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Institutional Arrangements for
Implementation of the Rural Water Supply
and Sanitation Program in Nigeria
Dogara Bashir
National Water Resources Institute,
Kaduna
Advocacy and Sensitization Meeting for
State and LGA Policy Makers at Jigawa
State Hotels, Dutse, Nigeria on
7th
September, 2005
Presentation to
the
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 2
Outline of Presentation
Water and Sanitation Sector Instruments
Action and Investment Plans (AIPs)
Technology Options for RWSS
Gross Investment Requirements
Key Phase 1 Activities
Institutional Arrangements
Community Level Management Structure
LGA Level Management Structure
Effective Delivery of WSS Services
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 3
Water and Sanitation Sector Instruments
NEEDS
The Water Resources
Management
Strategy
The
Water Resources
Policy
The
Water Law
Urban Water Supply (and
Sanitation) Programme
(Urban Sector Reform Document)
Small-Towns Water Supply and
Sanitation Programme
(Implementation Guidelines for STWSSP)
Rural Water Supply and
Sanitation Programme (RWASS
Prog. Framework Document)
Policy Instruments of Other
Govt. Agencies (FMEnv, FMoH,
FMA&RD,NAPEP)
The
National Water Supply and
Sanitation Policy
The
National Water Sanitation
Policy
The National Water Supply
and Sanitation Programme
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 4
National RWSS Programme Structure
Federal Level
Programmes
State Level
Programmes
LGA Level
Programmes
ExternalSupport
Agencies’Programmes
PrivateSector/NGOs
Programmes
Programme Convergence at
Community and Household Level
Access to safe water and improved sanitation
for rural communities and household
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 5
Service Coverage Targets
40
50
67
80
100
100
100
35
40
67
60
90
100
100
0 20 40 60 80 100 120
< 2003
2005
2007
2010
2015
2020
> 2020
TargetYear
%Service Coverage
Safe Water
Improved Sanitation
National Policy Targets
PWI Targets
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 6
Action and Investment Plans (AIPs)
• Developed at national, state and LGA levels
• Two plans for two main planning cycles:
–IP for the 4-year programme cycle (2004-2007, 2008-
2011) – phase implementation
–AP for the annual programme cycle – annual
implementation per phase
• Development of AIPs supported by NWRI,
Consultants appointed by FMWR and ESAs
• Participation in AIP development by any State,
LGA and/or Community depends on satisfying
the MCC
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 7
Action and Investment Plans (AIPs)
• Co-ordination, consolidation and quality
control of AIPs by FMWR
• Key elements of AIPs:
–Goals, objectives and targets
–Agreed indicators (input, process, output,
outcome and impact)
–Milestones and activities
–Development plans of government and ESAs
–Current service coverage for the tier of
government
–Time scale for implementing the activities
–Available resources (human and financial)
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 8
National Action Plans (NAP)
• Development to be led by FMWR
• NAP takes cognisance of SAPs
• Activities to be implemented nationally
• Funded from the FG share (50%)
• Activities include:
–National baseline studies and surveys, training needs
assessments, etc.
–Research and development
–Development of training materials and manuals
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 9
National Action Plans (NAP)
• Other activities include:
–Training of sector professionals
–Advocacy/sector meetings and workshops
–Technical support for development of AIPs
–Procurement and distribution of critical
equipment
–M & E and establishment of database
–National review meetings
–Development of standards for WSS
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 10
State Action Plans (SAP)
• Development to be led by State RWSSA
• SAP takes cognisance of LAPs
• Funded from the State share (25%)
• Plan to include cost sharing: State, LGA and
communities
• Duly recognise hygiene promotion and
education
• Preparation of financing plan and investment
plan
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 11
State Action Plans (SAP)
• Key activities include:
– Organising planning and review meetings
– Training of sector personnels
– Geophysical surveys for well siting
– Rehabilitation of dysfunctional WS schemes
– Borehole drilling and pump installation
– Construction of mini water supply schemes
– Construction of water and sanitary facilities in schools
– Advocacy and mobilisation meetings
– M & E and establishment of database
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 12
Local Government Action Plans (LAP)
• Development Coordinated by WSS
Dept.
• LAP takes cognisance of CAPs
• Emphasis on supporting rural
communities
• Focus on access to safe water and
improved sanitation
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 13
Local Government Action Plans (LAP)
• Activities include:
–Rapid rural appraisals (RRA)
–Mobilisation of communities
–Establishment and training of village
WASCOMs
–Supporting communities develop action
plans
–Training of village artisans on latrine
construction and maintenance of WSS
facilities
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 14
Local Government Action Plans (LAP)
• Other activities include:
–Construction of:
•dug wells
•rainwater harvesting structures
•spring protection systems
•Demonstration latrines
–Promotion of hygiene and sanitation
–M & E and LGA database establishment
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 15
Community Action Plans (CAP)
• Developed by rural community with the
assistance of LGA WSS Dept.
• Details may vary but include the following:
–Establishment of the WASCOM
–Planning and implementing community mapping
–Collection of financial contributions
–Participation in some LGA facilitated meetings
–Construction of household/communal latrines and
hand-washing facilities
–Operation and maintenance of facilities
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 16
Technology Options for RWS
and per Capita Costs
Technology Options
Per Capita
Cost ($)
Population
Served by
Facility
Technology
Propotion
(%)
Motorised/solar scheme 20 3,000 20
Handpump borehole 20 300 40
Handpump dugwell 15 100 10
Protected hand-dug well 10 100 20
Protected spring 15 3,000 10
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 17
Technology Options for Rural Sanitation and
per Capita Costs
Technology Options
Per Capita
Cost ($)
Technology
Propotion
(%)
VIP latrine 25 5
Pour flush (PFL) 25 5
Sanplat (SPL) 3 60
Upgraded pit latrine (UPL) 1 30
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 18
Gross Investment Requirements (Water)
495.308521
247.65426
139.305521
123.82713
46.435174
Handpump Boreholes
Motorised BH Scheme
Handpump Dug Wells
Protected Dug Wells
Protected Springs
0 100 200 300 400 500 600
Based on:
2002 Safe Water Access = 40%
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 19
Gross Investment Requirements (Sanitation)
139.741473
97.04269
97.04269
23.290246
Sanplat Latrine
VIP Latrine
Pour Flush Latrine
Upgraded Latrine
0 20 40 60 80 100 120 140 160
Based on:
2002 Improved Sanitation Access = 35%
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 20
Sources of Funds
• Resources to meet investment cost from:
–Government budgets (FG, SG, LG)
–Communities
–ESAs
–NGOs
–The private sector
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 21
Key Phase 1 Activities
• Establish/reform RWSS institutions
• Establish Training Network Centre (TNC) in NWRI
• Develop state action/investment plans
• Conduct baseline surveys to determine access levels
• Build national capacity
• Establish community management systems
• Sanitation development/hygiene promotion
• Rehabilitate of broken down water systems
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 22
Key Phase 1 Activities
• Construct new RWSS facilities
• Establish RWSS specialty groups
• Strengthen local manufacture of RWSS
equipment/ materials
• Establish handpump spare parts distribution
• Resource mobilisation
• Develop partnership
• Evaluate phase 1 and prepare for phase 2
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 23
Institutional Arrangement
WASCOM
LGA RWSS
Steering. COM
State RWSS
Steering. Com
National RWSS
Steering. Com.
Communities
LGA WSS
Department
State RWSS
Agency
FMF/NPC
FMWR
RWSS Division
LGA PHC
Department
SMoE
FMOE
ESAs
LGA Educ.
Department
SMOH
FMOH
Planning, Implementation and Monitoring Support
Advisory Support
SMWR/
SMEvn
FMEnv
LGA Agric.
Department
NWRI /
TNCs
FMARD
SMARD/
ADP
Zonal RWSS
Coordination Comm
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 24
Community Management Structure
Traditional
Leader
CDA WASCOM CBOs
Well Diggers
Handpump
Mechanics
Latrine
Artisans
Sanitation &
Hygiene
Promoters
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 25
Community-level Management
• Main responsibilities
–Request support from LGA
–Plan, manage and maintain WSS facilities
–Latrine construction (household and communal)
–Monitoring
–Keeping records of accounts and mgt decisions
–Collection of contributions
–Make contribution of 5% for new water facilities
–Manage maintenance of WSS facilities
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 26
LGA Level Management Structure
LG
Council
PHC Works RWSS Agriculture Education
Finance &
Admin.
Depts.
Water
Supply Sanitation CM & HE M & E
Units
LGA RWSS
Steering Comm.
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 27
LGA RWSS Steering Committee
• Composition:
– LGA Chairman
– LGA Counselors
– HODs (RWSS, PHC, Works, Educ & CD)
– State RWSSA
– Traditional Rulers in the LGA
– Retired Public Officers
– Women Groups
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 28
LGA-level Management
• Main Responsibilities
–Prepare and update LGA RWSS plan
–Execute LGA RWSS programme
–Establish agreement with communities
–Support communities obtain WSS services
–Carry out community mobilisation and training
–Implement hygiene and sanitation promotion
–Monitor programme implementation
–Monitor handpump functionality
–Construction of wells and latrines in school
–Test water quality of new facilities
–Provide share of investment cost
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 29
Effective Delivery of WSS Services
• Statutory responsibility for the delivery of WSS
services to Nigerians residing in rural areas is the
shared responsibility of the 3 tiers of government
• As stipulated in the national policy, communities,
government and the private sector need to enter
into partnership for sustainable delivery of WSS
services
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 30
Effective Delivery of WSS Services
Successful implementation of the
National RWSS Programme in any
State is critically dependent on strong,
efficient, effective and focussed RWSS
agency at the State level and WSS
department at the LGA level
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 31
Effective Delivery of WSS Services
The RWSSA and WSS Dept. should be
established by Acts of the State House of
Assembly, be included in the State and LGA
annual budgets and be headed by officers
senior enough to have no more than one
other officer from the State and LGA Chief
Executives respectively
D. Bashir: Institutional Arrangements for Implementing RWSS Programme 32
THANKS FORLISTENING

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Institutional arrangements for implementation of rwss program in nigeria

  • 1. Institutional Arrangements for Implementation of the Rural Water Supply and Sanitation Program in Nigeria Dogara Bashir National Water Resources Institute, Kaduna Advocacy and Sensitization Meeting for State and LGA Policy Makers at Jigawa State Hotels, Dutse, Nigeria on 7th September, 2005 Presentation to the
  • 2. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 2 Outline of Presentation Water and Sanitation Sector Instruments Action and Investment Plans (AIPs) Technology Options for RWSS Gross Investment Requirements Key Phase 1 Activities Institutional Arrangements Community Level Management Structure LGA Level Management Structure Effective Delivery of WSS Services
  • 3. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 3 Water and Sanitation Sector Instruments NEEDS The Water Resources Management Strategy The Water Resources Policy The Water Law Urban Water Supply (and Sanitation) Programme (Urban Sector Reform Document) Small-Towns Water Supply and Sanitation Programme (Implementation Guidelines for STWSSP) Rural Water Supply and Sanitation Programme (RWASS Prog. Framework Document) Policy Instruments of Other Govt. Agencies (FMEnv, FMoH, FMA&RD,NAPEP) The National Water Supply and Sanitation Policy The National Water Sanitation Policy The National Water Supply and Sanitation Programme
  • 4. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 4 National RWSS Programme Structure Federal Level Programmes State Level Programmes LGA Level Programmes ExternalSupport Agencies’Programmes PrivateSector/NGOs Programmes Programme Convergence at Community and Household Level Access to safe water and improved sanitation for rural communities and household
  • 5. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 5 Service Coverage Targets 40 50 67 80 100 100 100 35 40 67 60 90 100 100 0 20 40 60 80 100 120 < 2003 2005 2007 2010 2015 2020 > 2020 TargetYear %Service Coverage Safe Water Improved Sanitation National Policy Targets PWI Targets
  • 6. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 6 Action and Investment Plans (AIPs) • Developed at national, state and LGA levels • Two plans for two main planning cycles: –IP for the 4-year programme cycle (2004-2007, 2008- 2011) – phase implementation –AP for the annual programme cycle – annual implementation per phase • Development of AIPs supported by NWRI, Consultants appointed by FMWR and ESAs • Participation in AIP development by any State, LGA and/or Community depends on satisfying the MCC
  • 7. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 7 Action and Investment Plans (AIPs) • Co-ordination, consolidation and quality control of AIPs by FMWR • Key elements of AIPs: –Goals, objectives and targets –Agreed indicators (input, process, output, outcome and impact) –Milestones and activities –Development plans of government and ESAs –Current service coverage for the tier of government –Time scale for implementing the activities –Available resources (human and financial)
  • 8. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 8 National Action Plans (NAP) • Development to be led by FMWR • NAP takes cognisance of SAPs • Activities to be implemented nationally • Funded from the FG share (50%) • Activities include: –National baseline studies and surveys, training needs assessments, etc. –Research and development –Development of training materials and manuals
  • 9. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 9 National Action Plans (NAP) • Other activities include: –Training of sector professionals –Advocacy/sector meetings and workshops –Technical support for development of AIPs –Procurement and distribution of critical equipment –M & E and establishment of database –National review meetings –Development of standards for WSS
  • 10. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 10 State Action Plans (SAP) • Development to be led by State RWSSA • SAP takes cognisance of LAPs • Funded from the State share (25%) • Plan to include cost sharing: State, LGA and communities • Duly recognise hygiene promotion and education • Preparation of financing plan and investment plan
  • 11. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 11 State Action Plans (SAP) • Key activities include: – Organising planning and review meetings – Training of sector personnels – Geophysical surveys for well siting – Rehabilitation of dysfunctional WS schemes – Borehole drilling and pump installation – Construction of mini water supply schemes – Construction of water and sanitary facilities in schools – Advocacy and mobilisation meetings – M & E and establishment of database
  • 12. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 12 Local Government Action Plans (LAP) • Development Coordinated by WSS Dept. • LAP takes cognisance of CAPs • Emphasis on supporting rural communities • Focus on access to safe water and improved sanitation
  • 13. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 13 Local Government Action Plans (LAP) • Activities include: –Rapid rural appraisals (RRA) –Mobilisation of communities –Establishment and training of village WASCOMs –Supporting communities develop action plans –Training of village artisans on latrine construction and maintenance of WSS facilities
  • 14. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 14 Local Government Action Plans (LAP) • Other activities include: –Construction of: •dug wells •rainwater harvesting structures •spring protection systems •Demonstration latrines –Promotion of hygiene and sanitation –M & E and LGA database establishment
  • 15. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 15 Community Action Plans (CAP) • Developed by rural community with the assistance of LGA WSS Dept. • Details may vary but include the following: –Establishment of the WASCOM –Planning and implementing community mapping –Collection of financial contributions –Participation in some LGA facilitated meetings –Construction of household/communal latrines and hand-washing facilities –Operation and maintenance of facilities
  • 16. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 16 Technology Options for RWS and per Capita Costs Technology Options Per Capita Cost ($) Population Served by Facility Technology Propotion (%) Motorised/solar scheme 20 3,000 20 Handpump borehole 20 300 40 Handpump dugwell 15 100 10 Protected hand-dug well 10 100 20 Protected spring 15 3,000 10
  • 17. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 17 Technology Options for Rural Sanitation and per Capita Costs Technology Options Per Capita Cost ($) Technology Propotion (%) VIP latrine 25 5 Pour flush (PFL) 25 5 Sanplat (SPL) 3 60 Upgraded pit latrine (UPL) 1 30
  • 18. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 18 Gross Investment Requirements (Water) 495.308521 247.65426 139.305521 123.82713 46.435174 Handpump Boreholes Motorised BH Scheme Handpump Dug Wells Protected Dug Wells Protected Springs 0 100 200 300 400 500 600 Based on: 2002 Safe Water Access = 40%
  • 19. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 19 Gross Investment Requirements (Sanitation) 139.741473 97.04269 97.04269 23.290246 Sanplat Latrine VIP Latrine Pour Flush Latrine Upgraded Latrine 0 20 40 60 80 100 120 140 160 Based on: 2002 Improved Sanitation Access = 35%
  • 20. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 20 Sources of Funds • Resources to meet investment cost from: –Government budgets (FG, SG, LG) –Communities –ESAs –NGOs –The private sector
  • 21. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 21 Key Phase 1 Activities • Establish/reform RWSS institutions • Establish Training Network Centre (TNC) in NWRI • Develop state action/investment plans • Conduct baseline surveys to determine access levels • Build national capacity • Establish community management systems • Sanitation development/hygiene promotion • Rehabilitate of broken down water systems
  • 22. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 22 Key Phase 1 Activities • Construct new RWSS facilities • Establish RWSS specialty groups • Strengthen local manufacture of RWSS equipment/ materials • Establish handpump spare parts distribution • Resource mobilisation • Develop partnership • Evaluate phase 1 and prepare for phase 2
  • 23. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 23 Institutional Arrangement WASCOM LGA RWSS Steering. COM State RWSS Steering. Com National RWSS Steering. Com. Communities LGA WSS Department State RWSS Agency FMF/NPC FMWR RWSS Division LGA PHC Department SMoE FMOE ESAs LGA Educ. Department SMOH FMOH Planning, Implementation and Monitoring Support Advisory Support SMWR/ SMEvn FMEnv LGA Agric. Department NWRI / TNCs FMARD SMARD/ ADP Zonal RWSS Coordination Comm
  • 24. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 24 Community Management Structure Traditional Leader CDA WASCOM CBOs Well Diggers Handpump Mechanics Latrine Artisans Sanitation & Hygiene Promoters
  • 25. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 25 Community-level Management • Main responsibilities –Request support from LGA –Plan, manage and maintain WSS facilities –Latrine construction (household and communal) –Monitoring –Keeping records of accounts and mgt decisions –Collection of contributions –Make contribution of 5% for new water facilities –Manage maintenance of WSS facilities
  • 26. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 26 LGA Level Management Structure LG Council PHC Works RWSS Agriculture Education Finance & Admin. Depts. Water Supply Sanitation CM & HE M & E Units LGA RWSS Steering Comm.
  • 27. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 27 LGA RWSS Steering Committee • Composition: – LGA Chairman – LGA Counselors – HODs (RWSS, PHC, Works, Educ & CD) – State RWSSA – Traditional Rulers in the LGA – Retired Public Officers – Women Groups
  • 28. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 28 LGA-level Management • Main Responsibilities –Prepare and update LGA RWSS plan –Execute LGA RWSS programme –Establish agreement with communities –Support communities obtain WSS services –Carry out community mobilisation and training –Implement hygiene and sanitation promotion –Monitor programme implementation –Monitor handpump functionality –Construction of wells and latrines in school –Test water quality of new facilities –Provide share of investment cost
  • 29. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 29 Effective Delivery of WSS Services • Statutory responsibility for the delivery of WSS services to Nigerians residing in rural areas is the shared responsibility of the 3 tiers of government • As stipulated in the national policy, communities, government and the private sector need to enter into partnership for sustainable delivery of WSS services
  • 30. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 30 Effective Delivery of WSS Services Successful implementation of the National RWSS Programme in any State is critically dependent on strong, efficient, effective and focussed RWSS agency at the State level and WSS department at the LGA level
  • 31. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 31 Effective Delivery of WSS Services The RWSSA and WSS Dept. should be established by Acts of the State House of Assembly, be included in the State and LGA annual budgets and be headed by officers senior enough to have no more than one other officer from the State and LGA Chief Executives respectively
  • 32. D. Bashir: Institutional Arrangements for Implementing RWSS Programme 32 THANKS FORLISTENING