SlideShare a Scribd company logo
Software as Medical Device (SaMD)
Challenges and Opportunities for 2021
and Beyond
DECEMBER 09, 2020
Webinar
MEDICAL DEVICE QUALITY IS ALL WE DO,
AND WE’RE ALWAYS AHEAD OF THE GAME.
© Copyright 2020 by Greenlight Guru
Andrew Wu
Branch Manager / Software Consultant
Experienced R&D Engineer and Software Quality
Assurance Engineer leading multiple class II
Medical Devices to commercialization in the US
Serving as Lead Project Management Consultant
of multiple SaMDs intended to commercialize in
the US and EU
3
andrew.wu@rookqs.com
https://www.linkedin.com/in/jungenwu/
Rook Quality Systems is a consulting firm dedicated to helping medical
device companies develop and maintain effective and efficient quality
systems.
We provide specialized and custom consulting services for all classes of
medical devices, including medical software and combination devices.
Quality System
Design
Audit Support
Regulatory
Submission
Support (Int’l)
DHF/ TF
Creation
Software
Validation
Design
Control
Risk
Management
Quality System
Training 4
Rook Quality Systems (RookQS)
Headquartered @ Atlanta, GA, USA (2012) Taiwan Branch @ Linkou, Taiwan (2020)
5
Ø Medical device Instury under COVID-19
Ø EUA for SaMD products
Ø Updates from the FDA on Digital Health Initiatives
Ø Validation Challenges for SaMD manufacturers
Ø Best Practices for leveraing Agile framework for SaMD
Lifecycle Management
Ø Forecast
6
Agenda
Medtech Industry under COVID-19
● Traditional care delivery model is being challenged
● Digital health technologies have advantages under COVID-19
○ Safer
○ Scalable
○ Extend care continuum
○ Accessible/Engaging
○ Improve clinical workflow
● “The Dawn of Digital Medicine”
7
● Criteria for Issuance
○ Affect clinical management of COVID-19
○ Known and potential benefits of the technology outweight the
known and potential risks
○ No adequate, approved, available alternative to the technology
● Non-IVD EUA Requirements
○ Refer to ’Pre-Emergency Use Authorization (EUA)/EUA
Interactive Review Template For Non-IVD Products’
8
SaMD Emergency Use Authorizations
SaMD Emergency Use Authorizations
9
ELEFT Algorithm
(EKO Devices)
CLEWICU System
(CLEW Medical Ltd)
COViage
(Dascena Inc)
Value Proposition Screening for cardiac
conditions is critical for
managing patients with
confirmed or suspected
COVID-19
Early identification of patients susceptible to
respiratory failure/decompensation or hemodynamic
instability
Product Profile The software analyzed
a collected ECG, and
within seconds
displays a binary
prediction of likelihood
of LVEF less than or
equal to 40% on a
smart phone, tablet, or
PC device.
The software imports
data from various
sources (EMR, nursing
assessment,
medications, lab data) to
compute indices that
have been defined as
Respiratory
Decompensation Status
and Hemodynamic
Isntability Status.
The software receives
patient data from EMR to
compute patient status
indices that have been
defined as Respiratory
Decompensation Status
and Hemodynamic
Isntability Status.
FDA Digital Health Initiatives
● Digital Health Center of Excellence (DHCoE)
○ Listening sessions
● Framework and Update as of 2020
○ Communicating Cybersecurity Vulnerabilities to Patients
○ Summary of Learning and Ongoing Activities for Developing
Pre-Cert program
10
Leverage Frameworks
11
TIR 45 Agile Practice
IEC 62304 Software Lifecycle
Management
N23 SaMD QMS
• Traceability to 13485 sections
Software Pre-Certification
DHCoE Listening Sessions
“Conect and build partnership, share knowledge,
and innovate regulatory approaches”
12
DHCoE Listening Sessions
● Harmonized standards or frameworks
○ New regulatory framework around AI/ML
○ Wellness versus regulated apps
○ Pre-cert
● Clinical trial requirements for digital therapeutics and ditigal
diagnostics
● Digital technologies adoption
13
● Digital therapeutic solution used in conjunction with prescribed
medications
● Temporary reduction of sleep disturbance related to nightmares in
adults who suffer from nightmare disorder or due to PTSD
● 30-day randomized, shame control trial of n=70
14
SaMD Clinical Validation Challenges
16
Challenge Mitigation
Demonstrate level of clinical acceptance
of SaMD output
Early product positioning and value
proposition hardening with stakeholders
(e.g. independent reviews)
Unsure what sources and amount of
dataset needed for validation
Pre-submission meeting
Consider acceptable failure behavior in
the clinical environment
Independent review with stakeholders
Functoinality and intended use might
subject to changes after field data is
captured
Ensure robust change control and release
practices are established
• Project
• Release – plan for a usable product (e.g. ready
to be shipped to the field)
• Increment – plan for a set of useful
functionalities (e.g. ready to be shipped to UAT)
• Story - plan for elaboration and implementation
of a small piece of functionality.
Agile Increment/Evolutionary Lifecycle
Risk Mgt
Risk Mgt
Risk Mgt
Risk Mgt
17
Key Elements to
Achieve Quality at
Speed with Agile
18
User Stories
Test Driven
Development
Continuous
Integration
Design Reviews
Validation
Version Control
Practices
Management of
SOUP
Regression
Analysis/Testing
Change
Management
Process
CAPA
Forecast
● Incredible growth – over 20% CAGR1 from 2020-2027
● Preventative care, early disease identification, clinical workflow
streamline
● More visibility on the regulatory policies to foster growth
● Threat of data breach might hinder the growth1
19
Reference: Software as a Medical Device Market Forecast to 2027 - COVID-19 Impact and Global Analysis
by Device Type, Application, Deployment Type, and Geography, Rearch and Markets, April 2020
Thanks!
Any questions?
20
Contact andrew.wu@rookqs.com or visit
www.RookQS.com for more questions, comments, or to
set up a meeting. One of our consultants will be sure to
reach out to assist!

More Related Content

PPTX
US FDA Medical Device or Equipment
PDF
The European Medical Device Regulations - analysis of the final text
 
PDF
Premarket Notification The 510(k) Process
PPTX
ISO Standard 13485
PPTX
GLOBAL MEDICAL DEVICES NOMENCLATURE.pptx
PPTX
Iso 13485:2016
PPTX
Emerging Markets Documentation for Drug Regulatory Affairs
PPTX
Regulation of medical device in japan
US FDA Medical Device or Equipment
The European Medical Device Regulations - analysis of the final text
 
Premarket Notification The 510(k) Process
ISO Standard 13485
GLOBAL MEDICAL DEVICES NOMENCLATURE.pptx
Iso 13485:2016
Emerging Markets Documentation for Drug Regulatory Affairs
Regulation of medical device in japan

What's hot (20)

PPTX
ADVERSE EVENT REPORTINGOF MEDICAL DEVICE
PPTX
Clinical investigation and evaluation of medical devices and ivd.pptx
PPTX
Medical device regulation US, European Union and India
PDF
Medical Device Regulation
PDF
FDA PreApproval Inspection - Part 2
PPTX
Regulatory submission in Japan
PDF
Software as a Medical Device (SaMD) - IMDRF Definition and Categorisation
 
PPTX
Regulation of Medical Devices in US
PPTX
EPDB - Exploratory Product Development Breif
PPTX
Medical Devices Regulation (MDR) 2017/745 - Clinical investigations
PPTX
Regulatory approval process for invitro diagnostics in us
PDF
FDA Guidelines for Medical Devices.pdf
PDF
The 510(k) Process
PPTX
Documentation in Pharmaceutical Industry Part I
PDF
Comparison of Clinical Trial Application requirement of India, USA and Europe.
PPTX
Content and format of dossier filling in india
PPTX
validation and verification of medical device.pptx
PPTX
QUALITY SYSTEM REQUIREMENTS FOR NATIONAL GMP INSPECTORATES
PDF
FDA Regulations and Medical Device Pathways to Market
ADVERSE EVENT REPORTINGOF MEDICAL DEVICE
Clinical investigation and evaluation of medical devices and ivd.pptx
Medical device regulation US, European Union and India
Medical Device Regulation
FDA PreApproval Inspection - Part 2
Regulatory submission in Japan
Software as a Medical Device (SaMD) - IMDRF Definition and Categorisation
 
Regulation of Medical Devices in US
EPDB - Exploratory Product Development Breif
Medical Devices Regulation (MDR) 2017/745 - Clinical investigations
Regulatory approval process for invitro diagnostics in us
FDA Guidelines for Medical Devices.pdf
The 510(k) Process
Documentation in Pharmaceutical Industry Part I
Comparison of Clinical Trial Application requirement of India, USA and Europe.
Content and format of dossier filling in india
validation and verification of medical device.pptx
QUALITY SYSTEM REQUIREMENTS FOR NATIONAL GMP INSPECTORATES
FDA Regulations and Medical Device Pathways to Market
Ad

Similar to Software as a Medical Device (SaMD) Challenges and Opportunities for 2021 and Beyond (20)

PPTX
Critical Steps in Software Development: Enhance Your Chances for a Successful...
PDF
DTx Development
PPTX
SW Validation of AI-Based Medical Devices- MedDev Soft
PDF
Computer Software Assurance (CSA): Understanding the FDA’s New Draft Guidance
PPT
TwinSPIN_Lecture.ppt
PDF
Mark Stevens presentation GxP Compliance for MHealth Applications
PPTX
Building a QMS for Your SaMD
PDF
QbD in Generics IFPAC 2015 Teva Inna Ben Anat QbDWorks
PDF
How User Experience Design and Human Factors Engineering can Accelerate Produ...
PDF
AI and ML in SAMD
PPTX
Perforce user webinar fractyl dhb jb_dhb_adr edits
DOCX
Resume_01022017
PPSX
Risk Management Remediation Overview
PPTX
Computer system validation
PDF
Brochure
PDF
IEC 62304: SDLC Conformance and Management
PPTX
Process and Regulated Processes Software Validation Elements
DOCX
Parthiban
PDF
RSPL Brochure
PPT
Risk management in development of life critical systems
Critical Steps in Software Development: Enhance Your Chances for a Successful...
DTx Development
SW Validation of AI-Based Medical Devices- MedDev Soft
Computer Software Assurance (CSA): Understanding the FDA’s New Draft Guidance
TwinSPIN_Lecture.ppt
Mark Stevens presentation GxP Compliance for MHealth Applications
Building a QMS for Your SaMD
QbD in Generics IFPAC 2015 Teva Inna Ben Anat QbDWorks
How User Experience Design and Human Factors Engineering can Accelerate Produ...
AI and ML in SAMD
Perforce user webinar fractyl dhb jb_dhb_adr edits
Resume_01022017
Risk Management Remediation Overview
Computer system validation
Brochure
IEC 62304: SDLC Conformance and Management
Process and Regulated Processes Software Validation Elements
Parthiban
RSPL Brochure
Risk management in development of life critical systems
Ad

More from Greenlight Guru (20)

PDF
The Compliance Concern: Challenges and Roadblocks for Ensuring Compliance in ...
PDF
How Electronic Data Capture Is Transforming the MedTech Industry
PDF
The ROI of Shifting Mindset From Compliance to Quality
PDF
Leveraging Modern Software Technologies: MedTech’s Best Kept Secret
PDF
Behind the Stats: Expectations vs. Reality of Bringing a Device to Market
PDF
Common Misconceptions on Medical Device Risk & Design Controls
PDF
QMSR Harmonization: The Future of FDA's Quality Management System Regulation
PDF
QMS from a Regulatory Perspective
PDF
Modernizing your QMS to keep up with the Modern Age of Requirements
PDF
eMDR Program and Process
PDF
Moving up to the State of the Art in Risk Management
PDF
ISO 13485: What's Next?
PDF
Making Headway Despite the Turbulence: Regulatory Requirements, Quality, and ...
PDF
Reducing Friction Between Companies and Regulatory Bodies
PDF
Latin American Regulations - What you Don't Know
PDF
Insights on the MedTech Regulatory and Clinical Environment in Israel
PDF
The Global Guide to Human Factors and Usability Engineering Regulations
PDF
MDSAP Certification: Success and Failures
PDF
QMSR Harmonization - The Good the Bad and the Ugly
PDF
UDI - US vs EU: What You Need to Know
The Compliance Concern: Challenges and Roadblocks for Ensuring Compliance in ...
How Electronic Data Capture Is Transforming the MedTech Industry
The ROI of Shifting Mindset From Compliance to Quality
Leveraging Modern Software Technologies: MedTech’s Best Kept Secret
Behind the Stats: Expectations vs. Reality of Bringing a Device to Market
Common Misconceptions on Medical Device Risk & Design Controls
QMSR Harmonization: The Future of FDA's Quality Management System Regulation
QMS from a Regulatory Perspective
Modernizing your QMS to keep up with the Modern Age of Requirements
eMDR Program and Process
Moving up to the State of the Art in Risk Management
ISO 13485: What's Next?
Making Headway Despite the Turbulence: Regulatory Requirements, Quality, and ...
Reducing Friction Between Companies and Regulatory Bodies
Latin American Regulations - What you Don't Know
Insights on the MedTech Regulatory and Clinical Environment in Israel
The Global Guide to Human Factors and Usability Engineering Regulations
MDSAP Certification: Success and Failures
QMSR Harmonization - The Good the Bad and the Ugly
UDI - US vs EU: What You Need to Know

Recently uploaded (20)

PDF
DOC-20250806-WA0002._20250806_112011_0000.pdf
PDF
Katrina Stoneking: Shaking Up the Alcohol Beverage Industry
PPT
340036916-American-Literature-Literary-Period-Overview.ppt
PDF
Training And Development of Employee .pdf
PPTX
CkgxkgxydkydyldylydlydyldlyddolydyoyyU2.pptx
PDF
Business model innovation report 2022.pdf
PDF
Roadmap Map-digital Banking feature MB,IB,AB
PDF
Deliverable file - Regulatory guideline analysis.pdf
PPTX
Lecture (1)-Introduction.pptx business communication
PPTX
Amazon (Business Studies) management studies
PDF
COST SHEET- Tender and Quotation unit 2.pdf
PPTX
AI-assistance in Knowledge Collection and Curation supporting Safe and Sustai...
PPT
Data mining for business intelligence ch04 sharda
DOCX
Euro SEO Services 1st 3 General Updates.docx
PDF
Reconciliation AND MEMORANDUM RECONCILATION
PDF
A Brief Introduction About Julia Allison
PDF
How to Get Funding for Your Trucking Business
PDF
Ôn tập tiếng anh trong kinh doanh nâng cao
PPTX
Probability Distribution, binomial distribution, poisson distribution
PPTX
Belch_12e_PPT_Ch18_Accessible_university.pptx
DOC-20250806-WA0002._20250806_112011_0000.pdf
Katrina Stoneking: Shaking Up the Alcohol Beverage Industry
340036916-American-Literature-Literary-Period-Overview.ppt
Training And Development of Employee .pdf
CkgxkgxydkydyldylydlydyldlyddolydyoyyU2.pptx
Business model innovation report 2022.pdf
Roadmap Map-digital Banking feature MB,IB,AB
Deliverable file - Regulatory guideline analysis.pdf
Lecture (1)-Introduction.pptx business communication
Amazon (Business Studies) management studies
COST SHEET- Tender and Quotation unit 2.pdf
AI-assistance in Knowledge Collection and Curation supporting Safe and Sustai...
Data mining for business intelligence ch04 sharda
Euro SEO Services 1st 3 General Updates.docx
Reconciliation AND MEMORANDUM RECONCILATION
A Brief Introduction About Julia Allison
How to Get Funding for Your Trucking Business
Ôn tập tiếng anh trong kinh doanh nâng cao
Probability Distribution, binomial distribution, poisson distribution
Belch_12e_PPT_Ch18_Accessible_university.pptx

Software as a Medical Device (SaMD) Challenges and Opportunities for 2021 and Beyond

  • 1. Software as Medical Device (SaMD) Challenges and Opportunities for 2021 and Beyond DECEMBER 09, 2020 Webinar
  • 2. MEDICAL DEVICE QUALITY IS ALL WE DO, AND WE’RE ALWAYS AHEAD OF THE GAME. © Copyright 2020 by Greenlight Guru
  • 3. Andrew Wu Branch Manager / Software Consultant Experienced R&D Engineer and Software Quality Assurance Engineer leading multiple class II Medical Devices to commercialization in the US Serving as Lead Project Management Consultant of multiple SaMDs intended to commercialize in the US and EU 3 andrew.wu@rookqs.com https://www.linkedin.com/in/jungenwu/
  • 4. Rook Quality Systems is a consulting firm dedicated to helping medical device companies develop and maintain effective and efficient quality systems. We provide specialized and custom consulting services for all classes of medical devices, including medical software and combination devices. Quality System Design Audit Support Regulatory Submission Support (Int’l) DHF/ TF Creation Software Validation Design Control Risk Management Quality System Training 4
  • 5. Rook Quality Systems (RookQS) Headquartered @ Atlanta, GA, USA (2012) Taiwan Branch @ Linkou, Taiwan (2020) 5
  • 6. Ø Medical device Instury under COVID-19 Ø EUA for SaMD products Ø Updates from the FDA on Digital Health Initiatives Ø Validation Challenges for SaMD manufacturers Ø Best Practices for leveraing Agile framework for SaMD Lifecycle Management Ø Forecast 6 Agenda
  • 7. Medtech Industry under COVID-19 ● Traditional care delivery model is being challenged ● Digital health technologies have advantages under COVID-19 ○ Safer ○ Scalable ○ Extend care continuum ○ Accessible/Engaging ○ Improve clinical workflow ● “The Dawn of Digital Medicine” 7
  • 8. ● Criteria for Issuance ○ Affect clinical management of COVID-19 ○ Known and potential benefits of the technology outweight the known and potential risks ○ No adequate, approved, available alternative to the technology ● Non-IVD EUA Requirements ○ Refer to ’Pre-Emergency Use Authorization (EUA)/EUA Interactive Review Template For Non-IVD Products’ 8 SaMD Emergency Use Authorizations
  • 9. SaMD Emergency Use Authorizations 9 ELEFT Algorithm (EKO Devices) CLEWICU System (CLEW Medical Ltd) COViage (Dascena Inc) Value Proposition Screening for cardiac conditions is critical for managing patients with confirmed or suspected COVID-19 Early identification of patients susceptible to respiratory failure/decompensation or hemodynamic instability Product Profile The software analyzed a collected ECG, and within seconds displays a binary prediction of likelihood of LVEF less than or equal to 40% on a smart phone, tablet, or PC device. The software imports data from various sources (EMR, nursing assessment, medications, lab data) to compute indices that have been defined as Respiratory Decompensation Status and Hemodynamic Isntability Status. The software receives patient data from EMR to compute patient status indices that have been defined as Respiratory Decompensation Status and Hemodynamic Isntability Status.
  • 10. FDA Digital Health Initiatives ● Digital Health Center of Excellence (DHCoE) ○ Listening sessions ● Framework and Update as of 2020 ○ Communicating Cybersecurity Vulnerabilities to Patients ○ Summary of Learning and Ongoing Activities for Developing Pre-Cert program 10
  • 11. Leverage Frameworks 11 TIR 45 Agile Practice IEC 62304 Software Lifecycle Management N23 SaMD QMS • Traceability to 13485 sections Software Pre-Certification
  • 12. DHCoE Listening Sessions “Conect and build partnership, share knowledge, and innovate regulatory approaches” 12
  • 13. DHCoE Listening Sessions ● Harmonized standards or frameworks ○ New regulatory framework around AI/ML ○ Wellness versus regulated apps ○ Pre-cert ● Clinical trial requirements for digital therapeutics and ditigal diagnostics ● Digital technologies adoption 13
  • 14. ● Digital therapeutic solution used in conjunction with prescribed medications ● Temporary reduction of sleep disturbance related to nightmares in adults who suffer from nightmare disorder or due to PTSD ● 30-day randomized, shame control trial of n=70 14
  • 15. SaMD Clinical Validation Challenges 16 Challenge Mitigation Demonstrate level of clinical acceptance of SaMD output Early product positioning and value proposition hardening with stakeholders (e.g. independent reviews) Unsure what sources and amount of dataset needed for validation Pre-submission meeting Consider acceptable failure behavior in the clinical environment Independent review with stakeholders Functoinality and intended use might subject to changes after field data is captured Ensure robust change control and release practices are established
  • 16. • Project • Release – plan for a usable product (e.g. ready to be shipped to the field) • Increment – plan for a set of useful functionalities (e.g. ready to be shipped to UAT) • Story - plan for elaboration and implementation of a small piece of functionality. Agile Increment/Evolutionary Lifecycle Risk Mgt Risk Mgt Risk Mgt Risk Mgt 17
  • 17. Key Elements to Achieve Quality at Speed with Agile 18 User Stories Test Driven Development Continuous Integration Design Reviews Validation Version Control Practices Management of SOUP Regression Analysis/Testing Change Management Process CAPA
  • 18. Forecast ● Incredible growth – over 20% CAGR1 from 2020-2027 ● Preventative care, early disease identification, clinical workflow streamline ● More visibility on the regulatory policies to foster growth ● Threat of data breach might hinder the growth1 19 Reference: Software as a Medical Device Market Forecast to 2027 - COVID-19 Impact and Global Analysis by Device Type, Application, Deployment Type, and Geography, Rearch and Markets, April 2020
  • 19. Thanks! Any questions? 20 Contact andrew.wu@rookqs.com or visit www.RookQS.com for more questions, comments, or to set up a meeting. One of our consultants will be sure to reach out to assist!