SQM - Unit 3 - GRAA




SEVEN BASIC TOOLS OF QUALITY
         Software Quality Management
                   Unit – III




       Roy Antony Arnold G
       Asst. Prof. / CSE
Seven Basic Tools
Seven Basic Tools
 "The Old Seven." 

 "The First Seven."

 "The Basic Seven." 

 The seven basic tools of quality are first emphasized 
 by Ishikawa, a professor of engineering at Tokyo 
 University.
 He called as father of “quality circles”.
    called as father of  quality circles .
                        SQM - Unit 3 - GRAA
Why   Seven Basic Tools
      Seven Basic Tools?

 The Seven Basic Tools of Quality is a designation given to a fixed 
        g p             q ,                p
 set of graphical techniques, which are helpful to maintain 
 software quality. 

 They are called basic because they are suitable for people with 
 little formal training in statistics and because they can be used 
 to solve the vast majority of quality‐related issues.

 Good use of the seven basic tools can lead to positive long‐term 
 results for process improvement and quality management in 
 software development.       SQM - Unit 3 - GRAA
What are Seven Basic Tools
What are Seven Basic Tools?

 The Check List or Check Sheet 
 The Pareto Diagram
 The Histogram 
 The Scatter Diagram 
 The Scatter Diagram
 The Run chart (alternately Flow Chart or 
 Stratification) 
 St tifi ti )
 The Control Chart 
 The Cause‐and‐Effect Diagram or Ishikawa Diagram 
 or Fish‐Bone Diagram
                      SQM - Unit 3 - GRAA
Contd...




           SQM - Unit 3 - GRAA
Check List
Check List
It is a simple document that is used for collecting data in real‐
time and at the location where the data is generated.
Its
I main purpose i to provide a structured way to collect
        i           is        id              d             ll
quality‐related data for assessing a process or as an input to
other analyses
        analyses.
Bernstein, 1992, observed that the checklists summarize the
key points of the process and they are much more effective
than the lengthy process documents.
Each phase in a software development has a set of tasks to
       p                          p
complete. Checklists help developers and programmers to
ensure that all tasks are complete.

                           SQM - Unit 3 - GRAA
Contd...
Another type of checklist is the common error list,
which is part of the stage kickoffs of the defect
prevention process (DPP).
DPP involves three key steps:
  (1) analysis of defects to trace the root causes,
  ( )
  (2) action teams to implement suggested actions, and
                          p           gg            ,
  (3) stage kickoff meetings as the major feedback mechanism
PTF (Program Temporary Fix) is the fix delivered to customers
    ( og a      e po a y ) s t e          de e ed     custo e s
when they encounter defects in the software system.


                           SQM - Unit 3 - GRAA
Example




          SQM - Unit 3 - GRAA
Example 2
Example 2




            SQM - Unit 3 - GRAA
Pareto Diagram
 Pareto Diagram
It is a frequency chart of bars in descending order; the frequency 
bars are usually associated with types of problems. 
It is named after a 19th C
I i         d f     19 Century Italian economist named Vilfredo
                                  I li          i         d Vilf d
Pareto (1848–1923), who expounded his principle in terms of the 
distribution of wealth that a large share of the wealth is owned 
distribution of wealth—that a large share of the wealth is owned
by a small percentage of the population. 
In 1950 Juran applied this principle to the identification of quality 
In 1950 Juran applied this principle to the identification of quality
problems—that most of the quality problems are due to a small 
percentage of the possible causes. 
Pareto analysis is commonly referred to as the 80–20 principle (20% 
of the causes account for 80% of the defects)

                              SQM - Unit 3 - GRAA
Contd...
In software development, the X‐axis is usually the defect 
cause and the Y‐axis the defect count. 
It indicates which problems should be solved first in 
I i di        hi h    bl     h ld b      l d fi i
eliminating defects and improving the operation. 
Grady and Caswell (1986) h
G d     dC     ll (1986) shown a Pareto analysis of 
                                 P         l i f
software defects by category for four Hewlett‐Packard 
software projects
software projects
The top three types (new function or different processing 
required, existing data need to be organized/ presented 
required existing data need to be organized/ presented
differently, and user needs additional data fields) account for 
more than one‐third of the defects.
                            SQM - Unit 3 - GRAA
Pareto Analysis for IBM Rochester 
product
   d

                         INTF          Interface Problems
                         INIT          Data Initialization Problems
                         CPLX          Complex Logical Problems
                         NLS           Translation related
                                       National Language Problems
                                                     g g
                         ADDR          Address Problems
                         DEFN          Definition Problems




                 SQM - Unit 3 - GRAA
SQM - Unit 3 - GRAA
Histogram
It is a graphic representation of frequency counts of a 
It i        hi          t ti     ff               t f
sample or a population. 
The X‐axis lists the unit intervals of a parameter (e.g., 
Th X i li t th         it i t    l f           t (
severity level of software defects) ranked in ascending 
order from left to right, and the Y‐axis contains the 
order from left to right and the Y axis contains the
frequency counts. 
The purpose of the histogram is to show the distribution 
The purpose of the histogram is to show the distribution
characteristics of a parameter such as overall shape, 
central tendency, dispersion, and skewness. 
central tendency dispersion and skewness
It enhances understanding of the parameter of interest.

                         SQM - Unit 3 - GRAA
SQM - Unit 3 - GRAA
Customer Satisfaction Histogram
Customer Satisfaction Histogram




                SQM - Unit 3 - GRAA
Scatter Diagram
Scatter Diagram
 A scatter diagram vividly portrays the relationship of two interval 
 variables. 
 Compared to other tools, the scatter diagram is more difficult to 
 Compared to other tools the scatter diagram is more difficult to
 apply. 
 It usually relates to investigative work and requires precise data. It 
  t usua y e ates to est gat e o a d equ es p ec se data t
 is often used with other techniques such as correlation analysis, 
 regression, and statistical modelling.
 Each point in a scatter diagram represents an observation of both 
 the dependent and independent variables. 
 Scatter diagrams aid data‐based decision making (e.g., if action is 
 S tt di           id d t b d d i i           ki (      if ti i
 planned on the X variable and some effect is expected on the Y 
 variable). 
                              SQM - Unit 3 - GRAA
Contd...
 One should always look for a scatter diagram when the 
 correlation coefficient of two variables is presented.
 The method for calculating the correlation coefficient is 
 Th        h df      l l i     h        l i       ffi i   i
 highly sensitive to outliers, and a scatter diagram can clearly 
 expose any outliers in the relationship. 
 expose any outliers in the relationship
 The most common correlation coefficient is Pearson's 
 product moment correlation coefficient, which assumes a 
 product moment correlation coefficient, which assumes a
 linear relationship. 
 If the relationship is nonlinear, the Pearson correlation 
                   p             ,
 coefficient may show no relationship; therefore, it may 
 convey incorrect or false information.

                            SQM - Unit 3 - GRAA
Correlation of Defect Rates of Reused Components 
Between Two Platforms
B t       T Pl tf




                      SQM - Unit 3 - GRAA
Run Chart
Run Chart
 A run chart tracks the performance of the 
 parameter of interest over time. 
 These charts serve as real‐time statements of 
 quality as well as workload.
 The X‐axis is time and the Y‐axis is the value of the 
 parameter. 
 parameter.
 A run chart is best used for trend analysis, especially 
 if historical data are available for comparisons with 
 if historical data are available for comparisons with
 the current trend. 

                        SQM - Unit 3 - GRAA
Contd...
 Ishikawa (1989) includes various graphs such as the
 pie chart, bar graph, compound bar graph, and
 circle graph under the section that discusses run
 charts.
 An example of a run chart in software is the weekly
 number of open problems in the backlog; it shows
 the development team's workload of software
 fixes.



                      SQM - Unit 3 - GRAA
Run Chart of Percentage of 
Delinquent Fixes
  l




                SQM - Unit 3 - GRAA
Control Chart
Control Chart
 The control chart is a powerful tool for achieving 
 Th            l h i            f l   lf      hi i
 statistical process control (SPC). 
 However, in software development it is difficult to 
 H           i     f     d l           i i diffi l
 use control chart in the formal SPC manner. 
 It is a formidable task, if not impossible, to define 
 I i f         id bl   k if      i     ibl      d fi
 the process capability of a software development 
 process. 
 process
 A control chart can be regarded as an advanced 
 form of a run chart for situations where the process 
 form of a run chart for situations where the process
 capability can be defined. 

                       SQM - Unit 3 - GRAA
Contd...
 It consists of a central line, a pair of control limits (and 
 sometimes a pair of warning limits within the control limits), 
 and values of the parameter of interest plotted on the chart, 
 and values of the parameter of interest plotted on the chart
 which represent the state of a process. 
 The X axis is real time. If all values of the parameter are 
 The X‐axis is real time If all values of the parameter are
 within the control limits and show no particular tendency, the 
 process is regarded as being in a controlled state. 
 If they fall outside the control limits or indicate a trend, the 
 process is considered out of control. Such cases call for 
 causal analysis and corrective actions are to be taken.


                            SQM - Unit 3 - GRAA
Contd...
 In statistical terms, process capability is defined:
                         USL − LSL
                 CP =
                           6 Sigma
 where USL and LSL are the upper and lower engineering
 specification limits, respectively, sigma is the standard
 deviation of the process, and 6 sigma represents the overall
 process variation.
               i i
 If a unilateral specification is affixed to some characteristics,
 the
 th capability i d may b d fi d
           bilit index      be defined: (   (u‐process mean)
                                                           )
                                USL − u                   u − LSL
                        CP =                       CP =
                                 3Sigma
                             SQM - Unit 3 - GRAA
                                                          3Sigma
Pseudo‐Control Chart of Test Defect Rate—First 
Iteration
It ti




                      SQM - Unit 3 - GRAA
Example: 2
Example: 2




             SQM - Unit 3 - GRAA
Cause and Effect Diagram
Cause‐and‐Effect Diagram
 This was developed by Ishikawa and associates in the early 
 1950s in Japan. 
 It was first used to explain factors that affect the production 
 I       fi      d        l i f        h    ff     h     d i
 of steel.
 It shows the relationship between a quality characteristic 
 It sho s the relationship bet een a quality characteristic
 and factors that affect that characteristic. 
 Its layout resembles a fishbone.
 Its layout resembles a fishbone
 While the scatter diagram describes a specific bivariate 
 relationship in detail, the cause‐and‐effect diagram identifies 
 relationship in detail the cause‐and‐effect diagram identifies
 all causal factors of a quality characteristic in one chart.


                            SQM - Unit 3 - GRAA
Cause and Effect Diagram
Cause‐and‐Effect Diagram
 These are diagrams show the causes of a certain event 
 Th         di        h th              f      t i        t
 Common uses of this diagram are product design and quality 
 defect prevention, to identify potential factors causing an 
        p          ,          yp                         g
 overall effect. 
 Causes are usually grouped into major categories to identify 
 these sources of variation. The categories typically include:
 these sources of variation The categories typically include:
    People
    Methods
    Machines
    Materials
    Measurements
    Environment

                          SQM - Unit 3 - GRAA
Cause and Effect Diagram
Cause‐and‐Effect Diagram




              SQM - Unit 3 - GRAA
Cause‐and‐Effect Diagram Contd.

 Typical categories of causes are:
 Typical categories of causes are:
   The 8 Ms (used in manufacturing)
     Machine (technology) 
     Method (process) 
     Method (process)
     Material (Includes Raw Material, Consumables and Information.) 
     Man Power (physical work)/Mind Power (brain work)
     Measurement (Inspection) 
     Milieu/Mother Nature (Environment) 
     Management/Money Power 
     Maintenance 
   The 8 Ps (used in service industry)
   The 8 Ps (used in service industry)
     Product=Service             ▪ Price 
     Place                       ▪ Promotion/Entertainment 
     People (key person) 
     People (key person)         ▪ Process
                                   Process 
     Physical Evidence           ▪ Productivity & Quality 
   The 4 Ss (used in service industry)
     Surroundings 
                g
     Suppliers 
     Systems                      SQM - Unit 3 - GRAA
     Skills 

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Seven basic tools of quality

  • 1. SQM - Unit 3 - GRAA SEVEN BASIC TOOLS OF QUALITY Software Quality Management Unit – III Roy Antony Arnold G Asst. Prof. / CSE
  • 2. Seven Basic Tools Seven Basic Tools "The Old Seven."  "The First Seven." "The Basic Seven."  The seven basic tools of quality are first emphasized  by Ishikawa, a professor of engineering at Tokyo  University. He called as father of “quality circles”. called as father of  quality circles . SQM - Unit 3 - GRAA
  • 3. Why Seven Basic Tools Seven Basic Tools? The Seven Basic Tools of Quality is a designation given to a fixed  g p q , p set of graphical techniques, which are helpful to maintain  software quality.  They are called basic because they are suitable for people with  little formal training in statistics and because they can be used  to solve the vast majority of quality‐related issues. Good use of the seven basic tools can lead to positive long‐term  results for process improvement and quality management in  software development. SQM - Unit 3 - GRAA
  • 4. What are Seven Basic Tools What are Seven Basic Tools? The Check List or Check Sheet  The Pareto Diagram The Histogram  The Scatter Diagram  The Scatter Diagram The Run chart (alternately Flow Chart or  Stratification)  St tifi ti ) The Control Chart  The Cause‐and‐Effect Diagram or Ishikawa Diagram  or Fish‐Bone Diagram SQM - Unit 3 - GRAA
  • 5. Contd... SQM - Unit 3 - GRAA
  • 6. Check List Check List It is a simple document that is used for collecting data in real‐ time and at the location where the data is generated. Its I main purpose i to provide a structured way to collect i is id d ll quality‐related data for assessing a process or as an input to other analyses analyses. Bernstein, 1992, observed that the checklists summarize the key points of the process and they are much more effective than the lengthy process documents. Each phase in a software development has a set of tasks to p p complete. Checklists help developers and programmers to ensure that all tasks are complete. SQM - Unit 3 - GRAA
  • 7. Contd... Another type of checklist is the common error list, which is part of the stage kickoffs of the defect prevention process (DPP). DPP involves three key steps: (1) analysis of defects to trace the root causes, ( ) (2) action teams to implement suggested actions, and p gg , (3) stage kickoff meetings as the major feedback mechanism PTF (Program Temporary Fix) is the fix delivered to customers ( og a e po a y ) s t e de e ed custo e s when they encounter defects in the software system. SQM - Unit 3 - GRAA
  • 8. Example SQM - Unit 3 - GRAA
  • 9. Example 2 Example 2 SQM - Unit 3 - GRAA
  • 10. Pareto Diagram Pareto Diagram It is a frequency chart of bars in descending order; the frequency  bars are usually associated with types of problems.  It is named after a 19th C I i d f 19 Century Italian economist named Vilfredo I li i d Vilf d Pareto (1848–1923), who expounded his principle in terms of the  distribution of wealth that a large share of the wealth is owned  distribution of wealth—that a large share of the wealth is owned by a small percentage of the population.  In 1950 Juran applied this principle to the identification of quality  In 1950 Juran applied this principle to the identification of quality problems—that most of the quality problems are due to a small  percentage of the possible causes.  Pareto analysis is commonly referred to as the 80–20 principle (20%  of the causes account for 80% of the defects) SQM - Unit 3 - GRAA
  • 11. Contd... In software development, the X‐axis is usually the defect  cause and the Y‐axis the defect count.  It indicates which problems should be solved first in  I i di hi h bl h ld b l d fi i eliminating defects and improving the operation.  Grady and Caswell (1986) h G d dC ll (1986) shown a Pareto analysis of  P l i f software defects by category for four Hewlett‐Packard  software projects software projects The top three types (new function or different processing  required, existing data need to be organized/ presented  required existing data need to be organized/ presented differently, and user needs additional data fields) account for  more than one‐third of the defects. SQM - Unit 3 - GRAA
  • 12. Pareto Analysis for IBM Rochester  product d INTF Interface Problems INIT Data Initialization Problems CPLX Complex Logical Problems NLS Translation related National Language Problems g g ADDR Address Problems DEFN Definition Problems SQM - Unit 3 - GRAA
  • 13. SQM - Unit 3 - GRAA
  • 14. Histogram It is a graphic representation of frequency counts of a  It i hi t ti ff t f sample or a population.  The X‐axis lists the unit intervals of a parameter (e.g.,  Th X i li t th it i t l f t ( severity level of software defects) ranked in ascending  order from left to right, and the Y‐axis contains the  order from left to right and the Y axis contains the frequency counts.  The purpose of the histogram is to show the distribution  The purpose of the histogram is to show the distribution characteristics of a parameter such as overall shape,  central tendency, dispersion, and skewness.  central tendency dispersion and skewness It enhances understanding of the parameter of interest. SQM - Unit 3 - GRAA
  • 15. SQM - Unit 3 - GRAA
  • 17. Scatter Diagram Scatter Diagram A scatter diagram vividly portrays the relationship of two interval  variables.  Compared to other tools, the scatter diagram is more difficult to  Compared to other tools the scatter diagram is more difficult to apply.  It usually relates to investigative work and requires precise data. It  t usua y e ates to est gat e o a d equ es p ec se data t is often used with other techniques such as correlation analysis,  regression, and statistical modelling. Each point in a scatter diagram represents an observation of both  the dependent and independent variables.  Scatter diagrams aid data‐based decision making (e.g., if action is  S tt di id d t b d d i i ki ( if ti i planned on the X variable and some effect is expected on the Y  variable).  SQM - Unit 3 - GRAA
  • 18. Contd... One should always look for a scatter diagram when the  correlation coefficient of two variables is presented. The method for calculating the correlation coefficient is  Th h df l l i h l i ffi i i highly sensitive to outliers, and a scatter diagram can clearly  expose any outliers in the relationship.  expose any outliers in the relationship The most common correlation coefficient is Pearson's  product moment correlation coefficient, which assumes a  product moment correlation coefficient, which assumes a linear relationship.  If the relationship is nonlinear, the Pearson correlation  p , coefficient may show no relationship; therefore, it may  convey incorrect or false information. SQM - Unit 3 - GRAA
  • 20. Run Chart Run Chart A run chart tracks the performance of the  parameter of interest over time.  These charts serve as real‐time statements of  quality as well as workload. The X‐axis is time and the Y‐axis is the value of the  parameter.  parameter. A run chart is best used for trend analysis, especially  if historical data are available for comparisons with  if historical data are available for comparisons with the current trend.  SQM - Unit 3 - GRAA
  • 21. Contd... Ishikawa (1989) includes various graphs such as the pie chart, bar graph, compound bar graph, and circle graph under the section that discusses run charts. An example of a run chart in software is the weekly number of open problems in the backlog; it shows the development team's workload of software fixes. SQM - Unit 3 - GRAA
  • 23. Control Chart Control Chart The control chart is a powerful tool for achieving  Th l h i f l lf hi i statistical process control (SPC).  However, in software development it is difficult to  H i f d l i i diffi l use control chart in the formal SPC manner.  It is a formidable task, if not impossible, to define  I i f id bl k if i ibl d fi the process capability of a software development  process.  process A control chart can be regarded as an advanced  form of a run chart for situations where the process  form of a run chart for situations where the process capability can be defined.  SQM - Unit 3 - GRAA
  • 24. Contd... It consists of a central line, a pair of control limits (and  sometimes a pair of warning limits within the control limits),  and values of the parameter of interest plotted on the chart,  and values of the parameter of interest plotted on the chart which represent the state of a process.  The X axis is real time. If all values of the parameter are  The X‐axis is real time If all values of the parameter are within the control limits and show no particular tendency, the  process is regarded as being in a controlled state.  If they fall outside the control limits or indicate a trend, the  process is considered out of control. Such cases call for  causal analysis and corrective actions are to be taken. SQM - Unit 3 - GRAA
  • 25. Contd... In statistical terms, process capability is defined: USL − LSL CP = 6 Sigma where USL and LSL are the upper and lower engineering specification limits, respectively, sigma is the standard deviation of the process, and 6 sigma represents the overall process variation. i i If a unilateral specification is affixed to some characteristics, the th capability i d may b d fi d bilit index be defined: ( (u‐process mean) ) USL − u u − LSL CP = CP = 3Sigma SQM - Unit 3 - GRAA 3Sigma
  • 27. Example: 2 Example: 2 SQM - Unit 3 - GRAA
  • 28. Cause and Effect Diagram Cause‐and‐Effect Diagram This was developed by Ishikawa and associates in the early  1950s in Japan.  It was first used to explain factors that affect the production  I fi d l i f h ff h d i of steel. It shows the relationship between a quality characteristic  It sho s the relationship bet een a quality characteristic and factors that affect that characteristic.  Its layout resembles a fishbone. Its layout resembles a fishbone While the scatter diagram describes a specific bivariate  relationship in detail, the cause‐and‐effect diagram identifies  relationship in detail the cause‐and‐effect diagram identifies all causal factors of a quality characteristic in one chart. SQM - Unit 3 - GRAA
  • 29. Cause and Effect Diagram Cause‐and‐Effect Diagram These are diagrams show the causes of a certain event  Th di h th f t i t Common uses of this diagram are product design and quality  defect prevention, to identify potential factors causing an  p , yp g overall effect.  Causes are usually grouped into major categories to identify  these sources of variation. The categories typically include: these sources of variation The categories typically include: People Methods Machines Materials Measurements Environment SQM - Unit 3 - GRAA
  • 30. Cause and Effect Diagram Cause‐and‐Effect Diagram SQM - Unit 3 - GRAA
  • 31. Cause‐and‐Effect Diagram Contd. Typical categories of causes are: Typical categories of causes are: The 8 Ms (used in manufacturing) Machine (technology)  Method (process)  Method (process) Material (Includes Raw Material, Consumables and Information.)  Man Power (physical work)/Mind Power (brain work) Measurement (Inspection)  Milieu/Mother Nature (Environment)  Management/Money Power  Maintenance  The 8 Ps (used in service industry) The 8 Ps (used in service industry) Product=Service  ▪ Price  Place  ▪ Promotion/Entertainment  People (key person)  People (key person) ▪ Process Process  Physical Evidence  ▪ Productivity & Quality  The 4 Ss (used in service industry) Surroundings  g Suppliers  Systems  SQM - Unit 3 - GRAA Skills