Metadata	
  Infrastructure	
  for	
  OA:	
  
The	
  Need	
  for	
  Ar+cle-­‐Level	
  
Open-­‐Access	
  Metadata	
  	
  
Todd	
  A.	
  Carpenter,	
  NISO	
  Execu7ve	
  Director	
  
CENDI	
  Mee7ng	
  
May	
  9,	
  2013	
  -­‐	
  Alexandria,	
  VA
About
•  Non-­‐profit	
  industry	
  trade	
  associa7on	
  accredited	
  by	
  ANSI	
  
with	
  150+	
  members	
  
•  Mission	
  of	
  developing	
  and	
  maintaining	
  technical	
  standards	
  
related	
  to	
  informa7on,	
  documenta7on,	
  discovery	
  and	
  
distribu7on	
  of	
  published	
  materials	
  and	
  media	
  
•  Volunteer	
  driven	
  organiza7on:	
  400+	
  spread	
  out	
  across	
  the	
  
world	
  
•  Represent	
  US	
  interests	
  to	
  ISO	
  TC	
  46	
  &	
  also	
  serve	
  as	
  
Secretariat	
  for	
  ISO	
  TC46/SC9	
  -­‐	
  Iden7fica7on	
  &	
  Descrip7on	
  
•  Responsible	
  for	
  standards	
  like	
  ISSN,	
  DOI,	
  Dublin	
  Core	
  
metadata,	
  DAISY	
  digital	
  talking	
  books,	
  OpenURL,	
  MARC	
  
records,	
  and	
  ISBN	
  (indirectly)
Percentage	
  of	
  ar7cles	
  published	
  as	
  OA
(Graph reprinted from R. Poynder, “Open Access by
Numbers,” Open and Shut, June 19, 2011.
More	
  Mandates
Implica7ons?	
  
Poten7al	
  Use	
  Cases	
  -­‐	
  Users	
  
•  Discovery	
  of	
  and	
  access	
  to	
  OA	
  material	
  via	
  a	
  MetaIndex	
  
•  Reader	
  understanding	
  of	
  access	
  status	
  
•  General	
  public/non-­‐professional	
  researcher	
  understanding	
  of	
  
access	
  status	
  
•  Researcher	
  understanding	
  of	
  re-­‐use	
  permissions	
  
•  Ci7ng	
  version	
  of	
  OA	
  item	
  
Poten7al	
  Use	
  Cases	
  -­‐	
  Content	
  
Providers/Aggregators	
  
	
  •  Use	
  of	
  content,	
  for	
  repositories	
  
•  Text-­‐mining	
  content	
  
•  Conflic7ng	
  OA	
  licensing	
  statements	
  made	
  when	
  ar7cle	
  
metadata	
  supplied	
  to	
  repositories	
  
•  Poten7al	
  discovery	
  of	
  and	
  access	
  to	
  OA	
  ar7cles	
  in	
  hybrid	
  
journals	
  	
  
•  Deposi7ng	
  research/ar7cles	
  in	
  IR	
  
•  Producing	
  DOI/cita7on	
  for	
  OA	
  items	
  
Poten7al	
  Use	
  Cases	
  -­‐	
  Funder,	
  
government,	
  and	
  ins7tu7ons	
  
•  Funders	
  tracking	
  policy	
  compliance	
  
•  Repor7ng	
  on	
  policy	
  compliance	
  or	
  performance	
  
 <CAVEAT>	
  	
  
	
  
I	
  am	
  not	
  (nor	
  is	
  NISO)	
  	
  
advoca7ng	
  for	
  Open	
  Access	
  
	
  
Not	
  for	
  more,	
  greater,	
  freer,	
  or	
  
cheaper	
  Open	
  Access	
  
	
  	
  
	
  
But if publishers are going to
adopt Open Access
the community needs
to be able to machine process
that fact
Metadata Infrastructure for OA:The Need for Article-LevelOpen-Access Metadata
CC-0
CC-BY
CC-BY-NC
CC-BY-SA
<ONIX-PL>
Working Group Members
Note: Logos represent WG members. It does not imply institutional support for the project or its output.
A Bit More Information
•  NISO Workroom:
www.niso.org/workrooms/OAmetadata
•  Scholarly Kitchen: 	
  
hep://scholarlykitchen.sspnet.org/2012/12/05/as-­‐hybrid-­‐
open-­‐access-­‐grows-­‐the-­‐scholarly-­‐community-­‐needs-­‐ar7cle-­‐
level-­‐oa-­‐metadata/	
  
•  Serials Review:
	
  hep://dx.doi.org/10.1016/j.serrev.2013.02.001	
  	
  	
  
	
  (subs	
  Req’d)	
  
Thank you!
Todd Carpenter, Executive Director	

tcarpenter@niso.org	

National Information Standards Organization (NISO)	

3600 Clipper Mill Road, Suite 302	

Baltimore, MD 21211 USA	

+1 (301) 654-2512	

www.niso.org

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Metadata Infrastructure for OA: The Need for Article-Level Open-Access Metadata

  • 1. Metadata  Infrastructure  for  OA:   The  Need  for  Ar+cle-­‐Level   Open-­‐Access  Metadata     Todd  A.  Carpenter,  NISO  Execu7ve  Director   CENDI  Mee7ng   May  9,  2013  -­‐  Alexandria,  VA
  • 2. About •  Non-­‐profit  industry  trade  associa7on  accredited  by  ANSI   with  150+  members   •  Mission  of  developing  and  maintaining  technical  standards   related  to  informa7on,  documenta7on,  discovery  and   distribu7on  of  published  materials  and  media   •  Volunteer  driven  organiza7on:  400+  spread  out  across  the   world   •  Represent  US  interests  to  ISO  TC  46  &  also  serve  as   Secretariat  for  ISO  TC46/SC9  -­‐  Iden7fica7on  &  Descrip7on   •  Responsible  for  standards  like  ISSN,  DOI,  Dublin  Core   metadata,  DAISY  digital  talking  books,  OpenURL,  MARC   records,  and  ISBN  (indirectly)
  • 3. Percentage  of  ar7cles  published  as  OA (Graph reprinted from R. Poynder, “Open Access by Numbers,” Open and Shut, June 19, 2011.
  • 6. Poten7al  Use  Cases  -­‐  Users   •  Discovery  of  and  access  to  OA  material  via  a  MetaIndex   •  Reader  understanding  of  access  status   •  General  public/non-­‐professional  researcher  understanding  of   access  status   •  Researcher  understanding  of  re-­‐use  permissions   •  Ci7ng  version  of  OA  item  
  • 7. Poten7al  Use  Cases  -­‐  Content   Providers/Aggregators    •  Use  of  content,  for  repositories   •  Text-­‐mining  content   •  Conflic7ng  OA  licensing  statements  made  when  ar7cle   metadata  supplied  to  repositories   •  Poten7al  discovery  of  and  access  to  OA  ar7cles  in  hybrid   journals     •  Deposi7ng  research/ar7cles  in  IR   •  Producing  DOI/cita7on  for  OA  items  
  • 8. Poten7al  Use  Cases  -­‐  Funder,   government,  and  ins7tu7ons   •  Funders  tracking  policy  compliance   •  Repor7ng  on  policy  compliance  or  performance  
  • 9.  <CAVEAT>       I  am  not  (nor  is  NISO)     advoca7ng  for  Open  Access     Not  for  more,  greater,  freer,  or   cheaper  Open  Access        
  • 10. But if publishers are going to adopt Open Access the community needs to be able to machine process that fact
  • 13. Working Group Members Note: Logos represent WG members. It does not imply institutional support for the project or its output.
  • 14. A Bit More Information •  NISO Workroom: www.niso.org/workrooms/OAmetadata •  Scholarly Kitchen:   hep://scholarlykitchen.sspnet.org/2012/12/05/as-­‐hybrid-­‐ open-­‐access-­‐grows-­‐the-­‐scholarly-­‐community-­‐needs-­‐ar7cle-­‐ level-­‐oa-­‐metadata/   •  Serials Review:  hep://dx.doi.org/10.1016/j.serrev.2013.02.001        (subs  Req’d)  
  • 15. Thank you! Todd Carpenter, Executive Director tcarpenter@niso.org National Information Standards Organization (NISO) 3600 Clipper Mill Road, Suite 302 Baltimore, MD 21211 USA +1 (301) 654-2512 www.niso.org