SlideShare a Scribd company logo
4
Most read
10
Most read
17
Most read
Quality by Design
Mr. Vinayak Bodhankar
M. Pharm. (QA), PhD*
Content
 Introduction
 Objective & benefits of QbD
 Elements of QbD
 Design tools
 Quality by Design is a concept first outlined by Joseph M. Juran in various
publications. He supposed that quality could be planned.
 The concept of QbD was mention in ICH Q8 guidelines, which states that, “To
identify quality can not be tested in products, i.e. Quality should be built into product
by design.”
 Quality by Design (QbD) is a strategic approach employed in various industries,
including pharmaceuticals, manufacturing, and product development, to ensure the
consistent delivery of high-quality products.
 It involves a systematic and proactive process of integrating quality considerations
throughout the entire product lifecycle, from conception to production.
Introduction
Definition of QbD:
According to ICH Q8, QbD has been defined as “A systematic approach to
development that begins with predefined objectives and emphasizes product and
process understanding and process control, based on sound science and quality risk
management”.
Pharmaceutical
Development
Quality Risk
Management
Pharmaceutical
Quality System
Development &
Manufacture of
drug substance
ICH
Q8
ICH
Q9
ICH
Q10
ICH
Q11
QbD
+ + + =
Objectives of QbD:
 To encourages pharmaceutical companies to develop sufficient
understanding of their products and manufacture processes.
 To ensure that their processes are robust.
 To demonstrate this enhanced understanding to the pharmaceutical
regulatory agencies.
Benefits of QbD:
 Better design of product.
 Fewer problems in manufacturing.
 Understanding and mitigation of risk.
 A reduction in overall cost of manufacturing.
 More efficient technology transfer to manufacturing.
 Enabling continuous improvement.
 Patient safety and product efficacy are
focused.
 Scientific understanding of pharmaceutical
process and methods is done.
 Critical quality attributes are identified and
their effect on final quality of product is
analyzed.
 It offers robust method or process.
 Method design concept helps to avoid cost
involved with post approval changes.
Quality by Design, Objective & benefits of QbD,  Elements of QbD,  Design tools
1. Define an objective (QTPP)
 As per ICH guideline Q8 R2 Quality Target Product Profile (QTPP) can be defined
as “Summary of the quality characteristics of a drug product that ideally will be
achieved to ensure that the desired quality, and thus the safety and efficacy of a drug
product is realized”.
 The Quality target product profile forms the basis for design and the development of
the product.
 QTPP is a product description that summarizes the characteristics expected during
the development to respond to the therapeutic drug target.
Consideration for the Quality Target Product Profile (QTPP):
 Intended use in a clinical setting, route of administration, dosage form, and delivery
systems.
 Dosage strength, Container closure system
 Therapeutic moiety release or delivery and attributes affecting pharmacokinetic
characteristics (e.g., dissolution) appropriate to the drug product, dosage form being
developed.
 Drug product quality criteria (e.g., sterility, purity, stability, and drug release)
appropriate for the intended marketed product
2. Determination of Critical Quality Attributes (CQA)
 According to ICH Q8 R2 “A CQA is a physical, chemical, biological, or,
microbiological property or characteristics that should be within an appropriate limit,
range to ensure the desired product quality.
 CQAs are generally linked with the drug substance, excipients intermediates and
drug products.
 It is stated in ICH Q9 that in case of potential drug substance CQA’s are used to
guide process development.
 The quality attributes of a drug product may include identity, assay, content
uniformity, degradation products, residual solvents, drug release or dissolution,
moisture content, microbial limits, and physical attributes such as color, shape, size,
odor, etc. These attributes can be critical or not critical.
 Criticality of an attribute is primarily based upon the severity of harm to the patient
should the product fall outside the acceptable range for that attribute.
3. Risk Assessment:
 Risk assessment consist of the identification of hazards and analysis an evaluation of
risk associated with exposure to those hazards.
 Principle of management are:
 Scientific knowledge-based evaluation of the risk to quality which eventually link to
the protection of the patient.
 Adequate effort should be taken; formality and documentation of the quality risk
management process should be done with the level of risk involve
 It is joint responsibility of quality unit, business development, engineering, regulatory
affairs, production operations, sales and marketing, legal, statistics and clinical
department.
Methods of Risk Assessment
Methods of risk assessments are mentioned in ICH guideline Q9 as follows:
¢ Failure mode effects analysis (FMEA)
¢ Failure mode, effects and critically analysis (FMCEA)
¢ Fault tree analysis (FTA)
¢ Hazard analysis and critical control points (HACCP)
¢ Hazard operability analysis (HAZOP)
¢ Preliminary hazard analysis (PHA)
¢ Risk ranking and filtering
¢ Supporting statistical tools.
4. Development of Experimental Design
 Experimental design is the multidimensional combination and interaction of input
variables and process parameters that have demonstrated to provide assurance of
quality.
 Pharmaceutical development scientist have just began to making use of computer-
aided process design (CAPD) and process simulation to support process
development and optimization of manufacturing.
 Over the years, QbD's focus has been on the process design, understanding, and
control, as discussed in the ICH Q8 (R2) guidance.
 It should be emphasized that product design, understanding, and control are equally
important.
 Product design determines whether the product is able to meet patients’ needs, which
is confirmed with clinical studies.
 Product design also determines whether the product is able to maintain its
performance through its shelf life, which is confirmed with stability studies.
 The key objective of product design and understanding is to develop a robust product
that can deliver the desired QTPP over the product shelf life
 Process parameters are referred to as the input operating parameters (e.g., speed and
flow rate) or process state variables (e.g., temperature and pressure) of a process step
or unit operation.
 A process parameter is critical when its variability has an impact on a critical quality
attribute and therefore should be monitored or controlled to ensure the process
produces the desired quality.
5. Designing and implementing control strategy
 Control strategy is required to ensure that material and process is within the expected
lower and upper limits.
 Parameter and material are routinely controlled during production in order to assure
reproducibility.
Process Capability Index
(CpK)
Upper limit of specification – Lower limit of specification
Standard Deviation
=
6. Continuous Improvements
It is a set of activities that the applicant carries out in order to enhance its ability to meet
requirements
Continual improvements typically have five phases as follows:
1. Define the problem and the project goals, specifically
2. Measure key aspects of the current process and collect relevant data
3. Analyze the data to investigate and verify cause-and-effect relationships. Determine
what the relationships are, and attempt to ensure that all factors have been
considered. Seek out root cause of the defect if any.
4. Improve or optimize the current process based upon data analysis using techniques
such as design of experiments to create a new, future state process. Set up pilot runs
to establish process capability.
5. Control the future state process to ensure that any deviations from target are
corrected before they result in defects. Implement control systems such as statistical
process control and continuously monitor the process.
DESIGN TOOLS
 Prior knowledge
 Design of Experiments
 Risk assessment
 Process analytical technology (PAT)
Prior knowledge
 Prior knowledge can only be obtained through experience, not education.
 Prior knowledge in the QbD framework generally refers to Knowledge that stems
from previous experience that is not in publically available literature.
 Prior knowledge may be the proprietary information, understanding, or skill that
applicants acquire through previous studies.
Design of Experiments (DoE)
 DoE is an excellent tool that allows pharmaceutical scientists to systematically
manipulate factors according to a prespecified design. The DoE also reveals
relationships between input factors and output responses. A series of structured
tests are designed in which planned changes are made to the input variables of a
process or system. The effects of these changes on a predefined output are then
assessed.
 When DoE is applied to formulation or process development, input variables
include the material attributes (e.g., particle size) of raw material or excipients and
process parameters (e.g., press speed or spray rate), while outputs are the critical
quality attributes of the in-process materials or final drug product (e.g., blend
uniformity, particle size or particle size distribution of the granules, tablet assay,
content uniformity, or drug release).
 DoE can helps to identify optimal conditions, CMAs, CPPs, and, ultimately, the
design space.
Process analytical technology (PAT)
 ICH Q8 (R2) identifies the use of PAT to ensure that the process remains within an
established design space.
 PAT can provide continuous monitoring of CPPs, CMAs, or CQAs to make go/no
decisions and to demonstrate that the process is maintained in the design space.
 In-process testing, CMAs, or CQAs can also be measured online or inline with PAT.
 Both of these applications of PAT are more effective at detecting failures than end-
product testing alone.

More Related Content

PPTX
ICH Q8 Guidline
PPTX
Quality by Design : Quality Target Product Profile & Critical Quality Attrib...
PPTX
Quality-By-Design In Pharmaceutical Development
PPTX
ICH Q8 Guidelines
PPTX
Documentation in Pharmaceutical Industry
PPTX
Quality by design ( QbD)
PPTX
Pharmaceutical validation , Types of validation
PPTX
INDIAN REGULATORY REQUIREMENTS FOR LABELING OF COSMETICS
ICH Q8 Guidline
Quality by Design : Quality Target Product Profile & Critical Quality Attrib...
Quality-By-Design In Pharmaceutical Development
ICH Q8 Guidelines
Documentation in Pharmaceutical Industry
Quality by design ( QbD)
Pharmaceutical validation , Types of validation
INDIAN REGULATORY REQUIREMENTS FOR LABELING OF COSMETICS

What's hot (20)

PPTX
Formulation and evaluation of aerosals
PPTX
Validation (intro, scope, merits, ich, who guidelines)
PPTX
Dissolution profile comparison
PPTX
REGULATORY AFFAIRS & MASTER FORMULA RECORD
PPTX
Dissolution
PPTX
COSMETICS REGULATORY
PPTX
Stability aspects of packaging materials (4).pptx
PPT
Stability testing
PPTX
Kinetics of Stability & Stability Testing
PPTX
alternative methods for dissolution.pptx
PPTX
Validation Of Solid Dosage Forms.
PDF
Quality by design, B.PHARMACY, 6TH SEM, PHARMACEUTICAL QUALITY ASSURANCE, UNIT-I
PPTX
Validation of solid dosage forms
PPTX
Master formula record
PPTX
Validation regulatory review
PPTX
PROBLEMS ENCOUNTERED COATING TECHNOLOGY
PPTX
Phytosomes
PPTX
Quality target product profile (QTPP)
PPTX
Properties of GI tract, pH partition hypothesis
PPTX
Glp 112070804004
Formulation and evaluation of aerosals
Validation (intro, scope, merits, ich, who guidelines)
Dissolution profile comparison
REGULATORY AFFAIRS & MASTER FORMULA RECORD
Dissolution
COSMETICS REGULATORY
Stability aspects of packaging materials (4).pptx
Stability testing
Kinetics of Stability & Stability Testing
alternative methods for dissolution.pptx
Validation Of Solid Dosage Forms.
Quality by design, B.PHARMACY, 6TH SEM, PHARMACEUTICAL QUALITY ASSURANCE, UNIT-I
Validation of solid dosage forms
Master formula record
Validation regulatory review
PROBLEMS ENCOUNTERED COATING TECHNOLOGY
Phytosomes
Quality target product profile (QTPP)
Properties of GI tract, pH partition hypothesis
Glp 112070804004
Ad

Similar to Quality by Design, Objective & benefits of QbD, Elements of QbD, Design tools (20)

PPTX
Quality By Design presentation qa.pptx
PPTX
Quality by design in pharmaceutical development
PPTX
Quality by design (qbd)
PPTX
Quality by Design and Process Analytical Technology
PPTX
Quality by design in pharmaceutical development
PDF
Quality by Design
PDF
Pharmaceutical Quality by Design (QbD)
PPTX
QbD.pptx
PPTX
Quality by Design.pptx
PPTX
Quality by Design in Pharmaceutical Development
PPTX
Quality by design.. ppt for RA (1ST SEM
PPTX
Quality by design (QbD) and process analytical technology (PAT)
PPTX
Seminar on QbD By Dipu.pptx
PPTX
Quality-by-design(QbD) in pharmaceutical development
PPTX
sathish cadd 2.pptx
PPTX
MPH14-Quality by Design Salunkhe..pptx
PPTX
INTRODUCTION TO QUALITY BY DESIGN (QBD)
PDF
Quality by design pptx.pdf
PPTX
QBD IN PHARMACEUTICAL DEVELOPMENT
PPTX
Quality by Design (Qbd).pptx
Quality By Design presentation qa.pptx
Quality by design in pharmaceutical development
Quality by design (qbd)
Quality by Design and Process Analytical Technology
Quality by design in pharmaceutical development
Quality by Design
Pharmaceutical Quality by Design (QbD)
QbD.pptx
Quality by Design.pptx
Quality by Design in Pharmaceutical Development
Quality by design.. ppt for RA (1ST SEM
Quality by design (QbD) and process analytical technology (PAT)
Seminar on QbD By Dipu.pptx
Quality-by-design(QbD) in pharmaceutical development
sathish cadd 2.pptx
MPH14-Quality by Design Salunkhe..pptx
INTRODUCTION TO QUALITY BY DESIGN (QBD)
Quality by design pptx.pdf
QBD IN PHARMACEUTICAL DEVELOPMENT
Quality by Design (Qbd).pptx
Ad

More from Mayur Bodhankar (20)

PPTX
Good manufacturing practices: Organization and personnel, Hygiene, Training, ...
PPTX
Good Manufacturing Practices (GMP), Introduction, objective & principles of GMP
PPTX
Good Laboratory Practices (GLP), Introduction & Principle
PPTX
INTERNATIONAL COUNCIL FOR HARMONIZATION
PPTX
ISO 9000, Benefits, Elements of ISO 9000, Certification process
PPTX
National Accreditation Board for Testing and Calibration Laboratories
PPTX
Total Quality Management Elements, Philosophies of TQM
PDF
Thin layer chromatography by Mr. Vinayak Bodhankar
PDF
Paper chromatography by Mr. Vinayak Bodhankar
PDF
Nephelotrubidometry by Mr. Vinayak Bodhankar
PDF
Ion Exchange chromatography by Mr. Vinayak
PDF
High Performance Liquid Chromatography..
PDF
Gel chromatography by Mr. Vinayak Bodhankar
PDF
Gas chromatography by Mr. Vinayak Bodhankar
PDF
Affinity chromatography by Mr. Vinayak B
PDF
Fluorimetry.pdf
PDF
IR Spectroscopy.pdf
PPTX
UV visible Spectroscopy
PPTX
Group Discussion: Introduction, Communication skills in group discussion, Non...
PPTX
Interview preparation, Interview process, Giving Presentations
Good manufacturing practices: Organization and personnel, Hygiene, Training, ...
Good Manufacturing Practices (GMP), Introduction, objective & principles of GMP
Good Laboratory Practices (GLP), Introduction & Principle
INTERNATIONAL COUNCIL FOR HARMONIZATION
ISO 9000, Benefits, Elements of ISO 9000, Certification process
National Accreditation Board for Testing and Calibration Laboratories
Total Quality Management Elements, Philosophies of TQM
Thin layer chromatography by Mr. Vinayak Bodhankar
Paper chromatography by Mr. Vinayak Bodhankar
Nephelotrubidometry by Mr. Vinayak Bodhankar
Ion Exchange chromatography by Mr. Vinayak
High Performance Liquid Chromatography..
Gel chromatography by Mr. Vinayak Bodhankar
Gas chromatography by Mr. Vinayak Bodhankar
Affinity chromatography by Mr. Vinayak B
Fluorimetry.pdf
IR Spectroscopy.pdf
UV visible Spectroscopy
Group Discussion: Introduction, Communication skills in group discussion, Non...
Interview preparation, Interview process, Giving Presentations

Recently uploaded (20)

PDF
Interior Structure and Construction A1 NGYANQI
PPTX
Complete Guide to Microsoft PowerPoint 2019 – Features, Tools, and Tips"
PDF
Trusted Executive Protection Services in Ontario — Discreet & Professional.pdf
PPTX
areprosthodontics and orthodonticsa text.pptx
PDF
BRANDBOOK-Presidential Award Scheme-Kenya-2023
PPT
UNIT I- Yarn, types, explanation, process
PDF
Facade & Landscape Lighting Techniques and Trends.pptx.pdf
PPTX
6- Architecture design complete (1).pptx
PPTX
artificialintelligencedata driven analytics23.pptx
PPTX
YV PROFILE PROJECTS PROFILE PRES. DESIGN
PDF
Benefits_of_Cast_Aluminium_Doors_Presentation.pdf
PDF
High-frequency high-voltage transformer outline drawing
PDF
The Advantages of Working With a Design-Build Studio
PPT
EGWHermeneuticsffgggggggggggggggggggggggggggggggg.ppt
PDF
SEVA- Fashion designing-Presentation.pdf
PPT
pump pump is a mechanism that is used to transfer a liquid from one place to ...
PPTX
AC-Unit1.pptx CRYPTOGRAPHIC NNNNFOR ALL
PPTX
building Planning Overview for step wise design.pptx
PDF
Key Trends in Website Development 2025 | B3AITS - Bow & 3 Arrows IT Solutions
PPTX
Causes of Flooding by Slidesgo sdnl;asnjdl;asj.pptx
Interior Structure and Construction A1 NGYANQI
Complete Guide to Microsoft PowerPoint 2019 – Features, Tools, and Tips"
Trusted Executive Protection Services in Ontario — Discreet & Professional.pdf
areprosthodontics and orthodonticsa text.pptx
BRANDBOOK-Presidential Award Scheme-Kenya-2023
UNIT I- Yarn, types, explanation, process
Facade & Landscape Lighting Techniques and Trends.pptx.pdf
6- Architecture design complete (1).pptx
artificialintelligencedata driven analytics23.pptx
YV PROFILE PROJECTS PROFILE PRES. DESIGN
Benefits_of_Cast_Aluminium_Doors_Presentation.pdf
High-frequency high-voltage transformer outline drawing
The Advantages of Working With a Design-Build Studio
EGWHermeneuticsffgggggggggggggggggggggggggggggggg.ppt
SEVA- Fashion designing-Presentation.pdf
pump pump is a mechanism that is used to transfer a liquid from one place to ...
AC-Unit1.pptx CRYPTOGRAPHIC NNNNFOR ALL
building Planning Overview for step wise design.pptx
Key Trends in Website Development 2025 | B3AITS - Bow & 3 Arrows IT Solutions
Causes of Flooding by Slidesgo sdnl;asnjdl;asj.pptx

Quality by Design, Objective & benefits of QbD, Elements of QbD, Design tools

  • 1. Quality by Design Mr. Vinayak Bodhankar M. Pharm. (QA), PhD*
  • 2. Content  Introduction  Objective & benefits of QbD  Elements of QbD  Design tools
  • 3.  Quality by Design is a concept first outlined by Joseph M. Juran in various publications. He supposed that quality could be planned.  The concept of QbD was mention in ICH Q8 guidelines, which states that, “To identify quality can not be tested in products, i.e. Quality should be built into product by design.”  Quality by Design (QbD) is a strategic approach employed in various industries, including pharmaceuticals, manufacturing, and product development, to ensure the consistent delivery of high-quality products.  It involves a systematic and proactive process of integrating quality considerations throughout the entire product lifecycle, from conception to production. Introduction
  • 4. Definition of QbD: According to ICH Q8, QbD has been defined as “A systematic approach to development that begins with predefined objectives and emphasizes product and process understanding and process control, based on sound science and quality risk management”. Pharmaceutical Development Quality Risk Management Pharmaceutical Quality System Development & Manufacture of drug substance ICH Q8 ICH Q9 ICH Q10 ICH Q11 QbD + + + =
  • 5. Objectives of QbD:  To encourages pharmaceutical companies to develop sufficient understanding of their products and manufacture processes.  To ensure that their processes are robust.  To demonstrate this enhanced understanding to the pharmaceutical regulatory agencies. Benefits of QbD:  Better design of product.  Fewer problems in manufacturing.  Understanding and mitigation of risk.  A reduction in overall cost of manufacturing.  More efficient technology transfer to manufacturing.  Enabling continuous improvement.
  • 6.  Patient safety and product efficacy are focused.  Scientific understanding of pharmaceutical process and methods is done.  Critical quality attributes are identified and their effect on final quality of product is analyzed.  It offers robust method or process.  Method design concept helps to avoid cost involved with post approval changes.
  • 8. 1. Define an objective (QTPP)  As per ICH guideline Q8 R2 Quality Target Product Profile (QTPP) can be defined as “Summary of the quality characteristics of a drug product that ideally will be achieved to ensure that the desired quality, and thus the safety and efficacy of a drug product is realized”.  The Quality target product profile forms the basis for design and the development of the product.  QTPP is a product description that summarizes the characteristics expected during the development to respond to the therapeutic drug target.
  • 9. Consideration for the Quality Target Product Profile (QTPP):  Intended use in a clinical setting, route of administration, dosage form, and delivery systems.  Dosage strength, Container closure system  Therapeutic moiety release or delivery and attributes affecting pharmacokinetic characteristics (e.g., dissolution) appropriate to the drug product, dosage form being developed.  Drug product quality criteria (e.g., sterility, purity, stability, and drug release) appropriate for the intended marketed product
  • 10. 2. Determination of Critical Quality Attributes (CQA)  According to ICH Q8 R2 “A CQA is a physical, chemical, biological, or, microbiological property or characteristics that should be within an appropriate limit, range to ensure the desired product quality.  CQAs are generally linked with the drug substance, excipients intermediates and drug products.  It is stated in ICH Q9 that in case of potential drug substance CQA’s are used to guide process development.  The quality attributes of a drug product may include identity, assay, content uniformity, degradation products, residual solvents, drug release or dissolution, moisture content, microbial limits, and physical attributes such as color, shape, size, odor, etc. These attributes can be critical or not critical.  Criticality of an attribute is primarily based upon the severity of harm to the patient should the product fall outside the acceptable range for that attribute.
  • 11. 3. Risk Assessment:  Risk assessment consist of the identification of hazards and analysis an evaluation of risk associated with exposure to those hazards.  Principle of management are:  Scientific knowledge-based evaluation of the risk to quality which eventually link to the protection of the patient.  Adequate effort should be taken; formality and documentation of the quality risk management process should be done with the level of risk involve  It is joint responsibility of quality unit, business development, engineering, regulatory affairs, production operations, sales and marketing, legal, statistics and clinical department.
  • 12. Methods of Risk Assessment Methods of risk assessments are mentioned in ICH guideline Q9 as follows: ¢ Failure mode effects analysis (FMEA) ¢ Failure mode, effects and critically analysis (FMCEA) ¢ Fault tree analysis (FTA) ¢ Hazard analysis and critical control points (HACCP) ¢ Hazard operability analysis (HAZOP) ¢ Preliminary hazard analysis (PHA) ¢ Risk ranking and filtering ¢ Supporting statistical tools.
  • 13. 4. Development of Experimental Design  Experimental design is the multidimensional combination and interaction of input variables and process parameters that have demonstrated to provide assurance of quality.  Pharmaceutical development scientist have just began to making use of computer- aided process design (CAPD) and process simulation to support process development and optimization of manufacturing.  Over the years, QbD's focus has been on the process design, understanding, and control, as discussed in the ICH Q8 (R2) guidance.  It should be emphasized that product design, understanding, and control are equally important.
  • 14.  Product design determines whether the product is able to meet patients’ needs, which is confirmed with clinical studies.  Product design also determines whether the product is able to maintain its performance through its shelf life, which is confirmed with stability studies.  The key objective of product design and understanding is to develop a robust product that can deliver the desired QTPP over the product shelf life  Process parameters are referred to as the input operating parameters (e.g., speed and flow rate) or process state variables (e.g., temperature and pressure) of a process step or unit operation.  A process parameter is critical when its variability has an impact on a critical quality attribute and therefore should be monitored or controlled to ensure the process produces the desired quality.
  • 15. 5. Designing and implementing control strategy  Control strategy is required to ensure that material and process is within the expected lower and upper limits.  Parameter and material are routinely controlled during production in order to assure reproducibility. Process Capability Index (CpK) Upper limit of specification – Lower limit of specification Standard Deviation =
  • 16. 6. Continuous Improvements It is a set of activities that the applicant carries out in order to enhance its ability to meet requirements Continual improvements typically have five phases as follows: 1. Define the problem and the project goals, specifically 2. Measure key aspects of the current process and collect relevant data 3. Analyze the data to investigate and verify cause-and-effect relationships. Determine what the relationships are, and attempt to ensure that all factors have been considered. Seek out root cause of the defect if any. 4. Improve or optimize the current process based upon data analysis using techniques such as design of experiments to create a new, future state process. Set up pilot runs to establish process capability. 5. Control the future state process to ensure that any deviations from target are corrected before they result in defects. Implement control systems such as statistical process control and continuously monitor the process.
  • 17. DESIGN TOOLS  Prior knowledge  Design of Experiments  Risk assessment  Process analytical technology (PAT) Prior knowledge  Prior knowledge can only be obtained through experience, not education.  Prior knowledge in the QbD framework generally refers to Knowledge that stems from previous experience that is not in publically available literature.  Prior knowledge may be the proprietary information, understanding, or skill that applicants acquire through previous studies.
  • 18. Design of Experiments (DoE)  DoE is an excellent tool that allows pharmaceutical scientists to systematically manipulate factors according to a prespecified design. The DoE also reveals relationships between input factors and output responses. A series of structured tests are designed in which planned changes are made to the input variables of a process or system. The effects of these changes on a predefined output are then assessed.  When DoE is applied to formulation or process development, input variables include the material attributes (e.g., particle size) of raw material or excipients and process parameters (e.g., press speed or spray rate), while outputs are the critical quality attributes of the in-process materials or final drug product (e.g., blend uniformity, particle size or particle size distribution of the granules, tablet assay, content uniformity, or drug release).  DoE can helps to identify optimal conditions, CMAs, CPPs, and, ultimately, the design space.
  • 19. Process analytical technology (PAT)  ICH Q8 (R2) identifies the use of PAT to ensure that the process remains within an established design space.  PAT can provide continuous monitoring of CPPs, CMAs, or CQAs to make go/no decisions and to demonstrate that the process is maintained in the design space.  In-process testing, CMAs, or CQAs can also be measured online or inline with PAT.  Both of these applications of PAT are more effective at detecting failures than end- product testing alone.