Overview of UNDP/UNESCO-IOC GEF
          CLME Project
          Wageningen, 21 June, 2012
Sustainable Management of the
 Shared Living Marine Resources of the
 Caribbean Large Marine Ecosystem &
            Adjacent Regions
• Participating States -23 GEF- Eligible countries and 2 Associated
  countries

• Timeline: May, 2009 –April, 2013

• GEF Focal Area: International Waters

• Financing: GEF $7M ; co-financing $45M

• Implementing Agencies: UNDP & UNESCO-IOC

• Executing Agency: UNOPS
GOAL
             Sustainable provision of goods and services by the shared living marine
                                      resources of the WCR

                                         OBJECTIVE
          Sustainable management of the shared living marine resources of the CLME
         through an integrated management approach that will meet WSSD targets for
                                    sustainable fisheries


                                         SPECIFIC OBJECTIVES
     To identify, analyze and agree upon major issues, root causes and actions required to achieve
                        sustainable management of the shared LMR in the CLME.

 To improve the shared knowledge base for sustainable use and management of transboundary LMR

To implement legal, policy and institutional reforms to acheive sustainable transboundary living marine
                                         resources management.

To develop an institutional and procedural approach to LME level monitoring, evaluation and reporting
CLME Geographic Scope
Ecosystem Approach to Management
• CLME project advocates using ecosystem approaches to
  management: The ecosystem approach is a strategy for the
  integrated management of land, water and living resources
  that promotes conservation and sustainable use in an
  equitable way to reach a balance between conservation,
  sustainable use and the fair and equitable sharing of the
  benefits arising out of the utilisation of genetic resources
  (CBD, 1992)
   – Ecosystem approach to fisheries management

   – Ecosystem-based management
Key Fisheries Ecosystems of CLME
                 Project
• Reef Ecosystem
  Biodiversity &
  Fisheries

• Continental Shelf
  Fisheries

• Pelagic Fisheries
Key Transboundary Issues
• Unsustainable
  exploitation of
  resources

• Pollution

• Habitat degration and
  community
  modification
CLME Project Components
                                                  Finalized
• Transboudary Diagnostic Assessments
                                                  Under Dev.
• Pilot Projects and Case Studies

• Development of a proposed Regional Governance   Under Dev.
  Framework

• Development of an IMS/REMP                      Initiated



• Strategic Action Programme                      Under Dev.



• Project Management                              Ongoing
Transboundary Diagnostic
            Assessments, TDA
• Scientific and technical process of fact-finding
  (or diagnosing) the state of, and threats to,
  international waters
  – Identify, quantify and set priorities for
    environment problems
  – Identify immediate underlying root causes for
    environmental problems
Casual Chain Analysis
• Causal Chain Analysis traces the cause-effect
  pathways from the socioeconomic and
  environmental impacts back to its root causes.

• Understanding the linkages between issues
  affecting the transboundary aquatic
  environment and their causes, stakeholders
  will be better placed to support sustainable
  and cost-effective interventions.
Causal Chain Analyses   ACTIONS OF CLME SAP

environmental &                             root
 socio-economic                            causes
     impacts
Pilot Projects and Case Studies
• Utilize best available information, including
  credible science-based assessments, in reviewing
  and strengthening governance/management and
  policy processes.

  – Spiny lobster pilot project (OSPESCA)
  – Reef fishery and reef biodiversity pilot project (UNEP-
    CAR/RCU)
  – Shrimp & groundfish case study – (FAO)
  – Case study on the Eastern Caribbean flyingfish –
    (CRFM)
  – Case study on the Large pelagic fishery – (CRFM)
What is a Strategic Action Programme?
  • Negotiated policy document

  • Endorsed at the highest level of all relevant
    sectors

  • Establishes clear priorities and commitments
    for action to resolve the priority problems
    identified in the TDA

  • Undertaken prior to the development of
    technical assistance, capacity-building, or
    investment projects
the SAP development process & TDA guidance

            Vision for the Wider Caribbean                                    C
            EcoQOs: 3 ecosystem fisheries, 3 problems                         O
  Key       + Socio-economics (Societal Benefits)                             N
Problems
                                                                              S
            Strategic Directions defined                                      U
                                                                              L
                                                                              T
 Root       Priority Actions selected                                         A
Causes
                                                              September –     T
                                                              October 2012    I
            = draft SAP assembled                                             O
                                                              November 2012   N
                  Final Draft sent to National Focal Points
                  for review/comments                         December 2012
                                                                              P
            SAP approved by CLME Steering Committee
                                                                              R
                                                               January 2013
                                                                              O
                                                                              C
            Endorsement @ ministerial level, all countries
                                                                April 2013    E
                                                                              S
Overview of UNDP/UNESCO-IOC GEF CLME Project
Policy Cycle

              ANALYSIS AND
                ADVICE




REVIEW AND         DATA AND    DECISION
EVALUATION       INFORMATION
                               MAKING




                IMPLEMENT-
                  ATION
LME Governance Framework
                    Global marine policy cycle
Global



            Caribbean Sea
            regional policy cycle




Regional




                        Tourism
                                    Biodiv-
            Fisheries                                      Land-
                                     ersity
National                                       Trans-      based
                                              portation   pollution


Local      Climate change adaptation
               Climate change adaptation
Need for a High Level Science-Policy Interface
                                        Target IGOs


                                         ACS/CSC


                         CARICOM             SICA                   OECS



                            Science policy interface

                                            Major
                                        governance gap
                                                                                         OSPESCA
         TNC

                         Integrated monitoring                                       GAME
         WECAFC
                            and reporting                                            Caribbean
                                component
                  UNEP                                                       ECLAC
                         CARICOMP                              Other
                                                               contributor
                                                 Other
                                     ICOIN
                                                 contributor




                              Data and information contributors
The role of contamination (LBS) within
           the CLME Project
• Eg. - Shrimp and ground-fish case study
• Participating countries: Brazil, French Guiana,
  Suriname, Guyana, Venezuela and Trinidad &
  Tobago
• Objective: Review and complete the TDA gap
  filling activities as a basis for the preparation
  of the SAP..
• TDA identified land-based pollution as a
  priority transboundary issue for this
  ecosystem.
Shrimp and Groundfish Governance
   Assessment Findings concerning LBS
• The regional arrangement is new but well established, but
  there is no subregional arrangement. This may mean that
  the subregional issues are underserved by the regional
  arrangement.

• This Subregion is part of an overall Wider Caribbean Region
  regional process. Only three countries have ratified the LBS
  Protocol. Only Trinidad and Tobago is preparing an NPOA.

• Brazil is not a member of the CEP and as such not party to
  the Convention & Protocol.

• Amazon river has a major influence on the Caribbean Sea
Policy cyle




              IMS-REMP
              21
DIAGRAM IMS/REMP
                               USERS

                        SEARCHES/QUERIES

                        PORTAL/INTERNET
IMS                                                         METADATA
                             GIS-RDMS
                                                             TABLE

                            HIPERLINKS

         WEBSITES | ARCHIVES | PUBLICATIONS | MAPS | TABLES | GROUPS | EVENTS


                       DATA – INFORMATION                   IMPLEMENTATION
                                                               CLME/SAP
       IN SITU                                                ECOSYSTEMS
                           MONITORING                         BIODIVERSITY
REMP
       REMOTE                                                 ENVIRONMENT
                                                            SOCIO-ECONOMY/
                                                            FISHERIES EFFORTS
CTA general
• encourage sound natural resource management in
  ACP countries
• provide access to information and knowledge
• facilitate policy dialogue
• strengthen the capacity of agricultural and rural
  development institutions and communities
• focus on policy processes, value chains, information,
  communication and knowledge management
CTA approaches
•   training and capacity building
•   information provision
•   market development
•   role of science and technology
•   needs and requirements
•   for all levels
CTA 2011-2015
•   multi-stakeholder policy dialogue
•   national, regional and international
•   food and nutritional security
•   climate change impacts
•   regional trade and markets
•   role of innovation
•   role of ICT technology
•   all-encompassing
•   enable dialogue
•   convey key policy messages
•   provide a platform for learning
Questions
• What is or could be the position of CTA in relation to CLME
  and the ecosystem approach to a regional policy cycle of
  governance?

• What is the potential role that CTA could play contributing
  to an improvement of regional policy cycles through CLME?

• What is required at the national and (sub)-regional level to
  attain effective and inclusive policy cycles?

• How can the relation between CTA and CLME best be
  developed and implemented?
More information CLME and IMS/REMP:
     E-mail : PatrickD@unops.org
  Or visit us at www.clmeproject.org

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Overview of UNDP/UNESCO-IOC GEF CLME Project

  • 1. Overview of UNDP/UNESCO-IOC GEF CLME Project Wageningen, 21 June, 2012
  • 2. Sustainable Management of the Shared Living Marine Resources of the Caribbean Large Marine Ecosystem & Adjacent Regions • Participating States -23 GEF- Eligible countries and 2 Associated countries • Timeline: May, 2009 –April, 2013 • GEF Focal Area: International Waters • Financing: GEF $7M ; co-financing $45M • Implementing Agencies: UNDP & UNESCO-IOC • Executing Agency: UNOPS
  • 3. GOAL Sustainable provision of goods and services by the shared living marine resources of the WCR OBJECTIVE Sustainable management of the shared living marine resources of the CLME through an integrated management approach that will meet WSSD targets for sustainable fisheries SPECIFIC OBJECTIVES To identify, analyze and agree upon major issues, root causes and actions required to achieve sustainable management of the shared LMR in the CLME. To improve the shared knowledge base for sustainable use and management of transboundary LMR To implement legal, policy and institutional reforms to acheive sustainable transboundary living marine resources management. To develop an institutional and procedural approach to LME level monitoring, evaluation and reporting
  • 5. Ecosystem Approach to Management • CLME project advocates using ecosystem approaches to management: The ecosystem approach is a strategy for the integrated management of land, water and living resources that promotes conservation and sustainable use in an equitable way to reach a balance between conservation, sustainable use and the fair and equitable sharing of the benefits arising out of the utilisation of genetic resources (CBD, 1992) – Ecosystem approach to fisheries management – Ecosystem-based management
  • 6. Key Fisheries Ecosystems of CLME Project • Reef Ecosystem Biodiversity & Fisheries • Continental Shelf Fisheries • Pelagic Fisheries
  • 7. Key Transboundary Issues • Unsustainable exploitation of resources • Pollution • Habitat degration and community modification
  • 8. CLME Project Components Finalized • Transboudary Diagnostic Assessments Under Dev. • Pilot Projects and Case Studies • Development of a proposed Regional Governance Under Dev. Framework • Development of an IMS/REMP Initiated • Strategic Action Programme Under Dev. • Project Management Ongoing
  • 9. Transboundary Diagnostic Assessments, TDA • Scientific and technical process of fact-finding (or diagnosing) the state of, and threats to, international waters – Identify, quantify and set priorities for environment problems – Identify immediate underlying root causes for environmental problems
  • 10. Casual Chain Analysis • Causal Chain Analysis traces the cause-effect pathways from the socioeconomic and environmental impacts back to its root causes. • Understanding the linkages between issues affecting the transboundary aquatic environment and their causes, stakeholders will be better placed to support sustainable and cost-effective interventions.
  • 11. Causal Chain Analyses ACTIONS OF CLME SAP environmental & root socio-economic causes impacts
  • 12. Pilot Projects and Case Studies • Utilize best available information, including credible science-based assessments, in reviewing and strengthening governance/management and policy processes. – Spiny lobster pilot project (OSPESCA) – Reef fishery and reef biodiversity pilot project (UNEP- CAR/RCU) – Shrimp & groundfish case study – (FAO) – Case study on the Eastern Caribbean flyingfish – (CRFM) – Case study on the Large pelagic fishery – (CRFM)
  • 13. What is a Strategic Action Programme? • Negotiated policy document • Endorsed at the highest level of all relevant sectors • Establishes clear priorities and commitments for action to resolve the priority problems identified in the TDA • Undertaken prior to the development of technical assistance, capacity-building, or investment projects
  • 14. the SAP development process & TDA guidance Vision for the Wider Caribbean C EcoQOs: 3 ecosystem fisheries, 3 problems O Key + Socio-economics (Societal Benefits) N Problems S Strategic Directions defined U L T Root Priority Actions selected A Causes September – T October 2012 I = draft SAP assembled O November 2012 N Final Draft sent to National Focal Points for review/comments December 2012 P SAP approved by CLME Steering Committee R January 2013 O C Endorsement @ ministerial level, all countries April 2013 E S
  • 16. Policy Cycle ANALYSIS AND ADVICE REVIEW AND DATA AND DECISION EVALUATION INFORMATION MAKING IMPLEMENT- ATION
  • 17. LME Governance Framework Global marine policy cycle Global Caribbean Sea regional policy cycle Regional Tourism Biodiv- Fisheries Land- ersity National Trans- based portation pollution Local Climate change adaptation Climate change adaptation
  • 18. Need for a High Level Science-Policy Interface Target IGOs ACS/CSC CARICOM SICA OECS Science policy interface Major governance gap OSPESCA TNC Integrated monitoring GAME WECAFC and reporting Caribbean component UNEP ECLAC CARICOMP Other contributor Other ICOIN contributor Data and information contributors
  • 19. The role of contamination (LBS) within the CLME Project • Eg. - Shrimp and ground-fish case study • Participating countries: Brazil, French Guiana, Suriname, Guyana, Venezuela and Trinidad & Tobago • Objective: Review and complete the TDA gap filling activities as a basis for the preparation of the SAP.. • TDA identified land-based pollution as a priority transboundary issue for this ecosystem.
  • 20. Shrimp and Groundfish Governance Assessment Findings concerning LBS • The regional arrangement is new but well established, but there is no subregional arrangement. This may mean that the subregional issues are underserved by the regional arrangement. • This Subregion is part of an overall Wider Caribbean Region regional process. Only three countries have ratified the LBS Protocol. Only Trinidad and Tobago is preparing an NPOA. • Brazil is not a member of the CEP and as such not party to the Convention & Protocol. • Amazon river has a major influence on the Caribbean Sea
  • 21. Policy cyle IMS-REMP 21
  • 22. DIAGRAM IMS/REMP USERS SEARCHES/QUERIES PORTAL/INTERNET IMS METADATA GIS-RDMS TABLE HIPERLINKS WEBSITES | ARCHIVES | PUBLICATIONS | MAPS | TABLES | GROUPS | EVENTS DATA – INFORMATION IMPLEMENTATION CLME/SAP IN SITU ECOSYSTEMS MONITORING BIODIVERSITY REMP REMOTE ENVIRONMENT SOCIO-ECONOMY/ FISHERIES EFFORTS
  • 23. CTA general • encourage sound natural resource management in ACP countries • provide access to information and knowledge • facilitate policy dialogue • strengthen the capacity of agricultural and rural development institutions and communities • focus on policy processes, value chains, information, communication and knowledge management
  • 24. CTA approaches • training and capacity building • information provision • market development • role of science and technology • needs and requirements • for all levels
  • 25. CTA 2011-2015 • multi-stakeholder policy dialogue • national, regional and international • food and nutritional security • climate change impacts • regional trade and markets • role of innovation • role of ICT technology • all-encompassing • enable dialogue • convey key policy messages • provide a platform for learning
  • 26. Questions • What is or could be the position of CTA in relation to CLME and the ecosystem approach to a regional policy cycle of governance? • What is the potential role that CTA could play contributing to an improvement of regional policy cycles through CLME? • What is required at the national and (sub)-regional level to attain effective and inclusive policy cycles? • How can the relation between CTA and CLME best be developed and implemented?
  • 27. More information CLME and IMS/REMP: E-mail : PatrickD@unops.org Or visit us at www.clmeproject.org