Speech Acts and Speech Events of University HKBPNP
 1. Introduction
 2. Speech acts
 3. IFIDs
 4. Felicity conditions
 5. Performative Hypothesis
 6. Speech act classification
 7. Direct and Indirect speech acts.
 8. Speech events
 9. Conclusion
 George Yule(1996), Pragmatics, New York:
Oxford University Press.
 Jacob L. Mey (1993), Pragmatics: An
introduction, Blackwell.
 utterance (n) : spoken words
 explicit (adj) : clear and easy to understand
 implicit (adj) :hidden, not clear
 precondition (n) : something that must
happen or exist before something else can
exist or be done
 declarative (adj) : in the form of a simple
statement
 interrogative (adj) : in the form of a question
 imperative (adj) : in the form of an order
 1. Why don’t you join our party tonight?.
Invitation
I. What are speech acts?
- actions performed through spoken words
=When you say something, you actually do
something.
- labeled as apology, complaint, compliment,
invitation, promise or request.
( Yule – Pragmatics – pg 47 ).
 Example: - You’re clumsy. ( complaint ).
- I’ll pay you back tommorow. ( promise)
- Get me a glass of water, please! (request)
1. Locutionary Act.
- the basic act of utterance
- the act of producing a meaningful linguistic
expression.
= You speak something correctly in grammar
and meaning.
Example: I want you to go out!
2. Illocutionary Act
= The intention of the speaker
+ the act of forming an utterance with
some kind of function.
+ performed through the communicative
force, known as the illocutionary force of an
utterance such as a statement, an explanation,
an offer, etc.( G.Yule,1996,48)
+ Illocutionary force= communication
purpose
Example: - The TV volume is too loud!
( Could you turn down the TV volume?)
3. Perlocutionary Act
=The hearer realizes the intention of the
speaker
The perlocutionary act :
 aimed at creating an effect on the hearer
 performed by saying something in a particular
context.
 Example:
 A stranger is trying to break into your house
=> may make the hearer feel worried and scared
 I’m so thirsty.
=> may get the hearer to bring about some
water.
 Same utterance ===> different
illocutionary forces
 Example:
 - The final test will be difficult. ( A )
- (I warn you that
A ).
- (I think that A ).
- ( I promise that
A )
 IFID is a piece of language that signals what
kind of speech acts are being performed.
 Example:
 Could you open the window, please? (question)
 I promise I will take you to the zoo.
(promise)
IFIDS
I= Illocutionary
F= Force
I= Indicating
D= Devices
IFIDS
 Performative verb: a verb that clearly indicates
illocutionary act being performed.
Example: “apologize”, “request”, “state”,
“promise”
 Describe the speech acts being performed
 Example:
Sergeant: Shut your mouth up.
Soldier: No, sir.
Boss: I'm your sergeant. I'm ordering you to shut up.
 word order, stress, intonation:
Example:
 You love her. (I tell you that you love her)
 You love HER? (I request confirmation that you
love her)
 Are you CRAZY? (I prevent you from doing
something stupid)
 Get out of this room now. (I ask you to get out of
this room now)
Determines whether a speech act is
recognized as intended or not.
These conditions help the hearer
understand the speaker’s intention.
 Example: When the speech act is infelicitous
(inappropriate).
 I declare peace/ war. (said by a citizen)- should
be a president.
 I pronounce you innocent (said by one in the
crowd)- should be by the judge
 I’m sorry for hurting you (the speaker doesn’t
feel sorry at all)- a lie
 General conditions : on the participants can
understand the languages being used and
they are not pretending or being ignorant
 Example:
 The participants understand English in the
English spoken-environment and they actively
get the information.
Content conditions:
 According to Searle
 The speaker must be the one who is to perform
the act
 b, Futurity rule: The act that is to perform must
take place in the future
 Example:
 I promise I will come back soon.
 I warn you that your laziness will lead you to
failure.
Preparatory conditions:
Promise
According to Searle(1969) “ a promise is a
pledge to do something for you, not to you”
 The event will not happen by itself
 The event will have beneficial effect
 Hearer: be prepared for the act
 Speaker: not be obligated to perform the
act.
 Example
I promise I will pay the ticket tomorrow.
Warning
 According to Searle (1969) “threat is a
pledge to do something to you, not for you”
 The speaker thinks the event will occur.
 The hearer doesn’t clearly know if the event
will occur. (G.Yule – 1996 – p.51)
 The event will not have beneficial effect.
Example:
 If I happen to see you around this corner, you
don’t know what will be happening.
Sincerity condition: the speaker must be
serious in carrying out the act.
Promise
 ability: the speaker is physically and mentally
able to do the promised act.
 state-of-mind: the speaker intends to do the
future act.
Example:
 I’d love to see you tomorrow. (the speaker really
want to meet the hearer tomorrow).
Warning:
 The speaker believes the act will not have
beneficial effect (G.Yule–1996–p.51)
Example:
Behave or you will be grounded for a week.
Essential condition: combines with a specification of
what must be in the utterance content, the context,
and the speaker`s intention, in order for a specific
speech act to be appropriately performed
(G.Yule,1996,51)
Promise: Speaker is aware that he/she is committed
him/herself to do the act.
Example:
I promise that I will water the flower tomorrow.
Warning: Speaker is aware that he/she is
informed of the act.
Example:
 She threatened to kill me if I didn’t give
her money. (changing from non-informing
of bad future to informing)
 Searle’s felicity condition:
I promise I will fix your broken computer in two
days.
1.Sincerity condition 3. Content condition
State of mind Futurity rule Ability
2. Essential condition 4. Preparatory condition
Non-obligation to obligation - Beneficial effect
- Non-expectancy condition
Performative hypothesis
 All sentences are performative utterances at
some abstract level.
 Austin defines: a performative as an
utterance contains a special type of verb (a
performative verb) by force of which it
performs an action.
 Performative hypothesis implies that all
sentences have truth values and all
sentences are predicted to be true by virtue
of simply uttering them.
 Basic format: I (hereby) Vp you that U
 Vp = promise, warn, threat, declare, ask,
order, request, predict, etc...
 E.g: I will buy you a cat
→I (hereby) promise to you that I will buy
you a cat
 Explicit and implicit performatives
 An explicit performative is one in which the
utterance inscription contains an expression
that makes explicit what kind of act is being
performed (Lyons, 1981, 175).
 It includes a performative verb that allows the
speaker to avoid misunderstanding the force
behind an utterance.
 Implicit performative( primary performatives):
 Every utterance with which the speaker performs an
illocutionary act is an implicit performative (Austin).
 Example: 1) a. Will you go?
b. I hereby invite you that you go.
2) a. The door is there.
b. I hereby order you that you leave.
 Example 1)a , 2)a : implicit performatives or primary
performatives
1)b 2)b : explicit performatives, normally without
“hereby”.
Advantages Disadvantages
Clarified the elements involved
in the production and
interpretation of utterances.
(G.Yule,1996,52)
The explicit performative version
of a command has a much more
serious impact than the implicit
version. ( G.Yule,1996,52)
It shows that some adverbs or
adverbial clasues are natually
attach to the explicit
performative clause rather than
the implicit version.
( G.Yule,1996,52)
- It’s difficult to know what exactly
Vp for some utterances.
-We don’t know how many Vps
there are in any languages.
-( G.Yule,1996,52-53)
1. Declarations
 Change the world via their
utterance( G.Yule,1996,53)
=The power of the speaker’s utterance can
change the reality.
 The speaker has to have a special
institutional role,in a specific context
 The speaker changes the world via words
example
 MC :Game over!
 Shop assistant :You are welcome!
 You’re diagnosed with cancer
2. Representatives
 Speech acts that state what the speaker
believes to the the case or not
(G.Yule,1996,53)
 Speech acts asserts a proposition as true or
false.
 Statements of
fact,assertions,conclusions,descriptions…
 The speaker makes words fit the world
For example:
 The sun rises in the East and sets in the West.
 Mozart is the greatest composer.
 A spider has eight legs
3. Expressives
 Speech acts that state what the speakers
feels
 Express psychological states and can be
statements of pleasure, pain, likes, sorrow,
joy.
 The speaker makes words fit the world of
feeling.
 For example
It was very kind of you.
Bravooooo!!!!
4. Directives
 The speaker uses them to get someone else
to do something
 Express what the speaker wants (commands,
orders, request, suggestions..) can be
negative or positive
 The speaker attempts to make the world fit
the words (via the hearer)
For example
 Can you pick me up tomorrow morning?
 Let’s go to a restaurant in stead of eating at
home.
5. Commissives
 The speakers use to commit themselves to some
future action (express what the speaker intends
such as promises, threats, refusals, pledges.
 They can be performed by the speaker alone or
by the speaker as a member of a group
 The speaker undertakes to make the world fit
the words (via speaker)
For example:
 Don’t worry! I will borrow you some money
 Don’t move or I will shoot.
Direct speech acts: are the speech acts directly
indicated by a literal reading of the
grammatical form and vocabulary of the
sentence uttered.
 There is a direct relationship between a structure
and a function
Indirect speech acts are the speech acts whose
force differs from what is taken to be the
literal meaning of the sentence uttered.
 There is an indirect relationship between a
structure and a function
Structure
Declarative
Interrogative
Imperative
Function
Statement
Question
Command/
Request
Direct speech act.
Direct speech act.
Direct speech act.
 E.g1:
 How old are you?
 the speaker asks the hearer’s age (direct speech act)
 The speaker warns the hearer that he is too old to act
like a child (indirect speech act)
 E.g2: The door is there.
 reply of the question: where is the door? ( direct
speech act)
 the speaker commands the hearer to leave (indirect
speech act).
Indirect speech acts are generally associated with
greater politeness in English than direct speech acts.
( G.Yule-1996,57)
The unified set of speech acts
 Speech event = speech act + speech act + … +
speech act.
 The activities in which participants interact
via language in some conventional way to
arrive at some outcome. ( G.Yule-1996,57)
Example 1:
A: Are you leaving now, Jane?
B: Yes, I am. Are you, too?
A: No. I don’t know how to go home now.
B: Why is it?
A: I went to school by bus this morning but I’ve spent all of my
money.
B: Where is your house?
A: It’s at 75th
Street. Is it near your house?
B: Yeah.
A: Fantastic!
B: Ok, let’s go.
This speech event helps the speaker avoid asking “Can you
ride me home?”
Example 2:
A: Do you have any plan for Saturday?
B: I don’t know yet.
A: You know, there will be a concert of your
favorite bands.
B: Really? Sounds great!
A: And I have bought 2 tickets.
B: You’re so sweet. Thank you. See you there!
The extended interaction may be called a
‘requesting’ speech event without a central
speech act of request.
 Determines the interpretation of an
utterance as performing a particular speech
act.
 May include an obvious central speech act
but will also include other utterances leading
up to and subsequently reacting to that
central action ( G.Yule, 1996,57)
 A speech event means asking about
precondition, not making a direct request.
 A speech event can be defined by a unified
set of components throughout:
 Same purpose of communication
 Same topic
 Same participants
 Same language variety (generally)
 Example : exchange greetings, telling jokes,
giving speeches.
 Example: A: I got 2 movie tickets. Will you
be free tonight?.
B: I’ve never been busy at night!:) ( in a
humourous way to say “ Yes, of course”).
=> This speech event helps the speaker avoid
asking “Can you go out with me tonight?
 The usefulness of speech act analysis = what
we can do with words and identify the
common spoken words that perform specific
actions.
 Nevertheless, we need to look at more
extended interaction to understand how
those actions are carried out and interpreted
within speech events. (G.Yule,1996,58)
Thank you

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Speech Acts and Speech Events of University HKBPNP

  • 2.  1. Introduction  2. Speech acts  3. IFIDs  4. Felicity conditions  5. Performative Hypothesis  6. Speech act classification  7. Direct and Indirect speech acts.  8. Speech events  9. Conclusion
  • 3.  George Yule(1996), Pragmatics, New York: Oxford University Press.  Jacob L. Mey (1993), Pragmatics: An introduction, Blackwell.
  • 4.  utterance (n) : spoken words  explicit (adj) : clear and easy to understand  implicit (adj) :hidden, not clear  precondition (n) : something that must happen or exist before something else can exist or be done  declarative (adj) : in the form of a simple statement  interrogative (adj) : in the form of a question  imperative (adj) : in the form of an order
  • 5.  1. Why don’t you join our party tonight?. Invitation
  • 6. I. What are speech acts? - actions performed through spoken words =When you say something, you actually do something. - labeled as apology, complaint, compliment, invitation, promise or request. ( Yule – Pragmatics – pg 47 ).
  • 7.  Example: - You’re clumsy. ( complaint ). - I’ll pay you back tommorow. ( promise) - Get me a glass of water, please! (request)
  • 8. 1. Locutionary Act. - the basic act of utterance - the act of producing a meaningful linguistic expression. = You speak something correctly in grammar and meaning. Example: I want you to go out!
  • 9. 2. Illocutionary Act = The intention of the speaker + the act of forming an utterance with some kind of function. + performed through the communicative force, known as the illocutionary force of an utterance such as a statement, an explanation, an offer, etc.( G.Yule,1996,48) + Illocutionary force= communication purpose Example: - The TV volume is too loud! ( Could you turn down the TV volume?)
  • 10. 3. Perlocutionary Act =The hearer realizes the intention of the speaker The perlocutionary act :  aimed at creating an effect on the hearer  performed by saying something in a particular context.  Example:  A stranger is trying to break into your house => may make the hearer feel worried and scared  I’m so thirsty. => may get the hearer to bring about some water.
  • 11.  Same utterance ===> different illocutionary forces  Example:  - The final test will be difficult. ( A ) - (I warn you that A ). - (I think that A ). - ( I promise that A )
  • 12.  IFID is a piece of language that signals what kind of speech acts are being performed.  Example:  Could you open the window, please? (question)  I promise I will take you to the zoo. (promise) IFIDS I= Illocutionary F= Force I= Indicating D= Devices IFIDS
  • 13.  Performative verb: a verb that clearly indicates illocutionary act being performed. Example: “apologize”, “request”, “state”, “promise”  Describe the speech acts being performed  Example: Sergeant: Shut your mouth up. Soldier: No, sir. Boss: I'm your sergeant. I'm ordering you to shut up.
  • 14.  word order, stress, intonation: Example:  You love her. (I tell you that you love her)  You love HER? (I request confirmation that you love her)  Are you CRAZY? (I prevent you from doing something stupid)  Get out of this room now. (I ask you to get out of this room now)
  • 15. Determines whether a speech act is recognized as intended or not. These conditions help the hearer understand the speaker’s intention.
  • 16.  Example: When the speech act is infelicitous (inappropriate).  I declare peace/ war. (said by a citizen)- should be a president.  I pronounce you innocent (said by one in the crowd)- should be by the judge  I’m sorry for hurting you (the speaker doesn’t feel sorry at all)- a lie
  • 17.  General conditions : on the participants can understand the languages being used and they are not pretending or being ignorant  Example:  The participants understand English in the English spoken-environment and they actively get the information.
  • 18. Content conditions:  According to Searle  The speaker must be the one who is to perform the act  b, Futurity rule: The act that is to perform must take place in the future  Example:  I promise I will come back soon.  I warn you that your laziness will lead you to failure.
  • 19. Preparatory conditions: Promise According to Searle(1969) “ a promise is a pledge to do something for you, not to you”  The event will not happen by itself  The event will have beneficial effect  Hearer: be prepared for the act  Speaker: not be obligated to perform the act.  Example I promise I will pay the ticket tomorrow.
  • 20. Warning  According to Searle (1969) “threat is a pledge to do something to you, not for you”  The speaker thinks the event will occur.  The hearer doesn’t clearly know if the event will occur. (G.Yule – 1996 – p.51)  The event will not have beneficial effect. Example:  If I happen to see you around this corner, you don’t know what will be happening.
  • 21. Sincerity condition: the speaker must be serious in carrying out the act. Promise  ability: the speaker is physically and mentally able to do the promised act.  state-of-mind: the speaker intends to do the future act. Example:  I’d love to see you tomorrow. (the speaker really want to meet the hearer tomorrow).
  • 22. Warning:  The speaker believes the act will not have beneficial effect (G.Yule–1996–p.51) Example: Behave or you will be grounded for a week.
  • 23. Essential condition: combines with a specification of what must be in the utterance content, the context, and the speaker`s intention, in order for a specific speech act to be appropriately performed (G.Yule,1996,51) Promise: Speaker is aware that he/she is committed him/herself to do the act. Example: I promise that I will water the flower tomorrow.
  • 24. Warning: Speaker is aware that he/she is informed of the act. Example:  She threatened to kill me if I didn’t give her money. (changing from non-informing of bad future to informing)
  • 25.  Searle’s felicity condition: I promise I will fix your broken computer in two days. 1.Sincerity condition 3. Content condition State of mind Futurity rule Ability 2. Essential condition 4. Preparatory condition Non-obligation to obligation - Beneficial effect - Non-expectancy condition
  • 26. Performative hypothesis  All sentences are performative utterances at some abstract level.  Austin defines: a performative as an utterance contains a special type of verb (a performative verb) by force of which it performs an action.  Performative hypothesis implies that all sentences have truth values and all sentences are predicted to be true by virtue of simply uttering them.
  • 27.  Basic format: I (hereby) Vp you that U  Vp = promise, warn, threat, declare, ask, order, request, predict, etc...  E.g: I will buy you a cat →I (hereby) promise to you that I will buy you a cat
  • 28.  Explicit and implicit performatives  An explicit performative is one in which the utterance inscription contains an expression that makes explicit what kind of act is being performed (Lyons, 1981, 175).  It includes a performative verb that allows the speaker to avoid misunderstanding the force behind an utterance.
  • 29.  Implicit performative( primary performatives):  Every utterance with which the speaker performs an illocutionary act is an implicit performative (Austin).  Example: 1) a. Will you go? b. I hereby invite you that you go. 2) a. The door is there. b. I hereby order you that you leave.  Example 1)a , 2)a : implicit performatives or primary performatives 1)b 2)b : explicit performatives, normally without “hereby”.
  • 30. Advantages Disadvantages Clarified the elements involved in the production and interpretation of utterances. (G.Yule,1996,52) The explicit performative version of a command has a much more serious impact than the implicit version. ( G.Yule,1996,52) It shows that some adverbs or adverbial clasues are natually attach to the explicit performative clause rather than the implicit version. ( G.Yule,1996,52) - It’s difficult to know what exactly Vp for some utterances. -We don’t know how many Vps there are in any languages. -( G.Yule,1996,52-53)
  • 31. 1. Declarations  Change the world via their utterance( G.Yule,1996,53) =The power of the speaker’s utterance can change the reality.  The speaker has to have a special institutional role,in a specific context  The speaker changes the world via words
  • 32. example  MC :Game over!  Shop assistant :You are welcome!  You’re diagnosed with cancer
  • 33. 2. Representatives  Speech acts that state what the speaker believes to the the case or not (G.Yule,1996,53)  Speech acts asserts a proposition as true or false.  Statements of fact,assertions,conclusions,descriptions…  The speaker makes words fit the world For example:  The sun rises in the East and sets in the West.  Mozart is the greatest composer.  A spider has eight legs
  • 34. 3. Expressives  Speech acts that state what the speakers feels  Express psychological states and can be statements of pleasure, pain, likes, sorrow, joy.  The speaker makes words fit the world of feeling.  For example It was very kind of you. Bravooooo!!!!
  • 35. 4. Directives  The speaker uses them to get someone else to do something  Express what the speaker wants (commands, orders, request, suggestions..) can be negative or positive  The speaker attempts to make the world fit the words (via the hearer) For example  Can you pick me up tomorrow morning?  Let’s go to a restaurant in stead of eating at home.
  • 36. 5. Commissives  The speakers use to commit themselves to some future action (express what the speaker intends such as promises, threats, refusals, pledges.  They can be performed by the speaker alone or by the speaker as a member of a group  The speaker undertakes to make the world fit the words (via speaker) For example:  Don’t worry! I will borrow you some money  Don’t move or I will shoot.
  • 37. Direct speech acts: are the speech acts directly indicated by a literal reading of the grammatical form and vocabulary of the sentence uttered.  There is a direct relationship between a structure and a function Indirect speech acts are the speech acts whose force differs from what is taken to be the literal meaning of the sentence uttered.  There is an indirect relationship between a structure and a function
  • 39.  E.g1:  How old are you?  the speaker asks the hearer’s age (direct speech act)  The speaker warns the hearer that he is too old to act like a child (indirect speech act)  E.g2: The door is there.  reply of the question: where is the door? ( direct speech act)  the speaker commands the hearer to leave (indirect speech act). Indirect speech acts are generally associated with greater politeness in English than direct speech acts. ( G.Yule-1996,57)
  • 40. The unified set of speech acts  Speech event = speech act + speech act + … + speech act.  The activities in which participants interact via language in some conventional way to arrive at some outcome. ( G.Yule-1996,57)
  • 41. Example 1: A: Are you leaving now, Jane? B: Yes, I am. Are you, too? A: No. I don’t know how to go home now. B: Why is it? A: I went to school by bus this morning but I’ve spent all of my money. B: Where is your house? A: It’s at 75th Street. Is it near your house? B: Yeah. A: Fantastic! B: Ok, let’s go. This speech event helps the speaker avoid asking “Can you ride me home?”
  • 42. Example 2: A: Do you have any plan for Saturday? B: I don’t know yet. A: You know, there will be a concert of your favorite bands. B: Really? Sounds great! A: And I have bought 2 tickets. B: You’re so sweet. Thank you. See you there! The extended interaction may be called a ‘requesting’ speech event without a central speech act of request.
  • 43.  Determines the interpretation of an utterance as performing a particular speech act.  May include an obvious central speech act but will also include other utterances leading up to and subsequently reacting to that central action ( G.Yule, 1996,57)  A speech event means asking about precondition, not making a direct request.
  • 44.  A speech event can be defined by a unified set of components throughout:  Same purpose of communication  Same topic  Same participants  Same language variety (generally)  Example : exchange greetings, telling jokes, giving speeches.
  • 45.  Example: A: I got 2 movie tickets. Will you be free tonight?. B: I’ve never been busy at night!:) ( in a humourous way to say “ Yes, of course”). => This speech event helps the speaker avoid asking “Can you go out with me tonight?
  • 46.  The usefulness of speech act analysis = what we can do with words and identify the common spoken words that perform specific actions.  Nevertheless, we need to look at more extended interaction to understand how those actions are carried out and interpreted within speech events. (G.Yule,1996,58)