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Business opportunities in applying Process Mining
                to operational and management enterprise processes
                     The point of view of a Systems Integrator



                             Antonio Majori, Stefano Scamuzzo
                                 Research & Innovation Division
                                      Engineering Group
                           antonio.majori@eng.it stefano.scamuzzo@eng.it




www.spagoworld.org
Introduction to Engineering Group
                     Process mining goals & prospective
                     Process mining & integration middleware
                     Process mining & Intelligence
                     Use Cases
                     Conclusion




www.spagoworld.org
Engineering Group

         The leading Italian independent privately-owned software and Information Technology
         services company, in the top 10 European software and services provider list.
         A complete and integrated offering: software development, systems integration,
         consultancy, outsourcing, proprietary and open source products.




                                                              Benelux



                            Brazil

                         Argentina                               Italy


                                                                                   Lebanon




  40 BRANCHES IN ITALY, BENELUX, LATIN AMERICA AND THE MENA AREA
  1,000 LARGE ACCOUNTS IN ALL MARKET SECTOR
  758.6 M€ REVENUE (2010)


www.spagoworld.org
Engineering Group and Innovation

        Production environments aimed at continuous innovation, flexible approach, knowledge of
            vertical business models, cross-market technological expertise in best brand and
           proprietary solutions, sustained by the training-research-innovation virtuous circle.




                          Research                                                                                                                                                                                                                        Innovation




                                                                         PA and Healthcare
                     System Integration
                     & Consultancy




                                                                                                                                                                                                                                                          Open Source and Business Intelligence
                                          Enterprise Resource Planning




                                                                                                                                                                                                                     Automation and Controls
                                                                                                                                        Enterprise Content Management




                                                                                                                                                                                  Broadband Media Services
                                                                                              Geographic Information System




                                                                                                                                                                                                                                               Industry
                                                                                                                              Finance
                     Managed




                                                                                                                                                                        Utility




                                                                                                                                                                                                             Telco
                     operations


                     Solutions


                         Training




  6.500 IT SPECIALISTS
    400 R&I SPECIALISTS


www.spagoworld.org
Engineering Group and Industrial Open Source




           The only entirely open source,
                                                                                        The open source platform for the
         innovative and flexible business
                                                                                    governance of middleware services and
                 intelligence suite
                                                                                   the development of SOA/BPM applications




   eclipse Business Process                                                                   extended Business Activity
         Management                                                                                  Monitoring
                                               www.spagoworld.org




                                                                                       The java enterprise framework for the
        The open source platform to measure,
                                                                                       development of web and multichannel
          analyze and monitor the quality of
                                                                                         applications in SOA environments
          product, procersses and services


                                                     SpagoBI, Spagic, Spago4Q and Spago are hosted by the forge of:
                                                     eBPM and eBAM are hosted by the forge of:




www.spagoworld.org
Goals and proposals



          To enrich open source platforms providing them with functionalities that
       support a process-based approach


           To support As Is analysis activities


           To support the usage of mining techniques on existing information


           To provide simulation solutions in the context of process refactoring


           To manage the separation between Operational and Intelligence data,
       making easier the adoption of intelligence services in projects



www.spagoworld.org
SOA Universal Middleware / context


       High
          Business sponsorship



                                   Business-Led     Enterprise
                                     Projects        Projects
                                                                        Drivers
                                                                        Drivers
                                                                          Unified Information with SOA
                                                                           Unified Information with SOA
                                       Process        IT-Led
                                       Projects      Projects              Designing your own information
                                                                            Designing your own information
                                                                        system, starting from strategic
                                                                         system, starting from strategic
                                                                 High   planning
                                                                         planning
                                 Low

                                             SOA Complexity




www.spagoworld.org
From information silos to Universal Middleware
                 Information Silos
Information systems are unable to properly manage
interactions with the related information systems.




                                  Manufacturing
     Financial


                  Booking




                                                                   Financ.




                                                                             CRM
                            CRM




                                                  ……..




                                                                                   …
             SOA Enterprise Service Bus
                                                               Unified logical application
 The Integration Bus facilitates relationships           with user’s views on services organized
 between systems, but …it’s still an organization         by rules, processes and compositions
 made of separated units and we are lacking:
   unified information
   collaboration
   definition of a strategic plan.

www.spagoworld.org
Architectural Framework
 We need an architectural framework to support new projects in aacollaborative components
  We need an architectural framework to support new projects in collaborative components
 development model through a process-based design where services work in synergy on
  development model through a process-based design where services work in synergy on
 information that is unique, consistent and shared.
  information that is unique, consistent and shared.

 Due to time constraints, related to various organisation rules and opportunities, aanew service is
  Due to time constraints, related to various organisation rules and opportunities, new service is
 carried out in two phases: integrating existing systems; re-engineering processes and the
  carried out in two phases: integrating existing systems; re-engineering processes and the
 business logic.
  business logic.
                           Where is the
       Requirements ?      information ?

           New components ?          Reuse ?

                                                     Components deploy on
                                                     infrastructural nodes




   Standard
    Connectors
     Process diagrams
      Application services                     New Platform
       Infrastructure services
         Methodologies                                                       Monitoring &
           Unified Information                                               Management


www.spagoworld.org
Platform & Process Mining


                 Process Mining                            Universal Middleware

        Analysis – discovery
     from legacy log of user activity, services                                             Middleware
                                                                                            Services manager
     and process




                                                   Process
                                                   & Rules
                                                                                       Front-end modules
       Runtime – conformance
     verify a new process model
                                                                                       Back-end modules




                                                   modules
                                                   Integrat.
       Refactoring – extension
     test the possible extensions to the




                                                               WS/SOAP
                                                                                                  Unified




                                                                         DBMS


                                                                                      DOC
                                                                                JMS
     processes.




                                                                                             ….
                                                                                                  Information



                                                                 External systems
                                                       (application, DBMS, middleware, ..)




www.spagoworld.org
Planning & Process Mining



       Process Mining techniques can be adopted throughout the whole project life cycle:


             As-Is Activity Analysis
             To-Be Activity Analysis
             Develop the first release
             Define/develop new extensions in order to substitute some external systems.




www.spagoworld.org
Governance & Project team organization

                         User Interface
                         User Interface      Processes & Rules
                                             Processes & Rules       Components
                                                                     Components
                     Architect/Developer
                     Architect/Developer          Analyst
                                                  Analyst         Architect/Developer
                                                                  Architect/Developer

                     Design User Interface
                     Design User Interface                       Design new components
                                                                 Design new components

   Discovery
   Discovery            Search widget
                        Search widget                             Search components
                                                                  Search components
                         on catalog
                          on catalog                                  on catalog
                                                                      on catalog
                                                     Rules
                                                     Rules
                       Develop Ajax UI
                       Develop Ajax UI                            Develop components
                                                                  Develop components
                                               (rules engine)
                                                (rules engine)                              Conformance
                                                                                            Conformance
                       Develop User
                        Develop User           BPM Process
                                                BPM Process          Complete BPMN
                                                                      Complete BPMN
                      Business Logic UI
                      Business Logic UI            (BPMN)
                                                    (BPMN)       (technical information)
                                                                  (technical information)
                       Develop User
                        Develop User
                      Business Logic UI
                      Business Logic UI
                         Publishing
                         Publishing                                   Publishing
                                                                      Publishing
                         on Catalog
                         on Catalog                                   on Catalog
                                                                      on Catalog
                                                                      Publication
                                                                      Publication
                     Proxy Configuration
                     Proxy Configuration                             configuration
                                                                     configuration

                       Application war
                       Application war


                                                  Extension
                                                  Extension




www.spagoworld.org
Spagic: open source SOA Universal Middleware




                                                             Governance
                                                                           Process &
                                          BPM
                                                                            Service
                                         modeling
                                                                          management

                                                                                       Business
                            Business Rules
                                                                                        Activity
                             management                  t
                                                       en  Inte
                                                                                       monitoring
                                                      m
                                                  age           gra
                                                                    tion
                      eForm                    an                       /Co
                                                                           ope
                                              M                               rati
                                          d                                        on M
                     Lifecycle          an             BPM/ETL
                                                                                       iddl
                                          g             Engine                             ewa
                                        in
                                      el                                                      re
                                   od                                        Cooperation
                                  M
                               ss                                            Connectors
                           ine                        Integration
                      B us                SOA             ESB
                                    Application
                                 (Web-Mobile)
                                 (Web-




www.spagoworld.org
Spagic & Process Mining




www.spagoworld.org
Use case: tree years for the new ERP / As IS

               Accounting              Suppliers
                                                            CRM

                                       Back-office
                      Resources                                       Portals
                                        (Legacy)

                                                                     Counter
                DW                                                   Services
                                  HR              IDM
                                               (security)


     Unrelated application silos: each area contains multiple unrelated applications.
      Unrelated application silos: each area contains multiple unrelated applications.
     Non-homogeneous technologies (Java, Access, Cobol, ..).
      Non-homogeneous technologies (Java, Access, Cobol, ..).
     Organizational processes relying on individual relations (e.g. telephone
      Organizational processes relying on individual relations (e.g. telephone
  calls) where data exchange can not be controlled (e.g. MS-excel and manual entry).
   calls) where data exchange can not be controlled (e.g. MS-excel and manual entry).
     Information is fragmented and often duplicated in different systems.
      Information is fragmented and often duplicated in different systems.
     Governance on systems and not on processes; therefore lack of SLA.
      Governance on systems and not on processes; therefore lack of SLA.
     Difficult professional growth of the corporate staff.
      Difficult professional growth of the corporate staff.

www.spagoworld.org
Use case / To Be
 No more silos: two dashboards for all services supported by an integration bus
 (ESB) and defined by processes and rules. Governance on a single monitoring
 environment.
                                       Back office Dashboard                     Front-office Dashboard
                                             Front End modules                       Front End modules
               External Systems




                                                                                                                   External Systems
                                          User            User                      User            User
                                        Component       Component                 Component       Component


                                              Service Manager                         Service Manager
                                         Business   Business                      Business   Business
                                        Components Components                    Components Components


                                        Interf.    Interf.    Interf.             Interf.   Interf.    Interf.
                                              Integration BUS                          Integration BUS
                                       Connect. Connect. Connect.                Connect. Connect. Connect.



                                                              Middleware Services
                                                                        RULES     Management
                                  Registry        BPM        ETL                                      DOCUM.     IDM
                                                                        Engine     Monitoring


www.spagoworld.org
Use Case / Solution with Process Mining

      As IS pre analysis
          Organizational processes designed through the ARIS modeler


      To Be analysis

                             Functional &
                                                      Business         Transaction
                              Technical
                                                     Component             Log
                               Analysis


         Detail Process         BPM                    Spagic           Execution
            (ARIS)            generation                BPM            Process log


                             Extraction of
                                                        ProM             Mining
                             Knowledge


                                        Tuning & Refactory


www.spagoworld.org
Business Intelligence / context




                                            New data sources
         Traditional BI is over




  The need to discover information in data

                            The growing importance of time and space
www.spagoworld.org
Business Intelligence / emerging requests




  Business Performance Management


                                              Business Activity Monitoring




         Real Time Business Intelligence
www.spagoworld.org
Business Intelligence / real time


                       … is not analyzing all your operational data …
                       … is not loading all your operational data into
                       the Data Warehouse aside historical ones …

                 IT’S ABOUT DETECTING RELEVANT EVENTS



                                                      Complex
                                                      Event
                                                      Processing
                     Process Mining emerges as a crucial technique
                     to discover hidden information
www.spagoworld.org
Business Intelligence / open source




www.spagoworld.org
Business Intelligence / PM in SpagoBI

    Extract unknown or hidden information from process data
    in some structured form, such as events and logs

    Detecting inconsistencies between process models and
    process instances

    Gathering hidden information that suggests the creation
    of new process models




www.spagoworld.org
Business Intelligence / an example


    On-line reservation systems for healthcare systems,
    through the single point of contact, named CUP

    The goal is to monitor the quality of health information
    systems for citizens




www.spagoworld.org
Business Intelligence / how RT and BAM work


                     Data Source




                         Events
                                      REAL TIME
                                                   Real Time
                                                   Console        Other SpagoBI
                   Complex                                           Engines
                Event Processing
                    Engine


                                      HISTORICAL
                                       ANALYSIS
                                                       Database
           • Integrated with BPM
                 – Start/stop of processes
           • Interacting with monitored objects

www.spagoworld.org
Business Intelligence / an example




www.spagoworld.org
Conclusion


                                     Process Mining


                                         Design
                     Operational                     Intelligence
                     Environment                     Environment



                                   Process Mining



        Process Mining can be the bridge between operational and intelligence
        environments in enterprise projects where the design activity crosses all
        domains and departments: analysis and refactoring


www.spagoworld.org
Questions and Answers




www.spagoworld.org

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SIMPDA 2011 - Business opportunities in applying Process Mining to operational and management enterprise processes

  • 1. Business opportunities in applying Process Mining to operational and management enterprise processes The point of view of a Systems Integrator Antonio Majori, Stefano Scamuzzo Research & Innovation Division Engineering Group antonio.majori@eng.it stefano.scamuzzo@eng.it www.spagoworld.org
  • 2. Introduction to Engineering Group Process mining goals & prospective Process mining & integration middleware Process mining & Intelligence Use Cases Conclusion www.spagoworld.org
  • 3. Engineering Group The leading Italian independent privately-owned software and Information Technology services company, in the top 10 European software and services provider list. A complete and integrated offering: software development, systems integration, consultancy, outsourcing, proprietary and open source products. Benelux Brazil Argentina Italy Lebanon 40 BRANCHES IN ITALY, BENELUX, LATIN AMERICA AND THE MENA AREA 1,000 LARGE ACCOUNTS IN ALL MARKET SECTOR 758.6 M€ REVENUE (2010) www.spagoworld.org
  • 4. Engineering Group and Innovation Production environments aimed at continuous innovation, flexible approach, knowledge of vertical business models, cross-market technological expertise in best brand and proprietary solutions, sustained by the training-research-innovation virtuous circle. Research Innovation PA and Healthcare System Integration & Consultancy Open Source and Business Intelligence Enterprise Resource Planning Automation and Controls Enterprise Content Management Broadband Media Services Geographic Information System Industry Finance Managed Utility Telco operations Solutions Training 6.500 IT SPECIALISTS 400 R&I SPECIALISTS www.spagoworld.org
  • 5. Engineering Group and Industrial Open Source The only entirely open source, The open source platform for the innovative and flexible business governance of middleware services and intelligence suite the development of SOA/BPM applications eclipse Business Process extended Business Activity Management Monitoring www.spagoworld.org The java enterprise framework for the The open source platform to measure, development of web and multichannel analyze and monitor the quality of applications in SOA environments product, procersses and services SpagoBI, Spagic, Spago4Q and Spago are hosted by the forge of: eBPM and eBAM are hosted by the forge of: www.spagoworld.org
  • 6. Goals and proposals To enrich open source platforms providing them with functionalities that support a process-based approach To support As Is analysis activities To support the usage of mining techniques on existing information To provide simulation solutions in the context of process refactoring To manage the separation between Operational and Intelligence data, making easier the adoption of intelligence services in projects www.spagoworld.org
  • 7. SOA Universal Middleware / context High Business sponsorship Business-Led Enterprise Projects Projects Drivers Drivers Unified Information with SOA Unified Information with SOA Process IT-Led Projects Projects Designing your own information Designing your own information system, starting from strategic system, starting from strategic High planning planning Low SOA Complexity www.spagoworld.org
  • 8. From information silos to Universal Middleware Information Silos Information systems are unable to properly manage interactions with the related information systems. Manufacturing Financial Booking Financ. CRM CRM …….. … SOA Enterprise Service Bus Unified logical application The Integration Bus facilitates relationships with user’s views on services organized between systems, but …it’s still an organization by rules, processes and compositions made of separated units and we are lacking: unified information collaboration definition of a strategic plan. www.spagoworld.org
  • 9. Architectural Framework We need an architectural framework to support new projects in aacollaborative components We need an architectural framework to support new projects in collaborative components development model through a process-based design where services work in synergy on development model through a process-based design where services work in synergy on information that is unique, consistent and shared. information that is unique, consistent and shared. Due to time constraints, related to various organisation rules and opportunities, aanew service is Due to time constraints, related to various organisation rules and opportunities, new service is carried out in two phases: integrating existing systems; re-engineering processes and the carried out in two phases: integrating existing systems; re-engineering processes and the business logic. business logic. Where is the Requirements ? information ? New components ? Reuse ? Components deploy on infrastructural nodes Standard Connectors Process diagrams Application services New Platform Infrastructure services Methodologies Monitoring & Unified Information Management www.spagoworld.org
  • 10. Platform & Process Mining Process Mining Universal Middleware Analysis – discovery from legacy log of user activity, services Middleware Services manager and process Process & Rules Front-end modules Runtime – conformance verify a new process model Back-end modules modules Integrat. Refactoring – extension test the possible extensions to the WS/SOAP Unified DBMS DOC JMS processes. …. Information External systems (application, DBMS, middleware, ..) www.spagoworld.org
  • 11. Planning & Process Mining Process Mining techniques can be adopted throughout the whole project life cycle: As-Is Activity Analysis To-Be Activity Analysis Develop the first release Define/develop new extensions in order to substitute some external systems. www.spagoworld.org
  • 12. Governance & Project team organization User Interface User Interface Processes & Rules Processes & Rules Components Components Architect/Developer Architect/Developer Analyst Analyst Architect/Developer Architect/Developer Design User Interface Design User Interface Design new components Design new components Discovery Discovery Search widget Search widget Search components Search components on catalog on catalog on catalog on catalog Rules Rules Develop Ajax UI Develop Ajax UI Develop components Develop components (rules engine) (rules engine) Conformance Conformance Develop User Develop User BPM Process BPM Process Complete BPMN Complete BPMN Business Logic UI Business Logic UI (BPMN) (BPMN) (technical information) (technical information) Develop User Develop User Business Logic UI Business Logic UI Publishing Publishing Publishing Publishing on Catalog on Catalog on Catalog on Catalog Publication Publication Proxy Configuration Proxy Configuration configuration configuration Application war Application war Extension Extension www.spagoworld.org
  • 13. Spagic: open source SOA Universal Middleware Governance Process & BPM Service modeling management Business Business Rules Activity management t en Inte monitoring m age gra tion eForm an /Co ope M rati d on M Lifecycle an BPM/ETL iddl g Engine ewa in el re od Cooperation M ss Connectors ine Integration B us SOA ESB Application (Web-Mobile) (Web- www.spagoworld.org
  • 14. Spagic & Process Mining www.spagoworld.org
  • 15. Use case: tree years for the new ERP / As IS Accounting Suppliers CRM Back-office Resources Portals (Legacy) Counter DW Services HR IDM (security) Unrelated application silos: each area contains multiple unrelated applications. Unrelated application silos: each area contains multiple unrelated applications. Non-homogeneous technologies (Java, Access, Cobol, ..). Non-homogeneous technologies (Java, Access, Cobol, ..). Organizational processes relying on individual relations (e.g. telephone Organizational processes relying on individual relations (e.g. telephone calls) where data exchange can not be controlled (e.g. MS-excel and manual entry). calls) where data exchange can not be controlled (e.g. MS-excel and manual entry). Information is fragmented and often duplicated in different systems. Information is fragmented and often duplicated in different systems. Governance on systems and not on processes; therefore lack of SLA. Governance on systems and not on processes; therefore lack of SLA. Difficult professional growth of the corporate staff. Difficult professional growth of the corporate staff. www.spagoworld.org
  • 16. Use case / To Be No more silos: two dashboards for all services supported by an integration bus (ESB) and defined by processes and rules. Governance on a single monitoring environment. Back office Dashboard Front-office Dashboard Front End modules Front End modules External Systems External Systems User User User User Component Component Component Component Service Manager Service Manager Business Business Business Business Components Components Components Components Interf. Interf. Interf. Interf. Interf. Interf. Integration BUS Integration BUS Connect. Connect. Connect. Connect. Connect. Connect. Middleware Services RULES Management Registry BPM ETL DOCUM. IDM Engine Monitoring www.spagoworld.org
  • 17. Use Case / Solution with Process Mining As IS pre analysis Organizational processes designed through the ARIS modeler To Be analysis Functional & Business Transaction Technical Component Log Analysis Detail Process BPM Spagic Execution (ARIS) generation BPM Process log Extraction of ProM Mining Knowledge Tuning & Refactory www.spagoworld.org
  • 18. Business Intelligence / context New data sources Traditional BI is over The need to discover information in data The growing importance of time and space www.spagoworld.org
  • 19. Business Intelligence / emerging requests Business Performance Management Business Activity Monitoring Real Time Business Intelligence www.spagoworld.org
  • 20. Business Intelligence / real time … is not analyzing all your operational data … … is not loading all your operational data into the Data Warehouse aside historical ones … IT’S ABOUT DETECTING RELEVANT EVENTS Complex Event Processing Process Mining emerges as a crucial technique to discover hidden information www.spagoworld.org
  • 21. Business Intelligence / open source www.spagoworld.org
  • 22. Business Intelligence / PM in SpagoBI Extract unknown or hidden information from process data in some structured form, such as events and logs Detecting inconsistencies between process models and process instances Gathering hidden information that suggests the creation of new process models www.spagoworld.org
  • 23. Business Intelligence / an example On-line reservation systems for healthcare systems, through the single point of contact, named CUP The goal is to monitor the quality of health information systems for citizens www.spagoworld.org
  • 24. Business Intelligence / how RT and BAM work Data Source Events REAL TIME Real Time Console Other SpagoBI Complex Engines Event Processing Engine HISTORICAL ANALYSIS Database • Integrated with BPM – Start/stop of processes • Interacting with monitored objects www.spagoworld.org
  • 25. Business Intelligence / an example www.spagoworld.org
  • 26. Conclusion Process Mining Design Operational Intelligence Environment Environment Process Mining Process Mining can be the bridge between operational and intelligence environments in enterprise projects where the design activity crosses all domains and departments: analysis and refactoring www.spagoworld.org