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Summer School 2014 
Integrated Mixed-Methods 
Research Including QCA 
Wendy Olsen and Steph Thomson 
Reader in Socio-Economic Research; Research Associate in Education 
wendy.olsen@manchester.ac.uk; stephanie.thomson@manchester.ac.uk 
1
Systematic Mixed Methods 
Research session (by 
Wendy Olsen) 
Closely related to a Masters level 15- 
credit course taught in the University of 
Manchester 
2
Welcome to Systematic 
Mixed Methods Research 
 Systematic Mixed Methods research has 
advantages over traditional frequentist 
statistics and ALSO over qual+qual mixed 
methods. 
 I will: 
 Define SMMR; 
 Note that SMMR acknowledges social structure; 
 Raise some ontological issues; 
 Suggest some good software. 
3
A ‘systems’ approach? 
 Defining SMMR requires definitions of open 
systems and closed systems 
 an OPEN SYSTEM has permeability, organic 
capacity to change itself, and/or multiple causes 
 a CLOSED SYSTEM (e.g. a set of equations) has 
routinised workings, has parameters 
 The study of systems requires that we realise 
that social systems are open systems. 
 This creates a rationale for trans-disciplinarity. 
It is also sociological. But water 
and farming are also open systems! (Lemon) 
4
SMMR is the study of open systems using 
a mixture of methods of social research 
which recognise patterns but also 
acknowledging the tendency of patterns to 
change at different rates. 
 The rates of change and the nature of change depend 
on what factors are causing change and what can cause 
new changes. 
 See Sayer 1992 on durable structures 
 See Fay 1987 on embodied habits and rates 
of change 
5
Retroduction – how to ask ‘why’ 
 See Downward, Mearman, Dow on mixing 
methods by doing retroduction = asking 
why.... 
 Ask why the data look the way they do. 
 Ask why the culture accepts as ‘normal’ what 
is thought to be normal 
 Ask why something has happened which 
seems deviant; 
 to some agent, this is ethical or right action? 
6
Read about Retroduction, Causal Analysis, 
Causality, and Causes 
 Olsen, 2012, Key Concepts in Data 
Collection. 
 Section on retroduction from Danermark, et 
al., 2009. 
 Crotty’s book offers an overview of different 
philosophies of science. It reflects the 
current consensus about realism. 
 Non-consensus area: critical realism. 
 Non-consensus area: phenomenology. 
7
Traditional Approaches to Mixed Methods 
 1. Triangulation 
 2. Pluralism and especially methodological 
pluralism 
 3. Integrated mixed methods vs. sequenced 
mixed methods 
 4. The schism approach 
8
1. Triangulation Creative Commons! 
You may cite these slides as Olsen, W. (2014) mimeo on Mixed Methods 
Basics, University of Manchester, Methods@Manchester, Manchester UK. 
 Data triangulation 
 Methods triangulation 
 Methods not the same as methodology 
 Runs into deep problem if schism exists 
 If schism is accepted, but does not exist, then a 
schism is created by methods triangulation! 
 Perpetuates the schism concept 
 Methodological triangulation 
 Theory triangulation 
9
Examples 
 HIV studies in third world contexts 
 epidemiology WITH focus groups 
 Education studies 
 Classroom visits and focus group 
 Pluralism in economics is theory 
triangulation. 
10
2. Pluralism 
 Pluralism of points of view is sometimes 
thought of as relativism. Be careful: 
viewpoints make the world seem relatively 
different, but this can be deceptive. 
 Pluralism of standpoints is real. Read about 
standpoints in feminist literature, or Longino. 
 Methodological pluralism – 
 Roth 1987 argues for a democratic forum for 
debate; this will encourage various types of 
evidence as well as argument 
11
Examples 
 The study of discourse AND alongside that, 
the study of how the world actually works. 
 discourse is the set of rules and norms that 
generally structure how we communicate in a 
locality or specific organisation/time/group 
 how the world works depends on the dominant 
discourse as well as creative and exceptional 
agency, and on extra-discursive elements. 
 The best Foucaultians do this. 
12
3. Integrated mixed methods 
 The best methods authors argue that you can 
integrate your methodological assumptions to make 
the whole project coherent. 
 This does not imply a deductivist approach and 
doing hypothesis testing. 
 It also does not excuse a pretence of a purely 
inductivist approach. 
 Deduction is a mode of logic for smaller parcels of work. 
 Induction is a mode of logic for small moments on insight or 
description. 
 Retroduction is a mode of logic too. 
13
3. cont’d Sequencing 
 Qual + quant 
 Quant then qual 
 Qual and another Qual 
 Quant and another Quant 
 Exploratory vs. confirmatory statistics offers an 
interesting contrast: This literature introduces the 
schism concept within statistics! (surprisingly 
incoherent) 
 Exploratory then confirmatory stats is a 
sequenced mixed methods approach 
14
You need a warranted argument not just a 
series of facts. Is sequencing enough? 
 my view about sequencing is that it makes good 
science for a person to be a mixed-methods person, 
and for larger projects to combine methods 
 however the sequencing argument and pragmatism 
do not resolve the ontological issues about whether 
something can exist even if someone denies that it 
exists 
 it is important to realise that some respondents can 
be wrong, too 
 I would question empirical data, not take it as fact 
15
4. The Schism Concept 
 Debate about the schism in social science 
 Anglo-saxon empiricism vs. french social theory 
 Positivist vs. post-modernism, or 
 empiricist hypothetico-deductive methods vs. post-structuralism 
 The data types accepted as interesting by one 
side are not considered ‘epistemically coherent’ 
by the other side, hence a schism of 
epistemology. 
 The analysis method of the one side is not 
acceptable to the other, either. 
16
Schisms Across Scientific Disciplines 
 Exper. Psychology vs. Anthropology 
 Neoclassical Economics vs. Political Econ. 
 And within the disciplines: 
 Qualitative Education Research vs. Quantitative Education 
Research 
 The methods debate within sociology! 3 poles? 
 Management schools 
 example of what is the lowest acceptable response rate 
17
an illustration about social class 
 A Structure Example: CLASS 
Authors Type of 
Ontology 
Assumes Class 
is... 
Statistical 
Patterns are 
Seen As . . . 
Giddens, Third 
Way 
Descriptive 
Holistic 
In a duality with 
agency 
To be described 
Realists, e.g. 
Danermark, 
Olsen 
Depth Ontology 
Complex 
Open Sys. 
Dynamic 
relationships 
To be used in 
arguments 
Social Mobility 
Studies & Wage 
Studies 
Atomistic An inst’n that 
mediates with 
markets 
To be described 
Foucault Interpretive Biopower Too general 
18
 A Structure Example: CLASS 
Authors KNOWLEDGE is usually construed as: Statistical Patterns 
are Seen As . . . 
Giddens, Third 
Way 
Factual To be described 
Realists, e.g. 
Danermark, 
Olsen 
Transformative 
Progressive, empowering 
To be used in 
arguments 
Social Mobility 
Studies 
Factual To be described 
Foucault Transformative, progressive, in-depth, 
political 
Too general 
19
Your Tasks as a Mixed-Methods 
Expert: 
 You must resolve the tensions: 
 a) between atomistic and holistic assumptions 
 -- that’s the ontological bit 
 b) and between factual versus empowering discourses 
 or assumptions about knowledge – that’s the epistemological bit 
 I advise a critical stance 
 But this can still be a scientific stance with recourse to empirical data and to 
experience 
 For the class example, I advise Crompton and Brockmann as excellent mixed-methods 
authors who take a critical social science stance. 
20
A Simple Example 
 The logic of interpreting some non-parametric 
bivariate tests. 
 a. consider the findings fallible. 
 b. condition the findings on the data and where 
they came from. 
 c. if not a random sample then don’t claim that 
the inference to population is ‘true’. 
 d. if the sample is just of one type of case, pay 
attention to the macro and meso environments! 
 e. consider the ethics of deriving findings from 
this. HOW WILL YOU WORD YOUR FINDINGS! 
21
A Study Task 
 Pick a very scientific subject, such as: 
 medical tests of dementia subjects’ cognitive skills or 
 how likely is HIV to cause death and what are the 
pathways of causality? 
 what tests are best advised for breast lumps? in order to 
avoid later death from breast cancer. 
 Do a quick literature review using Web of 
Science. Be sure to include both Social 
Sciences and Sciences, and get 3 papers. 
 Decide whether mixed methods is advisable! 
22
The Textbooks 
 Creswell, J. W. (2003). Research Design: Qualitative, Quantitative, and 
Mixed-Methods Approaches London, Sage. 
 Tashakkori A and Teddlie C. (1998) Mixed Methodology. Combining 
Qualitative and Quantitative Approaches, Thousand Oaks: Sage. 
 Bryman, A. (1996 (orig. 1988)). Quantity and Quality in Social Research. 
London, Routledge. 
 Also Useful 
 Fisher, A. (1988). The Logic of Real Arguments. Cambridge, NY and Sydney, 
Cambridge Univ. Press. 
 Fisher, A. (2001). Critical Thinking: An Introduction. Cambridge, Cambridge 
University Press. 
 Flick, U. (1992). "Triangulation Revisited: Strategy of Validation or 
Alternative?" Journal for the Theory of Social Behaviour 22(2): 169-197. 
 Singer, P., Ed. (1994). Ethics. Oxford, Oxford Univ. Press. 
 Vaughn, L. (2006). Writing Philosophy: A Student's Guide to Writing Philosophy 
Essays. NY, Oxford, Oxford University Press. 
 Weston, A. (2006). A Practical Companion to Ethics. Oxford, NY, Oxford 
University Press. 
23
Some Readings 
 Olsen, W.K. (2006), “Pluralism, Poverty and Sharecropping: Cultivating 
Open-Mindedness in Development Studies”, Journal of Development 
Studies, 42:7, pgs. 1130-1157. 
 Dow, JournEconMeth, 2004 “Structured Pluralism”. Vol. 11 no. 3. 
 Olsen, W.K., and J. Morgan (2005) “A Critical Epistemology Of 
Analytical Statistics”, Journal for the Theory of Social Behaviour, 35:3, 
255-284. 
 Olsen, W.K. (2007), “Pluralist Methodology for Development 
Economics”, Journal of Economic Methodology, 14:1, 57-82, March. 
On ethical values embedded in measurement practices 
24
Good Software for SMMR 
 NVIVO 
 MaxQDA 
 Excel 
 SPSS 
 Word 
 STATA 
 STAT-Transfer 
 QCA (qualitative comparative analysis) 
 fs-QCA (fuzzy set) 
 TOSMANA (good for crisp sets and Multi-valued QCA) 
25
Web Sites and Links 
 www.compasss.org 
 A Network of Small-N and Medium-N Comparative Researchers 
 www.jiscmail.ac.uk 
 QUAL-COMPARE 
 This is a JISC List with Archive and a File Storage area online 
 A web area and shared email list for those who want to get the workshop 
followup 
 Special workshop on 15 June 2010, see www.ccsr.ac.uk/events 
26
Books by Mixed-Methods Authors 
 Ragin, C. C. (2000). Fuzzy-Set Social Science. 
Chicago ; London, University of Chicago Press. 
 Byrne, D., (2002) Interpreting Quantitative Data. Sage. 
 Dale A., Wathan, J. and Higgins, V (2008) “Secondary 
Analysis of Quantitative Data Sources”, Ch. in 
Alasuutari, P. Bickman, L, Brannen, J. eds., Sage 
Handbook of Social Research Methods SAGE 
 De Vaus, D. A. (2001). Research Design in Social 
Research. London, Sage. 
27

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Mixedmethods basics: Systematic, integrated mixed methods and textbooks, NVIVO

  • 1. Summer School 2014 Integrated Mixed-Methods Research Including QCA Wendy Olsen and Steph Thomson Reader in Socio-Economic Research; Research Associate in Education wendy.olsen@manchester.ac.uk; stephanie.thomson@manchester.ac.uk 1
  • 2. Systematic Mixed Methods Research session (by Wendy Olsen) Closely related to a Masters level 15- credit course taught in the University of Manchester 2
  • 3. Welcome to Systematic Mixed Methods Research  Systematic Mixed Methods research has advantages over traditional frequentist statistics and ALSO over qual+qual mixed methods.  I will:  Define SMMR;  Note that SMMR acknowledges social structure;  Raise some ontological issues;  Suggest some good software. 3
  • 4. A ‘systems’ approach?  Defining SMMR requires definitions of open systems and closed systems  an OPEN SYSTEM has permeability, organic capacity to change itself, and/or multiple causes  a CLOSED SYSTEM (e.g. a set of equations) has routinised workings, has parameters  The study of systems requires that we realise that social systems are open systems.  This creates a rationale for trans-disciplinarity. It is also sociological. But water and farming are also open systems! (Lemon) 4
  • 5. SMMR is the study of open systems using a mixture of methods of social research which recognise patterns but also acknowledging the tendency of patterns to change at different rates.  The rates of change and the nature of change depend on what factors are causing change and what can cause new changes.  See Sayer 1992 on durable structures  See Fay 1987 on embodied habits and rates of change 5
  • 6. Retroduction – how to ask ‘why’  See Downward, Mearman, Dow on mixing methods by doing retroduction = asking why....  Ask why the data look the way they do.  Ask why the culture accepts as ‘normal’ what is thought to be normal  Ask why something has happened which seems deviant;  to some agent, this is ethical or right action? 6
  • 7. Read about Retroduction, Causal Analysis, Causality, and Causes  Olsen, 2012, Key Concepts in Data Collection.  Section on retroduction from Danermark, et al., 2009.  Crotty’s book offers an overview of different philosophies of science. It reflects the current consensus about realism.  Non-consensus area: critical realism.  Non-consensus area: phenomenology. 7
  • 8. Traditional Approaches to Mixed Methods  1. Triangulation  2. Pluralism and especially methodological pluralism  3. Integrated mixed methods vs. sequenced mixed methods  4. The schism approach 8
  • 9. 1. Triangulation Creative Commons! You may cite these slides as Olsen, W. (2014) mimeo on Mixed Methods Basics, University of Manchester, Methods@Manchester, Manchester UK.  Data triangulation  Methods triangulation  Methods not the same as methodology  Runs into deep problem if schism exists  If schism is accepted, but does not exist, then a schism is created by methods triangulation!  Perpetuates the schism concept  Methodological triangulation  Theory triangulation 9
  • 10. Examples  HIV studies in third world contexts  epidemiology WITH focus groups  Education studies  Classroom visits and focus group  Pluralism in economics is theory triangulation. 10
  • 11. 2. Pluralism  Pluralism of points of view is sometimes thought of as relativism. Be careful: viewpoints make the world seem relatively different, but this can be deceptive.  Pluralism of standpoints is real. Read about standpoints in feminist literature, or Longino.  Methodological pluralism –  Roth 1987 argues for a democratic forum for debate; this will encourage various types of evidence as well as argument 11
  • 12. Examples  The study of discourse AND alongside that, the study of how the world actually works.  discourse is the set of rules and norms that generally structure how we communicate in a locality or specific organisation/time/group  how the world works depends on the dominant discourse as well as creative and exceptional agency, and on extra-discursive elements.  The best Foucaultians do this. 12
  • 13. 3. Integrated mixed methods  The best methods authors argue that you can integrate your methodological assumptions to make the whole project coherent.  This does not imply a deductivist approach and doing hypothesis testing.  It also does not excuse a pretence of a purely inductivist approach.  Deduction is a mode of logic for smaller parcels of work.  Induction is a mode of logic for small moments on insight or description.  Retroduction is a mode of logic too. 13
  • 14. 3. cont’d Sequencing  Qual + quant  Quant then qual  Qual and another Qual  Quant and another Quant  Exploratory vs. confirmatory statistics offers an interesting contrast: This literature introduces the schism concept within statistics! (surprisingly incoherent)  Exploratory then confirmatory stats is a sequenced mixed methods approach 14
  • 15. You need a warranted argument not just a series of facts. Is sequencing enough?  my view about sequencing is that it makes good science for a person to be a mixed-methods person, and for larger projects to combine methods  however the sequencing argument and pragmatism do not resolve the ontological issues about whether something can exist even if someone denies that it exists  it is important to realise that some respondents can be wrong, too  I would question empirical data, not take it as fact 15
  • 16. 4. The Schism Concept  Debate about the schism in social science  Anglo-saxon empiricism vs. french social theory  Positivist vs. post-modernism, or  empiricist hypothetico-deductive methods vs. post-structuralism  The data types accepted as interesting by one side are not considered ‘epistemically coherent’ by the other side, hence a schism of epistemology.  The analysis method of the one side is not acceptable to the other, either. 16
  • 17. Schisms Across Scientific Disciplines  Exper. Psychology vs. Anthropology  Neoclassical Economics vs. Political Econ.  And within the disciplines:  Qualitative Education Research vs. Quantitative Education Research  The methods debate within sociology! 3 poles?  Management schools  example of what is the lowest acceptable response rate 17
  • 18. an illustration about social class  A Structure Example: CLASS Authors Type of Ontology Assumes Class is... Statistical Patterns are Seen As . . . Giddens, Third Way Descriptive Holistic In a duality with agency To be described Realists, e.g. Danermark, Olsen Depth Ontology Complex Open Sys. Dynamic relationships To be used in arguments Social Mobility Studies & Wage Studies Atomistic An inst’n that mediates with markets To be described Foucault Interpretive Biopower Too general 18
  • 19.  A Structure Example: CLASS Authors KNOWLEDGE is usually construed as: Statistical Patterns are Seen As . . . Giddens, Third Way Factual To be described Realists, e.g. Danermark, Olsen Transformative Progressive, empowering To be used in arguments Social Mobility Studies Factual To be described Foucault Transformative, progressive, in-depth, political Too general 19
  • 20. Your Tasks as a Mixed-Methods Expert:  You must resolve the tensions:  a) between atomistic and holistic assumptions  -- that’s the ontological bit  b) and between factual versus empowering discourses  or assumptions about knowledge – that’s the epistemological bit  I advise a critical stance  But this can still be a scientific stance with recourse to empirical data and to experience  For the class example, I advise Crompton and Brockmann as excellent mixed-methods authors who take a critical social science stance. 20
  • 21. A Simple Example  The logic of interpreting some non-parametric bivariate tests.  a. consider the findings fallible.  b. condition the findings on the data and where they came from.  c. if not a random sample then don’t claim that the inference to population is ‘true’.  d. if the sample is just of one type of case, pay attention to the macro and meso environments!  e. consider the ethics of deriving findings from this. HOW WILL YOU WORD YOUR FINDINGS! 21
  • 22. A Study Task  Pick a very scientific subject, such as:  medical tests of dementia subjects’ cognitive skills or  how likely is HIV to cause death and what are the pathways of causality?  what tests are best advised for breast lumps? in order to avoid later death from breast cancer.  Do a quick literature review using Web of Science. Be sure to include both Social Sciences and Sciences, and get 3 papers.  Decide whether mixed methods is advisable! 22
  • 23. The Textbooks  Creswell, J. W. (2003). Research Design: Qualitative, Quantitative, and Mixed-Methods Approaches London, Sage.  Tashakkori A and Teddlie C. (1998) Mixed Methodology. Combining Qualitative and Quantitative Approaches, Thousand Oaks: Sage.  Bryman, A. (1996 (orig. 1988)). Quantity and Quality in Social Research. London, Routledge.  Also Useful  Fisher, A. (1988). The Logic of Real Arguments. Cambridge, NY and Sydney, Cambridge Univ. Press.  Fisher, A. (2001). Critical Thinking: An Introduction. Cambridge, Cambridge University Press.  Flick, U. (1992). "Triangulation Revisited: Strategy of Validation or Alternative?" Journal for the Theory of Social Behaviour 22(2): 169-197.  Singer, P., Ed. (1994). Ethics. Oxford, Oxford Univ. Press.  Vaughn, L. (2006). Writing Philosophy: A Student's Guide to Writing Philosophy Essays. NY, Oxford, Oxford University Press.  Weston, A. (2006). A Practical Companion to Ethics. Oxford, NY, Oxford University Press. 23
  • 24. Some Readings  Olsen, W.K. (2006), “Pluralism, Poverty and Sharecropping: Cultivating Open-Mindedness in Development Studies”, Journal of Development Studies, 42:7, pgs. 1130-1157.  Dow, JournEconMeth, 2004 “Structured Pluralism”. Vol. 11 no. 3.  Olsen, W.K., and J. Morgan (2005) “A Critical Epistemology Of Analytical Statistics”, Journal for the Theory of Social Behaviour, 35:3, 255-284.  Olsen, W.K. (2007), “Pluralist Methodology for Development Economics”, Journal of Economic Methodology, 14:1, 57-82, March. On ethical values embedded in measurement practices 24
  • 25. Good Software for SMMR  NVIVO  MaxQDA  Excel  SPSS  Word  STATA  STAT-Transfer  QCA (qualitative comparative analysis)  fs-QCA (fuzzy set)  TOSMANA (good for crisp sets and Multi-valued QCA) 25
  • 26. Web Sites and Links  www.compasss.org  A Network of Small-N and Medium-N Comparative Researchers  www.jiscmail.ac.uk  QUAL-COMPARE  This is a JISC List with Archive and a File Storage area online  A web area and shared email list for those who want to get the workshop followup  Special workshop on 15 June 2010, see www.ccsr.ac.uk/events 26
  • 27. Books by Mixed-Methods Authors  Ragin, C. C. (2000). Fuzzy-Set Social Science. Chicago ; London, University of Chicago Press.  Byrne, D., (2002) Interpreting Quantitative Data. Sage.  Dale A., Wathan, J. and Higgins, V (2008) “Secondary Analysis of Quantitative Data Sources”, Ch. in Alasuutari, P. Bickman, L, Brannen, J. eds., Sage Handbook of Social Research Methods SAGE  De Vaus, D. A. (2001). Research Design in Social Research. London, Sage. 27