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On the Viability of CAPTCHAs for Use
in Telephony Systems: A Usability
Field Study
Niharika	
  Sachdeva*,	
  Nitesh	
  Saxena,	
  Ponnurangam	
  Kumaraguru*	
  
University	
  of	
  Alabama,	
  Birmingham*IIIT-­‐Delhi	
  
InformaDon	
  Security	
  Conference,	
  2013	
  (Nov	
  13	
  –	
  15)	
  
Overview
– MoDvaDon	
  	
  
– Research	
  quesDon	
  
– Study	
  Design	
  
– Experimental	
  setup	
  
– ParDcipants	
  
– Results	
  
– Guidelines	
  

2	
  
Some Attacks

3	
  
CAPTCHA
– Completely	
  Automated	
  Public	
  Turing	
  Test	
  to	
  
tell	
  Computers	
  and	
  Humans	
  Apart	
  
	
  
ReCAPTCHA	
  
Google	
  
	
  	
  	
  

Math	
  FuncDon	
  

Yahoo	
  
Is it Really Useful ??
– FrustraDng	
  	
  	
  	
  	
  	
  	
  	
  	
  
– Lack	
  of	
  incenDve	
  	
  	
  	
  	
  
– Hard	
  to	
  recognize	
  
– Difficult	
  to	
  solve	
  
– NaDve	
  language	
  	
  

E.	
  Bursztein,	
  S.	
  Bethard,	
  C.	
  Fabry,	
  J.	
  Mitchell,	
  and	
  D.	
  Jurafsky.	
  How	
  Good	
  Are	
  Humans	
  at	
  Solving	
  CAPTCHAs?	
  
A	
  Large	
  Scale	
  EvaluaDon.	
  SP	
  ’10,	
  pages	
  399–413.	
  
	
  
J.	
  Yan,	
  A.	
  Ahmad.	
  Usability	
  of	
  CAPTCHAs	
  Or	
  usability	
  issues	
  in	
  CAPTCHA	
  design.	
  In	
  Symposium	
  On	
  Usable	
  
Privacy	
  and	
  Security,	
  pages	
  44–52,	
  2008.	
  	
  

	
  
5	
  
But CAPTCHA continues to Rule

CAPTCHA	
  for	
  RoboCalls	
  

6	
  
But CAPTCHA continues to Rule

CAPTCHA	
  for	
  RoboCalls	
  

7	
  
Audio CAPTCHA a solution?
– 	
  Yahoo	
  
	
  	
  	
  
– 	
  Google	
  
	
  
– Patent	
  CAPTCHA	
  

8	
  
Research Question
– QuanDfy	
  the	
  amount	
  of	
  inconvenience	
  
CAPTCHA	
  causes	
  to	
  users.	
  
– How	
  different	
  features	
  of	
  CAPTCHA,	
  e.g.	
  
duraDon,	
  size	
  and	
  character	
  set	
  influence	
  the	
  
users’	
  performance?	
  
	
  

-  H1:	
  Close	
  to	
  the	
  expected	
  /	
  correct	
  answers	
  even	
  though	
  the	
  overall	
  
CAPTCHA	
  solving	
  accuracy	
  is	
  low.	
  	
  
	
  
-  H2:	
  Accuracy	
  of	
  answering	
  the	
  CAPTCHA	
  correctly	
  on	
  telephony	
  
decreases	
  as	
  the	
  number	
  of	
  key	
  presses	
  required	
  increases.	
  	
  
	
  
-  H3:	
  Users	
  will	
  take	
  more	
  Eme	
  responding	
  to	
  a	
  CAPTCHA	
  that	
  requires	
  
more	
  key	
  presses	
  than	
  to	
  the	
  one	
  requiring	
  less	
  key	
  presses.	
  
9	
  
Study Design

LaDn	
  	
  
Square	
  

Polakis,	
  G.	
  Kontaxis,	
  and	
  S.	
  Ioannidis.	
  CAPTCHuring	
  Automated	
  (Smart)	
  Phone	
  Aiacks.	
  	
  
In	
  SYSSEC,	
  2011.	
  	
  
	
  

10	
  
CAPTCHA Features
Category 	
  

Char.
Set 	
  

Word 	
   Repeat 	
   Duration 	
  

Nois
e 	
  

Voice 	
   Beep 	
  

Min
Max
length 	
   length 	
  

Google 	
  

0-9 	
  

No 	
  

Yes 	
  

34.4 	
  

Yes 	
  

M	
  

Yes 	
  

5 	
  

15 	
  

Ebay 	
  

0-9 	
  

No 	
  

No 	
  

3.7 	
  

Yes 	
  

V 	
  

No 	
  

6 	
  

6 	
  

Yahoo 	
  

0-9 	
  

No 	
  

No 	
  

18.0 	
  

Yes 	
  

Child 	
  

No 	
  

6 	
  

8 	
  

Recaptcha 	
   a-z 	
  

Yes 	
  

No 	
  

10.6 	
  

Yes 	
  

F	
  

No 	
  

6 	
  

6 	
  

Slashdot 	
  

a-z 	
  

Yes 	
  

No 	
  

2.9 	
  

No 	
  

M	
  

No 	
  

1 	
  

1 	
  

CD 	
  

1-5 	
  

No 	
  

No 	
  

14 	
  

Yes 	
  

M	
  

No 	
  

1 	
  

1 	
  

Mathfunction 	
  

0-9 	
  

No 	
  

No 	
  

6.0 	
  

No 	
  

M	
  

No 	
  

4 	
  

3 	
  

RPC 	
  

0-9 	
  

No 	
  

No 	
  

20.0 	
  

No 	
  

M	
  

No 	
  

3 	
  

2 	
  

C+CD 	
  

0-9 	
  

No 	
  

No 	
  

14.0 	
  

No 	
  

M	
  

No 	
  

4 	
  

3 	
  

M	
  =	
  Male	
  ;	
  F	
  =	
  Female;	
  V=Various	
  Voices	
  	
  
11	
  
Deployment
Database

IVRS Playing CAPTCHA

VOIP
Java
Application
PSTN

Linksys Gateway
SPA 3102

Cellular
Network
Source (Legitimate or malicious)

File System

IP phone

Linux Server acting as
CAPTCHA Shield (With
FreeSWITCH)

Architecture	
  Diagram	
  
12	
  
Participants
– 90	
  ParDcipants	
  
	
  
– Five	
  ciDes	
  
- Delhi	
  
- Mumbai	
  
- Chennai	
  
- Noida	
  
- Vellore	
  

	
  
– Real	
  world	
  deployment	
  
13	
  
Results: Accuracy
CAPTCHA	
  

Category	
  

Accuracy	
  (%)	
  

Skip	
  (%)	
  

CD	
  

Telephony	
  

18.71	
  

35.67	
  

Math-­‐FuncDon	
   Telephony	
  

17.47	
  

26.51	
  

RPC	
  

Telephony	
  

15.47	
  

40.33	
  

C+CD	
  

Telephony	
  

4.57	
  

40.10	
  

Ebay	
  

Web	
  (Number)	
  

8.75	
  

13.13	
  

Google	
  

Web	
  (Number)	
  

0.00	
  

43.83	
  

Yahoo	
  

Web	
  (Number)	
  

7.74	
  

20.24	
  

ReCaptcha	
  

Web	
  (Alphabet)	
  

0.00	
  

46.07	
  

Slashdot	
  

Web	
  (Alphabet)	
  

13.73	
  

30.06	
  

14	
  
Results: Time taken
CAPTCHA	
  

Category	
  

Time	
  (s)	
  

CD	
  

Telephony	
  

96.11	
  

Math-­‐Func	
  

Telephony	
  

90.23	
  

RPC	
  

Telephony	
  

147.44	
  

C+CD	
  

Telephony	
  

109.59	
  

Ebay	
  

Web	
  (Number)	
  

80.25	
  

Google	
  

Web	
  (Number)	
  

123.49	
  

Yahoo	
  

Web	
  (Number)	
  

95.88	
  

ReCaptcha	
  

Web	
  (Alphabet)	
  

120.64	
  

Slashdot	
  

Web	
  (Alphabet)	
  

122.57	
  
15	
  
Results:H1
–  H1:	
  	
  Close	
  to	
  the	
  expected	
  /	
  correct	
  answers	
  even	
  
though	
  the	
  overall	
  CAPTCHA	
  solving	
  accuracy	
  is	
  
low.	
  
50

	
  

Yahoo!
eBay

45

Google
Slashdot

40

RPC

Number of Captcha

35

Math−Function
CD

30

C+CD

25
20
15
10
5
0

1

2

3

4
Edit Distance

5

6

7

16	
  
Results: H2

Math function, but we noticed a negative relationship with correlation coefficient r = 0.47 for
web-based captcha. Finally, we found significant difference (t-test, t-value = 5.30 p-value <
0.001) between Expected Key Press (Average DTMF) and accuracy in statistical results shows
that these two were independent of each other. The results mentioned above do not approve our
hypothesis H2.

•  H2:	
  Accuracy	
  of	
  answering	
  the	
  CAPTCHA	
  correctly	
  
on	
  telephony	
  decreases	
  as	
  the	
  number	
  of	
  key	
  
presses	
  required	
  increases	
  
Table 3: Presents the Average DTMF expected for captcha (Avg. DTMF), accuracy, time and
Average DTMF input by users (Avg. User DTMF) of each captcha.
Scheme
Category Avg.
Accuracy Time
Avg.
User
DTMF
DTMF
CD
Telephony 1.00
18.71
96.11
1.76
MathTelephony 2.05
17.47
90.23
2.71
function
RPC
Telephony 3.00
15.47
147.44 3.92
C + CD
Telephony 2.06
4.57
109.59 2.65
Ebay
Web
6.00
8.75
80.25
3.85
Google
Web
6.36
0.00
123.49 4.68
Yahoo
Web
7.09
7.74
95.88
4.99
Slashdot
Web
15.34
13.73
120.64 6.02
ReCaptcha Web
64.93
0.00
122.57 10.97
H3 – Time vs. Number of key press: Table 3 shows that users spent varying amount of time

17	
  
Results: H3
–  H3:	
  	
  Users	
  will	
  take	
  more	
  Dme	
  responding	
  to	
  a	
  CAPTCHA	
  
that	
  requires	
  more	
  key	
  presses	
  than	
  to	
  the	
  one	
  requiring	
  
less	
  key	
  presses.	
  
80"
70"
60"
50"
40"
30"
20"
10"
0"
Ebay""

Google""

Key"press"(#)"

Yahoo""

Accuracy"(%)"

Slashdot""

Recaptcha"

Avg"play"Gme(sec)"
18	
  
User Experience
– User	
  friendliness	
  
Strongly#Agree#

Agree#

Nuetral#

Disagree#

#Strongly#disagree#
0%#

10%# 20%# 30%# 40%# 50%# 60%# 70%# 80%# 90%# 100%#

Complexity#

Frequently#use#

Confidence#

Technical#help#
19	
  
100%#

User Experience
– User	
  preferred	
  scheme	
  
100%#
90%#
80%#

Par$cipants+(%)++

70%#
60%#
50%#
40%#
30%#
20%#
10%#
0%#
18-24#

25-35#

36-50#

51-65#

Age+

#Numeric#

#Mathfunc;on#

#Alphabets#
20	
  
Guidelines
– One	
  Dme	
  instrucDon	
  
– Loss	
  /	
  Error	
  Tolerant	
  
– Feedback	
  
– Verbal	
  Responses	
  

21	
  
Thank you!!
QuesDons	
  

22	
  
For any further information, please write to
pk@iiitd.ac.in	
  
precog.iiitd.edu.in	
  
	
  

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On the Viability of CAPTCHAs for Use in Telephony Systems: A Usability Field Study

  • 1. On the Viability of CAPTCHAs for Use in Telephony Systems: A Usability Field Study Niharika  Sachdeva*,  Nitesh  Saxena,  Ponnurangam  Kumaraguru*   University  of  Alabama,  Birmingham*IIIT-­‐Delhi   InformaDon  Security  Conference,  2013  (Nov  13  –  15)  
  • 2. Overview – MoDvaDon     – Research  quesDon   – Study  Design   – Experimental  setup   – ParDcipants   – Results   – Guidelines   2  
  • 4. CAPTCHA – Completely  Automated  Public  Turing  Test  to   tell  Computers  and  Humans  Apart     ReCAPTCHA   Google         Math  FuncDon   Yahoo  
  • 5. Is it Really Useful ?? – FrustraDng                   – Lack  of  incenDve           – Hard  to  recognize   – Difficult  to  solve   – NaDve  language     E.  Bursztein,  S.  Bethard,  C.  Fabry,  J.  Mitchell,  and  D.  Jurafsky.  How  Good  Are  Humans  at  Solving  CAPTCHAs?   A  Large  Scale  EvaluaDon.  SP  ’10,  pages  399–413.     J.  Yan,  A.  Ahmad.  Usability  of  CAPTCHAs  Or  usability  issues  in  CAPTCHA  design.  In  Symposium  On  Usable   Privacy  and  Security,  pages  44–52,  2008.       5  
  • 6. But CAPTCHA continues to Rule CAPTCHA  for  RoboCalls   6  
  • 7. But CAPTCHA continues to Rule CAPTCHA  for  RoboCalls   7  
  • 8. Audio CAPTCHA a solution? –   Yahoo         –   Google     – Patent  CAPTCHA   8  
  • 9. Research Question – QuanDfy  the  amount  of  inconvenience   CAPTCHA  causes  to  users.   – How  different  features  of  CAPTCHA,  e.g.   duraDon,  size  and  character  set  influence  the   users’  performance?     -  H1:  Close  to  the  expected  /  correct  answers  even  though  the  overall   CAPTCHA  solving  accuracy  is  low.       -  H2:  Accuracy  of  answering  the  CAPTCHA  correctly  on  telephony   decreases  as  the  number  of  key  presses  required  increases.       -  H3:  Users  will  take  more  Eme  responding  to  a  CAPTCHA  that  requires   more  key  presses  than  to  the  one  requiring  less  key  presses.   9  
  • 10. Study Design LaDn     Square   Polakis,  G.  Kontaxis,  and  S.  Ioannidis.  CAPTCHuring  Automated  (Smart)  Phone  Aiacks.     In  SYSSEC,  2011.       10  
  • 11. CAPTCHA Features Category   Char. Set   Word   Repeat   Duration   Nois e   Voice   Beep   Min Max length   length   Google   0-9   No   Yes   34.4   Yes   M   Yes   5   15   Ebay   0-9   No   No   3.7   Yes   V   No   6   6   Yahoo   0-9   No   No   18.0   Yes   Child   No   6   8   Recaptcha   a-z   Yes   No   10.6   Yes   F   No   6   6   Slashdot   a-z   Yes   No   2.9   No   M   No   1   1   CD   1-5   No   No   14   Yes   M   No   1   1   Mathfunction   0-9   No   No   6.0   No   M   No   4   3   RPC   0-9   No   No   20.0   No   M   No   3   2   C+CD   0-9   No   No   14.0   No   M   No   4   3   M  =  Male  ;  F  =  Female;  V=Various  Voices     11  
  • 12. Deployment Database IVRS Playing CAPTCHA VOIP Java Application PSTN Linksys Gateway SPA 3102 Cellular Network Source (Legitimate or malicious) File System IP phone Linux Server acting as CAPTCHA Shield (With FreeSWITCH) Architecture  Diagram   12  
  • 13. Participants – 90  ParDcipants     – Five  ciDes   - Delhi   - Mumbai   - Chennai   - Noida   - Vellore     – Real  world  deployment   13  
  • 14. Results: Accuracy CAPTCHA   Category   Accuracy  (%)   Skip  (%)   CD   Telephony   18.71   35.67   Math-­‐FuncDon   Telephony   17.47   26.51   RPC   Telephony   15.47   40.33   C+CD   Telephony   4.57   40.10   Ebay   Web  (Number)   8.75   13.13   Google   Web  (Number)   0.00   43.83   Yahoo   Web  (Number)   7.74   20.24   ReCaptcha   Web  (Alphabet)   0.00   46.07   Slashdot   Web  (Alphabet)   13.73   30.06   14  
  • 15. Results: Time taken CAPTCHA   Category   Time  (s)   CD   Telephony   96.11   Math-­‐Func   Telephony   90.23   RPC   Telephony   147.44   C+CD   Telephony   109.59   Ebay   Web  (Number)   80.25   Google   Web  (Number)   123.49   Yahoo   Web  (Number)   95.88   ReCaptcha   Web  (Alphabet)   120.64   Slashdot   Web  (Alphabet)   122.57   15  
  • 16. Results:H1 –  H1:    Close  to  the  expected  /  correct  answers  even   though  the  overall  CAPTCHA  solving  accuracy  is   low.   50   Yahoo! eBay 45 Google Slashdot 40 RPC Number of Captcha 35 Math−Function CD 30 C+CD 25 20 15 10 5 0 1 2 3 4 Edit Distance 5 6 7 16  
  • 17. Results: H2 Math function, but we noticed a negative relationship with correlation coefficient r = 0.47 for web-based captcha. Finally, we found significant difference (t-test, t-value = 5.30 p-value < 0.001) between Expected Key Press (Average DTMF) and accuracy in statistical results shows that these two were independent of each other. The results mentioned above do not approve our hypothesis H2. •  H2:  Accuracy  of  answering  the  CAPTCHA  correctly   on  telephony  decreases  as  the  number  of  key   presses  required  increases   Table 3: Presents the Average DTMF expected for captcha (Avg. DTMF), accuracy, time and Average DTMF input by users (Avg. User DTMF) of each captcha. Scheme Category Avg. Accuracy Time Avg. User DTMF DTMF CD Telephony 1.00 18.71 96.11 1.76 MathTelephony 2.05 17.47 90.23 2.71 function RPC Telephony 3.00 15.47 147.44 3.92 C + CD Telephony 2.06 4.57 109.59 2.65 Ebay Web 6.00 8.75 80.25 3.85 Google Web 6.36 0.00 123.49 4.68 Yahoo Web 7.09 7.74 95.88 4.99 Slashdot Web 15.34 13.73 120.64 6.02 ReCaptcha Web 64.93 0.00 122.57 10.97 H3 – Time vs. Number of key press: Table 3 shows that users spent varying amount of time 17  
  • 18. Results: H3 –  H3:    Users  will  take  more  Dme  responding  to  a  CAPTCHA   that  requires  more  key  presses  than  to  the  one  requiring   less  key  presses.   80" 70" 60" 50" 40" 30" 20" 10" 0" Ebay"" Google"" Key"press"(#)" Yahoo"" Accuracy"(%)" Slashdot"" Recaptcha" Avg"play"Gme(sec)" 18  
  • 19. User Experience – User  friendliness   Strongly#Agree# Agree# Nuetral# Disagree# #Strongly#disagree# 0%# 10%# 20%# 30%# 40%# 50%# 60%# 70%# 80%# 90%# 100%# Complexity# Frequently#use# Confidence# Technical#help# 19  
  • 20. 100%# User Experience – User  preferred  scheme   100%# 90%# 80%# Par$cipants+(%)++ 70%# 60%# 50%# 40%# 30%# 20%# 10%# 0%# 18-24# 25-35# 36-50# 51-65# Age+ #Numeric# #Mathfunc;on# #Alphabets# 20  
  • 21. Guidelines – One  Dme  instrucDon   – Loss  /  Error  Tolerant   – Feedback   – Verbal  Responses   21  
  • 23. For any further information, please write to pk@iiitd.ac.in   precog.iiitd.edu.in