it memorable. Make each piece no longer than
         this sentence.

      »	Use vivid details and descriptions. This is not
         the time to generalize.
94       H      C    D
                                                                              Create
                                                                              Identify Patterns




                              Identify patterns
                              Making sense of your research is accomplished by seeing the patterns,
                              themes, and larger relationships between the information. This process
                              can be messy and difficult at times, but ultimately very rewarding. Seeing
                              the patterns and connections between the data will lead you quickly toward
                              real-world solutions. There are several steps listed here to take you through
                              the process for you use selectively based on the subject matter.
                              »	 Extract Key Insights
                              »	 Find Themes
                              »	 Create Frameworks



     Facilitator Notes                             method:
     	       Time:                                 extract key insights
     	       45-60 mins.
                                                   Uncovering insights is about bringing visibility and clarity
     	       Difficulty:                           to previously hidden meaning.

                                                   W H AT I S A N I N S I G H T ?
     Step 1. Ask the team
                                                   »	Insights are revelations – the unexpected
     to go to the wall with
     all the stories and
                                                      things that make you sit up and pay attention.
     choose 5 key post-
                                                   »	Insights extrapolate individual stories into
     its (stories, quotes,
     observations) that                               overarching truths.
     are most surprising,
     interesting, or
                                                   »	Insights allow us to see our design challenge
     provocative.                                     in a new light.

     Step 2. Group these                           For example, a combination of an observation and quote
     into related thoughts.                        from an interview yielded the following sample insight:

     Step 3. Write a                               Observation: Farmers rely on farming information
     succinct Insight                              from their friends and neighbors, though they know
     statement on a
                                                   this knowledge is limited.
     new post-it for
     each grouping that
                                                   Quote: “If the Privatized Extension Agent lived outside
     summarizes the
     big takeaway.
                                                   my area, I would want to visit his farm so I could see
                                                   his production.”
     Step 4. Post these
     Insight post-its                              Insight: Trust-building and knowledge sharing happens
     where all can see.                            through ‘seeing is believing.’
iden                                                              H   C   D   95




tify
patte  Select key information




rns
       Look across the information in the stories. Edit out the
       details that are not important – this is the time to let
 TIP
 #1    go of some of the detail. Choose the information that
       you find surprising, interesting, or worth pursuing.




       Aggregate big thoughts
       Are some of the thoughts linked? If so, aggregate
       them. Take several related pieces of information and
 TIP
 #2
       re-write them as one big Insight.




       Work at the same level
       Check that the insights sit at the same level —
       that they are all big thoughts. If you find you have
 TIP
 #3
       some lower level insights, consider whether they
       might be reframed at a higher level. If they need to
       be dropped a level, they may be best talked about as
       customer needs that inform and support the Insight.
Human Centered Design_toolkit
H   CH DC   D   97




Case
study
FINDING INSIGHTS FOR EFFECTIVE
MARKETING TO FARMERS
In Ethiopia, the IDE team looked over the information from the
Story Sharing exercise and extracted over 20 key insights.
About half of these came directly from the post-its that were
written in Story Sharing, and the other half were written based
on the information the team heard during Story Sharing.

Some of the insights the team identified were:

»	School is a key channel for distributing information

»	There is a strong need for an alternative to borrowing oxen

»	Buying on credit is the default

»	Mass media sells water pumps
98       H      C    D
                                                          Create
                                                          Identity Patterns
                                                          Method: Find Themes




     Facilitator Notes

     	
     	
             Time:
             30-60 mins.
                                     method:
                                     find themes
     	       Difficulty:
                                     Finding themes is about exploring the commonalities,
                                     differences, and relationships between the information.
     Step 1. Have the team
     go to the wall or board         Some ways to do this include:
     where they have
     placed their key story          Look for categories and buckets
     and insight post-its            Sort your findings into categories or buckets. Which ideas
     and select the 5 most           are related? Cluster together the findings that belong
     interesting quotes,
                                     together into themes.
     observations
     and/or insights.
                                     Consider the relationship between categories
     Step 2. On a new                Look for patterns and tensions in the way your themes relate
     board, sort these               to each other. Are they on the same level? Or are they talking
     into themes.                    about different kinds of things?
     Step 3. Check to make           Group and re-group
     sure the themes are
                                     Slice and dice the data in different ways to find meaning.
     at the same level. If a
     theme is too specific,
                                     Try moving the post-its around to form new groups.
     prompt the team to
                                     Get input from the team
     find the bigger idea.
     If a theme is too broad         Explain the early buckets and themes to a broader group.
     or has too many                 Learn from their input and try alternative groupings.
     different ideas under
     it, ask them to break
     it down into several
     buckets.
                                     Try the P.O.I.N.T. technique
     Step 4. When finished           Translate the Problems and Needs identified in storytelling
     sorting, give each        TRY   into Insights (see previous Method) and Themes.
     theme a title on a
     new post-it. Make               P = Problems
     sure there is enough            O = Obstacles
     space between or
                                     I = Insights
     below the different
     theme categories                N = Needs
     to facilitate the next          T = Themes
     step of opportunity
     identification.
H   C   D   99




      Creating themes can be an engaging and rewarding
      experience, as you start to group and transform the
      data before your eyes. Some good techniques for
TIP
      doing this are:

      »	Work together as a team to decide how to create
         buckets and themes.

      »	Arrange and re-arrange the post-its on the wall
         until the team is satisfied with the groupings.

      »	 there is a theme that contains almost all the post-
         If
         its, break it out into several smaller themes. Try to
         see not only the connections, but also the relevant
         differences between the information.
100       H      C    D
                                                                Create
                                                                Identify Patterns
                                                                Method: Create Frameworks




                                          method:
                                          create frameworks
      Facilitator Notes                   Frameworks allow you to begin putting the specific
                                          information from stories into a larger system context.
      	       Time:
      	       1-2 Hours                   What is a framework?
                                          A framework is a visual representation of a system.
      	       Difficulty:                 It shows the different elements or actors at play
                                          and highlights the relationships between them.
      Not all design
      challenges will yield or            Using your framework
      require frameworks.                 A good framework will help you see the issues and
      If the team does not                relationships in a clearer and more holistic way. Discuss
      feel that this step
                                          what the framework implies for constituents, for other
      is required for your
      challenge, skip it.
                                          actors in the community, and for your organization.
                                          Use the framework to develop or build upon key insights.
      Step 1. Listen for                  Capture those insights and add them to your growing list.
      moments in story
      sharing when the
      topic fits into a larger
      system or is linked
      to another piece
      of information.
                                          In many cases, it will make sense to create two different
                                          frameworks: one from the perspective of women in
      Step 2. When team          GENDER   the community and one from the male perspective. To
      members start
                                          understand whether you need to dedicate attention to
      to suggest larger
      systemic structures
                                          the different needs of women and men, ask yourself these
      or relationships                    questions:
      between things, ask
      them if they can draw               »	How do women’s stories differ from those of men?
      what they are saying.
      Consider the example
                                          »	 Is gender itself a theme?
      framework types
                                          »	 Do women’s stories tell a different story about
      described here.
                                          household activities, income opportunities and barriers,
      Step 3. Allow some                  and market relations than the stories obtained from men?
      time for your team to
      play with re-drawing                If you answered yes to these questions, think about
      their framework                     creating two different frameworks that will yield different
      several times until they
                                          sets of opportunity areas for women and men.
      feel it represents what
      they want to say in a
      robust way.
H   C   D   101
                              Create
                              Identify Patterns
                              Method: Create Frameworks




      If you are having trouble visualizing your own frameworks, here are some common
      types of frameworks that recur again and again.

TIP




                                  Venn Diagram




                                   Process Map




                                 Relational Map




                               Two-by-Two Matrix
102       H      C    D
                                                                              Create
                                                                              Create Opportunity Areas




      Facilitator Notes

      	       Time:
      	       40 mins.-2 Hours


      	       Difficulty:
                                  create opportunity areas
      Step 1: Prepare your
      team to begin defining
                                  Once you have pulled out the themes and patterns from what you heard, you
      opportunity areas by
      telling them that this is   can start creating opportunity areas. The process of translating insights into
      where they will start to    opportunities is about moving from the current state to envisioning future
      shift from analysis of      possibilities. Opportunities are the springboard for ideas and solutions.
      information to creating
      new ideas.                  What is an o p p ortunit y area?
                                  »	 opportunity area is a stepping stone to idea generation.
                                     An
      Step 2: Distribute post-
      it notes and markers to     »	 opportunity is a rearticulation of problems or needs in
                                     An
      everyone in the team.
                                     a generative, future facing way.
      Ask the team to start
      their opportunities
                                  »	 opportunity area is not a solution. Rather, it suggests more
                                     An
      with the words
      “How Might We…?”
                                     than one solution. It allows the team to create many solutions.

      Step 3: Spend at least
                                  F raming o p p ortunit y areas
      15 minutes on each          Opportunities start with the phrase “HOW MIGHT WE...?”
      theme generating            to suggest a mindset of possibility.
      Opportunity
      Statements for
      that theme. Place
      the post-its next
      to the theme area.
                                                       Start each statement with “HOW MIGHT WE...?”
      Step 4: If the team                              and abbreviate on post-its to “HMW.”
                                           TIP
      gets stuck, read the                 #1
      insights from each
      theme area as a way
      to jolt the creativity of
      the team. For example,
      for each insight                                 Use different color post-its for your opportunity statements
      posted, ask the team
                                                       than you used for insights. This will help to visually separate
      to come up with at                   TIP
      least one “How Might
                                                       insights from opportunities for the next step.
                                           #2
      We…” statement.
H   C   D   103




        Watch out for opportunity areas that are already
        solutions. A key part of creating innovative solutions
WATCH   is preventing yourself and your team from jumping
 OUT
        to conclusions.




        Go for quantity, not quality at this point.
 TIP
 #3




        When narrowing down the opportunity statements to
        3-5 HMW statements to use in brainstorming, select some
        that are intentionally outside of your current projects or
 TIP    capabilities. At this point, filter based on Desirability to
 #4
        customers, not Feasibility to the organization.




        If your opportunity sounds like a specific solution, back
        it up by asking yourself, “Why would we want to offer
 TRY    this solution?” or “What user needs are answered by this
        solution?” Here is an example:

        Insight
        Trust building and knowledge sharing happens
        through ‘seeing is believing.’

        Solution
        A training course offered by community members
        to teach their friends and neighbors about a technology
        or behavior that has worked for them. This is a solution.

        Ask yourself: What needs are answered by this solution?

        Answer: The need to expand the knowledge of community
        members through local information aggregators.

        Opportunity
        How might we better educate and inform local knowledge
        aggregators? Or how might we support new technology
        experimentation by local knowledge aggregators?
104       H      C    D
                                                                            Create
                                                                            Brainstorm New Solutions




      Facilitator Notes

      	       Time:
      	       45-60 mins.

      	       Difficulty:


      Step 1. Prepare
      3-5 “How Might
                                brainstorm new solutions
      We...?” opportunity
      statements from those     Brainstorming gives permission to think expansively and without any organizational,
      generated previously.     operational, or technological constraints.
      Place each statement
      on a separate wall        Some people think of brainstorms as undisciplined conversation. But conducting
      or board. Give each       a fruitful brainstorm involves a lot of discipline and a bit of preparation.
      person post-it notes
      and a marker.             The practice of generating truly impractical solutions often sparks ideas that are
                                relevant and reasonable. It may require generating 100 ideas (many of which are
      Step 2. Remind
      people of the rules
                                silly or impossible) in order to come up with those three truly inspirational solutions.
      of brainstorming.
      Tell them to be
      very specific about
      the ideas they are
      proposing. Use big                              S e v en brainstorming R U L E S
      markers (not pens) so
      everyone can see what                           »	
                                                        Defer judgment
      the idea is. Write only            TIP            There are no bad ideas at this point. There will be
      one idea per post-it.                             plenty of time to judge ideas later.
      Step 3. Begin by                                »	
                                                        Encourage wild ideas
      asking the group
                                                        It’s the wild ideas that often create real innovation.
      to generate a list
      of barriers related
                                                        It is always easy to bring ideas down to earth later!
      to the opportunity
                                                      »	
                                                        Build on the ideas of others
      statement.
                                                        Think in terms of ‘and’ instead of ‘but.’ If you dislike
      Step 4. Protect all                               someone’s idea, challenge yourself to build on it and
      participants by                                   make it better.
      enforcing the Rules
      of Brainstorming.                               »	
                                                        Stay focused on topic
      If ideas slow down,
                                                        You will get better output if everyone is disciplined.
      prompt the group
      to think about one                              »	 visual
                                                        Be
      of the barriers listed
                                                        Try to engage the logical and the creative sides
      during the warm-up.
      Or share a story from                             of the brain.
      the research to spark
      thinking (i.e. “So what
                                                      »	
                                                        One conversation at a time
      ideas would encourage                             Allow ideas to be heard and built upon.
      Shashu to adhere to
      her medication?”)                               »	 for quantity
                                                        Go
                                                        Set a big goal for number of ideas and surpass it!
      Step 5. When the ideas                            Remember there is no need to make a lengthy case
      really slow down,
                                                        for your idea since no one is judging. Ideas should
      switch to a new
      opportunity area.                                 flow quickly.
      This might be 15-30
      minutes per HMW.
H   C   D   105




      Brainstorming warm-up
      Use this activity to get the team in an open-minded
      and energetic mindset for brainstorming.

      Pair up with a partner. Person A will come up with lots
TRY
      of ideas about a potential businesses he or she wants
      to start. (Alternatively, one could plan an event such as
      a family vacation and pose ideas of places to go.)

      Round 1:
      Person A comes up with one idea after another.
      Person B must say NO to each idea and give a reason
      why it wouldn’t work. Do this for 2-3 minutes.

      Round 2:
      Now Person B comes up with business or event
      ideas, one after another. Person A must say YES
      to each idea and build on it to make it bigger.
      Do this for 2-3 minutes.

      As a group, discuss how these two different
      experiences felt. The Round 2 experience is the
      environment the team will want to create for a
      successful brainstorm.
106       H      C    D
                                                                              Create
                                                                              Make Ideas Real




      Facilitator Notes

      	       Time:
      	       45-60 mins.       make ideas REAL
      	       Difficulty:
                                Prototyping is about building to think. This means creating the solution so that
                                it can be communicated to others and making the idea better. Prototyping
      Step 1. Ask teams
                                allows you to quickly and cheaply make ideas tangible so they can be tested
      to partner in teams
      of 2-4. Small teams       and evaluated by others - before you’ve had time to fall in love with them.
      help everyone to
      have a role.
                                What is prototyping?
                                »	BUILD TO THINK: Prototypes are disposable tools used throughout the
      Step 2. Ask teams            concept development process, both to validate ideas and to help generate
      to pick one solution
                                   more ideas. Prototypes are a powerful form of communication and force us to
      from the brainstorming
      boards. You may
                                   think in realistic terms about how someone would interact with the concept.
      choose to offer a
                                »	ROUGH, RAPID, RIGHT: Prototypes are not precious.
      range of criteria: two
      teams working on             They should be built as quickly and cheaply as possible.
      solutions they’re “most
      passionate about,”
                                »	ANSWERING QUESTIONS: It is essential to know
      one group on “most           what question a prototype is being used to answer,
      feasible ” and one on        for example about desirability, usefulness, usability, viability, or feasibility.
      “furthest out” or
      “long term”.              Why prototype?
                                »	 develop a deeper understanding of what an idea
                                   To
      Step 3. Prompt teams
                                   means and to reveal questions the team needs to answer.
      to spend no more than
      30-45 minutes making
                                »	 create an internal dialogue about how the concept works and external
                                   To
      their chosen solution
      tangible, using one of
                                   communication about the concept.
      the prototyping forms
      described here or
      creating new ones.

      Step 4. Give each team                           Imagine the Value Proposition
      5 minutes to share
      their idea back with                             For each prototype, answer these questions to start
                                         TRY
      the larger group to                              building the value of the idea:
      get initial feedback.
      Encourage teams to                               »	Who will benefit from this idea? What is the value
      include an enactment                                to the end customers?
      of the experience
      of use, even if they                             »	 Why and how is this idea better than alternative options?
      have a paper-based
      prototype. Prompt                                »	How much is this benefit worth to them?
      groups to identify
      what customer needs                              »	How much would they be willing to pay for this benefit”
      their prototype
      addresses and what                               »	How might this payment be collected?
      key questions they
      still have.
H   C   D   107
                                Create
                                Make Ideas Real




      common p rotot y p e forms



TIP




      Models:
      A
       physical model of a product, shown above, makes a 2-dimensional idea
      come alive in 3 dimensions. Using rough materials allows you to quickly
      mock up low-fidelity prototypes.




      Storyboards:
      Imagining the complete user experience through a series of images or sketches.




      Role-play:
      The emotional experience with a product or service is sometimes best
      expressed by acting it out with team members taking on the role of the
      constituent or customer.




      Diagrams:
      Mapping is a great way to express a space, process, or structure. Consider
      how ideas relate to each other, and how the experience changes over time.
108       H      C     D
                                                                            Create
                                                                            Gather Feedback




      Facilitator Notes

      	       Time:
      	       1-1.5 Hours


      	       Difficulty:


      Step 1. Ask team
      members to prepare       gather feedback
      how to present
      their solutions to
      participants. It’s       After solutions have been generated, it’s time to take them back out to participants
      not necessary to give
                               to gather feedback.
      behind-the-scenes
      organizational
      information to them.

      Step 2. Have teams
      practice presenting                            Don’t invest too much time perfecting the ideas
      solutions to the                               before feedback – the point of re-engaging customers
      rest of the group—               WATCH         is to change the solutions, not to prove that they
      enactment is                      OUT
                                                     are perfect. The best feedback is that which makes
      especially effective.
      Invite others to help
                                                     you rethink and redesign.
      simplify and clarify
      the presentation
      and identify focus
      questions to be
      answered in research.    How to solicit feedback
                               A great way to get honest feedback is to take several executions out to people.
      Step 3. Ask teams to     When there is only one concept available, people may be reluctant to criticize.
      standardize a script
                               However, when allowed to compare and contrast, people tend to speak
      about the solution
      so it is delivered       more honestly.
      consistently at each
      feedback session.
                               Whose feedback to solicit
      Write down key           Speaking to new participants in a different region from where you did your
      questions to ask         research is a way to explore the generalizability of a solution. You may choose
      in follow-up.            to speak to a mix of both new people and to those you have spoken with before.
      Step 4. When             Try to include all stakeholders who would touch the concept; in addition to the end
      introducing the
                               user, include manufacturers, installers, service providers, distributors, retailers, etc.
      feedback session
      to the customer group,
                               What questions to pursue
      explain you want
      honest feedback—
                               For each prototype, identify 3-4 questions you’d like answer about desirability
      even if negative—and     or use case during the feedback session.
      that the team has
      spent minimal time       Keep careful notes of the feedback, both positive and negative, and the new
      prototyping.             questions the team needs to answer about the solution.
H   C   D 109




      The goal is to solicit honest feedback, even if
      it is negative. It’s better to know early on before
      much investment has been made that a solution
TIP
      is not desirable. Here are a few tips in presenting
      yourselves and your solutions to participants:

      Don’t try to sell the idea.
      Present solutions with a neutral tone, highlighting
      both pros and cons of a solution.

      Vary group size.
      Begin with a large group (10-15) to present the
      solution, then break into smaller groups, one per
      solution for a more intimate conversation.

      Adapt on the fly.
      If it becomes clear that there is one aspect of the
      solution that is distracting people from the core idea,
      feel free to eliminate this piece or change it.

      Ask participants to build on the ideas.
      If a participant asks a question like, “Can this service
      be purchase by the community or just an individual?”
      Ask the question back to them: “ Should the service be
      purchased by the community or individual?” Another
      valuable question is, “How could this be better for
      you?” It invites the participant to help improve the
      idea or give additional critique.
Human Centered Design_toolkit
H    C   D




Case
study
TESTING Hearing Aid Protocols
for Rural India
The design challenge for this IDEO project was to make hearing
aids more accessible in rural India. One key hurdle was creating a
diagnostic process that could be effectively administered outside
a medical setting by minimally-trained local technicians.

During the initial research, the team learned about the constraints
associated with fitting a hearing aid. They developed a process
prototype that included a fitting protocol, a technician kit with tools
for fitting a hearing aid, and technician training materials. The team
started by training two local people as technicians in less than a day,
and then went to villages to watch the newly trained technicians try
the protocol with people who have trouble hearing.

While watching the technicians on the first day in a village, the team
quickly saw that the protocol was too complex. It took too long to
explain to potential customers how to complete the tests. The team
immediately set to simplifying the protocol, and then trained a new
pair of technicians on the newly simplified protocol. To the team’s
surprise, while the next village visit went more smoothly, there were
still some challenges due to complexity. The team conducted a third
round of simplification, and final testing confirmed that the protocol
was finally simple enough and effective enough to work.

Gathering feedback early allows you to focus on how to improve your
design and helps you identify problems in your designs that you may
not notice in an artificial setting. As in this example, it is often possible
to make changes and improvements to the design between feedback
sessions, so that the team continues to learn and improve the solution.
Human Centered Design_toolkit
DELIVER
Human Centered Design_toolkit
EYECARE FOR CHILDREN, INDIA
Human Centered Design_toolkit
water STORAGE AND TRANSPORTATION, INDIA
Human Centered Design_toolkit
INCREASING SMALLHOLDERS FARMER INCOME, ethiopia
Human Centered Design_toolkit
H   C   D   121




DELIVER:
GOALS
Once the design team has created many desirable
solutions, it is time to consider how to make these
feasible and viable. The Deliver phase will move
your top ideas toward implementation.
The activities offered here are meant to complement
your organization’s existing implementation processes
and may prompt adaptations to the way solutions
are typically rolled out.




In the Deliver Phase, your team will:

»	Identify required capabilities
»	Create a model for financial sustainability
»	DEVELOP an innovation pipeline
»	plan pilots  Measure Impact
Tools to catapult solutions
to the next steps of
implementation.
—IDE cambodia
H   C   D   123




DELIVER:
OUTPUTS
This phase will challenge the team to create the
elements necessary to make the solution successful,
and to track the impact of the solution.




In the Deliver phase, you will produce:

»	Feasibility assessment
»	Viability assessment
»	Innovation pipeline
»	Implementation plan
» LEARNING PLAN
Delivering solutions to your consituents
means you will need to build the capabilities
and financial models that will ensure that
the solutions are implemented well and
can be sustained over the long term. You
will also need to create a plan for on-going
learning and iteration.
H   C   D   125




DELIVER:
THEORY
Delivering solutions                           Every organization is optimized to achieve
                                               what it currently does. If you want to
that are new to the world                      achieve different outcomes, you often
involves creating low-                         need to do things differently than you
investment, low-cost ways                      know and do right now—whether it is
of trying out your ideas                       about finding new talent, developing new
                                               skills, building new external partnerships,
in a real-world context.                       or creating new processes.
The team can design a handful of
                                               The Human-Centered Design process
mini-pilots that precede and inform
                                               doesn’t limit the solution by the current
the full pilot program. Mini-pilots might
                                               constraints of the organization.
engage actors who are different from
the group of stakeholders for the final        This process invites you
implementation. For example, in a mini-
pilot, the NGO or social enterprise might
                                               to work in the belief that
play certain roles that will ultimately        new things are possible,
be held by partners in order to gain a         and that you can evolve
deeper understanding of how the system         both the solutions that you
should work and to be more informed
when soliciting and training partners.
                                               deliver and the way your
                                               organization is designed,
Implementation is an                           simultaneously.
iterative process that
                                               In addition, Human-Centered Design
will likely require many                       integrates design and measurement
prototypes, mini-pilots and                    methods in a continuous learning cycle.
pilots to perfect the solution                 By encouraging on-going measurement,
                                               evaluation, and iteration, the solutions
and support system.                            developed stay grounded in real-world
Piloting an idea before it goes to market      impact and continue to evolve.
not only allows you to understand the
solution better, but also helps you identify
what it will take for your organization to
deliver that idea to the community.
126       H      C    D
                                                                                                    Deliver
                                                                                                    Develop a Sustainable
                                                                                                    Revenue Model




      Facilitator Notes

      	       Time:
      	       30-45 mins.


      	       Difficulty:
                                   develop a sustainable
                                   revenue model
      Focus on one
      solution at a time
                                   The long-term success of solutions depends upon the intentional design of a
      and take the team
      through the following        revenue stream that can sustain the offering over time. Let the value provided
      exercise. Alternatively,     to the end customer be your entry point as you design the support systems
      the larger team can be       around the solution. For this Viability Assessment, answer the following
      split into smaller teams
                                   questions for each solution.
      of two or three, with each
      smaller team focusing
      on one solution.

      Step 1: On a board
      or flip chart, write                              1. Customer Value Proposition
      “Customer Value.”                                 »	 What is the value proposition for the end customer?
      Ask the team to identify                              Refer back to prototypes and customer feedback,
      how each solution will                TIP
                                                            highlighting the aspects customers found
      provide value to the
      end customer. Write                                   most important.
      everything down.
      Ask the team to answer
                                                        »	How much is this worth to the end customer?
      the question: “How much
                                                        2. Revenue Sources
      is this worth to the end
      customer?” Write down                             »	 the solution a product, a service or both?
                                                           Is
      the figure on the chart.
                                                        »	How much do customers pay?
      Step 2: On a separate
      board or flip chart, write
                                                        »	How do customers pay: in cash, in kind,
      “Revenue Sources.” Ask                            	 in labor, in other?
      the team to identify who
      will pay for the product                          3. Stakeholder Incentives
      or service. How much                              »	How does this solution deliver value to each
      will each actor pay?                                 stakeholder involved?
      How will the payments
      be received? Use the                              »	What are the stakeholders’ incentives to participate?
      example fee models                                   What are challenges or disincentives? How might we
      in the “Try” text box
                                                           adapt the solution to avoid these disincentives? 
      to help.

      Continues next page.
SUSta                                                                H       C   D     127




INABLE
REVE
NUsus
                                                             Facilitator Notes
                                                             ( Continued )

                                                             Step 3: On another
                                                             board or flip chart,
                                                             write “Stakeholder
                                                             Incentives.” Ask
                                                             the team to identify
                                                             all stakeholders
                                                             or players in the
                                                             value chain who
                                                             will be affected by
                                                             the solution. Go
                                                             through each actor
       Consider the following fee models to inspire your
                                                             and ask: “What is this
       thinking. One exercise is for the design team to go   group’s incentives
 TRY   down the list of models and ask:                      to participate in or
                                                             help this solution?” If
       “What would our solution look like if                 there is a group that
       it were offered by: …?”                               has a disincentive
       »	 Membership/Subscription                            to participate in the
                                                             solution, ask: “How
       »	Gift it, share the income produced
                                                             might we adapt the
       »	Give the product, sell the refill                   solution to encourage
       »	 Subsidize                                          their participation?”
       »	Give the product, sell the service
                                                             Step 4: If the team
       »	 Service only
                                                             has split into smaller
       »	Pay-per-use                                         teams, have the group
                                                             come back together
                                                             to share.
Human Centered Design_toolkit
H   C   D




Case
study
MODELING REVENUE
FOR NEW SERVICES
For the Today’s Market Prices solution, the IDE Cambodia team identified
the desirability of payment-in-kind options through customer feedback:

Customer Value Proposition
»	Connection to Privatized Extension Agent with real-time market 		
	 pricing to inform where to sell large-quantity crops.
»	 onnection to traders who collect from farms and sell crops at
  C
  selected markets.

Revenue Sources
»	Payment in kind per use (price deducted from sales of crop at
	 each collection)
»	Mobile phone provided a no cost (through phone donation program)
»	 ree calls to designated number of Privatized Extension Agent
  F

Stakeholder Incentives
»	Privatized Extension Agent receives fee per information request
»	Crop Collector expands his farmer clientele and receives a
	 % from crops sold
»	 obile provider is paid for calls made to PEA numbers; expands
  M
  potential customer base for calls/SMS sent outside the free number
130   H   C   D
H    C      D      131
                                                                   Deliver
                                                                   Identify Capabilities
                                                                   Required for
                                                                   Delivering Solutions    Facilitator Notes

                                                                                           	   Time:
                                                                                           	   30-45 mins.


                                                                                           	   Difficulty:


                                                                                           Focus on one solution
Identify capabilities                                                                      at a time and take

required for delivering                                                                    the team through the
                                                                                           following exercise.
solutions                                                                                  Alternatively, the larger
                                                                                           team can be split into
                                                                                           smaller teams of two or
The capabilities of your organization and partners will help inform the feasibility of     three, with each smaller
                                                                                           team focusing on
solutions. Begin by thinking about the experience of the end customer—where and
                                                                                           one solution.
how the community members or end-user will purchase or experience this solution.
Then identify the range of capabilities required for making this real. A challenge         Step 1: Write
for the design team is to identify many possible models for delivery that leverage         “Distribution” on a
                                                                                           board or flip chart.
different partners and channels.
                                                                                           Have the team identify
                                                                                           all the possible actors
                                                                                           who could deliver this
                                                                                           solution. Write each
                                                                                           actor on a post-it note.
                      To identify the capabilities required to make each solution          Ask the team to list the
                      feasible, answer the following questions for each solution:          pros and cons of each
                                                                                           of the different
         TIP          1. Distribution                                                      delivery possibilities.
                      »	 Where, when, how, and why might the customer
                                                                                           Step 2: Write
                          experience this solution?                                        “Capabilities” on a
                                                                                           separate board or
                      »	 Which actors and channels will touch the solution?
                                                                                           flip chart. List the
                                                                                           human, manufacturing,
                      »	What other channels could be used to
                                                                                           financial, and technical
                         reach customers?                                                  capabilities that will
                                                                                           be required for each
                      »	What is the range of possible ways this solution could
                                                                                           solution. Indicate if the
                         be delivered?                                                     capability exists in your
                                                                                           local organization, if it
                      2. Capabilities Required                                             exists somewhere else
                      »	What human, manufacturing, financial, and                         in your network, or
                         technological capabilities are required for                       whether you will
                         creating and delivering this solution?                            have to partner.


                      »	Which of these capabilities do we have in our                     Step 3: For the
                                                                                           solutions that you
                         country location? Which do we have in our
                                                                                           will need to partner,
                         international location? And which capabilities will               create a list of potential
                         need to be found in partners?                                     partners. Narrow to a
                                                                                           smaller set of partners.
                      »	 Would we need to grow any capabilities on this list?              Ask the team to list the
                                                                                           first step they would
                      3. Potential Partners                                                take to pursue the top
                      What organizations or individuals have capabilities that             partners identified.
                      we do not? What is our relationship with them currently?
                                                                                           Step 4: If you have split
                      How might we reach out to them and show the value of
                                                                                           into smaller groups,
                      engaging with our organization on this solution?                     ask the teams to come
                                                                                           together to share
                                                                                           their thoughts.
Human Centered Design_toolkit
H   C   D




Case
study
DELIVERING TODAy’s
Market Prices
In Cambodia, the IDE design team created a solution called “Today’s
Market Prices,” real-time market crop price information to farmers.
The team identified one model to deliver this to customers involving
two key partners: Privatized Extension Agents and Crop Collectors.

Distribution
»	Centralized information gathering  distribution
»	Information distributed by Privatized Extension Agents (PEAs)
	 upon request of the farmer
»	Farmer requests info by mobile phone provided with
	 free calls to PEA
»	Crops  fee collected by Crop Collector

Capabilities Required
»	Market price information collection daily
	 (or multiple times a day)
»	Market price information aggregation  distribution
	 to Privatized Extension Agents
»	Communication channels between farmers  PEAs
	 via mobile phone
»	Crop collection  sales
»	Fee collection

Potential Partners
»	Government market information sources
»	Privatized Extension Agent
»	Mobile phone donor program
»	Mobile service provider
»	Crop Collector
134       H      C    D
                                                                                                    Deliver
                                                                                                    Plan a Pipeline
                                                                                                    of Solutions




                                Plan a pipeline
                                of solutions
                                To understand how new solutions will move and grow your organization, map each
                                solution to the matrix provided. As you are mapping solutions, ask whether each
                                solution is targeted at your current customer group or whether it expands the
                                group of customers you serve.




                                                      Existing users refers to the category of customers,
                                                      such as people earning $1-2 per day vs. people earning
                                        WATCH         greater than $2 a day, not those earning $1-2 per day
                                         OUT          who are current customers of your organization vs.
                                                      people earning $1-2 per day who are not yet customers.




      Facilitator Notes         Determine whether the solutions extend or adapt an existing offer, or create a
                                new offer. Analyze this information from the context of your investment strategy,
      	       Time:
                                mission, priorities and appetite for risk. Also identify which solutions fit naturally
      	       30-45 mins.
                                into programs already underway within your organization.
      	       Difficulty:


      Step 1: Draw the
      matrix on a large sheet
                                                      Many organizations say they are only looking for
      of flip-chart paper.
                                                      Revolutionary ideas, but their capabilities are limited to
      Step 2: Write each                              Incremental or Evolutionary ideas. Furthermore, funders
      solution on a post-it              TIP
                                         #1           can steer grantees toward more incremental ideas or ones
      note and place in the
                                                      that have been proven to be best practices. Make sure you
      appropriate position
      on the matrix.                                  are honest with how far your organization can stretch its
                                                      capabilities and how willing your funders are to take risks.
      Step 3. Analyze if                              Mapping a pipeline of solutions that includes Incremental,
      the team is happy
                                                      Evolutionary, and Revolutionary ideas helps ensure that
      with the distribution
      of solutions from                               your design effort will pay off.
      Incremental to
      Revolutionary.

      Step 4. If the
      team wants to add
      solutions to one of the
                                                      Remember, sometimes the ideas with the highest impact
      quadrants, develop
      a HMW...? statement                TIP          are the simple Incremental ideas.
      and brainstorm                     #2
      new solutions.
H   C   D   135
                                                                                  Deliver
                                                                                  Plan a Pipeline
                                                                                  of Solutions




                                                      New Users




                                 E volutionary                   R E volutionary
      Existing Offerings




                                                                                                    New Offerings
                                 I ncremental                      E VO LU T I O N A RY




                                                    Existing Users




The lower left quadrant represents Incremental innovation as these solutions
build on existing offerings with familiar users. Evolutionary innovation is about
extending into either new offerings or new users while holding the other constant.
Revolutionary innovation means tackling both new users and new offerings.




                                   Look at the spread of solutions to reveal the gaps in
                                   your pipeline of solutions. Are parts of the matrix blank
                                   and others full? If so, determine if it is desirable for your
                           TIP     organization to go back to Brainstorming in order to
                           #3      develop solutions that will intentionally fill that gap.
Human Centered Design_toolkit
H   C   D




Case
study
CREATING A
SOLUTIONS PIPELINE
In Cambodia, the IDE design team noticed that most of the solutions
fell on the “existing user” side of the matrix since the organization has
a highly defined target group. Yet the solutions spanned the range
from those that fit within current projects and programs to new areas
of offerings. The team also identified solutions that would start in the
lower left corner with adaptations to existing solutions with existing
customers, but over time would help the organization migrate into
the other quadrants. While many organizations are initially attracted
to the idea of “Revolutionary” innovations, in reality an innovation
pipeline that focuses on existing capabilities or targets existing
customers can be the strongest strategy for the near term.
138       H      C    D
                                                                                                 Deliver
                                                                                                 Create an
                                                                                                 Implementation
                                                                                                 Timeline




                               create an
                               implementation timeline
                               Map solutions to a timeline of implementation, with those in the Incremental
                               innovation category early in the timeline and Revolutionary innovations further out.

                               Look at relationships of solutions to see whether initiating one solution will build
                               the relationships and partners needed for another solution. You may also need to
      Facilitator Notes        take into account which solutions can be explored within the scope of currently
      	       Time:            funded programs and which solutions suggest the proposal of new grants.
      	       15-30 mins.


      	       Difficulty:

                                                    Assigning an individual within your organization as a
      Step 1: Create post-it
                                                    champion for each solution will help maintain momentum
      notes for a timeline
      (such as 2 weeks, 1
                                                    and increase the likelihood of implementation.
                                        TIP
      months, 3 months,
      6 months, 1 year) and
      post them along a
      large blank wall
      in your office.
                                                    Divide each solution into a series of steps that build
      Step 2: Post the
      Feasibility
                                                    toward implementing the final solution. Challenge the
      Assessments                      TRY          team to do something toward implementing each
      or post-it notes for                          solution in the next two weeks. For some solutions,
      each solution along                           a pilot can be launched in two weeks. For others, two
      the timeline.
                                                    weeks might be the amount of time required for further
      Step 3. Assign                                study or for the first steps to connecting with partners.
      champions to pursue
      the next steps.
H   C   D   139
Deliver
Create an
Implementation
Timeline




     2 w eeks


     1 month




     3 M onths




     6 M onths




     1 Year
140       H      C    D
                                                                                                  Deliver
                                                                                                  Plan Mini-Pilots
                                                                                                   Iteration




                                Plan mini-pilots  iteration
                                For each solution in your pipeline, it is important to identify simple, low-investment
                                next steps to keep the ideas alive. One way to keep iterating and learning is to plan
                                mini-pilots before large-scale pilots or full-scale implementation.

                                For each mini-pilot, ask three questions:

                                »	 What resources will I need to test out this idea?

                                »	What key questions does this mini-pilot need to answer?

                                »	How will we measure the success of this mini-pilot?


      Facilitator Notes

      	       Time:                                When planning mini-pilots, pilots, and implementation
      	       45-60 mins.                          plans, it often makes sense to understand how these may
                                     GENDER        differ by gender. By understanding these differences early
      	       Difficulty:
                                                   on, the solution can be iterated or transformed to make sure
                                                   that the roles and needs of both men and women are being
      Step 1: Get into small                       appropriately addressed. For example, in planning the
      groups per solutions
                                                   mini-pilot, consider how women’s roles in implementation
      and fill out the
      worksheet on the                             might differ from men’s. For each solution, ask how women
      next page.                                   could play a role as:

      Step 2: Cross-share                          »	   client
      mini-pilot plans with                        »	   resource
      the team and give
                                                   »	   beneficiary
      each other feedback.
                                                   »	   partner
      Step 3. Identify who
      will enact the most
                                                   Do any of the answers differ in the ways women would
      immediate next steps                         play these roles versus men? If so, iterate your solution to
      and establish the first                      incorporate this finding.
      check-in date.
mini                                                             H   C   D   141




p
TRY
       Use the Mini-pilot worksheet to plan next steps for
       each solution.

       After each mini-pilot, it is important to reconvene the
       design team to understand what went well and where
       there was customer dissatisfaction or system obstacles.
       Use the worksheet provided to continuously iterate the
       mini-pilots, trials, and success measures.

       See the full-size worksheet on the next page.
142   H   C   D
                                                                           Deliver
                                                                           Plan Mini-Pilot
                                                                            Iterations


                   mini-pilot planning worksheet

                  solution name :	
                  	
                  team members :




                    » context ( w ho , w here , w hen )  time
                    What’s a low-cost, low-investment way to try out this solution? What can you
                    do in 2 weeks?




                    » resources :
                    What resources (people, funds, permissions) would you need to try this out?




                    » questions to ans w er :
                    What key questions do you have about this concept and its desirability for
                    your customer?




                    » how to measure success :
                    How will you know if your solution was successful? Successful for whom?
H   C   D   143
                                                       Deliver
                                                       Plan Mini-Pilot
                                                        Iterations




C heck- in date         C heck- in date        C heck- in date




  » K e y learnings :    » K e y learnings :    » K e y learnings :




  » N E W resources :    » N E W resources :    » N E W resources :




  » NEW QUESTIONS:       » NEW QUESTIONS:        » NEW QUESTIONS:




  » N e w M easures :    » N e w M easures :     » N e w M easures :
144       H      C    D
                                                                                                  Deliver
                                                                                                  Create a Learning Plan




      Facilitator Notes

      	       Time:              CREATE A LEARNING PLAN
      	       45-60 mins.


      	       Difficulty:        Throughout the design and implementation of new solutions, it is important to
                                 keep learning. With Human-Centered Design, design and evaluation are one
                                 seamless process, since both require attention to the effects of solutions on
      Step 1: Revisit the
      stories you gathered
                                 the lives of people.
      in the Hear phase as
                                 Early in the design process, you collected stories that helped develop the
      a baseline. Answer
      the questions: What        understanding to get you to new ideas. After the first ideas were prototyped,
      was the situation of       you gathered feedback to make those ideas better.
      the people in our
      initial research? What     As implementation begins, it is important to keep learning about how the
      should we expect to        solutions are working in order to keep making the designs better, and to select
      see happen in the lives    how to spend valuable resources on the solutions that are making the most
      of these people if our
                                 impact. Instead of thinking that implementation is when design ends and
      ideas are successful?
                                 monitoring and evaluation activities begins, try to marry design and evaluation.
      Step 2: Develop an
      approach to collect        When ideas are implemented, the team should continue to collect stories and
      more stories of before,    gather feedback from users. Stories collected from people in the Hear phase will
      during, and after          help the team create a baseline to track how solutions are affecting individuals’
      implementation. If
                                 lives. Collecting on-going feedback will help the team iterate on the ideas in order
      possible, identify
      a demographically
                                 to make them more effective, more appropriate, and more cost-effective.
      similar group that will
                                 In addition to stories and feedback, begin to track indicators and outcomes.
      not be affected by
      your ideas and collect     This is possible after the solutions are implemented and are important to
      their information as       measuring the impact as well as the return on investment of solutions.
      well for a robust study.

      Step 3. Create
      a strategy for
      integrating qualitative
      and quantitative
                                                      Refer to ‘Impact Planning and Learning Approaches’
      methods for learning.                           from Keystone at keystoneaccountability.org.

      Step 4: Encourage
      the team to embrace
      measurement as a
      process to enable
      on-going learning and                           Refer to ‘The Evaluation Toolkit’ published by
      inspire new solutions                           FSG at fsg-impact.org/ideas.
      and pose new design
      challenges.
H      C   D   145
                                                           Deliver
                                                           Create a Learning Plan




                                        STORIES


                                   • Assess Needs	
                                   • Understand Context
                                   • Develop Baseline 	
                                   • Gain Inspiration




     OUTCOMES                                                               FEEDBACK


• Assess Impact	                                                      • Evaluate Ideas	
• Evaluate ROI	                                                       • Prioritize Solutions
• Create New Baselines                                                • Iterate Ideas 	
• Identify Next Challenges	                                           • Develop Implementation Plan




                                      INDICATORS


                                   • Track Progress	
                                   • Choose Ideas	
                                   • Iterate Solutions
                                   • Identify Unintended
                                     Consequences	




            THE LEARNING LOOP

            Stories, feedback, indicators, and outcomes are all ways of
            gathering empirical data in order to learn. A project in India for
            clean water storage and transportation utilized all of these methods
            to measure the impact potential and outcomes of solutions.
146       H      C    D
                                                                               Deliver
                                                                               Create a Learning Plan
                                                                               Method: Track Indicators




                                  method:
                                  Track Indicators
                                  Indicators help you measure the effects of your
                                  solutions. These effects can be positive or negative.
                                  They can also be intended or unintended.
      Facilitator Notes

                                  TYPES OF INDICATORS
      	       Time:
      	       2-3 Hours           Leading
      	       Difficulty:         The impact of solutions can often take some time to become
                                  evident, such as months or years. In these cases, it makes
                                  sense to track leading indicators. For example, if your goal is
      Step 1. Ask the team
      to refer back to the        to reduce the number of unwanted pregnancies (an effect that
      Theory of Change            will take at least nine months to see), a leading indicator would
      and to your holistic        be adherence to birth control. If your goal is to increase farmer
      impact assessment
                                  income, a leading indicator would be the number of farmers
      stakeholder map.
                                  growing high-value crops this season.
      Step 2. Focus on each
      stakeholder and/or
                                  Analogous
      step and for each one,      Sometimes it is difficult to see direct impacts. This is especially
      list the information        true when your design challenge is about trust or prevention.
      you would like to learn.    In these cases, try to find an indicator that would logically lead
      For example, if the
                                  you to conclude whether your goal is being met. For example,
      solution is focused on
      increasing women’s          on a project to increase trust of healthcare providers, the team
      income opportunities        tracked the number of questions people asked doctors and
      and the men in the          nurses. Since trust is hard to measure, the team decided to use
      community are a
                                  the posing of questions as an analogous indicator of trust.
      stakeholder, you might
      want to know how the        Awareness
      solution is affecting
                                  When the goal involves people engaging or adopting something
      the incomes and time
      allocations of both         new, the first step is to know whether they are aware of the
      men and women.              solution or design. Measuring awareness is a good early indicator
                                  to help understand how big the impact of the solution may be.
      Step 3. For each
      stakeholder and/or          Engagement
      step, ask: Are there
                                  Like awareness, measuring the number of people who
      leading indicators we
      should be tracking?
                                  are engaged in a new program is often very meaningful.
      Are there analogous         For example, if the goal is to increase women’s incomes
      indicators we can           through a program to export local art, the number of women
      track? How can we           actively seeking out and participating in the program is a
      measure awareness
                                  meaningful indication of how much impact the program may
      and engagement?
      How will we track           have on local incomes.
      and understand
      the dynamics of
                                  Dynamic Changes
      transformation that         When a new solution is introduced, it is important to track
      are occurring?              the changes over time that occur within the community,
                                  within households, and to the environment. These shifts can
      Step 4. If possible,
      include constituents
                                  be completely unexpected, and are sometimes positive and
      and other stakeholders      sometimes negative. Its crucial to lookout out for these changes
      directly in this process.   and unintended consequences early on in implementation.
TRACK                                                                    H   C   D   147




INDICA
TORS
TRACK
         Often teams look for only the positive and intended
         consequences. To get a full view of impact, it is critical to
 WATCH   challenge yourself to look for the negative and unintended
  OUT
         consequences of solutions.




         Ask yourself what you would expect to see happening
         if the solutions were improving the lives of people.
         For example, if your goal was to increase household
  TIP    income, would women starting more businesses be an
  #1     early indicator? If your goal was to increase childhood
         vaccinations, would the number of casual conversations
         about vaccines be a possible indicator?




         It is critical to track the effects of solutions on men and
         women, young and old, empowered and disempowered –
         even if your ideas are focused on other groups. Often the
  TIP
         group that is not the intended audience for the solutions
  #2
         is a key player in the implementation and use of solutions.
148       H      C    D
                                                                                    Deliver
                                                                                    Create a Learning Plan
                                                                                    Method: Evaluate Outcomes




      Facilitator Notes


      	       Time:
      	       1-2 Hours


      	       Difficulty:



      Step 1. Evaluation has
      many stakeholders,
      including constituents,
      community leaders,
      government officers,
      funders, and others.
                                         method:
      When developing
      a plan to evaluate
                                         Evaluate Outcomes
      outcomes and impact,               Measuring outcomes is critical to the learning cycle. Without a
      engage as many of
                                         good assessment of the impact a solution has made, there is
      these stakeholders as
      possible in the creation
                                         often not enough information about the direction or goals for
      of your evaluation and             the next round of designs.
      learning plan. What
      will success look like             Assessing outcomes is important for everyone – the implementer,
      from these multiple                the funder, the design team, and the community. Outcome
      perspectives?                      measurement helps people understand where to best invest their
                                         resources. It is an opportunity to assess and plan for the future.
      Step 2. Have the
      team discuss
      various qualitative
      and quantitative
      measurement
      methods. Refer
                                         Outcome evaluation should not be a hurdle to the
      to methods that
      have been tried as
                                         implementers, grantees, or design team. By viewing this
      best practices, and        WATCH   phase as a continuation of design and opportunity for
                                  OUT
      brainstorm new                     learning, outcome measurement can be a rewarding
      methods that might be              experience for everyone.
      necessary to achieve
      your specific goals.
      Which of these are
      appropriate for the
      challenge? Which of
      these methods speak                The measurement process is iterative – return to stories
      to the interests and               and feedback based on learnings from quantitative
      goals of the different             measurements, and use stories and feedback to discover
      stakeholders?               TIP
                                         which variables to include in quantitative studies.
      Step 3. Develop a plan
      that includes the right
      mix of qualitative and
      quantitative methods
      that will help the team
      keep learning about                Use evaluation results as an opportunity for reflection
      how to improve upon
                                  TRY    and creation of new design challenges.
      solutions and how to
      deliver those solutions      #1
      more effectively.
H     C    D        149
                                                           Deliver
                                                           Create a Learning Plan
                                                           Method: Evaluate Outcomes

                 Water


                                            Siblings

                         Environment
        Pesticides

                                            Children
                                                                                       Facilitator Notes

                            Improved
                             nutrition                                                 	   Time:
              NGO                            Parents                                   	   1-2 Hours


                                                                                       	   Difficulty:

  Suppliers              Funders           Employers

                                                                                       Step 1. List the different
                                                                                       stakeholders in the
                                                                                       system or develop a map.
                                                                                       To develop a mind map,
                                                                                       first write the name of the
                                                                                       solution on a large poster
                                                                                       or board.
              HOLISTIC IMPACT ASSESSMENT
              To assess the impact of a solution, program,                             Step 2. Draw a line from
TRY           or intervention, it is important to take a systemic                      the solution to the primary
 #2
              and holistic view. Try the following exercise,                           stakeholders who will be
                                                                                       affected by the solution.
              or develop a method of your own.
                                                                                       Step 3. From each primary
              1. Map or list all the stakeholders that your solution
                                                                                       stakeholder, draw a line
              might touch – in positive, negative, or neutral ways.                    and list the secondary
              Try to create a complete list with many actors. A mind                   stakeholders that will be
              map format works well for this exercise. Remember to                     affected by the solution.
              include stakeholders that your team may not be focused
                                                                                       Step 4. Keep going by
              on, such as: funders, people in the same community                       mapping more and more
              or adjacent communities who are not receiving direct                     stakeholders, including
              benefits, and non-human stakeholders such as animals,                    human and non-human
              the environment, and natural resources. Put this map or                  stakeholders. When you
                                                                                       are finished, have the
              list in a place where you can refer to it often.
                                                                                       team assess which of
                                                                                       the stakeholders might be
              2. As you see and track the effects of a solution,
                                                                                       better off as a result of the
              write the effects on the list or map. Color code the                     solution, and which might
              actors that receive benefits from the solution and                       be negatively affected.
              those that experience negative effects. If possible,
                                                                                       Step 5. Develop methods
              quantify the value of the effects with a standardized
                                                                                       and techniques to
              measurement system.                                                      measure the impact on
                                                                                       the stakeholders who
              3. Using this learning, continue to iterate on the solutions
                                                                                       might be both positively
              to find ways to increase the positive effects and lessen                 and negatively affected.
              negative effects.
                                                                                       Step 6. Hang the map in
              4. Examine the solution’s net value Use this exercise as                 a place where people can
              a way to continue learning and challenge the team to                     refer to it often. Capture
                                                                                       thoughts and learnings in
              improve on solutions in order to make the outcomes more
                                                                                       a section of the map so
              and more positive.                                                       that it becomes a living
                                                                                       document for helping the
                                                                                       team learn and engage
                                                                                       in discussion.
Human Centered Design_toolkit
H   C   D




Case
study
Interventions to
Reduce Unplanned
Pregnancy
A project in the United States by IDEO to reduce
the number of unplanned pregnancies utilized a
wide portfolio of measurement and evaluation tools
throughout the process. The design team started by
gathering statistics and reading reports on unwanted
pregnancies. Next, they went into the field to learn
first-hand why young women have so many unplanned
pregnancies, and what tools they had available to them
to design interventions. The team discovered that
rational arguments rarely work to prevent unplanned
pregnancies. They also learned that a primary means
of communication for young women was SMS text
messaging.

The understanding led to a number of solutions to
help young women gain access to birth control pills
and an SMS service that would remind women to take
their birth control as directed. They got feedback on
a number of different executions on the idea, which
helped the team discover what worked and what
didn’t. For example, a simple SMS service that spoke in
conversational language was much more effective than
a message written in a clinical, authoritative tone. From
this, they found a partner that agreed to launch a mini-
pilot to try out the SMS ideas. This method allowed for
further learning and iteration.

For the next phase, several partners will launch the
SMS solutions with a functional website among a large
number of young women. During this larger pilot, the
team will track indicators such as click-based behaviors
on the web. In addition, the team will interview clinic
workers for anecdotal evidence of behavior change and
assess the success of the program in a participatory
way. After the pilot is completed and the program is
scaled up, the team will also begin tracking outcomes,
eventually including statistical evidence such as the rate
of decline in abortions and unplanned pregnancies.
Human Centered Design_toolkit
HUMAN
CENTE
DESIGN
FIELD
Human Centered Design_toolkit
155
FIELD GUIDE
2ND EDITION
156




                                         intro :


                                         FIELD CHECKLIST
      This Field Guide brings together
      the tools you’ll need to lead            » C om p lete the follow ing :
      successful group meetings                     Worksheet: Recruiting Plan
      and individual interviews.
                                                    Worksheet: Research Schedule
      Included in the Guide are
                                                    Worksheet: Identity, Power  Politics
      exercises to complete before
      going into the field, tips for
      successful interviews, and a             » FA M I L I A R I Z E YO U R S E L F W I T H :
      place to capture highlights
      from the interviews while they                Tips: Observation

      are still fresh in your mind.                 Tips: Conversation

                                                    Tips: Discussion Guide

                                                    Tips: Documentation

                                                    Exercise: Community Characters

                                                    Exercise: Resource Flow

                                                    Exercise: Factors  Forces

                                                    Exercise: Journey Of An Offering

                                                    Exercise: Aspirations



                                               » B R I N G W I T H YO U :

                                                    Camera

                                                    Video Camera (optional)

                                                    Pens  Markers

                                                    Gifts for participants (optional)



                                               » T O D E B R I E F, F I L L O U T:

                                                    Highlights
157




                                     WO rksheet:


                                     RECRUITING PLAN
Recruiting the right
participants is critical to
success. Remember to                     » GROUP MEETING LOCATIONS
recruit extremes and balance
                                         Example Group Meeting Location:
ethnic, class, and gender                Village 1: Ansoung Commune of Kg Trabek District
                                         Unique Characteristic: Seasonal Flooding
considerations.
                                         Village 1:
Keeping track of the people
                                         Unique Characteristic:
you speak with can also be
challenging. Use the worksheets
to help keep a list of who you           Village 2:
have spoken with and who you             Unique Characteristic:
plan to speak with next.

                                         Village 3:

                                         Unique Characteristic:




          For female participants,
          interviewers may need
                                         » I N D I V I D UA L PA R T I C I PA N T T YP E S :
 GENDER   permission from male
          family members or
                                         Example Participant Types:	
          community leaders.
                                         Successful Villager
                                         Person struggling to survive
                                         Large family with relatives in the city
                                         Female headed household




                                         Participant types:
158




                                   Worksheet:


                                   RESEARCH SCHEDULE
         » TEAM LEADS                             » D etails


         2 Teams: Asha  Anand                    2 groups of 10 participants
                                                  / mixed gender




         » AC T I V I T Y                         » Date

                                                  Example:
         Village 1 Group Meeting                  7 June / 8:00 - 10:00 (including setup)
                                                              5




      There are many things to juggle when you’re out in the field. The more you plan
      ahead of time, the more smoothly the process will go. However, be prepared to
      adjust quickly; for example, you might need to increase the number of facilitators
      if you show up and the group is twice as large as expected.
159


                              Worksheet:


                              IDENTITY, POWER
                               POLITICS
 » R ace  E thnicit y              » GENDER                           » C lass  I ncome

 Are ethnic, racial, and/or         Do women and men have              Are communities divided
 tribal distinctions important      unequal status in this             along class or income lines?
 in this community?                 context?
                                                                       How might income and
 How might these issues             What activities within and         class divisions affect
 affect the research and            outside the household              the research and design
 design challenge?                  do men and women do                challenge?
                                    differently?
 How will you deal with                                                How will you deal with
 these issues in research?          How might gender                   these issues in research?
                                    inequality affect the
                                    research and design
                                    challenge?

                                    How will you deal with
                                    these issues in research?




 » THE ELITE                        » T H E disem p ow ered

 Who are the political or           Are any groups of people
 economic elites in this            disempowered in this
 context?                           community (i.e. landless,
                                    children, disabled, etc)?
 How might their influence
 affect the research or             How might the perspec-
 design challenge?                  tives of these groups affect
                                    the research and design
 How will you mitigate              challenge?
 the influence of elites in
 research?                          How might the research
                                    take into account the
                                    perspectives of the
                                    disempowered?
                                                                   6




Research with communities and individuals often involves issues of identity, power,
and politics. To help think through these issues, answer the questions above.
160




                                           ti p s :


                                           observation
The things people say and what
they actually do are often not the
same thing. In-context observations
are often useful for getting beyond
                                                      tip
what people say to understand what
people do and feel.

In-context means being with people                          During observations, look for:
in their real settings, doing the things
                                                            »  hings that prompt shifts in behavior
                                                              T
they normally do.
                                                            » Work-arounds and adaptations
The stories that emerge from these
encounters in the field show us                             »  ody language
                                                              B
new opportunities and inspire new
                                                            »  hings people care about
                                                              T
solutions.
                                                            »  nything that surprises you
                                                              A
It is often very powerful to experience
a process first-hand. Whenever                              »  nything that questions your
                                                              A
possible, put yourself in the shoes                           assumptions about how the
of a customer and experience their                            world works
activities directly.
                                                            »  nything that you find “irrational”
                                                              A
For example:
» Work with a farmer for a day in his 	
	 or her field.
» Live with a family for a few days.
» Go with a sick person to seek 		
	 medical care.
161




                                        ti p s :


                                        conversation
The in-context interview is a lengthy
conversation (often 1.5+ hours)
that explores the values, desires,
frustrations, and aspirations of your
interviewee. The conversation should:              tip



Be long enough to make your
interviewee feel like they are really                    »  sk open-ended questions, or
                                                           A
being heard, and that allows them                          questions that require a longer
to go past their rehearsed “script”                        explanation than one word.

                                                         »  isten and be attentive, even if
                                                           L
Be focused enough so that you feel
                                                           taking notes at the same time
you are getting useful information to
address your design challenge                            »  ave a dynamic conversation,
                                                           H
                                                           don’t interview from a script
Be general enough so that it feels
like an open-ended conversation                          » Allow long pauses
that can lead to unexpected insights
                                                         »  sk naïve questions (even if you’re
                                                           A
Generate a true back-and-forth                             the expert) to hear the explanation
so that it feels like a conversation                       in their words
and puts the interviewee at ease                         »  on’t correct people; understand
                                                           D
                                                           their perceptions and why they
Make the interviewee feel that
                                                           may perceive things differently
the conversation is about them,
                                                           than you
not about the product, service, or
organization you are representing                        »  emember: the participant is the expert!
                                                           R
162

                                             TIPS:


                                             DISCUSSION GUIDE
                                             FOR FARMING
» OPEN SPECIFIC                               E xam p le inter v ie w guide

Start the conversation with simple and         » OPEN SPECIFIC
specific questions your participants           1. Farm demographics
                                                  
will feel comfortable answering. You              How many people live on your farm?
may want to begin with a compliment               Can you give me a tour of your farm?
and short introduction and then move           2.  tories of recent past
                                                  S
on to questions about the participant’s           How did this year’s harvest compare to last year’s?
current life. This is your chance to build        Do you expect next year to be better or worse?
rapport with the person you are inter-         3.  hat do different members of the household do?
                                                  W
viewing and to ask basic questions that           What activities do women  men do differently?
will help you understand their overall
                                               » GO BROAD
life situation, the make-up of their
household, and their farming activities.       4.  spirations for the future - use Aspiration Cards
                                                  A
                                                  Choose 3 cards that represent what you hope for your future.
» GO BROAD                                        What did you choose and why?

Prompt bigger more general topics              5.  ystem-based questions - use Factors  Forces worksheet
                                                  S
                                                  The innermost circle represents your household.
that ask the participant to think about           The middle circle your community.
life, business, and the future. Ask about         The outermost circle the nation and the world.
their hopes and dreams for the future,            What factors in each of these circles affect your prosperity?
as well as the barriers to achieving
                                               6. Household (or Community) Resource Flow — use the
their goals. This is the chance to                worksheets to illustrate or write household revenues and
understand how they want to change                expenditures.
their lives, what is standing in their
                                               7.  ho do you turn to for information on farming and marketing
                                                  W
way, and what they perceive the real              your products? In your community? Outside the community?
paths to a better future might be.                Who do you trust the most? Who gives you the best
                                                  information?
» PROBE DEEP
                                               » PROBE DEEP
Ask deeper questions about the
                                               8.  uestions specific to innovation challenge (i.e Perceptions of
                                                  Q
design challenge at hand  prompt                 Credit and Risk) Under what circumstances do people in your
with ‘what if’ scenarios. The last half           community take credit or loans? Have you ever taken credit?
of the interview is the time to ask               What for or why not?
                                                  What was a recent, significant purchase? - Journey of an
questions that are focused on your                Offering Worksheet If you were offered a loan of $500,
design challenge. Make sure to ask                what would you do?
concrete questions of the participant
                                               9.  acrificial Concepts
                                                  S
that will help you define what is and is
                                                  Create 1 possible future product, service or agreement options
not desirable to this person.                     for them to react to. It’s good to be provocative.
163

                                             TIPS:


                                             DISCUSSION GUIDE
                                             FOR HEALTH
» OPEN SPECIFIC                               E xam p le inter v ie w guide

Start the conversation with simple and        » OPEN SPECIFIC

specific questions your participants          1. 	Home Setup
will feel comfortable answering. You          	How many people live in your home?
may want to begin with a compliment           	 What do different members of your household do?
and short introduction and then move          2. Home activities
on to questions about the participant’s       	 What is a day like in your home?
current life. This is your chance to build    	 What kind of things do adults and children do differently? 	         	
                                                 Women and men?
rapport with the person you are inter-
viewing and to ask basic questions that       3. Context, values
will help you understand their overall        	How is life for you/your family/your community the same or 		
                                              	 different than it was last year?
life situation, the make-up of their
household, and their farming activities.      » G O B R OA D

» GO BROAD                                    4. Aspirations for the future – use Aspiration cards
                                              	 Choose 3 cards that represent what you hope for your future.
Prompt bigger more general topics             	 What did you choose and why?
that ask the participant to think about       5. Inividual (or Household) Health Flow – use the worksheet
life, business, and the future. Ask about     	Use the worksheet to illustrate or write what contributes to
their hopes and dreams for the future,        	 or takes away from that person’s health.
as well as the barriers to achieving          6. System-based questions – use Factors and Forces worksheet
their goals. This is the chance to            	 The innermost circle represents your household.
understand how they want to change            	 The middle circle your community.
                                              	 The outer circle, the nation and the world.
their lives, what is standing in their
                                              	 What factors in each of these circles affect your health?
way, and what they perceive the real
paths to a better future might be.            7. Who is the healthiest person/household in your community? 	 	
                                              	 Why?
» PROBE DEEP                                  	 Who is the least healthy? What can/should be done for them to 	
                                              	 more healthy? When you have questions about health,
                                                 be
Ask deeper questions about the                   how do you find the answer? Where do you find the best
                                                 information?
design challenge at hand  prompt
with ‘what if’ scenarios. The last half       » PROBE DEEP
of the interview is the time to ask
                                              8.  uestions specific to the innovation challenge, e.g. perceptions
                                                 Q
questions that are focused on your               of vaccines, choices around cost/value of doctor visits for
design challenge. Make sure to ask               different ailments.
concrete questions of the participant            Has anyone in your household needed to see a doctor recently?
that will help you define what is and is      9. Sacrificial concepts
not desirable to this person.                 	 Create possible future product, service, or agreement options 		
                                              	 for them to react to. Use your assumptions and questions to 		
                                              	 generate sacrificial ideas. Keep it simple; the more it’s just about 	
                                              	 one idea the better.
164




                                          ti p s :


                                          documentation
 Capture everything you see, hear,
 smell, feel, and taste during the
 observation. It’s important to capture
 the experience to bring back with you
 to the office and to share with team
                                                     tip
 members who were not present.

 Document the conversation with
 notes, photos, and/or recordings.
 In addition to your Field Guide, bring                    When documenting capture:
 a digital camera and, if possible,
                                                           » Personal details (family size,
 a video camera or voice recorder.                           acreage, crops, diet, location)
 Write down first interpretations of                       »  irect, unfiltered quotes (and
                                                             D
 what’s going on at the moment it                            your immediate interpretations)
 happened; this critical information
 is often lost and difficult to                            »  he expressions and feelings of
                                                             T
 remember later.                                             the person, not just their words

                                                           » Ways they interacted with others
 Immediately after the interview (or
                                                             and things in the environment
 within 24 hours), jot down immediate
 big picture takeaways from the                            » Things they care about most
 conversation using the Highlights
 page. The longer you wait, the more                       »  oments or things that elicited
                                                             M
                                                             emotional responses, positive
 details and specifics may be lost.
                                                             or negative
 It’s often helpful to work with a
 partner—one person responsible
 for leading the interview while the
 other is capturing and documenting.
 Compare the experiences,

 perceptions, and interpretations
 of the two people, and feel free to
 switch roles every day or so.
165




                                                   EXERCISE:


                                                   COMMUNITY CHARACTErs
This exercise is good for:

» Group interviews
                                                                      E y es                                             BRAIN


» Warming up the participants

» Identifying individuals you want
  
  to follow up with after the session                 EARS                                                                                MOUTH




  (often the eyes, ears or
  mouth of the community)
                                                             HEART                                                               H ands




» S te p 1 :
Begin by saying you’d like to get to know
the community better by understanding the
different roles people in the community play.                                                                     FEET




» S te p 2 :
Ask the group to identify a specific person who
represents the eyes  ears of the community.
You might need to qualify this with a definition
(i.e. someone who is always looking outward
beyond the community for new ideas to bring
into the community). People may be reluctant                                                                                 Community Characters Worksheet
to call out individuals, so remind them that
there are many who play this role and you are
simply looking for one example.
                                                                     This activity works differently with mixed-gender, men-only or a
                                                                     women-only group.
» S te p 3 :                                                         If men are dominating in a mixed group, you may want to ask only
                                                   GENDER
Ask the group to explain why this person is                          the women to identify someone for a given role.
the eyes  ears. If possible, ask for a specific
story that happened in the last month when
the person played that role. Take notes in the
appropriate box.                                                     This can sometimes be a highly political activity, especially if there are
                                                                     community or government leaders present.

» S te p 4 :                                         TIP             It’s fine to abandon the exercise if the political environment is making
Repeat for mouth, brain, heart or whichever                          this activity difficult.
feel most relevant.
BRAIN
E y es




         MOUTH
EARS




         H ands




HEART    FEET




                  » EXERCISE   NO.   1
167




                                                        EXERCISE:


                                                        RESOURCE FLOW
                                                        This exercise is good for:

                                                        » Group interviews

                                                        » Individual interviews

»  or indi v idual inter v ie w s :
  F                                                     »  OR GROUP INTERVIEWS:
                                                          F
  Use Worksheet No. 2A                                    Use Worksheet No. 2B



  » S te p 1 :                                              » S te p 1 :
  Ask if your participant or one of their                   Ask if anyone in the group likes to draw
  children likes to draw. If not, it’s fine for             (often a teenager will volunteer). If no
  the participant or the interview leader                   one volunteers, the interviewer can make
  to write.                                                 notes based on what people say.                                             2A



  » S te p 2 :                                              » S te p 2 :
  Ask the participant to list everything that               If someone voluteered to draw, ask that
  brings money INTO the household on the                    person to work with the group to draw
  left side of the page. (This might include                representations of everything that bring
  various crops, livestock, labor, etc)                     money INTO the community on the left                                         2B

                                                            side of the page. (These means of income
                                                                                                                   Resource Flow Worksheets
                                                            might include various crops, livestock,
  » S te p 3 :                                              labor, etc)
  Ask the participant to list everything that
  takes money OUT of the household on
  the right side of the page. (This might                   » S te p 3 :
  include seed, technology, education,                      Next, ask them to draw or say everything
  medical expenses, etc)                                    that takes money OUT of the community
                                                            on the right side of the page. (These
                                                            expenditures might include seed inputs,
  » S te p 4 :                                              water technology, education, medical
  Ask the participant to circle the item                    expenses, etc)
  on the page that provides the largest
  income and the largest cost. Alterna-
  tively, you can ask them to rank order                    » S te p 4 :
  all the items listed.                                     Ask them to circle the items on the page
                                                            that provide the largest income and the
                                                            largest cost.
  » S te p 5 :
  Ask which items listed are controlled by
  the women and which are controlled by                     » S te p 5 :
  the men. Note this information down on                    If desired, ask them to rank all the items
  the worksheet.                                            from most money to least money.




                 Different cultures will often determine whether the man or the woman is in charge of decision-
                 making and finances in the home. If one person is dominating the conversation, invite the
                 input of the other. Sometimes it is helpful for the design team to split up into two groups—one
    GENDER       to interview the husband and one to interview the wife. This enables you to cross-check and
                 compare stories after the interview.
» EXERCISE   NO.   2
» EXERCISE   NO.   2
» EXERCISE   NO.   3
171




                                                          EXERCISE:


                                                          Factors  Forces
                                                          This exercise is good for:

                                                          » Group Interviews
  GENDER

                                                          » Individual Interviews
 In mixed-gender group sessions, the women will stay
 quiet in some cultures though they have determine to
           Different cultures will often many ideas
 share. When asking for man or the woman is in
                                                          »  roadening the conversation
                                                            B
           whether the responses to these questions,
 you might say “I’d like five people to respond to this
           charge of decision-making and finances           beyond one’s immediate individual
 question” and point to five people who represent a mix
           in the home. If one person is dominating
 of genders.
                                                            needs and circumstances
         the conversation, invite the input of the
 Near the other. Sometimes it is what brings the
          end of the exercise, ask helpful for
 prosperity to the team toof the up into two groups—
          design women split community or                 » nviting conflicting opinions from
                                                            I
 household. Note interview the husband and one to
          one to if these factors are different.            different members of community
         interview the wife. This enables you to
         cross-check and compare stories after              for rich dialogue
         the interview.




»  OR GROUP INTERVIEWS:
  F                                                       »  or indi v idual inter v ie w s :
                                                            F



 » S te p 1 :                                               » S te p 1 :
 Tell the group that you want to                            Tell your participant that you want to
 understand all the factors and forces                      understand all the factors and forces
 that affect their prosperity.                              that affect their prosperity.

 Describe the diagram:                                      Describe the diagram:
 » The innermost circle is the community                    »  he innermost circle is the person
                                                              T
 » The second circle is the nation                            and his/her family
 » The third circle is the world                            » The second circle is their community   Factors  Forces Worksheet
                                                            »  he third circle is their country
                                                              T
 » S te p 2 :                                                 and the world
 Ask what factors in the community,
 in the nation and in the world BRING                       » S te p 2 :
 prosperity to the community (i.e. health,                  Ask what factors in the family, in the
 work ethic, children in school, etc). Start                community and in the nation BRING
 with the community level and build                         prosperity to their family. Start with
 outwards to the world. Take notes in                       the household level and build outwards
 the appropriate circles.                                   to the nation. Take notes in the
                                                            appropriate circles.
 » S te p 3 :
 Ask what factors in the world, in the                      » S te p 3 :
 nation and in the community take                           Ask what factors in the nation, in the
 prosperity AWAY from the community                         community and in the household take
 (i.e. violence, cost of fuel, legal status,                prosperity AWAY from their family.
 property ownership, climate change,                        Take notes in the appropriate circles.
 globalization, etc). Take notes in the
 appropriate circles.
Human Centered Design_toolkit
173




                                                 EXERCISE:


                                                 journey of an offering
This exercise is good for:

» Individual interviews

» Understanding what a person
  considers when purchasing a new
  product or servicefor the first time




 » S te p 1 :
 Tell the participant that you want to know
 what they think about when deciding to
 make a purchase.



 » S te p 2 :
 Ask the participant to think of the last time
 they bought a new thing or service.



 » S te p 3 :                                                                                             Journey of an Offering Worksheet
 Show the participant the cards: talk, look,
 compare, try, money. Ask them to tell you
 how they did these things when making
                                                           Different cultures will often determine whether the man or the woman
 their purchase.
                                                           is in charge of decision-making and finances in the home. If the man is
                                                           the dominant voice in the conversation, listen to his explanation first,
 Talk: Did you talk to people about the           GENDER   then ask for the woman to describe the journey from her perspective.
 product or service? Who and why?
 What were your questions? Did you talk                    Sometimes it is helpful for the design team to split up into two groups—
 to anyone about it after you made the                     one to interview the husband and one to interview the wife. This enables
 purchase?                                                 you to cross-check and compare stories after the interview.


 Look: Where did you see this product or
 service? What did you think at the time?

 Compare: What other options did you con-
                                                           This exercise can also be used to discuss a potential product or service.
 sider? What else did you compare this to?         TIP
TRY          COMPARE




  SAVE       LOOK AT MARKET




GET CREDIT       TALK
Human Centered Design_toolkit
Human Centered Design_toolkit
177




                                                EXERCISE:


                                                ASPIRATIONS EXERCISE
This exercise is good for:

» Engaging participants in group 	
	 and individual interviews

»	Getting people to talk about what 	
  they desire for the future

»	Making people feel comfortable 	
  talking about broader issues


 » S te p 1 :
 Start by saying that you want to know
 what the participants hope for and desire
 for the future.



 » S te p 2 :
 Tell the participants that you have a set of
 cards with various pictures on them.



 » S te p 3 :                                                                                        Journey of an Offering Worksheet

 Ask the participants to look through the
 cards and choose the three pictures that
 represent what they hope for in the future.            Have the participants explain what the picture is in their own words,
                                                        do not interpret the pictures for them. Often people will choose
                                                        something that represents one thing to them, but may represent
                                                  TIP   something different to the researcher.
 » S te p 4 :
 If a participant asks, “what is this?” to a
 picture, tell them that it is anything they
 think it is, or if the picture doesn’t make
 sense to them, skip it and move on.
                                                        If appropriate, you can ask people to choose the three pictures that
                                                        represent what they fear in the future after they are finished with the
                                                        first exercise.
                                                  TIP
 » S te p 5 :
 After the participants have chosen their
 pictures, ask “Tell me what you chose” and
 have them describe the picture. Then ask:              You may find that you need different pictures for your design challenge
 “Why did you choose this?” Document both               or the community you are working with. With the help of the internet,
 the pictures and explanations.                   TRY   find some pictures and print them out to add to this group of pictures.
Human Centered Design_toolkit
Human Centered Design_toolkit
42
43
44
45
46
Human Centered Design_toolkit
Human Centered Design_toolkit
187




                                                                                                worksheet:


                                                                          HIGHLIGHTS
                                                            » T y p e of Acti v it y:

» Date :                     » N ame :                       Group Interview 	         In-Context Immersion
                                                              Individual Interview	     Other
» L O c AT I O N :



  T hings the partici pant( s ) said or did that   T hings that matter most to the
  sur p rised you or most memorable quotes :       partici pant( s ) :




  M ain themes or learnings that stood out         N e w to p ics or questions to ex p lore in
  from this inter v ie w :                         future inter v ie w s :
188
Acknowledgements
This Toolkit is the result of a project funded by the Bill  Melinda Gates
Foundation. The BMGF brought together four organizations—IDEO,
IDE, Heifer International, and ICRW—to partner in the creation of a
method for guiding innovation and design for people living under $2/day.

As one of the key developers of the Human-Centered Design process,
an IDEO team led the creation of this Toolkit. While IDEO takes
responsibility for its shortcomings, we cannot take responsibility
for any of its successes. These successes are the outcome of an
extraordinary collaboration of partnerships on many continents—
and the individuals that went above and beyond to prototype
and field test these methods. Working on-site with IDE teams in
Ethiopia, Zambia, Cambodia, Vietnam, and the US, as well as with
Heifer International in Kenya, the HCD process was adapted for
use with constituents in developing contexts.

IDEO revised and re-released the second edition of the Toolkit
drawing on other social impact projects and on inspiration from
outside users of the Toolkit.

Thanks to Kara Pecknold for sharing her use of the Human-Centered
Design Toolkit in Rwanda as case study. Thanks also to Fidel Calderon
and Indhira Rojas for the visual design of this edition. To add your own
experiences or give feedback for the next edition of this Toolkit,
email info@ideo.org

This is a working prototype.
Let’s keep learning, adapting, and iterating together.

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Human Centered Design_toolkit

  • 5. WATER Storage anD transportation, india
  • 10. TABLE OF Contents Introduction Why Do Human-Centered Design? 4 The Three Lenses of Human-Centered Design 6 The HCD Process 8 How to Use this Toolkit 10 BEST PRACTICES FOR Innovation 12 Scenarios of Use 14 Hear The Hear section will guide you through the process of preparing for research with constituents using HCD methodology. Step 1: Identify a Design Challenge 34 Step 2: Recognize Existing Knowledge 39 Step 3: Identify People to Speak With 40 Step 4: Choose Research Methods 42 Method: Individual Interview 42 Method: Group Interview 44 Method: In-Context Immersion 46 Method: Self-Documentation 50 Method: Community-Driven Discovery 53 Method: Expert Interviews 55 Method: Seek Inspiration in New Places 57 Step 5: Develop an Interview Approach 58 Method: Interview Guide 58 Method: Sacrificial Concepts 60 Method: Interview Techniques 64 Step 6: Develop Your Mindset 66 Mindset: Beginner’s Mind 66 Mindset: Observe vs. Interpret 68
  • 11. Create The Create section will help you translate what you learned in the field into concrete solutions. Step 1: Develop the Approach 84 Method: Participatory Co-Design 84 Method: Empathic Design 89 Step 2: Share Stories 92 Step 3: Identify Patterns 94 Method: Extract Key Insights 94 Method: Find Themes 98 Method: Create Frameworks 100 Step 4: Create Opportunity Areas 102 Step 5: Brainstorm New Solutions 104 Step 6: Make Ideas Real 106 Step 7: Gather Feedback 108 Deliver The Deliver section will give you the tools to go from ideas and prototypes to solutions and plans that can be implemented. It will also help you create a learning plan to measure and continue iterating on your designs. Step 1: Develop a Sustainable Revenue Model 126 Step 2: Identify Capabilities for Delivering Solutions 131 Step 3: Plan a Pipeline of Solutions 134 Step 4: Create an Implementation Timeline 138 Step 5: Plan Mini-Pilots and Iteration 140 Step 6: Create a Learning Plan 144 Method: Track Indicators 146 Method: Evaluate Outcomes 148 FIELD GUIDE 154 The Field Guide contains worksheets that will help you to prepare for and conduct field research. The Field Guide and the Aspirations Cards, are all you will need to take to the field with you.
  • 13. H C D 1 Introduction Human Centered Design Are you looking to... Bring innovation to the base of the pyramid? Enter a new region? Adapt a technology to your region? Understand the needs of constituents better? Find new methods for monitoring and evaluation?
  • 14. 2 H C D
  • 15. H C D 3 Introduction Human Centered Design This toolkit was made for you. It contains the elements to Human-Centered Design, a process used for decades to create new solutions for multi-national corporations. This process has created ideas such as the HeartStart defibrillator, CleanWell natural antibacterial products, and the Blood Donor System for the Red Cross—innovations that have enhanced the lives of millions of people. Now Human-Centered Design can help you enhance the lives of people living on less than $2/day. This process has been specially-adapted for organizations like yours that work with communities in need in Africa, Asia, and Latin America. Human-Centered Design (HCD) will help you hear the needs of constituents in new ways, create innovative solutions to meet these needs, and deliver solutions with financial sustainability in mind. Let’s get started.
  • 16. 4 H C D Introduction Why Do HCD? Human Centered Design Why do Human Centered Design? B ecause it can help your organization connect better with the people you serve. It can transform data into actionable ideas. It can help you to see new opportunities. It can help to increase the speed and effectiveness of creating new solutions.
  • 17. H C D 5 Introduction Why Do HCD? We are excited about our ability to continue replicating the Human-Centered Design process to create and bring to scale new approaches to provide eye care in the developing world. —VISIONSPRING, INDIA HCD surprised us because even people who didn’t know a lot about the topic were able to create so many solutions. —IDE Vietnam Why a toolkit? ecause the people are the experts. B They are the ones who know best what the right solutions are. This kit doesn’t offer solutions. Instead, it offers techniques, methods, tips, and worksheets to guide you through a process that gives voice to communities and allows their desires to guide the creation and implementation of solutions. B ecause only you know how to best use it. Human-Centered Design is a process broken into a set of tools. This is so that you can pick and choose which techniques work best for your context and your situation. Use it alone or along with PRISM, value chain analysis, PRA, triangulation or other methods you use in your organization to imagine and implement new ideas.
  • 18. 6 H C D Introduction The Three Lenses of Human Centered Design THE THREE LENSES OF HUMAN-CENTERED DESIGN Human-Centered Design (HCD) is a process and a set of techniques used to create new solutions for the world. Solutions include products, services, environments, organizations, and modes of interaction. The reason this process is called “human-centered” is because it starts with the people we are designing for. The HCD process begins by examining the needs, dreams, and behaviors of the people we want to affect with our solutions. We seek to listen to and understand what they want. We call this the Desirability lens. We view the world through this lens throughout the design process. Once we have identified a range of what is Desirable, we begin to view our solutions through the lenses of Feasibility and Viability. We carefully bring in these lenses during the later phases of the process. D esirabilit y What do people desire? FEASIBILIT Y What is technically and organizationally feasible? Viabilit y What can be financially viable?
  • 19. H C D 7 Introduction The Three Lenses of Human Centered Design Start Here D esirabilit y FEASIBILIT Y Viabilit y The solutions that emerge at the end of the Human-Centered Design should hit the overlap of these three lenses; they need to be Desirable, Feasible, and Viable.
  • 20. 8 H C D Introduction The HCD Process THE HCD PROCESS The process of Human-Centered Design starts with a specific Design Challenge and goes through three main phases: Hear, Create, and Deliver. The process will move your team from concrete observations about people, to abstract thinking as you uncover insights and themes, then back to the concrete with tangible solutions. HEAR During the Hear phase, your Design Team will collect stories and inspiration from people. You will prepare for and conduct field research. H c
  • 21. H C D 9 Introduction The HCD Process C R E AT E In the Create phase, you will work together in a workshop format to translate what you heard from people into frameworks, opportunities, solutions, and prototypes. During this phase you will move together from concrete to more abstract thinking in identifying themes and opportunities, and then back to the concrete with solutions and prototypes. DELIVER The Deliver phase will begin to realize your solutions through rapid revenue and cost modeling, capability assessment, and implementation planning. This will help you launch new solutions into the world. D Abstract Concrete To recall these phases, simply remember H-C-D.
  • 22. 10 H C D Introduction How to Use this Toolkit HOW TO USE THIS TOOLKIT This toolkit will guide you through an innovation process based on HCD methodology.
  • 23. H C D 11 Introduction How to Use this Toolkit A FLEXIBLE TOOLKIT Using this toolkit on its own will yield great solutions. However, HCD is also very flexible and can complement or be supplemented by various other approaches. Methods such as Participatory Rural Appraisal (PRA), Subsector/Value Chain Analysis and Triangulation can all be incorporated into the HCD methodology provided here. For example, your Design Challenge may necessitate knowing about the mapping of village resources. If a team member is familiar with a PRA method effective for gathering this kind of information, it should absolutely be incorporated into the process. So be creative and rigorous in choosing and mixing your methods – the best outcomes might come from the most unexpected combinations! There is the “facilitator” version of the Toolkit. If you are the facilitator, use the notes provided to you in the margins as rough instructions of how to move your team TIP forward through the innovation process. Please add any additional instructions, methods, or techniques you feel would be relevant to your design challenge. The facilitator must user his/her power wisely. The facilitator is a role to lead the team through WATCH the process; this person can certainly contribute to OUT the content of the ideas, but should not use his/her power to sway decisions.
  • 24. 12 H C D Introduction Best Practices for Innovation BEST PRACTICES FOR Innovation By completing thousands of innovation and design challenges, IDEO has learned a few rules for creating an environment to facilitate innovation. See if any of these can be applied to your organization.
  • 25. H C D 13 Introduction Best Practices for Innovation Multi-Disciplinary TeaMS The challenges you face are very complex and are likely to have been explored by predecessors. You will have a higher likelihood of success at solving such complex, difficult, and already-examined problems by intentionally assembling the right team of people. This team will work best if it consists of a core group of 3-8 individuals, one of whom is the facilitator. By mixing different disciplinary and educational backgrounds, you will have a better chance of coming up with unexpected solutions when these people approach problems from different points of view. Dedicated Spaces Having a separate project space allows the team to be constantly inspired by imagery from the field, immersed in their post-it notes, and able to track the progress of the project. If possible, find a dedicated space for your design team to focus on the challenge. Finite Timeframes Many people notice that they work best with deadlines and concrete timelines. Likewise, an innovation project with a beginning, middle, and end is more likely to keep the team motivated and focused on moving forward. To ensure that there is a balanced gender perspective, involve female staff in all phases of this process. TIP
  • 26. 14 H C D Introduction Scenarios of Use SCENARIOS OF USE The following Scenarios of Use help to outline four possible ways to use this toolkit for innovation. The first two scenarios utilize the principle of finite timeframes to frame the entire challenge, while the latter two demonstrate how small sections of the toolkit can be used to provide motivation, concrete goals, and a path to getting unstuck in longer-term programs.
  • 27. H C D 15 Introduction Scenarios of Use Scenario 1: The Week-Long Deep Dive This mode of engagement forces the design team to work quickly to gather and analyze data, then moves rapidly to solutions, prototypes and plans. The one-week timeframe is a familiar timeline that is long enough to gain good understanding, yet short enough to allow a stressed organization to put limited resources against a challenge. This format is good for early-phase learning and for spurring new thinking. Use When You: » Need to learn about a new area or challenge quickly. » Need to kick-start thinking about a long-standing intractable problem. » Want to refresh the thinking of the staff. Pull Out and Use: » All sections of the Toolkit in sequence. Know the limitations of your data and your early prototypes when doing a Week-Long Deep Dive. If validity is necessary without much time for TIP research, use secondary data to triangulate your findings. Build a plan for iterating early prototypes for future refinement.
  • 28. 16 H C D Introduction Scenarios of Use Scenario 2: The several-month Deep Dive A longer Deep Dive can last several weeks to several months. This mode of use enables a deeper, more nuanced understanding and theorization of a complex challenge or problem. With a longer time frame, more locations can be examined and more stakeholders in the value chain can become participants in the process. Use When You: » Need to design robust solutions because the funds for implementation are available. » Have the resources to allocate on thinking through a multi-faceted challenge. » Need to engage many actors in the process, such as partners, value chain stakeholders, funders, etc. Pull Out and Use: » sections of the Toolkit, allowing the nature of the All Challenge to dictate the appropriate timeframes for each Phase. When you have more time for a Deep Dive, it may be tempting to spend the vast majority of time doing more research. Pay attention and notice when you TIP are hitting decreasing returns and stop the research when you are learning little new information. Remember— in the early stages, you are doing research to understand the problem and inspire the team. There will be time to validate later.
  • 29. H C D 17 Introduction Scenarios of Use Scenario 3: activating already-existing knowledge Often organizations have a great deal of research and already-existing information but are unable to translate all that information into actionable solutions. In this case, the processes outlined in Create and Deliver can help your team transform what you know into things you can start doing. Use When You: » Have a lot of data and you don’t quite know what to do with it. » Have been hearing interesting stories from the field staff and want to see if those stories can yield new opportunities or solutions. » Have a robust research methodology that you like better than the one in this toolkit. Pull Out and Use: » Create » Deliver Even if you have the information captured in a different form (in Word documents, for example), take the time to translate that information through TIP the Story Sharing methods outlined in the first part of the Create booklet.
  • 30. 18 H C D Introduction Scenarios of Use Scenario 4: complementing EXISTING long-term activities Many HCD methods are applicable at different times to the challenges your organization will face in Technology Adaptation, Monitoring Evaluation, etc. We hope that you will find some of the techniques useful in infusing the spirit of innovation in your day-to-day activities, even when there is no explicit Design Challenge at hand. Pick and choose your methods as you wish to help complement your daily work. Use When You: » Want a new technique to add to your work routines. » See a method in this toolkit that you find applicable to the daily challenges you face. » Can’t set aside the resources for an HCD project, but want to infuse the spirit of Human-Centered Design in your everyday work. Pull Out and Use: » Any pieces of your choosing. For example, if you’re working on adapting an existing technology and have already-existing information about the context you want to adapt to, use Steps 3, 4, 5, TIP and 6 in the Create book to guide you through several iterations of opportunity identification, brainstorming, prototyping, and user feedback. On the other hand, if you are looking for help in gathering data for ME reporting, use the exercises in the Field Guide to supplement your current activities.
  • 31. SCENA H C D 19 RIOS OF USE
  • 33. hear
  • 35. IMPROVING ACCESS TO ECONOMIC RESOURCES, MONGOLIA
  • 37. ENGAGING COMMUNITIES IN DESIGN, RWANDA
  • 39. WATER STORAGE AND TRANSPORTATION, INDIA
  • 41. H C D 29 hear: GOALS Designing meaningful and innovative solutions that serve your constituents begins with understanding their needs, hopes and aspirations for the future. The Hear booklet will equip the team with methodologies and tips for engaging people in their own contexts in order to understand the issues at a deep level. Goals of this book are to guide: » Who to talk to » How to gain empathy » How to capture stories
  • 42. Great technique for getting farmers to tell stories. —IDE zambia
  • 43. H C D 31 hear: OUTPUTS At the end of the Hear section, prepare to go to the field by completing these worksheets from the Field Guide: Recruiting Plan Research Schedule Identity, Power Politics Group Interview Guide Individual Interview Guide Outputs of the Hear Phase are: » Peoples’ stories » Observations of Constituents’ reality » Deeper understanding of needs, barriers, constraints
  • 44. Qualitative research methods enable the design team to develop deep empathy for people they are designing for, to question assumptions, and to inspire new solutions. At the early stages of the process, research is generative — used to inspire imagination and inform intuition about new opportunities and ideas. In later phases, these methods can be evaluative—used to learn quickly about people’s response to ideas and proposed solutions.
  • 45. H C D 33 hear: theory What will qualitative research What will qualitative research methods do? methods not do? Qualitative methods can uncover deeply- Qualitative methods will not determine held needs, desires, and aspirations. It is “average” behaviors/attitudes or answer particularly useful in early-stage research questions such as: “Are people in X to test assumptions about the world, region more likely to do this than in and when we cannot assume that the Y region?” This is because qualitative researchers already know the entire methods do not cover a sample large universe of possible answers, beliefs, enough to be statistically significant. and ideas of the participants. Deep understanding, Qualitative methods can not broad coverage, help unveil people’s social, is the strength of political, economic, and qualitative research. cultural opportunities and In later phases of the design process, barriers in their own words. quantitative research becomes a good Qualitative research can also be powerful complement to understand, for example, for analyzing and mapping the relational the potential adoption of a new solution dynamics between people, places, objects, or to understand how the effect of and institutions. This is possible because solutions will vary from region to region. phenomena in the social world tend to be internally related (that is, they are mutually- dependent and co-constituted). By examining the extreme ends of a set of phenomena in depth, the entire universe of relationships can be illuminated since other instances will fall somewhere on the map of relations and links. Once a set of relationships are identified, they can be interrogated using interpretive methods or further refined for quantitative testing.
  • 46. 34 H C D Hear Identify A Design Challenge Facilitator Notes Time: 1-1.5 Hours Difficulty: Step 1: Work with leadership to identify identify a a list of criteria for the challenge. (i.e. Does design challenge it need to fit into a certain timeframe? Does it need to have The foundation of HCD is a concise Design Challenge. This challenge will a geographical or guide the questions you will ask in the field research and the opportunities and topical focus? Does solutions you will develop later in the process. A Design Challenge is phrased it need to fit into in a human-centered way with a sense of possibility. For example: “Create savings an existing initiative? Does it need to explore and investment products that are appropriate for people living in rural areas.” new opportunities?) Step 2: With leadership, the design team, and/or The Design Challenge can be decided by organizational constituents, make a leadership or can be developed through a team-based list of the challenges approach. In either case, begin by identifying challenges you are facing. TIP #1 people are facing or springboard off opportunities the Step 3: Re-frame organization is interested in exploring. Narrow this list those challenges down to one specific design challenge. from the constituent’s point of view and broader context. Step 4: Vote or select the top two or three A good Design Challenge should be: challenges based on your criteria. » Framed in human terms (rather than technology, Step 5: Narrow to one TIP product, or service functionality) challenge with input #2 from key stakeholders. » Broad enough to allow you to discover the areas of unexpected value Step 6: Write a succinct, one sentence » Narrow enough to make the topic manageable Design Challenge to guide the design team.
  • 47. de H C D 35 sign The challenge you choose may be related to adoption of new technologies, behaviors, medicines, products, WATCH or services. This might lead to framing a design challenge OUT that is organization-focused, such as “How can we get people in villages to adopt savings accounts?” Instead, to act as a springboard for innovation, the challenge should be re-framed in a more human-centered way, such as “How can we create a financial safety net for people in villages?” Start the design challenge with an action verb such as “Create”, “Define”, “Adapt”, etc. Or phrase the challenge TRY as a question starting with: “How can...?”
  • 49. H C D Case study Team-based design challenge definition In Ethiopia, IDE defined the design challenge through a series of different steps. First a small core team – the country director and IDE corporate staff — determined a set of criteria and short list of important challenges. Armed with this information, the country director and design team developed a set of criteria for the design challenge. This criteria was: » Limited enough to complete the challenge in 3-4 days » Focused on farmer needs » Broad enough to discover what is desirable to farmers Next, the team listed all the challenges they wanted to pursue. The country director then gave the team some information about the conversation among the core team which helped to focus the choices. Referring back to the criteria the team developed, the challenges were narrowed through a democratic vote. The top three were: » What can we offer farmers who don’t have enough rainwater access? » What are the best ways to communicate IDE offerings to farmers? » What makes farmers say yes? The team discussed the possibilities and decided that the second and third were actually closely related. So the team re-phrased the Design Challenge to become: “Define the appropriate approach for reaching a larger number of smallholder farmers with IDE offerings.” After more discussion and a final vote, this challenge was selected.
  • 50. RECOG 38 H C D NIZE KNOW LEDGE
  • 51. H C D 39 Hear Recognize Existing Knowledge Recognize Existing Facilitator Notes Knowledge Time: 30-60 mins. Chances are good that you already have some knowledge about the topic. Conducting a “What Do We Know?” session helps call forth existing knowledge Difficulty: related to the Design Challenge. Once documented, you can freely focus on discovering what you don’t yet know. Step 1: Post the design challenge so that the team can see it. Step 2: Hand out post-it notes to the First, on Post-Its, write down what you already know design team, and ask about the Design Challenge, including: them to write what TRY they already know » What people need or want about the topic. Have one piece of » What technologies can help in this challenge information per post-it note. » What solutions or ideas are being tried in other areas Step 3: Ask each » Any early hypotheses about how to solve the person to read their Design Challenge notes, and post them under the design Are there any contradictions or tensions that emerge? challenge. Ask Where is the team’s knowledge the strongest: on the others to disagree needs of people, on the technological possibilities, or in or challenge any of the assumptions how to implement ideas? that come out. Next, write down what you don’t know but need to learn Step 4: Ask the team about the area of investigation, such as: to write down on post-it notes what » What constituents do, think, or feel they don’t know about the challenge » How people value offerings and read their notes. » What constituents’ future needs may be Post these notes in a different area. » Challenges to implementation of ideas Step 5: Group the Where are the biggest needs for research? post-it notes into themes to help the How should the recruiting strategy be tailored? team develop research Which categories might structure the discussion guide? methods, a recruiting plan, and the interview guide.
  • 52. 40 H C D Hear Identify People to Speak With Facilitator Notes Time: 30-60 mins. identify people Difficulty: to speak with Step 1: Develop the spectrum along Recruiting appropriate and inspirational participants is critical. Attention to gender, which to recruit. ethnicity, and class balance is crucial for research. Generate several options (i.e. High For research meant to inspire new opportunities, it is useful to find people who income to low income, represent “extremes.” Extreme participants help to unearth unarticulated behaviors, early adopter to risk desires, and needs of the rest of the population, but are easier to observe and averse, large landholder to landless). Individually identify because they feel the effects more powerfully than others. By including or collectively narrow both ends of your spectrum as well as some people in the middle, the full range to one or two relevant of behaviors, beliefs, and perspectives will be heard even with a small number of spectrums to make sure participants. Including this full range will be important in the later phases, especially “extremes” are covered in constructing good frameworks and providing inspiration for brainstorming. in the research. Step 2: Identify the relevant locations to recruit participants. Ask stakeholders to Some communities may be resistant to male NGO staff list good areas for this interviewing women. Make sure female staff help recruit research. Pick 2-5 field GENDER interview women. sites that vary from one another (i.e. a dry and a wet site or a site in a central district and one more remote). Step 3: Select Group sessions are a great springboard to identify appropriate community participants for the individual interviews. However, contacts to help WATCH communities often want to showcase only the arrange community OUT meetings and individual most successful constituents or male community interviews. Make sure members to NGOs. community contacts include men women.
  • 53. H C D 41 Hear Identify People to Speak With One-third of participants might be “ideal constituents”: those who are successful, adopt new technologies quickly, and/or exhibit desirable behaviors. TIP #1 One-third of participants should be on the opposite extreme: those who are very poor, resistant to new technologies, and/or exhibit problematic behaviors. One-third of participants should be somewhere in between: those who the researchers believe represent more “average” people. To satisfy the economic spectrum from the more well off to the very poor, you might ask: TIP » “Can you introduce me to a family who cannot #2 afford to send their children to school?” » “Who has not been able to afford maintenance or repairs to their home?” » “Who has experienced a recent setback (medical problems, bad harvest, etc)?” Refer to the Field Guide to help guide your recruiting.
  • 54. 42 H C D Hear Choose Research Methods Method: Individual Interview choose research methods Design research is useful to not only understand individuals but also frame individual behaviors in the context and community that surrounds them. Therefore, it will be important to employ many methods of research. In addition to the methods described in this book, secondary sources and quantitative data can be supplemented to understand income or asset variances across different regions. Five methods described here are: » Individual Interview » Group Interview » In Context Immersion » Self-Documentation » Community-Driven Discovery » Expert Interviews » Seeking Inspiration in New Places method: individual interview Facilitator Notes Individual interviews are critical to most design research, Time: since they enable a deep and rich view into the behaviors, 60-90 mins. reasoning, and lives of people. If possible, arrange to Difficulty: meet the participant at his/her home or workplace, so you can see them in context. In-context interviews give the Step 1: After your participant greater ease and allow you to see the objects, team has written spaces, and people that they talk about during the interview. the Interview Guide (see Field Guide), practice the individual interview by partnering in If there are many people on the research team, no more teams of two. One than three people should attend any single interview person plays the WATCH so as to not overwhelm the participant and/or create role of the interviewer and the other the OUT difficulty in accommodating a large group inside the interviewee. Ask the participant’s home. teams to go through a “practice interview” with their partner. Step 2: Ask the team what they learned Refer to Step 5: Develop an Interview Approach to through this exercise. Are there any topics create a set of questions for your individual interviews. or questions that are missing?
  • 55. H C D 43 The interview should be conducted without an audience, since the presence of neighbors, friends, or others can sway what the person says or what they are able to TIP #1 reveal. Privacy can often be difficult to create, however. One tactic to accomplish privacy is to have one person on the research team pull the audience aside and engage them in a parallel conversation in a place where the primary interview cannot be heard. Assign the following roles so that each person has a clear purpose visible to the participant: TIP » one person to lead the interview #2 » a note taker » a photographer
  • 56. 44 H C D Hear Choose Research Methods Method: Group Interview method: group interview Group-based interviews can be a valuable way to learn about a community quickly. Group interviews can be good for learning about community life and dynamics, understanding general community issues, and giving everyone in a community the chance to voice their views. Group interviews are not good for gaining a deep understanding of individual income streams, uncovering what people really think, or understanding how to change commonly-held beliefs or behaviors. Guidelines for group meetings: Size: 7-10 people from diverse economic backgrounds TIP Place: Meet on neutral ground in a shared community Facilitator Notes #1 space that all people have access to (regardless of age, Time: gender, status, race). 1.5-2 Hours Gender: Mixed or same-sex groups depending on Difficulty: the customs in that community (if men and women should meet separately, two facilitators can run the Step 1: After the team groups in parallel). develops a Group Interview Guide Age: Mixed groups of parents and teens/children, (see Step 4), have depending on the topic and local context. the team partner in groups of two for a practice interview. Ask the interviewers to develop an approach for including women and quieter members Are the viewpoints of men and women equally of the group. Ask valued in this community? If not, it may make sense them also to develop WATCH to have two meetings, one with women only and one strategies for asking OUT with men only. people who may be dominating Are political heavyweights (such as chiefs, local the conversation administrators, etc) present? If so, their opinions to allow other people to answer. may hamper the ability of others to speak freely. Step 2: Have the team Does the community view you as a source of funds, share “best practices” gifts, or charity? If so, their interactions may be for including quieter influenced by the desire to access potential benefits; members of the group it may be helpful to prepare an introduction that and redirecting the makes the purpose of the interview clear and state conversation away from people who that nothing will be given away. are dominating the conversation.
  • 57. H C D 45 NGOs can sometimes unintentionally send a message of separateness by wearing branded NGO clothing and creating spatial distance between themselves TIP #2 and the participants. It’s important to lessen these barriers and to disrupt common hierarchical perceptions of benefactor/researcher and recipient/participant. Here are some tips: » Sit at the same height level as the participants » there is more than one researcher, don’t sit If together; stagger yourselves throughout the group » Try not to wear organization-branded clothing that signifies your status as benefactor or researcher » Emulate the same status of clothing as participants (note: this does not mean wearing the “traditional dress” of the constituent community if this is not your own heritage) Refer to Step 5 : Develop an Interview Approach to identify questions for the group.
  • 58. 46 H C D Hear Choose Research Methods Method: In-context Immersion method: in context immersion Meeting people where they live, work, and socialize and Facilitator Notes immersing yourself in their context reveals new insights and unexpected opportunities. Time: 2-4 Days Human-Centered Design works best when the designers understand the people they are designing for not just on an Difficulty: intellectual level, but also on an experiential level. Try to do what your constituents do and talk to them about their Step 1: To plan a homestay, identify experience of life in the moment. people willing to host a researcher for one-to-three nights in their home. Depending on local On a project in rural India, people said that cultural customs, level of tradition prevented women from touching men who safety, and language GENDER are not immediate family members. However, by barriers, team spending several days in a village, the team observed members can stay in homes individually or that there were many instances in which trained or partner up in groups uniformed women doing specific jobs were able to of two to three people. touch men without any serious problems. These gaps between what people say and what they do are not bad. Step 2: Make sure the team understands In fact, seeing these differences may highlight new that the goal of this opportunities; for example, designing a new medical exercise is to see service that could be provided by uniformed women. how participants live day-to-day. Advise your team not to bring elaborate gifts, food, or alcohol to the homestay. Work Alongside However, a small gift of ordinary Spend a few hours to a few days working with someone. household supplies TRY By experiencing the business and activity firsthand, you or help with normal #1 may gain better understanding of their needs, barriers, family expenses is and constraints. perfectly fine. Step 3: Tell team members to participate with the family in their normal routines. Family Homestay Ask the team to Ask a family to host 1-2 team members for a few nights spend time with TRY in their home. Staying for a few nights allows the family and talk to the men, #2 to gain comfort and act naturally. After the second night, women, and children very few people can maintain a “show” for guests, and in the household. It’s important to see the understanding and empathy the team will gain will how the household increase the longer you stay in one place. works from all these different perspectives.
  • 59. IN H C D 47 CON What people say (and think) they do and what they actually do are not always the same thing. With no intent to mislead you, people often have strong TEXT TIP #1 beliefs about what they do on a daily basis that differs from what they actually do. The goal is not to correct or point out the misperception, but rather to understand the difference. Putting yourself in someone’s shoes enables you to get beyond what people say to what they think and feel. TIP #2 Being in-context means gaining true empathy through being with people in their real settings and doing the things they normally do. This kind of deep immersion gives us Informed Intuition that we take back with us to design solutions. We begin to take on the perspective of the interview participant which enables us to make design decisions with their perspective in mind. Of course, we always go back into the field and get feedback from the source to see if our Informed Intuition led us to the right choices, and how we can improve them. Deep immersion shows commitment and staying power. For example, working with a person for a day in his or her field, living with a family for a few days or helping them TIP #3 bring their products to market are ways of showing your deep interest in the day-to-day lives of your participants. Trust is built over time and people feel at ease sharing their plans and hopes for the future. Many NGOs gain this depth of connection over many months of relationship building. Some techniques like the overnight stay described in the case study on the next page can accelerate this trust building.
  • 61. H C D Case study overnight stay in the field On a project to increase small holder farmer income for IDE Ethiopia, the design team stayed overnight in Arsi Negelle, Ethiopia, where they plowed the family’s fields the next morning. The overnight enabled the team to get beyond the common stories people tell to NGOs and learn about one farmer’s most intimate plans for the future. They visited a farmer named Roba the first evening and once again the next day. When they first met Roba, he portrayed an overall sense of hopelessness. He described things that happened TO him, in particular the government’s recent land redistribution. Some farmers received land in the irrigated area near the lake. Some did not. He was in the latter group. The next day, he was shocked to discover that the team was still there. His demeanor had changed completely. He knew the team was committed. This time, he shared that in fact he did have a plan for pulling his family out of poverty. If he could secure a $200 USD loan, he would first buy an ox so he wouldn’t have to trade two days of his own labor to borrow a neighbor’s. Then he’d rent a piece of land in the irrigated territory and purchase improved seed. He no longer viewed the team as a wealthy NGO who was there to provide a free gift, but rather a partner in how he could take command of his own future.
  • 62. 50 H C D Hear Choose Research Methods Method: Self-documentation method: Self-Documentation Self-Documentation is a powerful method for observing processes over a long period of time, or for understanding the nuances of community life when the researcher can’t be there. Records of experiences, such as journal entries, allow the team to see how participants see their life, community, and relationships. Recruit several people and give them cameras, video cameras, voice recorders or journals, with instructions. TRY Ask them to document their experiences over a few days or weeks. Give participants instructions designed to guide them on how to easily record activities that will yield relevant information to the research project. Facilitator Notes The easier it is to self-document, the more likely it is that participants will complete the exercise. Time: 2-30 Days Difficulty: Often teenagers and young people are good participants Step 1: Decide what you would like people in self-documentary exercises. Young people tend to to document -- their want to express themselves in new ways, and can find TIP feelings, activities, the process of documenting their lives and the #1 family life, income, community less intimidating than older adults. or behaviors. Based on this, decide what the best mode for collection of the information might be: photographs, diaries, You may find that your participants need a little help voice recordings, etc. practicing the techniques for self-documentation. If this is Step 2: Give the case, show some examples of how other people have participants the tools TIP done self-documentation, or spend a few hours with the and instructions to #2 participant to show them how to capture information. document themselves for several days. Step 3: When you return to the participants, review the materials together. Be sensitive to who has access to what in a community. Remember to ask It is important to recruit both men and women in this them not just what the GENDER exercise to have a balance of perspectives. Also be things are that they sensitive to class, age, and other factors that will affect documented, but also why they chose these the information people are able to collect and record. details and how they felt about the items.
  • 63. H C D 51
  • 64. 52 H C D
  • 65. H C D 53 Hear Choose Research Methods Method: Community-driven Discovery method: Community-Driven Discovery In most cases, the real experts on a certain topic and those Facilitator Notes with the most insight for the Design Challenge are the people in the community or end customers. Consider recruiting Time: 2-4 Days members of the community to be the primary researchers, translators, designers and/or key informants for the project. Difficulty: Community members with strong relationships, respected leaders, or people with a reputation for intelligence and Step 1: Identify a fairness are often good people to identify as research few people in the community that will be partners. By asking people in the community to lead the good members to have research, the other participants may be able to express on the design team. their concerns more openly and honestly. In addition, Try to ensure that through their intimate knowledge of the community, these these individuals are trusted and respected research partners can help interpret the hidden meaning members of the and motivations behind the statements of other participants. community, that they are fair and unbiased, and have no personal stake in the results of the design solutions. Community politics can sometimes transform a research Step 2: Decide how project into a community battle for access to the resources you will compensate WATCH of the researcher and/or NGO. Even when these resources these individuals. OUT are not real, the perception of favoritism can be damaging. Sometimes it will be Before starting a project utilizing community-driven appropriate to pay them a salary based on discovery, it is important to understand the relevant what other members dynamics and power relationships. of the design team are getting paid, while in other situations, non- monetary gifts are more appropriate. If you are uncertain, Find people in the community who are particularly seek advice. innovative or who have been doing things out of the ordinary in order to achieve success. How might you Step 3: Integrate these TRY design team members partner with these individuals to inspire new solutions? at every point in the What can be learned by leveraging their innovations project, valuing their and knowledge? knowledge of the community dynamics and needs.
  • 66. EXPER 54 H C D RT INT TER VIEW
  • 67. H C D 55 Hear Choose Research Methods Method: Expert Interviews method: Expert Interviews Experts can be called upon to provide in-depth and technical information. Reaching out to experts is particularly useful in cases where the team needs to learn a large amount of information in a short period of time, and/or where others have already done a lot of research on a topic. Some examples of good times to call upon expert interviews are: » To learn about the history of a particular community or topic » To understand the regulations that might affect Facilitator Notes design and implementation of solutions Time: » To gather information about new technologies that 1.5-3 hours have been recently invented or that are on the horizon Difficulty: Step 1: Identify the areas or topics that Expert interviews are not a substitute for primary you would like to talk to experts about. research with participants and communities. Often WATCH experts overstate their expertise or develop their Step 2: Find and OUT own assumptions and biases that can stifle innovation. recruit these experts by telling them about your project and the intended length of time you will speak with them. Try to If possible, interview experts with different points speak with people who have different of view on a topic in order to balance out biases. TIP opinions on the topics #1 to challenge the team to think in new ways. Step 3: Return to some of these experts during the Feedback Remember that the real experts are the people portion of the project -- experts can be even you’re designing for. Don’t ask experts for solutions more helpful when TIP or take their ideas as the final solution. there is something #2 tangible for them to respond to.
  • 68. 56 56 H C D
  • 69. H C D 57 Hear Choose Research Methods Method: Seek Inspiration in New Places Facilitator Notes Time: 20-60 mins. Difficulty: MeTHOD: Seek Inspiration Step 1: Think about in New Places all the activities, feelings, and behaviors One of the best ways to inspire new ideas is to look at that make up the experience of your similar experiences in other contexts, instead of focusing challenge. Ask too narrowly on the research topic. The simple act of the team to list looking at different contexts can bring to mind new insights. these together. For example a surgeon can get insights about organizing Step 2: Next to each their medical supplies by visiting a hardware store, an airline activity, feeling, or employer might get ideas about check-in by observing a behavior, write down hotel front desk or a water-jug creator could observe other a few other areas or ways individuals transport heavy objects or liquids. situations where this exists. For example, if the activity is “use a device at the same time every day”, other situations might be To identify inspirational settings, list all the distinct how people use activities or emotions that make up the experience alarm clocks, wells, TRY you are researching. For example, a doctor’s visit might or mobile phones. #1 include the following activities and feelings: getting Step 3: Have the team sick, discussing a doctor visit with family, travel, paying, vote on the situations and following doctor instructions such as taking that they would like to medication or changing behavior. Find other situations observe for inspiration that include some or all of these activities and then go and arrange for an and observe them. observation. Step 4: During the observation, have the team take pictures and notes of the experience. Together, debrief on what this This method is most useful when you have already experience was like TRY done some research, and need to refresh your thinking. and what they can #2 apply to the design challenge.
  • 70. 58 H C D Hear Develop an Interview Approach Method: Interview Guide Develop an interview approach Interviewing is an art that balances the dual needs of getting relevant information from the customer and engaging with them as a curious and empathetic friend. Intentionally developing your strategy for interviewing is key to managing this balance. Here we include three interview methods that may help you to develop the interview approach right for you: » Interview Guide » Sacrificial Concepts » Interview Techniques Facilitator Notes method: Time: 1-2 Hours interview guide The semi-structured interview is a key method of enabling Difficulty: dialogue and deep engagement with participants while retaining focus on a particular topic. Thoughtful structuring of Step 1: Generate a list of topics related to the interview questions will take the participant on a mental your design challenge journey from the specific to the aspirational to the tangible. to cover in field research. Step 2: Sort the topics based on what are the OPEN SPECIFIC main categories and sub-categories. Warm up the participant with questions they are comfortable with. Step 3: Identify if TIP 1. Household demographics any topics are #1 2. Who does what in the household? specific to male or female activities. 3. Stories of recent past Step 4: Break into G O B R OA D groups of two. Take Prompt bigger, even aspirational, thinking that each main category they may not be accustomed to on a daily basis. and assign a group 4. Aspirations for the future to generate a list of questions to ask in 5. System-based questions the field based on PROBE DEEP the topics listed in the main category. Dig deeper on the challenge at hand prompt with ‘what if’ scenarios. Step 5: Have each 6. Income sources group present their 7. Questions specific to innovation challenge questions to the larger team and add any 8. Sacrificial Concepts additional questions that may be missing.
  • 71. H C D 59 Begin by brainstorming the topical areas you’d like to cover during the interviews, like TRY » sources of livelihood #1 » sources of information » financing models Use post-its to capture questions that respond to these topics. For ‘sources of information,’ TRY one might ask: #2 » When you have a setback in your life, who do you go to for advice? » Have you heard about new ways of doing things in the past year? How have you heard about them? Move the post-its around to sort the questions into a logical flow based on the sequencing of TRY START SPECIFIC, GO BROAD then PROBE DEEP. #3 Create your own in your Interview Guide at the back of your Field Guide based on the example on the opposite page.
  • 72. 60 H C D Hear Develop an Interview Approach Method: Sacrificial Concepts method: sacrificial concepts Scenario-based questions or Sacrificial Concepts can help make hypothetical or abstract questions more accessible. A sacrificial concept is an idea or solution created to help understand the issue further. It is a concept that doesn’t have to be feasible, viable, or possible since its only purpose is deeper understanding. A good sacrificial concept sparks a conversation, prompts a participant to be more specific in their stories, and helps check and challenge your assumptions. Facilitator Notes Time: Abstract concepts difficult to answer for many 30-60 mins. people include: Difficulty: TIP » Questions about risk, insurance, and guarantees » Questions about trade-offs Step 1: Based on your Design Challenge, » Questions about return on investment identify an abstract question you would » Questions about future behavior like to know the answer to. Pose the abstract question to your partner, and note the response. Make a question less abstract by creating Step 2: Now turn the abstract question into a Sacrificial Concept: a concrete scenario TRY with two options. #1 Instead of asking: “How much would you pay to Pose your scenario- reduce the risk of purchasing new technology?” based question to your partner. Describe two scenarios for the participant to choose from: “If you had a choice between two new Step 3: Now change technologies that could improve your farm output. a few of the variables The first technology costs 1,000 and comes with no in your scenario and pose the guarantee. The second costs 1,500 and comes with question again. a guarantee that by the second harvest, your farm output will double or else we will come back, take What kinds of the technology away, and give you back your 1,500. information did you learn from Which option would you prefer?” Discuss why. the different ways of questioning?
  • 73. SA H C D 61 CRI FICIAL con Ask a person to compare your concept to the way they currently do things. You might also create two concepts TRY that contrast with each other or are opposites. People #2 have an easier time reacting to concepts if they have something to compare it to. A sacrificial concept might be a scenario told verbally or shown in pictures or drawings. It might be an object TRY that the person can handle. It might be an experience #3 that a participant can try. Look at your design challenge and your big questions. What topics do you want to explore deeply? Create a sacrificial concept to help you TRY #4 prompt the right conversation.
  • 75. H C D Case study Mock Shops in Rural Ghana For a project on developing consumer goods franchises in Ghana, the IDEO team set up a Mock Shop in villages in order to understand how people make purchase decisions. The mock shop featured personal-care products from local and international brands at a range of price points. In the shop, the team was able to observe people’s decision-making processes in action. They saw how long a person stayed, observed the browsing process, heard common questions, and saw customers’ processes for accessing the money needed to make a purchase. After a participant looked through the shop and decided what to buy (or not to buy anything), the team asked follow-up questions about their decision. Why had they chosen to buy an item or not when looking at a product? What were they considering when looking at product X or Y? What was the key to deciding it was the right product? Who were they buying it for? What questions did they have about familiar products or brands compared to unfamiliar ones? Having a real shop taught the team how people felt, thought and acted when making purchase decisions. It also helped the constituents explain something abstract — purchase decisions — using a concrete, recent example ­­­­ shopping at the Mock Shop. —
  • 76. 64 H C D Hear Develop an Interview Approach Method: Interview Techniques Facilitator Notes method: Time: 20-40 mins. Difficulty: interview techniques Through telling stories, human beings reveal important issues Step 1: Have the team and opportunities in their daily experiences. Often, what practice by partnering in groups of two. At least people say they do and what they actually do are not the one person (Person A) same thing. So it’s important not just to rely on asking straight in each team should forward questions in an interview. Here are a few techniques for have a mobile phone collecting rich stories in an interview. with them. Step 2: Ask Person A to simply explain to their partner (Person B) Begin with a simple example, like how someone uses a how they enter a new mobile phone. Partner up and ask your partner to begin contact into the phone. with a SHOW ME of how they entered the last contact TRY Step 3: Have Person B into their address book. Next move on to the FIVE WHYS use the Show Me technique with your partner. Ask them to tell you about technique with Person A. the last contact they entered into their address book and Step 4: Have Person B then five consecutive Why? questions. use the Five Whys technique with Person A. Step 5: Ask the team to come back together and ask, “What kind of Compare and contrast the type of information you information did you get get from the different techniques. Let this inform your from using Five Whys?” Then ask, “What kind of DISCUSS questioning techniques in the field. information did you get from using Show Me?”
  • 77. H C D 65 Hear Develop an Interview Approach Method: Interview Techniques show me If you are in the interviewee’s environment, ask him/her to show you the things they interact with (objects, spaces, tools, etc). Capture pictures and notes to jog your memory later. Or have them walk you through the process. draw it Ask participants to visualize their experience through drawings and diagrams. This can be a good way to debunk assumptions and reveal how people conceive of and order their activities. 5 why’s Ask “Why?” questions in response to five consecutive answers. This forces people to examine and express the underlying reasons for their behavior and attitudes. think aloud As they perform a process or execute a specific task, ask participants to describe aloud what they are thinking. This helps uncover users’ motivations, concerns, perceptions, and reasoning.
  • 78. 66 H C D Hear Develop Your Mindset Facilitator Notes Time: 6 20-40 mins. Difficulty: develop your mindset Step 1: Ask the The exercises listed under this step are valuable to put you in the right design team to look frame of mind for research. It is often difficult, but very important, for at the photo and identify what stands experts out to them. Note and professionals to put aside what they know when they conduct research. when people explain Keeping an open mind takes practice. The three exercises here can provide behaviors based on you with this practice before you go into the field: personal assumptions (i.e. “The man in the » Beginner’s Mind white lab coat seems » Observe vs. Interpret to be the manager”). Step 2: Ask what past mindset: experience led to this beginner’s mind explanation. Beginner’s Mind is critical when entering a familiar Step 3: Use ‘opposite environment without carrying assumptions with you that logic’ to question are based on prior experience. This is often very hard to the assumption the person has made do since we interpret the world based on our experience (i.e. “Wouldn’t those and what we think we know. This lens of personal experience wearing lab coats can influence what we focus on and can make us unable to need to be most see important issues. sterile and therefore working closest with the machinery, not supervising?) Step 4: Ask how the Remind yourself frequently of the need to approach your interpretation would Design Challenge with Beginner’s Mind, especially when change if a new piece WATCH you are in the field conducting research. of information were OUT introduced (i.e. “What if I were to tell you that in this place white is the color that servants wear? How would you view this scene Here is one exercise to learn how to see the world differently?”). through the eyes of a Beginner. Look at the photo on TRY the opposite page and answer the following questions: Step 5: Ask the design team what they have » What stands out to you? What is happening? learned from this exercise. » What personal experience did you draw on when you looked at the picture? Step 6: Stress the importance of going » How could you look at the photo as a Beginner, into research with a without making assumptions about what is happening? “Beginner’s Mind” and asking questions that » What questions would you ask if you knew you think you might already know the nothing about the context or activity of the answers to, because people in the photo? you may be surprised by the answers.
  • 80. 68 H C D Hear Develop your Mindset Mindset: Observe vs. Interpret mindset: 6 observe vs. interpret Building empathy for the people you serve means understanding their behavior and what motivates them. Facilitator Notes Understanding behavior enables us to identify physical, Time: cognitive, social and/or cultural needs that we can meet 20-40 mins. through the products, services and experiences we create. This exercise helps us differentiate between observation Difficulty: and interpretation of what we see, revealing our biases and lenses through which we view the world. Step 1: Ask the team “What do you see happening in this image?” Listen for responses that have Use the photo on the opposite page to practice making built-in interpretations the distinction between observations and interpretations. and remind people to TRY describe only what they see at this point. Step 2: Ask “What might be the reason for this behavior?” What do you see ha p p ening in this image ? and have the Describe only what you see, don’t interpret yet. team generate at least five different interpretations about why this might be happening. If people are stuck, throw out an idea What is the reason for this behav ior ? like : “This person is List five different possible interpretations that might explain displaying her clothes this person’s behavior. to her neighbors as a sign of wealth by hanging them in a public space.” Step 3: Ask “What questions would you H ow would you find out the real ans w er ? ask to find out the real List five questions you could ask her to determine answer?” and make a which interpretation is correct. list of the questions that would help your team discover the right interpretation for an observation.
  • 82. 70 H C D Introduction Human Centered Design
  • 83. H C D 71 Introduction Human Centered Design CREATE
  • 87. appropriate hearing aid protocols, india
  • 89. WATER STORAGE AND TRANSPORTATION, INDIA
  • 91. H C D 79 CREATE: GOALS To move from research to real-world solutions, you will go through a process of synthesis and interpretation. This requires a mode of narrowing and culling information and translating insights about the reality of today into a set of opportunities for the future. This is the most abstract part of the process, when the concrete needs of individuals are transformed into high-level insights about the larger population and system frameworks that the team creates. With defined opportunities, the team will shift into a generative mindset to brainstorm hundreds of solutions and rapidly make a few of them tangible through prototyping. During this phase, solutions are created with only the customer Desirability filter in mind. Goals of the Create Phase are: » aking sense of data M » dentifying patterns I » efining opportunities D » reating solutions C
  • 92. A new way to go beyond analysis, a way to create new solutions based on the voice of the customer. —IDE vietnam
  • 93. H C D 81 CREATE: OUTPUTS Using both left-brain (logical) thinking and right-brain (creative) thinking, this phase will translate your research into a set of strategic directions and tangible solutions. At the end of the Create phase, the team will have generated the following: » Opportunities » Solutions » Prototypes
  • 94. There are four key activities in the Create phase: synthesis, brainstorming, prototyping, and feedback.
  • 95. H C D 83 CREATE: THEORY Synthesis is the act of making Prototyping is a methodology sense of what we’ve seen and for making solutions tangible in heard during the observations. a rapid and low-investment way. It’s a proven technique for quickly Synthesis takes us learning how to design an offering from inspiration to ideas, right and for accelerating the process of rolling out solutions to the world. from stories to strategic directions. Prototyping is about By aggregating, editing and building to think, condensing what we’ve learned, acknowledging that the synthesis enables us to establish a new perspective and identify process of making ideas opportunities for innovation. real and tangible helps us Brainstorming with rules like to refine and iterate the Defer Judgment and Build on ideas very quickly. the Ideas of Others is a proven Creating many different prototypes method for coming up with that highlight different aspects of your unexpected innovations. product or service not only enables people to give honest feedback, but Brainstorming makes us also prevents the team from getting think expansively and attached to an idea prematurely. without constraints. Feedback is critical to the design The practice of generating truly process. It brings the constituents impractical solutions often sparks directly back into the design process. ideas that are relevant and reasonable. It may require generating 100 ideas Feedback inspires further (many of which are mediocre) iterations to make in order to come up with three truly solutions more compelling inspirational solutions. for constituents.
  • 96. 84 H C D Create Develop the Approach Develop the Approach Creation is about developing deeper understanding and translating that understanding into new innovations. There are many ways to do this, but the two most common are participatory approaches and empathic Facilitator Notes approaches. Use one or both of these approaches, develop your own, or draw upon different techniques when appropriate. Time: Days-Weeks. Difficulty: method: Participatory Co-Design Step 1. Identify Having the team co-design solutions with people from the constituents who community and local value chain actors can be a great way would be good design team members. The to leverage local knowledge. It can also lead to innovations criteria will vary that may be better adapted to the context and be more likely from place to place to be adopted, since local people have invested resources in and from challenge their creation. to challenge. For example, do you Consider using participatory co-design when: need people who are successful, respected, » you need a lot of local expertise and knowledge and/or politically powerful? Or would it » solutions from the “outside” will not be easily adopted be more valuable to have people who are » the politics of a community require it typical community members? Or perhaps a mix of the two. Step 2. Schedule a Facilitate a co-design workshop. Bring 8-20 people co-design session or from the community together to design solutions to series of sessions that works for everyone, TRY a challenge. Introduce the challenge by telling a few and explain the #1 stories of problems that led to the design challenge. process and goals of Then generalize those stories to How Might We? the session in advance. statements. Ask people to add their own stories Step 3. Conduct or How Might We? questions. Brainstorm solutions co-design sessions with the participants and make sure you have the with attentions to appropriate materials on hand to prototype. the needs, goals, and priorities of the community.
  • 97. DEVE H C D 85 LOP APPR Co-design over a longer period of time through an in-context immersion. By living with a family over a TRY few days or weeks, you will have the opportunity to #2 ask people to informally identify problems and work together with them in their home, farm, or community. This approach is also very good for spotting new problems and developing solutions to those problems in the moment they happen. OAH Find local experts and best practices. Ask different community members about the people who are considered to be successful. Schedule time with TRY #3 these people and leverage their knowledge to develop solutions together with them. Make sure to include women in the design team and female community members in the co-design. If living GENDER with a family, spend time equally with the husband, wife, extended family, and even the children. When hosting a co-design session, think about whether to have mixed-gender groups, or to have separate groups of men and women. When looking for local experts and best practices, ask who is considered an expert of both men and women, as well as less powerful groups.
  • 99. H C D Case study Engaging Local Artisans as Co-Designers An NGO and designer Kara Pecknold partnered with local weavers to help them market their woven products more widely and increase their economic power. Because the local artisans are the experts, this designer engaged these weavers as co-designers. The designer asked the weavers to draw a picture of what makes their weaving process or products unique as a way to understand how to differentiate their work. Some drawings featured the plant that provides these weavers with their raw materials. They use the leaves from an invasive plant that is harming the environment of the Great Lakes Region of Africa. These weavers are turning an environmental problem into an economic opportunity. Based on these drawings and discussions, they identified the material they used as a key differentiator, and designed a logo for the weavers based on drawings of the plant. Asking people to participate in the design process is helpful as a way to leverage local expertise. But it also can empower constituents to participate in their own destiny and helps balance the sometimes uneven power dynamic between the participant and the NGO team. In addition, engaging with participants in a visual way helped diminish problems created by language barriers. covaga logo design process
  • 100. 88 H C D
  • 101. H C D 89 Create Develop the Approach Method: Empathetic Design method: Empathic Design Creating solutions through empathy is a way for the design team to blend their expertise with the on-the-ground needs of people. Empathy means deep understanding of the problems and realities of the people you are designing for. It is important to do research across many different groups of people and to “walk in their shoes’’ before the Create phase if employing empathic design methods. By understanding people deeply, empathic design can lead to both appropriate and more breakthrough solutions. But this method challenges the design team to not just understand the problem mentally, but also to start creating solutions from a connection to deep thoughts and feelings. Facilitator Notes Consider using empathic design when: Time: Days-Weeks » the design team has specific skills required to develop solutions Difficulty: » the solutions you are seeking are “new to the world” Step 1. Encourage the » community politics make it difficult to select team to connect at a few individuals to work with both the rational and emotional levels with constituents. Step 2. If team members start to Include men and women in the design team to judge or exoticize ensure a balance of perspectives. the behaviors GENDER or decisions of constituents, remind them that their task is to understand and empathize When possible, recruit members of the community with people, not to judge them. with the skills needed to be members of the design team. TRY Step 3. Make sure the team has spoken with enough people in the Hear phase to develop empathy. If Empathic design is not a method in which preconceived the design team still doesn’t understand ideas and assumptions are substituted for grounded and feel the reasons WATCH research and connection with end users. Although for the behavior OUT solutions are generated by the design team, the goal is of constituents, to always have the people you are designing for in mind. go back to the field and conduct more research.
  • 103. H C D Case study Bringing Eyecare to Children in Indian Villages VisionSpring embarked on a project to shift its offer from selling reading glasses to adults in the developing world to providing comprehensive eye care to children. In an initial brainstorm with the VisionSpring team after conducting field research, ideas centered around the notion that kids liked experiences designed for kids. The VisionSpring team met with experts, including pediatric eye doctors, and saw that the norm was to decorate spaces with stuffed animals and toys as a way to make kids feel comfortable. During the prototyping process, the design team developed a number of prototypes for the eye screening process for kids. They went to the field armed with a number of prototypes to try and iterate on. Using the traditional eye chart, the Vision Entrepreneur and then the teacher administered the eye test. This was very intimidating to the kids and several burst into tears. To make it more approachable and less intimidating, the team also tried using a sillier eye-chart that had toys and animals on it. But it became too much like play, and chaos ensued. The team took a step back and thought about what would be serious enough to keep the diagnostic session from becoming a raucous play session, but not so serious as to inspire tears. Sitting in the schoolyard, the team reflected back on their own experiences as kids, recalled playing “house” and “doctor”, where they would dress up with their friends and simulate adult behavior. Inspired by this role reversal/role play, the team thought: why not put the child in the position of authority? The team tried a protocol where the child would screen the eyes of the teacher, and then where they would screen each other. They had fun emulating adult behavior, and weren’t intimidated by their peers. Empathic design means thinking from the perspective of your users, and doing everything you can to feel and understand what they are experiencing. The team got in touch with what is fun and what is scary to kids in order to create an eye care experience that works for kids.
  • 104. 92 H C D Create Share Stories Facilitator Notes Time: 4 Hours-Days share stories Difficulty: Telling stories is about transforming the stories we heard during research into data and information that we can use to inspire opportunities, ideas and Step 1. Gather the solutions. Stories are framed around real people and their lives, not summaries design team together of information. in a room with plenty of wall space. Stories are useful because they are accounts of specific events, not general Optimally, the team statements. They provide us with concrete details that help us imagine should be sitting in solutions to particular problems. a circle. Step 2. Distribute post- it notes and markers. Have a flip chart or large sheets of paper It’s best to share stories soon after research so that nearby, as well as details are not lost. One team member should tell the tape to attach these story of the person(s) they met, while the rest of the team sheets to the wall. TIP #1 takes notes on post-its. Notes should be small pieces of Step 3. Tell the information (no longer than a sentence) that will be easy team to capture their to remember later. As a group you should be thinking, notes, observations, “What does this new information mean for the project?” and thoughts on the post-its as they speak. Some tips on storytelling are below. Everything that is said Be Specific during story sharing should be captured Talk about what actually happened. It helps to begin stories in a note: life history, with “One time…” or “After such and such happened…” household details, income, aspirations, Be Descriptive barriers, quotes, Use your physical senses to give texture to your observations, etc. description. Step 4. Ask each team Follow Reporting Rules member to share the Cover the following topics: who, what, when, story of the person(s) they met. Go through where, why, and how. the stories one by one. Step 5. Affix all the post-it notes to the flip chart or large pieces of paper on the wall. Try to avoid: Use one large sheet » Generalizing per story. When the WATCH story is finished, hang OUT » Prescribing (they should, would, could…) it on the wall and move on to the next story. » Hypothesizing At the end of Story Sharing, you will » Judging have many sheets lined up on the wall » Evaluating or Assuming with hundreds of post-it notes.
  • 105. H C D 93 Story sharing turns the information that lives in a team member’s head into shared knowledge that can be translated into opportunities and solutions. TIP #2 Some techniques for effective sharing include: » Gather your notes, photos, and artifacts prior to story sharing. If possible, print the photos and display them on the wall to refer to. » Tell stories person by person, one at a time. Group meetings can be told as the story of a particular community. » Split information into small pieces to make it memorable. Make each piece no longer than this sentence. » Use vivid details and descriptions. This is not the time to generalize.
  • 106. 94 H C D Create Identify Patterns Identify patterns Making sense of your research is accomplished by seeing the patterns, themes, and larger relationships between the information. This process can be messy and difficult at times, but ultimately very rewarding. Seeing the patterns and connections between the data will lead you quickly toward real-world solutions. There are several steps listed here to take you through the process for you use selectively based on the subject matter. » Extract Key Insights » Find Themes » Create Frameworks Facilitator Notes method: Time: extract key insights 45-60 mins. Uncovering insights is about bringing visibility and clarity Difficulty: to previously hidden meaning. W H AT I S A N I N S I G H T ? Step 1. Ask the team » Insights are revelations – the unexpected to go to the wall with all the stories and things that make you sit up and pay attention. choose 5 key post- » Insights extrapolate individual stories into its (stories, quotes, observations) that overarching truths. are most surprising, interesting, or » Insights allow us to see our design challenge provocative. in a new light. Step 2. Group these For example, a combination of an observation and quote into related thoughts. from an interview yielded the following sample insight: Step 3. Write a Observation: Farmers rely on farming information succinct Insight from their friends and neighbors, though they know statement on a this knowledge is limited. new post-it for each grouping that Quote: “If the Privatized Extension Agent lived outside summarizes the big takeaway. my area, I would want to visit his farm so I could see his production.” Step 4. Post these Insight post-its Insight: Trust-building and knowledge sharing happens where all can see. through ‘seeing is believing.’
  • 107. iden H C D 95 tify patte Select key information rns Look across the information in the stories. Edit out the details that are not important – this is the time to let TIP #1 go of some of the detail. Choose the information that you find surprising, interesting, or worth pursuing. Aggregate big thoughts Are some of the thoughts linked? If so, aggregate them. Take several related pieces of information and TIP #2 re-write them as one big Insight. Work at the same level Check that the insights sit at the same level — that they are all big thoughts. If you find you have TIP #3 some lower level insights, consider whether they might be reframed at a higher level. If they need to be dropped a level, they may be best talked about as customer needs that inform and support the Insight.
  • 109. H CH DC D 97 Case study FINDING INSIGHTS FOR EFFECTIVE MARKETING TO FARMERS In Ethiopia, the IDE team looked over the information from the Story Sharing exercise and extracted over 20 key insights. About half of these came directly from the post-its that were written in Story Sharing, and the other half were written based on the information the team heard during Story Sharing. Some of the insights the team identified were: » School is a key channel for distributing information » There is a strong need for an alternative to borrowing oxen » Buying on credit is the default » Mass media sells water pumps
  • 110. 98 H C D Create Identity Patterns Method: Find Themes Facilitator Notes Time: 30-60 mins. method: find themes Difficulty: Finding themes is about exploring the commonalities, differences, and relationships between the information. Step 1. Have the team go to the wall or board Some ways to do this include: where they have placed their key story Look for categories and buckets and insight post-its Sort your findings into categories or buckets. Which ideas and select the 5 most are related? Cluster together the findings that belong interesting quotes, together into themes. observations and/or insights. Consider the relationship between categories Step 2. On a new Look for patterns and tensions in the way your themes relate board, sort these to each other. Are they on the same level? Or are they talking into themes. about different kinds of things? Step 3. Check to make Group and re-group sure the themes are Slice and dice the data in different ways to find meaning. at the same level. If a theme is too specific, Try moving the post-its around to form new groups. prompt the team to Get input from the team find the bigger idea. If a theme is too broad Explain the early buckets and themes to a broader group. or has too many Learn from their input and try alternative groupings. different ideas under it, ask them to break it down into several buckets. Try the P.O.I.N.T. technique Step 4. When finished Translate the Problems and Needs identified in storytelling sorting, give each TRY into Insights (see previous Method) and Themes. theme a title on a new post-it. Make P = Problems sure there is enough O = Obstacles space between or I = Insights below the different theme categories N = Needs to facilitate the next T = Themes step of opportunity identification.
  • 111. H C D 99 Creating themes can be an engaging and rewarding experience, as you start to group and transform the data before your eyes. Some good techniques for TIP doing this are: » Work together as a team to decide how to create buckets and themes. » Arrange and re-arrange the post-its on the wall until the team is satisfied with the groupings. » there is a theme that contains almost all the post- If its, break it out into several smaller themes. Try to see not only the connections, but also the relevant differences between the information.
  • 112. 100 H C D Create Identify Patterns Method: Create Frameworks method: create frameworks Facilitator Notes Frameworks allow you to begin putting the specific information from stories into a larger system context. Time: 1-2 Hours What is a framework? A framework is a visual representation of a system. Difficulty: It shows the different elements or actors at play and highlights the relationships between them. Not all design challenges will yield or Using your framework require frameworks. A good framework will help you see the issues and If the team does not relationships in a clearer and more holistic way. Discuss feel that this step what the framework implies for constituents, for other is required for your challenge, skip it. actors in the community, and for your organization. Use the framework to develop or build upon key insights. Step 1. Listen for Capture those insights and add them to your growing list. moments in story sharing when the topic fits into a larger system or is linked to another piece of information. In many cases, it will make sense to create two different frameworks: one from the perspective of women in Step 2. When team GENDER the community and one from the male perspective. To members start understand whether you need to dedicate attention to to suggest larger systemic structures the different needs of women and men, ask yourself these or relationships questions: between things, ask them if they can draw » How do women’s stories differ from those of men? what they are saying. Consider the example » Is gender itself a theme? framework types » Do women’s stories tell a different story about described here. household activities, income opportunities and barriers, Step 3. Allow some and market relations than the stories obtained from men? time for your team to play with re-drawing If you answered yes to these questions, think about their framework creating two different frameworks that will yield different several times until they sets of opportunity areas for women and men. feel it represents what they want to say in a robust way.
  • 113. H C D 101 Create Identify Patterns Method: Create Frameworks If you are having trouble visualizing your own frameworks, here are some common types of frameworks that recur again and again. TIP Venn Diagram Process Map Relational Map Two-by-Two Matrix
  • 114. 102 H C D Create Create Opportunity Areas Facilitator Notes Time: 40 mins.-2 Hours Difficulty: create opportunity areas Step 1: Prepare your team to begin defining Once you have pulled out the themes and patterns from what you heard, you opportunity areas by telling them that this is can start creating opportunity areas. The process of translating insights into where they will start to opportunities is about moving from the current state to envisioning future shift from analysis of possibilities. Opportunities are the springboard for ideas and solutions. information to creating new ideas. What is an o p p ortunit y area? » opportunity area is a stepping stone to idea generation. An Step 2: Distribute post- it notes and markers to » opportunity is a rearticulation of problems or needs in An everyone in the team. a generative, future facing way. Ask the team to start their opportunities » opportunity area is not a solution. Rather, it suggests more An with the words “How Might We…?” than one solution. It allows the team to create many solutions. Step 3: Spend at least F raming o p p ortunit y areas 15 minutes on each Opportunities start with the phrase “HOW MIGHT WE...?” theme generating to suggest a mindset of possibility. Opportunity Statements for that theme. Place the post-its next to the theme area. Start each statement with “HOW MIGHT WE...?” Step 4: If the team and abbreviate on post-its to “HMW.” TIP gets stuck, read the #1 insights from each theme area as a way to jolt the creativity of the team. For example, for each insight Use different color post-its for your opportunity statements posted, ask the team than you used for insights. This will help to visually separate to come up with at TIP least one “How Might insights from opportunities for the next step. #2 We…” statement.
  • 115. H C D 103 Watch out for opportunity areas that are already solutions. A key part of creating innovative solutions WATCH is preventing yourself and your team from jumping OUT to conclusions. Go for quantity, not quality at this point. TIP #3 When narrowing down the opportunity statements to 3-5 HMW statements to use in brainstorming, select some that are intentionally outside of your current projects or TIP capabilities. At this point, filter based on Desirability to #4 customers, not Feasibility to the organization. If your opportunity sounds like a specific solution, back it up by asking yourself, “Why would we want to offer TRY this solution?” or “What user needs are answered by this solution?” Here is an example: Insight Trust building and knowledge sharing happens through ‘seeing is believing.’ Solution A training course offered by community members to teach their friends and neighbors about a technology or behavior that has worked for them. This is a solution. Ask yourself: What needs are answered by this solution? Answer: The need to expand the knowledge of community members through local information aggregators. Opportunity How might we better educate and inform local knowledge aggregators? Or how might we support new technology experimentation by local knowledge aggregators?
  • 116. 104 H C D Create Brainstorm New Solutions Facilitator Notes Time: 45-60 mins. Difficulty: Step 1. Prepare 3-5 “How Might brainstorm new solutions We...?” opportunity statements from those Brainstorming gives permission to think expansively and without any organizational, generated previously. operational, or technological constraints. Place each statement on a separate wall Some people think of brainstorms as undisciplined conversation. But conducting or board. Give each a fruitful brainstorm involves a lot of discipline and a bit of preparation. person post-it notes and a marker. The practice of generating truly impractical solutions often sparks ideas that are relevant and reasonable. It may require generating 100 ideas (many of which are Step 2. Remind people of the rules silly or impossible) in order to come up with those three truly inspirational solutions. of brainstorming. Tell them to be very specific about the ideas they are proposing. Use big S e v en brainstorming R U L E S markers (not pens) so everyone can see what » Defer judgment the idea is. Write only TIP There are no bad ideas at this point. There will be one idea per post-it. plenty of time to judge ideas later. Step 3. Begin by » Encourage wild ideas asking the group It’s the wild ideas that often create real innovation. to generate a list of barriers related It is always easy to bring ideas down to earth later! to the opportunity » Build on the ideas of others statement. Think in terms of ‘and’ instead of ‘but.’ If you dislike Step 4. Protect all someone’s idea, challenge yourself to build on it and participants by make it better. enforcing the Rules of Brainstorming. » Stay focused on topic If ideas slow down, You will get better output if everyone is disciplined. prompt the group to think about one » visual Be of the barriers listed Try to engage the logical and the creative sides during the warm-up. Or share a story from of the brain. the research to spark thinking (i.e. “So what » One conversation at a time ideas would encourage Allow ideas to be heard and built upon. Shashu to adhere to her medication?”) » for quantity Go Set a big goal for number of ideas and surpass it! Step 5. When the ideas Remember there is no need to make a lengthy case really slow down, for your idea since no one is judging. Ideas should switch to a new opportunity area. flow quickly. This might be 15-30 minutes per HMW.
  • 117. H C D 105 Brainstorming warm-up Use this activity to get the team in an open-minded and energetic mindset for brainstorming. Pair up with a partner. Person A will come up with lots TRY of ideas about a potential businesses he or she wants to start. (Alternatively, one could plan an event such as a family vacation and pose ideas of places to go.) Round 1: Person A comes up with one idea after another. Person B must say NO to each idea and give a reason why it wouldn’t work. Do this for 2-3 minutes. Round 2: Now Person B comes up with business or event ideas, one after another. Person A must say YES to each idea and build on it to make it bigger. Do this for 2-3 minutes. As a group, discuss how these two different experiences felt. The Round 2 experience is the environment the team will want to create for a successful brainstorm.
  • 118. 106 H C D Create Make Ideas Real Facilitator Notes Time: 45-60 mins. make ideas REAL Difficulty: Prototyping is about building to think. This means creating the solution so that it can be communicated to others and making the idea better. Prototyping Step 1. Ask teams allows you to quickly and cheaply make ideas tangible so they can be tested to partner in teams of 2-4. Small teams and evaluated by others - before you’ve had time to fall in love with them. help everyone to have a role. What is prototyping? » BUILD TO THINK: Prototypes are disposable tools used throughout the Step 2. Ask teams concept development process, both to validate ideas and to help generate to pick one solution more ideas. Prototypes are a powerful form of communication and force us to from the brainstorming boards. You may think in realistic terms about how someone would interact with the concept. choose to offer a » ROUGH, RAPID, RIGHT: Prototypes are not precious. range of criteria: two teams working on They should be built as quickly and cheaply as possible. solutions they’re “most passionate about,” » ANSWERING QUESTIONS: It is essential to know one group on “most what question a prototype is being used to answer, feasible ” and one on for example about desirability, usefulness, usability, viability, or feasibility. “furthest out” or “long term”. Why prototype? » develop a deeper understanding of what an idea To Step 3. Prompt teams means and to reveal questions the team needs to answer. to spend no more than 30-45 minutes making » create an internal dialogue about how the concept works and external To their chosen solution tangible, using one of communication about the concept. the prototyping forms described here or creating new ones. Step 4. Give each team Imagine the Value Proposition 5 minutes to share their idea back with For each prototype, answer these questions to start TRY the larger group to building the value of the idea: get initial feedback. Encourage teams to » Who will benefit from this idea? What is the value include an enactment to the end customers? of the experience of use, even if they » Why and how is this idea better than alternative options? have a paper-based prototype. Prompt » How much is this benefit worth to them? groups to identify what customer needs » How much would they be willing to pay for this benefit” their prototype addresses and what » How might this payment be collected? key questions they still have.
  • 119. H C D 107 Create Make Ideas Real common p rotot y p e forms TIP Models: A physical model of a product, shown above, makes a 2-dimensional idea come alive in 3 dimensions. Using rough materials allows you to quickly mock up low-fidelity prototypes. Storyboards: Imagining the complete user experience through a series of images or sketches. Role-play: The emotional experience with a product or service is sometimes best expressed by acting it out with team members taking on the role of the constituent or customer. Diagrams: Mapping is a great way to express a space, process, or structure. Consider how ideas relate to each other, and how the experience changes over time.
  • 120. 108 H C D Create Gather Feedback Facilitator Notes Time: 1-1.5 Hours Difficulty: Step 1. Ask team members to prepare gather feedback how to present their solutions to participants. It’s After solutions have been generated, it’s time to take them back out to participants not necessary to give to gather feedback. behind-the-scenes organizational information to them. Step 2. Have teams practice presenting Don’t invest too much time perfecting the ideas solutions to the before feedback – the point of re-engaging customers rest of the group— WATCH is to change the solutions, not to prove that they enactment is OUT are perfect. The best feedback is that which makes especially effective. Invite others to help you rethink and redesign. simplify and clarify the presentation and identify focus questions to be answered in research. How to solicit feedback A great way to get honest feedback is to take several executions out to people. Step 3. Ask teams to When there is only one concept available, people may be reluctant to criticize. standardize a script However, when allowed to compare and contrast, people tend to speak about the solution so it is delivered more honestly. consistently at each feedback session. Whose feedback to solicit Write down key Speaking to new participants in a different region from where you did your questions to ask research is a way to explore the generalizability of a solution. You may choose in follow-up. to speak to a mix of both new people and to those you have spoken with before. Step 4. When Try to include all stakeholders who would touch the concept; in addition to the end introducing the user, include manufacturers, installers, service providers, distributors, retailers, etc. feedback session to the customer group, What questions to pursue explain you want honest feedback— For each prototype, identify 3-4 questions you’d like answer about desirability even if negative—and or use case during the feedback session. that the team has spent minimal time Keep careful notes of the feedback, both positive and negative, and the new prototyping. questions the team needs to answer about the solution.
  • 121. H C D 109 The goal is to solicit honest feedback, even if it is negative. It’s better to know early on before much investment has been made that a solution TIP is not desirable. Here are a few tips in presenting yourselves and your solutions to participants: Don’t try to sell the idea. Present solutions with a neutral tone, highlighting both pros and cons of a solution. Vary group size. Begin with a large group (10-15) to present the solution, then break into smaller groups, one per solution for a more intimate conversation. Adapt on the fly. If it becomes clear that there is one aspect of the solution that is distracting people from the core idea, feel free to eliminate this piece or change it. Ask participants to build on the ideas. If a participant asks a question like, “Can this service be purchase by the community or just an individual?” Ask the question back to them: “ Should the service be purchased by the community or individual?” Another valuable question is, “How could this be better for you?” It invites the participant to help improve the idea or give additional critique.
  • 123. H C D Case study TESTING Hearing Aid Protocols for Rural India The design challenge for this IDEO project was to make hearing aids more accessible in rural India. One key hurdle was creating a diagnostic process that could be effectively administered outside a medical setting by minimally-trained local technicians. During the initial research, the team learned about the constraints associated with fitting a hearing aid. They developed a process prototype that included a fitting protocol, a technician kit with tools for fitting a hearing aid, and technician training materials. The team started by training two local people as technicians in less than a day, and then went to villages to watch the newly trained technicians try the protocol with people who have trouble hearing. While watching the technicians on the first day in a village, the team quickly saw that the protocol was too complex. It took too long to explain to potential customers how to complete the tests. The team immediately set to simplifying the protocol, and then trained a new pair of technicians on the newly simplified protocol. To the team’s surprise, while the next village visit went more smoothly, there were still some challenges due to complexity. The team conducted a third round of simplification, and final testing confirmed that the protocol was finally simple enough and effective enough to work. Gathering feedback early allows you to focus on how to improve your design and helps you identify problems in your designs that you may not notice in an artificial setting. As in this example, it is often possible to make changes and improvements to the design between feedback sessions, so that the team continues to learn and improve the solution.
  • 129. water STORAGE AND TRANSPORTATION, INDIA
  • 131. INCREASING SMALLHOLDERS FARMER INCOME, ethiopia
  • 133. H C D 121 DELIVER: GOALS Once the design team has created many desirable solutions, it is time to consider how to make these feasible and viable. The Deliver phase will move your top ideas toward implementation. The activities offered here are meant to complement your organization’s existing implementation processes and may prompt adaptations to the way solutions are typically rolled out. In the Deliver Phase, your team will: » Identify required capabilities » Create a model for financial sustainability » DEVELOP an innovation pipeline » plan pilots Measure Impact
  • 134. Tools to catapult solutions to the next steps of implementation. —IDE cambodia
  • 135. H C D 123 DELIVER: OUTPUTS This phase will challenge the team to create the elements necessary to make the solution successful, and to track the impact of the solution. In the Deliver phase, you will produce: » Feasibility assessment » Viability assessment » Innovation pipeline » Implementation plan » LEARNING PLAN
  • 136. Delivering solutions to your consituents means you will need to build the capabilities and financial models that will ensure that the solutions are implemented well and can be sustained over the long term. You will also need to create a plan for on-going learning and iteration.
  • 137. H C D 125 DELIVER: THEORY Delivering solutions Every organization is optimized to achieve what it currently does. If you want to that are new to the world achieve different outcomes, you often involves creating low- need to do things differently than you investment, low-cost ways know and do right now—whether it is of trying out your ideas about finding new talent, developing new skills, building new external partnerships, in a real-world context. or creating new processes. The team can design a handful of The Human-Centered Design process mini-pilots that precede and inform doesn’t limit the solution by the current the full pilot program. Mini-pilots might constraints of the organization. engage actors who are different from the group of stakeholders for the final This process invites you implementation. For example, in a mini- pilot, the NGO or social enterprise might to work in the belief that play certain roles that will ultimately new things are possible, be held by partners in order to gain a and that you can evolve deeper understanding of how the system both the solutions that you should work and to be more informed when soliciting and training partners. deliver and the way your organization is designed, Implementation is an simultaneously. iterative process that In addition, Human-Centered Design will likely require many integrates design and measurement prototypes, mini-pilots and methods in a continuous learning cycle. pilots to perfect the solution By encouraging on-going measurement, evaluation, and iteration, the solutions and support system. developed stay grounded in real-world Piloting an idea before it goes to market impact and continue to evolve. not only allows you to understand the solution better, but also helps you identify what it will take for your organization to deliver that idea to the community.
  • 138. 126 H C D Deliver Develop a Sustainable Revenue Model Facilitator Notes Time: 30-45 mins. Difficulty: develop a sustainable revenue model Focus on one solution at a time The long-term success of solutions depends upon the intentional design of a and take the team through the following revenue stream that can sustain the offering over time. Let the value provided exercise. Alternatively, to the end customer be your entry point as you design the support systems the larger team can be around the solution. For this Viability Assessment, answer the following split into smaller teams questions for each solution. of two or three, with each smaller team focusing on one solution. Step 1: On a board or flip chart, write 1. Customer Value Proposition “Customer Value.” » What is the value proposition for the end customer? Ask the team to identify Refer back to prototypes and customer feedback, how each solution will TIP highlighting the aspects customers found provide value to the end customer. Write most important. everything down. Ask the team to answer » How much is this worth to the end customer? the question: “How much 2. Revenue Sources is this worth to the end customer?” Write down » the solution a product, a service or both? Is the figure on the chart. » How much do customers pay? Step 2: On a separate board or flip chart, write » How do customers pay: in cash, in kind, “Revenue Sources.” Ask in labor, in other? the team to identify who will pay for the product 3. Stakeholder Incentives or service. How much » How does this solution deliver value to each will each actor pay? stakeholder involved? How will the payments be received? Use the » What are the stakeholders’ incentives to participate? example fee models What are challenges or disincentives? How might we in the “Try” text box adapt the solution to avoid these disincentives? to help. Continues next page.
  • 139. SUSta H C D 127 INABLE REVE NUsus Facilitator Notes ( Continued ) Step 3: On another board or flip chart, write “Stakeholder Incentives.” Ask the team to identify all stakeholders or players in the value chain who will be affected by the solution. Go through each actor Consider the following fee models to inspire your and ask: “What is this thinking. One exercise is for the design team to go group’s incentives TRY down the list of models and ask: to participate in or help this solution?” If “What would our solution look like if there is a group that it were offered by: …?” has a disincentive » Membership/Subscription to participate in the solution, ask: “How » Gift it, share the income produced might we adapt the » Give the product, sell the refill solution to encourage » Subsidize their participation?” » Give the product, sell the service Step 4: If the team » Service only has split into smaller » Pay-per-use teams, have the group come back together to share.
  • 141. H C D Case study MODELING REVENUE FOR NEW SERVICES For the Today’s Market Prices solution, the IDE Cambodia team identified the desirability of payment-in-kind options through customer feedback: Customer Value Proposition » Connection to Privatized Extension Agent with real-time market pricing to inform where to sell large-quantity crops. » onnection to traders who collect from farms and sell crops at C selected markets. Revenue Sources » Payment in kind per use (price deducted from sales of crop at each collection) » Mobile phone provided a no cost (through phone donation program) » ree calls to designated number of Privatized Extension Agent F Stakeholder Incentives » Privatized Extension Agent receives fee per information request » Crop Collector expands his farmer clientele and receives a % from crops sold » obile provider is paid for calls made to PEA numbers; expands M potential customer base for calls/SMS sent outside the free number
  • 142. 130 H C D
  • 143. H C D 131 Deliver Identify Capabilities Required for Delivering Solutions Facilitator Notes Time: 30-45 mins. Difficulty: Focus on one solution Identify capabilities at a time and take required for delivering the team through the following exercise. solutions Alternatively, the larger team can be split into smaller teams of two or The capabilities of your organization and partners will help inform the feasibility of three, with each smaller team focusing on solutions. Begin by thinking about the experience of the end customer—where and one solution. how the community members or end-user will purchase or experience this solution. Then identify the range of capabilities required for making this real. A challenge Step 1: Write for the design team is to identify many possible models for delivery that leverage “Distribution” on a board or flip chart. different partners and channels. Have the team identify all the possible actors who could deliver this solution. Write each actor on a post-it note. To identify the capabilities required to make each solution Ask the team to list the feasible, answer the following questions for each solution: pros and cons of each of the different TIP 1. Distribution delivery possibilities. » Where, when, how, and why might the customer Step 2: Write experience this solution? “Capabilities” on a separate board or » Which actors and channels will touch the solution? flip chart. List the human, manufacturing, » What other channels could be used to financial, and technical reach customers? capabilities that will be required for each » What is the range of possible ways this solution could solution. Indicate if the be delivered? capability exists in your local organization, if it 2. Capabilities Required exists somewhere else » What human, manufacturing, financial, and in your network, or technological capabilities are required for whether you will creating and delivering this solution? have to partner. » Which of these capabilities do we have in our Step 3: For the solutions that you country location? Which do we have in our will need to partner, international location? And which capabilities will create a list of potential need to be found in partners? partners. Narrow to a smaller set of partners. » Would we need to grow any capabilities on this list? Ask the team to list the first step they would 3. Potential Partners take to pursue the top What organizations or individuals have capabilities that partners identified. we do not? What is our relationship with them currently? Step 4: If you have split How might we reach out to them and show the value of into smaller groups, engaging with our organization on this solution? ask the teams to come together to share their thoughts.
  • 145. H C D Case study DELIVERING TODAy’s Market Prices In Cambodia, the IDE design team created a solution called “Today’s Market Prices,” real-time market crop price information to farmers. The team identified one model to deliver this to customers involving two key partners: Privatized Extension Agents and Crop Collectors. Distribution » Centralized information gathering distribution » Information distributed by Privatized Extension Agents (PEAs) upon request of the farmer » Farmer requests info by mobile phone provided with free calls to PEA » Crops fee collected by Crop Collector Capabilities Required » Market price information collection daily (or multiple times a day) » Market price information aggregation distribution to Privatized Extension Agents » Communication channels between farmers PEAs via mobile phone » Crop collection sales » Fee collection Potential Partners » Government market information sources » Privatized Extension Agent » Mobile phone donor program » Mobile service provider » Crop Collector
  • 146. 134 H C D Deliver Plan a Pipeline of Solutions Plan a pipeline of solutions To understand how new solutions will move and grow your organization, map each solution to the matrix provided. As you are mapping solutions, ask whether each solution is targeted at your current customer group or whether it expands the group of customers you serve. Existing users refers to the category of customers, such as people earning $1-2 per day vs. people earning WATCH greater than $2 a day, not those earning $1-2 per day OUT who are current customers of your organization vs. people earning $1-2 per day who are not yet customers. Facilitator Notes Determine whether the solutions extend or adapt an existing offer, or create a new offer. Analyze this information from the context of your investment strategy, Time: mission, priorities and appetite for risk. Also identify which solutions fit naturally 30-45 mins. into programs already underway within your organization. Difficulty: Step 1: Draw the matrix on a large sheet Many organizations say they are only looking for of flip-chart paper. Revolutionary ideas, but their capabilities are limited to Step 2: Write each Incremental or Evolutionary ideas. Furthermore, funders solution on a post-it TIP #1 can steer grantees toward more incremental ideas or ones note and place in the that have been proven to be best practices. Make sure you appropriate position on the matrix. are honest with how far your organization can stretch its capabilities and how willing your funders are to take risks. Step 3. Analyze if Mapping a pipeline of solutions that includes Incremental, the team is happy Evolutionary, and Revolutionary ideas helps ensure that with the distribution of solutions from your design effort will pay off. Incremental to Revolutionary. Step 4. If the team wants to add solutions to one of the Remember, sometimes the ideas with the highest impact quadrants, develop a HMW...? statement TIP are the simple Incremental ideas. and brainstorm #2 new solutions.
  • 147. H C D 135 Deliver Plan a Pipeline of Solutions New Users E volutionary R E volutionary Existing Offerings New Offerings I ncremental E VO LU T I O N A RY Existing Users The lower left quadrant represents Incremental innovation as these solutions build on existing offerings with familiar users. Evolutionary innovation is about extending into either new offerings or new users while holding the other constant. Revolutionary innovation means tackling both new users and new offerings. Look at the spread of solutions to reveal the gaps in your pipeline of solutions. Are parts of the matrix blank and others full? If so, determine if it is desirable for your TIP organization to go back to Brainstorming in order to #3 develop solutions that will intentionally fill that gap.
  • 149. H C D Case study CREATING A SOLUTIONS PIPELINE In Cambodia, the IDE design team noticed that most of the solutions fell on the “existing user” side of the matrix since the organization has a highly defined target group. Yet the solutions spanned the range from those that fit within current projects and programs to new areas of offerings. The team also identified solutions that would start in the lower left corner with adaptations to existing solutions with existing customers, but over time would help the organization migrate into the other quadrants. While many organizations are initially attracted to the idea of “Revolutionary” innovations, in reality an innovation pipeline that focuses on existing capabilities or targets existing customers can be the strongest strategy for the near term.
  • 150. 138 H C D Deliver Create an Implementation Timeline create an implementation timeline Map solutions to a timeline of implementation, with those in the Incremental innovation category early in the timeline and Revolutionary innovations further out. Look at relationships of solutions to see whether initiating one solution will build the relationships and partners needed for another solution. You may also need to Facilitator Notes take into account which solutions can be explored within the scope of currently Time: funded programs and which solutions suggest the proposal of new grants. 15-30 mins. Difficulty: Assigning an individual within your organization as a Step 1: Create post-it champion for each solution will help maintain momentum notes for a timeline (such as 2 weeks, 1 and increase the likelihood of implementation. TIP months, 3 months, 6 months, 1 year) and post them along a large blank wall in your office. Divide each solution into a series of steps that build Step 2: Post the Feasibility toward implementing the final solution. Challenge the Assessments TRY team to do something toward implementing each or post-it notes for solution in the next two weeks. For some solutions, each solution along a pilot can be launched in two weeks. For others, two the timeline. weeks might be the amount of time required for further Step 3. Assign study or for the first steps to connecting with partners. champions to pursue the next steps.
  • 151. H C D 139 Deliver Create an Implementation Timeline 2 w eeks 1 month 3 M onths 6 M onths 1 Year
  • 152. 140 H C D Deliver Plan Mini-Pilots Iteration Plan mini-pilots iteration For each solution in your pipeline, it is important to identify simple, low-investment next steps to keep the ideas alive. One way to keep iterating and learning is to plan mini-pilots before large-scale pilots or full-scale implementation. For each mini-pilot, ask three questions: » What resources will I need to test out this idea? » What key questions does this mini-pilot need to answer? » How will we measure the success of this mini-pilot? Facilitator Notes Time: When planning mini-pilots, pilots, and implementation 45-60 mins. plans, it often makes sense to understand how these may GENDER differ by gender. By understanding these differences early Difficulty: on, the solution can be iterated or transformed to make sure that the roles and needs of both men and women are being Step 1: Get into small appropriately addressed. For example, in planning the groups per solutions mini-pilot, consider how women’s roles in implementation and fill out the worksheet on the might differ from men’s. For each solution, ask how women next page. could play a role as: Step 2: Cross-share » client mini-pilot plans with » resource the team and give » beneficiary each other feedback. » partner Step 3. Identify who will enact the most Do any of the answers differ in the ways women would immediate next steps play these roles versus men? If so, iterate your solution to and establish the first incorporate this finding. check-in date.
  • 153. mini H C D 141 p TRY Use the Mini-pilot worksheet to plan next steps for each solution. After each mini-pilot, it is important to reconvene the design team to understand what went well and where there was customer dissatisfaction or system obstacles. Use the worksheet provided to continuously iterate the mini-pilots, trials, and success measures. See the full-size worksheet on the next page.
  • 154. 142 H C D Deliver Plan Mini-Pilot Iterations mini-pilot planning worksheet solution name : team members : » context ( w ho , w here , w hen ) time What’s a low-cost, low-investment way to try out this solution? What can you do in 2 weeks? » resources : What resources (people, funds, permissions) would you need to try this out? » questions to ans w er : What key questions do you have about this concept and its desirability for your customer? » how to measure success : How will you know if your solution was successful? Successful for whom?
  • 155. H C D 143 Deliver Plan Mini-Pilot Iterations C heck- in date C heck- in date C heck- in date » K e y learnings : » K e y learnings : » K e y learnings : » N E W resources : » N E W resources : » N E W resources : » NEW QUESTIONS: » NEW QUESTIONS: » NEW QUESTIONS: » N e w M easures : » N e w M easures : » N e w M easures :
  • 156. 144 H C D Deliver Create a Learning Plan Facilitator Notes Time: CREATE A LEARNING PLAN 45-60 mins. Difficulty: Throughout the design and implementation of new solutions, it is important to keep learning. With Human-Centered Design, design and evaluation are one seamless process, since both require attention to the effects of solutions on Step 1: Revisit the stories you gathered the lives of people. in the Hear phase as Early in the design process, you collected stories that helped develop the a baseline. Answer the questions: What understanding to get you to new ideas. After the first ideas were prototyped, was the situation of you gathered feedback to make those ideas better. the people in our initial research? What As implementation begins, it is important to keep learning about how the should we expect to solutions are working in order to keep making the designs better, and to select see happen in the lives how to spend valuable resources on the solutions that are making the most of these people if our impact. Instead of thinking that implementation is when design ends and ideas are successful? monitoring and evaluation activities begins, try to marry design and evaluation. Step 2: Develop an approach to collect When ideas are implemented, the team should continue to collect stories and more stories of before, gather feedback from users. Stories collected from people in the Hear phase will during, and after help the team create a baseline to track how solutions are affecting individuals’ implementation. If lives. Collecting on-going feedback will help the team iterate on the ideas in order possible, identify a demographically to make them more effective, more appropriate, and more cost-effective. similar group that will In addition to stories and feedback, begin to track indicators and outcomes. not be affected by your ideas and collect This is possible after the solutions are implemented and are important to their information as measuring the impact as well as the return on investment of solutions. well for a robust study. Step 3. Create a strategy for integrating qualitative and quantitative Refer to ‘Impact Planning and Learning Approaches’ methods for learning. from Keystone at keystoneaccountability.org. Step 4: Encourage the team to embrace measurement as a process to enable on-going learning and Refer to ‘The Evaluation Toolkit’ published by inspire new solutions FSG at fsg-impact.org/ideas. and pose new design challenges.
  • 157. H C D 145 Deliver Create a Learning Plan STORIES • Assess Needs • Understand Context • Develop Baseline • Gain Inspiration OUTCOMES FEEDBACK • Assess Impact • Evaluate Ideas • Evaluate ROI • Prioritize Solutions • Create New Baselines • Iterate Ideas • Identify Next Challenges • Develop Implementation Plan INDICATORS • Track Progress • Choose Ideas • Iterate Solutions • Identify Unintended Consequences THE LEARNING LOOP Stories, feedback, indicators, and outcomes are all ways of gathering empirical data in order to learn. A project in India for clean water storage and transportation utilized all of these methods to measure the impact potential and outcomes of solutions.
  • 158. 146 H C D Deliver Create a Learning Plan Method: Track Indicators method: Track Indicators Indicators help you measure the effects of your solutions. These effects can be positive or negative. They can also be intended or unintended. Facilitator Notes TYPES OF INDICATORS Time: 2-3 Hours Leading Difficulty: The impact of solutions can often take some time to become evident, such as months or years. In these cases, it makes sense to track leading indicators. For example, if your goal is Step 1. Ask the team to refer back to the to reduce the number of unwanted pregnancies (an effect that Theory of Change will take at least nine months to see), a leading indicator would and to your holistic be adherence to birth control. If your goal is to increase farmer impact assessment income, a leading indicator would be the number of farmers stakeholder map. growing high-value crops this season. Step 2. Focus on each stakeholder and/or Analogous step and for each one, Sometimes it is difficult to see direct impacts. This is especially list the information true when your design challenge is about trust or prevention. you would like to learn. In these cases, try to find an indicator that would logically lead For example, if the you to conclude whether your goal is being met. For example, solution is focused on increasing women’s on a project to increase trust of healthcare providers, the team income opportunities tracked the number of questions people asked doctors and and the men in the nurses. Since trust is hard to measure, the team decided to use community are a the posing of questions as an analogous indicator of trust. stakeholder, you might want to know how the Awareness solution is affecting When the goal involves people engaging or adopting something the incomes and time allocations of both new, the first step is to know whether they are aware of the men and women. solution or design. Measuring awareness is a good early indicator to help understand how big the impact of the solution may be. Step 3. For each stakeholder and/or Engagement step, ask: Are there Like awareness, measuring the number of people who leading indicators we should be tracking? are engaged in a new program is often very meaningful. Are there analogous For example, if the goal is to increase women’s incomes indicators we can through a program to export local art, the number of women track? How can we actively seeking out and participating in the program is a measure awareness meaningful indication of how much impact the program may and engagement? How will we track have on local incomes. and understand the dynamics of Dynamic Changes transformation that When a new solution is introduced, it is important to track are occurring? the changes over time that occur within the community, within households, and to the environment. These shifts can Step 4. If possible, include constituents be completely unexpected, and are sometimes positive and and other stakeholders sometimes negative. Its crucial to lookout out for these changes directly in this process. and unintended consequences early on in implementation.
  • 159. TRACK H C D 147 INDICA TORS TRACK Often teams look for only the positive and intended consequences. To get a full view of impact, it is critical to WATCH challenge yourself to look for the negative and unintended OUT consequences of solutions. Ask yourself what you would expect to see happening if the solutions were improving the lives of people. For example, if your goal was to increase household TIP income, would women starting more businesses be an #1 early indicator? If your goal was to increase childhood vaccinations, would the number of casual conversations about vaccines be a possible indicator? It is critical to track the effects of solutions on men and women, young and old, empowered and disempowered – even if your ideas are focused on other groups. Often the TIP group that is not the intended audience for the solutions #2 is a key player in the implementation and use of solutions.
  • 160. 148 H C D Deliver Create a Learning Plan Method: Evaluate Outcomes Facilitator Notes Time: 1-2 Hours Difficulty: Step 1. Evaluation has many stakeholders, including constituents, community leaders, government officers, funders, and others. method: When developing a plan to evaluate Evaluate Outcomes outcomes and impact, Measuring outcomes is critical to the learning cycle. Without a engage as many of good assessment of the impact a solution has made, there is these stakeholders as possible in the creation often not enough information about the direction or goals for of your evaluation and the next round of designs. learning plan. What will success look like Assessing outcomes is important for everyone – the implementer, from these multiple the funder, the design team, and the community. Outcome perspectives? measurement helps people understand where to best invest their resources. It is an opportunity to assess and plan for the future. Step 2. Have the team discuss various qualitative and quantitative measurement methods. Refer Outcome evaluation should not be a hurdle to the to methods that have been tried as implementers, grantees, or design team. By viewing this best practices, and WATCH phase as a continuation of design and opportunity for OUT brainstorm new learning, outcome measurement can be a rewarding methods that might be experience for everyone. necessary to achieve your specific goals. Which of these are appropriate for the challenge? Which of these methods speak The measurement process is iterative – return to stories to the interests and and feedback based on learnings from quantitative goals of the different measurements, and use stories and feedback to discover stakeholders? TIP which variables to include in quantitative studies. Step 3. Develop a plan that includes the right mix of qualitative and quantitative methods that will help the team keep learning about Use evaluation results as an opportunity for reflection how to improve upon TRY and creation of new design challenges. solutions and how to deliver those solutions #1 more effectively.
  • 161. H C D 149 Deliver Create a Learning Plan Method: Evaluate Outcomes Water Siblings Environment Pesticides Children Facilitator Notes Improved nutrition Time: NGO Parents 1-2 Hours Difficulty: Suppliers Funders Employers Step 1. List the different stakeholders in the system or develop a map. To develop a mind map, first write the name of the solution on a large poster or board. HOLISTIC IMPACT ASSESSMENT To assess the impact of a solution, program, Step 2. Draw a line from TRY or intervention, it is important to take a systemic the solution to the primary #2 and holistic view. Try the following exercise, stakeholders who will be affected by the solution. or develop a method of your own. Step 3. From each primary 1. Map or list all the stakeholders that your solution stakeholder, draw a line might touch – in positive, negative, or neutral ways. and list the secondary Try to create a complete list with many actors. A mind stakeholders that will be map format works well for this exercise. Remember to affected by the solution. include stakeholders that your team may not be focused Step 4. Keep going by on, such as: funders, people in the same community mapping more and more or adjacent communities who are not receiving direct stakeholders, including benefits, and non-human stakeholders such as animals, human and non-human the environment, and natural resources. Put this map or stakeholders. When you are finished, have the list in a place where you can refer to it often. team assess which of the stakeholders might be 2. As you see and track the effects of a solution, better off as a result of the write the effects on the list or map. Color code the solution, and which might actors that receive benefits from the solution and be negatively affected. those that experience negative effects. If possible, Step 5. Develop methods quantify the value of the effects with a standardized and techniques to measurement system. measure the impact on the stakeholders who 3. Using this learning, continue to iterate on the solutions might be both positively to find ways to increase the positive effects and lessen and negatively affected. negative effects. Step 6. Hang the map in 4. Examine the solution’s net value Use this exercise as a place where people can a way to continue learning and challenge the team to refer to it often. Capture thoughts and learnings in improve on solutions in order to make the outcomes more a section of the map so and more positive. that it becomes a living document for helping the team learn and engage in discussion.
  • 163. H C D Case study Interventions to Reduce Unplanned Pregnancy A project in the United States by IDEO to reduce the number of unplanned pregnancies utilized a wide portfolio of measurement and evaluation tools throughout the process. The design team started by gathering statistics and reading reports on unwanted pregnancies. Next, they went into the field to learn first-hand why young women have so many unplanned pregnancies, and what tools they had available to them to design interventions. The team discovered that rational arguments rarely work to prevent unplanned pregnancies. They also learned that a primary means of communication for young women was SMS text messaging. The understanding led to a number of solutions to help young women gain access to birth control pills and an SMS service that would remind women to take their birth control as directed. They got feedback on a number of different executions on the idea, which helped the team discover what worked and what didn’t. For example, a simple SMS service that spoke in conversational language was much more effective than a message written in a clinical, authoritative tone. From this, they found a partner that agreed to launch a mini- pilot to try out the SMS ideas. This method allowed for further learning and iteration. For the next phase, several partners will launch the SMS solutions with a functional website among a large number of young women. During this larger pilot, the team will track indicators such as click-based behaviors on the web. In addition, the team will interview clinic workers for anecdotal evidence of behavior change and assess the success of the program in a participatory way. After the pilot is completed and the program is scaled up, the team will also begin tracking outcomes, eventually including statistical evidence such as the rate of decline in abortions and unplanned pregnancies.
  • 168. 156 intro : FIELD CHECKLIST This Field Guide brings together the tools you’ll need to lead » C om p lete the follow ing : successful group meetings Worksheet: Recruiting Plan and individual interviews. Worksheet: Research Schedule Included in the Guide are Worksheet: Identity, Power Politics exercises to complete before going into the field, tips for successful interviews, and a » FA M I L I A R I Z E YO U R S E L F W I T H : place to capture highlights from the interviews while they Tips: Observation are still fresh in your mind. Tips: Conversation Tips: Discussion Guide Tips: Documentation Exercise: Community Characters Exercise: Resource Flow Exercise: Factors Forces Exercise: Journey Of An Offering Exercise: Aspirations » B R I N G W I T H YO U : Camera Video Camera (optional) Pens Markers Gifts for participants (optional) » T O D E B R I E F, F I L L O U T: Highlights
  • 169. 157 WO rksheet: RECRUITING PLAN Recruiting the right participants is critical to success. Remember to » GROUP MEETING LOCATIONS recruit extremes and balance Example Group Meeting Location: ethnic, class, and gender Village 1: Ansoung Commune of Kg Trabek District Unique Characteristic: Seasonal Flooding considerations. Village 1: Keeping track of the people Unique Characteristic: you speak with can also be challenging. Use the worksheets to help keep a list of who you Village 2: have spoken with and who you Unique Characteristic: plan to speak with next. Village 3: Unique Characteristic: For female participants, interviewers may need » I N D I V I D UA L PA R T I C I PA N T T YP E S : GENDER permission from male family members or Example Participant Types: community leaders. Successful Villager Person struggling to survive Large family with relatives in the city Female headed household Participant types:
  • 170. 158 Worksheet: RESEARCH SCHEDULE » TEAM LEADS » D etails 2 Teams: Asha Anand 2 groups of 10 participants / mixed gender » AC T I V I T Y » Date Example: Village 1 Group Meeting 7 June / 8:00 - 10:00 (including setup) 5 There are many things to juggle when you’re out in the field. The more you plan ahead of time, the more smoothly the process will go. However, be prepared to adjust quickly; for example, you might need to increase the number of facilitators if you show up and the group is twice as large as expected.
  • 171. 159 Worksheet: IDENTITY, POWER POLITICS » R ace E thnicit y » GENDER » C lass I ncome Are ethnic, racial, and/or Do women and men have Are communities divided tribal distinctions important unequal status in this along class or income lines? in this community? context? How might income and How might these issues What activities within and class divisions affect affect the research and outside the household the research and design design challenge? do men and women do challenge? differently? How will you deal with How will you deal with these issues in research? How might gender these issues in research? inequality affect the research and design challenge? How will you deal with these issues in research? » THE ELITE » T H E disem p ow ered Who are the political or Are any groups of people economic elites in this disempowered in this context? community (i.e. landless, children, disabled, etc)? How might their influence affect the research or How might the perspec- design challenge? tives of these groups affect the research and design How will you mitigate challenge? the influence of elites in research? How might the research take into account the perspectives of the disempowered? 6 Research with communities and individuals often involves issues of identity, power, and politics. To help think through these issues, answer the questions above.
  • 172. 160 ti p s : observation The things people say and what they actually do are often not the same thing. In-context observations are often useful for getting beyond tip what people say to understand what people do and feel. In-context means being with people During observations, look for: in their real settings, doing the things » hings that prompt shifts in behavior T they normally do. » Work-arounds and adaptations The stories that emerge from these encounters in the field show us » ody language B new opportunities and inspire new » hings people care about T solutions. » nything that surprises you A It is often very powerful to experience a process first-hand. Whenever » nything that questions your A possible, put yourself in the shoes assumptions about how the of a customer and experience their world works activities directly. » nything that you find “irrational” A For example: » Work with a farmer for a day in his or her field. » Live with a family for a few days. » Go with a sick person to seek medical care.
  • 173. 161 ti p s : conversation The in-context interview is a lengthy conversation (often 1.5+ hours) that explores the values, desires, frustrations, and aspirations of your interviewee. The conversation should: tip Be long enough to make your interviewee feel like they are really » sk open-ended questions, or A being heard, and that allows them questions that require a longer to go past their rehearsed “script” explanation than one word. » isten and be attentive, even if L Be focused enough so that you feel taking notes at the same time you are getting useful information to address your design challenge » ave a dynamic conversation, H don’t interview from a script Be general enough so that it feels like an open-ended conversation » Allow long pauses that can lead to unexpected insights » sk naïve questions (even if you’re A Generate a true back-and-forth the expert) to hear the explanation so that it feels like a conversation in their words and puts the interviewee at ease » on’t correct people; understand D their perceptions and why they Make the interviewee feel that may perceive things differently the conversation is about them, than you not about the product, service, or organization you are representing » emember: the participant is the expert! R
  • 174. 162 TIPS: DISCUSSION GUIDE FOR FARMING » OPEN SPECIFIC E xam p le inter v ie w guide Start the conversation with simple and » OPEN SPECIFIC specific questions your participants 1. Farm demographics will feel comfortable answering. You How many people live on your farm? may want to begin with a compliment Can you give me a tour of your farm? and short introduction and then move 2. tories of recent past S on to questions about the participant’s How did this year’s harvest compare to last year’s? current life. This is your chance to build Do you expect next year to be better or worse? rapport with the person you are inter- 3. hat do different members of the household do? W viewing and to ask basic questions that What activities do women men do differently? will help you understand their overall » GO BROAD life situation, the make-up of their household, and their farming activities. 4. spirations for the future - use Aspiration Cards A Choose 3 cards that represent what you hope for your future. » GO BROAD What did you choose and why? Prompt bigger more general topics 5. ystem-based questions - use Factors Forces worksheet S The innermost circle represents your household. that ask the participant to think about The middle circle your community. life, business, and the future. Ask about The outermost circle the nation and the world. their hopes and dreams for the future, What factors in each of these circles affect your prosperity? as well as the barriers to achieving 6. Household (or Community) Resource Flow — use the their goals. This is the chance to worksheets to illustrate or write household revenues and understand how they want to change expenditures. their lives, what is standing in their 7. ho do you turn to for information on farming and marketing W way, and what they perceive the real your products? In your community? Outside the community? paths to a better future might be. Who do you trust the most? Who gives you the best information? » PROBE DEEP » PROBE DEEP Ask deeper questions about the 8. uestions specific to innovation challenge (i.e Perceptions of Q design challenge at hand prompt Credit and Risk) Under what circumstances do people in your with ‘what if’ scenarios. The last half community take credit or loans? Have you ever taken credit? of the interview is the time to ask What for or why not? What was a recent, significant purchase? - Journey of an questions that are focused on your Offering Worksheet If you were offered a loan of $500, design challenge. Make sure to ask what would you do? concrete questions of the participant 9. acrificial Concepts S that will help you define what is and is Create 1 possible future product, service or agreement options not desirable to this person. for them to react to. It’s good to be provocative.
  • 175. 163 TIPS: DISCUSSION GUIDE FOR HEALTH » OPEN SPECIFIC E xam p le inter v ie w guide Start the conversation with simple and » OPEN SPECIFIC specific questions your participants 1. Home Setup will feel comfortable answering. You How many people live in your home? may want to begin with a compliment What do different members of your household do? and short introduction and then move 2. Home activities on to questions about the participant’s What is a day like in your home? current life. This is your chance to build What kind of things do adults and children do differently? Women and men? rapport with the person you are inter- viewing and to ask basic questions that 3. Context, values will help you understand their overall How is life for you/your family/your community the same or different than it was last year? life situation, the make-up of their household, and their farming activities. » G O B R OA D » GO BROAD 4. Aspirations for the future – use Aspiration cards Choose 3 cards that represent what you hope for your future. Prompt bigger more general topics What did you choose and why? that ask the participant to think about 5. Inividual (or Household) Health Flow – use the worksheet life, business, and the future. Ask about Use the worksheet to illustrate or write what contributes to their hopes and dreams for the future, or takes away from that person’s health. as well as the barriers to achieving 6. System-based questions – use Factors and Forces worksheet their goals. This is the chance to The innermost circle represents your household. understand how they want to change The middle circle your community. The outer circle, the nation and the world. their lives, what is standing in their What factors in each of these circles affect your health? way, and what they perceive the real paths to a better future might be. 7. Who is the healthiest person/household in your community? Why? » PROBE DEEP Who is the least healthy? What can/should be done for them to more healthy? When you have questions about health, be Ask deeper questions about the how do you find the answer? Where do you find the best information? design challenge at hand prompt with ‘what if’ scenarios. The last half » PROBE DEEP of the interview is the time to ask 8. uestions specific to the innovation challenge, e.g. perceptions Q questions that are focused on your of vaccines, choices around cost/value of doctor visits for design challenge. Make sure to ask different ailments. concrete questions of the participant Has anyone in your household needed to see a doctor recently? that will help you define what is and is 9. Sacrificial concepts not desirable to this person. Create possible future product, service, or agreement options for them to react to. Use your assumptions and questions to generate sacrificial ideas. Keep it simple; the more it’s just about one idea the better.
  • 176. 164 ti p s : documentation Capture everything you see, hear, smell, feel, and taste during the observation. It’s important to capture the experience to bring back with you to the office and to share with team tip members who were not present. Document the conversation with notes, photos, and/or recordings. In addition to your Field Guide, bring When documenting capture: a digital camera and, if possible, » Personal details (family size, a video camera or voice recorder. acreage, crops, diet, location) Write down first interpretations of » irect, unfiltered quotes (and D what’s going on at the moment it your immediate interpretations) happened; this critical information is often lost and difficult to » he expressions and feelings of T remember later. the person, not just their words » Ways they interacted with others Immediately after the interview (or and things in the environment within 24 hours), jot down immediate big picture takeaways from the » Things they care about most conversation using the Highlights page. The longer you wait, the more » oments or things that elicited M emotional responses, positive details and specifics may be lost. or negative It’s often helpful to work with a partner—one person responsible for leading the interview while the other is capturing and documenting. Compare the experiences, perceptions, and interpretations of the two people, and feel free to switch roles every day or so.
  • 177. 165 EXERCISE: COMMUNITY CHARACTErs This exercise is good for: » Group interviews E y es BRAIN » Warming up the participants » Identifying individuals you want to follow up with after the session EARS MOUTH (often the eyes, ears or mouth of the community) HEART H ands » S te p 1 : Begin by saying you’d like to get to know the community better by understanding the different roles people in the community play. FEET » S te p 2 : Ask the group to identify a specific person who represents the eyes ears of the community. You might need to qualify this with a definition (i.e. someone who is always looking outward beyond the community for new ideas to bring into the community). People may be reluctant Community Characters Worksheet to call out individuals, so remind them that there are many who play this role and you are simply looking for one example. This activity works differently with mixed-gender, men-only or a women-only group. » S te p 3 : If men are dominating in a mixed group, you may want to ask only GENDER Ask the group to explain why this person is the women to identify someone for a given role. the eyes ears. If possible, ask for a specific story that happened in the last month when the person played that role. Take notes in the appropriate box. This can sometimes be a highly political activity, especially if there are community or government leaders present. » S te p 4 : TIP It’s fine to abandon the exercise if the political environment is making Repeat for mouth, brain, heart or whichever this activity difficult. feel most relevant.
  • 178. BRAIN E y es MOUTH EARS H ands HEART FEET » EXERCISE NO. 1
  • 179. 167 EXERCISE: RESOURCE FLOW This exercise is good for: » Group interviews » Individual interviews » or indi v idual inter v ie w s : F » OR GROUP INTERVIEWS: F Use Worksheet No. 2A Use Worksheet No. 2B » S te p 1 : » S te p 1 : Ask if your participant or one of their Ask if anyone in the group likes to draw children likes to draw. If not, it’s fine for (often a teenager will volunteer). If no the participant or the interview leader one volunteers, the interviewer can make to write. notes based on what people say. 2A » S te p 2 : » S te p 2 : Ask the participant to list everything that If someone voluteered to draw, ask that brings money INTO the household on the person to work with the group to draw left side of the page. (This might include representations of everything that bring various crops, livestock, labor, etc) money INTO the community on the left 2B side of the page. (These means of income Resource Flow Worksheets might include various crops, livestock, » S te p 3 : labor, etc) Ask the participant to list everything that takes money OUT of the household on the right side of the page. (This might » S te p 3 : include seed, technology, education, Next, ask them to draw or say everything medical expenses, etc) that takes money OUT of the community on the right side of the page. (These expenditures might include seed inputs, » S te p 4 : water technology, education, medical Ask the participant to circle the item expenses, etc) on the page that provides the largest income and the largest cost. Alterna- tively, you can ask them to rank order » S te p 4 : all the items listed. Ask them to circle the items on the page that provide the largest income and the largest cost. » S te p 5 : Ask which items listed are controlled by the women and which are controlled by » S te p 5 : the men. Note this information down on If desired, ask them to rank all the items the worksheet. from most money to least money. Different cultures will often determine whether the man or the woman is in charge of decision- making and finances in the home. If one person is dominating the conversation, invite the input of the other. Sometimes it is helpful for the design team to split up into two groups—one GENDER to interview the husband and one to interview the wife. This enables you to cross-check and compare stories after the interview.
  • 180. » EXERCISE NO. 2
  • 181. » EXERCISE NO. 2
  • 182. » EXERCISE NO. 3
  • 183. 171 EXERCISE: Factors Forces This exercise is good for: » Group Interviews GENDER » Individual Interviews In mixed-gender group sessions, the women will stay quiet in some cultures though they have determine to Different cultures will often many ideas share. When asking for man or the woman is in » roadening the conversation B whether the responses to these questions, you might say “I’d like five people to respond to this charge of decision-making and finances beyond one’s immediate individual question” and point to five people who represent a mix in the home. If one person is dominating of genders. needs and circumstances the conversation, invite the input of the Near the other. Sometimes it is what brings the end of the exercise, ask helpful for prosperity to the team toof the up into two groups— design women split community or » nviting conflicting opinions from I household. Note interview the husband and one to one to if these factors are different. different members of community interview the wife. This enables you to cross-check and compare stories after for rich dialogue the interview. » OR GROUP INTERVIEWS: F » or indi v idual inter v ie w s : F » S te p 1 : » S te p 1 : Tell the group that you want to Tell your participant that you want to understand all the factors and forces understand all the factors and forces that affect their prosperity. that affect their prosperity. Describe the diagram: Describe the diagram: » The innermost circle is the community » he innermost circle is the person T » The second circle is the nation and his/her family » The third circle is the world » The second circle is their community Factors Forces Worksheet » he third circle is their country T » S te p 2 : and the world Ask what factors in the community, in the nation and in the world BRING » S te p 2 : prosperity to the community (i.e. health, Ask what factors in the family, in the work ethic, children in school, etc). Start community and in the nation BRING with the community level and build prosperity to their family. Start with outwards to the world. Take notes in the household level and build outwards the appropriate circles. to the nation. Take notes in the appropriate circles. » S te p 3 : Ask what factors in the world, in the » S te p 3 : nation and in the community take Ask what factors in the nation, in the prosperity AWAY from the community community and in the household take (i.e. violence, cost of fuel, legal status, prosperity AWAY from their family. property ownership, climate change, Take notes in the appropriate circles. globalization, etc). Take notes in the appropriate circles.
  • 185. 173 EXERCISE: journey of an offering This exercise is good for: » Individual interviews » Understanding what a person considers when purchasing a new product or servicefor the first time » S te p 1 : Tell the participant that you want to know what they think about when deciding to make a purchase. » S te p 2 : Ask the participant to think of the last time they bought a new thing or service. » S te p 3 : Journey of an Offering Worksheet Show the participant the cards: talk, look, compare, try, money. Ask them to tell you how they did these things when making Different cultures will often determine whether the man or the woman their purchase. is in charge of decision-making and finances in the home. If the man is the dominant voice in the conversation, listen to his explanation first, Talk: Did you talk to people about the GENDER then ask for the woman to describe the journey from her perspective. product or service? Who and why? What were your questions? Did you talk Sometimes it is helpful for the design team to split up into two groups— to anyone about it after you made the one to interview the husband and one to interview the wife. This enables purchase? you to cross-check and compare stories after the interview. Look: Where did you see this product or service? What did you think at the time? Compare: What other options did you con- This exercise can also be used to discuss a potential product or service. sider? What else did you compare this to? TIP
  • 186. TRY COMPARE SAVE LOOK AT MARKET GET CREDIT TALK
  • 189. 177 EXERCISE: ASPIRATIONS EXERCISE This exercise is good for: » Engaging participants in group and individual interviews » Getting people to talk about what they desire for the future » Making people feel comfortable talking about broader issues » S te p 1 : Start by saying that you want to know what the participants hope for and desire for the future. » S te p 2 : Tell the participants that you have a set of cards with various pictures on them. » S te p 3 : Journey of an Offering Worksheet Ask the participants to look through the cards and choose the three pictures that represent what they hope for in the future. Have the participants explain what the picture is in their own words, do not interpret the pictures for them. Often people will choose something that represents one thing to them, but may represent TIP something different to the researcher. » S te p 4 : If a participant asks, “what is this?” to a picture, tell them that it is anything they think it is, or if the picture doesn’t make sense to them, skip it and move on. If appropriate, you can ask people to choose the three pictures that represent what they fear in the future after they are finished with the first exercise. TIP » S te p 5 : After the participants have chosen their pictures, ask “Tell me what you chose” and have them describe the picture. Then ask: You may find that you need different pictures for your design challenge “Why did you choose this?” Document both or the community you are working with. With the help of the internet, the pictures and explanations. TRY find some pictures and print them out to add to this group of pictures.
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  • 199. 187 worksheet: HIGHLIGHTS » T y p e of Acti v it y: » Date : » N ame : Group Interview In-Context Immersion Individual Interview Other » L O c AT I O N : T hings the partici pant( s ) said or did that T hings that matter most to the sur p rised you or most memorable quotes : partici pant( s ) : M ain themes or learnings that stood out N e w to p ics or questions to ex p lore in from this inter v ie w : future inter v ie w s :
  • 200. 188 Acknowledgements This Toolkit is the result of a project funded by the Bill Melinda Gates Foundation. The BMGF brought together four organizations—IDEO, IDE, Heifer International, and ICRW—to partner in the creation of a method for guiding innovation and design for people living under $2/day. As one of the key developers of the Human-Centered Design process, an IDEO team led the creation of this Toolkit. While IDEO takes responsibility for its shortcomings, we cannot take responsibility for any of its successes. These successes are the outcome of an extraordinary collaboration of partnerships on many continents— and the individuals that went above and beyond to prototype and field test these methods. Working on-site with IDE teams in Ethiopia, Zambia, Cambodia, Vietnam, and the US, as well as with Heifer International in Kenya, the HCD process was adapted for use with constituents in developing contexts. IDEO revised and re-released the second edition of the Toolkit drawing on other social impact projects and on inspiration from outside users of the Toolkit. Thanks to Kara Pecknold for sharing her use of the Human-Centered Design Toolkit in Rwanda as case study. Thanks also to Fidel Calderon and Indhira Rojas for the visual design of this edition. To add your own experiences or give feedback for the next edition of this Toolkit, email info@ideo.org This is a working prototype. Let’s keep learning, adapting, and iterating together.